Springer Proceedings in Mathematics & Statistics Ivan Cheltsov Ciro Ciliberto Hubert Flenner James McKernan Yuri G. Prokhorov Mikhail Zaidenberg Editors Automorphisms in Birational and A ne Geometry Levico Terme, Italy, October 2012 Springer Proceedings in Mathematics & Statistics
Vo lu m e 7 9
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This book series features volumes composed of selected contributions from workshops and conferences in all areas of current research in mathematics and statistics, including OR and optimization. In addition to an overall evaluation of the interest, scientific quality, and timeliness of each proposal at the hands of the publisher, individual contributions are all refereed to the high quality standards of leading journals in the field. Thus, this series provides the research community with well-edited, authoritative reports on developments in the most exciting areas of mathematical and statistical research today. Ivan Cheltsov • Ciro Ciliberto • Hubert Flenner • James McKernan • Yuri G. Prokhorov • Mikhail Zaidenberg Editors
Automorphisms in Birational and Affine Geometry
Levico Terme, Italy, October 2012
123 Editors Ivan Cheltsov Ciro Ciliberto School of Mathematics Department of Mathematics University of Edinburgh University of Rome Tor Vergata Edinburgh, United Kingdom Rome, Italy
Hubert Flenner James McKernan Faculty of Mathematics Department of Mathematics Ruhr University Bochum University of California San Diego Bochum, Germany La Jolla, California, USA
Yuri G. Prokhorov Mikhail Zaidenberg Steklov Mathematical Institute Institut Fourier de Mathématiques Russian Academy of Sciences Université Grenoble I Moscow, Russia Grenoble, France
ISSN 2194-1009 ISSN 2194-1017 (electronic) ISBN 978-3-319-05680-7 ISBN 978-3-319-05681-4 (eBook) DOI 10.1007/978-3-319-05681-4 Springer Cham Heidelberg New York Dordrecht London
Library of Congress Control Number: 2014941702
Mathematics Subject Classification (2010): 14L30, 14E07, 14R20, 14R10, 32M17
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Springer is part of Springer Science+Business Media (www.springer.com) Preface
The conference brought together specialists from the birational geometry of pro- jective varieties, affine algebraic geometry, and complex algebraic geometry. Topics from these areas include Mori theory, Cremona groups, algebraic group actions, and automorphisms. The ensuing talks and the discussions have highlighted the close connections between these areas. The meeting allowed these groups to exchange knowledge and to learn methods from adjacent fields. For detailed information about this conference, see http://www.science.unitn.it/cirm/GABAG2012.html. The chapters in this book cover a wide area of topics from classical algebraic geometry to birational geometry and affine geometry, with an emphasis on group actions and automorphism groups. Among the total of 27 chapters, eight give an overview of an area in one of the fields. The others contain original contributions, or mix original contributions and surveys. In the birational part, there are chapters on Fano and del Pezzo fibrations, birational rigidity and superrigidity of Fano varieties, birational morphisms between threefolds, subgroups of the Cremona group, Jordan groups, real Cremona group, and a real version of the Sarkisov program. In the part on classical projective geometry, there are chapters devoted to algebraic groups acting on projective varieties, automorphism groups of moduli spaces, and the algebraicity problem for analytic compactifications of the affine plane. The topics in affine geometry include: different aspects of the automorphism groups of affine varieties, flexibility properties in affine algebraic and analytic geometry, automorphisms of affine spaces and Shestakov–Umirbaev theory, affine geometry in positive characteristic, the automorphism groups of configuration spaces and other classes of affine varieties and deformations of certain group actions on affine varieties. Hopefully these proceedings will be of help for both specialists, who will find information on the current state of research, and young researchers, who wish to learn about these fascinating and active areas of mathematics.
v vi Preface
Acknowledgments
The editors would like to thank the contributors of this volume. They are grateful to the CIRM at Trento, its directors Marco Andreatta and Fabrizio Catanese, its secretary Augusto Micheletti, and the whole staff for their permanent support in the organization of the conference and the distribution of this volume. Our thanks are due also to Marina Reizakis, Frank Holzwarth, and the staff of the Springer publishing house for agreeable cooperation during the preparation of the proceedings.
Edinburgh, UK Ivan Cheltsov Rome, Italy Ciro Ciliberto Bochum, Germany Hubert Flenner La Jolla, CA James McKernan Moscow, Russia Yuri G. Prokhorov Grenoble, France Mikhail Zaidenberg Contents
Part I Birational Automorphisms
Singular del Pezzo Fibrations and Birational Rigidity...... 3 Hamid Ahmadinezhad Additive Actions on Projective Hypersurfaces...... 17 Ivan Arzhantsev and Andrey Popovskiy Cremona Groups of Real Surfaces ...... 35 Jérémy Blanc and Frédéric Mangolte On Automorphisms and Endomorphisms of Projective Varieties ...... 59 Michel Brion Del Pezzo Surfaces and Local Inequalities ...... 83 Ivan Cheltsov Fano Hypersurfaces and their Birational Geometry ...... 103 Tommaso de Fernex On the Locus of Nonrigid Hypersurfaces ...... 121 Thomas Eckl and Aleksandr Pukhlikov On the Genus of Birational Maps Between Threefolds ...... 141 Stéphane Lamy On the Automorphisms of Moduli Spaces of Curves ...... 149 Alex Massarenti and Massimiliano Mella Normal Analytic Compactifications of C2 ...... 169 Pinaki Mondal Jordan Groups and Automorphism Groups of Algebraic Varieties ...... 185 Vladimir L. Popov
vii viii Contents
2-Elementary Subgroups of the Space Cremona Group ...... 215 Yuri Prokhorov Birational Automorphism Groups of Projective Varieties of Picard Number Two ...... 231 De-Qi Zhang
Part II Automorphisms of Affine Varieties
Rational Curves with One Place at Infinity ...... 241 Abdallah Assi The Jacobian Conjecture, Together with Specht and Burnside-Type Problems ...... 249 Alexei Belov, Leonid Bokut, Louis Rowen, and Jie-Tai Yu Equivariant Triviality of Quasi-Monomial Triangular 4 Ga-Actions on A ...... 287 Adrien Dubouloz, David R. Finston, and Imad Jaradat Automorphism Groups of Certain Rational Hypersurfaces in Complex Four-Space...... 301 Adrien Dubouloz, Lucy Moser-Jauslin, and Pierre-Marie Poloni Laurent Cancellation for Rings of Transcendence Degree One Over a Field ...... 313 Gene Freudenburg Deformations of A1-Fibrations ...... 327 Rajendra V. Gurjar, Kayo Masuda, and Masayoshi Miyanishi Remark on Deformations of Affine Surfaces with A1-Fibrations...... 363 Takashi Kishimoto How to Prove the Wildness of Polynomial Automorphisms: An Example ...... 381 Shigeru Kuroda Flexibility Properties in Complex Analysis and Affine Algebraic Geometry ...... 387 Frank Kutzschebauch Strongly Residual Coordinates over AŒx ...... 407 Drew Lewis Configuration Spaces of the Affine Line and their Automorphism Groups ...... 431 Vladimir Lin and Mikhail Zaidenberg Contents ix
On the Newton Polygon of a Jacobian Mate ...... 469 Leonid Makar-Limanov Keller Maps of Low Degree over Finite Fields ...... 477 Stefan Maubach and Roel Willems Cancellation...... 495 Peter Russell Part I Birational Automorphisms Singular del Pezzo Fibrations and Birational Rigidity
Hamid Ahmadinezhad
Abstract A known conjecture of Grinenko in birational geometry asserts that a Mori fibre space with the structure of del Pezzo fibration of low degree is birationally rigid if and only if its anticanonical class is an interior point in the cone of mobile divisors. The conjecture is proved to be true for smooth models (with a generality assumption for degree 3). It is speculated that the conjecture holds for, at least, Gorenstein models in degree 1 and 2. In this chapter, I present a (Gorenstein) counterexample in degree 2 to this conjecture.
2010 Mathematics Subject Classification: 14E05, 14E30 and 14E08
1 Introduction
All varieties in this chapter are projective and defined over the field of complex numbers. Minimal model program played on a uniruled threefold results in a Mori fibre space (Mfs for short). Such output for a given variety is not necessarily unique. The structure of the endpoints is studied via the birational invariant called pliability of the Mfs, see Definition 2.AnMfsisaQ-factorial variety with at worst terminal singularities together with a morphism 'W X ! Z,toavarietyZ of strictly smaller dimension, such that KX , the anti-canonical class of X,is'-ample and
rank Pic.X/ rank Pic.Z/ D 1:
H. Ahmadinezhad () Radon Institute, Austrian Academy of Sciences, Altenberger Str. 69, 4040 Linz, Austria e-mail: [email protected]
I. Cheltsov et al. (eds.), Automorphisms in Birational and Affine Geometry, 3 Springer Proceedings in Mathematics & Statistics 79, DOI 10.1007/978-3-319-05681-4__1, © Springer International Publishing Switzerland 2014 4 H. Ahmadinezhad
Definition 1. Let X ! Z and X 0 ! Z0 be Mfs. A birational map fWX Ü X 0 is square if it fits into a commutative diagram
f X X
g Z Z
Ü 0 where g is birational and, in addition, the map fLWXL XL induced on generic fibres is biregular. In this case we say that X=Z and X 0=Z0 are square birational. We denote this by X=Z X 0=Z0. Definition 2 (Corti [10]). The pliability of an Mfs X ! Z is the set
P.X=Z/ DfMfs Y ! T j X is birational to Y g=
An Mfs X!Z is said to be birationally rigid if P.X=Z/ contains a single element. A main goal in the birational geometry of threefolds is to study the geometry of Mfs, and their pliability. Note that finite pliability, and in particular birational rigidity, implies non-rationality. There are three types of Mfs in dimension 3, depending on the dimension of Z.Ifdim.Z/ D 1, then the fibres must be del Pezzo P1 P1 2 surfaces. When the fibration is over , I denote this by dPn= ,wheren D K and is the generic fibre. 1 It is known that a dPn=P is not birationally rigid when the total space is smooth and n 4.Forn>4the threefold is rational (see for example [20]), hence non- 1 rigid, and it was shown in [5]thatdP4=P are birational to conic bundles. 1 Understanding conditions under which a dPn=P ,forn 3, is birationally rigid is a key step in providing the full picture of MMP, and hence the classification, in dimension 3. Birational rigidity for the smooth models of degree 1; 2 and 3 is well studied, see for example [22]. However, as we see later, while the smoothness assumption for degree 3 is only a generality assumption, considering the smooth case for n D 1; 2 is not very natural. Hence the necessity of considering singular cases is apparent. In this chapter, I focus on a well-known conjecture (Conjecture 1) on this topic that connects birational rigidity of del Pezzo fibrations of low degree to the structure of their mobile cone. A counterexample to this conjecture is provided when the threefold admits certain singularities.
2 Grinenko’s Conjecture
1 Pukhlikov in [22] proved that a general smooth dP3=P is birationally rigid if the 2 Z class of 1-cycles mKX L is not effective for any m 2 ,whereL is the class of a line in a fibre. This condition is famously known as the K2-condition. Singular del Pezzo Fibrations and Birational Rigidity 5
Definition 3. A del Pezzo fibration is said to satisfy K2-condition if the 1-cycle K2 does not lie in the interior of the Mori cone NE. 1 The birational rigidity of smooth dPn=P for d D 1; 2 was also considered in [22] and the criteria for rigidity are similar to that for n D 3. In a sequential work [13–19], Grinenko realised and argued evidently that it is more natural to consider K-condition instead of the K2-condition. Definition 4. A del Pezzo fibration is said to satisfy K-condition if the anticanoni- cal divisor does not lie in the interior of the Mobile cone. Remark 1. It is a fun, and not difficult, exercise to check that K2-condition implies K-condition. And the implication does not hold in the opposite direction. One of the most significant observations of Grinenko was the following theorem. Theorem 1 ([17,19]). Let X be a smooth threefold Mfs, with del Pezzo surfaces of degree 1 or 2,orageneraldegree3, fibred over P1.ThenX is birationally rigid if it satisfies the K-condition. He then conjectured that this must hold in general, as formulated in the conjecture below, with no restriction on the singularities. Conjecture 1 ([19], Conjecture 1.5 and [13], Conjecture 1.6). Let X be a threefold Mori fibration of del Pezzo surfaces of degree 1; 2 or 3 over P1.ThenX is birationally rigid if and only if it satisfies the K-condition. It is generally believed that Grinenko’s conjecture might hold if one only considers Gorenstein singularities. Note that, it is not natural to only consider the smooth case for n D 1; 2 as these varieties very often carry some orbifold singularities inherited from the ambient space, the non-Gorenstein points. For example a del Pezzo surface of degree 2 is naturally embedded as a quartic hypersurface in the weighted projective space P.1;1;1;2/. It is natural that a family of these surfaces meets the singular point 1=2.1; 1; 1/.See[1] for construction of models and the study of their birational structure. Grinenko also constructed many nontrivial (Gorenstein) examples, which sup- 1 ported his arguments. The study of quasi-smooth models of dP2=P in [1], i.e. models that typically carry a quotient singularity, also gives evidence that the relation between birational rigidity and the position of K in the mobile cone is not affected by the presence of the non-Gorenstein point. Below in Sect. 3.1 Igive a counterexample to Conjecture 1 for a Gorenstein singular degree 2 del Pezzo fibration. On the other hand, in [8], Example 4.4.4, it was shown that this conjecture does not hold in general for the degree 3 case (of course in the singular case) and suggested that one must consider the semi-stability condition on the threefold X in order to state an updated conjecture: 1 Conjecture 2 ([8], Conjecture 2.7). Let X be a dP3=P which is semistable in the sense of Kollár[21]. Then X is birationally rigid if it satisfies the K-condition. 6 H. Ahmadinezhad
Although this type of (counter)examples are very difficult to produce, the expectation is that such example in degree 1 is possible to be produced. On the other hand, a notion of (semi)stability for del Pezzo fibrations of degree 1 and 2 seems necessary (as already noted in [9], Problem 5.9.1), in order to state an improved version of Conjecture 1, and yet there has been no serious attempt in this direction.
3 The Counterexample
1 The most natural construction of smooth dP2=P is the following, due to Grinenko [19]. Let E D O ˚ O.a/ ˚ O.b/ be a rank 3 vector bundle over P1 for some positive integers a; b,andletV D ProjP1 E . Denote the class of the tautological bundle on V by M and the class of a fibre by L so that
Pic.V / D ZŒM C ZŒL
Assume W X ! V is a double cover branched over a smooth divisor R 4M 2eL, for some integer e. The natural projection pW V ! P1 induces a morphism W X ! P1, such that the fibres are del Pezzo surfaces of degree 2 embedded as quartic surfaces in P.1;1;1;2/. This threefold X can also be viewed as a hypersurface of a rank two toric variety. Let T be a toric fourfold with Cox ring CŒu; v;x;y;z;t ,thatisZ2-graded by 0 1 uvxy z t @ 110 a b e A (1) 001 1 1 2
The threefold X is defined by the vanishing of a general polynomial of degree . 2e;4/. It is studied in [19] for which values a; b and e this construction provides an Mfs, and then he studies their birational properties. This construction can also be generalised to non-Gorenstein models [1]. As before, let X be defined by the vanishing of a polynomial of degree . n; 4/ but change the grading on T to 0 1 uv xyz t @ 11 a b c d A (2) 00 1 1 1 2 where c and d are positive integers. When X is an Mfs, it is easy to check that X is Gorenstein if and only if e D 2d.See[1] for more details and construction. The cone of effective divisors modulo numerical equivalence on T is generated by the toric principal divisors, associate with columns of the matrix above, and we Singular del Pezzo Fibrations and Birational Rigidity 7 have Eff.T / Q2. This cone decomposes, as a chamber, into a finite union of subcones [ Eff.T / D Nef.Ti / where Ti are obtained by the variation of geometric invariant theory (VGIT) on the Cox ring of T .See[11] for an introduction to the GIT construction of toric varieties, and [7] for a specific treatment of rank two models and connections to Sarkisov program via VGIT. In [7] it was also shown how the toric 2-ray game on T (over a point) can, in principle, be realised from the VGIT. I refer to [9] for an explanation of the general theory of 2-ray game and Sarkisov program. In certain cases, when the del Pezzo fibration is a Mori dream space, i.e. it has a finitely generated Cox ring, its 2-ray game is realised by restricting the 2-ray game of the toric ambient space. In other words, in order to trace the Sarkisov link one runs the 2-ray game on T , restricts it to X and checks whether the game remains in the Sarkisov category, in which case a winning game is obtained and a birational map to another Mfs is constructed. See [1–4, 7, 8] for explicit constructions of these models for del Pezzo fibrations or blow ups of Fano threefolds. I demonstrate this method in the following example, which also shows that Conjecture 1 does not hold.
3.1 Construction of the Example
Suppose T is a toric variety with the Cox ring Cox.T / D CŒu; v;x;t;y;z , grading given by the matrix 0 1 uvxt y z A D @ 110 2 2 4 A ; 001 2 1 1 and let the irrelevant ideal I D .u; v/\.x; y; z;t/.InotherwordsT is the geometric quotient with character D . 1; 1/. Suppose L is the linear system of divisors of degree . 4;4/ in T ; I use the notation L DjOT . 4;4/j. This linear system is generated by monomials according to the following table:
deg of u; v coefficient 0 2 4 6 8 10 12
fibre monomials x3z xy3 yzt xyz2 xz3 yz3 z4 t 2 ty2 xy2z tz2 y2z2 x2y2 x2yz y4 y3z xyt xzt x2z2
Let g be a polynomial whose zero set defines a general divisor in L (I use the notation g 2 L ). Then, for example, x3z is a monomial in g with nonzero 8 H. Ahmadinezhad coefficient, and appearance of y4 in the column indicated by 4 means that a.u; v/y4 is a part of g, for a homogeneous polynomial a of degree 4 in the variables u and v, so that a.u; v/y4 has bidegree . 4;4/. Now consider a sublinear system L 0 L with the property that ui divides the coefficient polynomials according to the table
power of u 1 2 3 4 5 6 8 9 12
monomial x2yz xzt yzt x2z2 xyz2 tz2 xz3 yz3 z4 xy2z y3z y2z2 and general coefficients otherwise. And suppose f 2 L 0 is general. For example u12z4 is a monomial in f and no other monomial that includes z4 can appear in f . Or, for instance, xyz2 in the column indicated by 5 carries a coefficient u5;in other words, we can only have monomials of the form ˛u6xyz2 or ˇvu5xyz2 in f , for ˛; ˇ 2 C, and no other monomial with xyz2 can appear in f . Denote by X the hypersurface in T defined by the zero locus of f .
3.2 Argumentation Overview
Note that the threefold X has a fibration over P1 with degree 2 del Pezzo surfaces as fibres. In the remainder of this section, I check that it is a Mfs and then I show that the natural 2-ray game on X goes out of the Mori category. This is by explicit construction of the game. It is verified, from the construction of the game, that KX … Int Mob.X/. Hence the conditions of Conjecture 1 are satisfied for X. In Sect. 4, a new (square) birational model to X is constructed, for which the anticanonical divisor is interior in the mobile cone. Then I show that it admits a birational map to a Fano threefold, and hence it is not birationally rigid. Lemma 1. The hypersurface X T is singular. In particular Sing.X/ Dfpg, where p D .0 W 1 W 0 W 0 W 0 W 1/. Moreover, the germ at this point is of type cE6, and X is terminal. Proof. By Bertini theorem Sing.X/ Bs.L 0/. Appearance of y4 in L 0 with general coefficients of degree 4 in u and v implies that this base locus is contained in the loci .y D 0/ or .u D v D 0/.However,.u D v D 0/ is not permitted as .u; v/ is a component of the irrelevant ideal. Hence we take .y D 0/.Alsot 2 2 L 0 implies Bs.L 0/ .y D t D 0/. The remaining monomials are x3z, u4x2z2; u8xz3 and u12z4,whereb is a general quartic. In fact, appearance of the first monomial, i.e. x3z, implies that x D 0 or z D 0.Andu12z4 2 L 0 implies z D 0 or u D 0. Therefore
Bs.L 0/ D .u D x D y D t D 0/ [ .y D t D z D 0/: Singular del Pezzo Fibrations and Birational Rigidity 9
The part .y D t D z D 0/ is the line .u W vI 1 W 0 W 0 W 0/, which is smooth because of the appearance of the monomial x3z in f . And the rest is exactly the point p. Note that near the point p 2 T , I can set v ¤ 0 and z ¤ 0, to realise the local isomorphism to C4,whichis