SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549
Total Page:16
File Type:pdf, Size:1020Kb
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX REPORT ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 0001598735 PAX WORLD FUNDS SERIES TRUST III (Exact name of registrant as specified in charter) 30 Penhallow St, Ste. 400 Portsmouth, NH 03801 (Address of principal executive offices) Registrants Telephone Number, Including Area Code: (800) 767-1729 Pax Ellevate Management LLC 30 Penhallow Street, Suite 400 Portsmouth, NH 03801 Attn: Joseph F. Keefe (Name and address of agent for service) Date of fiscal year end: December 31 Date of reporting period: July 1, 2018 - June 30, 2019 Item 1: Proxy Voting Record Fund Name : Pax Ellevate Global Womens Leadership Fund 07/01/2018 - 06/30/2019 ________________________________________________________________________________ Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/26/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Alpern Mgmt For Withhold Against 1.2 Elect Roxanne S. Austin Mgmt For Withhold Against 1.3 Elect Sally E. Blount Mgmt For Withhold Against 1.4 Elect Michelle A. Mgmt For Withhold Against Kumbier 1.5 Elect Edward M. Liddy Mgmt For Withhold Against 1.6 Elect Nancy McKinstry Mgmt For Withhold Against 1.7 Elect Phebe N. Mgmt For Withhold Against Novakovic 1.8 Elect William A. Osborn Mgmt For Withhold Against 1.9 Elect Samuel C. Scott Mgmt For Withhold Against III 1.10 Elect Daniel J. Starks Mgmt For Withhold Against 1.11 Elect John G. Stratton Mgmt For Withhold Against 1.12 Elect Glenn F. Tilton Mgmt For Withhold Against 1.13 Elect Miles D. White Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Accenture plc Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jaime Ardila Mgmt For For For Gomez 2 Elect Herbert Hainer Mgmt For For For 3 Elect Marjorie Magner Mgmt For For For 4 Elect Nancy McKinstry Mgmt For For For 5 Elect David P. Rowland Mgmt For For For (substitute nominee for Pierre Nanterme) 6 Elect Gilles Pelisson Mgmt For For For 7 Elect Paula A. Price Mgmt For For For 8 Elect Venkata Mgmt For For For Renduchintala 9 Elect Arun Sarin Mgmt For For For 10 Elect Frank Kui Tang Mgmt For For For 11 Elect Tracey T. Travis Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Issuance of Treasury Mgmt For For For Shares ________________________________________________________________________________ Accor Ticker Security ID: Meeting Date Meeting Status AC CINS F00189120 04/30/2019 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Mgmt For For For Non Tax-Deductible Expenses 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Nawaf Bin Jassim Mgmt For Against Against Bin Jabor Al-Thani 9 Elect Aziz Aluthman Mgmt For Against Against Fakhroo 10 Elect Sophie Gasperment Mgmt For Against Against 11 Elect Qionger Jiang Mgmt For Against Against 12 Elect Nicolas Sarkozy Mgmt For Against Against 13 Elect Isabelle Simon Mgmt For Against Against 14 Elect Sarmad Zok Mgmt For Against Against 15 Appointment of Auditor Mgmt For Against Against (PricewaterhouseCooper s) 16 Appointment of Auditor Mgmt For Against Against (Ernst & Young et Associes) 17 Appointment of Mgmt For For For Alternate Auditor (Patrice Morot) 18 Appointment of Mgmt For For For Alternate Auditor (AUDITEX) 19 Related Party Mgmt For For For Transaction (Katara Hospitality) 20 Related Party Mgmt For For For Transaction (Kingdom Hotels Europe LLC) 21 Remuneration of Mgmt For For For Sebastien Bazin, Chair and CEO 22 Remuneration of Sven Mgmt For For For Boinet, deputy CEO 23 Remuneration Policy Mgmt For For For (Chair and CEO) 24 Authority to Mgmt For For For Repurchase and Reissue Shares 25 Authority to Cancel Mgmt For For For Shares and Reduce Capital 26 Authority to Issue Mgmt For Against Against Shares and/or Convertible Debt w/ Preemptive Rights 27 Authority to Issue Mgmt For Against Against Shares and Convertible Debt w/o Preemptive Rights and to Increase Capital in Case of Exchange Offer 28 Authority to Issue Mgmt For Against Against Shares and Convertible Debt Through Private Placement 29 Greenshoe Mgmt For Against Against 30 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions In Kind 31 Authority to Increase Mgmt For Against Against Capital Through Capitalisations 32 Global Ceiling on Mgmt For Against Against Capital Increases 33 Employee Stock Mgmt For Against Against Purchase Plan 34 Stock Purchase Plan Mgmt For Against Against for Overseas Employees 35 Authority to Issue Mgmt For For For Performance Shares 36 Limit on Performance Mgmt For For For Shares for Corporate Officers 37 Authority to Issue Mgmt For Against Against Warrants as a Takeover Defense 38 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Admiral Group plc Ticker Security ID: Meeting Date Meeting Status ADM CINS G0110T106 04/25/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Michael Brierley Mgmt For For For 5 Elect Karen Green Mgmt For For For 6 Elect Annette Court Mgmt For For For 7 Elect David Stevens Mgmt For For For 8 Elect Geraint Jones Mgmt For For For 9 Elect Jean Park Mgmt For For For 10 Elect G. Manning Mgmt For For For Rountree 11 Elect Owen Clarke Mgmt For For For 12 Elect Justine Roberts Mgmt For For For 13 Elect Andrew Crossley Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authorisation of Mgmt For Against Against Political Donations 17 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 20 Authority to Mgmt For For For Repurchase Shares 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Aegon N.V. Ticker Security ID: Meeting Date Meeting Status AGN CINS N00927298 05/17/2019 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Appointment of Auditor Mgmt For For For 9 Ratification of Mgmt For Against Against Management Board Acts 10 Ratification of Mgmt For Against Against Supervisory Board Acts 11 Supervisory Board Fees Mgmt For For For 12 Elect Ben J. Noteboom Mgmt For Against Against to the Supervisory Board 13 Elect Alexander R. Mgmt For For For Wynaendts to the Executive Board 14 Authority to Issue Mgmt For Against Against Shares w/ or w/o Preemptive Rights 15 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights (Rights Issue) 16 Authority to Mgmt For For For Repurchase Shares 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Aeroports de Paris SA Ticker Security ID: Meeting Date Meeting Status ADP CINS F00882104 05/20/2019 Voted Meeting Type Country of Trade Ordinary France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Mgmt For For For Non Tax-Deductible Expenses 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Related Party Mgmt For For For Transactions (French State) 9 Related Party Mgmt For For For Transactions (Cite de l'Architecture et du Patrimoine) 10 Related Party Mgmt For For For Transactions (Institut Francais) 11 Related Party Mgmt For For For Transactions (SNCF Reseau and CDC) 12 Related Party Mgmt For For For Transactions (SNCF Reseau) 13 Related Party Mgmt For For For Transactions (CDG Express) 14 Related Party Mgmt For For For Transaction