THE RECOVERY OF INDIUM FROM MINING WASTES
by Evody Tshijik Karumb A thesis submitted to the faculty and the Board of Trustees of the Colorado School of Mines in the partial fulfilment of the requirements for the degree of Master of Science (Metallurgical and Materials Engineering).
Golden, Colorado
Date ______
Signed: ______Evody Tshijik Karumb
Signed: ______Dr. Patrick R. Taylor Thesis Advisor
Golden Colorado Date ______
Signed: ______Dr. Ivar Reimanis Professor and Department Head Department of Metallurgical and Materials Engineering
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ABSTRACT
Scarcity and high demand has placed an economic pressure on the supply of indium worldwide; therefore, there is a global interest in increasing the recycling capacity for indium. This project’s main goal is the identification of secondary raw material resources for indium production; investigations were conducted on three zinc processing wastes namely a “tailings” sample which is a waste from flotation plant, a “jarosite” sample which is a waste from a hydrometallurgical plant, and a “ferrite” sample which is a waste from pyro-hydrometallurgical plant. Characterization work conducted showed that the tailings sample was mainly comprised of silicates minerals such as quartz, muscovite, and feldspar, that the jarosite sample was mainly comprised of natrojarosite and sulfate minerals, and that the ferrite sample was mainly comprised of franklinite. Results from the chemical analysis showed that the indium content in the tailings, jarosite, and ferrite samples was 18.3, 246, and 783 ppm, respectively. Investigation on the potential for indium beneficiation via physical separation methods was conducted on all three samples; this project looked at gravity, magnetic, and electrostatic separation.
It was concluded that physical separation did not achieved appreciable beneficiation. The indium head grade in the tailings sample was very low, and liberation of contained zinc minerals was also low; consequently this sample has a no economic incentive for processing. For the jarosite sample, it was concluded that a large portion of indium was contained in the lattice of natrojarosite; therefore, enrichment ratios were thought to be not high enough for commercial exploitation. It was determined that the sample should be leached as received. For the ferrite sample, it was concluded that physical separation would not work; however, it was determined that the sample could be screened at 297 um in to remove a portion of the coarser gangue minerals followed by leaching of the fines fraction. Indium was successfully extracted into solution via a sulfuric acid leach for both the jarosite (95% extraction) and the ferrite (90% extraction) samples. However, high acid consumption and high co-extraction of iron renders the process uneconomical. It is suggested for future work to employ a magnetizing roast process followed by a magnetic separation in order to separate out iron leaving a non-magnetic product possibly enriched in indium and perhaps more suitable for a low acid consuming leaching process, thus reducing the complexity of the purification step.
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TABLE OF CONTENTS
ABSTRACT…………...... iii LIST OF FIGURES…… ...... viii LIST OF TABLES…… ...... xii AKNOWLEDGMENT ...... xvi CHAPTER 1 INTRODUCTION ...... 1 1.1 Background ...... 1 1.2 Justification of Research ...... 1 CHAPTER 2 LITERATURE SURVEY ...... 3 2.1 Primary Production of Indium ...... 3 2.2 The Indium market, its Applications and Substitutability ...... 5 2.2.1 Applications ...... 5
2.2.2 Overview of Indium’s Market ...... 7
2.2.3 Substitutability ...... 9
2.4 Recycling of Indium ...... 10 2.4.1 Recovery of Indium from Various Plant Residues ...... 10
2.4.2 Leaching of Indium from Jarosite Residues ...... 12
2.4.3 Recovery of Indium from Indium –bearing Zinc Ferrite Residues ...... 15
CHAPTER 3 PROCESS DEVELOPMENT AND EXPERIMENTAL METHODS 19 3.1 Materials Characterization ...... 19 3.1.1 Particle Size Analysis ...... 19
3.1.1.1 Wet Sieve Size Analysis ...... 20 3.1.1.2 Microtrac Size Analysis ...... 21 3.1.2 X-Ray Diffraction (XRD) Spectroscopy ...... 23
3.1.3 Mineralogical Data ...... 24
3.1.3.1 Qualitative Evaluation of Minerals by Scanning Electron Microscopy (QEMSCAN®) ...... 24 3.1.3.2 Mineral Liberation Analyzer (MLA) ...... 25
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3.2 Physical Separation ...... 26 3.2.1 Gravity Separation ...... 26
3.2.1.1 Float/Sink Gravity Separation...... 26 3.2.1.2 Falcon Gravity Separation ...... 28 3.2.2 Magnetic Separation ...... 29
3.2.3 Electrostatic Separation ...... 29
3.3 Leaching ...... 31 3.3.1 Proposed Reactions ...... 31
3.3.2 Thermodynamics ...... 31
3.3.3 Experimental Setup ...... 32
3.3.4 Parameters ...... 33
3.4 Analytical Chemical Analysis ...... 34 CHAPTER 4 MATERIALS CHARACTERIZATION AND CHEMICAL ANALYSIS ...... 36 4.1 Tailings Sample ...... 36 4.1.1 Particle Size Distribution ...... 36
4.1.2 X-Ray Diffraction Analysis ...... 37
4.1.3 Mineralogical Analysis ...... 38
4.1.3.1 QEMSCAN Mineralogy Data ...... 38 4.1.3.2 MLA Data (Report Prepared by G. Wyss from Montana Tech) ...... 44 4.1.3.3 Comparison of QEMSCAN and MLA Data ...... 52 4.1.4 Chemical Analysis ...... 52
4.2 Jarosite Sample ...... 54 4.2.1 Particle Size Distribution ...... 54
4.2.2 X-Ray Diffraction Analysis ...... 55
4.2.3 Mineralogical Analysis ...... 56
4.2.3.1 QEMSCAN Mineralogy Data ...... 56
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4.2.3.2 MLA Data (Report Prepared by G. Wyss from Montana Tech) ...... 61 4.2.3.3 Comparison of QEMSCAN and MLA Data ...... 70 4.2.4 Chemical Analysis ...... 70
4.3 Ferrite Sample ...... 72 4.3.1 Particle Size Distribution ...... 72
4.3.2 X-Ray Diffraction Analysis ...... 73
4.3.3 Mineralogical Analysis ...... 74
4.3.3.1 QEMSCAN Mineralogy Data ...... 74 4.3.3.2 MLA Data (Report Prepared by G. Wyss from Montana Tech) ...... 80 4.3.3.3 Comparison of QEMSCAN and MLA Data ...... 90 4.3.4 Chemical Analysis ...... 90
CHAPTER 5 RESULTS AND DISCUSSION ...... 93 5.1 Physical Separation ...... 93 5.1.1 Gravity Separation ...... 93
5.1.1.1 Float/Sink Gravity Separation...... 93 A Tailings Sample ...... 93 B Jarosite Sample ...... 94 C Ferrite Sample ...... 96 5.1.1.2 Falcon Gravity Separation ...... 97 A Tailings Sample ...... 97 B Jarosite Sample ...... 98 C Ferrite Sample ...... 100 5.1.2 Magnetic Separation ...... 102
5.1.2.1 Tailing Sample ...... 102 5.1.2.2 Jarosite Sample ...... 104 5.1.2.3 Ferrite Sample ...... 105 5.1.3 Electrostatic Separation ...... 106
5.1.3.1 Tailings Sample ...... 106 5.1.3.2 Ferrite Sample ...... 108
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5.1.4. Conclusions on physical separation Experiments ...... 109
5.2 Leaching ...... 111 5.2.1 Jarosite Sample ...... 111
5.2.1.1 Effect of Temperature ...... 111 5.2.1.2 Effect of Initial Acid Concentration ...... 112 5.2.1.3 Effect of Pulp density...... 114 5.2.2 Ferrite Sample ...... 114
5.2.2.1 Effect of Temperature ...... 115 5.2.2.2 Effect of Initial Acid Concentration ...... 116 5.2.2.3 Effect of Pulp Density ...... 117 5.2.3 Leached Solutions from leaching of the Jarosite and Ferrite Samples ...... 118
5.2.4 Revisiting Magnetic Separation ...... 119
CHAPTER 6 CONCLUSIONS AND RECOMMENDATIONS ...... 121 6.1 Conclusions ...... 121 6.2 Recommendations and Future Work ...... 123 6.2.1 Recommendations ...... 123
6.2.2 Considerations for the Recovery of Indium from the Leach Solution ...... 123
REFERENCES………...... 127 APPENDIX A PHYSICAL PROPERTIES OF MINERALS IDENTIFIED BY XRD IN THE RECEIVED SAMPLES ...... 130 APPENDIX B PHYSICAL SEPARATION COMPLETEMENTAL DATA...... 132 APPENDIX C ELECTRICAL PROPERTIES OF MINERALS IDENTIFIED BY QEMSCAN ...... 137 APPENDIX D ACID CONSUMPTION FROM LEACHING OF THE JAROSITE ANS FERRITE SAMPLES ...... 140
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LIST OF FIGURES
Figure 2.1 A typical flowsheet from a zinc processing plant that include an indium recovery circuit; this is the flowsheet of the Kidd Creek zinc plant in Canada (Jorgenson et al. 2004) ...... 4
Figure 2.2 Critical material assessment by the European Commission (European Commission, 2014) ...... 4
Figure 2.3 Worldwide Use of virgin indium in 2011 (European Commission 2014) ...... 5
Figure 3.1 Typical wet sieve shaker used in wet sieve testing ...... 20
Figure 3.2 Illustration of a Microtrac S3500 unit with flow direction (Microtrac 2016) ...... 22
Figure 3.3 Schematic of a typical x-ray diffractometer (Poppe et al., 2001) ...... 24
Figure 3.4 Experimental setup for float/sink gravity separation ...... 28
Figure 3.5 Schematic of a typical high tension roll separator (Waal et al. 2005) ...... 30
Figure 3.6 Experimental setup for leaching experiments ...... 33
Figure 4.1 Particle size analysis of the tailings sample via microtrac size analysis ...... 36
Figure 4.2 Cumulative particle size distribution of the tailings sample via a wet sieve procedure...... 37
Figure 4.3 XRD generated pattern for the tailings sample ...... 38
Figure 4.4 Graphic illustration of the tailings sample results from QEMSCAN analysis ...... 39
Figure 4.5 Grain size distribution of zinc minerals in tailings ...... 42
Figure 4.6 Locking and liberation of minerals in tailings ...... 43
Figure 4.7 Mineral associations of zinc minerals in tailings ...... 44
Figure 4.8 Classified MLA image from the tail sample 200 X 400 mesh sieve fraction. Particle inset units are in pixels and concentration palette values are in surface area percentage...... 45
Figure 4.9 BSE image from the tail sample 200 X 400 mesh fraction ...... 45
Figure 4.10 Mineral grain size distributions for franklinite, smithsonite, and sphalerite ...... 50
Figure 4.11 Zinc mineral liberation in the tail sample ...... 50
Figure 4.12 Particle size distribution of the jarosite sample via Microtrac size analysis ...... 55
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Figure 4.13 XRD generated pattern for the jarosite sample ...... 56
Figure 4.14 Graphic Illustration of jarosite sample ...... 57
Figure 4.15 Grain size distribution of In-bearing minerals in jarosite ...... 60
Figure 4.16 Locking and liberation of minerals in jarosite ...... 60
Figure 4.17 Mineral associations of zinc minerals in jarosite ...... 61
Figure 4.18 Classified MLA image from the jarosite sample 200 X 400 mesh sieve fraction. Particle inset units are in pixels and concentration palette values are in surface area percentage...... 62
Figure 4.19 BSE image from the jarosite sample 200 X 400 mesh fraction ...... 62
Figure 4.20 BSE from the jarosite sample -400 mesh fraction ...... 63
Figure 4.21 Mineral grain size distributions for franklinite, gahnite, and sphalerite ...... 68
Figure 4.22 Liberation for the zinc minerals in the jarosite sample ...... 68
Figure 4.23 Cumulative particle size distribution of the ferrite sample via wet sieve ...... 73
Figure 4.24 XRD pattern for the ferrite sample ...... 74
Figure 4.25 Graphic illustration of the ferrite sample...... 75
Figure 4.26 Grain size distribution of zinc minerals in ferrite ...... 78
Figure 4.27 Locking and liberation of minerals in ferrite ...... 79
Figure 4.28 Mineral associations of zinc minerals in the ferrite sample ...... 79
Figure 4.29 Classified MLA image from the ferrite sample 200 X 400 mesh sieve fraction. Particle inset units are in pixels and concentration palette values are in surface area percentage...... 80
Figure 4.30 BSE image from the ferrite sample 200 X 400 mesh fraction ...... 81
Figure 4.31 Iron mineral grain size distribution ...... 86
Figure 4.32 Iron mineral liberation ...... 86
Figure 4.33 Zinc mineral grain size distributions ...... 87
Figure 4.34 Zinc mineral liberation ...... 87
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Figure 4.35 Sphalerite coated by complex iron-zinc oxides containing silicates and lead sulfates ...... 89
Figure 4.36 Micron-sized silver-copper sulfide in quartz ...... 89
Figure 5.1 Grade vs recovery curve for indium in the sinks fraction of the tailings sample .. 94
Figure 5.2 Grade vs recovery curve for indium in the floats fraction of the jarosite sample . 95
Figure 5.3 Grade vs recovery curve for indium in the sinks fraction of the ferrite sample .... 96
Figure 5.4 Grade vs. recovery of indium in the heavies fraction of the tailings sample ...... 98
Figure 5.5 Grade vs. recovery of indium in the heavy minerals fraction of the jarosite sample ...... 99
Figure 5.6 Grade vs recovery of indium in the heavy minerals fraction of the ferrite sample. Data illustrated here are from the first set of experiments ...... 101
Figure 5.7 Grade vs recovery of indium in the heavy minerals fraction of the ferrite sample. Data illustrated here are from the second set of experiments ...... 102
Figure 5.8 Grade vs recovery of indium in the non-magnetic fraction of the tailings sample ...... 103
Figure 5.9 Grade vs recovery graph for indium in the magnetic fraction of the jarosite sample ...... 105
Figure 5.10 Grade vs recovery for indium in the non-magnetic fraction of the ferrite sample ...... 106
Figure 5.11 Grade vs recovery data for indium in the non-conductive fraction of the tailings sample ...... 108
Figure 5.12 Grade vs recovery data for indium in the conductive fraction of the ferrite sample ...... 109
Figure 5.13 Effect of temperature on indium extraction during jarosite sample leaching ..... 112
Figure 5.14 Effect of initial acid concentration on indium extraction during jarosite sample leaching ...... 113
Figure 5.15 Sample color evolution with increase in initial acid concentration ...... 113
Figure 5.16 Effect of pulp density on indium extraction during jarosite sample leaching ..... 114
Figure 5.17 Effect of temperature on indium extraction during ferrite sample leaching ...... 115
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Figure 5.18 Effect of Initial acid concentration on indium extraction during ferrite sample leaching ...... 116
Figure 5.19 Effect of pulp density on indium extraction during ferrite sample leaching ...... 117
Figure 6.1 Process route 1 considered for the recovery of indium from the leach solution in reference to (Koleini et al., 2010) ...... 124
Figure 6.2 Process route 2 considered for the recovery of indium from the leach solution in reference to (Li et al., 2015) ...... 125
Figure D-1 Effect of temperature on acid consumption during jarosite sample leaching ..... 140
Figure D-2 Effect of Initial acid concentration on acid consumption during jarosite sample leaching ...... 140
Figure D-3 Effect of pulp density on acid consumption during jarosite sample leaching ..... 141
Figure D-4 Effect of temperature on acid consumption during ferrite sample leaching ...... 141
Figure D-5 Effect of Initial acid concentration on acid consumption during ferrite sample leaching ...... 142
Figure D-6 Effect of pulp density on acid consumption during ferrite sample leaching ...... 142
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LIST OF TABLES
Table 2.1 Indium worldwide refinery production, tons, 2010 to 2012 (European Commission 2014) ...... 8
Table 2.2 Indium average annual prices 2008-2015 ...... 9
Table 2.3 Available substitutes for indium applications (European Commission 2014) ..... 10
Table 2.4 Chemical composition of the zinc ferrite residue ...... 16
Table 3.1 Size chart for the conversion from US to Tyler mesh series ...... 21
Table 3.2 Parameters for locking and liberation from QEMSCAN analysis ...... 25
Table 3.3 Parameters used for float/sink testing ...... 28
Table 3.4 Experimental parameters for Falcon gravity separation tests ...... 29
Table 3.5 Experimental Matrix layout for Falcon gravity experiments ...... 29
Table 3.6 Experimental matrix for electrostatic separation of the tailings and ferrite sample ...... 31
Table 3.7 Thermodynamic data for reaction 3.4 ...... 32
Table 3.8 Thermodynamic data for reaction 3.5 ...... 32
Table 3.9 Jarosite and ferrite samples leaching parameters ...... 34
Table 4.1 Minerals identified by XRD analysis in the tailings sample ...... 38
Table 4.2 Mineral abundance in the tailings sample...... 40
Table 4.3 Elemental abundance in the tailings sample ...... 41
Table 4.4 Mineral distribution of zinc in the tailings sample ...... 42
Table 4.5 Mineral content of the tails sample (wt. %) ...... 46
Table 4.6 Tail composition by mineral groupings (wt. %) ...... 48
Table 4.7 Tail MLA-calculated bulk elemental analysis (wt. %) ...... 49
Table 4.8 Zinc distribution by mineral for the tail sample (wt. %) ...... 50
Table 4.9 Selected mineral associations for the tail sample...... 51
Table 4.10 Chemical analysis of the tailings sample provided by the sponsor ...... 52
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Table 4.11 Chemical analysis of the tailings sample provided by CSM ...... 53
Table 4.12 Minerals identified by XRD for the jarosite sample ...... 55
Table 4.13 Mineral abundance in the jarosite sample ...... 57
Table 4.14 Elemental abundance in the jarosite sample ...... 58
Table 4.15 Mineral distribution of zinc in the jarosite sample ...... 59
Table 4.16 Mineral content of the jarosite sample (wt. %) ...... 64
Table 4.17 Jarosite composition by mineral groupings (wt. %) ...... 66
Table 4.18 Jarosite MLA-calculated bulk elemental analysis (wt. %) ...... 66
Table 4.19 Zinc distribution by mineral for the jarosite sample (wt. %) ...... 67
Table 4.20 Mineral associations for selected phases in the jarosite sample ...... 69
Table 4.21 Chemical analysis of the jarosite sample provided by the sponsor ...... 70
Table 4.22 Chemical analysis of the jarosite sample provided by CSM ...... 71
Table 4.23 Minerals identified by XRD for the ferrite sample ...... 73
Table 4.24 Minerals abundance in the ferrite sample ...... 76
Table 4.25 Elemental abundance in the ferrite sample……..…………………………….….77
Table 4.26 Mineral distribution of zinc in the ferrite sample ...... 77
Table 4.27 Mineral content of the ferrite sample (wt. %) ...... 82
Table 4.28 Ferrite composition by mineral groupings (wt. %) ...... 84
Table 4.29 Ferrite sample MLA-calculated bulk elemental analysis (wt. %) ...... 84
Table 4.30 Iron distribution by mineral for the ferrite sample (wt. %) ...... 85
Table 4.31 Zinc distribution by mineral for the ferrite sample (wt. %) ...... 85
Table 4.32 Selected mineral associations for the ferrite sample…………………..…………88
Table 4.33 Chemical analysis of the ferrite sample provided by the sponsor ...... 90
Table 4.34 Chemical analysis of the ferrite sample provided by CSM ...... 91
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Table 5.1 Weight distribution between the sinks and floats fractions of the tailings sample…………………………………………………………………….……..93 3
Table 5.2 Weight distribution between the sinks and floats fractions of the jarosite sample ...... 95
Table 5.3 Weight distribution between the sinks and float fractions of the ferrite sample ...... 96
Table 5.4 Weight distribution between the heavies ad lights fractions of the tailings sample ...... 97
Table 5.5 Weight distribution between the heavies and lights fractions of the jarosite sample ...... 99
Table 5.6 First set of weight distributions between the heavies and lights fractions of the ferrite sample ...... 100
Table 5.7 Second set of weight distribution between the heavies and lights fractions of the ferrite sample ...... 101
Table 5.8 Weight distribution between the magnetic and non-magnetic fractions of the tailings sample ...... 103
Table 5.9 Weight distribution between the magnetic and non-magnetic fractions of the jarosite sample ...... 104
Table 5.10 Weight distribution between the magnetic and non-magnetic fractions of the ferrite sample ...... 106
Table 5.11 Weight distribution between the conductive and non-conductive fractions of the tailings sample ...... 107
Table 5.12 Weight distribution between the conductive and non-conductive fractions of the ferrite sample ...... 109
Table 5.13 Summary of physical separation work on all received samples ...... 110
Table 5.14 Ferrite sample sieve fraction analysis ...... 114
Table 5.15 Summary of impurities in leachate at parameters yielding the highest indium recovery ...... 118
Table 5.16 Ferrite sample sieve fractions analysis ...... 119
Table 5.17 Summary of magnetic separation experiments ...... 119
Table A-1 Physical properties of minerals in the tailings sample ...... 130
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Table A-2 Physical properties of minerals in the jarosite sample ...... 130
Table A-3 Physical properties of minerals in the ferrite sample ...... 131
Table B-1 Summary table of float/sink gravity separation experimental results for the tailings sample ...... 132
Table B-2 Summary table of float/sink gravity separation experimental results on the jarosite sample...... 132
Table B-3 Summary table of float/sink gravity separation experimental results on the ferrite sample ...... 132
Table B-4 Summary table of Falcon gravity separation experimental results for the tailings sample ...... 133
Table B-5 Summary table of Falcon gravity separation experimental results for the jarosite sample ...... 133
Table B-6 Summary table of Falcon gravity separation experimental results for the ferrite sample (Set # 1) ...... 134
Table B-7 Summary table of Falcon gravity separation experimental results for the ferrite sample (Set # 2) ...... 134
Table B-8 Summary table of magnetic separation results for the tailings sample ...………135
Table B-9 Summary table of magnetic separation results for the tailings sample …...……135
Table B-10 Summary table of magnetic separation results for the tailings sample……....…135
Table B-11 Summary table of electrostatic separation results for the tailings sample…...…136
Table B-12 Summary table of magnetic separation results for the tailings sample……...…136
Table C-1 Electrical properties of mineral in the tailings sample ...... 137
Table C-2 Electrical properties of minerals in the ferrite sample ...... 138
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AKNOWLEDGMENT
I would like to extend my humble gratitude to Dr. Patrick R. Taylor for being my advisor and mentor. He reminded me that failure is not when things don’t go the way you planned them, and has provided me sound critics of my work and guided me through it all while teaching me to figure things out on my own.
My special gratitude goes to the Center for Resource Recovery and Recycling (CR3) for funding this project, and my focus group members for their guidance and feedback.
I would like to thank other members of my committee professor D. Erik Spiller and Dr. Corby G. Anderson. I would not have completed this work so fashionably without their professional and academic support.
I would also like to thank KIEM colleagues for their support and collaboration while making time to listen to me when needed a second opinion on my ideas. I am forever grateful to my parents and family who supported from another continent as well on American land. Their support and encouragement were most precious to me.
I would like to dedicate this work to my late grandmother Vickcynthia Tshijik Karumb whose strength, boldness, determination, and courage have always been an inspiration to me.
Above all else, I am forever grateful to the almighty GOD in heaven for showing me the way and strengthening me when I needed it.
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CHAPTER 1 INTRODUCTION
Chapter 1 gives an overview of the project in terms of background information. It also provides a motif for making to decision to undertake this particular project.
1.1 Background
Indium is a rare silvery white metal that was discovered in 1863 by German chemists Ferdinand Reich and Hieronymus Theodor Richter while they were studying zinc ore samples. It is soft, malleable, and has a low melting point. It belongs to the group 13 of elements in the periodic table; these elements have unique chemical properties that has sparked interest worldwide. Indium’s abundance in the earth’s crust has been estimated at 0.05-0.24 ppm, and is such that it is disseminated across the crust making it difficult to produce it as primary product.
According to the United States Geological Survey (USGS) bureau, the geochemical properties of indium are such that it mostly occurs with base metals such as copper, tin, lead, and zinc. It occurs with bismuth, cadmium, and silver. For economic reasons, indium is mainly produced as a by-product from the processing of zinc concentrates.
Because of its physico-chemical properties, indium is primarily used in the electronic industry as indium tin oxide (ITO) which is used in the manufacturing of liquid crystal displays (LCDs), flat panel displays (FPDs), solar panels, etc. Indium is also used in soldering, low- temperature alloys, semiconductors, phosphors, nuclear, and medical purposes. It is worth noting here that the indium’s market is closely related to that of the electronic products aforementioned. Consequently, during the expansion of FPDs market in the 90s, the demand for indium metal increased as well; nonetheless, the supply did grow as much as the demand. Following this sequence of events, it became important to recycle indium from various materials where it was used, especially ITO in LCDs.
1.2 Justification of Research
The growth of the market for indium is dependent on the market for the manufacturing of electronic goods such as LCDs, FDPs, LEDs, and solar panels which use ITO. Demand for these goods has been projected to increase due to the increase in demands for goods such as smart phones and gadgets; consequently the demand for indium is also projected to increase in the near
1 future. Unfortunately, the supply side has not kept up with the increase in demand; therefore efforts have been done by countries such as japan and South Korea to increase recycling of indium.
Despite the existing recycling of indium from ITO in FPDs, the supply of indium is still under pressure. Also, when it is substituted for by other metals, there is often a loss in product performance and quality, therefore the need to consider recycling from others sources such as flue dusts, hydrometallurgical wastes, and other metallurgical wastes from processing of metal such as tin, zinc, and copper. The issue encountered so far with recycling from solid wastes is the low content of indium and the presence of many contaminants which drive processing costs high.
The aim of this project is first to identify a secondary raw material for the recovery of indium. The next goal is the investigation of physical and chemical processes to extract indium from such wastes while meeting environmental guidelines and conditions, and in an economic fashion
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CHAPTER 2 LITERATURE SURVEY
In order to tailor and shape the scope of this project, the research team conducted a search in the literature to understand how indium is produced, used, and recycled. Section 2.1 will focus on the primary production of indium which is mostly as a by-product of zinc processing. Section 2.2 will highlights the applications of indium as a metal, compound, or in alloys as well as some effort done on its substitution in the electronic industry. Section 2.3 will give an overview of indium’s market, and section 2.4 will focus on the recycling of indium from FPDs, and various wastes streams relative to the materials that were received for this study.
2.1 Primary Production of Indium
Indium’s geochemical properties are such that it associates itself with metals which have a comparable atomic radius in their respective minerals. Consequently a lot of occurrence of indium is reported in ore deposits of tin, copper, zinc, and lead-zinc. It has also been reported that the amount of indium in a deposit is directly related to the amount of copper present in the deposit (Schwartz-Schampera and Herzig 2002).
One common example of indium primary production is the case of the Kidd Creek roasting and refining plant in Canada for which the flow sheet is shown in figure 2.1 below (Jorgenson et al. 2004). In this operation, indium content was estimated to be 270 ppm, and iron is removed via the jarosite precipitation process in the first stage of leaching. Zinc oxide (Cottrell dust) from a copper smelter is added to the second stage leaching for the precipitation of a silver lead residue which is a salable intermediate product. The indium rich solution is then passed through a solvent extraction stage for the production of indium metal.
Also reported is the production of indium from tin concentrates. The process aims at treating a concentrate assaying 100 ppm indium to produce an In-Pb-Sn alloy assaying 0.1-0.2 %. For this purpose, a specialized vacuum refining process is used. Later on the alloy is to be melted for the recovery of electrolytic indium metal. It is reported that the special apparatus is capable of treating tailings with an indium content of 1000 ppm and higher (Jorgensonet al. 2004). According to the USGS, the highest known concentration of indium are found in vein stockwork deposits of tin and tungsten, but the recovery of indium from such deposit it not economical (USGS 2013).
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Figure 2.1 A typical flowsheet from a zinc processing plant that include an indium recovery circuit; this is the flowsheet of the Kidd Creek zinc plant in Canada (Jorgenson et al. 2004)
Figure 2.2 Critical material assessment by the European Commission (European Commission 2014)
4
In 2013 the European Commission updated the list of critical materials which were defined according to two criteria namely the economic importance and the supply risk (European Commission 2014); according to figure 2.2 above, indium is a rare and near critical metal. In its 2014 report on critical raw materials, the European commission stated that indium reserves amounted to 50,000 tons at existing zinc and copper mines, and that tailings and residues had an additional 15,000 tons of reserve (European Commission 2014). Furthermore, it stated that only 25-30 % of total indium mined (excluding China and Russia) is refined, that 25-30 % of it reports to residues, and that 40-50 % is sent to plants that do not have the capacity of indium refining and are lost to residues.
2.2 The Indium market, its Applications and Substitutability
This section highlights major and minor applications of indium, as well as substitutions that have been reported for indium in its various applications. Furthermore, an overview of the market for indium is provided.
2.2.1 Applications Indium metal has a broad spectrum of applications from the electronic industry to medical applications as shown in figure 2.3. According to the data presented, the number one application of indium metal in the manufacturing of flat panel displays; other important applications are in the solders industry and the photovoltaics.
Figure 2.3 Worldwide Use of virgin indium in 2011 (European Commission 2014)
5
Indium tin oxide (ITO): doping of indium with tin oxide (≈10%) increases the electrical conductivity and the heat reflectivity of the resulting indium tin oxide compound. ITO thin films absorb less than 20 % of light passing through; with such properties, these films are applied in the manufacture of flat panel displays (FPDs), liquid crystal displays (LCDs, electrophoretic displays (EPDs), electroluminescent displays (ELDs), plasma display panels (PDPs), electrochromic displays (ECs), and the list is exhaustive. Other than displays, ITO thin films are also used in glass coating, solar collectors, cathode ray tubes, low pressure sodium lamps, and windshield glasses (Schwartz-Schampera and Herzig 2002). ITO has many been produced in Japan; however, considerable amount if indium, was also produced in China, South Korea, and Taiwan. USGS signaled some production of indium also in the United States (Tolcin 2013).
Indium plating: indium and its alloys are also applied in the surface coating industry. Some examples include plating of vehicles and aircrafts engine bearings, decorative plating, inhibitors in corrosion applications, and plating on aluminum. The application of indium in the plating industry was estimated at 4% of total consumption (Schwartz-Schampera and Herzig 2002).
Alloying: because of its low melting point, the addition of indium to a variety of base and precious metals decreases the melting point of the alloys formed. These alloys are applied in the electronic industry as solders and fusible alloys, and in some other specialized applications such as metal forming, optical grinding, etc. Indium is added to the lead free solders in order to improve their resistance to thermal fatigue as well as reduce crack propagation (Commission 2014). Between 1995 and 2000, the application of indium to low melting point alloys and solders was estimated to be 20% of the total annual consumption (Schwartz-Schampera and Herzig 2002).
Indium compounds: in the semiconductors and phosphors industry, indium compounds of phosphorus, arsenic, and antimony are used in the form of thin films and single crystal wafers. Applications of indium in semiconductors was the third largest annual consumption of indium in 1995 per the Roskill report (Schwartz-Schampera and Herzig 2002).
Photovoltaics: in the photovoltaic industry, indium is used in the production of thin films copper indium selenide (CIS) and copper indium gallium selenide (CIGS) solar cells. These cells have an advantage over the silicon-based cells in terms of weight, durability, flexibility, and
6 easiness to integrate in building materials. Though silicon-based solar cells captures 80 % of the photovoltaics, an increase in in CIGS cells is expected in the future (European Commission 2014).
2.2.2 Overview of Indium’s Market
Table 2.1 shows the worldwide production of refined indium from 2010 to estimated values in 2012. As shown in the table, China is the largest producer of refined indium at all time. Other notable producers include Japan, the Republic of Korea, Canada, and Belgium. According to the report, China provides 81 % of indium on the market worldwide (European Commission 2014). USGS reported that indium production in the US was not reported, data being proprietary to the two major secondary producers; however, in 2000 there were six companies in the United States that produced indium in its various forms. These companies are Indium Corporation of America, Asarco, Atomergic Chemicals, MCP Metalspecialties, the Wilkinson Company, and Umicore Advance Materials (Jorgenson et al. 2004).
From the same report, a forecast was generated on the demand growth of each identified critical materials for 2020. The average annual demand growth (% per year) for indium was forecasted at 5.0 %, owing the growth to the increase in demand for smart phones, tablets, and TVs; it was also estimated that indium would experience a supply deficit by the year 2020.
As it has already been mentioned, China has the largest share of the market for indium. Unfortunately, indium’s market in China is strictly restrained; domestic export of indium is restricted through an export licensing and quota system (Tolcin 2013; European Commission 2014). The uncertainty on the export quota from China puts pressure on the supply of indium worldwide; therefore, major consumers have to increase their recycling capacity or consider expanding the capacity of indium refineries. In order to offset the supply deficit, extensive effort has been invested in the recycling of indium from many of its end of life products such as LCDs, mobile phones, as well as solar cells. It was reported that of the 950 estimated tons of indium produced in 2010, 63% was from secondary production.
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Table 2.1 Indium worldwide refinery production, tons, 2010 to 2012 (European Commission 2014) Refinery production, tons Country 2010 2011 20121e Belgium 30 30 30 Brazil 5 5 5 Canada 67 75 70 China 340 380 390 Germanye 10 10 - Italy 5 5 - Japan 70 70 70 Netherlands 5 5 - Republic of Korea 70 70 70 Russia NA 5 5 Peru 2 2 - Other - - 30 World Total 609 662 670 Source: USGS (2013), Minerals Yearbook 2011, Indium 1USGS (2013), Minerals Commodity Summaries 2013, Indium e- Estimated
It has also been considered to recover indium from tailings; the issue with these materials is the presence of a large amount of contaminants which increase the cost of processing. Consequently, recycling of tailings is currently insignificant. The recovery of indium from such tailings relies heavily on the development if improved technologies and high indium prices (European Commission 2014). The price of indium however is volatile. Table 2.2 shows the evolution if indium’s price from 2008 to 2015; it can be seen how indium’s price is cyclical. From 2012, the price experience a gradual increase from $510 to $720 in 2015. With the uncertainty of price constant increase, more effort should be concentrated on the development and/or improvement of technologies for the efficient recovery of indium from tailings.
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Table 2.2 Indium average annual prices 2008-2015 Year 20081 20091 20101 20111 20121 20131 20142 20153 Price(US $/Kg) 479 348 546 680 510 580 700 720 1 USGS Mineral Commodity Summaries, Indium 2013 and 2014 2Source: Metals Bulletin: Indium price 2014 3Source: Mineral Prices: Indium price (data provided by the northernminer.com) 2015
2.2.3 Substitutability Indium being produced as a byproduct of base metals processing and mainly zinc processing, its supply and price is related to the market of such metals. Consequently indium prices are very volatile. With the uncertainty in continuous supply of indium, research has been conducted on the substitution of indium in its main applications.
Gallium arsenide has been reported as a replacement of indium phosphide in photovoltaic cells and semiconductors. Hafnium was reported as a substitution for indium in nuclear reactor rods For the replacement of ITO compounds in LCDs, the use of silver zinc oxide, tin oxide, and zinc tin oxide have been reported (Jorgenson et al. 2004; USGS 2013, Schwartz-Schampera and Herzig, 2002). Table 2.3 shows potential substitutions for indium in its main uses as reported by the European commission (European Commission 2014). The higher the substitutability score, the more difficult it is to substitute indium with other metals or compounds. Therefore, it is easier to replace indium in batteries, alloys, and thermal interface materials than it is to replace it in FPDs. Substitutability as mentioned in this table is also reported in the USGS commodity report for indium (USGS 2013). The report also mentioned the use of Poly(3,4-ethylene dioxithiophene) (PEDOT) as a substitute for ITO in flexible displays and organic light-emitting diodes.
Indium replacement by Single-Walled Carbon nanotube Thin Films (IRENA) is an initiative put in place as a consortium of academia from Europe and Japan, and is funded under the European Union Seventh framework. As its name tells, the initiative’s primary goals are the replacement of indium in conductive thin films, and the replacement of indium and gallium as semiconductor In-Ga-Zn-O in film field effect transistors by single-walled carbon nanotube (SWCNT). This project aims at helping the electronic industry of Europe and japan to decrease their dependence on indium resources and manufacturing costs. (European commission 2014).
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Table 2.3 Available substitutes for indium applications (European Commission 2014) Use Substitutes/Rationale Substitutability Score Flat Panel Displays No available alternatives 1.0 Photovoltaics Gallium arsenide: currently competing 0.7 Semiconductors Gallium arsenide: currently competing 0.7 Solders Non-indium based solders 0.7 Batteries (alkaline) Alternative battery types 0.3 Alloys/compounds Various other compositions available 0.3 Thermal interface materials Alternative materials based on other metals 0.3 Others Arbitrary assumption 0.5
2.4 Recycling of Indium
This section highlights major findings obtained from literature on the recovery on indium from different indium containing waste streams.
2.4.1 Recovery of Indium from Various Plant Residues
More often than not, indium will be associated with precious metal, platinum group metals as well as its horizontal, diagonal and vertical neighbors on the periodic table, namely Ga, Tl, Ge, Sn, Cd, Zn, and Pb, thus the processing of such wastes involves meticulous processes that often require numerous purification stages (Alfantazi et al. 2003). On a commercial scale, indium is recovered after the pyrometallurgical refining of lead; indium reports to the slag phase during treatment of the lead bullion, then it is recovered from the drosses electrolyticaly with an indium anode assaying 20-25 % indium. Further refining can be done in order to improve the quality of the product. Treatment of wastes from the tin industry involves a chlorination process through which an indium containing slag is produced; indium is precipitated as a sponge by zinc cementation. The sponge is electrorefinned to meet the purity required for its electronics application.
Extensive amount of research has been conducted on the recovery of indium from different types of wastes from zinc processing. A zinc oxide wastes was subjected to sulfation
10 roasting followed by leaching of the sulfate to obtain a solution 50-70 mg/L of indium; the leachate went through two stages of carbonate neutralization followed by solvent extraction to produce an electrolyte containing 20-30 g/L indium that was plated onto aluminum sheets; the final product’s purity was 99.99%. Alternatively, the zinc oxide is dissolved in a dilute sulfuric media to put indium into solution; a series of neutralization tests are carried out afterward and indium is precipitated. The precipitate is later subjected to a caustic soda leach to produce
In(OH)3. This intermediate product is then leached in hydrochloric acid; iron cementation is used to remove arsenic, and Pb and after that indium cementation is used to remove Sn and Cu. The final indium product is recovered by cementation with aluminum.
Flue dust from copper and zinc smelters are also good sources of indium; the off gases from the smelting process are sent to an electrostatic separator from which the dust is collected; the SO2 is sent to sulfuric acid production as is done at the Kidd Creek facility in Canada. A dilute sulfuric leach allows the recovery of most of the copper and zinc; the leach residue is then leached in hot sulfuric acid to recovery the remaining copper and zinc, as well as to recovery the indium present. The pregnant leach solution is put into a reducing environment for the conversion of ferric to ferrous; the solution is then sent to a solvent extraction process to extract indium. Na2S2O4 is used to remove most of the impurities remaining before indium is precipitated as a sponge that will be later refined to 3N8 and 4N grades.
In the early 80s, a hydrometallurgical process was studied for the processing of copper smelters flue dust via pressure leaching for the recovery of metals such as Zn, Cd, In, Bi, Sb, and Pb (Ke et al. 1984). The parameters that were investigated are temperature, oxygen partial pressure, solids to liquid ratio, acid concentration, and time. The study showed that temperature improved the kinetics of the leaching process; potential removal and separation of arsenic could be achieved by using oxygen pressure. Under pressure, about 91% arsenic went into solution at 120 °C; moreover, in the presence of oxygen during the leaching promotes the precipitation of iron arsenate. An inverse behavior of indium and cadmium, compared to zinc, was observed when it came to acid concentration and pulp density. A change in acid concentration had greater effect on the dissolution for zinc, and a change in pulp density has stronger effect on indium and cadmium dissolution.
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Indium was extracted from the PLS by solvent extraction with D2EHPA and there was a coextraction of bismuth which was taken care of by scrubbing the organic in a 2N sulfuric acid then an acidified NaCl solution. Stripping was done with a 6N HCl solution. The final PLS was went to aluminum cementation for the recovery of indium on aluminum plates; the raffinate is treated for iron and arsenic removal as an arsenate before cadmium is recover from it via zinc cementation. The final solution, then rich in zinc, is sent to an evaporation process in order to produce a hydrated zinc sulfate. The leaching residue still contain some valuable metals, thus it is leached in a concentrated sulfuric bath from which bismuth is recovered via iron cementation. The filter cake is sent to a smelter or to a flotation circuit for copper and lead recovery.
Other treatment of zinc wastes include the reductive leaching with Na2S. Santos and coworkers investigated leaching of zinc plant residues in sulfates and chloride media (Santos et al. 2010). The parameters investigated were temperature, time, pulp density, minor elements, external oxidants, and ferric iron concentration. The study showed that dissolution of zinc, and indium increased with an increase in temperature, and ferric concentration, both effect increasing with time. An increase in pulp density decreased the extraction extent of both zinc and indium. Minor elements such as arsenic, antimony, and bismuth, when present, also went into solution, but lead stayed in the precipitate. A comparison with chloride leaching showed that extraction was higher for zinc, copper and silver due to the formation of their respective chloride complexes.
In their analysis of indium recovery from wastes, Koleini and coworkers used Na2S+
H2SO4 leaching (Koleini et al. 2010). The feed sample contained 145 ppm indium, and a reductive leaching scheme with Na2S in sulfuric media was used. They found that indium recovery increased with an increase in sulfuric acid concentration (100 g/L being the optimum,
95% extracted), temperature, and time. An increase in Na2S concentration increased ferric reduction to ferrous, but slowed the kinetics of indium dissolution.
2.4.2 Leaching of Indium from Jarosite Residues
Most zinc hydrometallurgical operations have an iron control section to the flowsheet. The iron is commonly precipitated as jarosite, goethite, or ferrite, jarosite being the widely used process. During the jarosite process, divalent and trivalent metals present in solution tend to co- precipitate with iron. The jarosite produced raise environmental concern due to its content in
12 heavy metals such as Zn, Cu, Pb, In, Cd, etc.; nonetheless, it has economic attraction for the recycling of metals such as Zn, Pb, Ga, In, Ge, etc. depending on which metal was in solution during precipitation.
Understanding the thermodynamics and kinetics and of jarosite is vital for the prediction of its dissolution. Authors such as J.E. Dutrizac and T.T. Chen have extensively studied jarosite precipitation of jarosite for the past 35 years. In metallurgical practices, interest is taken in factors such as temperature, seeding, pH, acid concentration, etc. that affect the precipitation of iron as jarosite for purification of sulfate or chloride media. In a study of alkali jarosite precipitation, it was shown the process was dependent on physical factors and chemical factors (Dutrizac 1983). An increase in temperature sharply increased the extent of iron precipitation; the amount of product yielded increased with an increase in retention time, longer time having no further effect. Minimum stirring was required in order to promote mass transfer and have adequate iron precipitation. Overall the composition of the precipitate was constant despite a slight increase in alkali metal content with the increase in temperature and retention time.
The initial acid concentration as well as the pH of the solution had a significant impact on the amount of iron precipitated (an increase in initial acid concentration or a decrease in pH decreases the amount of jarosite precipitated) with little effect on the composition of the product. At lower ferric concentration there is an increase in the iron concentration in the product, but the amount of precipitated iron is constant; this inferred the precipitation of goethite. An increase of the concentration of dissolved alkali sulfates increased the product yield and the alkali content of the jarosite up to 0.15 M in the case of Na2SO4, but levels off after that. It was found that with proper control of the pH, and the alkali concentration, the amount of jarosite precipitated is directly related to the amount of iron precipitated.
In normal hydrometallurgical operations, the leachate fed to the jarosite precipitation plant contains a wide range of monovalent, divalent, and trivalent cations such as Pb2+, Zn2+, In3+, Cd2+, Ag+, Fe2+, Fe3+, Ga3+, Ge3+, etc. depending on the composition of the ore leached. These metals have an impact on the jarosite process and result in other forms of jarosite such as jarosite KFe3(SO4)2(OH)6, natrojarosite NaFe3(SO4)2(OH)6, hydromium jarosite
(H3OFe3(SO4)2(OH)6, argentojarosite AgFe3(SO4)2(OH)6, plumbojarosite Pb[Fe3(SO4)2(OH)6]2, beaverite PbCu(Fe, Al2)(SO4)2(OH)6, etc. Dutrizac and coworker study on the precipitation of
13 potassium jarosite showed that Cu(II), Zn(II), and Pb(II) were incorporated in the jarosite structure, and that their amount increased with an increase in their content in the solution fed to the process (Dutrizac 2008). Another study showed that cobalt and nickel also reported to jarosite (Dutrizac and Chen 2004), cobalt content being higher than that of nickel; it was also shown that more of both metals reported to potassium and ammonium jarosite than to sodium jarosite, and the incorporation of cobalt increased with an increase in temperature, pH, and a decrease in ferric sulfate concentration. In the case of cupric ion presence in the solution copper reported as well to the jarosite, and there was an inversely proportional relation of amount of cobalt incorporation to that of copper incorporation.
A recent European patent application investigated the separation and concentration of gallium and indium by jarosite precipitation (Yoshito 2000). Ferrous, ferric, sulfate ions, monovalent cations and oxidizing agent (air, oxygen, KMnO4) are added to a Ga-In containing solution; the pH is adjusted by the addition of mineral acid or an alkali agent to 2-4. Jarosite seeds are also added to the mixture which is vigorously stirred while the temperature is adjusted to the operation temperature (70-100 °C). Solid liquid separation of the mixture result in a filtrate and jarosite containing gallium and indium. The gallium and indium content of jarosite is increased with an increase in ferric ions content and monovalent cation content with higher gallium incorporation than indium.
The solid is leached in alkaline media (with NaOH or KOH), or in acidic media (with
H2SO4 or HCl); an investigation of each leaching procedures showed that gallium and indium are separated during caustic soda leach of jarosite because indium and iron do not dissolved while zinc barely dissolves; 100% Ga and nearly 77% Al are leached with 200 g/L NaOH at 80 °C for 2 hours; with alkaline leach, iron hydroxide is precipitated. A solution containing Ga is collected, and calcium hydroxide is added for aluminum and zinc removal; the amount of aluminum precipitated increased with an increase temperature and Ca(OH)2 addition accompanied however with Ga co-precipitation up to 2.1 %. In the case germanium is present in the solution, Mg(OH)2 is added for germanium removal; the extent of which increases with an increase in magnesium oxide addition. The resulting filtrate is neutralized by the addition of sulfuric acid which precipitates insoluble sulfates; at pH 6-7, the precipitate had higher aluminum, zinc, sodium, and iron content, while at pH 1-4 it had higher gallium and potassium content. The Ga-containing
14 residue is then leached with 150 g/L NaOH for an hour at 80 °C, pH of 13, and at a pulp density of 200 g/L. The final leached solution contains 55 g/L gallium and is sent to electrowinning for the recovery of Gallium.
2.4.3 Recovery of Indium from Indium –bearing Zinc Ferrite Residues
During roasting of zinc sulfide ores, at 950°C, zinc is completely roasted to zinc ferrite
(ZnO.Fe2O3) which is a very stable phase and is insoluble in most acidic, alkaline, and chelating media. It has been observed that a cationic substitution of iron by indium takes place resulting in indium bearing zinc ferrite (Zn Fe(2-x)InxO4). Most industrial practices leach the zinc ferrite in a hot sulfuric media, removed iron by jarosite, goethite or hematite precipitation then, deposition of electrolytic zinc. Problems with these processes are the volume and environmental stability of the iron residue that is produced. Holloway and coworkers proposed and conducted a study on transformational roasting of zinc ferrite with the goal of increasing the leachability of the product in acidic or alkaline media as well as the production of a more disposable residue (Holloway et al. 2007). The residue contained mainly franklinite (ZnFe2O4), PbSO4 as well as unreacted zincite (ZnO), 286 ppm of Ag, 520 ppm of Ga, and 750 ppm of In. The roasting process utilized
Na2CO3 according to the reaction 2.1 below:
(2.1)