The Drs. Joanne and Edward Dauer Collection of World Banknotes

DALLAS | THE DRS. JOANNE JOANNE DRS. THE DAUER AND EDWARD COLLECTION OF BANKNOTESWORLD WORLD PAPER MONEY PAPER WORLD APRIL 24, 2020

WORLD PAPER MONEY AUCTION #4020 | THE DRS. JOANNE AND EDWARD DAUER COLLECTION OF WORLD BANKNOTES | APRIL 24, 2020 | DALLAS Front Cover Lots: 26088, 26115, 26193, 26006, 26051 Inside Front Cover Lots: 26066, 26075, 26190, 26177, 26068 Inside Back Cover Lots: 26143, 26162, 26083, 26148, 26125 Back Cover Lots: 26191, 26129, 26185, 26181, 26108 Heritage Signature® Auction #4020 World Paper Money

April 24, 2020 | Dallas

FLOOR Signature® Session PRELIMINARY LOT VIEWING (Floor, Telephone, HERITAGELive!®, Internet, Fax, and Mail) By appointment only. Contact Jose Berumen at 214-409-1299 Heritage Auctions, Dallas • 1st Floor Auction Room or [email protected] (All times subject to change) 3500 Maple Avenue • Dallas, TX 75219 Heritage Auctions, Dallas • 17th Floor 3500 Maple Avenue • Dallas, TX 75219 Session Friday, April 24 • 2:00 PM CT • Lots 26001–26197 Monday, April 6 – Friday, April 10 • 9:00 AM – 5:00 PM CT LOT VIEWING Heritage Auctions, Dallas • 17th Floor LOT SETTLEMENT AND PICK-UP 3500 Maple Avenue • Dallas, TX 75219 Available weekdays 9:00 AM – 5:00 PM CT starting Monday, April 27, by appointment only. Please contact Client Services Tuesday, April 21 • 12:00 PM – 5:00 PM CT at 866-835-3243 to schedule an appointment. Wednesday, April 22 – Friday, April 24 9:00 AM – 5:00 PM CT Lots are sold at an approximate rate of 125 lots per hour, but it is not uncommon to sell 100 lots or 175 lots in any given hour. View lots & auction results online at HA.com/4020 Buyer's Premium Per Lot: This auction is subject to a Buyer's Premium of 20% (minimum $19 ) per lot. BIDDING METHODS ® 1 TX Auctioneer Licenses: Teia Baber 16624; Ed Beardsley 16632; Sarah Davies 17505; Bidding Nicholas Dawes 16784; Sophie Duncan 17901; Christopher Dykstra 16601; Fiona Bid live on your computer or mobile, anywhere in the Elias 17126; Francesca Felgar 17902; Samuel Foose 11727; Alissa Ford 17104; ® Kathleen Guzman 16142; Emily Hartman 17922; Gregory Holman 17653; Gregory world, during the auction using our HERITAGELive! Francis Kopriva 18107; Roberta Kramer 17439; Brent Randall Lewis 17881; Jennifer program at HA.com/Live Jayne Marsh 17105; Marina Medina 17512; Sarah Miller 18098; Rochelle Mortenson 17898; Scott Peterson 13256; Michael Provenzale 17157; Samantha Erin Robinson Live Floor Bidding 18104; Michael Sadler 16129; Barry Sandoval 17649; Martin Scammel, Jr. 17659; Nathan Schar 17365; Kimberly Serrano 17657; Anthony Singleton 17507; Rebecca Bid in person during the floor sessions. Elise Van Norman 18103; Andrea Voss 16406; Jacob Walker 16413; Rachel Weathers 17907; Brian Wiedman 17894; Adam Williams 17893; Phillip Wooten 17656. Live Telephone Bidding (Floor Sessions Only) Phone bidding must be arranged 24 hours before your session begins. Client Service: 866-835-3243

Internet Absentee Bidding Proxy bidding ends ten minutes prior to the session start time. Live Proxy bidding continues through the session. HA.com/4020

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This Auction is catalogued and presented by Currency Auctions of America, Inc., doing business as Heritage Auctions. ©2020 Heritage Numismatic Auctions, Inc. All rights reserved. HERITAGE is a registered trademark and service mark of Heritage Capital Corporation, registered in U.S. Patent and Trademark Office.

1Patent No. 9,064,282 58101 World Currency Specialists

Steve Ivy CEO Co-Chairman of the Board Kathleen Guzman Managing Director New York Allen Mincho Len Glazer Dustin Johnston Director of Auctions Director of Auctions Vice President

Jim Halperin Co-Chairman of the Board

Hayley Brigham Managing Director Beverly Hills Michael Moczalla Keith Esskuchen Craig Eustace Consignment Director Consignment Director Consignment Director

Greg Rohan President

Alissa Ford Managing Director Kenneth Yung Jan Schoten Marcel Frissen San Francisco Managing Director Consignment Director Consignment Director Hong Kong Amsterdam Amsterdam

Paul Minshull Chief Operating Officer Chief Technology Officer

Roberta Kramer Managing Director Chicago

Todd Imhof Executive Vice President

Kenneth Yung Managing Director Hong Kong

Cristiano Bierrenbach Worldwide Headquarters Executive Vice President International 3500 Maple Avenue • Dallas, Texas 75219 Phone 214-528-3500 • 877-HERITAGE (437-4824) HA.com/4020

Jacco Scheper Managing Director Consignment Directors: Allen Mincho, Len Glazer, Dustin Johnston, Michael Moczalla, Amsterdam Keith Esskuchen, Craig Eustace, Kenneth Yung, Jan Schoten, Marcel Frissen

Mike Haynes Cataloged by: Eric Maleckowicz, Jennifer Esskuchen, Keith Esskuchen Chief Financial Officer Order of Auction start end Australia...... 26001 26023 Bahamas...... 26024 26043 Belize...... 26044 26050 Bermuda...... 26051 26066 British Guiana...... 26067 British Honduras...... 26068 26069 British North Borneo...... 26070 British West Africa...... 26071 26075 Cayman Islands...... 26076 Ceylon...... 26077 26079 Cyprus...... 26080 26087 East Africa...... 26088 26094 European Union...... 26095 Falkland Islands...... 26096 26102 Fanning Island...... 26103 Fiji...... 26104 26115 France...... 26116 Iceland...... 26117 26118 India...... 26119 26128 Ireland - Republic (Eire)...... 26129 Isle Of Man...... 26130 26134 Israel...... 26135 26142 Jamaica...... 26143 26149 Malaya...... 26150 26151 Malaya and British Borneo...... 26152 Malta...... 26153 Mauritius...... 26154 26159 New Zealand...... 26160 Nigeria...... 26161 Pakistan...... 26162 Palestine...... 26163 26164 Rhodesia...... 26165 26169 Rhodesia & Nyasaland...... 26170 26171 Sarawak...... 26172 26174 Seychelles...... 26175 26179 Singapore...... 26180 Solomon Islands...... 26181 Southern Rhodesia...... 26182 26185 Straits Settlements...... 26186 26190 Trinidad & Tobago...... 26191 29192 Turks & Caicos Islands...... 26193 United Arab Emirates...... 26194 26195 Western Samoa...... 26196 26197 Dr. Joanne C. Dauer was born in DuBois, Pennsylvania and attended Penn State University where she earned undergraduate and graduate degrees in Nursing. After working as a surgical nurse in Miami, she received her training as a critical care nurse at Mt. Sinai Medical Center at Miami Beach. She was certified by the American Association of Critical Care Nurses from 1986-1995 and worked as a surgical intensive care nurse in the post-operative cardiovascular intensive care unit.

She was Associate Administrator of Florida Medical Center, a 459 bed hospital in Ft. Lauderdale, from 1982-1993 and currently serves as Executive Director of Florida Medical Services. She earned her Doctorate of Nurse Practice degree at the University of Miami in December, 2013. Joanne is currently a faculty member at the University of Miami School of Nursing and Health Studies and teaches Nursing students in the clinical simulation laboratory. Drs. Joanne and Edward Dauer

Dr. Edward Dauer attended the University of Miami in Coral Gables, Florida, and earned an undergraduate degree in Electrical Engineering, a graduate degree in Biomedical Engineering, and a M.D. degree from the School of Medicine. He is board certified in Diagnostic Radiology and has served as Director of Radiology at Florida Medical Center since 1979.

In 1988, he was appointed a member of the Florida State Board of Medicine by the governor and confirmed by the senate. During his eleven years on the board, he served two terms as Chairman. The Board of Medicine licenses physicians to practice medicine, disciplines physicians when there is a violation of the state statutes, and writes the rules governing the practice of medicine.

Dr. Dauer has been a member of the University of Miami Board of Trustees since 1996 and is also a full-time faculty member with the title of Research Associate Professor of Biomedical Engineering, Radiology, and Family Medicine. He is the Director of the Scanning Electron Microscope Laboratory and specializes in tissue engineering and artificial internal organs. He teaches and is a researcher in Electron Microscopy, Radiation Biology, Radiation Physics, and Physiology.

He recently served as one of the fifteen scientists on a committee from the National Academies of Science, Engineering, and Medicine studying the safety of millimeter wave scanners currently in use by the TSA at over 150 airports in the United States and co-authored the findings which were published in January 2018.

Drs. Joanne and Edward Dauer have spent a lifetime specializing U.S. and British Commonwealth banknotes. Their collection of World Banknotes is among the finest ever assembled. Presented here today, are rarities spanning the world over, some of the finest to be offered in decades. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26001 Australia Commonwealth of Australia 10 Shillings ND (1914) Pick 3a R2cF PMG Very Fine 25. A lightly circulated example with the bold serial number font and block letters as prefix and suffix. This issue, while sharing the intaglio design with its earlier cousin, has several security upgrades including the HALF 26003 Australia Commonwealth of Australia 5 Pounds ND (1918) Pick SOVEREIGN overprints and multicolor background on the back. Very 5c R37b PMG Choice Very Fine 35. scarce and quite desirable with only five examples registered in the PMG A lovely example of this denomination from the early Commonwealth Population Report. series. A scarce issue with only a total of ten graded Pick 5c’s registered in From The Drs. Joanne and Edward Dauer Collection of World Banknotes the PMG Population Report and only two of those at a higher grade. This (2,000-3,000) variety includes the Cerutty and Collins signature combination and the Starting Bid: $1,000 mid-range prefix and suffix letters. The back features a beautiful vignette of the Hawkesbury River along with the mosaic pattern of 5s on the back, which was introduced as an anti-counterfeiting measure. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (3,000-4,000) Starting Bid: $1,500

26002 Australia Commonwealth of Australia 5 Pounds ND (1913-18) Pick 5a R36b PMG Very Fine 20. An appealing example of the upgraded design, which replaced the two red and yellow bands from the previous series with a repeating mosaic of colorful fives on the back. At the time of cataloging, only five examples of this pick number are registered in the PMG Population Report, with this note holding the second finest grade to a Very Fine 25. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (4,000-5,000) Starting Bid: $2,000

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 5 The Drs. Joanne and Edward Dauer Collection of World Banknotes

Renniks Plate Note

26004 Australia Commonwealth of Australia 10 Pounds ND (1918) Pick 6b R52a PMG Fine 12. A scarce note in every aspect with only four graded examples registered in the PMG Population Report. The serial number between W601407 and W1000000 indicates this example is R52a in the Renniks Australian Coin & Banknote Values guide, which indicates there are only 3 surviving examples of this variety. Excellent features are still seen on this early, historically important note. Splits and minor rust are noted. Drs. Joanne and Edward Dauer chose this note to illustrate on page 125 in their book, Australian History 1901 to 2001 As Seen Through Australian Banknotes. It also serves as a plate note in the 25th Edition of the Renniks reference book. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (12,500-17,500) Starting Bid: $6,250

6 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

Renniks R52c Variety

26005 Australia Commonwealth of Australia 10 Pounds ND (1918) Pick 6b R52c PMG Choice Fine 15. Though the Standard Catalog of World Paper Money does not make a distinction after the signature variety (the Cerutty-Collins signature combination is the second), the Renniks Australian Coin & Banknote Values guide categorizes this example with the bold serial number font and a W suffix as the third variety, and indicates that only 31 surviving examples are known. Brilliant green/mauve/green underprint colors remain bright on this well preserved example. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (5,000-7,500) Starting Bid: $2,500

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 7 The Drs. Joanne and Edward Dauer Collection of World Banknotes

Finest Graded, High Denomination Rarity

26006 Australia Commonwealth of Australia 50 Pounds ND (1918) Pick 8d R67c PMG About Uncirculated 55. An extremely desirable type, seldom seen in any grade and eminently collectible due to its unusually high face value. Four varieties for this denomination were issued between 1914 and 1940, with this being the final. Notice the large, sans serif serial numbers, which were indicative of the final wave of issue for this type. Because stocks of this high denomination were not in demand, issuance was very slow, which allowed this denomination, along with the 20 and 100 Pounds, to be released well past its normal lifespan, and certainly well beyond that of its lower denomination counterparts. In fact, bank records indicate that only 608,000 notes were printed and released until the end of World War II. The enormous face value at the time, coupled with economic conditions, forced the redemption of these notes, leaving only a scant few to be enjoyed by collectors today. Incredible condition is seen on this example, with fresh colors, crisp paper, and only the briefest traces of circulation. Great embossing and a lone pinhole are mentioned in the comments on the back of the third party holder. At the time of cataloging, this example is by far the finest graded of only three examples in the PMG Population Report. An utterly spectacular banknote. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (40,000-50,000) Starting Bid: $20,000

8 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26007 Australia Commonwealth of Australia 5 Pounds ND (1927) Pick 26009 Australia Commonwealth of Australia 1 Pound ND (1927) Pick 13b R40 PMG Very Fine 30. 16c R26 PMG Choice About Unc 58 EPQ. Colors are excellent on this reduced size 5 pounds note. Kell- Bold green inks remain abundantly clear on this early E.C. Riddle issue. Heathershaw signatures are seen. Minor restoration is noted. As the lone The front of this beauty depicts the bust of King George VI on the right example of this Renniks number, this note is a true rarity. This special and the coat of arms on the left. A scenic vignette of Captain Cook land- piece serves as one of the plate notes for the Renniks guide. ing at Botany Bay is centered on back. An underrated issue which is From The Drs. Joanne and Edward Dauer Collection of World Banknotes scarce in Uncirculated grades. (1,500-2,500) From The Drs. Joanne and Edward Dauer Collection of World Banknotes Starting Bid: $750 (1,500-2,500) Starting Bid: $750

26008 Australia Commonwealth of Australia 1/2 Sovereign ND (1933) Pick 15d R8a PMG Very Fine 20. 26010 Australia Commonwealth of Australia 1 Pound ND (1933-38) A well preserved half sovereign from the early 1930s issue. An excellent Pick 22 R28 PMG Choice Uncirculated 64. representation for the type with the Riddle and Sheehan signature com- An amazing issue with a dynamic eye appeal featuring a portrait of King bination. The grading company mentions an annotation and thick signa- George V. Hard to find in Uncirculated condition, the example holds the ture. Scarce with only seven registered examples in the PMG Population second highest grade in the PMG Population Report at the time of cata- Report. loging. The localized watermark also features the Prince of Wales, later From The Drs. Joanne and Edward Dauer Collection of World Banknotes Edward VIII. Excellent embossing, clean margins, and sharp guilloche (1,500-2,500) designs are clearly observed. Starting Bid: $750 From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,000-1,500) Starting Bid: $500

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 9 The Drs. Joanne and Edward Dauer Collection of World Banknotes

Tied for Finest Grade in PMG Population Report

26011 Australia Commonwealth of Australia 10 Pounds ND (1934-39) Pick 24 R57 PMG Choice About Unc 58. A gorgeous example of the highest denomination and key note of the 1933 to 1936 series. This 10 pounds shares the finest grade with one other in the PMG Population Report. Excellent embossing, bold inks, and bright paper are present. The prefix V2 and King George V in military uniform are seen on the face and an allegorical agricultural scene is portrayed on back. A highly desirable note, especially in this condition. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (5,000-6,000) Starting Bid: $2,500

10 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

Sole Finest Graded Replacement

26012 Australia Commonwealth of Australia 10 Shillings ND (1949) Pick 25c* R14S Replacement PMG About Uncirculated 55. Brilliant inks are juxtaposed with the bright paper of this always popular design. A star at the end of the serial number indicates this note’s 26014 Australia Commonwealth of Australia 1 Pound ND (1949) Pick replacement status. It is from the last prefix, making it all the more desir- 26c* R31S Replacement PMG Gem Uncirculated 65 EPQ. able. The perfect plate note on page 205 in the Drs. Joanne and Edward Replacement Australian notes are always popular, and this example Dauer book, Australian History 1901 to 2001 As Seen Through Australian will undoubtedly command extra attention. All features are as perfect Banknotes. as the day the note was printed, with bold inks, heavy embossing, and From The Drs. Joanne and Edward Dauer Collection of World Banknotes perfect paper as expected on an EPQ note. Intaglio embossing of the (2,500-3,500) frame is especially easy to see on the margins on the back. This gorgeous Starting Bid: $1,250 Replacement is the sole finest graded of five total examples registered in the PMG Population Report. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (3,000-4,000) Starting Bid: $1,500

26013 Australia Commonwealth of Australia 1 Pound ND (1942) Pick 26b R30 PMG Gem Uncirculated 66 EPQ. A lovely high grade 1 pound from the always popular King George VI series. Deep embossing, pleasing guilloche patterns, and distinct inks are seen throughout this early 1940s issue. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (400-600) 26015 Starting Bid: $200 Australia Commonwealth of Australia 5 Pounds ND (1949) Pick 27c R47 PMG About Uncirculated 55. A well preserved 5 pounds from the 1940s issue. Prefix R98, along with the Coombs and Watts signature combination, is seen. A nice representation for this type as this pick is scarce in Uncirculated grade. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (400-600) Starting Bid: $200

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 11 The Drs. Joanne and Edward Dauer Collection of World Banknotes

Finest Graded Example First Prefix One Pound

26016 Australia Commonwealth of Australia 5 Pounds ND (1952) Pick 26018 Australia Commonwealth of Australia 1 Pound ND (1953-60) 27d R48 PMG Superb Gem Unc 67 EPQ. Pick 30 R33 PMG Extremely Fine 40. A simply stunning Australian issue, and the final signature variety for the The first prefix HA00 is seen on this always popular design. Queen King George VI portrait series. At the time of cataloging, this example is Elizabeth II is featured on this note, which was introduced only a year tied with one other atop the PMG Population Report. Pinpoint centering, after her ascension to the throne. Charles Sturt and Hamilton Hume, pio- pack fresh original paper, and vivid color schemes are easily seen on this neer explorers of the Outback, are featured on the back. pristine banknote. Absolutely stunning in this elite grade and seldom From The Drs. Joanne and Edward Dauer Collection of World Banknotes seen above Extremely Fine. (400-600) From The Drs. Joanne and Edward Dauer Collection of World Banknotes Starting Bid: $200 (2,000-2,500) Starting Bid: $1,000

26019 Australia Commonwealth of Australia 5 Pounds ND (1954-59) 26017 Australia Commonwealth of Australia 10 Pounds ND (1942) Pick 31 R49 PMG Choice Uncirculated 64. Pick 28b R59 PMG Choice About Unc 58 EPQ. A lovely high grade example with bright paper, deep inks, and good This high grade example features a well framed portrait of King George embossing. The portrait of Sir J. Franklin is displayed on the front and a VI, who assumed the throne on December 11, 1936 after the abdication landscape vignette of sheep and agriculture is displayed on back. A nice of King Edward VIII. An allegorical agricultural scene of horses and representation for the issue. farmers is seen on the back. The V10 prefix and the signature combina- From The Drs. Joanne and Edward Dauer Collection of World Banknotes tion of Armitage-McFarlane are noted, along with the “Exceptional Paper (300-500) Quality” designation. Starting Bid: $150 From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,000-1,500) Starting Bid: $500

12 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26020 Australia Commonwealth of Australia 10 Shillings ND (1961- 26022 Australia Commonwealth of Australia 2 Dollars ND (1968) Pick 65) Pick 33a* R17S Replacement PMG About Uncirculated 53. 38c* R83S Replacement PMG About Uncirculated 53. Excellent colors are seen on this Replacement note from the last series A ZFL block and star suffix are seen on this popular early design with the of the Australian pound. The navigator, Matthew Flinders, portrait is Commonwealth of Australia title. Scarce with only ten graded examples seen on the face with a landscape vignette of the old Parliament House in registered in the PMG Population Report. Canberra depicted on back. This Replacement is the third highest graded From The Drs. Joanne and Edward Dauer Collection of World Banknotes example out of ten notes registered in the PMG Population Report. (750-1,000) From The Drs. Joanne and Edward Dauer Collection of World Banknotes Starting Bid: $375 (1,500-2,500) Starting Bid: $750 Highest PMG Graded Pick 41c* Replacement Scarce 5 Pounds Replacement

26023 Australia Commonwealth of Australia 20 Dollars ND (1968) Pick 41c* R403S Replacement PMG Choice About Unc 58. 26021 Australia Commonwealth of Australia 5 Pounds ND (1960-65) After decimalization of the Australian pound, the $20 note became the Pick 35a* R50S Replacement PMG Extremely Fine 40. highest denomination, equivalent to £20. The * suffix and ZXA prefix A scarce note with only two replacements registered in the PMG indicate that this example is one of the earlier notes of this replacement Population Report. A bold star suffix, the last printed, is observed on this print run. This pick number has earned the highest grade in the PMG replacement. Blue underprint and black intaglio features are reflected by Population Report without any equals for this number. the bright paper. Both sides are seen on page 257 of the Drs. Joanne and From The Drs. Joanne and Edward Dauer Collection of World Banknotes Edward Dauer book, Australian History 1901 to 2001 As Seen Through (3,000-4,000) Australian Banknotes. Additionally, the face of this note is also featured Starting Bid: $1,500 in the Renniks guide. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (3,500-4,500) Starting Bid: $1,750

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 13 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26024 Bahamas Bahamas Government 4 Shillings 1919 Pick 2a PMG 26026 Bahamas Bahamas Government 4 Shillings 1919 (ND 1935) Pick Choice Very Fine 35 EPQ. 5 PMG Choice Very Fine 35. An always desirable, large format type that is occasionally seen in well- This early issue includes the A/2 prefix and three signatures. King worn grades, but seldom seen so choice. EPQ status is an added bonus to George V’s portrait at right and a ship seal at left. The deep green inks this handsome and fresh example, which exhibits only brief circulation. on pastel undertone are still very strong. Scarce in high grade due to the This banknote is now a century old but thankfully looks only half its age! climate conditions of the islands. A fantastic find and a must have for any A remarkable example. Bahamas or British Commonwealth collection. From The Drs. Joanne and Edward Dauer Collection of World Banknotes From The Drs. Joanne and Edward Dauer Collection of World Banknotes (3,000-4,000) (800-1,000) Starting Bid: $1,500 Starting Bid: $400

26027 Bahamas Bahamas Government 10 Shillings 1919 (ND 1930) 26025 Bahamas Bahamas Government 10 Shillings 1919 Pick 3a PMG Pick 6 PMG Very Fine 25. Choice Fine 15. Surprisingly, this early A/1 prefix design issued under the Currency Act Seldom seen in any grade and missing from most relevant collections, in 1930 and printed by Waterlow & Sons has survived the humid weather this handsome banknote is the key of the 1919 series. In fact, this the conditions of the islands. Stimulating guilloche designed borders and first example of Pick 3a offered in a prominent auction since 2007. At bold colors remain on this circulated example. This lovely design includes the time of cataloging, there were only two examples graded in the PMG the portrait of King George V on the front and the coat of arms on its Population Report. back. Scarce in any condition. From The Drs. Joanne and Edward Dauer Collection of World Banknotes

(2,500-3,500) From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,500-2,000) Starting Bid: $1,250 Starting Bid: $750

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26030 Bahamas Bahamas Government 10 Shillings 1936 (ND 1947) 26028 Bahamas Bahamas Government 1 Pound 1919 (ND 1930) Pick 7 Pick 10d PMG Choice Uncirculated 64. PMG Very Fine 30. Elegantly designed borders, deep inks, and spectacular guilloche designs An impressive portrait of King George V and a ship seal highlight this create a fantastic visual appeal on this 10 shillings example. Prefix A/6 example printed by Waterlow & Sons. Guilloche patterned borders and with King George VI’s portrait at the right and a vignette of a ship seal at deep inks enhance this elegantly designed highest denomination from the the left. Bright paper and bold inks add to the desirability. second issue. From The Drs. Joanne and Edward Dauer Collection of World Banknotes From The Drs. Joanne and Edward Dauer Collection of World Banknotes (600-800) (1,000-1,500) Starting Bid: $300 Starting Bid: $500

26031 Bahamas Bahamas Government 1 Pound 1936 Pick 11a PMG Very Fine 30. 26029 Bahamas Bahamas Government 4 Shillings 1936 Pick 9e PMG A lightly circulated 1 pound from the 1930s issue featuring King George Gem Uncirculated 66 EPQ. VI at right and the ship seal at left. This note was used while the King’s A remarkable portrait of King George VI and ships seal accent the front brother, Edward the Duke of Windsor and the former Edward VIII, of this example. A delightful vignette of the coat of arms and the denomi- served as the governor of the Bahamas. national value are set inside a well framed guilloche design on the back. From The Drs. Joanne and Edward Dauer Collection of World Banknotes Deep green inks and intricately patterned borders are seen on this A/9 (500-700) prefix variety. Starting Bid: $250 From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-700) Starting Bid: $250

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 15 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26032 Bahamas Bahamas Government 1 Pound 1936 (ND 1947) Pick 26034 Bahamas Bahamas Government 4 Shillings 1936 (ND 1963) 11e PMG About Uncirculated 55. Pick 13d PMG Gem Uncirculated 65 EPQ. Bold inks enhance this prefix A/8 variety from the King George VI por- Prefix A/6 and the signature combination of Higgs, Sweeting, and trait series. The back displays an artistic guilloche design created with an Roberts are seen on this high grade example. Bright paper, vivid colors, array of orange, brown and green inks. Great centering and bright paper and great centering are all present. add appeal to this issue. From The Drs. Joanne and Edward Dauer Collection of World Banknotes From The Drs. Joanne and Edward Dauer Collection of World Banknotes (400-600) (400-600) Starting Bid: $200 Starting Bid: $200

26035 Bahamas Bahamas Government 4 Shillings 1936 (ND 1954) 26033 Bahamas Bahamas Government 5 Pounds 1936 (ND 1944) Pick Pick 13b PMG Choice Uncirculated 64 EPQ. 12a PMG Choice Very Fine 35 EPQ. A visually appealing 4 shillings with the Higgs, Sweeting, and Burnside This is the scarce first issue of the King George VI 5 pounds and should signature combination. Being slightly off-center between the top and bot- not be confused with the later issue (Pick 12b) that is relatively common tom margins is the only reason this example is not a higher grade. due to the discovery of a small run of uncirculated notes. An A/1 prefix From The Drs. Joanne and Edward Dauer Collection of World Banknotes and D.J. Stewart’s title of Colonial Secretary Commissioner of Currency (400-600) signature are seen at left on this variety. Later issues remove the Colonial Starting Bid: $200 Secretary portion of the title displaying Commissioner of Currency twice, at left and right. A well preserved and desirable example, especially with the “Exceptional Paper Quality” designation. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,000-1,500) Starting Bid: $500

16 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26036 Bahamas Bahamas Government 10 Shillings 1936 (ND 1953) 26038 Bahamas Bahamas Government 1 Pound ND (1953) Pick 15b Pick 14a PMG Choice Uncirculated 64 EPQ. PMG Gem Uncirculated 65 EPQ. The first signature combination is seen on this popular middle denomi- A desirable high grade large denomination from the 1953 issue. Great nation featuring Queen Elizabeth II. Deep embossing is seen within the centering, bright paper, and vibrant colors enhance this Thomas De La borders and detailed guilloche designs enhance both sides. Prefix A/1 Rue & Company printed issue. and original paper add to the desirability. From The Drs. Joanne and Edward Dauer Collection of World Banknotes From The Drs. Joanne and Edward Dauer Collection of World Banknotes (700-900) (400-600) Starting Bid: $350 Starting Bid: $200

26037 Bahamas Bahamas Government 10 Shillings ND (1953) Pick 14b PMG Gem Uncirculated 66 EPQ. A high grade 10 shillings from the 1953 Queen Elizabeth II portrait series. Of the sixty-two notes registered in the PMG Population Report, only two examples exceed this grade. Bold red inks, remarkable guilloche patterns, and bright paper provide fantastic eye appeal on this issue. “Great Embossing” is noted by the third party grading company. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (600-800) Starting Bid: $300 26039 Bahamas Bahamas Government 1/2; 5 Dollars 1965 Pick 17a; 21a Two Examples PMG Gem Uncirculated 66 EPQ; Gem Uncirculated 65 EPQ. A wonderful high grade pair from the Currency Note Act of 1965 issue. Both examples display vibrant inks and bright paper along with the “Exceptional Paper Quality” designation. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 2 notes) (350-500) Starting Bid: $175

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 17 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26042 Bahamas Central Bank 10 Dollars 1974 Pick 38a PMG Choice Uncirculated 64 EPQ. A well preserved example from the first Central Bank issue. A portrait of Queen Elizabeth II wearing King George IV’s state diadem enhances the face. A landscape vignette of yellow elder flowers and seven flamingos on the back provides excellent eye appeal to this always popular note. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (400-600) Starting Bid: $200

26040 Bahamas Central Bank 5; 100 Dollars 1974; 2009 Pick 37a; 76 Two Examples PMG Gem Uncirculated 66 EPQ; Superb Gem Unc 67 EPQ. Vibrant colors are seen on this pair from two different issues; the 5 dollars from the Central Bank of the Bahamas Act of 1974 and the 100 dollars from the Central Bank of Bahamas Act of 2000. Both examples in desirable high grades. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 2 notes) (550-750) Starting Bid: $275

26043 Bahamas Central Bank 100 Dollars 1974 (ND 1992) Pick 56 PMG Gem Uncirculated 65 EPQ. A striking color palette was used on this lovely example printed by Thomas De La Rue. Wonderful embossing and delightful guilloche designs are seen throughout. A remarkable portrait of Queen Elizabeth II highlights the front and a stunning image of a Blue Marlin enhances the back. Additional security features are seen on the back, including the florescent inks on the marlin’s body and the ocean waves. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,000-1,500) Starting Bid: $500

26041 Bahamas Central Bank 5 Dollars 1974 Pick 37b PMG Superb Gem Unc 67 EPQ. A visually pleasing design featuring a portrait of Queen Elizabeth II wearing King George IV’s state diadem on the face and a landscaped vignette of the famous statue of Columbus in front of the Government House on the back. Highly desirable in such high grade. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (400-600) Starting Bid: $200

18 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26046 Belize Government of Belize 20 Dollars 1.1.1976 Pick 37c PMG Choice Uncirculated 64. A delightful E/1 prefix is seen on this high denomination issue featuring Queen Elizabeth II. These notes are identical in design to the previous British Honduras issue, except that the country’s name was changed to Belize. The dates and signatures are also different. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-700) Starting Bid: $250

26044 Belize Government of Belize 5 Dollars 1.6.1975 Pick 35a PMG Choice Uncirculated 64 EPQ; British Honduras Government of British Honduras 1 Dollar 1.1.1972 Pick 28c PMG Gem Uncirculated 66 EPQ. A lovely duo from Belize, which was renamed in June 1973 from its former colony name, British Honduras. Both examples display bold colors printed on bright paper and feature Dorothy Wilding’s 1952 portrait. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 2 notes) (400-550) Starting Bid: $200 26047 Belize Central Bank 5 Dollars 1.1.1987 Pick 47a PMG Superb Gem Unc 68 EPQ. A gorgeous, high grade example which, at the time of cataloging, registered as the second finest note in PMG Population Report. This 1987 dated issue is the scarcer date variety for this Pick number. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (400-600) Starting Bid: $200

26045 Belize Government of Belize 10 Dollars 1.6.1975 Pick 36b PMG Gem Uncirculated 66 EPQ. The first D/1 prefix is seen on this always popular design featuring Queen Elizabeth II. Intricate guilloche designs and deep inks create a lovely visual appeal. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (600-800) Starting Bid: $300

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 19 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26048 Belize Central Bank 20 Dollars 1.1.1986 Pick 49a PMG Superb Gem Unc 67 EPQ. This scarce date is seen with the only prefix, T/5, and is seldom seen in 26050 Belize Central Bank 50 Dollars 1.6.1991 Pick 56b PMG Superb such a lofty grade. At the time of cataloging, this example is bettered by Gem Unc 68 EPQ. only one example in the PMG Population Report. This series of Belize An underrated date and denomination, and especially desirable in this banknotes is uncommon in the best of grades and continues to be desir- elite grade. In fact, at the time of cataloging, this example is tied with one able as such. other atop the PMG Population Report. A lovely Queen Elizabeth II type, From The Drs. Joanne and Edward Dauer Collection of World Banknotes which has the only AB prefix for this date. (500-700) From The Drs. Joanne and Edward Dauer Collection of World Banknotes Starting Bid: $250 (400-600) Starting Bid: $200

26049 Belize Central Bank 100 Dollars 1.11.1983 Pick 50a PMG Gem Uncirculated 66 EPQ. An impressive color palette draws a great eye appeal to this high denomination example. The coat of arms is seen inside a wreath border on the upper left corner, a reef of fish centered in the background, and a delightful portrait of Queen Elizabeth II enhances the front of this note. A vignette of the House of Representatives is well centered on the back along with a lizard and a Jabiru stork. The several complex, artistic patterns displayed on this example are absolutely breathtaking. A carved head of the “sleeping giant” has been utilized for the watermark. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,000-1,250) Starting Bid: $500

20 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

Second Highest Graded 1927 10 Shillings

26051 Bermuda Bermuda Government 10 Shillings 30.9.1927 Pick 4 PMG Extremely Fine 40 EPQ. Scarce in any grade and especially rare in grades above Very Fine. This well preserved issue is currently the second highest graded 1927 10 shillings in the PMG Population Report. A delightful portrait of King George V is seen on the front of this example along with Ordinance Island and Saint George Harbor. The Royal Crest flanked by floral images, set inside a guilloche designed border enhances the back. Deep red inks on a yellow undertone add to the attractiveness of this rare offering. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (7,000-9,000) Starting Bid: $4,000

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 21 The Drs. Joanne and Edward Dauer Collection of World Banknotes

Finest Graded King George VI Rarity

26054 Bermuda Bermuda Government 1 Pound 1937 Pick 11b PMG Gem Uncirculated 66 EPQ. An exceptional example of this underrated type, seldom seen in such 26052 Bermuda Bermuda Government 5 Shillings 12.5.1937 Pick 8a high quality. The large number of prefixes leave one to assume that this PMG Gem Uncirculated 66 EPQ. note is plentiful, but the prefix scheme is actually a security feature. Only The single letter prefix Bermuda series is one of the sleepers in the entire 1.43 million notes with a split prefix were printed and issued. Pack fresh King George VI series for British Commonwealth banknotes. Due to the original quality is easily seen on this example, which features outstanding prefix scheme for Bermuda notes from 1927 until 1966, it may appear centering as well. that each note is common, but that is far from the truth. This single letter From The Drs. Joanne and Edward Dauer Collection of World Banknotes prefix variety began with A000001 and finished with Z240000, with the (1,000-1,200) prefix changing with every 10,000 banknotes. Additionally, the offered Starting Bid: $500 example is from the final 1,000 notes printed of this variety. At the time of cataloging, it is tied atop the PMG Population Report, which registers only four notes in Uncirculated grade. An underappreciated rarity that is missing from many relevant collections. Not to be missed. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,500-2,500) Starting Bid: $750

26055 Bermuda Bermuda Government 10 Shillings 17.2.1947 Pick 15 PMG Choice Uncirculated 64 EPQ. Brilliant inks and heavy embossing are seen on both sides of this well centered note. A portrait featuring King George VI and a view of the Gates Fort in Bermuda enhance the front of this example. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-700) Starting Bid: $250

26053 Bermuda Bermuda Government 10 Shillings 12.3.1937 Pick 10b PMG Choice About Unc 58. An amazing portrait of King George VI is well centered on this bright, well embossed example. Deep red inks and stunning guilloche designs add to the eye appeal of this note Bradbury Wilkinson & Company printed note. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-700) Starting Bid: $250

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Single Finest Graded Example

26056 Bermuda Bermuda Government 1 Pound 17.2.1947 Pick 16 PMG Choice About Unc 58 EPQ. A remarkable example featuring a vignette of Somerset Bridge and a portrait of King George VI on the front. Excellent colors and embossing are 26058 Bermuda Bermuda Government 5 Shillings 20.10.1952 Pick 18a seen on this fantastic issue. PMG Superb Gem Unc 68 EPQ. From The Drs. Joanne and Edward Dauer Collection of World Banknotes The 1952 dated 5 Shillings note is a sleeper in the series and significantly (400-600) more scarce than the 1957 dated issues. In addition, this example is the Starting Bid: $200 single finest graded in the PMG Population Report at the time of cataloging, which definitely adds to the desirability. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (400-600) Outstanding King George VI Rarity Starting Bid: $200

26057 Bermuda Bermuda Government 5 Pounds 17.2.1947 Pick 17 PMG Extremely Fine 40. A simply outstanding issue, seldom seen, and even more impressive in Extremely Fine grade. Only 350,000 of these “Canary” notes, as they were affectionately called, were issued between 1947 and 1952. Issued before the pound was devalued, this denomination had serious buying power in Bermuda and was not often saved as a collectible. At the time of cataloging, only eight examples grade finer in the PMG Population Report. A splendid banknote and one of the key notes for the famously beautiful British Colony. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (2,500-3,500) Starting Bid: $1,250

26059 Bermuda Bermuda Government 5 Shillings; 1 Pound 1.5.1957 Pick 18b; 20b Two Examples PMG Choice Uncirculated 64; Gem Uncirculated 66 EPQ. A visually pleasing pair of notes from the first Queen Elizabeth II portrait series. Both examples are dated 1951 and were printed by Bradbury, Wilkinson & Company. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 2 notes) (400-500) Starting Bid: $200

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 23 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26060 Bermuda Bermuda Government 10 Shillings; 1 Pound 26061 Bermuda Bermuda Government 10 Shillings; 1 Pound 1.5.1957 20.10.1952 Pick 19a; 20a Two Examples PMG Superb Gem Unc 67 EPQ; Pick 19b; 20c Two Examples PMG Gem Uncirculated 65 EPQ; Gem Choice About Unc 58 EPQ. Uncirculated 66 EPQ. A wonderful pair of denominations from the 20th October 1952 issue. A high grade pair of 1957 dated, Bermudian Government issued notes. The 10 shillings is an exceptionally high grade example and the 1 pound Bold inks, excellent centering, and bright paper are seen throughout both has a light centerfold which prevented it from achieving a higher grade. examples. From The Drs. Joanne and Edward Dauer Collection of World Banknotes From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 2 notes) (400-500) (Total: 2 notes) (450-600) Starting Bid: $200 Starting Bid: $225

24 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26064 Bermuda Bermuda Government 5 Pounds 1.5.1957 Pick 21b PMG Choice Extremely Fine 45 EPQ. A desirable example with bold orange inks and delightful guilloche designs that features the portrait of Queen Elizabeth II. This is the second variety of this series with the K/1 final prefix, which does not have a solid security stripe (added at the onset of the L/1 prefix). From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-700) Starting Bid: $250

26062 Bermuda Bermuda Government 10 Shillings; 1 Pound 1.10.1966 Pick 19c; 20d Two Examples PMG Gem Uncirculated 66 EPQ (2). Equal gem grades have been assigned to both of these 1st October 1966 dated notes. Well centered with bold colors, the original paper stands out on these two examples. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 2 notes) (500-700) Starting Bid: $250

26065 Bermuda Bermuda Government 5 Pounds 1.10.1966 Pick 21d PMG About Uncirculated 53 EPQ. This is the second highest denomination of the last date from the first series, featuring a beautiful portrait of Queen Elizabeth. Delightful orange and green inks with striking guilloche designs create a great eye appeal. A well preserved example with Exceptional Paper Quality. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-700) Starting Bid: $250

26063 Bermuda Bermuda Government 5 Pounds 20.10.1952 Pick 21a PMG Choice About Unc 58 EPQ. Delightful orange inks are seen on this first series, high denomination issue from 1952. A lovely portrait of Queen Elizabeth II highlights the front. The coat of arms decorates the back, with beautiful embossing and intricate guilloche designs creating a great visual appeal to this example printed by Bradbury & Wilkinson. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,000-1,250) Starting Bid: $500

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 25 The Drs. Joanne and Edward Dauer Collection of World Banknotes

Beautiful Queen Elizabeth II Type

26068 British Honduras Government of British Honduras 1 Dollar 1.5.924 Pick 14 PMG Very Fine 20. A rarely seen type, and desirable in any degree of preservation. This 26066 Bermuda Bermuda Government 10 Pounds 1964 Pick 22 PMG well kept example is the second finest of three notes registered in the Choice Uncirculated 64. PMG Population Report. British Honduras was quite a small colony in An amazing example of this highest denomination type, seldom encoun- the 1920s, which resulted in only small numbers of banknotes needed tered in any grade. Only 300,000 banknotes were printed. Of these, only to facilitate commerce. Ink erasure is seen on the back and mentioned about 200,000 or so were issued. Inflation and the devaluation of the on the third party holder. Nevertheless a rare type, and the first we have pound resulted the necessity for this newly issued denomination, which offered of this denomination. An excellent opportunity to own a rare note became useful for payroll and other cash purposes. Decimalization forced which seldom crosses the auction block. the redemption of this type beginning in 1970. This example we are From The Drs. Joanne and Edward Dauer Collection of World Banknotes offering also happens to be the plate note in Nelson Page Aspen’s refer- (4,000-5,000) ence book A History of Bermuda and its Paper Money, and will no doubt Starting Bid: $2,000 brighten up any collection to which it is added. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (4,500-5,500) Starting Bid: $2,250

Seldom Seen British Commonwealth Type

26069 British Honduras Government of British Honduras 5 Dollars 1.1.1973 Pick 30c PMG Gem Uncirculated 66 EPQ. Impressive, complex patterns are seen on this middle denomination from the final year of banknotes for British Honduras. Vivid, deep red inks and a beautiful portrait of Queen Elizabeth II are featured on the front. The back is enhanced by an intricate, multicolored guilloche design encompassing the bank name. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-700) 26067 British Guiana Government of British Guiana 1 Dollar 1.1.1920 Starting Bid: $250 Pick 1A PMG Very Fine 30. A handsome and extremely rare type, with only 500,000 banknotes printed for this date. Only a few examples have survived to be collected today. This example is the second finest graded in the PMG Population Report at the time of cataloging. Interestingly, the Government of British Guiana was authorized to print $1 and $2 banknotes. Private banks issued the higher denominations. We have not offered this type in the past, and only a handful of low grade examples have crossed the auction block in the last decade. The portrait series from 1929 to 1942 is enormously popular, but these earlier types are exceedingly difficult to find. This specific banknote has a strong pedigree within the hobby and is worthy of a strong bid, considering its rarity, past ownership, and remarkable condition. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (3,000-4,000) Starting Bid: $1,500

26 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26070 British North Borneo British North Borneo Company 50 Cents 1.1.1938 Pick 27 PMG Choice Extremely Fine 45. This smaller denomination is scarcer than the 1 Dollar, and is seldom seen above the Fine grade point. Vivid colors and clean paper are seen on this handsome, lightly circulated example. Much better than typically 26072 British West Africa West African Currency Board 20 Shillings seen and desirable as such. 31.1.1946 Pick 8b PMG About Uncirculated 50. From The Drs. Joanne and Edward Dauer Collection of World Banknotes Scarce in Uncirculated condition due to this note’s large size, this exam- (500-700) ple is a great representation of the type. Prefix U/5 with better date is Starting Bid: $250 present on the Waterlow & Sons Limited printed note. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (300-400) Starting Bid: $150

26071 British West Africa West African Currency Board 1 Shilling 30.11.1918 Pick 1a PMG Choice Uncirculated 63 EPQ. This handsome, underrated type was issued to aid in small change transactions, as silver coinage was hoarded as the value of precious metals 26073 British West Africa West African Currency Board 10 Shillings increased. The overwhelming majority of these notes were used until the 4.2.1958 Pick 9a PMG Gem Uncirculated 66 EPQ. paper became well-worn, but this example was thankfully saved for pos- A lovely landscape vignette with a stunning color scheme draws atten- terity. tion to this 10 shillings. An agricultural scene of a peanut farmer holding From The Drs. Joanne and Edward Dauer Collection of World Banknotes up his crops is featured on the back, along with embossed elephant head (400-600) watermark. At the time of cataloging, this beauty shares the finest grade Starting Bid: $200 in the with four others in the PMG Population Report. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (700-900) Starting Bid: $350

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 27 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26076 Cayman Islands Currency Board 100 Dollars 1974 (ND 1982) Pick 11 PMG Choice Uncirculated 64 EPQ. 26074 British West Africa West African Currency Board 20 Shillings A lovely example from the Currency Law of 1974 issue. Queen Elizabeth 20.2.1957 Pick 10a PMG Gem Uncirculated 65 EPQ. II graces the front and the Georgetown harbor is seen on back. Highly Bold inks, vibrant colors, and bright paper highlight this 20 shillings note desirable as this is highest denomination and one of the key notes from from the West African Currency Board issue. The gorgeous Niger River the Cayman Island series. vignette makes this note a favorite of paper money collectors, especially From The Drs. Joanne and Edward Dauer Collection of World Banknotes in this high grade. (500-600) From The Drs. Joanne and Edward Dauer Collection of World Banknotes Starting Bid: $250 (400-600) Starting Bid: $200

26075 British West Africa West African Currency Board 5 Pounds = 100 Shillings 26.4.1954 Pick 11b PMG Choice Uncirculated 64 EPQ. A beautiful grand sized note in the highest denomination from the second series. A colorful river scene, guilloche patterned borders, and a delightful color scheme are seen on the front. A lovely palm harvest- ing scene is featured on the back created using deep blue inks. Fantastic engraving by Waterlow & Sons can be observed throughout. The elephant watermark is used on this always popular series of colonial currency. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (2,000-3,000) Starting Bid: $1,000

28 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26078 Ceylon Government of Ceylon 5 Rupees 24.6.1945 Pick 36 PMG Choice About Unc 58 EPQ. A delightful blend of brown, blue and violet inks create a great visual appeal. The front facing King George VI portrait on front and a large pagoda vignette on back enchance this desirable grade note, especially with the Exceptional Paper Quality designation. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (300-500) Starting Bid: $150

26077 Ceylon Government of Ceylon 1 Rupee 1.3.1947 Pick 34 PMG 26079 Gem Uncirculated 65 EPQ; Ceylon Government of Ceylon 10 Rupees 24.6.1945 Pick 36A Falkland Islands Government of the Falkland Islands 1 Pound (2) PMG About Uncirculated 55. 2.1.1967; 1.12.1977 Pick 8a; 8c Two Examples PMG Gem Uncirculated 65 A beautiful and popular type, and surprisingly challenging to find in EPQ; Choice Uncirculated 64. grades higher than Extremely Fine. A simply beautiful, large format A high grade trio of British Administration issues spanning from the denomination and widely sought after, especially in this seldom seen 1940s to the 1970s. grade. From The Drs. Joanne and Edward Dauer Collection of World Banknotes From The Drs. Joanne and Edward Dauer Collection of World Banknotes (350-450) (Total: 3 notes) (450-600) Starting Bid: $175 Starting Bid: $225

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 29 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26080 Cyprus Government of Cyprus 1 Shilling 25.8.1947 Pick 20 PMG Gem Uncirculated 66 EPQ. An appealing high grade issue featuring a centralized portrait of King George VI. Well blended inks, heavy embossing, and delightful guilloche designs are seen throughout. Only three notes in the next higher grade 26082 Cyprus Government of Cyprus 1 Pound 6.10.1947 Pick 24 PMG are registered in the PMG Population Report. Choice Uncirculated 63. From The Drs. Joanne and Edward Dauer Collection of World Banknotes This scarce, post-World War II date is seldom seen in such a lofty grade. (600-800) Full Uncirculated paper is easily noted on this example. Minor mount Starting Bid: $300 remnants are seen on this prized banknote. Cypriot banknotes from the British Colonial era are especially desirable in the best of grades. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,200-1,600) Starting Bid: $800

26081 Cyprus Government of Cyprus 5 Shillings 6.10.1947 Pick 22 PMG Choice Uncirculated 64 EPQ. The striking portrait of King George VI was based on a photograph taken by Bertram Park in 1936. This well centered small denomination example has gorgeous guilloche designs seen throughout. A scarce note in Uncirculated grades. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (800-1,200) Starting Bid: $400

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Rarely Seen 1939 Issue

26083 Cyprus Government of Cyprus 5 Pounds 1.9.1939 Pick 25 PMG Choice About Unc 58. An extremely rare, early date is seen on this highest denomination type, featuring King George VI. In addition, this example has the benefit of a small serial number to compliment its Choice About Uncirculated condition. We have not offered this date previously, and it appears that dates before 1942 are seldom seen. An important opportunity to acquire a seriously rare British Commonwealth banknote. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (6,000-8,000) Starting Bid: $4,500

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 31 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26084 Cyprus Government of Cyprus 3 Piastres on 1 Shilling 1941 (ND 1943) Pick 26 PMG About Uncirculated 53. Seldom seen in such collectible grade, this handsome, scarce type is overprinted on a smaller denomination. This type was issued to aid in small change transactions due to the lack of silver coinage in the colony. 26086 Cyprus Government of Cyprus 5 Pounds 1.2.1956 Pick 36a Additionally, British printer Thomas de la Rue suffered severe damage PMG About Uncirculated 55. due to the aerial raid on London and had not yet resumed banknote A lovely portrait of a young Queen Elizabeth II appears on this well printing activities. Only brief circulation is seen on this desirable type. preserved, highest denomination example of the series. A brilliant color From The Drs. Joanne and Edward Dauer Collection of World Banknotes scheme has been utilized to create a fantastic eye appeal. The third party (1,000-1,200) grading company annotates pinholes that do not detract from the overall Starting Bid: $500 spectacular beauty of this note. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (700-900) Starting Bid: $350

26085 Cyprus Government of Cyprus 250 Mils 1.2.1956 Pick 33a PMG Choice Uncirculated 64 EPQ. Brilliant, well blended, bold inks used on this example draw a great eye appeal. A lovely portrait of Queen Elizabeth II is featured on the front of this wonderfully embossed note. This popular issue has several complex 26087 Cyprus Republic of Cyprus 5 Pounds 1.12.1961 Pick 40a PMG artistic patterns seen throughout. Choice Uncirculated 64. From The Drs. Joanne and Edward Dauer Collection of World Banknotes A charming, beautiful green note with an eagle head as the watermark (800-1,200) and the old Republic of Cyprus title. The first A/1 prefix is seen on this Starting Bid: $400 heavily embossed large sized issue. Each side, containing uniquely pic- turesque borders and delightful contrasting inks, shows a great element of creativity when this note was designed and printed by Bradbury & Wilkinson Company. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (600-800) Starting Bid: $300

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Beautiful Colonial Type

26088 East Africa East African Currency Board, Mombasa 10 Florins = 1 Pound 1.5.1920 Pick 10 PMG Very Fine 20 Net. A very rare type, extremely limited in issue and almost immediately replaced by the design that circulated from 1921 until 1958. Only five-digit serial numbers with the A/1 prefix are known, which confirms the brevity of circulation for this type. Handsome color is easily seen. Areas of ink and restoration are seen, but do not much detract from the overall appearance, as the key design elements are still in full view. This series is often heralded as a land- mark design by Thomas de la Rue and is prized by collectors as such. A fantastic African offering that we have not previously offered in issued form. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (30,000-40,000) Starting Bid: $22,000

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 33 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26089 East Africa East African Currency Board 10 Shillings 1.1.1933 Pick 21 PMG Very Fine 20. A well preserved example of this early issue, designed with the portrait of King George V on front and a centralized vignette of a lion with Mount Kenya in the background on the back. This variety has the F/5 prefix and includes “Nairobi” above the date. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-600) Starting Bid: $250

26090 East Africa East African Currency Board 5 (2); 10 Shillings 1.1.1949 (2); 1.4.1954 Pick 28b; 29b; 33 Three Examples PMG About Uncirculated 50 (2); Very Fine 30 EPQ. A well preserved trio issued by the East African Currency Board during the late 1940s and early 1950s. The later dates have “Nairobi” above the date whereas “Mombasa” was placed on the earlier issues. All three are problem free and the 1954 issue has the Exceptional Paper Quality designation. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 3 notes) (550-800) Starting Bid: $275

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26091 East Africa East African Currency Board 20 Shillings = 1 Pound 26093 East Africa East African Currency Board 20 Shillings = 1 Pound 1.8.1951 Pick 30b PMG About Uncirculated 55. 1.1.1955 Pick 35 PMG Choice Uncirculated 64 EPQ. Seldom seen in this elite grade, this higher denomination is especially A handsome, fully uncirculated and pack fresh banknote which is widely pleasing. The color schemes and paper quality are above average for this sought after across multiple collecting specialties. Exceptional embossing popular type. Underrated in this grade and desirable as such. Of note, and vivid colors are easily seen on this dually denominated issue. this is the second to the last date for this popular series. From The Drs. Joanne and Edward Dauer Collection of World Banknotes From The Drs. Joanne and Edward Dauer Collection of World Banknotes (400-500) (500-700) Starting Bid: $200 Starting Bid: $250

26092 East Africa East African Currency Board 100 Shillings = 5 Pounds 1.9.1943 Pick 31b PMG Very Fine 30. An elusive note from the 1938 to 1952 King George VI portrait series. A scarce type in high grades, this example presents well in this Very Fine condition. Printed by TDLR with the always popular vignette of Mount Kenya and lion on the back along with the “EACB” watermark in a horizontal honeycomb pattern. The grading company mentions ink, which is located on the lower left margin on the back. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-750) Starting Bid: $250

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 35 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26094 East Africa East African Currency Board 10 Shillings ND (1958) Pick 38 PMG Gem Uncirculated 65 EPQ. This gorgeous example is from the first date issue, denoted by the four 26096 Falkland Islands Government of the Falkland Islands 10 signatures at right. Later issues of this pick carried seven signatures, three Shillings 19.5.1938 Pick 4 PMG Gem Uncirculated 66 EPQ. at left and four on the right. Queen Elizabeth II’s portrait along with the A simply outstanding King George VI portrait type, very rare and desir- green and brown color scheme provide exceptional eye appeal to this able in this elite grade. This style circulated from 1938 until 1960, and in note, especially in this high grade. that type, less than 47,000 banknotes were printed and issued. An under- From The Drs. Joanne and Edward Dauer Collection of World Banknotes rated type and widely sought after as such. (500-700) From The Drs. Joanne and Edward Dauer Collection of World Banknotes Starting Bid: $250 (800-1,000) Starting Bid: $400

26095 European Union Germany 500 Euro 2002 Pick 7x PMG Superb Gem Unc 67 EPQ. A bold blend of purple inks are used to create a great visual appeal on this 26097 Falkland Islands Government of the Falkland Islands 1 Pound note. The “X” prefixed designation for Germany is noticed on this highest 19.5.1938 Pick 5 PMG Choice Uncirculated 64. denomination and well embossed example. A compelling image of mod- Scarce in Uncirculated grades, the 1938 issued notes changed portraits ern twentieth century architecture is seen on the front and an image of a from the previous series after King George VI’s ascension to the throne beautiful suspension bridge and map of Europe enhance the back. in 1936, following the death of his father and abdication of his brother. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,500-2,000) This well centered, high grade example is highlighted by excellent colors Starting Bid: $750 and bright paper. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,000-1,400) Starting Bid: $500

36 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26098 Falkland Islands Government of the Falkland Islands 5 Pounds 26100 Falkland Islands Government of the Falkland Islands 5 Pounds 20.1.1951 Pick 6 PMG Choice Very Fine 35. 10.4.1960 Pick 9a PMG Gem Uncirculated 66 EPQ. A scarce issue from the King George VI series with only three examples A gorgeous first date issue of this high denomination from the early registered in the PMG Population Report. The TDLR design of this Queen Elizabeth portrait series. Excellent centering, vibrant colors, and denomination features the crowned portrait along with contrasting red bright paper are all present on the desirable Gem graded example. and green colors on light brown underprint. Third party grading com- From The Drs. Joanne and Edward Dauer Collection of World Banknotes pany mentions minor restoration. (700-900) From The Drs. Joanne and Edward Dauer Collection of World Banknotes Starting Bid: $350 (1,000-1,500) Starting Bid: $500

26101 Falkland Islands Government of the Falkland Islands 5 Pounds 30.1.1975 Pick 9b PMG Gem Uncirculated 66 EPQ. 26099 Falkland Islands Government of the Falkland Islands 10 Vibrant red inks on a soft green background create wonderful eye appeal Shillings 10.4.1960 Pick 7a PMG Gem Uncirculated 66 EPQ. on this second date variety issue. Printed by TDLR with Queen Elizabeth A gorgeous high grade example featuring the early portrait of Queen II’s portrait at right and the large guilloche pattern on the back. Highly Elizabeth II at left. These 10 shillings notes were only produced on the sought after in this high grade. 1960 dated issue as they were soon replaced by the 50 pence denomina- From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-700) tion in 1969. Bright paper and excellent centering are seen on this eye Starting Bid: $250 appealing note. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-700) Starting Bid: $250

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 37 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26103 Fanning Island Fanning Island Plantation 1 Pound ND (ca. 1940s) Pick UNL Schwan-Boling 1541a1 PMG Very Fine 20. 26102 Falkland Islands Government of the Falkland Islands 10 One of the classic World War II emergency notes, this is a full example Pounds 5.6.1975 Pick 11a PMG Gem Uncirculated 66 EPQ. with a serial number. Fanning Island is located 1,000 miles south of This pack fresh, highest denomination type has become difficult to Hawaii and was the relay station between North America and Australia. obtain in such an outstanding, original condition. A small serial number The year 1942 American troops stationed there for the first time, pro- is seen on this pretty Queen Elizabeth II note. Of importance, printer ducing a shortage of currency. Manager R.G. Garrett of Fanning Island records indicate that approximately 47,000 banknotes were printed and Plantations had these notes printed in Hawaii. The notes were eventually issued bearing this date. withdrawn in 1945 with the conclusion of the war. While almost all notes From The Drs. Joanne and Edward Dauer Collection of World Banknotes were redeemed, withdrawn, halved, and recycled into movie tickets, and (700-900) then once again used as emergency notes, full notes are notoriously dif- Starting Bid: $350 ficult to acquire. There are only 11 serial numbers reported in World War II Remembered, and we have offered, in addition, a few more full examples over the years. A desirable piece of history, especially as a complete note. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (2,000-3,000) Starting Bid: $1,000

26104 Fiji Government of Fiji 5 Shillings 5.12.1925 Pick 25f PMG Very Fine 30. A scarce small denomination issue from the tropical islands located in the South Pacific. The high humidity greatly affected the condition of these early notes and very few are known to have survived. Deep inks and ornate framed borders remain clear on this example which currently holds the top grade out of three in the PMG Population Report. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,000-1,500) Starting Bid: $500

38 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26105 Fiji Government of Fiji 5 Shillings 1.7.1929 Pick 25j PMG Very Fine 25. 26107 Fiji Government of Fiji 1 Pound 1.6.1951 Pick 40f PMG Very This scarce and desirable uniface type circulated for approximately Fine 30. 15 years. During that time, print totals would suggest that only about A desirable type from the King George VI portrait series. Vibrant green 400,000 notes were issued. Crisp paper with strong colors increase the and red inks are seen throughout this large sized note. The last issue appeal of this note. Lightened notations on the blank back side are noted date from this series of 1951 is present on this Bradbury, Wilkinson & for accuracy on this example. These uniface types were replaced by the Company printed 1 pound. King George V portrait series beginning in 1934 when the majority of From The Drs. Joanne and Edward Dauer Collection of World Banknotes these older types were withdrawn. (300-400) From The Drs. Joanne and Edward Dauer Collection of World Banknotes Starting Bid: $150 (1,250-1,750) Starting Bid: $625

26106 Fiji Government of Fiji 1 Pound 1.3.1935 Pick 33c PMG Very Fine 30. A scarce note seldom to cross the auction block. The PMG Population Report only shows five registered examples for this date and none above Very Fine. In fact, only 11 total notes of this Pick number encompassing all dates are registered in PMG database. Printed by Bradbury, Wilkinson & Company, King George V’s portrait in Scottish military uniform is seen on the front and a large guilloche pattern is present on the back. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (2,000-3,000) Starting Bid: $1,500

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 39 The Drs. Joanne and Edward Dauer Collection of World Banknotes

Fantastic Highest Denomination Type

26108 Fiji Government of Fiji 20 Pounds 1.9.1948 Pick 43d PMG Very Fine 20. A famed King George VI and British Commonwealth rarity, seldom seen due to its enormous buying power at the time. Almost all Commonwealth realms capped their banknote series with a 5 pounds denomination, with Fiji being a glaring exception. It is not known why Fiji issued both 10 and 20 pound denominations, but issuance was limited and the overwhelming majority of notes were redeemed by 1969. We have never offered this denomination in issued form, and only a few are known to exist. All six dates for this denomination feature the B/1 prefix, with this example having the fifth date and the serial number 42,937, which indicates how few examples were issued each year, and in grand total. At the time of cataloging, PMG has only graded three examples of this denomination: one from 1943 and two from 1948. Crisp paper is seen on this example, which still features deep coloring and strong embossing. An important opportunity to acquire one of the key banknotes of the South Pacific and of the entire British Commonwealth series. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (6,000-8,000) Starting Bid: $5,000

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26110 Fiji Government of Fiji 10 Shillings 1.9.1964; 1.10.1965 Pick 26109 Fiji Government of Fiji 10 Shillings 1.6.1957; 28.4.1961 Pick 52d; 52e Two Date Varieties PMG Choice Uncirculated 64; About 52a; 52b Two Date Varieties PMG Choice About Unc 58 EPQ; About Uncirculated 55 EPQ. Uncirculated 55 EPQ. Two examples in unusually high grade are seen in this exciting lot. Fiji Two pleasing and above average examples of this second denomination switched from pounds and shillings to dollars in 1969. Most sterling are seen in this lot. Both of these dates are seldom seen in choice, original banknotes were redeemed at that time. grade. From The Drs. Joanne and Edward Dauer Collection of World Banknotes From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 2 notes) (500-700) (Total: 2 notes) (400-600) Starting Bid: $250 Starting Bid: $200

26111 Fiji Government of Fiji 1 Pound 1.7.1954 Pick 53a PMG Choice Uncirculated 64. Deep green inks on a multicolor underprint provide excellent eye appeal on this large format issue. The portrait of Queen Elizabeth II wearing King George IV’s state diadem is highlighted by the many charming guilloche patterns and wide margins. Printed by Bradbury Wilkson & Company this is a highly desirable type. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,000-1,500) Starting Bid: $500

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 41 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26112 Fiji Government of Fiji 1 Pound 1.6.1957 Pick 53b PMG About Uncirculated 55 EPQ. 26114 Fiji Government of Fiji 5 Pounds 20.1.1964 Pick 54e PMG Very A well preserved 1 pound from the Queen Elizabeth II portrait series. An Fine 25. early prefix of C/3 and the Exceptional Paper Quality designation add A desirable, large sized, high denomination example with the signature desirablity to this example. Printed by Bradbury, Wilkinson, & Company, combination of Ritchie, Griffiths, and Cruickshank. Highlighted by a a gorgeous array of green, blue, and orange inks are seen throughout. portrait of Queen Elizabeth II, deep inks and delightful guilloche designs From The Drs. Joanne and Edward Dauer Collection of World Banknotes are present throughout. An outstanding piece for this grade. (500-700) From The Drs. Joanne and Edward Dauer Collection of World Banknotes Starting Bid: $250 (500-700) Starting Bid: $250

26113 Fiji Government of Fiji 1 Pound 1.12.1961 Pick 53d PMG Choice Uncirculated 64. A lovely high grade example of this middle denomination from the 1961 dated issue. Scarce in Uncirculated grades, only four notes are registered in Uncirculated condition in the PMG Population Report and there is only one example in a higher grade. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (600-800) Starting Bid: $300

42 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

Rare Queen Elizabeth II High Denomination Issue

26115 Fiji Government of Fiji 20 Pounds 1.7.1954 Pick 57a PMG Very Fine 30. A rare high denomination issue that amazingly survived the weather of the Fiji islands in this condition. At the time of cataloging, there are only three graded examples registered in the PMG Population Report, and none are graded above Very Fine. Printed by Bradbury Wilkinson & Company, this large size issue features a breathtaking portrait of Queen Elizabeth II wearing King George IV’s state diadem. The intricate details of the guilloche designs, deep red inks, and striking patterns displayed are absolutely stunning on this high denomination note. Prefix C/1 and the signatures of Davidson, Donovan and Davis are present. Price realizations across the auction block include two recorded sales in 2017 at $21,840 for a Very Fine 20 and $22,579 for a Very Fine 35. We expect this gorgeous example to achieve similar results. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (20,000-25,000) Starting Bid: $13,000

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 43 The Drs. Joanne and Edward Dauer Collection of World Banknotes

Rarely Seen, Highest Denomination Type

26118 Iceland Islands Banki 5 Kronur 1904 Pick 10 PMG Very Fine 25. 26116 France Banque de France 5000 Francs 24.1.1918 Pick 76 PMG A desirable and scarce date, which is seldom available across the auction Very Fine 30. block. All design features remain on this problem free example. A splendid rare type, widely sought after due to its enormous size, From The Drs. Joanne and Edward Dauer Collection of World Banknotes strong purchasing power, and scarcity. Small print totals and high face (400-600) value have prevented most of these notes from being saved for posterity. Starting Bid: $200 Only minor mounting remnants are seen on this otherwise handsome banknote. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (2,500-3,500) Starting Bid: $1,250

26119 India Government of India 1 Rupee 1917 Pick 1g Jhunjhunwalla- Razack 3.1.1A-B PMG Choice Uncirculated 64. This handsome initial denomination is rarely seen in such an excellent grade. This desirable example features the star-in-square watermark and the signature of Gubbay. There is a faint ink stamp on the back, which does not detract from the overall impression. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (700-1,000) Starting Bid: $350

26117 Iceland Landssjod Islands 5 Kronur 18.9.1885 Pick 1r Remainder PMG About Uncirculated 55. A rare, 19th century type generally unavailable in any format, in any grade. The paned designed elements and lack of signatures lend to a clean presentation. One corner is slightly clipped, but otherwise, the paper is fresh and attractive. A desirable type that does not appear on the market consistently. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (700-900) Starting Bid: $350

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26122 Repeater Serial Number India Government of India 5 Rupees 26120 India Government of India 10 Rupees ND (1917-30) Pick 7b ND (1928-35) Pick 15b Jhunjhunwalla-Razack 3.5.2 PMG Choice About Jhunjhunwalla-Razack 3.7.2 PMG About Uncirculated 50. Unc 58 EPQ. An array of blue, gray and purple inks create excellent eye appeal to this A highly collectible example with a repeater serial number 455455. issue. The second J.B. Taylor signature along with the profile watermark This impressive J.W. Kelly signature variety featuring a portrait of King and portrait of George V are present. The grading company mentions the George V was created with a color palette composed of brown, purple and normal spindle hole at issue. green inks. An arrangement of ornate borders and delightful guilloche From The Drs. Joanne and Edward Dauer Collection of World Banknotes designs provide excellent eye appeal. The third party grading company (400-600) mentions staple holes at issue. Starting Bid: $200 From The Drs. Joanne and Edward Dauer Collection of World Banknotes (700-900) Starting Bid: $350

26121 India Government of India 1 Rupee 1935 Pick 14b Jhunjhunwalla-Razack 3.2.1A PMG Gem Uncirculated 66 EPQ. A high grade example from the 1935 issue featuring the portrait of King George V on the front and the one rupee coin on its back. This J.W. Kelly signature variety is without selvage but perforations are seen on the left 26123 India Government of India 10 Rupees ND (1928-35) Pick 16b side. Highly desirable in this well preserved condition. Jhunjhunwalla-Razack 3.8.2 PMG About Uncirculated 53 EPQ. From The Drs. Joanne and Edward Dauer Collection of World Banknotes The side facing portrait of King George VI wearing the Imperial Crown (400-600) of India highlights this early 1920s to 1930s issue. Two elephants flank- Starting Bid: $200 ing a denominational symbol enhance the back. The third party grading company mentions staple holes at issue, which was normal for the distri- bution process of these notes. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (400-600) Starting Bid: $200

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 45 The Drs. Joanne and Edward Dauer Collection of World Banknotes

Beautiful and Choice 1000 Rupees of King George VI

26125 India Reserve Bank of India, Calcutta 1000 Rupees ND (1937) Pick 21b Jhunjhunwalla-Razack 4.8.1B PMG Choice Extremely Fine 45. A beautiful and scarce banknote, widely sought after due to its beautiful designs and high face value. Issued through Calcutta, this example 26124 India Reserve Bank of India 5; 1 Rupees ND (1937; 1949) Pick is significantly better than typically seen. Fresh paper and good coloring 18a; 71a Jhunjhunwalla-Razack 4.3.1; 6.1.1.1 Two Examples PMG Gem are easily noticed. The lack of rust and ink will assuredly be appreciated Uncirculated 66 EPQ; Choice Uncirculated 64 EPQ. by bidders on this enticing offering. The vast majority of these notes were A lovely pair of high grade notes from both the Government and Reserve redeemed generations ago, as the face value was roughly equivalent to Bank issue. The third party grading company mentions the normal staple $250-$333 at the time. Staple holes at issue are mentioned for accuracy. holes at issue on the 1937 5 rupees. From The Drs. Joanne and Edward Dauer Collection of World Banknotes From The Drs. Joanne and Edward Dauer Collection of World Banknotes (4,500-5,500) (Total: 2 notes) (400-550) Starting Bid: $2,250 Starting Bid: $200

26126 India Reserve Bank of India, Calcutta 1000 Rupees ND (1937) Pick 21b Jhunjhunwalla-Razack 4.8.1B PMG Choice Very Fine 35. An always desirable type, and especially so in such an excellent grade. One carefully placed handstamp at back does not detract from the overall appearance of this large sized note, which carried a face value of approximately $300 USD at the time. Staple holes at issue and a spindle hole are noted. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (2,000-2,500) Starting Bid: $1,000

46 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26128 India Reserve Bank of India 5 Rupees ND (1943) Pick 23b 26127 India Reserve Bank of India 5 Rupees ND (1943) Pick 23a Jhunjhunwalla-Razack 4.4.2 PMG Choice Uncirculated 64 EPQ. Jhunjhunwalla-Razack 4.4.1 PMG Gem Uncirculated 66 EPQ. A scarce and always desirable type, especially in the best of the grades. This front-facing portrait 5 rupees is the final design for this denomina- Printed with a red serial number, this is the final type printed for British tion for British India and is desirable in this elite grade. The normal staple India. Pack fresh, original grade is easily seen on this desirable type fea- holes at issue are mentioned by the third party grading company. turing King George VI. The normal staple holes at issue are present. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (700-900) From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,200-1,600) Starting Bid: $350 Starting Bid: $600

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 47 The Drs. Joanne and Edward Dauer Collection of World Banknotes

High Grade Ploughman Five Pounds

26129 Ireland - Republic (Eire) Currency Commission, National Bank Limited 5 Pounds 15.3.1933 Pick 27 PMG Gem Uncirculated 65 EPQ. A gorgeous high grade “Ploughman” note from the 1929-1941 Consolidated Banknote issue, which was created and regulated by the Currency Commission. Interestingly, eight separate banks issued these notes which are identified with the alphabetical portion of the prefix and bank name overprint; in this example’s case the “N” in the prefix corresponds to the National Bank Limited. Scarce in high grade, with only five notes registered in Uncirculated condition in the PMG Population Report. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (6,000-8,000) Starting Bid: $4,500

48 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26132 Isle Of Man Isle of Man Government 5 Pounds ND (1972) Pick 26130 Isle Of Man Isle of Man Bank Limited 5 Pounds 1.12.1936 Pick 30a PMG Gem Uncirculated 66 EPQ. 6Aa PMG Very Fine 30. A gorgeous early 5 pounds with no prefix and the signature of the A scarce example depicting a delightful scenery of Douglas Harbor on Lieutenant Governor Sir Peter Hyla Gawne Stallard. This example is actu- the front and an image of the triskele on the back. A lovey color palette ally a low serial number for this signature run, which started from 50001. of well blended pink and brown inks are seen throughout this note. Wide A lovely portrait of Queen Elizabeth II, along with the triskele arms, is margins, with interlocking Celtic patterns are utilized in the borders. displayed of the front. An image of the Castle Rushen, encompassed in a Stunning guilloche patterns create a great eye appeal. Only five graded delicately framed border, creates a tranquil effect on the back. examples are registered in PMG Population Report at the time of catalog- From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-700) ing, revealing the scarcity of this particular issue. Starting Bid: $250 From The Drs. Joanne and Edward Dauer Collection of World Banknotes (700-900) Starting Bid: $350

26131 Isle Of Man Isle of Man Government 5 Pounds ND (1961) Pick 26 PMG Choice About Unc 58 EPQ. A stunning note from the first series issued by the Manx government. This second signature variety is highlighted by a portrait of young Queen Elizabeth II and triskele arms on the front. A compelling landscape vignette of Castle Rushen enhances the back of this highest denomination issue. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (600-900) Starting Bid: $300

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 49 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26134 Isle Of Man Isle of Man Government 10 Pounds ND (1972) Pick 31a Low Serial Number 48 PMG Choice Uncirculated 64 EPQ. A highly desirable low serial number 000048 without prefix letter is seen on this 10 pounds. This wonderful issue is enhanced by a portrait of Queen Elizabeth II and the triskele arms on the front. Visually appealing, the back features a landscape style vignette of the Peel Castle from the early 1800s. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-700) Starting Bid: $250

26135 Israel Israel Government 50 Mils ND (1952) Pick 6 PMG Gem Uncirculated 65 EPQ. A high grade small-sized issue utilizing deep red and orange inks. Repeating, circular patterns, and an intertwining rope-like border are used to create an image of the mosaic floor in the ancient synagogue at 26133 Isle Of Man Isle of Man Government 5 Pounds ND (1972) Pick Beit Alpha. Several of these intriguing examples obtained the nickname 30b PMG Choice Uncirculated 64 EPQ; “shtikhim” (Hebrew for “carpet”) because they had carpet-like designs. Mauritius Bank of Mauritius 10; 25 Rupees ND (1967) Pick 31a; 32b Two When the value of alloy outweighed the value of the denomination of Examples PMG Choice Uncirculated 64 EPQ (2). the coin, the government implemented several fractional issues. This A lovely trio of Queen Elizabeth II portrait notes, all holding the example represents the smallest denomination. Exceptional Paper Quality designation. Please note, the A/1 prefix and From The Drs. Joanne and Edward Dauer Collection of World Banknotes low serial number 000158 on the Mauritius 10 rupees. (1,250-1,750) From The Drs. Joanne and Edward Dauer Collection of World Banknotes Starting Bid: $625 (Total: 3 notes) (350-550) Starting Bid: $175

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26136 Israel Israel Government 50 Pruta ND (1952) Pick 9 PMG Choice About Unc 58 EPQ. A well preserved small-sized issue with a bold orange color scheme. To meet the need for small change when the value of alloy was higher than the value of the coins’ denomination, the government implemented several fractional issues. A decorative lace patterned borders and intense guilloche designs create a stunning look on this fractional issue, which was printed by the Israeli government’s printing press in Jerusalem. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (600-900) Starting Bid: $300

26138 Israel Israel Government 100 Pruta ND (1952) Pick 11a (2); 12b; 12c (3) Six Examples PMG Choice Uncirculated 64 EPQ; About Uncirculated 53 EPQ; Crisp Uncirculated (2); Very Fine (2). A grouping of six notes from the 1952 to 1953 fractional note issue. Both color and signature combinations of the 100 Pruta denomination are represented in the set. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 6 notes) (300-500) Starting Bid: $150

26137 Israel Israel Government 50 Pruta ND (1952) Pick 10a; 10c Two Signature Varieties PMG Choice About Unc 58 EPQ; Gem Uncirculated 65 EPQ. These small change types were issued by the State of Israel in 1952 as part of a series of fractional banknotes released from 1948 to 1953. This denomination was issued with three signature varieties, with the first being the key to the series. Both examples have received the Exceptional Paper Quality designation. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 2 notes) (500-700) Starting Bid: $250

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 51 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26139 Israel Israel Government 250 Pruta ND (1953) Pick 13 Five Examples About Uncirculated (2); Crisp Uncirculated (3). A nice variety set from the government fractional note issue. This grouping incudes examples of the Aleph, Bet and Gimel varieties seen in the suffix portion of the serial numbers. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 5 notes) (400-500) Starting Bid: $200 26140 Israel Bank Leumi Le-Israel 500 Prutah; 1; 5; 10 Pounds ND (9.6.1952) Pick 19a; 20a; 21a; 22a Four Examples PMG Very Fine 30 EPQ; Gem Uncirculated 66 EPQ; Choice Extremely Fine 45 EPQ; Very Fine 30. A well preserved grouping from the 1952 issue with all denominations represented except for the 50 pounds. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 4 notes) (700-1,000) Starting Bid: $350

52 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

Seldom Seen King George V Type

26141 Israel Bank Leumi Le-Israel 50 Pounds ND (1952) Pick 23a PMG Choice Very Fine 35. This rarely seen, highest denomination type is missing from many collections of the region, especially in such a collectible grade. It appears that 26143 Jamaica Government of Jamaica 5 Shillings 1904-18 (ND 1920) this type was issued without a prefix, which hints at the low production Pick 28a PMG Very Fine 20. total of this denomination. Additionally, banknotes from this private One of the rarest King George V portrait banknotes of the British issuer were replaced in 1955 by banknotes from the Bank of Israel. We Commonwealth series, this type is seldom seen in any grade. In fact, have not offered this denomination since 2014. An important opportu- only 400,000 banknotes featuring a single serial number at middle were nity. printed. At the time of cataloging, only three examples of this variety are From The Drs. Joanne and Edward Dauer Collection of World Banknotes graded in the PMG Population Report. We have not offered this type pre- (2,000-2,500) viously. An important opportunity to acquire a desirable and seldom seen Starting Bid: $1,000 British Commonwealth design. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (2,000-2,500) Starting Bid: $1,300

26144 Jamaica Government of Jamaica 5 Shillings ND (Laws 1904/18) Pick 32a PMG Very Fine 25. One of the most famous Waterlow & Sons engravings, seldom seen in any grade, this series features legal clauses from 1904 and 1918, but it was issued much later, most likely in the late 1920s or early 1930s. A rare and iconic British Commonwealth design. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (800-1,000) Starting Bid: $400 26142 Israel Bank Leumi Le-Israel 10 Pounds ND (1952) Pick 22a PMG Choice Very Fine 35; Bank of Israel 50 Lirot 1955 / 5715 Pick 28a PMG Choice Uncirculated 64 EPQ. A well preserved pair from both the single issue by Bank Leumi Le-Israel and the first issue produced by the Bank of Israel. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 2 notes) (300-400) Starting Bid: $150

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 53 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26146 Jamaica Government of Jamaica 5 Pounds 7.4.1955 Pick 43 PMG Very Fine 30 EPQ. An extremely underrated type especially desirable with this middle date, which seldom appears in any grade. Based on known prefixes and dates, it appears that only 500,000 or fewer of these highest denomination banknotes were issued. This rare type is highlighted by EPQ status, of which only three examples in the PMG Population Report are designated. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,000-1,500) Starting Bid: $500

26147 Jamaica Government of Jamaica 5 Pounds 17.3.1960 Pick 48a PMG Choice Very Fine 35. A key note for the entire Queen Elizabeth II series and seldom available with this date. Less than 250,000 banknotes were issued with this date, 26145 Jamaica Government of Jamaica 5; 10 Shillings; 1 Pound which is much scarcer than the subsequent July date. Minor foxing is seen 27.5.1957; 1.3.1953 (2) Pick 37b; 39; 41b Three Examples PMG About atop this beautiful banknote. Uncirculated 55; Choice Uncirculated 64; Choice About Unc 58. From The Drs. Joanne and Edward Dauer Collection of World Banknotes A visually appealing trio of notes from the 1939-1960 King George VI (600-800) portrait series. Edgerton Rudolph Richardson’s signature in seen on the 5 Starting Bid: $300 shillings and Robert Newton’s signature is on both the 10 shillings and 1 pound notes. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 3 notes) (600-850) Starting Bid: $300

54 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26148 Jamaica Government of Jamaica 5 Pounds 4.7.1960 Pick 48b PMG Choice About Unc 58 EPQ. One of the most visually appealing Queen Elizabeth II banknotes ever produced, this type is also the only Government of Jamaica type to feature Her Majesty’s portrait. Of importance, 11A is the first prefix for this date. It is rumored that this prefix is also shared with the previous date, which would make this quite a low serial number. EPQ status is easily seen on this fresh example which has seen only the briefest circulation. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (2,000-3,000) Starting Bid: $1,400 26150 Malaya Board of Commissioners of Currency 1; 5 Dollars 1.7.1941 (ND 1945) Pick 11; 12 KNB11; KNB12 Two Examples PMG Gem Uncirculated 66 EPQ; About Uncirculated 55 EPQ. These handsome Waterlow & Sons types were printed and prepared for release in 1941, but the onset of World War II prevented these notes from being issued until 1945. Original paper is seen on both of these beautiful banknotes, each of which is seldom seen with EPQ status. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 2 notes) (550-700) Starting Bid: $275

26151 Malaya Board of Commissioners of Currency 10 Dollars 1.7.1941 26149 Jamaica Bank of Jamaica 10 Shillings; 1 Pound 1960 (ND 1964) (ND (1945) Pick 13 KNB13 PMG Gem Uncirculated 65 EPQ. Pick 51Bb; 51Ce Two Examples PMG Choice About Unc 58 EPQ; Superb A beautiful Waterlow & Sons engraved banknote, seldom seen in pack Gem Unc 67 EPQ. fresh, original condition. Although this note is dated 1941, the Japanese An eye appealing pair of Jamaican notes from the 1963-64 issue which invasion of the Malay Peninsula prevented the issuance of new banknotes were similar to the previous issue except the text in the coat of arms until 1945. The tropical climate of the colony caused banknotes to wear was changed from Latin to English, reading “Out of Many, One People.” out very quickly, which accounts for the scant few examples of this Interestingly, the portrait displayed on both notes is one of only a few denomination seen in collectible grade. portraits of Queen Elizabeth II facing left across an array of banknotes. From The Drs. Joanne and Edward Dauer Collection of World Banknotes Both examples display excellent centering and bright paper. (1,000-1,800) From The Drs. Joanne and Edward Dauer Collection of World Banknotes Starting Bid: $800 (Total: 2 notes) (350-550) Starting Bid: $175

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 55 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26154 Mauritius Government of Mauritius 5 Rupees 1.10.1916 Pick 16 PMG Fine 12. An always desirable and scarce type, these uniface banknotes were replaced by a King George V portrait series in 1930. As such, very few of these large format types are extant today. Minor internal splits and some notations are mentioned for accuracy on this example. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (300-500) Starting Bid: $150 26152 Malaya and British Borneo Board of Commissioners of Currency 1 Dollar 21.3.1953 Pick 1a PMG Choice Uncirculated 64 EPQ; Malta Government of Malta 1 Pound 1949 (ND 1954) Pick 24b PMG Choice Uncirculated 64 EPQ. A lovely pair of Choice examples featuring Dorothy Wilding’s portrait of Queen Elizabeth II shortly after she became monarch. The portrait variety on the Malaya and British Borneo note was prepared by Waterlow and Sons while the portrait variety on the Malta note was prepared by Thomas De La Rue. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 2 notes) (400-600) Starting Bid: $200

26155 Mauritius Government of Mauritius 5 Rupees ND (1937) Pick 22 PMG About Uncirculated 55. A beautiful, high grade example of this rarely seen type, which is especially desirable with such minimal circulation. Vivid colors and intricate detail are easily seen on this King George VI note. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (700-900) Starting Bid: $350

26153 Serial Number 7 Malta Government of Malta 2 Shillings 6 Pence 13.9.1939 Pick 11 PMG Choice About Unc 58. A handsome and underrated King George VI type, desirable in this elite grade and especially with a single digit serial number. This type was updated by a new variety the following year, rendering this first series scarce. Prefix A/1 and serial number 000007. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (800-1,200) Starting Bid: $400

56 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26156 Mauritius Government of Mauritius 25 Cents ND (1940) Pick 24c PMG Superb Gem Unc 67 EPQ. A stunning, small sized example highlighted by a delightful portrait of 26158 Mauritius Government of Mauritius 1 Rupee ND (1940) Pick 26 King George VI. With vivid inks and detailed artistic borders, this small PMG Gem Uncirculated 65 EPQ. denomination uniface issue features the B serial number prefix and holds An impressive portrait of King George placed inside a distinct frame the highest grade with three others in the PMG Population Report, mak- creates a great visual appeal on this two signature variety. The delight- ing it a great addition to your King George collection. ful color palette remains bright on both sides of this small denomination From The Drs. Joanne and Edward Dauer Collection of World Banknotes example on exceptional paper. (800-1,000) From The Drs. Joanne and Edward Dauer Collection of World Banknotes Starting Bid: $400 (800-1,000) Starting Bid: $400

26157 Mauritius Government of Mauritius 50 Cents ND (1940) Pick 25c PMG Gem Uncirculated 65 EPQ. A small sized, small denomination issue featuring a portrait of King George VI on the right and the coat of arms on the left. This intriguing 26159 Mauritius Government of Mauritius 5 Rupees ND (1954) Pick note is similar to the previous issue (pick 25a), which has altered the loca- 27 PMG Superb Gem Unc 67 EPQ. tion of the serial number, now placed on the bottom left instead of the An amazing example with well blended blue and green inks on crisp center. Well detailed borders and deep inks are visible on this uniface paper. The front features a portrait of Queen Elizabeth II and a distant example. vignette of Montagne du Rempart mountain at Baie du Tamarin. The From The Drs. Joanne and Edward Dauer Collection of World Banknotes back of this desirable note is accented by the coat of arms in a guilloche (600-800) designed border. Starting Bid: $300 From The Drs. Joanne and Edward Dauer Collection of World Banknotes (700-900) Starting Bid: $350

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 57 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26160 New Zealand Reserve Bank of New Zealand 100 Dollars ND 26162 Pakistan Government of Pakistan 5 Rupees ND (1948) Pick 2 (1985-89) Pick 175b PMG Gem Uncirculated 66 EPQ. Jhunjhunwalla-Razack 5.19.1 PMG Choice Uncirculated 64. An S.T. Russell signature is seen on this highest denomination example, An always desirable provisional type, seldom seen above the Very Fine enhanced by amazing intersecting designs. Queen Elizabeth II’s portrait grade point. Completely Uncirculated paper is easily seen on this exam- and the Takahe vignette are distinct as they contrast perfectly with the ple, which features the customary staple holes at issue. A very light spot deep red inks incorporated throughout the design. on the reverse margin prevents EPQ status on this otherwise terrific From The Drs. Joanne and Edward Dauer Collection of World Banknotes example, which is far better than typically seen. These overprinted British (400-700) India types were issued hastily to meet currency needs and were phased Starting Bid: $200 out once Thomas de la Rue could deliver the first series of Pakistani banknotes, which occurred in October of 1948. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (2,000-3,000) Starting Bid: $1,000

26161 Nigeria Government of Nigeria 1 Shilling 12.1918 Pick 1 PMG Extremely Fine 40. No finer graded example has sold in prominent public auction since records were saved, making this an important opportunity to acquire a seriously rare African banknote. At the time of cataloging, this is the single finest graded of only five examples in the PMG Population Report. Locally printed to alleviate the shortage of silver, these notes were well 26163 Palestine Palestine Currency Board 500 Mils 20.4.1939 Pick 6c used and withdrawn leaving very few to be enjoyed by collectors today. PMG Extremely Fine 40 EPQ. From The Drs. Joanne and Edward Dauer Collection of World Banknotes A completely original and beautiful example of this initial denomination, (1,500-2,000) which seldom appears such excellent condition. Only minor circulation is Starting Bid: $900 seen on this EPQ-granted desirable example. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (2,000-2,500) Starting Bid: $1,000

58 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26164 Palestine Palestine Currency Board 1 Pound 1.1.1944 Pick 7d PMG Choice Very Fine 35 EPQ. An always desirable date and very much in-demand, as the issue totals are far fewer than the previous 1929 and 1939 series. After the single letter prefixes were exhausted, the fractional prefixes began in 1944, with only A/1, B/1, and C/1 seeing circulation. Completely original and definitely better than typically encountered. Desirable in this condition, especially with the Exceptional Paper Quality designation. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (2,000-2,500) Starting Bid: $1,000

26166 Rhodesia Reserve Bank of Rhodesia 1 Pound 21.9.1964 Pick 25a PMG Choice About Unc 58; Southern Rhodesia Southern Rhodesia Currency Board 5 Shillings 1.10.1945 Pick 8b PMG Very Fine 30. A well preserved and visually pleasing pair of British Commonwealth notes from the Southern Africa Region. Both examples were issued in Salisbury, which is currently called Harare - the capital and most popu- lous city of Zimbabwe. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 2 notes) (450-650) Starting Bid: $225

26165 Rhodesia Reserve Bank of Rhodesia 10 Shillings 14.10.1964 Pick 24 PMG Superb Gem Unc 67 EPQ. This always popular design is enhanced by a beautiful portrait of Queen Elizabeth II. Clean margins, excellent embossing, and vibrant blue inks are quite impressive. This small denomination note from the country currently known as Zimbabwe shares the top grade with two others in the PMG Population Report. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-750) Starting Bid: $250

26167 Rhodesia Reserve Bank of Rhodesia 5 Pounds 12.11.1964 Pick 26a PMG Choice Uncirculated 64 EPQ. A popular note among collectors, with the early portrait of Queen Elizabeth II displayed on front and a landscape vignette of the Great Ruins of Zimbabwe displayed on back, this highly desired issue is note- worthy for its vibrant colors and Exceptional Paper Quality. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (800-1,000) Starting Bid: $400

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 59 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26168 Rhodesia Reserve Bank of Rhodesia 10 Shillings 10.9.1968 Pick 26170 Rhodesia & Nyasaland Bank of Rhodesia and Nyasaland 1 27a PMG Superb Gem Unc 67 EPQ. Pound 8.4.1960 Pick 21a PMG Choice About Unc 58. A well margined example highlighted by the early portrait of Queen Visually pleasing and scarce in this elite grade, this Queen Elizabeth II Elizabeth II. Bold blue inks along with bright paper provide excellent eye type is ever increasing in popularity. With only the most minute trace appeal. Highly desirable in Superb Gem condition. of circulation, all details are completely visible, including the Great From The Drs. Joanne and Edward Dauer Collection of World Banknotes Zimbabwe Ruins on the back. (400-600) From The Drs. Joanne and Edward Dauer Collection of World Banknotes Starting Bid: $200 (600-800) Starting Bid: $300

26169 Rhodesia Reserve Bank of Rhodesia 1 Pound 15.6.1966 Pick 28a PMG Gem Uncirculated 66 EPQ. 26171 Rhodesia & Nyasaland Bank of Rhodesia and Nyasaland 1 A favored portrait of Queen Elizabeth II, with a watermark of Cecil Pound 25.11.1960 Pick 21b PMG Choice Uncirculated 64. Rhodes, draws attention to the front of this note. A tranquil vignette of An always desirable Queen Elizabeth II banknote, and especially so in Victoria Falls surround by vibrant red inks enhance the back. Highly Choice Uncirculated grade. Of interest, this example features the sec- desirable in such high grade. ond of two signature combinations, which has proved a bit more chal- From The Drs. Joanne and Edward Dauer Collection of World Banknotes lenging to find in the best of grades. In fact, this is the first example in (600-800) Uncirculated grade that we have offered. Starting Bid: $300 From The Drs. Joanne and Edward Dauer Collection of World Banknotes (800-1,000) Starting Bid: $400

60 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26174 Sarawak Government of Sarawak 10 Cents 1.8.1940 Pick 25c 26172 Sarawak Government of Sarawak 5 Dollars 1.7.1929 Pick 15 KNB25c PMG Choice About Unc 58. KNB21a PMG Very Fine 30. A lovely small denomination introduced to alleviate the shortage of small A well preserved 5 dollar from the 1929 to 1940 issue. Printed by change during World War II. Well distributed inks and delightful guil- Bradbury, Wilkinson & Company, this design features the portrait of an loche designs are displayed throughout this uniface issue. older Charles Vyner Brooke in uniform and has text in English, Chinese, From The Drs. Joanne and Edward Dauer Collection of World Banknotes and Jawi languages. Interestingly, with this issue, the Latin motto Dum (500-700) Spiro Spero (While I breathe, I hope) was added to the Brooke coat of Starting Bid: $250 arms. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,500-2,000) Starting Bid: $750

26173 Sarawak Government of Sarawak 1 Dollar 1.1.1935 Pick 20 26175 Seychelles Government of Seychelles 5 Rupees ND (1936) Pick KNB27 PMG Choice About Unc 58. 3c PMG Very Fine 30. Deep green inks on a pastel undertone create great eye appeal on this A beautifully framed note featuring a portrait of King George VI. This 1935 issued note featuring the portrait of the last White Rajah of Sarawak, uniface, 1936 signature variety without date is printed by Thomas Da La Charles Vyner Brooke. The territory located on the Island of Borneo, Rue & Company. Only five examples are graded in the PMG Population today a part of Malaysia, was acquired by the Brooke family through a Report making this a hard to find example and a great addition to your series of land purchases. It received recognition from the United States King George Collection. and later the United Kingdom and existed as a protectorate. The currency From The Drs. Joanne and Edward Dauer Collection of World Banknotes was pegged with the Straits Dollar, which circulated in bordering ter- (800-1,200) ritories and which eased transactions of the mainly agricultural products Starting Bid: $400 produced in Sarawak. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (800-1,200) Starting Bid: $400

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 61 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26178 Seychelles Government of Seychelles 50 Rupees 1.1.1968 Pick 26176 Seychelles Government of Seychelles 5 Rupees 1.8.1954 Pick 11a 17a PMG Choice Uncirculated 64 EPQ. PMG Gem Uncirculated 66 EPQ. A highly desirable example of what is commonly referred to as the “SEX” A spectacular portrait Queen Elizabeth II is featured on this always pop- note. This 50 rupees features the early portrait of Queen Elizabeth II at ular example from the British possession in the Indian Ocean. Printed right and the sailboat vignette at left. To the right of Annigoni’s rendition by Thomas De La Rue, this issue is enhanced by a light pink color palette of the Queen, it is the opinion of some, that the palm trees read the word and impressive ornamental borders. “SEX” when turned 90 degrees. Delightfully blended inks and intersect- From The Drs. Joanne and Edward Dauer Collection of World Banknotes ing designs are seen throughout this popular issue. (800-1,200) From The Drs. Joanne and Edward Dauer Collection of World Banknotes Starting Bid: $400 (1,500-2,000) Starting Bid: $750

26179 Seychelles Government of Seychelles 100 Rupees 1.6.1975 Pick 18e PMG Very Fine 30 EPQ. 26177 Seychelles Government of Seychelles 10 Rupees 1.1.1967 Pick Striking red inks and intersecting arabesque designs are used on this 12d PMG Gem Uncirculated 66 EPQ. Bradbury, Wilkinson & Company printed, large format note. This always Intricately patterned borders are an absolute delight in this issue printed popular, highest denomination issue is enhanced by Peitro Annigoni’s by Thomas De La Rue. A lovely portrait of Queen Elizabeth II on the 1956 portrait of Queen Elizabeth II and large tortoises on the front. Well front and a vignette of palm trees on the back. Impressive, bold red inks preserved with the Exceptional Paper Quality designation. create an eye appealing contrast on a lime green background. From The Drs. Joanne and Edward Dauer Collection of World Banknotes From The Drs. Joanne and Edward Dauer Collection of World Banknotes (900-1,200) (2,500-3,000) Starting Bid: $450 Starting Bid: $1,250

62 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

26180 Singapore Board of Commissioners of Currency 500 Dollars 26182 Southern Rhodesia Southern Rhodesia Currency Board 10 ND (1977) Pick 15a TAN#B-7a PMG Choice Uncirculated 64. Shillings 1.2.1945 Pick 9b PMG Gem Uncirculated 65 EPQ. A striking, well embossed example from the iconic bird series. This Completely as-issued and very scarce as such, this example is only the intriguing issue features the Black-Naped Oriole perched above a city second Pick 9b in Uncirculated grade to be auctioned publicly in the skyline on the front. A lovely vignette of an island with an oil refinery past decade. In fact, 1945 is a difficult date to find in any grade. Perfect is depicted on the back. Vibrant inks and finely detailed patterns are paper, vivid color schemes, and strong embossing are easily seen on this seen throughout. Although the third party grading company mentions example, which is among the finest graded examples known for the entire closed pinholes, they do not seem the detract from the beauty of this large series. denomination issue. From The Drs. Joanne and Edward Dauer Collection of World Banknotes From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,500-2,000) (600-800) Starting Bid: $750 Starting Bid: $300

Seldom Seen British Commonwealth Type

26183 Southern Rhodesia Southern Rhodesia Currency Board 1 Pound 1.9.1950 Pick 10f PMG About Uncirculated 55. One of Bradbury, Wilkinson & Company’s most beautiful engravings, this denomination is widely sought after and seldom seen in such a good grade. Only brief circulation is seen on this example, which features a later date in the series that began in 1939. The coloration is unusually 26181 Solomon Islands Government of the British Solomon Islands 1 strong and punch-through embossing is noted as well. Simply, this exam- Pound 2.1.1926 Pick 1 PMG Very Fine 20. ple is much above average for the type and is especially desirable as such. Any banknote from this series is quite special, as very few were issued From The Drs. Joanne and Edward Dauer Collection of World Banknotes and almost none were saved for posterity. Thomas de la Rue prepared (1,300-1,800) 6,000 banknotes across three dates, with 5,546 issued from 1917 through Starting Bid: $900 1937, before these notes were withdrawn. Interestingly, local issues for the Solomon Islands were initially not intended for use by the native population, which is the reason for such a small issuance for this type. We have not offered this type previously, and only five examples have been graded by PMG at the time of cataloging. A must-have for British Commonwealth and South Pacific collectors. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (3,000-4,000) Starting Bid: $2,000

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 63 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26184 Southern Rhodesia Central Africa Currency Board 1 Pound 10.9.1955 Pick 17 PMG About Uncirculated 50. Elusive in higher grades, and scarce in any grade, this issue was only in circulation for a year before being succeeded by the notes of the Bank of Rhodesia and Nyasaland. Bold inks and deep colors are seen on this gorgeous example featuring the lovely portrait of Queen Elizabeth II. The grading company adds notes to the good embossing on this high grade and desirable note. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,000-1,500) Starting Bid: $500

26186 Straits Settlements Government of Straits Settlements 10 Cents 20.3.1919; 14.10.1919 Pick 6c; 8b Two Examples PMG Choice Extremely Fine 45 (2). The two varieties of small change issues are offered in this lot. Each is significantly better than usually seen. A few rust specs are seen on the larger note; mentioned for accuracy. These types were issued to alleviate the shortage of coin created by the rise in silver price after World War I. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 2 notes) (450-650) Starting Bid: $225

26185 Southern Rhodesia Central Africa Currency Board 5 Pounds 10.9.1955 Pick 18a PMG Very Fine 25. An eye appealing example featuring a favored portrait of Queen Elizabeth II along with a vignette of the Wankie Colliery buildings on front. Vignettes of Victory Falls and a sable antelope head are displayed on the back. Amazing guilloche designs and well blended tranquil inks are utilized on this first signature issue. A hard to find issue with only four examples registered in the PMG Population Report. Surprisingly, the Queen Elizabeth II 5 pound note is much scarcer and more desirable that the earlier King George VI note from Southern Rhodesia. From The Drs. Joanne and Edward Dauer Collection of World Banknotes 26187 Straits Settlements Government of Straits Settlements 10 Cents (3,000-4,000) 14.10.1919 Pick 8a KNB16b PMG Choice Uncirculated 64. Starting Bid: $1,500 After the conclusion of World War I, the price of silver increased and many coins were hoarded. This small change type was issued to assist in transactions of small amounts, which has led most examples to be well- worn. On the other hand, this example is far better than typically seen and is sought after in this elite grade. A/4 is a low prefix for this type. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (1,000-1,500) Starting Bid: $500

64 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

Rare 1933 Date

26188 Straits Settlements Government of Straits Settlements 1 Dollar 26190 1.1.1933 Pick 16a PMG Choice Extremely Fine 45. Straits Settlements Government of Straits Settlements 10 A well centered example with broad margins printed by Bradbury Dollars 1.1.1935 Pick 18b KNB22e PMG About Uncirculated 55 EPQ. Wilkinson & Co. Ltd. All original features are distinct on this elusive An incredible example of this desirable type, which is especially height- rare date. Pick 16a is a much scarcer number than the only other number ened by EPQ status. In fact, at the time of cataloging, only 18 banknotes of the design which is 16b. A portrait of King George on the front and of the 475 graded examples in the PMG Population Report have been a vignette of a tiger on the back draw a strong attraction to this always designated with Exceptional Paper Quality. Completely fresh paper and popular design. colors are seen on this King George V type, which is one of the most From The Drs. Joanne and Edward Dauer Collection of World Banknotes beautiful creations by Bradbury, Wilkinson & Company. (1,500-2,000) From The Drs. Joanne and Edward Dauer Collection of World Banknotes Starting Bid: $750 (3,000-4,000) Starting Bid: $1,500

26189 Straits Settlements Government of Straits Settlements 1 Dollar 1.1.1935 Pick 16b KNB20e PMG Choice About Unc 58 EPQ. 26191 Trinidad & Tobago Government of Trinidad and Tobago 1 This virtually pack fresh example has been granted EPQ status, which is Dollar 1.4.1905 Pick 1b PMG Very Fine 30. seldom seen on banknotes from this region. Although dated 1935, this This scarce example is tied for the second finest grade in the PMG type actually circulated until the end of World War II, as the new Malaya Population Report, with none registered above the Very Fine level. Printed banknotes were not issued until 1945. Simply beautiful and ornate fea- by Thomas De La Rue, the face features the blue vignette of the landing tures are seen on this popular series featuring King George V. of Columbus at left and the coat of arms at center. A central vignette of From The Drs. Joanne and Edward Dauer Collection of World Banknotes a mountain with sailing ship highlights the back. The horizontal bar is (700-900) seen with the prefix A/11 (this bar was removed in later issues starting Starting Bid: $350 with prefix A/25). Excellent eye appeal remains on this elusive note. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (2,000-3,000) Starting Bid: $1,000

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 65 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26192 Trinidad & Tobago Government of Trinidad and Tobago; Central Bank 2; 5 Dollars 1.5.1942; 1964 Pick 8; 27b Two Examples PMG Very Fine 25; Choice Uncirculated 64. A wonderful pair of notes from this Caribbean island. The Government issued 2 dollars is the number-letter prefix variety and was previously held in The Amon Carter & Christensen Collections. The Central Bank issued 5 dollars note, carrying the signature of Alexander N. McLeod, this can be placed between 1966 and 1969. Small tears are mentioned on the Pick 8 example. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (Total: 2 notes) (600-900) Starting Bid: $300

66 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. The Drs. Joanne and Edward Dauer Collection of World Banknotes

Excessively Rare British Commonwealth Type

26193 Turks & Caicos Islands Government of the Turks and Caicos Islands 1 Pound 12.11.1918 Pick 3b PMG Very Fine 20. Turks and Caicos is known to Americans and Europeans as a sparsely populated and simply beautiful vacation spot, but that is typically where the discussion ends. However, this small British Overseas Territory, at the tail end of the Bahamas Islands chain, has an interesting history that dates back to 1512. The British finally wrestled complete control of the Bahamas and Turks & Caicos in 1799, both and direct and indirect administration have occurred since. Colony-specific banknotes were first prepared for the Turks & Caicos from 1903 until 1928, when Jamaican banknotes replaced local issues. To fully understand the rarity of any Turks & Caicos issue, it is important to note than the population of the colony was between 4,500 and 6,000 people during the lifespan of these banknotes, which is an indicator of how few were actually issued. Between 1903 and 1928, 5 Shillings, 10 Shillings, and 1 Pound denominations were issued, with print totals per date varying, but assuredly in small batches. In 1930, Jamaican banknotes replaced the local issues, and in 1950, British Caribbean Territory banknotes replaced the Jamaican issues.

This one pound note is the first Turks & Caicos Islands banknote in any format submitted to PMG for grading. Minor restorations were tastefully applied to ensure that this banknote would be preserved for future generations to enjoy. This is truly one of the greatest rarities of the British commonwealth and most likely missing from all collections. According to our records, this type was only auctioned once before when the Dauer’=s purchased it in the Christensen sale (ex Amon Carter) in 2009. It is also the Pick plate note in the Standard Catalog of World Paper Money. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (30,000-40,000) Starting Bid: $22,000

Auction #4020 | Friday, April 24, 2020 | 2:00 PM CT 67 The Drs. Joanne and Edward Dauer Collection of World Banknotes

26194 United Arab Emirates Central Bank 500 Dirhams 2006 / 26196 Western Samoa Territory of Western Samoa 10 Shillings AH1427 Pick 32b PMG Gem Uncirculated 66 EPQ. 20.7.1943 Pick 7b PMG Very Fine 30 Net. An elegant issue with violet inks on a well blended color palette. A holo- A beautiful and underrated type, seldom seen with such bright colors and graphic stripe seen beside the Saker falcon draws attention to the front decent paper. This World War II dated example displays a clear date and of this example. A pleasing vignette of the Jumeriah Mosque in Dubai is signatures. Repairs to the margins are noted on this otherwise handsome displayed on the back. Lovely arabesque designs are seen throughout this example. We have not offered this type in nearly 6 years, which should high grade large denomination issue. hint at its scarcity. An important opportunity to acquire a rare type. From The Drs. Joanne and Edward Dauer Collection of World Banknotes From The Drs. Joanne and Edward Dauer Collection of World Banknotes (400-600) (800-1,000) Starting Bid: $200 Starting Bid: $400

Rarely Seen Western Samoa 1 Pound

26195 United Arab Emirates Central Bank 1000 Dirhams 2006 / AH1427 Pick 33a PMG Gem Uncirculated 65 EPQ. A remarkable vignette of Al Hosn Palace in Abu is featured on the front of this startling issue. The back is enhanced by the skyline of Abu Dhabi. The foil security strip has the arms symbol and denominational value in Arabic. Rich inks and intricately designed borders create a desirable appeal. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-700) 26197 Western Samoa Territory of Western Samoa 1 Pound 15.5.1942 Starting Bid: $250 Pick 8b PMG Very Fine 30. One of Bradbury, Wilkinson & Company’s finest engravings, this large format type is widely sought after for its assortment of dates and signature combinations. This example, for instance, is dated 15th May 1942 (partially faded which is typical) and features the signatures of Peter Fraser and Eneas James McParland. Minor repairs are noted on this otherwise handsome and desirable banknote. From The Drs. Joanne and Edward Dauer Collection of World Banknotes (500-700) Starting Bid: $250

End of Auction

68 Visit HA.com/4020 to read full descriptions, view enlargeable images, and bid online. Terms and Conditions of Auction Auctioneer and Auction: “Minimum Bid”, THE CONSIGNOR MAY PAY A REDUCED COMMISSION ON THOSE LOTS. “Minimum 1. This Auction is presented by Heritage Auctions, a d/b/a/ of Heritage Auctioneers & Galleries, Inc., Heritage Bids” are generally posted online several days prior to the Auction closing. Any successful bid placed by a Auctions, Inc., Heritage Collectibles, Inc., Heritage Luxury Property Auctions, Inc., Heritage Numismatic consignor on his property on the Auction floor, by any means during the live session, or after the “Minimum Auctions, Inc., Heritage Vintage Sports Auctions, Inc., Currency Auctions of America, Inc., Heritage Auctions Bid” for an Auction have been posted, will require the consignor to pay full Buyer’s Premium and Seller’s (HK) Limited, or Heritage Auctions – Europe Cooperatief U.A. as identified with the applicable licensing Commissions on such lot. Auctioneer or its affiliates expressly reserve the right to modify any such bids at any information on the title page of the catalog or on the HA.com Internet site (the “Auctioneer”). The Auction is time prior to the hammer based upon data made known to the Auctioneer or its affiliates. conducted under these Terms and Conditions of Auction and applicable state and local law. Announcements 14. The highest qualified Bidder recognized by the Auctioneer shall be the Buyer. In the event of a tie bid, the and corrections from the podium and those made through the Terms and Conditions of Auctions appearing earliest bid received or recognized wins. In the event of any dispute between any Bidders at an Auction, on the Internet at HA.com supersede those in the printed catalog. Auctioneer may at his sole discretion reoffer the lot. Auctioneer’s decision and declaration of the winning Buyer’s Premium: Bidder shall be final and binding upon all Bidders. Bids properly offered, whether by floor Bidder or other 2. All bids are subject to a Buyer’s Premium which is in addition to the placed successful bid: means of bidding, may on occasion be missed or go unrecognized; in such cases, the Auctioneer may declare • For Domain Names & Intellectual Property Auction lots the Buyer’s Premium is fifteen percent (15%) subject the recognized bid accepted as the winning bid, regardless of whether a competing bid may have been higher. to a minimum of $19 per lot; Auctioneer reserves the right after the hammer fall to accept bids and reopen bidding for bids placed through • For US Animation Art, Comic, Currency, Movie Posters, Sports Collectibles, US Coin, and World & Ancient the Internet or otherwise. Regardless of placed bids, Auctioneer reserves the right to withdraw any lot, or any Coin Auction lots the Buyer’s Premium is twenty percent (20%) subject to a minimum of $19 per lot, except part of a lot, from Auction at any time prior to the opening of any such lot by the auctioneer (crier), or in the for Sports Collectibles lots which are subject to a minimum of $14 per lot; case of Internet-only auctions when the bid opens for either live Internet bidding or the beginning of any • For Wine Auction lots the Buyer’s Premium is twenty-three percent (23%) subject to a minimum of $19 per extended period. lot; 15. Auctioneer reserves the right to refuse to honor any bid or to limit the amount of any bid, in its sole discretion. • For European Comic Art Auction lots, the Buyer’s Premium is twenty-five percent (25%) subject to a A bid is considered not made in “Good Faith” when made by an insolvent or irresponsible person, a person minimum of $19 per lot; under the age of eighteen, or is not supported by satisfactory credit, references, or otherwise. Regardless of the • For lots in all other categories not listed above, the Buyer’s Premium per lot is twenty-five percent (25%) on disclosure of his identity, any bid by a consignor or his agent on a lot consigned by him is deemed to be made the first $300,000 subject to a minimum of $49 per lot, plus twenty percent (20%) of any amount between in “Good Faith.” Any person apparently appearing on the OFAC list is not eligible to bid. $300,000 and $3,000,000, plus twelve point five percent (12.5%) of any amount over $3,000,000. 16. Nominal Bids. The Auctioneer in its sole discretion may reject nominal bids, small opening bids, or very Auction Venues: nominal advances. 3. Heritage Weekly Internet Auctions (Coin, Currency, Comics, Jewelry, and Vintage Movie Posters); Heritage 17. Lots bearing bidding estimates shall open at Auctioneer’s discretion (generally 40%-60% of the low estimate). Monthly Internet Auctions (Sports, World Coins, and Rare Wine) are conducted solely on the Internet. In the event that no bid meets or exceeds that opening amount, the lot shall pass as unsold or the Auctioneer Signature® Auctions accept bids from the Internet, telephone, fax, or mail first, followed by a floor bidding may place a protective bid on behalf of the consignor. session; HeritageLive! and real-time telephone bidding are available to registered clients during these 18. All items are to be purchased per lot as numerically indicated and no lots will be broken. auctions. 19. Auctioneer reserves the right to rescind the sale in the event of nonpayment, breach of a warranty, disputed Bidders: ownership, auctioneer’s clerical error or omission in exercising bids and reserves, or for any other reason and 4. Any person participating or registering for the Auction agrees to be bound by and accepts these Terms and in Auctioneer’s sole discretion. Conditions of Auction (“Bidder(s)”). 20. Auctioneer occasionally experiences Internet and/or Server service outages, and Auctioneer periodically 5. All Bidders must meet Auctioneer’s qualifications to bid. Any Bidder who is not a client in good standing of schedules system downtime for maintenance and other purposes, during which Bidders cannot participate or the Auctioneer may be disqualified at Auctioneer’s sole option and will not be awarded lots. Such place bids. If such outages occur, bidding may be extended at Auctioneer’s discretion. Bidders unable to place determination may be made by Auctioneer in its sole and unlimited discretion, at any time prior to, during, their bids through the Internet are directed to contact Client Services at 877-HERITAGE (437-4824). or even after the close of the Auction. Auctioneer reserves the right to exclude any person from the auction. 21. The Auctioneer, its affiliates, or their employees consign items to be sold in the Auction, and may bid on those 6. If an entity places a bid, then the person executing the bid on behalf of the entity agrees to personally guarantee lots or any other lots. payment for any successful bid. 22. The Auctioneer may extend advances, guarantees, or loans to certain consignors. Credit: 23. The Auctioneer has the right to sell certain unsold items after the close of the Auction. Such lots shall be 7. In order to place bids, Bidders who have not established credit with the Auctioneer must either furnish considered sold during the Auction and all these Terms and Conditions shall apply to such sales including but satisfactory credit information (including two collectibles-related business references) or supply valid credit not limited to the Buyer’s Premium, return rights, and disclaimers. card information along with a social security number, well in advance of the Auction. Internet bids will only Payment: be accepted from pre-registered Bidders. Bidders who are not members of HA.com or affiliates should 24. All sales are strictly for cash in United States dollars (including U.S. currency, bank wire, cashier checks, preregister at least 48 hours before the start of the first session (exclusive of holidays or weekends) to allow travelers checks, eChecks, and bank money orders, and are subject to all reporting requirements). All adequate time to contact references. Credit will be granted at the discretion of Auctioneer. Auctioneer may, in deliveries are subject to good funds; funds being received in Auctioneer’s account before delivery of the its sole discretion, require a deposit in good funds of twenty-five percent (25%) of the amount of each bid prior merchandise; and all payments are subject to a clearing period. Auctioneer reserves the right to determine if to acceptance of the bid. Additionally Bidders who have not previously established credit or who wish to bid a check constitutes “good funds”: checks drawn on a U.S. bank are subject to a ten business day hold, thirty in excess of their established credit history may be required to provide their social security so a credit check days when drawn on an international bank. Clients with pre-arranged credit may receive immediate credit may be performed prior to Auctioneer’s acceptance of a bid. Settlement via check and immediate delivery of for payments via eCheck, personal, or corporate checks. All others will be subject to a hold of 5 business days, merchandise may also be determined by pre-approval of credit based on a combination of: HA.com history, or more, for the funds to clear prior to releasing merchandise. (Ref. T&C item 7 Credit for additional related industry references, bank verification, a credit bureau report and/or a personal guarantee for a information.) Payments can be made 24-48 hours post auction from the My Orders page of the HA.com corporate or partnership entity in advance of the auction. website. Payment via credit card (Visa, Mastercard, and Discover) will be accepted upon Bidding Options: prior approval by Auctioneer. All payments by credit card will incur a surcharge of 2.5%. 8. Bids in Signature® Auctions may be placed as set forth in the printed catalog section entitled “Choose your Payment by eCheck, wire transfer, or check will not incur a surcharge. This fee only bidding method.” For auctions held solely on the Internet, see the alternatives on HA.com. Review at applies to credit transactions, and does not exceed Auctioneer’s cost of processing. http://www.ha.com/c/ref/web-tips.zx#biddingTutorial. 25. Payment is due upon closing of the Auction session, or upon presentment of an invoice. Auctioneer reserves 9. Presentment of Bids: Non-Internet bids (including but not limited to podium, fax, phone and mail bids) and the right to void an invoice if payment in full is not received within 7 days after Auction close. In cases of floor bids must be on-increment or at a half increment (“Cut Bid”). Any podium, fax, phone, or mail bids that nonpayment, Auctioneer’s election to void a sale does not relieve the Bidder from their obligation to pay do not conform to a full or half increment will be rounded up or down to the nearest full or half increment Auctioneer its fees (seller’s and buyer’s premium) on the lot and any other damages pertaining to the lot or and this revised amount will be considered your high bid. Auctioneer. Alternatively, Auctioneer at its sole option, may charge a twenty (20%) fee based on the amount 10. Auctioneer’s Execution of Certain Bids. Auctioneer cannot be responsible for your errors in bidding or entry of the purchase. In either case the Auctioneer may offset amount of its claim against any monies owing to the of bids. When identical mail or fax bids are submitted, preference is given to the first received. To ensure the Bidder or secure its claim against any of the Bidder’s properties held by the Auctioneer. greatest accuracy, written bids should be entered on the standard printed bid sheet and received by Auctioneer 26. Purchased lots may be subject to taxes or fees imposed by various foreign taxing agencies. Buyer is responsible at least two business days prior to Auction start. Auctioneer is not responsible for executing mail bids or fax for paying all foreign imposed taxes whether VAT, GST, etc. prior to delivery unless other arrangements are bids received on or after the day the first lot is sold, nor Internet bids submitted after the published closing made in writing. Lots delivered to Buyer, or Buyer’s representative are subject to all applicable state and local time; nor is Auctioneer responsible for proper execution of bids submitted by telephone, mail, fax, email, taxes, unless appropriate permits are on file with Auctioneer. Should state sales tax become applicable in the Internet, or in person once Auction begins. Bids placed electronically via the internet may not be withdrawn state for delivery prior to delivery of the property on the invoice, Buyer agrees to pay all applicable state sales until your written request is received and acknowledged by Auctioneer (FAX: 214-409-1425); such requests tax as required by the delivery state as of the shipping date. Buyer agrees to pay Auctioneer the actual amount must state the reason, and may constitute grounds for withdrawal of bidding privileges. Lots won by mail of tax due in the event that sales tax is not properly collected due to: 1) an expired, inaccurate, or inappropriate Bidders will not be delivered at the Auction unless prearranged. tax certificate or declaration, 2) an incorrect interpretation of the applicable statute, 3) or any other reason. 11. Bid Increments. Bid increments (over the current bid level) determine the lowest amount you may bid on a The appropriate form or certificate must be on file at and verified by Auctioneer five days prior to Auction, or particular lot. Bids greater than one increment over the current bid can be any whole dollar amount. It is tax must be paid; only if such form or certificate is received by Auctioneer within 4 days after Auction can a possible under several circumstances for winning bids to be between increments, sometimes only $1 above refund of tax paid be made. Lots from different Auctions may not be aggregated for sales tax purposes. the previous increment. Please see: “How can I lose by less than an increment?” on our website. Bids will be 27. In the event that Buyer’s payment is dishonored upon presentment(s), Buyer shall pay the maximum statutory accepted in whole dollar amounts only. No “buy” or “unlimited” bids will be accepted. processing fee set by applicable state law. If Buyer attempts to pay via eCheck and Buyer’s financial institution Current bidding increments during any live auction session or components thereof (e.g. mail/fax bids and denies this bank account, or the payment cannot be completed using the selected funding source, Buyer agrees LiveProxy bidding) (see HA.com/c/ref/web-tips.zx#guidelines-increments) are: to complete payment using your credit card on file (subject to the surcharge detailed in paragraph 24). Current Bid ...... Bid Increment Current Bid ...... Bid Increment 28. If any Auction invoice submitted by Auctioneer is not paid in full when due, the unpaid balance will bear < $10 ...... $1 $10,000 - $19,999 ...... $1,000 interest at the highest rate permitted by law from the date of invoice until paid. Any invoice not paid when $10 - $49 ...... $2 $20,000 - $49,999 ...... $2,000 due will bear a three percent (3%) late fee on the invoice amount. If the Auctioneer refers any invoice to an $50 - $99 ...... $5 $50,000 - $99,999 ...... $5,000 attorney for collection, Buyer agrees to pay attorney’s fees, court costs, and other collection costs incurred by $100 - $199 ...... $10 $100,000 - $199,999 ...... $10,000 Auctioneer. If Auctioneer assigns collection to its in-house legal staff, such attorney’s time expended on the $200 - $499 ...... $20 $200,000 - $499,999 ...... $20,000 matter shall be compensated at a rate comparable to the hourly rate of independent attorneys. $500 - $999 ...... $50 $500,000 - $999,999 ...... $25,000 29. In the event Buyer fails to pay any amounts due, Auctioneer reserves the right to sell the lot(s) securing the $1,000 - $1,999 ...... $100 $1,000,000 - $1,999,999 ...... $50,000 invoice to any underbidders in the Auction that the lot(s) appeared, or at subsequent private or public sale, or $2,000 - $4,999 ...... $200 $2,000,000 - $9,999,999 ...... $100,000 relist the lot(s) in a future auction conducted by Auctioneer. A defaulting Buyer agrees to pay for the $5,000 - $9,999 ...... $500 >= $10,000,000 ...... $200,000 reasonable costs of resale (including a 15% seller’s commission, if consigned to an auction conducted by Note: Half-increment bidding is available prior to the live auction session. Auctioneer). The defaulting Buyer is liable to pay any difference between his total original invoice for the 12. If Auctioneer calls for a full increment, Bidder may request Auctioneer to accept a Cut Bid only once per lot. lot(s), plus any applicable interest, and the net proceeds for the lot(s) if sold at private sale or the subsequent After offering a Cut Bid, Bidder may continue to bid on lot only at full increments. Off-increment bids may be hammer price of the lot(s) less the 15% seller’s commissions, if sold at an Auctioneer’s auction. accepted by the Auctioneer at Signature® Auctions. Bids solicited by Auctioneer at other than the expected 30. Title shall not pass to Buyer until all invoices are paid in full. Auctioneer shall have a lien against the increment will not be considered Cut Bids. merchandise purchased by Buyer to secure payment of any and all outstanding Auction invoices. Auctioneer Conducting the Auction: is further granted a lien and the right to retain possession of any other property of Buyer then held by 13. Notice of the consignor’s liberty to place bids on his lots in the Auction is hereby made in accordance with Auctioneer or its affiliates to secure payment of any Auction invoice or any other amounts due Auctioneer or Article 2 of the Texas Business and Commercial Code. A “Minimum Bid” is an amount below which the lot affiliates from Buyer. With respect to these lien rights, Auctioneer shall have all the rights of a secured creditor will not sell. THE CONSIGNOR OF PROPERTY MAY PLACE WRITTEN “Minimum Bids” ON HIS LOTS IN under Article 9 of the Texas Uniform Commercial Code, including but not limited to the right of sale ADVANCE OF THE AUCTION; ON SUCH LOTS, IF THE HAMMER PRICE DOES NOT MEET THE (including a 15% seller’s commission, if consigned to an auction conducted by Auctioneer). Any Heritage foreclosure auction venue, whether or not the same venue as when the debt was incurred (e.g. Signature, Release: Internet, or weekly), is deemed a reasonably commercial sale. In addition, with respect to payment of the 42. In consideration of participation in Auction and the placing of a bid, Bidder expressly releases Auctioneer, its Auction invoice(s), Buyer waives any and all rights of offset he might otherwise have against Auctioneer and officers, directors and employees, its affiliates, and its outside experts that provide second opines, from any the consignor of the merchandise included on the invoice. If Buyer owes Auctioneer or its affiliates on any and all claims, cause of action, chose of action, whether at law or equity or any arbitration or mediation rights account, Auctioneer and its affiliates shall have the right to offset such unpaid account by any credit balance existing under the rules of any professional society or affiliation based upon the assigned description, or a due Buyer, and it may secure by possessory lien any unpaid amount by any of the Buyer’s property in their derivative theory, breach of warranty express or implied, representation or other matter set forth within these possession. Terms and Conditions of Auction or otherwise. In the event of a claim, Bidder agrees that such rights and Delivery; Shipping; and Handling Charges: privileges conferred therein are strictly construed as specifically declared herein, and are the exclusive remedy. 31. Buyer is liable for all shipping, handling, registration, and renewal fees, if any. Please refer to Auctioneer’s Bidder, by non-compliance to these express terms of a granted remedy, shall waive any claim against website HA.com/c/shipping.zx for the latest charges or call Auctioneer. Auctioneer is unable to combine Auctioneer. purchases from other auctions or affiliates into one package for shipping purposes. Merchandise will be 43. Notice: Some merchandise sold by Auctioneer is inherently dangerous e.g. firearms, cannons, and small items shipped in a commercially reasonable time after payment in good funds for the merchandise and the shipping that may be swallowed or ingested or may have latent defects all of which may cause harm to a person. Buyer fees is received or credit extended, except when third-party shipment occurs. Buyer on lots designated for accepts all risk of loss or damage from its purchase of these items and Auctioneer disclaims any liability third-party shipment must designate the common carrier, accept risk of loss, and prepay shipping costs. Buyer whether under contract or tort for damages and losses, direct or inconsequential, and expressly disclaims any agrees that Service and Handling charges related to shipping items which are not pre-paid may be charged to warranty as to safety or usage of any lot sold. the credit card on file with Auctioneer (subject to the surcharge detailed in paragraph 24). Dispute Resolution, Arbitration, and Remedies: 32. Successful international Bidders shall provide written shipping instructions, including specified customs By placing a bid or otherwise participating in Auction, Bidder accepts these Terms and Conditions of Auction, declarations, to Auctioneer for any lots to be delivered outside of the United States. NOTE: Declaration value and specifically agrees to the dispute resolution provided herein. shall be the item’(s) hammer price together with its buyer’s premium and Auctioneer shall use the correct 44. Exclusive Dispute Resolution Process: All claims, disputes, or controversies in connection with, relating to, harmonized code for the lot. and/or arising out of Bidder’s participation in Auction or purchase of any lot, any interpretation of the Terms 33. On all shipments in which Auctioneer charges the Delivery, Handling, and Transit Fee infra, any risk of loss and Conditions of Sale or any amendments thereto, any description of any lot or condition report, any damage during shipment will be borne by Auctioneer until the common carrier’s confirmation of delivery to the to any lot, any alleged verbal modification of any term of sale or condition report or description, and/or any address of record in Auctioneer’s file, this is the “Secure Location”. A common carrier’s confirmation is purported settlement whether asserted in contract, tort, under Federal or State statute or regulation, or any conclusive to prove delivery to Buyer; if the client has a Signature release on file with the carrier, the package claim made by Bidder of a lot or Bidder’s participation in Auction involving the auction or a specific lot is considered delivered without Signature. Auctioneer shall arrange, select, and engage common carriers and involving a warranty or representation of a consignor or other person or entity including Auctioneer {which other transportation vendors on your behalf. Transit services are subject to the following terms and claim Bidder consents to be made a party} (collectively, “Claim”) shall be exclusively heard by, and the conditions: claimant (or respondent) and Auctioneer each consent to the Claim being presented in a confidential binding a. Scope of Transit Services: Merchandise for transit will be insured under one or more insurance policies arbitration before a single arbitrator administrated by and conducted under the rules of, the American issued by an authorized broker to Auctioneer. The merchandise will be insured for the invoice price of the Arbitration Association. The locale for all such arbitrations shall be Dallas, Texas. The arbitrator’s award may properties (hammer price plus Buyer’s Premium) (“Insured Value”). For each shipment, Buyer will be enforced in any court of competent jurisdiction. In the event that any Claim needs to be litigated, including provide a Secure Location to which the items will be delivered. NOTICE: Auctioneer is neither an actions to compel arbitration, construe the agreement, actions in aid of arbitration, or otherwise, such insurance company nor a common carrier of any type. litigation shall be exclusively in the Courts of the State of Texas, in Dallas County, Texas, and if necessary the b. Auctioneer’s Compensation for Transit Services: Auctioneer will provide transit services to Buyer for ¾ corresponding appellate courts. If a Claim involves a consumer, exclusive subject matter jurisdiction for the of 1% of the Insured Value, plus packaging and handling fees and fees for the common carrier (collectively, Claim is in the State District Courts of Dallas County, Texas and the consumer consents to subject matter and “Delivery, Handling, and Transit Fee”). Buyer agrees to pay Delivery, Handling, and Transit Fee and in personam jurisdiction; further CONSUMER EXPRESSLY WAIVES ANY RIGHT TO TRIAL BY JURY. A comply with all terms of payment as set forth herein. consumer may elect arbitration as specified above. Any claim involving the purchase or sale of numismatic or c. Auctioneer’s Limitation of Liability for Transit Services: Buyer understands and agrees that Auctioneer’s related items may be submitted through binding PNG arbitration. A Claim is not subject to class certification. liability for loss of or damage to the items, if any, ends when the items have been delivered to the Secure 45. Choice of Law: Agreement and any Claim shall be determined and construed under Texas law. Location, and Auctioneer has received evidence of delivery. Any claim that property has sustained loss or 46. Fees and Costs: The prevailing party (a party that is awarded substantial and material relief on its damage damage during transit must be reported to Auctioneer within seventy-two (72) hours of the delivery date. claim based on damages sought versus awarded or the successful defense of a Claim based on damages sought Any recovery for loss of or damage to any merchandise is limited to the lesser of actual cash value of the versus awarded) may be awarded reasonable attorneys’ fees and costs. merchandise or the Insured Value. Under no circumstances is Auctioneer liable for consequential or 47. Remedies: Any Claim must be brought within two (2) years of the alleged breach, default or misrepresentation punitive damages. or the Claim is waived. After one (1) year has elapsed, Auctioneer’s maximum liability shall be limited to any 34. It shall be the responsibility for Buyer to arrange pick-up or shipping in a timely manner (within 10 days). commissions and fees Auctioneer earned on that lot. Auctioneer in no event shall be responsible for Merchandise will be subject to storage and moving charges, including a $100 administration fee plus $10 daily consequential damages, incidental damages, compensatory damages, or any other damages arising or claimed storage for larger items and $5 daily for smaller items (storage fee per item) after 35 days. In the event the to be arising from the auction of any lot. Exemplary or punitive damages are not permitted and are waived. In merchandise is not removed within ninety days, the merchandise may be offered for sale to recover any past the event that Auctioneer cannot deliver the lot or subsequently it is established that the lot lacks title, or other due storage or moving fees, including a 20% Seller’s Commission. transfer or condition issue is claimed, in such cases the sole remedy shall be limited to rescission of sale and 35. A. NOTICE OF CITES COMPLIANCE: The purchase of items made from protected species: Any property refund of the amount paid by Buyer; in no case shall Auctioneer’s maximum liability exceed the high bid on made of or incorporating endangered or protected species or wildlife may have import and/or export that lot, which bid shall be deemed for all purposes the value of the lot. In the event of an attribution error, restrictions established by the Convention of International Trade in Endangered Species of Wild Fauna and Auctioneer may at its sole discretion, correct the error on the Internet, or, if discovered at a later date, refund Flora (CITES) in various countries and domestically. Plant and animal properties include (but are not limited Buyer’s purchase price without further obligation. Nothing herein shall be construed to extend the time of to) items made of (or including) Brazilian rosewood, ivory, whalebone, turtle shell, coral, crocodile, alligator, return or conditions and restrictions for return. lizard, or other wildlife. These items may not be available to ship internationally or, in some cases, 48. These Terms & Conditions provide specific remedies for occurrences in the auction and delivery process. domestically. Domestic bans and restrictions exist in these states: 1) California state law prohibits the Where such remedies are afforded, they shall be interpreted strictly. Bidder agrees that any claim shall utilize importation of any product containing Python skin into the State of California, thus no lot containing Python such remedies; Bidder making a claim in excess of those remedies provided in these Terms and Conditions skin will be shipped to or invoiced to a person or company in California. 2) Fossil Ivory is currently banned agrees that in no case whatsoever shall Auctioneer’s maximum liability exceed the high bid on that lot, which or restricted in 5 U.S. states: New York, New Jersey, California, Hawaii, and New Mexico. By placing a bid, the bid shall be deemed for all purposes the value of the lot. bidder acknowledges that he or she is aware of any restriction in their country or place of residence and takes Miscellaneous: responsibility for: 1) obtaining all information on such restricted items for both export and import; 2) 49. Agreements between Bidders and consignors to effectuate a non-sale of an item at Auction, inhibit bidding obtaining all such licenses and/or permits. Delay, failure, or incapacity to obtain any such license or permit on a consigned item to enter into a private sale agreement for said item, or to utilize Auctioneer’s Auction to does not relieve the buyer of timely payment or afford them the capacity to void their purchase or payment. obtain sales for non-selling consigned items subsequent to Auction, are strictly prohibited. If a subsequent Lots containing potentially regulated wildlife material are noted in the description as a convenience to our sale of a previously consigned item occurs in violation of this provision, Auctioneer reserves the right to charge clients. Heritage Auctions does not accept liability for errors or failure to mark lots containing protected or Bidder the applicable Buyer’s Premium and consignor a Seller’s Commission as determined for each auction regulated species. For further assistance, please contact client services at 1-800-872-6467. venue and by the terms of the seller’s agreement. 35. B. California State law prohibits the importation of any product containing Python skin into the State of 50. Acceptance of these Terms and Conditions qualifies Bidder as a client who has consented to be contacted by California. No merchandise containing Python skin will be shipped to or invoiced to a person or company in Heritage in the future. In conformity with “do-not-call” regulations promulgated by the Federal or State California. regulatory agencies, participation by Bidder is affirmative consent to being contacted at the phone number 35. C. Auctioneer shall not be liable for any loss caused by or resulting from: shown in his application and this consent shall remain in effect until it is revoked in writing. Heritage may a. Seizure or destruction under quarantine or Customs regulation, or confiscation by order of any from time to time contact Bidder concerning sale, purchase, and auction opportunities available through Government or public authority, or risks of contraband or illegal transportation of trade, or Heritage and its affiliates and subsidiaries. b. Breakage of statuary, marble, glassware, bric-a-brac, porcelains, jewelry, and similar fragile articles. 51. Rules of Construction: Auctioneer presents properties in a number of collectible fields, and as such, specific 36. Any request for shipping verification for undelivered packages must be made within 30 days of shipment by venues have promulgated supplemental Terms and Conditions. Nothing herein shall be construed to waive Auctioneer. the general Terms and Conditions of Auction by these additional rules and shall be construed to give force Cataloging, Warranties, and Disclaimers: and effect to the rules in their entirety. 37. NO WARRANTY, WHETHER EXPRESSED OR IMPLIED, IS MADE WITH RESPECT TO ANY State Notices: DESCRIPTION CONTAINED IN THIS AUCTION OR ANY SECOND OPINE. Any description of Notice as to an Auction in California. Auctioneer has in compliance with Title 2.95 of the California Civil Code as merchandise or second opine contained in this Auction is for the sole purpose of identifying merchandise for amended October 11, 1993 Sec. 1812.600, posted with the California Secretary of State its bonds for it and its those Bidders who do not have the opportunity to view merchandise prior to bidding, and no description of employees, and the auction is being conducted in compliance with Sec. 2338 of the Commercial Code and Sec. merchandise has been made part of the basis of the bargain or has created any express warranty that 535 of the Penal Code.

merchandise would conform to any description made by Auctioneer. Color variations can be expected in any Notice as to an Auction in New York City: This Auction is conducted in accord with the applicable sections of the electronic or printed imaging, and are not grounds for the return of any lot. NOTE: Auctioneer, in specified New York City Department of Consumer Affairs Rules and Regulations as Amended. This a Public Auction Sale auction venues, e.g. Fine Art, may have express written warranties and Bidder is referred to those specific conducted by Auctioneer. The New York City Auctioneers conducting the sale of behalf of Heritage Auctions No. terms and conditions. 1364738-DCA (“Auctioneer”) are licensed Auctioneers including Dawes, Nicholas 1304724, Guzman, Kathleen 38. Auctioneer is selling only such right or title to merchandise being sold as Auctioneer may have by virtue of 0762165, Luray, Elyse 2015375, or as listed at HA.com/Licenses and as posted at the venue site. All lots are subject consignment agreements on the date of auction and disclaims any warranty of title to the merchandise. to: the consignor’s right to bid thereon and consignor’s option to receive advances on their consignments. Auction Auctioneer disclaims any warranty of merchantability or fitness for any particular purposes. All images, may offer, in its sole discretion, advances on consignments and extended financing to registered bidders, in accord descriptions, sales data, and archival records are the exclusive property of Auctioneer, and may be used by with Auctioneer’s internal credit standards. Auctioneer will disclose to bidders, upon request, a list of lots subject Auctioneer for advertising, promotion, archival records, and any other uses deemed appropriate. to an advance, reserve, guarantee, or Auctioneer’s financial interests of any kind. All Terms and Conditions of Sale 39. Translations of foreign language documents may be provided as a convenience to interested parties. are available at HA.com and in the printed catalog, including term #21 which states: Consignor, auctioneer’s Auctioneer makes no representation as to the accuracy of those translations and will not be held responsible affiliates and, its employees may bid on their lots or other lots for their own account in accordance with the laws for errors in bidding arising from inaccuracies in translation. of New York and they may have information as to the lots not available to the public. On lots bearing an estimate, 40. Auctioneer disclaims all liability for damages, consequential or otherwise, arising out of or in connection with the term refers to a value range placed on an item by the Auctioneer in its sole opinion but the final price is the sale of any merchandise by Auctioneer to Bidder. No third party may rely on any benefit of these Terms determined by the bidders. and Conditions and any rights, if any, established hereunder are personal to Bidder and may not be assigned. Any statement made by the Auctioneer is an opinion and does not constitute a warranty or representation. Notice as to an Auction in Texas. In compliance with TDLR rule 67.100(c)(1), notice is hereby provided that this No employee of Auctioneer may alter these Terms and Conditions, and, unless signed by a principal of auction is covered by a Recovery Fund administered by the Texas Department of Licensing and Regulation, P.O. Auctioneer, any such alteration is null and void. Box 12157, Austin, Texas 78711 (512) 463-6599. Any complaints may be directed to the same address. 41. Auctioneer shall not be liable for breakage of glass or damage to frames (patent or latent); such defects, in any event, shall not be a basis for return or reduction in purchase price.

Rev. 2-5-2020 foreclosure auction venue, whether or not the same venue as when the debt was incurred (e.g. Signature, Release: Additional Terms & Conditions: Internet, or weekly), is deemed a reasonably commercial sale. In addition, with respect to payment of the 42. In consideration of participation in Auction and the placing of a bid, Bidder expressly releases Auctioneer, its Auction invoice(s), Buyer waives any and all rights of offset he might otherwise have against Auctioneer and officers, directors and employees, its affiliates, and its outside experts that provide second opines, from any COINS & CURRENCY the consignor of the merchandise included on the invoice. If Buyer owes Auctioneer or its affiliates on any and all claims, cause of action, chose of action, whether at law or equity or any arbitration or mediation rights account, Auctioneer and its affiliates shall have the right to offset such unpaid account by any credit balance existing under the rules of any professional society or affiliation based upon the assigned description, or a COINS and CURRENCY TERM A: Signature® Auctions are not on approval. No certified material may be COINS and CURRENCY TERM G: Since we cannot examine encapsulated coins or notes, they are sold due Buyer, and it may secure by possessory lien any unpaid amount by any of the Buyer’s property in their derivative theory, breach of warranty express or implied, representation or other matter set forth within these returned because of possible differences of opinion with respect to the grade offered by any third- “as is” without our grading opinion, and may not be returned for any reason. Auctioneer shall not be possession. Terms and Conditions of Auction or otherwise. In the event of a claim, Bidder agrees that such rights and party organization, dealer, or service. No guarantee of grade is offered for uncertified Property sold liable for any patent or latent defect or controversy pertaining to or arising from any encapsulated Delivery; Shipping; and Handling Charges: privileges conferred therein are strictly construed as specifically declared herein, and are the exclusive remedy. and subsequently submitted to a third-party grading service. There are absolutely no exceptions to collectible. In any such instance, purchaser’s remedy, if any, shall be solely against the service 31. Buyer is liable for all shipping, handling, registration, and renewal fees, if any. Please refer to Auctioneer’s Bidder, by non-compliance to these express terms of a granted remedy, shall waive any claim against this policy. Under extremely limited circumstances, (e.g. gross cataloging error) a purchaser, who did certifying the collectible. website HA.com/c/shipping.zx for the latest charges or call Auctioneer. Auctioneer is unable to combine Auctioneer. not bid from the floor, may request Auctioneer to evaluate voiding a sale: such request must be made purchases from other auctions or affiliates into one package for shipping purposes. Merchandise will be 43. Notice: Some merchandise sold by Auctioneer is inherently dangerous e.g. firearms, cannons, and small items in writing detailing the alleged gross error; submission of the lot to the Auctioneer must be pre- COINS and CURRENCY TERM H: Due to changing grading standards over time, differing shipped in a commercially reasonable time after payment in good funds for the merchandise and the shipping that may be swallowed or ingested or may have latent defects all of which may cause harm to a person. Buyer approved by the Auctioneer; and bidder must notify Ron Brackemyre (1-800-872-6467 Ext. 1312) in interpretations, and to possible mishandling of items by subsequent owners, Auctioneer reserves the fees is received or credit extended, except when third-party shipment occurs. Buyer on lots designated for accepts all risk of loss or damage from its purchase of these items and Auctioneer disclaims any liability writing of such request within three (3) days of the non-floor bidder’s receipt of the lot. Any lot that right to grade items differently than shown on certificates from any grading service that accompany third-party shipment must designate the common carrier, accept risk of loss, and prepay shipping costs. Buyer whether under contract or tort for damages and losses, direct or inconsequential, and expressly disclaims any is to be evaluated must be in our offices within 30 days after Auction. Grading or method of the items. Auctioneer also reserves the right to grade items differently than the grades shown in the agrees that Service and Handling charges related to shipping items which are not pre-paid may be charged to warranty as to safety or usage of any lot sold. prior catalog should such items be reconsigned to any future auction. the credit card on file with Auctioneer (subject to the surcharge detailed in paragraph 24). Dispute Resolution, Arbitration, and Remedies: manufacture do not qualify for this evaluation process nor do such complaints constitute a basis to 32. Successful international Bidders shall provide written shipping instructions, including specified customs By placing a bid or otherwise participating in Auction, Bidder accepts these Terms and Conditions of Auction, challenge the authenticity of a lot. AFTER THAT 30-DAY PERIOD, NO LOTS MAY BE RETURNED declarations, to Auctioneer for any lots to be delivered outside of the United States. NOTE: Declaration value and specifically agrees to the dispute resolution provided herein. FOR REASONS OTHER THAN AUTHENTICITY. Lots returned must be housed intact in their COINS and CURRENCY TERM I: Although consensus grading is employed by most grading services, it shall be the item’(s) hammer price together with its buyer’s premium and Auctioneer shall use the correct 44. Exclusive Dispute Resolution Process: All claims, disputes, or controversies in connection with, relating to, original holder. No lots purchased by floor Bidders may be returned (including those Bidders acting should be noted as aforesaid that grading is not an exact science. In fact, it is entirely possible that if a harmonized code for the lot. and/or arising out of Bidder’s participation in Auction or purchase of any lot, any interpretation of the Terms as agents for others) except for authenticity. Late remittance for purchases may be considered just lot is broken out of a plastic holder and resubmitted to another grading service or even to the same 33. On all shipments in which Auctioneer charges the Delivery, Handling, and Transit Fee infra, any risk of loss and Conditions of Sale or any amendments thereto, any description of any lot or condition report, any damage cause to revoke all return privileges. service, the lot could come back with a different grade assigned. during shipment will be borne by Auctioneer until the common carrier’s confirmation of delivery to the to any lot, any alleged verbal modification of any term of sale or condition report or description, and/or any address of record in Auctioneer’s file, this is the “Secure Location”. A common carrier’s confirmation is purported settlement whether asserted in contract, tort, under Federal or State statute or regulation, or any COINS and CURRENCY TERM B: Auctions conducted solely on the Internet THREE (3) DAY RETURN COINS and CURRENCY TERM J: Certification does not guarantee protection against the normal risks conclusive to prove delivery to Buyer; if the client has a Signature release on file with the carrier, the package claim made by Bidder of a lot or Bidder’s participation in Auction involving the auction or a specific lot POLICY: Certified Coin and Uncertified and Certified Currency lots paid for within seven days of the associated with potentially volatile markets. The degree of liquidity for certified coins and collectibles is considered delivered without Signature. Auctioneer shall arrange, select, and engage common carriers and involving a warranty or representation of a consignor or other person or entity including Auctioneer {which Auction closing are sold with a three (3) day return privilege unless otherwise noted in the description will vary according to general market conditions and the particular lot involved. For some lots there other transportation vendors on your behalf. Transit services are subject to the following terms and claim Bidder consents to be made a party} (collectively, “Claim”) shall be exclusively heard by, and the as “Sold As Is, No Return Lot”. You may return lots under the following conditions: Within three days may be no active market at all at certain points in time. conditions: claimant (or respondent) and Auctioneer each consent to the Claim being presented in a confidential binding of receipt of the lot, you must first notify Auctioneer by contacting Client Service by phone (877- a. Scope of Transit Services: Merchandise for transit will be insured under one or more insurance policies arbitration before a single arbitrator administrated by and conducted under the rules of, the American HERITAGE (437-4824)) or e-mail ([email protected]), and immediately ship the lot(s) fully insured to COINS and CURRENCY TERM K: All non-certified coins and currency are guaranteed genuine, but are issued by an authorized broker to Auctioneer. The merchandise will be insured for the invoice price of the Arbitration Association. The locale for all such arbitrations shall be Dallas, Texas. The arbitrator’s award may the attention of Returns, Heritage, 3500 Maple Avenue, 17th Floor, Dallas TX 75219-3941. Lots must not guaranteed as to grade, since grading is a matter of opinion, an art and not a science, and therefore properties (hammer price plus Buyer’s Premium) (“Insured Value”). For each shipment, Buyer will be enforced in any court of competent jurisdiction. In the event that any Claim needs to be litigated, including be housed intact in their original holder and condition. You are responsible for the insured, safe the opinion rendered by the Auctioneer or any third party grading service may not agree with the provide a Secure Location to which the items will be delivered. NOTICE: Auctioneer is neither an actions to compel arbitration, construe the agreement, actions in aid of arbitration, or otherwise, such insurance company nor a common carrier of any type. litigation shall be exclusively in the Courts of the State of Texas, in Dallas County, Texas, and if necessary the delivery of any lots. A non-negotiable return fee of 5% of the purchase price ($10 per lot minimum) opinion of others (including trained experts), and the same expert may not grade the same item with b. Auctioneer’s Compensation for Transit Services: Auctioneer will provide transit services to Buyer for ¾ corresponding appellate courts. If a Claim involves a consumer, exclusive subject matter jurisdiction for the will be deducted from the refund for each returned lot or billed directly. Postage and handling fees are the same grade at two different times. Auctioneer has graded the noncertified numismatic items, in of 1% of the Insured Value, plus packaging and handling fees and fees for the common carrier (collectively, Claim is in the State District Courts of Dallas County, Texas and the consumer consents to subject matter and not refunded. After the three-day period (from receipt), no items may be returned for any reason. the Auctioneer’s opinion, to their current interpretation of the American Numismatic Association’s “Delivery, Handling, and Transit Fee”). Buyer agrees to pay Delivery, Handling, and Transit Fee and in personam jurisdiction; further CONSUMER EXPRESSLY WAIVES ANY RIGHT TO TRIAL BY JURY. A Late remittance for purchases revokes these Return privileges. standards as of the date the catalog was prepared. There is no guarantee or warranty implied or comply with all terms of payment as set forth herein. consumer may elect arbitration as specified above. Any claim involving the purchase or sale of numismatic or expressed that the grading standards utilized by the Auctioneer will meet the standards of any grading c. Auctioneer’s Limitation of Liability for Transit Services: Buyer understands and agrees that Auctioneer’s related items may be submitted through binding PNG arbitration. A Claim is not subject to class certification. COINS and CURRENCY TERM C: Bidders who have inspected the lots prior to any Auction, or attended service at any time in the future. liability for loss of or damage to the items, if any, ends when the items have been delivered to the Secure 45. Choice of Law: Agreement and any Claim shall be determined and construed under Texas law. the Auction, or bid through an Agent, will not be granted any return privileges, except for reasons of Location, and Auctioneer has received evidence of delivery. Any claim that property has sustained loss or 46. Fees and Costs: The prevailing party (a party that is awarded substantial and material relief on its damage authenticity. COINS and CURRENCY TERM L: Storage of purchased coins and currency: Purchasers are advised that damage during transit must be reported to Auctioneer within seventy-two (72) hours of the delivery date. claim based on damages sought versus awarded or the successful defense of a Claim based on damages sought certain types of plastic may react with a coin’s metal or transfer plasticizer to notes and may cause Any recovery for loss of or damage to any merchandise is limited to the lesser of actual cash value of the versus awarded) may be awarded reasonable attorneys’ fees and costs. COINS and CURRENCY TERM D: Coins sold referencing a third-party grading service are sold “as is” damage. Caution should be used to avoid storage in materials that are not inert. merchandise or the Insured Value. Under no circumstances is Auctioneer liable for consequential or 47. Remedies: Any Claim must be brought within two (2) years of the alleged breach, default or misrepresentation without any express or implied warranty, except for a guarantee by Auctioneer that they are genuine. punitive damages. or the Claim is waived. After one (1) year has elapsed, Auctioneer’s maximum liability shall be limited to any Certain warranties may be available from the grading services and the Bidder is referred to them for COINS and CURRENCY TERM M: NOTE: Purchasers of rare coins or currency through Heritage have 34. It shall be the responsibility for Buyer to arrange pick-up or shipping in a timely manner (within 10 days). commissions and fees Auctioneer earned on that lot. Auctioneer in no event shall be responsible for further details: Numismatic Guaranty Corporation (NGC), P.O. Box 4776, Sarasota, FL 34230, available the option of arbitration by the Professional Numismatists Guild (PNG); if an election is not Merchandise will be subject to storage and moving charges, including a $100 administration fee plus $10 daily consequential damages, incidental damages, compensatory damages, or any other damages arising or claimed http://www.ngccoin.com/ services/writtenguarantee.asp; Professional Coin Grading Service (PCGS), made within ten (10) days of an unresolved dispute, Auctioneer may elect either PNG or A.A.A. storage for larger items and $5 daily for smaller items (storage fee per item) after 35 days. In the event the to be arising from the auction of any lot. Exemplary or punitive damages are not permitted and are waived. In PO Box 9458, Newport Beach, CA 92658, http://www.pcgs.com/guarantee.html; ANACS, 6555 S. Arbitration. merchandise is not removed within ninety days, the merchandise may be offered for sale to recover any past the event that Auctioneer cannot deliver the lot or subsequently it is established that the lot lacks title, or other due storage or moving fees, including a 20% Seller’s Commission. transfer or condition issue is claimed, in such cases the sole remedy shall be limited to rescission of sale and Kenton St. Ste. 303, Englewood, CO 80111; and Independent Coin Grading Co. (ICG), 7901 East 35. A. NOTICE OF CITES COMPLIANCE: The purchase of items made from protected species: Any property refund of the amount paid by Buyer; in no case shall Auctioneer’s maximum liability exceed the high bid on Belleview Ave., Suite 50, Englewood, CO 80111. COINS and CURRENCY TERM N: For more information regarding Canadian lots attributed to the made of or incorporating endangered or protected species or wildlife may have import and/or export that lot, which bid shall be deemed for all purposes the value of the lot. In the event of an attribution error, Charlton reference guides, please contact: Charlton International, PO Box 820, Station Willowdale B, restrictions established by the Convention of International Trade in Endangered Species of Wild Fauna and Auctioneer may at its sole discretion, correct the error on the Internet, or, if discovered at a later date, refund COINS and CURRENCY TERM E: Notes sold referencing a third-party grading service are sold “as is” North York, Ontario M2K 2R1 Canada. Flora (CITES) in various countries and domestically. Plant and animal properties include (but are not limited Buyer’s purchase price without further obligation. Nothing herein shall be construed to extend the time of without any express or implied warranty, except for guarantee by Auctioneer that they are genuine. to) items made of (or including) Brazilian rosewood, ivory, whalebone, turtle shell, coral, crocodile, alligator, return or conditions and restrictions for return. Grading, condition or other attributes of any lot may have a material effect on its value, and the COINS and CURRENCY TERM O: Financing. Auctioneer offers various extended payment options to lizard, or other wildlife. These items may not be available to ship internationally or, in some cases, 48. These Terms & Conditions provide specific remedies for occurrences in the auction and delivery process. opinion of others, including third-party grading services such as PCGS Currency and PMG may differ qualified pre-approved persons and companies. The options include Extended Payment Programs domestically. Domestic bans and restrictions exist in these states: 1) California state law prohibits the Where such remedies are afforded, they shall be interpreted strictly. Bidder agrees that any claim shall utilize with that of Auctioneer. Auctioneer shall not be bound by any prior or subsequent opinion, (EPP) Flexible Payment Program (FPP) and Dealer Terms. Each program has its specific terms and importation of any product containing Python skin into the State of California, thus no lot containing Python such remedies; Bidder making a claim in excess of those remedies provided in these Terms and Conditions determination, or certification by any grading service. Bidder specifically waives any claim to right of conditions and such terms and conditions are strictly enforced. Each program has to be executed by skin will be shipped to or invoiced to a person or company in California. 2) Fossil Ivory is currently banned agrees that in no case whatsoever shall Auctioneer’s maximum liability exceed the high bid on that lot, which return of any item because of the opinion, determination, or certification, or lack thereof, by any the purchaser. Auctioneer reserves the right to alter or deny credit and in such case these auction or restricted in 5 U.S. states: New York, New Jersey, California, Hawaii, and New Mexico. By placing a bid, the bid shall be deemed for all purposes the value of the lot. grading service. Certain warranties may be available from the grading services and the Bidder is terms shall control. bidder acknowledges that he or she is aware of any restriction in their country or place of residence and takes Miscellaneous: referred to them for further details: Paper Money Guaranty (PMG), PO Box 4711, Sarasota FL 34230; responsibility for: 1) obtaining all information on such restricted items for both export and import; 2) 49. Agreements between Bidders and consignors to effectuate a non-sale of an item at Auction, inhibit bidding PCGS Currency, PO Box 10470, Peoria, IL 61612-0470; PCGS Gold Shield, PO Box 9458, Newport For wiring instructions, call the Credit department at 877-HERITAGE (437-4824) or email: obtaining all such licenses and/or permits. Delay, failure, or incapacity to obtain any such license or permit on a consigned item to enter into a private sale agreement for said item, or to utilize Auctioneer’s Auction to Beach, CA 92658. Third-party graded notes are not returnable for any reason whatsoever. [email protected]. does not relieve the buyer of timely payment or afford them the capacity to void their purchase or payment. obtain sales for non-selling consigned items subsequent to Auction, are strictly prohibited. If a subsequent Lots containing potentially regulated wildlife material are noted in the description as a convenience to our sale of a previously consigned item occurs in violation of this provision, Auctioneer reserves the right to charge clients. Heritage Auctions does not accept liability for errors or failure to mark lots containing protected or Bidder the applicable Buyer’s Premium and consignor a Seller’s Commission as determined for each auction COINS and CURRENCY TERM F: Notes graded by PCGS Currency between February 4, 2009 and January 30, 2019 were graded and authenticated by K3B, Inc. under license from Collectors Universe, regulated species. For further assistance, please contact client services at 1-800-872-6467. venue and by the terms of the seller’s agreement. 35. B. California State law prohibits the importation of any product containing Python skin into the State of 50. Acceptance of these Terms and Conditions qualifies Bidder as a client who has consented to be contacted by Inc. K3B, Inc., now operating as Legacy Currency Grading, has expressed in writing that notes graded under the license during this time period will still be covered by the full written guaranty of PCGS California. No merchandise containing Python skin will be shipped to or invoiced to a person or company in Heritage in the future. In conformity with “do-not-call” regulations promulgated by the Federal or State Currency. Warranties may be available from Collectors Universe, Inc. for all PCGS Currency notes California. regulatory agencies, participation by Bidder is affirmative consent to being contacted at the phone number 35. C. Auctioneer shall not be liable for any loss caused by or resulting from: shown in his application and this consent shall remain in effect until it is revoked in writing. Heritage may graded prior to February 4, 2009.

a. Seizure or destruction under quarantine or Customs regulation, or confiscation by order of any from time to time contact Bidder concerning sale, purchase, and auction opportunities available through Government or public authority, or risks of contraband or illegal transportation of trade, or Heritage and its affiliates and subsidiaries. b. Breakage of statuary, marble, glassware, bric-a-brac, porcelains, jewelry, and similar fragile articles. 51. Rules of Construction: Auctioneer presents properties in a number of collectible fields, and as such, specific Notice as to an Auction in New York City: 36. Any request for shipping verification for undelivered packages must be made within 30 days of shipment by venues have promulgated supplemental Terms and Conditions. Nothing herein shall be construed to waive Auctioneer. the general Terms and Conditions of Auction by these additional rules and shall be construed to give force This Auction is conducted in accord with the applicable sections of the New York City

Cataloging, Warranties, and Disclaimers: and effect to the rules in their entirety. Department of Consumer Affairs Rules and Regulations as Amended. This a Public Auction Sale 37. NO WARRANTY, WHETHER EXPRESSED OR IMPLIED, IS MADE WITH RESPECT TO ANY State Notices: DESCRIPTION CONTAINED IN THIS AUCTION OR ANY SECOND OPINE. Any description of Notice as to an Auction in California. Auctioneer has in compliance with Title 2.95 of the California Civil Code as conducted by Auctioneer. The New York City Auctioneers conducting the sale of behalf of merchandise or second opine contained in this Auction is for the sole purpose of identifying merchandise for amended October 11, 1993 Sec. 1812.600, posted with the California Secretary of State its bonds for it and its For California Residents: Heritage Auctions No. 1364738-DCA (“Auctioneer”) are licensed Auctioneers including Dawes, those Bidders who do not have the opportunity to view merchandise prior to bidding, and no description of employees, and the auction is being conducted in compliance with Sec. 2338 of the Commercial Code and Sec. SALE OF AUTOGRAPHED COLLECTIBLES: merchandise has been made part of the basis of the bargain or has created any express warranty that 535 of the Penal Code. Nicholas 1304724, Guzman, Kathleen 0762165, Luray, Elyse 2015375, or as listed at AS REQUIRED BY LAW, A DEALER WHO merchandise would conform to any description made by Auctioneer. Color variations can be expected in any Notice as to an Auction in New York City: This Auction is conducted in accord with the applicable sections of the HA.com/Licenses and as posted at the venue site. electronic or printed imaging, and are not grounds for the return of any lot. NOTE: Auctioneer, in specified New York City Department of Consumer Affairs Rules and Regulations as Amended. This a Public Auction Sale SELLS TO A CONSUMER ANY auction venues, e.g. Fine Art, may have express written warranties and Bidder is referred to those specific conducted by Auctioneer. The New York City Auctioneers conducting the sale of behalf of Heritage Auctions No. All lots are subject to the consignor’s right to bid thereon and consignor’s option to receive terms and conditions. 1364738-DCA (“Auctioneer”) are licensed Auctioneers including Dawes, Nicholas 1304724, Guzman, Kathleen COLLECTIBLE DESCRIBED AS BEING

38. Auctioneer is selling only such right or title to merchandise being sold as Auctioneer may have by virtue of 0762165, Luray, Elyse 2015375, or as listed at HA.com/Licenses and as posted at the venue site. All lots are subject advances on their consignments. Auction may offer, in its sole discretion, advances on AUTOGRAPHED MUST PROVIDE A consignment agreements on the date of auction and disclaims any warranty of title to the merchandise. to: the consignor’s right to bid thereon and consignor’s option to receive advances on their consignments. Auction Auctioneer disclaims any warranty of merchantability or fitness for any particular purposes. All images, may offer, in its sole discretion, advances on consignments and extended financing to registered bidders, in accord consignments and extended financing to registered bidders, in accord with Auctioneer’s internal WRITTEN EXPRESS WARRANTY AT THE descriptions, sales data, and archival records are the exclusive property of Auctioneer, and may be used by with Auctioneer’s internal credit standards. Auctioneer will disclose to bidders, upon request, a list of lots subject credit standards. Auctioneer will disclose to bidders, upon request, a list of lots subject to an TIME OF SALE. THIS DEALER MAY BE Auctioneer for advertising, promotion, archival records, and any other uses deemed appropriate. to an advance, reserve, guarantee, or Auctioneer’s financial interests of any kind. All Terms and Conditions of Sale 39. Translations of foreign language documents may be provided as a convenience to interested parties. are available at HA.com and in the printed catalog, including term #21 which states: Consignor, auctioneer’s advance, reserve, guarantee, or Auctioneer’s financial interests of any kind. All Terms and SURETY BONDED OR OTHERWISE Auctioneer makes no representation as to the accuracy of those translations and will not be held responsible affiliates and, its employees may bid on their lots or other lots for their own account in accordance with the laws Conditions of Sale are available at HA.com and in the printed catalog, including term #21, which for errors in bidding arising from inaccuracies in translation. of New York and they may have information as to the lots not available to the public. On lots bearing an estimate, INSURED TO ENSURE THE 40. Auctioneer disclaims all liability for damages, consequential or otherwise, arising out of or in connection with the term refers to a value range placed on an item by the Auctioneer in its sole opinion but the final price is states: The Auctioneer, its affiliates, or their employees consign items to be sold in the Auction, AUTHENTICITY OF ANY AUTOGRAPHED the sale of any merchandise by Auctioneer to Bidder. No third party may rely on any benefit of these Terms determined by the bidders. and Conditions and any rights, if any, established hereunder are personal to Bidder and may not be assigned. and may bid on those lots or any other lots. Auctioneer or affiliates expressly reserve the right to Notice as to an Auction in Texas. In compliance with TDLR rule 67.100(c)(1), notice is hereby provided that this COLLECTIBLE SOLD BY THIS DEALER. Any statement made by the Auctioneer is an opinion and does not constitute a warranty or representation. auction is covered by a Recovery Fund administered by the Texas Department of Licensing and Regulation, P.O. modify any such bids at any time prior to the hammer based upon data made known to the No employee of Auctioneer may alter these Terms and Conditions, and, unless signed by a principal of Auctioneer, any such alteration is null and void. Box 12157, Austin, Texas 78711 (512) 463-6599. Any complaints may be directed to the same address. Auctioneer or its affiliates. The Auctioneer may extend advances, guarantees, or loans to certain 41. Auctioneer shall not be liable for breakage of glass or damage to frames (patent or latent); such defects, in any event, shall not be a basis for return or reduction in purchase price. consignors. On lots bearing an estimate, the term refers to a value range placed on an item by

Rev. 5-29-2019 Rev. 2-5-2020 the Auctioneer in its sole opinion but the final price is determined by the bidders.

Rev. 7-9-2019

Roger Urce Membership Secretary for INTERNATIONAL Western Hemisphere (including North and South America)

BANK NOTE SOCIETY P.O. Box 289

Saint James, NY 11780-0289 Application for UNITED STATES

Membership 8 [email protected] ( +1 631 682 1677

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52396 WHY CHOOSE HERITAGE AUCTIONS?

LEADERS The world’s largest collectibles auctioneer and is by far the largest auction house founded in America.

LOCATIONS Dallas, New York, Beverly Hills, San Francisco, Chicago, Palm Beach, Paris, Geneva, Amsterdam and Hong Kong.

TECHNOLOGY On average, HA.com receives 46,000+ worldwide visits per day, the highest web traffic of any auction house. (Source: SimilarWeb.com)

RESULTS 1+ million online bidder-members from 222 countries and over $800 million in 2018 sales.

TRUST Knowing that your treasures are being researched and valued by leading experts using current market reports.

INTEGRITY From your first phone call to our last handshake, your collection is handled with the utmost care and priority.

TRANSPARENCY No hidden reserves. No hidden fees.

QUALITY A commitment to exceptional customer service, attention to detail and first-class marketing efforts to bring a worldwide audience to your treasures.

TIMELY PAYMENT Each of our 45,000+ consignors have received their settlement checks in full and on time, without exception.

EXPERTISE Our success depends on providing clients with the best possible advice.

EFFICIENCY We focus on helping clients save valuable time and resources.

I N NOVATION We continually make our services more accessible and useful.

LONG-TERM PERSPECTIVE We strive to carefully construct only sustainable, win-win agreements with clients and partners.

50562 For the extensions below, please dial Department Specialists 877-HERITAGE (437-4824) Comics & Comic Art Modern & Contemporary Art HA.com/Comics (Including Prints & Multiples and Urban Art) Ed Jaster, Ext. 1288 • [email protected] HA.com/Modern Lon Allen, Ext. 1261 • [email protected] Frank Hettig, Ext. 1157 • [email protected] Barry Sandoval, Ext. 1377 • [email protected] Holly Sherratt, Ext. 1505 • [email protected] Joe Mannarino, Ext. 1921 • [email protected] Leon Benrimon, Ext. 1799 • [email protected] Todd Hignite, Ext. 1790 • [email protected] Taylor Curry, Ext. 1304 • [email protected] Desiree Pakravan, Ext. 1666 • [email protected] European Comics & Comic Art Joe Mannarino, Ext. 1921 • [email protected] Photographs Nadia Mannarino, Ext. 1937 • [email protected] HA.com/Photographs Jacco Scheper • [email protected] Nigel Russell, Ext. 1231 • [email protected] Animation Art Ed Jaster, Ext. 1288 • [email protected] HA.com/Animation Fine Silver & Objects of Vertu Jim Lentz, Ext. 1991 • [email protected] HA.com/Silver Bill King, Ext. 1602 • [email protected] Karen Rigdon, Ext. 1723 • [email protected] Entertainment & Music Memorabilia Texas Art HA.com/Entertainment HA.com/TexasArt Garry Shrum, Ext. 1585 • [email protected] Atlee Phillips, Ext. 1786 • [email protected] Pete Howard, Ext. 1756 • [email protected] Handbags & Luxury Accessories Vintage Guitars & Musical Instruments HA.com/Luxury HA.com/Guitar Diane D'Amato, Ext. 1901 • [email protected] Aaron Piscopo, Ext. 1273 • [email protected] Historical Fine & Decorative Arts Americana & Political Ethnographic Art HA.com/Historical HA.com/EthnographicArt Tom Slater, Ext. 1441 • [email protected] Don Ackerman, Ext. 1736 • [email protected] Delia E. Sullivan, Ext. 1343 • [email protected] Michael Riley, Ext. 1467 • [email protected] American & European Art Arms & Armor, Civil War & Militaria HA.com/FineArt HA.com/Arms Ed Jaster, Ext. 1288 • [email protected] HA.com/CivilWar 1 Aviva Lehmann, Ext. 1519 • [email protected] David Carde, Ext. 1881 • [email protected] Ariana Hartsock, Ext. 1283 • [email protected] Jason Watson, Ext. 1630 • [email protected] Alissa Ford, Ext. 1926 • [email protected] Marianne Berardi, Ph.D., Ext. 1506 • [email protected] Janell Snape, Ext. 1245 • [email protected] Historical Manuscripts HA.com/Manuscripts Asian Art Sandra Palomino, Ext. 1107 • [email protected] HA.com/AsianArt Richard Cervantes, Ext. 1927 • [email protected] Rare Books Clementine Chen 陳之立, Ext. 1256 • [email protected] HA.com/Books Moyun Niu 牛默耘, Ext. 1864 • [email protected] James Gannon, Ext. 1609 • [email protected] Decorative Arts Space Exploration HA.com/Decorative HA.com/Space Karen Rigdon, Ext. 1723 • [email protected] Michael Riley, Ext. 1467 • [email protected] Carolyn Mani, Ext. 1677 • [email protected] Samantha Robinson, Ext. 1784 • [email protected] Texana HA.com/Texana Design Sandra Palomino, Ext. 1107 • [email protected] HA.com/Design Brent Lewis, Ext. 1577 • [email protected] Jewelry Illustration Art HA.com/Jewelry Jill Burgum, Ext. 1697 • [email protected] HA.com/Illustration Jessica DuBroc, Ext. 1978 • [email protected] Ed Jaster, Ext. 1288 • [email protected] Gina D’Onofrio, Ext. 1153 • [email protected] Todd Hignite, Ext. 1790 • [email protected] Ana Wroblaski, Ext. 1154 • [email protected] Meagen McMillan, Ext. 1546 • [email protected] Tracy Sherman, Ext. 1146 • [email protected] Tiffany, Lalique & Art Glass HA.com/ArtGlass Luxury Real Estate HA.com/LuxuryRealEstate Nicholas Dawes, Ext. 1605 • [email protected] Nate Schar, Ext. 1457 • [email protected] Thania Kanewske, Ext. 1320 • [email protected] Rochelle Mortenson, Ext. 1384 • [email protected] Vintage Posters HA.com/MoviePosters Services Grey Smith, Ext. 1367 • [email protected] Appraisal Services Bruce Carteron, Ext. 1551 • [email protected] HA.com/Appraisals Nature & Science Meredith Meuwly, Ext. 1631 • [email protected] HA.com/NatureAndScience Careers Craig Kissick, Ext. 1995 • [email protected] HA.com/Careers Numismatics Corporate Collection and Museum Services U.S. Coins Meredith Meuwly, Ext. 1631 • [email protected] HA.com/Coins David Mayfield, Ext. 1277 • [email protected] Credit Department Win Callender, Ext. 1415 • [email protected] Marti Korver, Ext. 1248 • [email protected] Mark Feld, Ext. 1321 • [email protected] Jason Friedman, Ext. 1582 • [email protected] Media & Public Relations Sam Foose, Ext. 1227 • [email protected] Eric Bradley, Ext. 1871 • [email protected] Bob Marino, Ext. 1374 • [email protected] Steve Lansdale, Ext. 1699 • [email protected] Sarah Miller, Ext. 1597 • [email protected] Al Pinkall, Ext. 1835 • [email protected] Cass Christenson, Ext. 1316 • [email protected] Special Collections Mark Borckardt, Ext. 1345 • [email protected] Nicholas Dawes, Ext. 1605 • [email protected] U.S. Currency & World Paper Money Trusts & Estates HA.com/Currency HA.com/Estates Allen Mincho, Ext. 1327 • [email protected] Michelle Castro, Ext. 1824 • [email protected] Len Glazer, Ext. 1390 • [email protected] Elyse Luray, Ext. 1369 • [email protected] Dustin Johnston, Ext. 1302 • [email protected] Carolyn Mani, Ext. 1677 • [email protected] 2 Michael Moczalla, Ext. 1481 • [email protected] Alexandra Kern, Ext. 1691 • [email protected] Keith Esskuchen, Ext. 1633 • [email protected] Craig Eustace, Ext. 1924 • [email protected] Marcel Frissen • [email protected] Kenneth Yung • [email protected] Locations Dallas (World Headquarters) Palm Beach World & Ancient Coins 214-528-3500 • 877-HERITAGE (437-4824) 561-693-1963 HA.com/WorldCoins 3500 Maple Ave. 250 Royal Palm Way, Suite 306 Cristiano Bierrenbach, Ext. 1661 • [email protected] Dallas, TX 75219 Palm Beach, FL 33480 Warren Tucker, Ext. 1287 • [email protected] Sam Spiegel, Ext. 1524 • [email protected] Dallas (Fine & Decorative Arts – San Francisco Zach Beasley, Ext. 1741 • [email protected] Design District Showroom) 877-HERITAGE (437-4824) 6 Roxana Uskali • Ext. 1282 • [email protected] 214-409-1444 603 Battery St. Cale Meier, Ext. 1761 • [email protected] 1518 Slocum St. San Francisco, CA 94111 Christian Winge, Ext. 1734 • [email protected] Dallas, TX 75207 Kenneth Yung • [email protected] London 7 Robert Parkinson • [email protected] Beverly Hills +44 (0)207 493 0498 Jacco Scheper • [email protected] 8 310-492-8600 6 Shepherd St. Huib Pelzer • [email protected] London, Mayfair Jan Schoten • [email protected] 9478 W. Olympic Blvd Idsard Septer • [email protected] Beverly Hills, CA 90212 W1J7JE Chicago Amsterdam Sports Collectibles 312-260-7200 +31-(0)30-6063944 HA.com/Sports 215 West Ohio Energieweg 7, 3401 MD Chris Ivy, Ext. 1319 • [email protected] Chicago, IL 60654 IJsselstein, Nederland Peter Calderon, Ext. 1789 • [email protected] Tony Giese, Ext. 1997 • [email protected] New York Hong Kong Derek Grady, Ext. 1975 • [email protected] 212-486-3500 +852-2155 1698 Dan Imler, Ext. 1787 • [email protected] 445 Park Avenue Unit 1105, 11/F Tower ONE, 1 Lee Iskowitz, Ext. 1601 • [email protected] New York, NY 10022 Lippo Centre, 89 Queensway Road, Mark Jordan, Ext. 1187 • [email protected] Admiralty, Hong Kong Chris Nerat, Ext. 1615 • [email protected] Rob Rosen, Ext. 1767 • [email protected] Jonathan Scheier, Ext. 1314 • [email protected] Nick Cepero, Ext. 1878 • [email protected] Corporate Officers Jason Simmons, Ext. 1652 • [email protected] R. Steven Ivy, CEO & Co-Chairman Jack Spooner, Ext. 1923 • [email protected] James L. Halperin, Co-Chairman Timepieces Gregory J. Rohan, President 1 Paul Minshull, Chief Operating Officer HA.com/Timepieces Todd Imhof, Executive Vice President Jim Wolf, Ext. 1659 • [email protected] Keith Davis, Ext. 1971 • [email protected] Kathleen Guzman, Managing Director, New York

Wine 1 Primary office location: New York HA.com/Wine 2 Primary office location: Beverly Hills Frank Martell, Ext. 1753 • [email protected] 3 Primary office location: San Francisco Amanda Crawford, Ext 1821 • [email protected] 4 Primary office location: Hong Kong Michael Madrigale, Ext 1678 • [email protected] 5 Primary office location: Palm Beach 6 Primary office location: Chicago 7 Primary office location: London 8 Primary office location: Amsterdam 2-27-2020

Upcoming Auctions NUMISMATICS LOCATION AUCTION DATES CONSIGNMENT DEADLINE World Coins (CSNS) Chicago April 22 – 24 & 26 – 27, 2020 Closed US & World Currency (CSNS) Chicago April 22 – 24 & 26 – 27, 2020 Closed US Coins (CSNS) Chicago April 22 – 24 & 26 – 27, 2020 March 9, 2020 US Coins Long Beach June 4 – 6, 2020 April 21, 2020 World Paper Money Hong Kong June 25 – 26, 2020 May 4, 2020 World Coin Hong Kong June 25, 2020 April 27, 2020 US Currency (ANA) Pittsburgh August 4 – 6, 2020 June 15, 2020 FINE & DECORATIVE ARTS LOCATION AUCTION DATES CONSIGNMENT DEADLINE Nature and Science Dallas March 14, 2020 Closed Urban Art Dallas March 24, 2020 Closed Western Art Dallas March 26, 2020 Closed Photographs Dallas April 4, 2020 Closed Design Dallas April 20, 2020 Closed Prints & Multiples Dallas April 21, 2020 Closed Illustration Art Dallas April 24, 2020 Closed American Art Dallas May 1, 2020 Closed Texas Art Dallas May 2, 2020 Closed Nature and Science Dallas May 3, 2020 Closed Tiffany, Lalique & Art Glass Dallas May 4, 2020 Closed Silver & Vertu Dallas May 5, 2020 Closed Modern & Contemporary Art Beverly Hils May 21, 2020 March 19, 2020 Decorative Art including Fine Furniture Dallas May 28, 2020 March 18, 2020 Ethnographic Art: American Indian, Pre-Columbian, & Tribal Dallas May 29, 2020 March 19, 2020 European Art Dallas May 29, 2020 March 27, 2020 Asian Art New York June 23, 2020 April 13, 2020 Urban Art Dallas June 25, 2020 April 23, 2020 Illustration Art Dallas August 5, 2020 June 2, 2020 Asian Art New York September 17, 2020 July 8, 2020 Photographs Dallas October 6, 2020 August 3, 2020 Illustration Art Dallas October 16, 2020 August 13, 2020 Design Dallas October 19, 2020 August 10, 2020 Prints and Multiples Dallas October 20, 2020 August 18, 2020 American Art Dallas November 6, 2020 September 4, 2020 Texas Art Dallas November 7, 2020 September 4, 2020 Silver & Vertu Dallas November 14, 2020 September 4, 2020 Lalique & Art Glass Dallas November 20, 2020 September 10, 2020 MEMORABILIA & COLLECTIBLES LOCATION AUCTION DATES CONSIGNMENT DEADLINE Comics and Comic Art Dallas March 5-6, 2020 Closed Vintage Movie Posters Dallas March 21 – 22, 2020 Closed Musical Instrument Dallas March 29, 2020 Closed Entertainment Dallas April 4 – 5, 2020 Closed Sports Cards Dallas April 16, 2020 Closed Comics & Comic Art Dallas April 30 – May 1, 2020 March 10, 2020 Sports Collectibles Dallas May 7 – 9, 2020 March 16 ,2020 Animation Art Dallas June 20, 2020 April 29, 2020 Entertainment Dallas July 11, 2020 May 13, 2020 Musical Instruments Dallas July 12, 2020 May 21, 2020 Movie Posters Dallas July 25, 2020 June 2, 2020 HISTORICAL COLLECTIBLES LOCATION AUCTION DATES CONSIGNMENT DEADLINE Rare Books New York March 4, 2020 Closed Historical Manuscripts Dallas April 23, 2020 Closed Space Exploration Dallas May 22, 2020 March 31, 2020 Arms & Armor and Civil War & Militaria Dallas June 7, 2020 April 16, 2020 Americana and Political Dallas September 14 & 15, 2020 July 24, 2020 Rare Books Dallas October 15, 2020 August 24, 2020 LUXURY LIFESTYLE LOCATION AUCTION DATES CONSIGNMENT DEADLINE Fine & Rare Wines Beverly Hills March 6, 2020 Closed Real Estate Arlington, VA March 17, 2020 Closed Wine Beverly Hills April 17 – 18 2020 Closed Jewelry & Luxury Accessories Beverly Hills May 3 – 4, 2020 Closed Real Estate California June 2, 2020 Closed Timepieces New York June 8, 2020 March 24, 2020 Wine Beverly Hills June 19 – 20, 2020 April 28, 2020 Fine Jewelry Dallas September 28, 2020 July 14, 2020 Luxury Accessories Dallas September 27, 2020 August 18, 2020

HA.com/Consign | 877-HERITAGE (437-4824) | Visit HA.com/Auctions for the most current schedule. All dates are subject to change. ONLINE AUCTIONS Comics | 5 PM Sundays Nature & Science | 8 PM Thursdays Auctioneer licenses: TX: Paul R. Minshull #16591. CA Bond: Paul R. Minshull #LSM0605473; Sports | 10 PM Sundays Wine | 10 PM First Thursdays Heritage Auctioneers & Galleries, Inc.: CA-Bond #LSM0889114. FL: Paul R. Minshull #AU4563; Vintage Posters | 10 PM Sundays Jewelry | 9 PM Tuesdays Heritage Numismatic Auctions, Inc.: FL AB665. NY: Paul R. Minshull #DCA-2001161; U.S. Coins | 7 PM Tuesdays & Wednesdays Photographs | 3 PM Third Wednesdays World & Ancient Coins | 8 PM Thursdays Heritage Auctioneers & Galleries, Inc.: New York City DCA #41513036 All times above are Central Standard Time and NYC Second Hand Dealers License #1364739. BP 12-25%; see HA.com. Currency (US & World) | 7 PM Tuesdays Zone when the live online auction begins. Prints & Multiples | 2 PM Wednesdays 03/02/2020

PRICE • $50 WORLD PAPER MONEY AUCTION #4020 | THE DRS. JOANNE AND EDWARD DAUER COLLECTION OF WORLD BANKNOTES | APRIL 24, 2020 | DALLAS