Algebraic Geometry I
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GEIR ELLINGSRUD NOTES FOR MA4210— ALGEBRAIC GEOMETRY I Contents 1 Algebraic sets and the Nullstellensatz 7 Fields and the affine space 8 Closed algebraic sets 8 The Nullstellensatz 11 Hilbert’s Nullstellensatz—proofs 13 Figures and intuition 15 A second proof of the Nullstellensatz 16 2 Zariski topolgies 21 The Zariski topology 21 Irreducible topological spaces 23 Polynomial maps between algebraic sets 31 3 Sheaves and varities 37 Sheaves of rings 37 Functions on irreducible algebraic sets 40 The definition of a variety 43 Morphisms between prevarieties 46 The Hausdorff axiom 48 Products of varieties 50 4 Projective varieties 59 The projective spaces Pn 60 The projective Nullstellensatz 68 2 Global regular functions on projective varieties 70 Morphisms from quasi projective varieties 72 Two important classes of subvarieties 76 The Veronese embeddings 77 The Segre embeddings 79 5 Dimension 83 Definition of the dimension 84 Finite polynomial maps 88 Noether’s Normalization Lemma 93 Krull’s Principal Ideal Theorem 97 Applications to intersections 102 Appendix: Proof of the Geometric Principal Ideal Theorem 105 6 Rational Maps and Curves 111 Rational and birational maps 112 Curves 117 7 Structure of maps 127 Generic structure of morhisms 127 Properness of projectives 131 Finite maps 134 Curves over regular curves 140 8 Bézout’s theorem 143 Bézout’s Theorem 144 The local multiplicity 145 Proof of Bezout’s theorem 148 8.3.1 A general lemma 150 Appendix: Depth, regular sequences and unmixedness 152 Appendix: Some graded algebra 158 3 9 Non-singular varieties 165 Regular local rings 165 The Jacobian criterion 166 9.2.1 The projective cse 167 CONTENTS 5 These notes ere just informal extensions of the lectures I gave last year. As the course developeds I’ll now and then posted new notes on the course’s website, but this will certainly happen with irregular intervals. The idea with the notes was to give additional comments and examples which hopefully made reading of the book and the digestion of the lectures easier; and hopefully widened the students mathematical horizon. It seems that other lectures are interested in the notes, so I try to upgrade them—correct misprints and not to the least give correct proofs of all theorems (important buisiness!!!). This is an ongoing process and the present version is still preliminary. As the students last year survived the notes in the then shaky condition, I am confident that students this year will survive as well; and still better (or more humbly less bad) version are coming! GE Lecture 1 Algebraic sets and the Nullstellensatz Hot themes in Lecture 1: The correspondence between ideals and algebraic sets—weak and strong versions of Hilbert’s Nullstellensatz—the Rabinowitsch trick—two proofs of the Nullstellensatz, one elementary, and another totally different—radical ideals—intuition, drawings and figures. Algebraic geometry has many ramifications, but roughly speaking there are two main branches. One could be called the “geometric” branch where the geometry is the main objective. One studies geometric objects like curves, surfaces, threefolds and varieties of higher dimensions, defined by polyno- mials (or more generally algebraic functions). The aim is to understand their geometry. Frequently techniques from several other fields are used like from algebraic topology, differential geometry or analysis, and the studies are tightly connected with these other branches of mathematics. This makes it nat- ural to work over the complex field C, even though other fields like function fields are important. To say that aims of algebraic geometry are totally geometric is half a lie (but a white one). The study of elliptic functions in the beginning of the 19th century, and subsequently of other algebraic functions, was the birth of modern algebraic geometry. The motivation and the origin was found in function theory, but the direction of research quickly took a geometric rout. Figure 1.1: The affine Riemann surfaces and algebraic curves appeared thogether with their function Fermat curve x50 ` y50 1. fields. “ The other main branch one could call “arithmetic”. Superficially presented, one studies numbers by geometric methods. An ultra famous example is Fermat’s last theorem, now Andrew Wiles’ theorem, that the equation xn ` yn zn has no integral solutions except the trivial ones. The arithmetic “ branch also relies on techniques from other fields, like number theory, Galois theory and representation theory. One very commonly applied technique is reduction modulo a prime number p. Hence the importance of including fields of positive characteristic among the base fields. Of course another very natural base field for many of these “arithmetic” studies is the field Q of Figure 1.2: The affine algebraic numbers. Fermat curve x51 ` Algebraic geometry is to the common benefit a triple marriage of geometry, y51 1. “ algebra and arithmetic. All of the spouses claim influence on the development 8notesforma4210— algebraic geometry i of the field which makes the field quit abstract; but also a most beautiful part of mathematics. 1.1 Fields and the affine space 1.1 We shall almost exclusively work over an algebraic closed field which we shall denote by k. In general we do not impose further constraints on k, except for a few results that require the characteristic to be zero. A specific field to have in mind would be the field of complex numbers C, but as indicated above, other important fields are Q and Fp. 1.2 The affine space An is just the space kn, but the name-change is there to underline that there is more to An than merely being a vector space— and hopefully, this will emerge from the fog during the course. Anyhow, in the beginning think about An as kn. Often the ground field will be tacitly understood, but when wanting to be precise about it, we shall write An k . p q The ground will always be algebraically closed unless the contrary is explicitly Figure 1.3: A one sheeted-hyperboloid. stated. Coordinates are not God-given but certainly man-made. So they are prone to being changed. General coordinate changes in An can be subtle, but trans- lation of the origin and linear changes are unproblematic, and will be done unscrupulously. They are called affine coordinate changes and the affine spaces An are named after them. 1.2 Closed algebraic sets The first objects we shall meet are the so called closed algebraic sets, and master Closed algebraic sets students in mathematics have already seen a great many examples of such. (lukkede algebraiske mengder) They are just subsets of the affine space An given by a certain number of polynomial equations. You have probably working with curves in the plane and may be with some surfaces in the space—like conic sections, hyperboloids and paraboloids, for example. 1.3 Formally the definition of a closed algebraic set is as follows. If S is a a, Ab, Bc, Cd, De, E f, Fg, Gh, Hi, Ij, J subset of the polynomial ring k x ,...,x , one defines r 1 ns k, Kl, Lm, Mn, No, O p, Pq, Qr, Rs, St, T Z S x An f x 0 for all f S , u, Uv, Vw, Wx, Xy, Y p q“t P | p q“ P u z, Z and subsets of An obtained in that way are the closed algebraic sets. Notice Mathematicians are that any linear combination of polynomials from S also vanishes at points always in shortage of of Z S , even if polynomials are allowed as coefficients. Therefore the ideal symbols and use all p q kinds of alphabets. The a generated by S has the same zero set as S; that is, Z S Z a . We shall p q“ p q germanic gothic letters almost exclusively work with ideals and tacitly replace a set of polynomials by are still in use in some the ideal it generates. context, like to denote ideals in some text. algebraic sets and the nullstellensatz 9 Any ideal in k x ,...,x is finitely generated, this is what Hilbert’s basis r 1 ns theorem tells us, so that a closed algebraic subset is described as the set of common zeros of finitely many polynomials. 10 notes for ma4210— algebraic geometry i Examples 1.1 The polynomial ring k x in one variable is a pid 1, so if a is an ideal in 1 A ring is a pid or a r s k x , it holds that a f x . Because polynomials in one variable merely principal ideal domain if it is an integral domain r s “pp qq 1 have finitely many zeros, the closed algebraic subsets of A are just the finite where every ideal is subsets of A1. principal 1.2 A more spectacular example is the so called Clebsch diagonal cubic; a surface in A3 C with equation p q x3 y3 z3 1 x y z 1 3. ` ` ` “p ` ` ` q An old plaster model of its reals points; that is, the points in A3 R satisfying p q the equation, is depicted in the margin. 1.3 The traditional conic sections are closed algebraic sets in A2.Aparabola is given as the zeros of y x2 and a hyperbola as the zeros of xy 1. ´ ´ K 1.4 The more constraints one imposes the smaller the solutions set will be, so if b a are two ideals, one has Z a Z b . The sum a b of two ideals has the Ñ p qÑ p q ` intersection Z a Z b as zero set; remembering that The Clebsch diagonal p qX p q cubic a b f g f a and g b ` “t ` | P P u one easily convinces oneself of this.