RP202 Volume 3
Chapter 1 Foreword ...... 7 1.1 Objective of the Involuntary Resettlement Plan ...... 7 1.2 Basis of the preparation of the Involuntary Resettlement Plan ...... 7 1.3 Method of the preparation of the Involuntary Resettlement Plan .8 1.4 Institutions and their responsibility of the preparation of the Involuntary Resettlement Plan .. 9 Public Disclosure Authorized 1.5 Explanation of the preparation of the Involuntary Resettlement Plan ...... 10 1.6 Document structure and relevant explanation of the Involuntary Resettlement Plan lO 1.7 The arrangement and explanation of the chapters of the Resettlement Plan ...... 11 1.7.1 Comparison between the Annex A of OP4.12 and this Resettlement Plan on chapter arrangement ...... 12 1.7.2 Explanation of the addition and deletion of the chapters in this Resettlement Plan against the requirement of the Annex A of OP4.12 ...... 13 1.8 Definition of the PAP's (eligibility of the PAP's) ...... 15 1.9 Definition of relevant terms ...... 16 1.9.1 Definition and entitlement of indirect PAP's ...... 17 1.9.1.2 Entitlement of indirect PAP's ...... 17 1.9.1.3 Explanation ...... 17 1.9.2.1 Interpretation of the World Bank for resettlement, compensation and rehabilitation 17 Public Disclosure Authorized 1.9.2.2 Explanation ...... 18 1.9.2.3 Definition of resettlement, compensation and rehabilitation . . 18 1.10 Classification of the degree of the impacted areas of the project ...... 21 Chapter 2 Introduction ...... 24 2.1 Project background ...... 35 2.1.1 Brief introduction of Guangzhou ...... 35 2.1.2 Environmental pollution status in Guangzhou ...... 38 2.1.3 Necessity and significance of the environment control in Guangzhou ..... 40 2.2 Brief introduction of Guangzhou Urban Environment Project ...... 41 2.2.1 Background of the project ...... 41 2.2.2 Composition of the project ...... 42 2.2.3 Implementation scheduled of the project ...... 44 2.3 Analyses of the social environment of the resettlement in Guangzhou .. 44
Public Disclosure Authorized 2.3.3 Current situation of the involuntary resettlement in Guangzhou ...... 49 2.3.4 Summarization of the social environment of the resettlement in Guangzhou ...... 49 2.4 Summarization of the project resettlement ...... 50 2.4.2 Explanation of the sources of the current resettlement data of the project 50 2.4.2 Update of the project resettlement data ...... 53 2.4.4 Characteristics of the project resettlement ...... 57 2.4.5 Estimation of the project resettlement cost ...... 60 2.4.6 Measures to be taken to minimize the quantity of resettlement are as follows: 62 Chapter 3 Target, Principle, Measures and .64 3.1 Resettlement Target .64 3.2 .44 3.3 Applicable Scope of Resettlement Target and Principle ...... 66 Public Disclosure Authorized 3.4 Measures to Reach Resettlement Target ...... 66 3.4.1 To Work out Scientific Compensation Standard Makes Compensation more Reasonable ...... 66 3.4.2 To Work out Various Measures to Reduce Resettlement as Less As Possible 66 3.4.3 Implementation of Standardized Operation and Personnel Training ...... 67 3.4.4 Establishment of Monitoring System ...... 67 Linn 3.4.5 Utilization of Scale Benefit ...... 68 3.4.6 Play of Coordination Benefit ...... 68 3.4.7 Establishment of Open and Grievances/Appeal System ...... 68 3.4.8 Monitoring and Appraisal ...... 68 3.5 Organization and Management Modes to Reach Resettlement Target ...... 68 3.5.1 Organization Mode ...... 69 3.5.2 Scientific and Efficient Management Mode - the URRP ...... 69 3.6 Description of This Chapter .. 70 Chapter 4 Project Affected Type and Degree and .. 71 Resettlement Classification . . .71 4.1 Classification and Description of the Affected Properties ...... 71 4.1.1 General Classification of the Affected Properties ...... 71 4.1.2 Affected Land Classification ...... 71 4.1.3 Classification of Affected Buildings ...... 73 4.1.4 Structures ...... 77 4.1.5 Associated Things ...... 78 4.1.6 Associated Facilities to the House ...... 78 4.1.7 Infrastructures ...... 78 4.1.8 Analysis on Classification of Affected Property ...... 78 4.2 Classification of Project Affected Degree ...... 79 4.2.1 Affected Amount ...... 79 4.2.2 Affected Time ...... 80 4.2.3 Types of Affected Degrees ...... 80 4.3 Classification and Description of the PAPs ...... 80 4.3.1 Classification of the PAPs . . .80 4.3.2 Description of the Classification of the PAPs .81 4.3.3 Vulnerable group .83 4.3.4 Types of PAPs .83 4.4 Comprehensive Classification and Description of PAPs ...... 83 4.4.1 Analysis table of PAPs' classification ...... 83 4.4.2 Interpretation of Analysis Sheet on PAP Classification ...... 84 Chapter 5 Resettlement policy for the Project .. 86 5.1 Legal framework for project affected people ...... 86 5.1.1 Chinese land requisition and resettlement statutes are divided into three levels: ...... 86 5.1.2 Main current national, provincial and municipal laws and regulations for resettlement ...... 86 5.2 Current resettlement policy of Guangzhou City ...... 86 5.3 Ways of legal relief the project affected people may adopt ...... 99 5.4 Comparison between the resettlement policies of Guangzhou and the World Bank 100 5.4.1 Main principles of the resettlement policies of Guangzhou and the World Bank are consistent .100 5.4.2 Inconsistency between resettlement policies of Guangzhou and the World Bank .102 5.5 The reason of inconsistency between resettlement policies of Guangzhou and the World Bank and regulation of the policy for the Project.103 5.6 Shortage of the current resettlement policy of Guangzhou ...... 111 5.7 Resettlement policy for the Project ...... 111 5.7.1 Resettlement is resettlement policy for property owner ...... 112 5.7.2 Compensation policy for the User of market lease ...... 115 5.7.3 Compensation policy for the User whose house is temporarily requisitioned ...... 116 5.7.4 Compensation policy for the User whose building is partially and permanently requisitioned ...... 116 5.7.5 Resettlement policy for family whose residence is permanently requisitioned ...... 116 5.7.6 Resettlement Policy for Permanent and Complete Requisition of commercial building ...... 118 5.7.7 Settlement Policy for Industrial Enterprises in Permanent Requisition 121 5.7.8 Resettlement Policy for Welfare Entity of Permanent Requisition ...... 122 5.7.9 Resettlement Policy for Affected Institutions ...... 122 5.7.10 Resettlement Policy for the Aaffected Rural Areas ...... 123 5.7.11 Pacific Rehabilitant Measures for Fragile Congregation ...... 127 5.8 Scope of Compensation Standard for Resettlement ...... 129 5.8.1 Basic Principle for Price Estimation and Measurement ...... 130 5.8.2 Scope for Compensation Standard of Residence with Property Right.. 132 5.8.3 Scope of Compensation Standard for Commercially Used House with Property Right ...... 132 5.8.4 Scope of Compensation Standard for Office Used House with Property Right ...... 133 5.8.5 Scope of Compensation Standard for Factory Storage with Property Right 133 5.8.6 Scope of Compensation Standard for Houses at house site ...... 133 5.8.7 Scope of Compensation Standard for Historically Used House ...... 134 5.8.8 Compensation Standard for Temporary Undue Construction ...... 134 5.8.9 Compensation Standard for Other Expenses ...... 134 5.8.10 Demolition Standard ...... 139 5.8.11 Standard for Compensation on Price of Structures ...... 134 5.8.12. Scope of Compensation Standard for Land ...... 135 1.8.13 Ccompensation for Retracted land and Surplus Land ...... 138 1.8.14 Expenses for Reconstruction of Pipeline ...... 139 Chapter 6 Management Organization and Relevant Entity of Resettlement . . 141 6.1 Engineering Management Office of Guangzhou Wastewater Treatment Project, Guangzhou Tunnel Development Company, Guangzhou Solid Waste Safe-treatment Center .141 6.2 Guangzhou City Planning Bureau ...... 143 6.3 Guangzhou National Land and House Management Bureau ...... 144 6.4 Management Office for Demolition of City Houses in Guangzhou ...... 144 6.5 Guangzhou People's Court ...... 144 6.6 Guangzhou Labor Bureau ...... 144 6.7 Independent Monitor Entity ...... 145 6.8 General Investigation Entity ...... 146 6.9 Production Team (Village) and Neighborhood Committee ...... 146 6.10 Resettlement Supervision Entity - Guangzhou Road Engineering and Expansion Office (Short Form: GREEO) .146 6.11 Sectional Construction Bureau .147 6.12 Building up Resettlement Organization and Its Ability .148 Chapter 7 Experience, Lessons and Improvement .149 for Guangzhou Resettlement .. 149 7.1 Guangzhou Resettlement Experience ...... 149 7.1.1 Compiling Particular and Rolling Resettlement Program to Be Operated. 149 7.1.2 Resettlement Responsibility Contracting System ...... 149 7.1.3 Employment of Joint Working Meeting ...... 151 7.1.4 Open Information ...... 151 7.1.5 Pay attention to Vulnerable Group's Need ...... 151 7.2 Lessons and Improvement by Guangzhou Resettlement Organization ...... 152 7.2.1 Lessons from Centralized Resettlement of Project affected people ...... 152 7.2.2 Improvement on Resettlement ...... 154 7.2.3 Ineffective management for resettlement ...... 155 7.2.4 Improvement for resettlement management ...... 159 7.2.5 Research and development of Urban Relocation Resource Plan (URRP) 161 7.3 Note ...... 161 Chapter 8 Urban resettlement data specification .162 8.1 The object and basis of data specification ...... 162 8.1.1 The object of data specification ...... 162 8.1.2 The basis of data specification ...... 162 8.1.3 The relevant explanation for data specification ...... 162 8.2 The investigation data form, information and operation specifications ...... 162 8.2.1 Investigation for country, government and social institutions ...... 163 8.2.2 The investigation of resident and enterprise ...... 164 8.2.3 Foundation establishment investigation ...... 166 8.2.4 The difficulty of execution in normalized investigation and URRP . 167 8.3 (Estimate) Budget information, table and specification in resettlement Project 167 8.3.1 Physical objects accounting ...... 168 8.3.2 The Project (estimate) budget ...... 169 8.3.3 The difficulty of execution in normalized (estimate) budget and URRP 170 8.4 The information, table and specification of contract, budget and audit ...... 170 8.4.1 The requirement for information on contract of land requisition for the country community owned land ...... 170 8.4.2 The requirement for information on contract of land requisition for (entity) state-owned land ...... 170 8.4.3 Document requirement of contract for resettlement ...... 171 8.4.4 The permanent removal project of pipeline ...... 174 8.5 The normalization of documents and tables for payment ...... 178 8.5.1 The payment in cash (check) ...... 178 8.5.2 The receive of resettlement house ...... 179 8.5.3 The cost scope for engineering in resettlement ...... 179 8.6 The documents and tables for the progress Statistic and operation specifications .. 180 8.6.1 Tables .180 8.6.2 Filling requirement .180 8.6.3 The requirement for Censusing and Reporting .180 8.6.4 Other explanations .180 8.7 The documents and tables for the overall balance in the project of resettlement and the operation speciications .180 8.7.1 Tables .181 8.7.2 The document requirement .183 8.8 Arrangement and filing up for resettlement Data ...... 185 8.8.1 Requirement on filing-up ...... 185 8.8.2 Requirement on filling-in catalogue in volume, catalogue of roll, cover of roll and reference table ...... 185 8.8.3 File inspection, acceptance and handover ...... 187 8.9 Notes ...... 187 Chapter 9 URRP For Urban Resettlement of the Project . .238 9.1 Main Contents ...... 238 9.1.1 Project control ...... 238 9.1.2 Successful project management ...... 238 9.1.3 Definition of Resettlement project management ...... 238 9.1.4 Character of resettlement management ...... 238 9.2 Work Flow of Resettlement ...... 238 9.2.1 Prophase work of resettlement ...... 238 9.2.2 Implementation of resettlement ...... 239 9.2.3 Resettlement implementation and subsequent work thereof ...... 240 9.2.4 Work related to resettlement ...... 240 9.2.5 Specification: ...... 241 9.3 Main matter on resettlement project management ...... 241 9.3.1 Relationship Chart of main matter on resettlement project management.... 241 9.3.2 Explanation ...... 243 9.4 The specific difficulties and the resolving modes of URRP when implementing the resettlement data specification .244 9.4.1 Investigation of the difficulties when implementing the specification and URRP 244 9.4.2 The difficulties when implementing the statistical specifications and URRP 244 9.4.3 URRP normalizing the resettlement data ...... 246 9.5 Bottle neck of the efficiency and URRP resolving mode ...... 246 9.5.1 Bottle neck of the efficiency of statistics and URRP resolving mode ..... 246 9.5.2 Collection of the information of the resolving of complicated individual cases with URRP ...... 246 9.5.3 Resolving the influence of too many working links of the resettlement on the efficiency with URRP ...... 246 9.5.4 Influence of existing mode of the resolving of house resettlement on the efficiency ...... 247 9.5.5 Resolving the influence of the big depth of resettlement management on the efficiency ...... 248 9.5.6 Other modes to improve the efficiency ...... 248 9.5.7 Support to the payment center ...... 249 9.6 Cost control modes of URRP ...... 249 9.6.1 Controlling the number of project affected people and preventing waste 249 9.6.2 Controlling of the resettlement data and compensation standard to prevent fraudulent practice ...... 249 9.6.3 Reducing the resettlement cost really ...... 251 9.7 Modes of URRP to improve the satisfaction degree ...... 253 9.7.1 Modes to improve the satisfaction degree ...... 253 9.7.2 Modes to improve the satisfaction of government and society ...... 254 9.7.3 Modes to improve the satisfaction degree of the project ...... 254 10.1 Objectives of Information Disclosure Plan . . .255 10.1.1 High quality .255 10.1.2 High efficiency .255 10.1.3 Establishment of image .255 10.2 Contents of Information Disclosure Plan . . .255 10.2.1 Resettlement documents approved by World Bank ...... 255 10.2.2 Resettlement Information and Data Manual ...... 256 10.2.3 Detailed information of resettlement house: ...... 256 10.2.4 Information about related organs ...... 257 10.2.5 Other significant matters ...... 257 10.3 Pattern of Information Disclosure Plan . . .257 10.4 Arrangements for Information Disclosure Plan . . .257 11.1 A brief introduction to public participation and consultation ... 260 11.1.1 Objectives .260 11.1.2 Essentials and assumptions with regard to public participation and consultation .. 260 11.1.3 Implementation matrix of public participation and consultation: . 262 As to the above different compositions of diverse essentials, the implementation matrix of public participation and consultation in the course of resettlement work under this project is described as follows: . . .262 11.2 Socioeconomic investigation of the PAP's . . .262 11.2.1 Purposes ...... 263 11.2.2 Contents of investigation work: ...... 263 11.2.3 Modes of investigation ...... 265 11.2.4 Methods of investigation ...... 265 11.2.5 Investigation organ ...... 266 11.3 Fundamental investigation and tracing investigation: . . .266 11.3.1 Purposes .267 11.3.2 Contents of investigation .267 11.3.3 Modes and methods of investigation ...... 267 11.3.4 Investigation process and organ: ...... 268 11.4 News media ...... 268 11.5 Public participation meeting ...... 269 11.5.1 Official public participation meeting jointly organized by the World Bank Waste Water Treatment Project Company and THE GREEO ...... 269 11.5.2 Public participation meeting and visit organized by an independent monitoring organ ...... 269 11.6 Signing of "Agreement upon Compensation for Resettlement Reason" ... 271 11.7 The PAP's satisfaction investigation .272 12.1 Functions of appellate body . . .273 12.2 Appellate body . . .273 12.3 Appeal procedures . . .274 12.4 Appeal response mechanism . . .274 12.4.1 Standardized records .275 12.4.2 Automated tracing: .275 12.4.3 Regular reporting system .276 13.1 Internal monitoring ...... 277 13.1.1 Implementation organs and their working procedures .277 13.1.2 Purpose and usefulness .277 13.1.3 Course of internal monitoring: .278 13.1.4 Usefulness of the URRP in internal monitoring .281 13.1.5 Internal monitoring criteria .282 13.1.6 Submission of internal monitoring report .286 13.2 Independent monitoring and evaluation ...... 286 13.2.1 Responsibilities of independent monitoring organ .286 13.2.2 Fundamental investigation and tracing investigation: .287 13.2.3 Informal visit: .287 13.2.4 Public consultation meeting: .287 13.2.5 Complaint matters .288 13.2.6 Monitoring indicators: .288 13.2.7 Personnel in charge of implementation of independent monitoring . 289 13.2.8 Submission of independent monitoring and evaluation report . 289 13.2.9 Follow-up activities after reporting .289 Chapter 14 Project estimate and fund planning ...... 305 14.1 Overall cost of the resettlement . . .305 14.2 The resettlement cost for each component . . .305 14.3 The sharing of the total cost of the resettlement . . .305 14.4 The sharing of the resettlement cost for each component ... 305 14.5 Fund planning . . .360 14.5.1 Explanation of fund planning .360 14.5.2 Fund planning of the resettlement .361 Chapter 1 Foreword
The second edition of this Involuntary Resettlement Plan was prepared based on the first edition submitted to the World Bank in November 2003, the latest survey data obtained and the comments from both the World Bank and the relevant domestic government departments.
1.1 Objective of the Involuntary Resettlement Plan
The implementation of Guangdong Pearl River Delta Guangzhou Urban Environment Project will inevitably involve the involuntary resettlement. In order to reduce the impact of the project on involuntary resettlement, and prevent serious economic, social and environmental risks the Guangzhou Urban Environment Project Involuntary Resettlement Plan (shorted as the Involuntary Resettlement Plan) has been worked out. This Involuntary Resettlement Plan is designed to achieve the following objectives:
(1) To reduce the resettlement amount as much as possible; (2) To assist the project affected people (PAP's) to rehabilitate their livelihood and living standard to the level before their movement or even to a higher level; (3) To realize the maximization of the cost-benefit of the resettlement, that is to achieve a higher resettlement objective with relatively low resettlement cost.
1.2 Basis of the preparation of the Involuntary Resettlement Plan
1.2.1 Relevant laws and regulations of the resettlement
(1) Law of Land Management of People's Republic of China (2) Administrative Directions of Urban Housing Relocation (3) Law of City Planning of People's Republic of China (4) The World Bank Guidelines on the Involuntary Resettlement OP4. 12 (5) The guidelines on resettlement monitoring and evaluation of the World Bank loan projects in China (6) Implementation Method of the Law of Land Management of the P.R.C. in Guangdong province (7) Regulations of Overseas Chinese Owned Urban Housing Demolition Affected in Land Acquisition for State Project in Guangdong Province (8) Temporary Measures of Land Acquisition for Traffic Infrastructure Construction in Guangdong Province (9) Ordinances of Urban Housing Resettlement Management in Guangzhou
1.2.2 Other relevant laws and regulations
(1) Civil law of the People's Republic of China (2) Law of Civil Litigation of People's Republic of China (3) Law of Arbitration of People's Republic of China
7 (4) Law of Administrational Litigation of People's Republic of China (5) Law of Contract of People's Republic of China (6) Law of Hypothecation of People's Republic of China (7) Law of Cultural Relic Protection of People's Republic of China (8) The World Bank Guidelines on the Culture Relics OP4.11 (9) The World Bank Guidelines on the indigenous people OP4.12
1.2.3 Relevant regulations of the compensation standard (1) Ordinance of Real Estate Evaluation in Guangdong (2) Compensation Standards of Agriculture Land Acquisition in Guangzhou (3) Regulations of Urban Housing Resettlement Management and Compensations (4) Compensation Standards of Temporary Land-use and Residential Plot for Public Utility Facility Construction Projects in Guangzhou
1.2.4 Relevant project documents
(1) Proposal of Guangzhou Dashadi Waster Water Treatment System Project; (2) Proposal of Guangzhou Liede Waster Water Treatment System (Phase III) Project; (3) Proposal of the Reconstruction of Four Sewage Network Systems in Guangzhou; (4) Proposal of Guangzhou Solid Waster Treatment Center Project (5) Zoning plan of Dashadi Waste Water Treatment System Project (6) Zoning plan of Guangzhou Liede Waster Water Treatment System (Phase III) Project;
1.3 Method of the preparation of the Involuntary Resettlement Plan
(1) Taking the resettlement policies of the state, province and municipality as the basis and referring to the World Bank guidelines on the Involuntary Resettlement OP/BP4.12. (2) Strictly identifying the types of the project impacts and defining rational compensation standards; working out the objective and principle of the resettlement, proceeding reciprocal resettlement and rehabilitation and establishing the classification scheme of relevant entitlements accordingly with the purpose to improve the standard of living of the PAP's or at least maintaining it to the previous level. (3) Imbibing the experience of the preparation of Guangzhou City Center Transport Project Involuntary Resettlement Action Plan (1997) and Guangfo Radial Road Involuntary Resettlement Action Plan (2002), incorporating the recommendations of the World Bank involuntary resettlement specialists and the discussions and agreements between the World Bank and Guangzhou Municipality. And at the same time incorporating the comments of the policy-making departments, the project owner, the implementing agencies and the PAP's. (4) Drawing lessons and experience of the GREEPO on project management of the resettlement work carried out in over the years.
Q (5) Establishing institution mechanism and plan for relevant units to participate into the resettlement planning, management, monitoring and evaluation according to the requirement of the World Bank and the project management and working out the procedure of the public participation, consultation and grievance handling. (6) Designing the census forms according to the requirement of the project management and the World Bank's requirements on and protection of the PAP's interests, carrying out surveys on households, shops, institutions and enterprises, public houses and public facilities (survey in rural areas will be carried out in the way of participative rural appraisal (PRA) and the field investigation method to obtain the relevant data), and selecting the resettlement sites according to the Resettlement Policy. (7) Adopting the Urban Resettlement Resource Plan to analyze and process the data. (8) The Involuntary Resettlement Plan will be improved continuously along with the improvement of the engineering design schemes and during the implementation of the resettlement.
1.4 Institutions and their responsibility of the preparation of the Involuntary Resettlement Plan
1. Guangzhou Waste Water Treatment Project Office, Guangzhou Tunnel Development Company, Guangzhou Solid Waster Treatment Center
* Responsible for the coordination of all the participating agencies; * Responsible for the overall arrangement and providing guidance on the preparation of the Action Plan; * Organizing experts to review the Involuntary Resettlement Plan
2. Guangzhou Road Expansion and Engineering Office (GREEO) * Preparing Guangzhou Urban Environment Project Resettlement Policy according to the resettlement regulations of the state, province and municipality, referring to the World Bank guideline OP/BP4.12 and incorporating the comments from all directions; * Organizing and conducting socioeconomic surveys and evaluation; * Organizing the physical quantity survey; * Collecting opinions from the district governments and neighborhood committees involved and the PAP's on the resettlement work; * Collecting comments from the project consultants; * Preparing the Involuntary Resettlement Plan (including a document of policy and 4 documents of the implementation plans, see Section 1.6 for the details)
3. Public evaluation institution entrusted * Responsible for the conduction of the census on the households, shops, institutions and enterprises affected by the project. The census will cover all the units and individuals affected by the project; * Digesting the information about the scope of the resettlement and the impacts on the PAP's, providing basis for the preparation of the resettlement plan, and providing comparative information for social monitoring and evaluation of the resettlement.
4. Independent monitor institution entrusted * Providing comments on the preparation of the Involuntary Resettlement Plan; * Organizing public participation and consultation of the PAP's and collecting the opinions from the PAP's; * Evaluating the implementation of the resettlement; * Supervising the implementation of the resettlement policy and resettlement action plan;
5. District government departments and neighborhood committees concerned and the PAP's * Cooperating with the socioeconomic survey of the resettlement; * Cooperating with the public participation and consultation activities and collecting the opinions from the PAP's on the resettlement work.
1.5 Explanation of the preparation of the Involuntary Resettlement Plan
(1) This Involuntary Resettlement Plan has drawn the experience gained by the GREEO during the implementation of Guangzhou City Center Transport Project resettlement work and the experience of the project management on urban resettlement accumulated since 1998. It will specify the resettlement work and resettlement behaviors, protect the interests of the involuntarily resettled PAP's, and so as to achieve objective of the resettlement. It will prevent any excess of the compensation rate and benefit that is beyond the scope stipulated for the project and prevent the swarm-in of any no PAP's. It will also prevent the black-box operation of the resettlement staff and potential malversation. Efforts have been made to make this Involuntary Resettlement Plan not only a document with policies and principles but also a document that is concrete and practicable and the guidance for the resettlement work.
(2) The objective "to achieve a higher resettlement objective with relatively low resettlement cost" in the Involuntary Resettlement Plan means a good resettlement project management mode and management tool (including the use of Urban Resettlement Resource Plan). Measures such as the reduction of the cost of the resettlement housing by avoiding the overstock of the resettlement housings, reduction of the repeating relocation of pipelines, reduction of the cost of capital, improvement of the work efficiency, and mobilizing the resources of the whole city to serve the resettlement etc. will be taken to reduce the cost of the resettlement and benefit the PAP's.
1.6 Document structure and relevant explanation of the Involuntary Resettlement Plan
There are totally 4 components of Guangdong Pearl River Delta Guangzhou Urban Environment Project currently. They are Dashadi Waste Water Treatment Project, Guangzhou Liede Waste Water Treatment Project (Phase III), Reconstruction of the Sewage Network Project in Guangzhou, and Guangzhou Solid Waster Treatment Center Project. Since the project covers a big area, the World Bank requires the preparation of the Resettlement plan for each component. However, sine this Guangzhou project is located within the administrative area of Guangzhou Municipality there are many commonness. In order to avoid the repetition, this Involuntary Resettlement Plan will comprise 5 documents. They are Guangzhou Urban Environment Project Involuntary Resettlement Policy (shorted as the Resettlement Policy), Guangzhou Urban Environment Project Involuntary Resettlement Plan - Dashadi Waste Water Treatment Component Resettlement Implementation Plan (shorted as Dashadi Resettlement Implementation Plan), Guangzhou Urban Environment Project Involuntary Resettlement Plan - Liede Waste Water Treatment System (Phase III) Component Resettlement Implementation Plan (shorted as Liede Phase III Resettlement Implementation Plan), Guangzhou Urban Environment Project Involuntary Resettlement Plan - Reconstruction of Sewage Network Systems Component Resettlement Implementation Plan (shorted as Sewage Network Systems Resettlement Implementation Plan) and Guangzhou Urban Environment Project Involuntary Resettlement Plan - Solid Waster Treatment Center Component Resettlement Implementation Plan (shorted as Solid Waster Center Resettlement Implementation Plan).
The Resettlement Policy includes all common principles such as the institution, policy, specification and methodology. It will be implemented throughout the whole process of the resettlement of Guangzhou Urban Environment Project. All the Resettlement Implementation Plans of the components will follow this Resettlement Policy, including any new components to be added to the project in the future, such as the public toilet project etc.
The Implementation Plan of each component will be prepared based on the Resettlement Policy. Which will be the concrete standards and implementing schemes.
Whenever there is a change of the price indices during the implementation, the compensation standard stipulated in the Implementation Plan will be readjusted according to the price indices of the affected property by category.
Resettlement involved for the sewage networkincludes the PAPs of this project and relevant projects and the resettlement will be carried out according to this Involuntary Resettlement Plan.
Note: the definition of the word "Project" in the following documents includes this project and the relevant projects. The meaning of this definition is to have an overall description covering this project and all relevant projects.
1.7 The arrangement and explanation of the chapters of the Involuntary Resettlement Plan
I1I As mentioned before that in order to avoid repetition, this Involuntary Resettlement Plan is divided into an overall resettlement policy and individual implementation plans for each component. Therefore, the arrangement of chapters of this document differs somewhat from that required in Annex A of the World Bank OP4.12. Furthermore, this Involuntary Resettlement Plan has added or deleted some of the contents required in the Annex A of the World Bank document OP4.12 according to the characteristics of the project. According to the requirement of the second paragraph of Annex A of OP4.12 that "when any element is not relevant to project circumstances, it should be noted in the Resettlement Plan" and in order to facilitate the review and reading of the World Bank specialists the differences are noted hereby.
1.7.1 Comparison between the Annex A of OP4.12 and this Resettlement Plan on chapter arrangement Chapter arrangement in Chapter arrangement of the Resettlement Plan Annex A of OP4. 1 Project resettlement policy Project Resettlement Implementation Plan Chapter 1 Foreword (including the identification of the PAPs' entitlement, see note 1) Project description Chapter 2 project Chapter 1 Introduction introduction (component) Potential impacts Objectives Chapter 3 Resettlement objectives, principles, measures and institutional management methodology Chapter 4 Type of the project impacts, PAP's and the category of the PAP's (see note 2) Socioeconomic survey (in the Resettlement Date analysis based on Implementation Plan) impact category, concrete resettlement measures and description of the resettlement sites (see ______note 7) Law framework Chapter 5 Project resettlement policy (and the Resettlement Measures, the Principle of the Selection of the Resettlement Sites, the Principle of Assessment and Compensation derived) (see note 3) Institutional framework Chapter 6 Resettlement Only describes the Chapter arrangement in Chapter arrangement of the Resettlement Plan Annex A of OP4. 1 Project resettlement policy Project Resettlement Implementation Plan Management Mechanism and implementing agencies Responsibility of Relevant Institutions (see note 4) Eligibility (In the Chapter 1 Foreword) Assessment and The principle is in Chapter 5 Detailed compensation compensation of the loss of the Resettlement Policy standard the PAP's of the project Resettlement measures Chapter 7 Resettlement experience, lessons and improvement in Guangzhou, Chapter 8 Urban resettlement data specification and Chapter 9 Urban resettlement project management (see note 5) Selection and preparation of The principle is in Chapter 5 Included in the the resettlement sites and the Resettlement Policy of description of the relocation of the PAP's the project resettlement sites Housing building, Not related (see note 6) Not related infrastructure and social service institutions Environmental protection Not related Not related and management Community participation Chapter 10 Information Information disclosure disclosure plan plan (aiming at the Chapter 11 public components) participation and consultation Integration with the host Not related (described in the Not related populations project introduction) Grievance procedure Chapter 12 grievance and appeal Responsibility of the In Chapter 6 (in the institution institutions framework) Implementation schedule In the cost estimate and fund In the cost estimate and plan of the project fund plan of the .______components Cost and budget Chapter 14 Cost estimate and Cost estimate and fund fund plan of the project plan of the components Monitor and evaluation Chapter 13 monitor and Monitor and evaluation I______evaluation aiming at the components
1.7.2 Explanation of the addition and deletion of the chapters in this Involuntary Resettlement Plan against the requirement of the Annex A of OP4.12 Note 1: This Involuntary Resettlement Plan is an involuntary resettlement plan. It starts immediately with the clarification and definition relating to the resettlement. Since the content about the eligibility is not much it is therefore included into Chapter 1.
Note 2: The reason to add Chapter 4 "the type and extent of the project impacts and the classification of the PAP's" is that if we want to guarantee rational compensation to the PAP's we shall first define the type and extent of the impacts to the PAP's. We will then be able to work out rational compensation policy and compensation standard. Furthermore, detailed classification and analyses is also the foundation for socioeconomic survey. Therefore, this additional chapter is included in the Involuntary Resettlement Plan.
Note 3: When we discuss about the difference between the "Resettlement law framework" of Guangzhou and the World Bank's "Resettlement policy", we need to discuss about the mechanism that may reduce this difference. This will certainly involve the concrete "resettlement measures", "the resettlement sites", "the evaluation and compensation principle". Therefore, we combine these 4 parts, which are indivisible, into one chapter as the "Resettlement Policy of the Project" (Chapter 5).
Note 4: The structure of the resettlement implementation agencies is also included in the institution framework. Therefore, we combine the "institutional framework" and the "responsibility of the institutions" into "Resettlement administration and relevant agencies (chapter 6).
Note 5: The purpose of the Involuntary Resettlement Plan is to insure the realization of the resettlement objective. Therefore, besides the establishment of policies and standards it is also important to establish the standardized project manage system so as to guarantee that the policies and standards set for the project will be followed out.
Experience of the resettlement management in Guangzhou shows the difficulty of the project management of resettlement. The management specification and methodology raised in this Involuntary Resettlement Plan is a summarization of the experience of the resettlement work in Guangzhou. Therefore, the experience and lessons of the resettlement work in Guangzhou and the proposed improvements are included in this Involuntary Resettlement Plan (Chapter 7). This chapter carries out the theoretical analysis of the problems existing in the resettlement management in Guangzhou, proposes improvement measures and then suggests the urban resettlement data specifications (Chapter 8) and measures to monitor the execution of the specifications "Resettlement project management" (Chapter 9).
These 3 chapters shall certainly be combined into one chapter in general. However, since the content is too big they are then divided into 3 individual chapters.
Note 6: "Housing, infrastructure and social service", "Environmental protection and management", "Integration with host populations" are three chapters that do not relate to this project since there isn't any housing construction involved. The reason why Guangzhou has changed the mode of "building the housing and resettling the PAP's collectively" into "purchasing the housing and resettling the PAP's dispersedly" is also described in Chapter 7 Experience and lessons of the Resettlement Work in Guangzhou and Proposed Improvement.
Note 7: In this Implementation Plan, descriptions about the socioeconomic survey and specific resettlement measures and resettlement sites are edited according to the classification of the PAP's. Considering that different type of PAP's will have different type and quantity of loss, and will be dealt with different resettlement measures and be resettled in different spites, the text is therefore edited according to the type of the PAP's.
1.8 Definition of the PAP's (eligibility of the PAP's)
1.8.1 World Bank's definition of the PAP's
According to the World Bank's policy (OP4.12) Item 3 the PAP's means that:
(a) the involuntary taking of land results in: (i) relocation or loss of shelter; (ii) lost of assets or access to assets; (iii) loss of income sources or means of livelihood, whether or not the affected persons must move to another location; (b) the involuntary restriction of access to legally designated parks and protected areas resulting in adverse impacts on the livelihood of the displaced persons.
1.8.2 Definition of the PAP's in this Involuntary Resettlement Plan
PAP's means those whose property, income and life are adversely affected by the implementation of the project, which includes: * Those (with whatever the status of residence) whose permanently or temporarily owned or used real asset (land, house, structures, appurtenance and facility) are acquested or demolished due to the implementation of the project. * Those whose land is temporarily borrowed due to the project implementation; * Those whose business at certain location is affected due to the project implementation; * Those whose employment environment and living environment are affected due to the relocation caused by the project implementation
1.8.3 Cut-off date of the PAP's eligibility
As specified in the World Bank policy OP4.12 Annex A, the criteria for determining PAP's eligibility for compensation and other resettlement assistance shall include relevant cut-off date to prevent the swarm-in of non PAP's.
According to the national stipulation, the cut-off date for the determination of PAP's eligibility is the date when the move notice is issued. After this date, PAP's are not allowed to build, expand or reconstruct any houses, they are not allowed to change the use of the houses or land, or rent out the land or rent out and sell the houses. Anyone swarmed in after this date will not have the eligibility as a PAP.
1.8.4 Explanation of the eligibility of the PAP's in this Involuntary Resettlement Plan * It is obvious that the definition of the PAP's in the third paragraph of the World Bank OP4.12 doesn't include those who are partially or temporarily affected. However, partially or temporarily impacted persons are mentioned in some other paragraphs of the OP4.12 and other relevant documents so it is also supplemented hereby. * The definition of PAP's in this Involuntary Resettlement Plan tallies with the relevant laws of Chine on land requisition, resettlement and utility relocation and the normal practice. It refers to persons who need resettlement and compensation. * The eligibility of the PAP's of the project is determined jointly by both the definition of the PAP's of the project and by the cut-off date set for the project.
1.8.5 Entitlement of the PAP's
The PAP's will be provided with at least the reciprocal resettlement, compensation and rehabilitation. The project will try efforts to improve the livelihood and standard of living of the PAP's or at least to restore them, in real terms, to the pre-displacement level or to levels prevailing prior to the beginning of the project implementation.
1.9 Definition of relevant terms
Because of the cultural difference and language translation some misinterpretation or misconstrue may happen while reading the World Bank's policy documents OP4.12, OD4.20 and BP4.12 and while discussing with the World Bank resettlement specialists. For instance, the Note 8 of the World Bank OP4.12 gives the precise definition of land as "'Land' includes anything growing on or permanently affixed to land, such as buildings and crops". Concepts of building, structure and property are sometimes mixed up in the World Bank documents and aide-memories. This to Chinese people is very easy to be confused: If land includes the building, then it will not be comparable when pricing the land with or without buildings. And if property can be compensated with replacement price, there will be questions like whether television shall be compensated with replacement price since the scope of property is so wide. Therefore, to avoid ambiguous meanings and to facilitate the understanding of the relevant domestic departments, this Involuntary Resettlement Plan gives the definition of some common terms as follows:
1.9.1 Definition and entitlement of indirect PAP's
1.9.1.1 Definition of indirect PAP's
PAP's (generalized) mentioned in the World Bank resettlement policy not only includes the displaced persons but also those who do not need to be displaced but whose living environment is adversely affected (such as water quality, air and noise pollutions) due to the project implementation.
In order to avoid any confusion (such confusion was caused during the implementation of Guangzhou City Center Transport Project Resettlement Action Plan) between displaced persons and these indirect PAP's, tjey are then defined as follows:
Indirect PAP's refers to those who do not need to be displaced and whose property and income are not affected by the project implementation. However, whose ambient working or living environment is adversely affected.
1.9.1.2 Entitlement of indirect PAP's
The project will take necessary engineering measures to minimize the adverse impacts on their living environment, and to meet the requirement of the project environment evaluation.
1.9.1.3 Explanation
In fact, " indirect PAP's" is a concept relating to the environment evaluation. As this Involuntary Resettlement Plan is a Involuntary Resettlement Plan relating to direct PAP's the entitlement of indirect PAP's will not be discussed anymore.
Whenever the engineering measures cannot rehabilitate the living environment of indirect PAP's according to the requirement of the environment evaluation the indirect PAP's can then be taken as the PAP's who need the relocation.
1.9.2 Definition of resettlement, compensation and rehabilitation
1.9.2.1 Interpretation of the World Bank for resettlement, compensation and rehabilitation
' '7 There isn't any precise definition for resettlement, compensation and rehabilitation in the World Bank resettlement policy. The following is the interpretation for resettlement, compensation and rehabilitation derived from the documents and correspondences between the projects and the World Bank specialists.
* Interpretation of resettlement Resettlement refers to restoration and displacement of the residential structure and living condition, the business locations (shops and markets etc.), employment posts and roads, transportation and infrastructures within the living environment of the PAP's. * Interpretation of compensation Compensation refers to the compensation for the loss of property and income of the PAP's based on non-depreciable replacement price in cash or in kinds. * Interpretation of rehabilitation Rehabilitation refers to the restoration of the ability and resources of the PAP's to enable them to carry on production or to restore the standard of living of the PAP's after the resettlement or increase it to a higher level. It includes the training for new employment posts, the credit and comfort provided to the elders and the compensation provided for transport and relocation.
1.9.2.2 Explanation
It can be seen that the above interpretation of resettlement, compensation and rehabilitation overlaps somewhat in their content. In order to avoid misapprehension while reading this Involuntary Resettlement Plan, the resettlement, compensation and rehabilitation in this Involuntary Resettlement Plan are therefore redefined.
1.9.2.3 Definition of resettlement, compensation and rehabilitation
* Definition of resettlement It refers to the restoration or replacement of the housings, business locations (shops and markets etc.) and employment posts. This is a physical exchange and the property owner, the user or the beneficiary is definite.
• Definition of compensation It refers to the compensation for the property of the PAP's with non-depreciable replacement price and compensation for their income based on their previous income level and compensation for their moving according to the actual need etc. It only refers to the compensation in cash and not includes any compensation in kinds.
* Definition of rehabilitation It refers to the restoration or replacement of the living environment, business environment and work environment of the PAP's and the psychological rehabilitation of the PAP's. The scope of the property owner, user and beneficiary covered by rehabilitation is wide and uncertain, such as the restoration and replacement of the roads, transportation and infrastructures in the living environment. This kind of rehabilitation or replacement is invisible such as the skill training and psychological comfort provided to the PAP's.
1.9.3 Definition of property The affected property of the PAP's refers to the real asset. It includes the land, building (housing), structure, attachment, housing facility and infrastructure.
1. Land It refers to the compensation cost for the land and the standing crop of the year, (Note: According to the Law of Land of the P.R.C. the compensation for land requisition includes the compensation for standing crops. The classification of the standing crops is made in the category of agricultural land and is therefore not listed hereby), but not includes the building, structure and attachment.
2. Buildings (housings) It refers to man-made buildings that people build with brick, wood, stone and cement and can be used as the sites for dwelling and business.
3. Structures It refers to independent man-made constructions built not for people's activities, but for the purpose of defense, esthetic appearance and storage etc. such as enclosing wall, retaining wall, gate of courtyard, pond, trench and parterre etc.
4. Attachment It refers to vivacious crop such as trees and bamboos.
5. Housing facility It refers to equipment attached to the construction and cannot be moved away, such as telephone wire, pipe gas and cable TV etc.
6. Infrastructure It refers to independent community installations not leeched on to any constructions such as electric power, telecommunication, tap water and gas pipe etc.
1.9.4 Definition of compensation terms
PAP's will not only obtain the compensation for abovementioned losses during the resettlement but also the compensation for the losses caused during the relocation. Compensation for these losses are defined as follows:
1. Compensation for production or business stop-loss It refers to the compensation for the losses caused by the termination of the production or business of the PAP's due to the project implementation.
2. Operating losses due to relocation It refers to the compensation for the temporary income losses caused by the change of the production or business environment due to the relocation of the PAP's.
3. Cost of the temporary relocation It refers to the compensation for the temporary housing rental spent by the PAP's. it happens when the resettlement housing is not provided timely or relocation is only needed during the project implementation. In this case the PAP's shall move out of their original housings and rent temporarily housings for a transition period.
4. Cost of removal It refers to the removal expense the PAP's spend on the move to the permanent or temporary habitat or the move from the temporary habitat back to the original habitat.
5. Children's school transfer fee It refers to the compensation for the payment that the PAP's pay for their children to get into the new schools or kindergartens when they move to a new permanent or temporarily habitat.
6. Equipment commissioning fee It refers to the compensation for the cost happened when the PAP's move to a new production site and need to carry out the equipment commissioning before they can restart the production.
7. Temporary transportation allowance It refers to the compensation for the additional transportation expenses for the longer distance they have to cover to go to work and school caused by temporarily relocation.
1.9.5 Other terms
1. Property owner It refers to those who have the ownership of the (above-mentioned) properties.
Note: According to the legal practice in China, The "Property owner" refers specifically to the owner of the construction with legal property right. Those who own any construction, structures or trees without legal property right are taken as the owner but not the property owner. However, in order to avoid misunderstanding or conceptual confusion in the context, they are then all dressed as the property owner.
2. User It refers to those who have the right to use the land and housing no matter whether they own or rent the land and housing.
3. Institutions It refers to those units, with whatever nature or in whatever industry, who have suffered little impacts of the project. Namely, the amount of the land or any other real estates of these units requested by project implementation only account for a very small proportion of the total property of the units.
4. Buildings without right of land-use Due to some historical reasons some owners of the buildings do not have the right of land-use. Therefore, even if the buildings were built in earlier years their owners do not have the property right of the buildings. In this case the owners of the building and the land will be compensated separately. In Guangzhou, this was called buildings without right of land-use. In order to avoid any misunderstandings it is hereby clarified.
5. Agricultural personnel It refers to the agricultural labors in rural area.
Note: According to the land acquisition procedure in Guangzhou, the affected village will have the formal meeting with the villagers to discuss and agree on the land acquisition only after the land acquisition procedure starts. Therefore, all those villagers whose status may be changed from a farmer into a citizen due to this land acquisition are temporarily called agricultural personnel before the change of their status.
1.9.6 Urban Resettlement Resource Plan (URRP)
It refers to the integrated urban resettlement information management system that will cover industries relating to the resettlement in the whole city and the whole process of the resettlement and also carry out overall regulation and control of the resettlement.
1.10 Classification of the degree of the impacted areas of the project
* The project involves totally 6 administrational districts. In urban resettlement projects, the location of the PAP's relates directly to the their compensation level. Therefore, we have classified the impacted areas into 6 categories according to the regional environment, the surrounding facilities, the transportation status, the economic development level, the population, the social environment and the land use etc.
* In order to identify precisely the location of the PAP's so as to facilitate the determination of the resettlement sites and the regional analysis, we have then divided those categories with bigger size further into 2-6 zones which are symbolized as A, B, C, D, E and F.
* Note: in the symbols like "1A" or "3B" etc. the figures refer to the degree while the letters only refer to the regions.
* 1) Attachment: the Classification of the Degree for the 8 Administration Districts. 2) The detailed maps of the classification of the administrational districts (totally 7 maps) I - m FMit [4 N M Wfl 48" XI V1 vt- l8
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I A ~ A \ - L . 1> 0 2 ,-I.:l rTjak .*, , J~ 1% S 1.>a 1s.l||3 N - _ -'1 _t _ ~L~ L-^' i _-* 4-1 -z~~~~~~~~~~ Chapter 2 Introduction 2.1 Project background 2.1.1 Brief introduction of Guangzhou Guangzhou, the capital city of Guangdong province, is the biggest political, economic and cultural center in South China. It is located at the northern fringe of the Pearl River Delta area adjacent to the downstream of the Pearl River closing to the sea. The city has beautiful landscapes and dense watercourses. It also has well developed seaports, highway networks and aviation transportations. The city provides convenience for contacting other domestic cities and cities around the world and is suitable for urban economic development and people's living. - ~ ~~~ - g.i' J ~~~~~~~~~~~~~~~~1'. -. ' .-. rH GZ33. COM I The history of Guangzhou started from the new stone age 4 or 5 thousand year ago. And the city has always been the important port for China's foreign trade ever since the ancient time. As an open society for a long time, Guangzhou has formed its unique Cantonese Culture. : - The contemporary Guangzhou has attached importance to the science and technology development and innovation. It has well developed service industry and has established the new culture and economic advantages. In the last 10 years, the average annual growth rate of the GNP is more than 13%. The city is listed as one of the three domestic metropolitans whose gross domestic economy exceeds 300 billion RMB. With the development of more than 2200 years and with its advanced economic level, high quality of life and open Cantonese culture the city has attracted people from all parts of the country to carve out and settle in. The population of the city has been increased greatly. At present, the total population of the city has exceeded 7 million. I £~ .. -. 4 - I' N. ' --- * .- 'j ~~~~~~~~- Ni -X. ,----i I I *~ I Pt.~ ~ 5 .4~' W * b * ' ~ -aL ; 42{LIWY.1 b b. C ., P17 However, high-speed economic development and expansion of population have brought about consequently reduction of the urban environment capacity. The development of original antipollution measures and facilities has been lagged behind and substantive domestic sewage and industrial pollution cannot be dealt carefully with, which has havocked the urban environment and hindered the sustainable development of the city. 2.1.2 Environmental pollution status in Guangzhou (1) Great efforts have been made to control the environmental pollution by the municipality and the air pollution has been apparently mitigated. However, the treatment capacity of industrial effluent, domestic sewage and industrial solid waste is still at a quite low level especially the treatment of urban domestic sewage. Data in 2002 indicate that the processing rate of domestic sewage is less than 30%, which is far from meeting the need of the pollution control. (2) The water pollution in Guangzhou mainly relates to the water pollution in the Pearl River and the creeks. The water quality in the creeks in the urban area has been severely polluted by industrial discharge and domestic sewage. Untreated waste water has been discharged directly into the Pearl Rive, which has resulted in the exacerbation of the water quality in the river. Data in 2001 and 2002 indicate that the annual exhaust emission quantity in Guangzhou is more than 100,OOOt, discharge amount of industrial effluent is more than 240,000t, the urban domestic sewage is more than 800,000t. The content of dissolved oxygen, ammonia nitrogen and petroleum in the Pearl River in the years 2001 and 2002 exceeded greatly the scope of evaluation criteria. See the following table for the details. Urban water pollution status in Guangzhou in the years 2001 and 2002 (Unit: 10,000t) Item2001 Item Whole city Urban area Whole city 2002 Urban area Exhaust emission quantity 104758 96836 115086 104586 Industrial effluent 24780 21048 24148 20832 discharge amount Urban domestic sewage 79978 75788 90938 83754 (From the Statistics Yearbook 2003) * ((Waterquality of Pearl River Guangzhou segment) (Unit: mg/l) Item 2001 2002 Evaluation criteria Dissolved oxygen 3.6 4.2 >5.0 Ammonia nitrogen 1.83 1.89 <1.0 Permanganate index 4.48 4.46 <6.0 BOD 3.28 3.26 <4.0 Petroleum 0.023 <0.05 Total phosphorus 0.19 0.19 <0.20 (From the Statistics Yearbook 2003, Note: the elevation criteria is the national standard GB3838-2002 Grade III) * Photograph of the current status of water pollution W I -- - - (Photograph 1 The current status of water pollution } Photograph 2 The current status of water pollution Along with the expansion of the economic scale and the adjustment of the ,in industrial structure in Guangzhou the quantity of the solid waste generated in the whole city has been controlled to certain extent. However, at present the hazardous waste generated in Guangzhou annually has exceeded 200,000t. The main pollution sources are light industry and textile, chemical industry, pharmacy, petrochemical, electron and transportation industry etc. 2.1.3 Necessity and significance of the environment control in Guangzhou Owing to the week control and mitigation, the environment pollution in Guangzhou has on the one hand caused the quality reduction of the water resources and land resources, influenced the landscape of the city and resulted in the exacerbation of the living environment of the citizens and regression of the quality of life. On the other hand, it will oblige the Guangzhou Municipality to adjust and restrict the industrial development, which will further influence the rate of development of the urban economy and reduce the level of economic development. Under such a circumstance, it is extremely necessary to carry out the urban environment improvement for the whole city. 1. Environment improvement will be in favor greatly for the improvement of the living condition in Guangzhou. Along with the economic boom and growth in the living standard people's demand for better urban environment quality has been growing. In order to improve urban environment and create a favorable living condition for the citizens the Guangzhou Municipality has raised an objective to bring big changes to the city in 10 years and to develop Guangzhou into a landscape city. However the urban waste water treatment works have been lagged behind and the waste water collecting pipe network system is incomplete. Which has resulted in a low waste water treatment rate and severe pollution of the Pearl River Guangzhou segment and the creeks in the city. This has brought a strong impact on the inhabited environment of the citizen in Guangzhou and the disadvantage for the realization of the objectives of the urban development. Furthermore, environment pollution will also bring unlimited harm to people's health. On the one hand, the increasing and untreated domestic sewage in the city influx to the Pearl River through creeks or drain directly into the Pearl River, which has caused detrimental effect to the drinking water source. On the other hand, the random discharge and storage of hazardous waste will not only contaminate the discarding sites and occupy a mass of land. After long-term permeation and diffusion with rainwater and groundwater, it will also contaminate water substance and the soil and reduce the function degree of the environment in the region. It will even discharge toxic gas and influence the health of the citizens dwelling around. When these waste water or solid wastes flock to certain extent and time, there will be different kinds of hazardous materials stemmed such as bacteria, mosquito and fly, which will create and spread different sicknesses. Environment improvement will change the above-mentioned status IA effectively and will contribute to develop Guangzhou as one of the domestic cities that is the most suitable for the establishment of the business and for people's living. 2. Environment improvement will be in favor greatly for the promotion of the economic development in Guangzhou. First of all, environment improvement will facilitate the improvement of the investment climate in Guangzhou. Environment pollution has spoiled greatly the image and reputation of the city and influenced enormously the investment climate of the city. Implementation of environment improvement will gradually improve the urban environment of Guangzhou. The investment climate will also be improved tremendously. Secondly, environment improvement will be in favor greatly for the promotion of the economic development in Guangzhou. On the one hand, the environment improvement will further promote the development of tertiary industry such as the tourism based on the optimization of the urban environment, and the development of the tertiary industry will again bring along and promote the development of other industries and thus promoting the development of the urban economy. On the other hand, environment improvement will, to a great extent, help the city to solve environmental protection problems, break international green trade barriers, unclose international trade market, and in favor of the expansion of the development space for all the industries in the city. Therefore, environment improvement will contribute to develop Guangzhou as one of the domestic cities that is the most suitable for the establishment of the business and for people's living. 2.2 Brief introduction of Guangzhou Urban Environment Project 2.2.1 Background of the project (3) In order to realize the strategy of sustainable development of Guangzhou, strengthen the control of water pollution of the Pearl River, and further improve the urban environment Guangzhou Municipality has adjusted the waste water treatment projects based on the original master plan of the waste water treatment in the whole city. The Municipality worked out the Readjustment Plan in May 2002, and proposed to use the World Bank loan planned for the years 2003 - 2005 to implement the waste water treatment projects. At the same time, the Guangzhou Solid Waster Treatment Center project was also included in this World Bank loan project. (4) In August 2002, the establishment of the institutional structure for the waste water treatment projects and the pre-project work started formally. Guangzhou Municipal Engineering and Gardening Bureau set up the World Bank Loan Waste water Treatment Project Company, which is responsible for the application, construction and management of the World Bank Loan waste water treatment projects. Guangzhou Road Expansion and Engineering Office (GREEO) is entrusted to carry out the preparation of the project Involuntary Resettlement Planning. Guangzhou Environment Science AlI Protection Institute is entrusted to carry out the pre-project environment evaluation. Guangzhou Municipal Engineering Design Institute is entrusted to carry out the pre-project feasibility study and design. 2.2.2 Composition of the project Guangzhou Urban Environment Project is composed of Guangzhou urban waste water treatment projects and Guangzhou Solid Waster Treatment Center project. According to the adjustment of the original Guangzhou Waste water Treatment Master Plan, Guangzhou urban waste water treatment projects will include Dashadi Waste Water Treatment System project, Liede Waste Water Treatment System (Phase III) project, and the reconstruction of the sewage pipe network for 4 waste water treatment systems. Therefore , Guangzhou Urban Environment Project is in fact composed of 4 components: (1) Dashadi Waste Water Treatment System project According to Guangzhou Waste Water Treatment Master Plan, the site of Dashadi Waste Water Treatment System project is located west to Wenchong Shipyard in Huangpu District with the land area of 40 hectare. The whole Waste Water Treatment System will serve 8 zones including Lingtang, Dongpu and Wenzhong etc. with a planned total population of 946,500. Integrating domestic sewage ration in this waste water treatment area is 350 1/person. The total quantity of the municipal sewage in the project planning area is 500,000t/day. (2) Liede Waste Water Treatment System (Phase III) project Liede Waste Water Treatment System (Phase III) project is the expansion project based on the Phase I and Phase II of Liede Waste Water Treatment System. The site of project is located close to Tancun village east to Liede Creek in the north of Pearl River Guangzhou segment, with the controlled land area of 39.011 hectare. The Waste Water Treatment System will serve 8 zones including Lingtang, Yuancun, Wushan etc. with the total population of 903,000. Among which the integrating domestic sewage ration for Yuancun and Tangxia will be 425 1/person-day, and ration for other 6 zones is 350 1/person-day. The total quantity of the waste water in the project planning 3 area is 415,000 m /day. The overall capacity of the project is 400,000 m 3/ day. (3) The reconstruction of the sewage pipe network for 4 wastewater treatment systems The reconstruction of the sewage pipe network for 4 wastewater treatment systems is the improvement project based on the existing Datansha, Liede, Xilang and Lijiao Waste Water Treatment Plants. The project will cover 6 administrational districts (involving in 8 districts) with the total length of the pipe network of 323.71km. After the completion of this project the waste water treatment rate in Guangzhou will be increased greatly. * MRE ~#ImkXit#IkEl2 -Jt S ~~ < SSK K ~~~Id~~ ~ ~ d I-.~~~~~~~~~~~~~- (4) Guangzhou Solid Waster Ma nŽrAW&etier project According to the plan, Guangzhou Solid Waster Treatment Center will be located in Liangtian Village of Liangtian Town north to the Baiyun District. The controlled land area for the project is 500mu. It is a comprehensive facility for the final disposal of the hazardous wastes from the institutions in Guangzhou. It will conduct safe, effective and comprehensive treatment of the hazardous wastes that the enterprises and institutions are not able to handle at present. ot f I\ . ) T . 1 11~~~~~~~~~~~ . 0 ltLn T The controlled91 ofJ Lo land Orea for'i54ti- the : projct is 500mu.A Itsacomprehensivo'° i9I facilityfor theuiiufinal dsoaoftehzruswts omheinstitutions in ,s,! 111 tJ\. '..it '>-zalr£- I.*J 1 'k .j330.0, f A " ,1Z5'4 - _ During the operational period of the project (2005 - 2023),The total quantity of the hazardous waste need to be landfilled in Guangzhou is about 882063t. According to the quantity of hazardous waste generated and forecasted, the construction scale of the secured landfill of the project will be 850000m3 (the 3 capacity of the landfill after the compaction is normally 1.2t /mr - 1.6 / m3 ). Through the construction, expansion and reconstruction of the waste water treatment systems mentioned above and the construction of the Solid Waster Treatment Center the annual waste water treatment quantity in the city will reach 627.8 million tons, and the average annual quantity of the hazardous waste treatment will reach 69426.49 tons. The situation of urban environment pollution in the whole city will then be greatly mitigated. 2.2.3 Implementation scheduled of the project 1. Dashadi Waste Water Treatment System project * The World Bank project appraisal in December 2003; * Completion of the resettlement and utility relocation on site in 2004; * Commencement of the site construction in 2004; * Completion of the resettlement in the pipe network area and the construction of the pipe network; * Put into production in 2005 2. Liede Waste Water Treatment System (Phase III) project * The World Bank project appraisal in December 2003; * Completion of the resettlement in the pipe network area and the construction of the pipe network; * Commencement of the plant site construction in 2004; * Put into production in 2005 3. The reconstruction of the sewage pipe network for 4 wastewater treatment systems * The World Bank project appraisal in December 2003; * Completion of the resettlement in the pipe network area in 2006; * Completion of the construction of the pipe network in 2006 4. Solid Waster Treatment Center project * The World Bank project appraisal in December 2003; * Completion of the land requisition of the site before June 2004 * Completion of the phase I construction by June 2005; * Completion of the Phase II construction by 2009; * Completion of the Phase III construction by 2016 2.3 Analyses of the social environment of the resettlement in Guangzhou AA A good and effective Involuntary Resettlement Plan shall be adaptable to the social environment of the PAP's. Therefore, this section discusses about the analysis of the social environment of the resettlement and the status of the PAP's in the city and the advantageous and disadvantageous impacts of the current social environment on the resettlement. The purpose is to find out the key points of the resettlement work based on the analysis and then work out a suitable Involuntary Resettlement Plan accordingly. 2.3.1 Characteristics of the society of the PAP's 1. The socioculture in Guangzhou has a strong acceptance to the immigrants (including voluntary and involuntary resettlement). (1) Guangzhou is a city of immigrants in the history. According the historical record, after conquering the South China the emperor Qinshihuang of Qin Dynasty resettled substantive immigrants to Guangzhou to solidify the border. And immigrants moved in successively afterwards. Especially the dogfight and famine in central China area in successive years resulted in big number of immigrants move southwards to Guangdong continuously, especially to Guangzhou and its peripheral cities. (2) Guangzhou is still receiving a mass of immigrants. At present, the number of the immigrants in Guangzhou has reached 2,922,500 accounting for 40.56% of that of the registered citizens (7,206,200). (3) Guangzhou has already become a large "furnace" of the immigrants. Continuous immigration of the immigrants in a long time and the integration and inter-influence of the immigrants with the locals have made Guangzhou a large "furnace" of the immigrants. This can be somewhat proved by the vanishing of the nationalism of the minority (with the population of only 134,100) in Guangzhou. Therefore, immigration in Guangzhou has been taken for granted and the city has a strong containment to the immigrants. 2. The economic development in Guangzhou is rapid and there is a large room for the development and a strong ability of accepting the immigrants In recent years, the average rate of the economic development in Guangzhou is more than 13%. There is high-speed and high-level economic development in Guangzhou. The GNP in 2002 topped 300 billion RMB. And there is still a big room for the economic development in Guangzhou. According to the tenth "Five-year Development Plan" of the city, the rate of development in the coming 5 years will be maintained above 13%. The tertiary industry in the city is particularly well developed and has been developed rapidly. According to the statistics, during the years 1979-2002 the average annual growth rate of the GDP of the tertiary industry in Guangzhou is 14.90%. The GDP of the tertiary industry has accounted for a big proportion of the total and it accounted for 55.68% of the total in 2002. The rapid growth of the economy especially the tertiary industry that accounts for a large proportion of the total has led to an increasing manpower demand in the whole city. The additional employment posts in the city in 2001 is 64141 and that in 2002 is 40064. Therefore, the city has a strong ability to receive immigrants. 3. The difference between the urban and rural is not big and the impact of resettlement on people's life and employment is small (1) The difference of the standard of living between the urban and rural areas is small. In Guangzhou, the farrnland is not mainly used for agriculture cultivation but for building the housing for renting or for running collective enterprises. The income of the farmers from agricultural incomes only accounts for a small proportion. Most of the incomes come from housing rental, melon-cutting of the collective enterprises and self-employed business. Most of the village and township collective enterprises make good profits and the average year-end melon-cutting reaches to several 10 thousands RMB. Especially in recent years the township and village enterprises in Guangzhou have developed rapidly, the year-end melon-cutting of the farmers has increased year by year. Therefore, the PAPs are willing to hand over their whole resettlement allowance to the economic collectives in exchange for the right to share the year-end melon-cutting continuously. Even those who have already agreed to accept a job , would like to pay a sum of money equal to the resettlement allowance rather than giving up the right for the year-end melon-cutting. On the other hand, the average annual income of an employee in Guangzhou in 2002 is only 25583 RMB so the difference of the standard of living between the urban and rural areas is very small. (2) The occupations of the residents in both the urban and rural areas are basically similar. Take the rural area of Guangzhou as an example. It is not a conventional countryside anymore. There are only few households who earn their living mainly by agriculture cultivation. Most of the rural residents are engaged in business or working in village collective enterprises. Which is the same as urban residents. 4. Complete living and employment security system in Guangzhou and living and employment problems of the PAP's can be solved easily (1) Guangzhou has established a complete employment security system. On the one hand, labour market, labour security service center and network employment service system have been established in all districts of the city. The coverage of the social insurance in the city is wide. The surplus labors are also included in the system. There are totally 64 social security networks having been established in the rural area. On the other hand, Guangzhou has established employment status reporting system and the situation of unemployed persons can then be controlled and assistance be provided. (2) Guangzhou has executed a number of safeguards to help the laid-off workers and unemployed persons to get jobs, which include: a) Taking the lead in the whole country in issuing the Proposed Regulation of Guangzhou Community Employment Service Post Assistance in August 2001, Emphasizing the job creation in community service industry and assisting people in difficulty to solve their employment problems; b) Establishing the special fund for reemployment, financially supporting the unemployed persons to obtain job skill training for reemployment, and encouraging enterprises to hire the unemployed persons to work in community service industry. c) Implementing the Reemployment Training Program the "Golden Key" by Guangzhou Social and Labour Security Center; d) Associating the basic living security with the insurance for unemployment; e) Guangzhou has set the lowest living security line for laid-off workers as 422 Yuan /month and the unemployment security relief fund limitation as 340 - 437 Yuan. The lowest living security line for urban residents is 300 Yuan/month per person, and 260 Yuan/month per person for residents at county level, which will meet the basic living needs of residents in poverty. The above policies and measures will facilitate commendably the solution of the problems relating to the living and employment of the PAP's. 5. Guangzhou has complete urban infrastructure and living supporting facilities and is able to provide good living and work environment for the PAP's, which is embodied mainly in the follows: (1) The road network in Guangzhou is well developed. The metro lines No.1 and No. 2 have been put into operation covering 7 districts and the Metro lines No. 3 and No. 4 are under construction. The transportation between the urban area of Guangzhou and other cities is quite convenient. (2) The utilization rate of the tap water in the city is 96% and the length of the gas pipeline is 1665km.The gas supply pipe network has covered basically the whole city and the living conditions of the citizens are quite good. (3) The educational institution of the city is complete. There are totally 2091 primary and secondary schools in the city and it is convenient for children in all the districts to go to school. (4) There is convenient medical care in the urban area. There are totally 2265 hospitals and clinics , more than 4000 pharmacies and 30 registered pharmacies for medical insurance all over the city. A 7 (5) The retail trade in Guangzhou is well developed. There are more than 111513 retail trade shops, and among which the chain stores are the most vigorous. Their networks spread over all the communities with diversified goods and provide convenience to citizens for their daily shopping. Well-developed infrastructure and living supporting facilities have provided a good many of conveniences for PAPs' living and working. 2.3.2 Characteristics of the PAP's in the social environment of Guangzhou The PAP's in Guangzhou take a positive attitude toward the resettlement. (1) Citizens in Guangzhou have changed their attitude to employment and change their occupations and the employment locations from time to time. Many jobholders, in particular the white-collar youth change their jobs frequently. According to the statistics, the job-change frequency of 78.3% of the white collars is 1-2 times and that of 17.4% people is 3-5 times. (2) Citizens in Guangzhou have changed their attitude to the possession of a permanent housing for the whole life and change their domiciles frequently. Which is reflected from the rapid development of the real estate market and the busy business of the house-moving companies. Statistics show that the average frequency of house moving of the citizens is 2-3 times in their whole lives. As the citizens are always moving around (see the following table) , There is a high frequency of change in community structure and social relations in Guangzhou. In other words, the citizens of Guangzhou have been experiencing the process of immigration themselves continuously and thus possessing a positive attitude to the resettlement. Table: Status of the population movement in Guangzhou in 2002 Move-in Move-out Move-out Move-out Permanent Floating number rate number rate population population City-wide 181543 35.33% 95809 14.37% persons persons Urban 162487 27.99% 79206 13.65% 5,838,900 2,920,000 area persons persons persons persons 2. The PAP's in Guangzhou have strong adaptability to resettlement. (1) The PAP's in Guangzhou have open mentality. It is easy for them to accept changes and adapt to the changes in their lives and work caused by resettlement. (2) The PAP's in Guangzhou have pioneering spirit. They have the tradition of carve-out and are good at seizing opportunities to subsist. They usually do not submit to the impacts of the resettlement and are able to find new development opportunity in new environment. (3) The PAP's in Guangzhou have strong consciousness of commerce. They respect the principle of square deal and understand quite well and accept the resettlement compensation. (4) The PAP's in Guangzhou have strong legal consciousness. Most of them have legal knowledge and keep the peace and are rational. They know how to protect their legal rights and economic interests and are able to discuss with the resettlement implementing agencies about the compensation and resettlement conditions. (5) Pecuniary condition of the urban and rural areas of Guangzhou is good. PAP's have accumulated plentiful funds, information and experience of management and production and are good at using the compensation funds to invest in new industries and develop the collective economy. Therefore, the PAP's in Guangzhou have a strong adaptability to new immigrants. 2.3.3 Current situation of the involuntary resettlement in Guangzhou I Quantity of the involuntary resettlement in Guangzhou in recent years Since 1997, the municipal works and infrastructure construction of Guangzhou Municipality have involved land requisition of 14254.6ha, housing relocation of 3,420,000m 3 , and project affected people of 230,000 persons (or household). The average number of PAP's annually is 38,300 persons accounting for 3.48% of the total population and the PAPs have spread over the whole city. 2. The satisfaction degree of the PAP's in Guangzhou is high with quite few complaints. The reasons are as follows: (1) Opened resettlement policy and information and concrete public participation activities; (2) Good legal environment, high level of law dissemination, well developed lawyering industry and strong legal consciousness of the PAP's; (3) Smooth channel for grievance and appeal; (4) Developed commercial housing market provides the PAP's with big number of choices of the resettlement sites; (5) The resettlement agencies in Guangzhou obey the laws and serve the people with good faith; * Resettlement is conducted by agencies with resettlement qualification; * Resettlement is conducted according to legal systems and procedures; * Resettlement agencies and relevant institutions accept the concept of the World Bank and attach importance to the protection of the PAP's with the principle of "focus on the people". * Resettlement work is subject to the legal supervision. 2.3.4 Summarization of the social environment of the resettlement in Guangzhou A n ( 1 ) The above analyses shows that the resettlement projects in Guangzhou have been taken for granted to either the whole society or individuals. The city has adequate ability to make good use of the positive and favorable factors and slake the passive and disadvantage factors of the resettlement. Therefore, when project construction inevitably brings about resettlement, the implementation of the resettlement will be carried out smoothly so long as the rational and legal procedure is followed. ( 2 ) Citizens of Guangzhou have become familiar with the resettlement policy after the transition of the city for years. They have accumulated the knowledge and experience of the resettlement during the course , and know how to use the relevant knowledge of market exchange of equivalents and the legal knowledge to protect their own economic interests and lawful rights. However, some adverse phenomena may also appear thereby: * Owing to the strong commercial consciousness and rich market exchange experience of the citizens, it is unavoidable that some of the PAP's may seek for maximum individual benefit, and in some way or other conduct falsification during the resettlement to figure for profiteering. * Since resettlement is a special industry, it is difficult to monitor and control the manual operation. Therefore, some of the resettlement staff may utilize the right they have to figure for private interest. That will then cause destruction to the validity, fairness and justice of the resettlement. It may even seriously infringe the interests of the PAP's. (3 ) In order to adapt to the new resettlement environment and meet new management demand and to solve new problems of the resettlement, it is necessary to work out relevant resettlement policy, resettlement management mechanism and the practical operational procedure and methodology and strengthen the monitoring of the process so as to realize really the integrated satisfaction of both the project owner and the PAP's on resettlement management. 2.4 Summarization of the project resettlement 2.4.1 Explanation of the total amount of the resettlement involved in this Involuntary Resettlement Plan This Involuntary Resettlement Plan involves a big number of resettlement for the reconstruction of the drainage pipe networks. Drainage pipes are normally laid down under the existing roads. Whenever there is a lay-down of any drainage pipeline under the planned roads or beside the un-cleaned creeks it will involve a big number of resettlement. Obviously, this resettlement shall be carried out when completing the road or embankment construction and it is unreasonable for a drainage pipe project to bear the resettlement for a whole road or whole creek. Therefore, the resettlement for drainage pipelines laid down along the planned roads or un-cleaned creeks which shall be taken as the resettlement caused by the construction of the planned roads or creeks but not caused by this project. Therefore, it is determnined as the resettlement of the relevant projects. 2.4.2 Explanation of the data source of the first edition The first edition refers to the Involuntary Resettlement Plan submitted to the World Bank in November 2003. 2.4.2.1 Sources of the resettlement data of the first edition Since the pre-phase preparation of this project is quite long, the resettlement survey was then commenced as late as on 27 September 2003. It is estimated that the survey will be completed by December 2003. Therefore, most of the resettlement data used in the first edition of the Involuntary Resettlement Plan are not from the field survey but are derived based on the data from the GIS established by Guangzhou Municipal Planning and Designing Institute and from the historical data accumulated by the GREEO. The sources of the data are as follows: 1. Resettlement data of Dashadi plant site and the pump station are from the survey; 2. Data of the Solid Waster Disposal Center site are from the survey. However, since the field survey has not been carried out for the borderline (site selection was done at the end of September), there may be some discrepancy between these data and that of the field survey. 3. Resettlement data of the pipe networks Data of the pipe networks are derived based on the GIS. The scope of the land requisition, housing demolition and pipe relocation are derived according to the different pipe diameter and the buried depth of the sewage pipeline. At the same time, the amount of the land requisition, the quantity of the permanently demolished housings and the quantity of the pipelines to be relocated can be retrieved according to the work-face needed for the relocation of pipelines with different diameters. Data within the impact area of the sewage pipe networks are shown in the following table: \Scope Scope of Scope of Scope of Scope of underground land impacted temporary land Sewage networ pipeline requisition residents borrowed for __ _ _impacted construction d<= 500 d +d2* 500 d+2 * 500 D+2*1500 d/2+500+4000 500 1200 Note: (1) "d" refers to the diameter of the sewage pipe while "2" means two sides. (2) Only one side of the land is borrowed and the construction area is calculated from the midline to one side. 2.4.2.2 Explanation of the data calculation of various real assets requested for sewage pipe networks Calculation was carried out by retrieving the GIS system according to the scope of the land requisition, housing demolition, pipe relocation and temporary land requisition: 1. Only data of land requisition and land borrowing beyond the existing right of road is calculated. 2. Calculation of constructions (1) Determine whether the original construction is to be partially or wholly demolished according to the proportion of the area of the construction within the impacted area to the total floor area of the construction. (2) Judge the nature of the property right of the construction according to its location and characteristics. (3) Judge the usage of the construction according to its location and characteristics. 3. The number of the project impacted people and the impacted households Estimation is made according to the number and floor area of the buildings and referring to the average area per capita and the area scope of small business. The number of the farmers is estimated according to the average land area per capita. 4. Data of existing pipelines Since the data for power and telecommunication in the GIS database are missing (which are the basis for detailed calculation) the estimation was, therefore, carried out according to the normal practices. 2.4.2.3 Evaluation of the accuracy of the project resettlement data in the first edition 1. The accuracy of the inventory quantity is acceptable. (1) The data of the total quantity of land requisition and land borrowing is quite precise but there are some errors in classified data. (2) There are discrepancies between the data of physical quantity of the construction and the data from field survey. Uncompleted field survey shows that these discrepancies are within the scope of + 20% and are acceptable. (3) There is a lack of some key data, such as the basic nature of the cables, in the data of pipelines. Therefore, the accuracy of the current calculation of pipeline relocation is not high. 2. Accuracy of the number of the PAP's is not high. The accuracy of the number of the PAP's (number of households and impacted persons) is not high but however that doesn't influence the estimation of the resettlement compensation. 2.4.3 Explanation of the sources of the resettlement data of the second edition 2.4.3.1 sources of the resettlement data of the second edition 1. The data of Dashadi Plant site and pump station and the Solid Waste Treatment site were the same as that in the first edition without any change. 2. The scope of resettlement for the sewage networkfollows the calculation method used for the first edition. 3. Resettlement data of the sewage networkincluding the real estates of the PAPs, the number of the PAPs and the number of the impacted households are all surveyed data. 4. Survey has done for existing pipelines. However since there will be many feedback information provided from relevant agencies the data of this part has therefore not been changed. 2.4.3.2 Evaluation of the accuracy of the data in the second edition 1. The inventory data of the housings has been increased greatly compared with that in the first edition and the increasing rate of the classification of the nature of the property right is even greater. 2. The accuracy of the data has not been changed compared with the first edition. 3. The total number of the PAPs is basically determined. However, since the project is still at the planning stage and there is a number of uncertainties such as the alignment of the pipeline, any possible modification and the definite date of relocation etc. during the survey. Therefore, many potential PAPs gave the information of their households at discretion. Even with the help of the districts and neighborhood committees the data of the households are still incomplete. 2.4.3.3 Special explanation of the resettlement data in the second edition 1. Among the resettlement data in the second edition the sewage networkinvolves the demolition of 466 buildings with the total area of 2615669m2 . After the use of the partial-demolition technology the area needed to demolish is 421951m2 . The total area of some of the impacted 2 buildings is more than 2000m or the demolished area is more than 800m 2. It is obvious that such a design scheme of a drainage pipeline involving such a big amount of resettlement is irrational. The alignment of such drainage pipelines will be surely modified during the implementation. Therefore, detailed adjustment was not made during this survey and these data were not covered in the data analysis of the Involuntary Resettlement Plan and the cost estimate of the project. 2. The project agrees to try to modify the alignment of the drainage pipeline before the implementation of the project so as to minimize the amount of resettlement. 3. The detailed proposal of the revision of the project design is provided in Annex 3. 2.4.4 Update of the project resettlement data 1. The resettlement data in this Involuntary Resettlement Plan have been comprehensively updated based on the data of the census. However, the data of the households and living status are still not exact. These data will be updated before the implementation based on the detailed data provided by the resettlement implementing agencies. 2. During the project implementation, all the fluctuation of the amount of the inventory quantity due to design change or the changes of the PAP's will be traced. 3. During the project implementation, the URRP system will be used to trace different kinds of changes of the resettlement data. 2.4.5 Total quantity of the project resettlement The project impacted area covers 6 administrational districts of Guangzhou with the total length of 456.7km and will result in a big amount of resettlement. It will involve, for the Waste Water Treatment projects and their relevant projects, the land requisition of 1640.45 mu and the temporary land requisition of 3253.42mu; the housing demolition of 958564m2 ; pipeline relocation of 332361m; the displaced persons of 44662 (11275 households) and plus 3361 farmers. It will involve, for the solid waste disposal project and the relevant projects, the land requisition of 300.4 mu, the housing demolition of 1128.4m the displaced persons of 13 (2 households) and plus 253 farmers. 2.4.5.1 Total quantity of the resettlement for Dashadi Waste Water Treatment System project This component will impact 2 districts in the city with the length of 141.25km and will create a big number of the PAPs. It will involve the land requisition of 920.21 mu and the temporary land requisition of 980.96mu, housing demolition of 322078 m2 , pipeline relocation of 185727m, the displaced persons of 11062 (3028 households) and plus 1652 farmers. Among which: 1. The total amount of resettlement of this project The plant site of the Dashadi Wastewater Treatment System within this project will involve the land requisition of 597.77mu without any temporary land requisition, housing demolition of 75677m2 , pipeline relocation of 66523m, displaced persons of 820 (42 households) and plus 1220 farmers. The Pump station No. 1 and No.2 of the Dashadi Wastewater Treatment System within this project will involve the land requisition of 6.45mu without any temporary land requisition, housing demolition of 86m2 , pipeline relocation of 0 m, no any displaced persons but 9 farmers. The pipe network of the Dashadi Wastewater Treatment System within this project will involve the land requisition of 73066mu and temporary land requisition of 187.55mu, housing demolition of 21459.771m 2 , pipeline relocation of 53545m, displaced persons of 942 (278 households) and plus 82 farmers. 2. The total resettlement amount of the relevant projects The pipe network of the Dashadi Wastewater Treatment System of the relevant projects will involve the land requisition of 224.33mu and temporary land requisition of 793.41mu , housing demolition of 224855.11m 2 , pipeline relocation of 65659m, displaced persons of 9300 (2708 households) and plus 341 farmers. 2.4.5.2 Total quantity of the resettlement for Liede Waste Water Treatment System (Phase III) project This component and the relevant projects will impact 1 district in the city with the length of 109.90km and will create a big number of PAPs. It will involve the land requisition of 238.84mu and the temporary land requisition of 763.50mu, housing demolition of 113129m2, pipeline relocation of 59667m, displaced persons of 6296 (1454 households) and plus 636 farmers. 1. The total amount of resettlement of this project This project will involve the land requisition of 44.56mu, the temporary land requisition of 134.20mu, housing demolition of 19776m2 , pipeline relocation of 33799m, displaced persons of 1014(236 households) and plus 115 farmers. 2. The total resettlement amount of the relevant projects The relevant projects will involve the land requisition of 194.28mu and temporary land requisition of 629.30mu, housing demolition of 93353m2 , pipeline relocation of 25868m, displaced persons of 5282 (1218 households) and plus 521 farmers. 2.4.5.3 Total quantity of the resettlement for the reconstruction of four drainage pipe networks This component will impact 5 districts in the city with the length of 205.55km and will create a big number of PAPs. It will involve the land requisition of 484.63mu and the temporary land requisition of 1508.96mu, housing demolition of 522229m2 , pipeline relocation of 86967m, displaced persons of 27304 (6793 households) and plus 1073armers. Among which: 1. The total amount of resettlement of this project 1) The pipe network of the Liede Wastewater Treatment System of this project will involve the land requisition of 0.86mu and the temporary land requisition of 2.69mu, housing demolition of 118m2 , pipeline relocation of 5058m, displaced persons of 6 (2 households) and plus 3 farmers. 2) The pipe network of the Datansha Wastewater Treatment System of this project will involve the land requisition of 5.40mu and the temporary land requisition of 12.54mu, housing demolition of 6876m2, pipeline relocation of 984m, displaced persons of 286 (109 households) and plus 4 farmers. 3) The pipe network of the Lijiao Wastewater Treatment System of this project will involve the land requisition of 31.67mu and the temporary land requisition of 112.45mu, housing demolition of 46709m2 , pipeline relocation of 11416m, displaced persons of 2312 (669 households) and plus 135 farmers. 4) The pipe network of the Xilang Wastewater Treatment System of this project will involve the land requisition of 1.06mu and the temporary land requisition 2 of 3.41mu, housing demolition of 23m , pipeline relocation of 9m, displaced persons of 1 (1 households) without any farmers. 2. The total resettlement amount of the relevant projects 1) The pipe network of the Liede Wastewater Treatment System of the relevant projects will involve the land requisition of 8.21mu and the temporary land requisition of 22.79mu, housing demolition of 5474m2 , pipeline relocation of 3279m, displaced persons of 243 (58 households) and plus 21 farmers. 2) The pipe network of the Datansha Wastewater Treatment System of this project will involve the land requisition of 185.33mu and the temporary land requisition of 580.07mu, housing demolition of 168440m, pipeline relocation of 37789m, displaced persons of 10414 (2098 households) and plus 203 farmers. 3) The pipe network of the Lijiao Wastewater Treatment System of this project will involve the land requisition of 163.90mu and the temporary land requisition of 518.26mu, housing demolition of 276197m 2, pipeline relocation of 22308m, displaced persons of 13201 (3531 households) and plus 633 farmers. 4) The pipe network of the Xilang Wastewater Treatment System of this project will involve the land requisition of 91.18mu and the temporary land requisition of 256.74mu, housing demolition of 18329m 2, pipeline relocation of 6124m, displaced persons of 807 (310 households) and plus 74 farmers. 2.4.5.4 Total quantity of the project resettlement for the Solid Waster Treatment Center project 1. The total amount of resettlement of this project This component will involve the land requisition of 300.4mu and housing demolition of 1128.4m2 2.4.6 Characteristics of the resettlement of this project and the relevant projects 2.4.6.1 Quantitative proportion of the constructions 1. Quantitative proportion of the constructions of this project 1) The total quantity of the constructions with different uses: House: 763483m2 Shops: 56268m 2 Office: 51530m 2 Factory building and warehouse: 236401m 2 2) The total quantity of the different property rights: Housing with property right: 602236m2 Housing on residential plot: 178595m2 Buildings without right of land-use: 144206m2 Temporary structure before the expiration date: 32664m 2 Temporary structure after the expiration date: 135619m2 3) Total quantity in each district: Tianhe District: 21632m2 Liwan District: 24979m2 Haizhu District: 324617m2 Fangcun District: 25737m2 Baiyun District: 226177m2 Haungpu District: 276668m2 4) Total quantity of different structures Framed structure: 562324m2 Composite structure: 268120m2 Brick and timber structure: 167195m2 Simple structure: 97871m2 2. Quantitative proportion of the constructions of relevant projects 1) The total quantity of the constructions with different uses: House: 763483m2 Shops: 56268m2 Office: 51530m2 Factory building and warehouse: 236401m2 2) The total quantity of the different property rights: Housing with property right: 602236m2 Housing on residential plot: 178595m2 Buildings without right of land-use: 144206m2 Temporary structure before the expiration date: 32664m2 Temporary structure after the expiration date: 135619m 2 3) Total quantity in each district: Tianhe District: 21632m2 Liwan District: 24979m2 Haizhu District: 324617m2 Fangcun District: 25737m2 Baiyun District: 226177m2 Haungpu District: 276668m2 4) Total quantity of different structures Framed structure: 562324m2 Composite structure: 268120m2 Brick and timber structure: 167195m2 Simple structure: 97871m 2 2.4.6.2 Explanation and amount of land requisition 1. Quantity of land requisition This project and the relevant projects will involve the land requisition of 1646.68mu, among which the land requisition for the plant site is 597.77mu and for the pipe network is 1048.91mu. The following is the quantity of land requisition for each project: 1) Quantity of land requisition of this project * Dashadi Waste Water Treatment System project: the land requisition for the plant site is 597.77mu, the land requisition for the pipe network is 80.11mu and land borrowing for the pipe network is 187.55mu; * For the Liede Waste Water Treatment System (Phase III) project, the land requisition for the pipe network is 44.56mu, and land borrowing is 134.20mu; * For the Reconstruction of Sewage Network Systems, the land requisition is 39mu and land borrowing is 131.10mu; Among which: * For Liede Waste Water Treatment System, the land requisition for the pipe network is 0.86mu and land borrowing for the pipe network is 2.69mu; * For Datansha Waste Water Treatment System, the land requisition for the pipe network is 5.40mu and land borrowing for the pipe network is 12.54mu; * For Lijiao Waste Water Treatment System, the land requisition for the pipe network is 31.67mu and land borrowing for the pipe network is 112.45mu; * For Xilang Waste Water Treatment System, the land requisition for the pipe network is 1.06mu and land borrowing for the pipe network is 3.41mu; * For the Solid Waster Treatment Center site, the land requisition is 300.4mu 2) Quantity of land requisition of relevant projects * Dashadi Waste Water Treatment System project: the land requisition is 242.33mu and land borrowing is 793.41mu; * For the Liede Waste Water Treatment System (Phase III) project, the land requisition for the pipe network is 194.28mu, and land borrowing is 629.30mu; * For the Reconstruction of Sewage Network Systems, the land requisition is 448.62mu and land borrowing is 1377.86mu; Among which: * For Liede Waste Water Treatment System, the land requisition for the pipe network is 8.21mu and land borrowing for the pipe network is 22.79mu; * For Datansha Waste Water Treatment System, the land requisition for the pipe network is 185.33mu and land borrowing for the pipe network is 580.07mu; * For Lijiao Waste Water Treatment System, the land requisition for the pipe network is 163.90mu and land borrowing for the pipe network is 518.26mu; * For Xilang Waste Water Treatment System, the land requisition for the pipe network is 91.18mu and land borrowing for the pipe network is 256.74mu; 2. Explanation of the amount of the land requisition: 1) Explanation of the amount of the land requisition of this project Besides the land requisition for Dashadi plant site (597.77mu), pump station (6.45mu) and the Solid Waster Treatment Center site (300.4mu) which are the whole pieces of land, all other land requested are odd pieces of land for pipe networks with the length of 456.7km. The total land area requested is 157.21mu. Namely, only 3.34mu for each kilometer. The cultivated land requested by this project is few (about 56.35mu). The 337.69mu requested for Dashadi Waste Water Treatment Project is within the built-up area without any cultivated land. The land requested for the Solid Waster Treatment Center project is 300.4mu. Among which the cultivated land (including fish ponds) is 44.9mu and the upland and woodland is 255.1mu. Land requisition for the sewage pipe networks is 157.21mu. Among which the cultivated land is 11.45mu accounting only for 7.3% of the total. Most of the lands requested are the construction land within the built-up areas and the country roads. 2) Explanation of the amount of the land requisition of relevant projects All the land requested for the relevant projects are odd pieces of land for sewage pipe networks with the length of 456.7km. The total amount of the land requested is 885.23mu which means 1.94mu for each kilometer. The cultivated land requested by relevant projects is few (about 92.79mu) accounting for 10.5% of the total area of 885.23mu requested. It is obvious that besides the plant site the land requisition for pipe networks are all odd pieces of land. The impacts caused on the production and life of the locals is very small. The project will pay attention mainly to the land requisition for plant sites. 2.4.7 Cost estimation of the project resettlement 2.4.7.1 Cost estimation of the project resettlement l. Cost estimation of the resettlement of this project 1) Dashadi Waste Water Treatment System of this project * The plant site and the pumping station: 206,199,058.90RMB * The sewage pipe network: 113,818,614.21RMB 2) Liede WWTS (Phase III) pipe network of this project: 119,001,586.12RMB 3) The reconstruction of the sewage pipe network of this project * Liede Waste Water Treatment System pipe network: 11,106,304.92RMB * Datansha WWTS pipe network: 23,481,584.99RMB * Lijiao WWTS pipe network: 136,420,823.32RMB * Xilang WWTS pipe network: 869,321.07RMB 4) Solid Waster Treatment Center: 35,341,444.35RMB Subtotal: 646,238,737.88RMB 2. Cost estimation of the resettlement of relevant projects 1) Dashadi Waste Water Treatment System of relevant projects * The plant site and the pumping station: ORMB * The sewage pipe network: 768,387,508.82RMB 2) Liede WWTS (Phase III) pipe network of relevant projects: 275,424,275.45RMB 3) The reconstruction of the sewage pipe network of relevant projects * Liede Waste Water Treatment System pipe network: 20,020,758.04RMB * Datansha WWTS pipe network: 485,016,757.83RMB * Lijiao WWTS pipe network: 679,557,356.36RMB * Xilang WWTS pipe network: 63,685,728.52RMB 4) Solid Waster Treatment Center: ORMB Subtotal: 2,292,092,385.01RMB Total: 2,938,331,122.90RMB 2.4.7.2 Sharing of the project resettlement costs According to the spirit of the meeting on the sharing of the project resettlement costs held by Guangzhou Municipal and Gardening Management Bureau and attended by Guangzhou Construction Commission: Among the costs of the pipe network construction, the resettlement cost for the sewage pipe networks within the areas of planned roads and planned creeks will be borne by the relevant road or creek improvement projects while the resettlement cost for those within the existing road and creek areas will be borne by this project. Based on this principle the resettlement cost to be shared by this project is 646,238,737.88RMB. The resettlement cost to be shared by relevant projects is 2,071,963,792.08RMB Among which: 1. Costs to be share by this project 1) Dashadi Waste Water Treatment System of this project * The plant site and the pumping station: 206,199,058.90RMB * The sewage pipe network: 113,818,614.21RMB 2) Liede WWTS (Phase III) pipe network of this project: 119,001,586.12RMB 3) The reconstruction of the sewage pipe network of this project * Liede Waste Water Treatment System pipe network: 11,106,304.92RMB * Datansha WWTS pipe network: 23,481,584.99RMB * Lijiao WWTS pipe network: 136,420,823.32RMB * Xilang WWTS pipe network: 869,321.07RMB 4) Solid Waster Treatment Center: 35,341,444.35RMB 2. Costs to be shared by relevant projects 1) Dashadi Waste Water Treatment System of relevant projects * The plant site and the pumping station: ORMB * The sewage pipe network: 768,387,508.82RMB 2) Liede WWTS (Phase III) pipe network of relevant projects: 275,424,275.45RMB 3) The reconstruction of the sewage pipe network of relevant projects * Liede Waste Water Treatment System pipe network: 20,020,758.04RMB * Datansha WWTS pipe network: 485,016,757.83RMB * Lijiao WWTS pipe network: 679,557,356.36RMB * Xilang WWTS pipe network: 63,685,728.52RMB 4) Solid Waster Treatment Center: ORMB 2.4.8 Measures to be taken to minimize the quantity of resettlement are as follows: 1. The resettlement of the constructions and original pipelines involves mainly along the alignment of the pipe networks. This means that we can minimize the amount of resettlement by optimizing the alignment of the pipe network, and reduce the destruction of the existing pipelines. Following achievements have been made so far through the optimization of the design: Unit: m2 Permanent land Permanent land land Item requisition before requisition after requisition optimization optimization reduced Dashadi WWTS 228,191.68 204,394.75 23,796.93 Liede WWTS 231,292.0 135,010.00 96,282.90 -(Phase III) ______Liede Phase I 20,659.05 17,113.73 5,545.32 and II Datansha WWTS 225,901.99 225,901.99 0.00 Lijiao WWTS 319,236.26 276,882.23 42,354.03 Xilang WWTS 16,477.76 20,706.16 -4,228.40 2. After this survey, the agency responsible for the preparation of this Involuntary Resettlement Plan will propose the new alignment of the pipeline to minimize the amount of resettlement so that the design institute will be able to revise an refine their design. 3. For the relocation of existing pipelines, construction schemes can be optimized through the construction of the sewage pipes. Incremental launching method will be used to reduce the amount of pipeline relocation and thus reducing the cost of the infrastructure relocation during resettlement. 4. Efforts will also be made on rational arrangement to shorten the construction period, reduce the cost of the temporary relocation of the PAP's and the cost for land leasing of the project and reduce the shutout time of the enterprise and shops. 2.4.9 General tables of the project impacted PAPs, land and housings 1. General table of the total quantity of the land requisition and land borrowing by area for the sewage pipe network of the project (Table 2.4.9.1) 2. General table of the grade and distribution of the PAPs, the use of buildings and the demolition mode for the sewage pipe network of the project (Table 2.4.9.2) 3. General table of the land and building requisition for Dashadi WWTS plant site and pump station and the Solid Waster Treatment Center (Table 2.4.9.3) Chapter 3 Target, Principle, Measures and Management of Resettlement 3.1 Resettlement Target To ensure PAPs to get compensation for all their losses, reasonable resettlement and good rehabilitation of life, and make them share project benefit, project affected people (PAP) shall be subsidized for their temporary difficulties so as to improve the income and living standard of the individuals, and production and profit-gaining ability of the enterprises or at least rehabilitate them to the level or higher prior to resettlement or beginning of the project. 3.2 Resettlement Principle 3.2.1 Principle to Reduce Resettlement As Less As Possible Waste water treatment plants and solid wastes center are designed to completely meet the design requirements and reduce occupation of land and resettlement as less as possible so as to decrease effect on PAPs' production and income. Sewage pipeline: Proper revision can be made to the construction route of the strip-type pipeline structure. It shall try to lay pipelines beneath the existing roads. For those impossible to be laid beneath the existing roads, it shall try best to bypass densely populated area or multi-storied and high-rising buildings so as to lower the affected scope caused by the project and minimize the resettlement. 3.2.2 Reciprocal Compensation Principle A reciprocal compensation principle shall be carried out to guarantee that PAPs' living standard will not decrease due to the implementation of the project. It includes two aspects: first, property shall be compensated according to replacement cost; second, other losses shall be reciprocally compensated, i.e., they shall be compensated according to their actual losses. (1) In the event of farmland requisition, all losses will be compensated reasonably, which will be paid to the collective for further development of collective economy. Appropriation for other purpose is not allowed. In accordance with the principle of "Local Resettlement and Multi-channel Employment", PAPs engaged in farm production shall be resettled jointly by local government, project office and village committee so as to ensure PAPs' living standard not be affected. (2) Resettled household will obtain replacement house with equivalent associated communications, facilities and surrounding environment as before or compensation equivalent to the original house value. (3) Replaced buildings and structures of shops, enterprises and government and social organizations shall be maintained similar in original size and function, and original operating environment shall be rehabilitated as more as possible, or reciprocal compensation shall be made for them. Moreover, stop of business and production due to project implementation shall be also compensated, i.e. the project will compensate for the losses resulting from the business stop and production stop therefrom. (4) In order to maintain normal life for those who still live the original, all public utilities and facilities shall be completely rehabilitated, with function at least equal to the original level. (5) Reciprocal compensation shall be made to the PAPs suffering from temporary effect due to the project and to those who shall not resettle but part of their properties suffered losses due to the project. 3.2.3 Principle of Paying Attention to Key Points (1) In order to keep the community complete, project shall pay attention to the effect on original social organizations and societies for the PAPs and it shall try to move as a whole. (2) Project will pay attention to difficulties of the PAPs during a certain period of resettlement and post resettlement. For resettlement place without resident committee and owners' committee established for the time being, project shall supervises local street and developer to establish such committees as soon as possible, so as to help PAPs to merge with the community of the resettlement as quickly as possible. For shops and factories that accept resettlement, if they suffer from temporary losses due to changes of business environment, project shall compensate for such losses therefrom. (3) Project shall pay attention to the vulnerable group (the elders not living with adult, children, widow, single-parent family, disabled, chronic, and poor family,) preferential treatments will be given to them during resettlement on housing and employment, etc. Periodic visits shall be made to PAPs and their specific difficulties shall be concerned till they are transferred to the local civil administration organ. (4) Exploiting resettlement shall be planned. The initiatives of local government shall be brought into full play so as to do a good job on PAPs' employment training and create more job opportunities for them, thus making PAPs adapt themselves to the resettlement place in a possible short period of time, they can become economically independent, and responsibilities for resettlement is timely changed over from resettlement organization to PAPs themselves. (5) Project shall try its best to maximize the benefit of the resettlement cost, improve resettlement capacity of the resettlement organizations, standardize resettlement activities, setup and complete internal monitoring system, prevent funds waste, appropriation and embezzlement and corruption, so as to make a better use of resettlement funds and reach the best resettlement result. In other word, according to the preset resettlement result index, it shall try hard to lower resettlement cost. This will not only conform to PAPs' interests but also the interests of taxpayers in Guangzhou. 3.2.4 Principle of dispersed resettlement The project will draw the experience and lessons of centralized resettlement obtained from the Inner Ring Road project (see Section 7.2 for the detail). By making good use of the commercial housing market and well developed second-hand housing market the project will not set up any fixed resettlement sites but, instead, recommend the resettlement sites for the PAPs to choose and purchase freely. Which means the resettlement sites referred in the Involuntary Resettlement Plan are only the recommended sites. The PAPs are free to either choose any of these resettlement sites or make other choice. 3.3 Applicable Scope of Resettlement Target and Principle (1) Resettlement target and principle shall be presented in the Resettlement Policy and the Resettlement Implementation Plan. The Resettlement Policy shall provide policy guarantee for reaching the resettlement target and principle while the Resettlement Implementation Plan is concrete implementation of the resettlement target and principle. (2) The Resettlement Policy covers all components of the (Guangzhou) Urban Environment Project, including other urban environment components constructed with financed funds by Guangzhou itself. (3) If pipeline is involved in resettlement of the developing real estate plot and private developer or other units, resettlement can be carried out in two ways: one is to take complete responsibilities for resettlement by the related parties according to the stipulations as set in the Resettlement Policy under supervision by the project resettlement office; the other is to make resettlement by the resettlement organization with funds contributed by the related parties or units. (4) On the basis of this project, resettlement operating standards and operating methods as stipulated in the Involuntary Settlement Involuntary Resettlement Plan of this project shall be gradually popularized among other urban projects without World Bank loans. 3.4 Measures to Reach Resettlement Target 3.4.1 To Work out Scientific Compensation Standard Makes Compensation more Reasonable In order to guarantee the PAPs to get sufficient and reasonable compensation, scientific compensation standard shall be worked out on the basis of the resettlement policy, different affected areas and type and degree of affected PAPs, and adjusted and revised according to different implementation time. 3.4.2 To Work out Various Measures to Reduce Resettlement as Less As Possible (1) To try best to minimize the amount of resettlement through the modification of the alignment of the sewage pipelines. Besides, the project will take the following measures to reduce number of the PAPs or degree of effects: (2) To check the real resettlement against the drawings, strictly control resettlement scope and prevent increase of resettlement without reason; (3) For structures (especially productive buildings for commerce and industry), protective measures shall be taken to make possible partial demolition or to maintain them by means of lateral movement technique or to rebuild them at their original site to reduce resettlement and losses therefrom. 41 5.Wrii Partial Building Demolition due to Donghao Sewage Catchment Project (4) Strictly control temporary land use for construction so as to reduce resettlement due to land use for construction. (5) For temporary land use, it shall try best to rehabilitate its production function and reduce losses resulting from resettlement. 3.4.3 Implementation of Standardized Operation and Personnel Training (1) Via making research on process, BPR is made on resettlement organ to enhance the operating efficiency of the resettlement organization; (2) To standardize the operation and work out conduct code, data and right-limit standard for resettlement work so as to guarantee implementation of resettlement work plan; (3) In order to guarantee implementation of the resettlement work plan, trainings shall be made for resettlement employees to improve their working abilities and perform resettlement work on the basis of fully understanding the Involuntary Resettlement Plan. 3.4.4 Establishment of Monitoring System In order to prevent waste, appropriation and embezzlement and corruption, and ensure resettlement funds to be completely used for resettlement, an intensive monitoring system composed of pre-planning, intermediate monitoring and post-auditing group shall be established. 3.4.5 Utilization of Scale Benefit Making full use of large demand for resettlement houses, it is to lower the price of the resettlement houses through group negotiation so as to make all PAPs enjoy the benefit therefrom. 3.4.6 Play of Coordination Benefit Through coordination among project owner, construction companies, resettlement implementation unit, pipeline owner-companies and higher administration, it is to decrease contradictions resulting from replacement of existing pipelines and construction of sewage pipeline during project construction, so as to not only reduce effect on non-PAPs and indirectly affected people during construction period, but also land both for temporary removal of existing pipelines and construction purpose, thus lowering the resettlement cost. 3.4.7 Establishment of Open and Grievances/Appeal System In order to avoid black-box operation and protect PAPs' interests, resettlement and compensation policy and standard, operation mode and resources shall be publicized. Furthermore, in order to carry out effective supervision on resettlement employees, a free grievances/appeal system shall be setup on the basis of open information. 3.4.8 Monitoring and Appraisal In order to make timely adjustment on policy, active visits and monitoring will help learn whether resettlement work is performed according to the Involuntary Resettlement Planning, appraise the result of the resettlement organs, reasonability of the Involuntary Resettlement Planning and resettlement efficiency. 3.5 Organization and Management Modes to Reach Resettlement Target Since Guangzhou urban environment project involves a broad scope, it needs lots of resettlement implementation organs to participate in the work. Therefore, for realization of resettlement target and implementation of resettlement measures, there are two factors: one is reasonable organization mode between the resettlement implementation organs and the project; and the other is scientific management mode. 3.5.1 Organization Mode 1. Contracted Responsibility Contracted responsibility means a labor relationship between the project and the resettlement implementation organs. The project will pay the resettlement implementation organs at a rated amount or proportionally. Other resettlement cost will not be contracted while they shall be paid according to the compensation standard as set in the resettlement planning, the operation standard and the monitoring system, thus preventing the resettlement implementation organs from docking part of the compensation fee for their own interests; and it will also facilitate the project owner or resettlement supervisor to examine and audit each resettlement action made by the resettlement implementation organs, so as to guarantee the implementation of each resettlement measure and realization of the resettlement target. 2. Resettlement Payment Center Resettlement payment center means the direct payment for PAP's resettlement houses and compensation fees made by the project owner or the resettlement supervisor, which will separate the resettlement activities made by the resettlement implementation organs from the compensation payment activities, thus resolving the problem of permanent or temporary docking and appropriation of funds on the basis of the system, guaranteeing an exact compensation payment and as well as PAPs' interests. -/ ______*' _ - I _ _ r ' - - .7 4 --' URRP ,/ \, \/ X 4j H'4'1 -- Pu~~~~~~~~~~~~~~~~~ (Sketch map of resettlementN~ payment center) 3.5.2 Scientific and Efficient Management Mode - the URRP From 1998 to now, Guangzhou has implemented the inner ring road project of the Guangzhou city center transport project and dozens of key municipal projects such as 6 radial lines projects, Kangwang Lu project and stadiums and gyms for the Ninth National Games, including a total resettlement of 24,890 households, a house demolition of more than 1.4 million square meters, a land requisition of more than 3,000 mu and a resettlement compensation amount of above RMB12 billion. In terms of the resettlement management of those projects, they are characterized by insufficient standards, difficult implementation of standards, difficult resources allocation and monitoring, low efficiency and waste of resources, moreover, data provided by the implementation units are not the same, to say nothing of data analysis and following. Therefore, if the measures mentioned above to reach the resettlement target are limited to traditional manual operation management mode, many of the resettlement standards and regulations and policies will become unpractical one. In order to fully implement the measures of reaching the resettlement target, really standardize the resettlement activities and maximize the resettlement cost benefit, there must be a scientific and high efficient information management system that covers all related sectors engaged in resettlement work, the whole process of the resettlement, and is able to make an all directional adjustment and control over the resettlement work. In order to guarantee the realization of the resettlement target, Guangzhou urban environment project office will start the Urban Resettlement Resource Plan (URRP). 3.6 Description of This Chapter This chapter only briefs the target, principle and measures of the resettlement and organization and management mode. The following chapter will detail the resettlement categories and their corresponding laws and regulations, standards and indexes, concrete measures and operations so as to guarantee practical operation of the resettlement planning. '7A m m m m M Chapter 4 Project Affected Type and Degree and Resettlement Classification To carry out the Guangzhou urban environment project will certainly produce negative effect on persons within the project scope and as well as involuntary resettlement. Since part of the (Guangzhou) Urban Environment Project is the sewage pipeline reconstruction that belongs to a strip-type land requisition, the implementation of the project will surely cause certain effect on different PAPs and properties to some extent. Therefore, only if we classify in detail PAPs' affected properties and degree and the PAPs categories, we can clearly analyze actually-suffered and potential effects on the PAPs, work out corresponding resettlement, compensation and rehabilitation policies according to the categories of affected PAPs, prevent the PAPs from losses and guarantee a correct use of resettlement funds. As stated in the preface, for those who are indirectly affected people and needn't relocate and whose property and income suffer no loss, the project will pay attention to the negative effect on them and take necessary engineering measures to rehabilitate, so no further discussion is given here. 4.1 Classification and Description of the Affected Properties 4.1.1 General Classification of the Affected Properties Project affected property is real estate whose categories are as follows: (1) Land (2) Buildings (3) Structure (4) Attachment (5) Building facilities (6) Infrastructure facilities 4.1.2 Affected Land Classification 4.1.2.1 State-owned Land State-owned land can be divided into two parts according to its use purposes: 1. State-owned Construction Land State-owned Construction Land can be further divided according to its classification standard. (1) It can be divided into the followings according to land source: * Paid compensated legal land use: means the State-owned land obtained through legal land requisition and having paid compensation fee for land use. '71- * Allocated legal land use: means the land allocated by the government to a unit for long-termn free use. * Historical land use: means historical occupation of land, but the ownership right (long-term use right) is unclear. (2) It can be divided into the followings according to the use: * Construction land: actual area occupied by the building. Pitch of building for construction: means the open land around the building, which is an land between the building foundation and the construction land (planned land that can be used for construction after land is maintained for construction of roads), and it is the land to meet the requirement for pitch between that building and the other buildings. * Surplus land for construction: means the surplus land beyond the planned land and around the building with legal property right, that is to say, it is the surplus land that equals to the land around the building minus the pitch land. 2. Explanation This is the land related with legal property right of the building, i.e. whether it is compensated relates with whether the building is requisitioned. If only a part of the land is requisitioned, it the caused effect will be only the environmental effect. 3. State-owned Agricultural Land State-owned experimental fields, fishponds, hills and mountains, gardens and parks. 4. Related Descriptions Requisition of the stated-owned agricultural land will result in an income decrease of the PAPs; big effect resulting from the requisition of agricultural land may cause a decrease in income. 4.1.2.2 Countryside Land 1. Divided according to use (1) Farm land * Basic farm land: means the farmning land of good soil quality and with high output, including paddy field, fields that depend on rainfall for watering, dryland and vegetable plots, etc. * Cultivated land: means general agricultural land, also including paddy field, fields that depend on rainfall for watering, dryland and vegetable plots, etc. * Other farmland: garden and park land, and grazing land. Countryside construction land: * Agricultural construction land: agricultural land for water conservancy. * Non-agricultural construction land: household plot, land for industrial and mining use, communications land. Unutilized land 2. Explanation * Project requisition of different types of lands will cause quite different effects. Requisition of agricultural land will surely result in an income decrease of the PAPs; big effect resulting from the requisition of agricultural land may cause a decrease in income. * There are no associated facilities for the countryside land as house land with the land around the house belongs to the village or industrial and mining land. Compensation is independently calculated during land requisition. 3. Divided according to land use right (1) Self use: the owner of the land uses the land. (2) Temporary leasing: to obtain use right via paying rent. Note: When land is requisitioned, the effect on the owner and the user is different. 4.1.3 Classification of Affected Buildings 4.1.3.1 Classified according to the nature of the building property right 1. House with property right (1) Private house: property right owner is domestic resident. (2) Overseas Chinese house: the property right owner is an overseas Chinese or is a person who inherited the house of an overseas Chinese or the house was purchased with overseas remittance. (3) House-reformed apartments: in accordance with the State preferential policy on house reform, urban resident purchased at preferential price the apartment whose owner was the unit the apartment owner serves or the State. Note: The sales price of the reformed houses was about RMB800/m2, in 2003, the market price of the houses (generally without lift) is about RMB 2400-6400/m2 . (4) Household plot: houses are built on the land allocated to the farmers by the local government, whose partial land ownership right belongs the countryside collectives). (5) Public houses: means the State-owned houses or buildings. (6) Units' buildings: means the buildings owned by the administrative organs, enterprises and undertakings. 2. Houses Without Property Right (1) Buildings without right of land-use Due to some historical reasons some owners of the buildings do not have the right of land-use. Therefore, even if the buildings were built in earlier years their owners do not have the property right of the buildings. (2) Temporary structures: It means the temporary structures built for temporary use (generally 2 years) with approvals by the municipal city planning bureau or district city planning bureau. They can be classified into the following according to time: * Temporary structure before expiration; * Temporary structure after expiration. Note: Temporary structure can only be built by large-scale unit. -741 , '7A~ ~ ~ ~ ' I w- i - ~~ ~ ~ ~ ~ ~ ~ ~ - -- - L ~~~~~~~~~~~~~~~~~~z-- . (V[tOai-tkAlEI 2) (3) Illegal structure: It means he buildings built without approval by the municipal city planning bureau or district city planning bureau. At Guangzhou, it is impossible to have independent illegal structure. There are some such buildings associated with legal buildings or temporary structures with an approved construction area. 4.1.3.2 Classified according to the obtaining method of building use right 1. Personal use: means use right used by the building owner. 2. Rent at welfare rent-charge: (1) The user rents the house at low welfare rent-charge stipulated by the government for living or business, etc. Those houses are government-owned ones or owned by the enterprises and undertakings. Some of them are historically rent private houses and overseas Chinese houses. The charterer is long-term or even life time. In 2002, welfare rent-charge at Guangzhou's downtown was: Residential house: RMB3-6/m2 month; office building: RMB15-25/M2 month; Factory building and warehouse: RMB8-20/m2 month; shops: RMB30-60/m 2 month. 3. Rent at market price: (1) The user rents a house for living or business at market price much higher than the welfare rent-charge. Some of those houses have property right and some of them are temporary buildings. The user rents the house for short-term use. Since 2000, houses without property right cannot be used as independent location for business. Guangzhou Industrial and Commercial Bureau has been examining whether the houses used as business location have property right or not during industrial and commercial business registration and annual examination. Houses used as business location without property right will not be issued with business certificate, and the issued certificate shall be withdrawn or they are asked to relocate their business locations. In 2002, market rent-charge at Guangzhou's downtown was: Residential house:2~~~~~~~~~~ RMB2O-.70/m2 month; office building: RMB50-100/m2 month; Factory building and warehouse: RMB30-40/m2 month; shops: RMB120-300/m 2 month. 4. Explanation: Apparently, when the house is requisitioned, the user who obtained the use right in different way will suffer different loss. 4.1.3.3 Classification of building uses Uses can be divided into: commercial building, office building, factory building, warehouse and residential building. Apparently, buildings with different use will cause different effects. Note: building uses are not the same as those mentioned after. 4.1.3.4 Classification of building structures (China's) houses have 5 kinds of structures: (1) Frame structure, also called reinforced concrete structure, means that its beams and frames are all constructed of reinforced concrete, non-load bearing structured wall is marked with "A" on the map. (2) Mixed structure, also called mixed brick structure, means that only beams are constructed of reinforced concrete, but without reinforced concrete pillars and load bearing wall structure, it is marked with "B" on the map. (3) Brick and wood structure means that wall is made of bricks and stone and floor and roof are made of wood, it is marked with "B" on the map. (4) Simple structure means that wall and roof are of simple structure (roof is made of asbestos bricks or iron sheet), it is marked with "D" on the map. marked with "E" on the map. Note: Different structure gets different compensation price. 4.1.4 Structures Structures are quite physically different, so it is not detailed here. But considerations shall be taken to the relationship between structures and living or business operations, so the structures can be divided into the followings: * Independent structures: Means the structure with independent functions but without close links with houses or living and business. * Associated structure: Means that functions are associated with house or living and business environment. Requisition of that structure will result in a relative big effect on living and business. 4.1.5 Associated Things They can be classified into two major categories: (1) Economically associated things: such as fruit trees, tea trees and flowers and plants. (2) Non- economically associated things: various kinds of weed woods. 4.1.6 Associated Facilities to the House Mainly are: telephone and cable TV. 4.1.7 Infrastructures Public utilities to serve the community, which mainly are: (1) Communications, electric, water and gas pipelines. (2) Civil defense facilities. (3) Drainage facilities. (4) Trees, flowers and grasses. (5) Public traffic facilities. (6) Road facilities. 4.1.8 Analysis on Classification of Affected Property The following comprehensive conclusion can be obtained from classification of affected property and description: (1) The main body of the affected property is land and buildings that are the basis for PAPs to live and rely on. The others are derivative or associated facilities, i.e. other properties can not be requisitioned individually. (2) There are two kinds of uses for land and buildings: one is living place and the other is business place. There are also two kinds of effects on land or building requisition: one is effect on living and the other is effect on life. (3) Property right and use right of the land and buildings can be separated from each other via "renting". Apparently, when land and buildings are requisitioned, the effect on property owner and the user (person with use right) is different. In order to clearly descript the difference between them and avoid misunderstanding resulting from cross statements, we shall separately descript the right and effect in property owner way and user way when the PAP uses own land or buildings, in such a case, the PAP has two right - property owner right and user right at the same time. (4) When property owner is project affected, no matter it is land or house, no matter what use of the land and house is, they can all be brought within land rent (house rent), in other word, it represents pure property losses. (5) Project effect on the user is relatively complicated, which not only relates with project affected degree but also with PAP's life, business mode and scale, mode of land and house use right. So we have to make a detailed classification of project affected degree and PAP classification as well. 4.2 Classification of Project Affected Degree Project affected degree can be measured in two ways: the affected amount (proportion) of land or building and "time" of the PAPs. 4.2.1 Affected Amount 1. Complete Requisition (1) Definition: Complete Requisition means that PAP's land or building is completely occupied by the project, the PAP has to move from the original place. (2) Cause for complete requisition are as followings: * Project needs to requisition PAP's all buildings or land. * Project needn't requisition all productive land or buildings, but the remaining productive land and buildings are not enough to maintain PAP's former living standard. * Because of safe and planning needs, it is not able to demolish the building partially or rebuild it. * PAP doesn't want to the remaining building. 2. Partial Requisition (1) Definition: Partial Requisition means that PAP's land or building is partially occupied by the project, it is unnecessary to move or to move temporarily and come back till project is completed. (2) Conditions to perform partial requisition: * Productive land: project requisitions partial land, the remaining land is basically enough to ensure PAP's original living standard. * Non-productive land: partially requisitioned by the project. * Building: project only requisitions PAP's partial buildings, what's more, the remaining building is basically enough to ensure PAP's original production level and living standard, and safety is guaranteed or it is allowed to rebuild it according to the planning, and PAP is willing to accept. 3. Explanation China's countryside adopts a collective land ownership system. Changing from rural to non-rural registration is done according to the ratio between land and labor. When a farmer's cultivated land is requisitioned, it doesn't mean that the farner loses means of production, village committee can carry out land adjustment while the person who changed from rural to non-rural registration may not be the person whose land is requisitioned. When all productive land of a village is completely requisitioned, all farmers shall be the persons who change from rural to non-rural registration. Furthermore, even if all productive land of a village is completely requisitioned, it may not '70 result in resettlement of farmers (only in case of building being requisitioned, resettlement will occur.), so difference between the non-complete land requisition and the partial land requisition, i.e. the concepts of complete requisition and partial requisition, only applies to the buildings. 4.2.2 Affected Time (1) Permanent requisition: means permanently occupied land or buildings by the project. (2) Temporary requisition: means temporarily occupied land or buildings by the project, after the project is completed, they can be returned. Note: * Permanent requisition: permanent requisition includes complete requisition or partial requisition. * Temporary requisition: for land, temporary requisition means rent (complete requisition or partial requisition). * Temporary requisition of buildings not only includes temporary occupation but also complete or partial demolition of the buildings. In addition, temporary requisition also includes the temporary settlement of the building user due to consideration of safety around the building during the project construction rather than the needs of the project for use of the land under the building and for demolition of the building. 4.2.3 Types of Affected Degrees 1. Land * Permanent requisition: * Temporary land rent: temporary land requisition. 2. Buildings * Complete permanent requisition; * Partial permanent requisition; * Temporary requisition. Note: Usually, partial permanent requisition of the building and temporary requisition of the remaining part of the building take place concurrently. 4.3 Classification and Description of the PAPs 4.3.1 Classification of the PAPs (1) Resident households (including households within the project affect scope with Guangzhou household registration, Guangzhou's countryside household registration and without Guangzhou household registration.) (2) Employees in enterprises and units. (3) Farmers. (4) Vulnerable group. 4.3.2 Description of the Classification of the PAPs 1. Resident household (1) For households unnecessary to move or with stable employment, project will only affect their property and living environment. (2) For households necessary to move and without stable employment, project will not only affect their property and living environment but also their employment, those households will listed as the vulnerable group. 2. Employees in enterprises and units Affect the income of the employees. In case of enterprise dissolution, it will result in unemployment of the employees. Apparently, affected degree of the enterprises and units not only depends on project but also on industrial type, scale and business environment. Therefore, we classify the affected enterprises into 5 kinds: (1) Commercial enterprises: means those engaged in retail, wholesales, restaurants, and services, repair and small processing factories. The features are: * Business based on good communications, a large number of flowing people and local residents or operating size. * Short time of re-operation after resettlement. * If it can be partially demolished, it will not cause too big effect on the whole production. * Since differently operated products have different requirements for the business environment and produce different losses, we shall classify the shops into the following two categories: a) Wholesalers engaged in wholesales of high-grade durables and industrial products on the basis of business scale. b) Daily necessities retailers on the basis of local environment (2) Industrial enterprises: means enterprises engaged in industrial product, project may affect their production. The features are: * If they move to other places, business stop will last for a relatively longer time and it will take a longer time to rehabilitate the production. * No higher requirements for environment after they resettled down. * If partial demolition is performed, it may cause the whole enterprise to stop production. (3) Public welfare units: means some small units engaged in non-operating Q0I production, e.g. kindergartens, clinics and post offices, food shops and coal shops relating with local residents' life. The features are: * If the public welfare units move to other places, the effect will not only be limited to the moving units but also to residents in original community. * If the functions of the public welfare units can be substituted, they can be moved like commercial enterprises. * Partial demolition can be done, which will not cause big effect on its whole production. (4) Infrastructure enterprises: means enterprises engaged in the construction and maintenance of the infrastructure facilities, e.g. electricity, telecommunications, gas and water supply, etc. The features are: * Only facilities are affected. * No permanent losses on resettlement and income. * No production stop or dissolution of any units. (5) Organizations: means those covering large area and with large scale, e.g. industrial and agricultural enterprises, administration organs and other public organizations, schools and hospitals. Project will only cause effect on a small part of such unit. The features are: * If production stop or whole move occurs. * If its key part is demolished, it may cause a temporary business stop. Note: "Institution" refers to those units, with whatever nature or in whatever industry, who have suffered little impacts of the project. Namely, the amount of the land or any other real estates of these units requested by project implementation only account for a very small proportion of the total property of the units. * If effect is on individual household of the institutions, the effect will be the same like that of resident household. * If effect is on individual commercial enterprise of the institutions, the effect will be the same like that of .the commercial enterprise. * If effect is on individual industrial enterprise of the institutions, the effect will be the same like that of .the industrial enterprise. * If effect is on individual public welfare unit of the institutions, the effect will be the same like that of the public welfare unit. 3. Countryside and Employees (farmers) (1) Here it only means the effect on agricultural means (land) of the countryside, this will result in an income declination and an effect on employment of the farmers. (2) If effect is on residence of the countryside, the effect will be the same like that of resident household. (3) If effect is on individual commercial enterprise of the countryside, the effect will be the same like that of .the commercial enterprise. (4) If effect is on industrial enterprise of the countryside, the effect will be the same like that of .the industrial enterprise. (5) If effect is on the public welfare unit of the countryside, the effect will be the same like that of the public welfare unit. 4.3.3 Vulnerable group Vulnerable group is not really a project affected type, but a group to which we should attach special importance among the project affected types. As long as the following people's properties or living environment or enterprise served are project affected, they belong to the vulnerable group: (1) People below poverty line; (2) The old without children; (3) Single lady; (4) Orphan; (5) Minor nationality not merged with the community; (6) People without special skills and stable employment; (7) People not protected by the State laws and decrees. 4.3.4 Types of PAPs PAPs can be classified into the following types on the basis of their own features: (1) Owner; (2) Household; (3) Commercial enterprise; (4) Industrial enterprises; (5) Public welfare units; (6) Institution (7) Countryside; (8) Vulnerable group 4.4 Comprehensive Classification and Description of PAPs In terms of classification of project affected properties, project affected degree and PAPs' classification, the following can be obtained: 4.4.1 Analysis table of PAPs' classification 0-I PAPs' Mode of obtained Complete Partial Temporary clasifiction use ight permanent permanent rqiiinRmr classification use right requisition requisition rqiiinRmr Not limited to Property right owner _1- property owner of land and house Market rent Persons rents house at market price has Non-market rent nothing with Resident permanent household Only with house requisition, partial without property permanent requisition right and for self use and temporary requisition Market rent Concerned about commerce's own Non-market rent difference. i.e. two Commercial commercial enterprise Only with house differences in terms without property dffrce in terms right and for self use of scale and local en vilro nmen t Market rent Concerned about difference related Non-market rent with commerce, i.e., Industrial .if resettlement or enterprise Only with house without property business stop or rightadoprsf right and for self use_longer rehabilitationtime. takes a Market rent When able to Public welfare Non-market rent relocate, they are unit Only with house taken as commerce or without property enterprises. right and for self use Concerned about those units whose Infrastructure facilities V facilities are affected but not the land or housing. Institutions __ Countryside _ Only land 4.4.2 Interpretation of Analysis Sheet on PAP Classification (1) PAPs acquire living houses or business buildings at market price. Since land requisition of project is not big, there are lots of houses and buildings for rent beyond the resettlement scope, so most of them will move by themselves. Therefore, we can include resident households, commercial and industrial enterprises and public welfare units that rent houses and buildings by themselves into one category - market-rent PAPs. (2) Difference among resident households, commercial and industrial enterprises and public welfare units lies in different requirements for living and business environments after relocation. When the project doesn't result in relocation, there is no such big difference. Therefore, in the event of permanently partial requisition and temporary requisition, we can include those four affected types into the two: partially permanently requisitioned PAPs and temporarily requisitioned PAPs (3) There is a special exception, i.e. there may be PAPs who have self-use buildings without property right, since such PAPs are quite few and occupy a 0 A small amount of land, therefore, we include them into two types: residents with self-use houses of no property right; and enterprises with self-use buildings of no property right. 4.4.3 Comprehensive Classification of PAPs According to the analysis above, we classify the PAPs into the following categories: (1) Owner of property right; (2) Market-rent PAPs; (3) Temporarily requisitioned PAPs; (4) Partially permanently requisitioned PAPs; (5) Completely permanently requisitioned households; (6) Completely and permanently requisitioned of commercial enterprises; (7) Completely and permanently requisitioned industrial enterprises; (8) Completely and permanently requisitioned public welfare units (9) Institutions (10) Countryside (11) Vulnerable group (12) Culture relic Note: This is a special type of impacts which does not relate to any users. The object needs to be protected is the building itself therefore it is listed separately here. Principles for resettlement, rehabilitation and compensation are worked out in the resettlement policy respectively according to those 12 kinds of PAPs whose affected degree is different, and resettlement work will be performed according to those 12 kinds of PAPs whose shall be resettled, rehabilitated and compensated accordingly. Chapter 5 Resettlement policy for the Project This resettlement policy for the Project is prepared according to the Central Government's land requisition, demolition and resettlement statutes and Policy for Involuntary resettlement and Procedures of the World Bank (OP/BP4.12) prepared by the World Bank. 5.1 Legal framework for project affected people 5.1.1 Chinese land requisition and resettlement statutes are divided into three levels: First level: basic legal framework established by the central government to issue the stipulations of the state and fulfill guidelines; Second level: general stipulation or the stipulation for detailed project issued by the provincial government to implement laws and regulations of the state; Third level: stipulations for specific period or project issued by the municipal or county government. 5.1.2 Main current national, provincial and municipal laws and regulations for resettlement 1) Land Administration Law of the People's Republic of China 2) Regulative Statute for Urban House Demolition 3) Enforcement Method of Guangdong Province for Land Administration Law of the People's Republic of China 4) Regulation of Guangdong Province on Demolition of House Owned by Urban Overseas Chinese due to State Requisition of Land for Construction 5) Provisional Regulations of Guangdong Province on Requisition of Land for Construction of Transportation Infrastructures 6) Standard of Compensation for Requisitioned Agricultural Land of Guangzhou 7) Administration and Enforcement Methods for Urban House Demolition of Guangzhou 8) Several Regulations for Administration and Compensation Issues Regarding House Demolition 9) Standard of Compensation for Land and House Constructed on Self-owned Site Temporarily Borrowed by Construction Project of Public Utility Facilities of Guangzhou 5.2 Current resettlement policy of Guangzhou City We make a list of current resettlement policies and standards of Guangzhou City according to the main contents of the 9 laws and regulations abovementioned to demonstrate power of project affected people. There are three kinds of resettlement policies: 1) House demolition (divided into premise with property right and premise without property right) resettlement policy for affected family, shop front, public welfare facilities (entity), industrial enterprise, institutions. 2) Land requisition - resettlement policy for affected countryside production group and agricultural workers. 3) Land borrowing - resettlement policy for affected countryside production group and agricultural workers. Notes: * Resettlement policy for affected residence, non residence and shop front, institutions, public welfare facilities (entity), industrial enterprise in non residence is not subdivided in the national, provincial and municipal laws and regulations, but incorporated into the resettlement policy for non residence, so the policy will also not be subdivided in this section and supplemented in section 5.5. * The following table is the list for current resettlement policies of Guangzhou and abbreviated to Policy Table. Note: This Policy Table only describes the current policies of Guangzhou. Policies such as that for the illegal structure are against the World Bank policy. According to the consensus reached with the World Bank the project resettlement policy will be adjusted and the adjusted policy will be implemented through the project. Q'~7 Policy Table for Qualification and Rights of Resettlement Currently Implemented Type of Compensations work for C ensons land enjoyed A. Land B. Allowance for C. R requisition ypes of allowance young crop al and affected Iands demolition a 1. Land 1. 1. 8 to 10 times 1 time of 1. ] requisition Community-owned of average output output value of the allowz (use) land in village value of paddy land planted with agricu field in previous short crop shall be worke three years before compensated. tillablh requisition shall Allowance for the requis be compensated; land planted with to 6 2. 6 to 8 times perennial crop averag of average output shall be value value of other reasonably paid tillable 1. Tillable field tillable fields in according to previo previous three length of planting years years before season and requis requisition shall production season highes be compensated. of the crop. resettl (Article 30 in (Article 30 in allowz Land Land hectar, Administration Administration excee( Law of Law of averaE Guangdong Guangdong value Province Province) Qn Policy Table for Qualification and Rights of Resettlement Currently Implemented Type of \ work for Compensations land enjoyed A. Land B. Allowance for C. R, requisition ype o allowance young crop al and demolition affected lands For fish pond to be requisitioned, 8 to 20 times of average output value of its neighboring paddy field in the previous three years before requisition shall be compensated; (Article 30 in Land Administration Law of Guangdong Province) 2. Fish pond Policy Table for Qualification and Rights of Resettlement Currently Implemented Type ofo Compensations land enjoyed A. Land B. Allowance for C. R, requisition allowance young crop al and affected lands demolition a 5 to 7 times of Ditto. Ditt average output value of other agricultural lands in the previous 3. Other three years before agricultural requisition shall landsculturl be compensated; lands (Article 30 in Land Administration Law of Guangdong Province) For non-utilized Null: young crop Nul land to be doesn't exist, so agricu requisitioned, 50% compensation fee non-ul of compensation for young crop shall t standard for also doesn't exist. If neighboring tax tillable field shall non-ul . .z be compensated; to be land (Article 30 in is Land resettl Administration allows Law of be pz Guangdong 30 Province) Admii Law GuanE Provir nl Policy Table for Qualification and Rights of Resettlement Currently Implemented Type of Compensations work for ensons land enjoyed A. Land B. Allowance for C. R, requisition Types o allowance young crop al and demolition affected lands For Null: young crop For non-agricultural doesn't exist, so resetti constructional compensation fee allowz land collectively for young crop be pal, owned by also doesn't exist. (Artic] agricultural Land workers, its Admii allowance shall be Law 5. confirmed GuanE Non-agricultural according to the Provir constructional compensation land standard for neighboring tillable field. (Article 30 in Land Administration Law of Guangdong Province) Rural collective The Owner of Rura economic young crop e( organization org /ag ject of wor: compensation 1. Based upon the To be To Compensation operation situation implemented ir for state-owned of the entity according to the a( farm, forest utilizing the land, requisition method tl- farm, pasture, the allowance for rc fishing ground shall not exceed community-owned rr and salt farm the standard for land of rn 2. State-owned similar agricultural C( land compensation fees workers. w of (Article 31 in ( community-owned Land L land. (Article 31 Administration A in Land Law of n Administration Guangdong G Law of Province) P Guangdong Province) Policy Table for Qualification and Rights of Resettlement Currently Implemented work for Compensations land enjoyed A. Land B. Allowance for C. R, requisition ypes of allowance young crop al and afce a demolition affected lands The User of The Owner of The original land young crop origin; Object of compensation Allowance for To be Nul 2. 1. Agricultural land temporary implemented placen Temporary agricultural land according to the proble land shall be compensation exist. borrow calculated standard for Wh according to the agricultural land tempo product of requisition. expire average output tempo value of the land shall in the previous respor three years before rehabi temporary use the 1 and number of origin; years of state. temporary use. can't (Article 37 in rehabi Land tempo Administration shall Law of corres Guangdong econoi Province) compc 2. Constructional land To be Null: young respor calculated crop doesn't exist, (simil; according to the so compensation herein product of local fee for young crop (Artici annual rental of also doesn't exist. Land state-owned land Admii and number of Law years of temporary Guang use. (Article 37 in Provir Land Administration Law of Guangdong Province) Policy Table for Qualification and Rights of Resettlement Currently Implemented Type ofo Compensations land enjoyed A. Land B. Allowance for C. R, requisition ypes o allowance young crop al demolition affected lands Rural collective Null bject of economic The Owner of compensation organization /the young crop Entity originally ______/______utilizing the land OA Policy Table for Qualification and Rights of Resettlement Currently Implemented in Guangzhou 3, house demolition 2, premise without (The premise whose 1, Premise with property right can be confirrr compensated as a property right after 1, currency corr 1, exchange of property right 2, currency compensation (For the premise who, can't be confirmed, compensation w 1, Property 2 The User 1, Property 2, The User 1, Property owner owner , owner 1, Gain 1, The original tenant will Amount of 1, If the Relocatee selects 1, temporary property right continue to rent the currency currency compensation for construction: (1) If of the exchanged compensati non-overseas-Chinese-owne demolition time of exchanged non-overseas-Chinese-ow on will be d house, the Relocatee shall temporary premise ned house. confirmed be responsible for construction exceeds 2, the 2, the Relocatee will be according resettlement of the original the approved time, Demolisher and responsible for resettlement to the premise tenant. the temporary will the Relocatee of the original premise tenant evaluation 2, If the Relocatee selects not be compensated; shall calculate of the exchanged price of currency compensation for (2) If demolition time allowance for overseas-Chinese-owned real estate overseas-Chinese-owned of temporary the demolished house. market house, the Demolisher shall construction doesn't premise and according be responsible for exceed the approved price of the to location, resettlement of the original time, allowance will exchanged usage and premise tenant. be calculated out premise and building according to settle the price area of the replacement cost and difference of demolished age limit of exchange of house. construction; property right 2, illegal structure: according to the compensation for evaluation demolition of illegal structure will not be price, paid. Remarks: the Demolisher in the table refers to the Entity gaining demolition permit of the premise, the Relocatee refers to the Owner of demolished premise, similarly hereinafter. Policy Table for Qualification and Rights of Resettlement Currently Implemented in Guangzhou 3, house demolition 2, premise without (The premise whose 1, Premise with property right can be confirrr compensated as a property right after 1, currency corr 1, exchange of property right 2, currency compensation (For the premise who, can't be confirned, compensation w 1, Property 2, The User 1, Property 2, The User 1, Property owner owner owner 1, Null Give Null Give currency Demolition currency compensation of compensati according to the attachment on replacement price. of houses according owned by to the non-public replacemen welfare t price. undertaking property right of the premise will not be exchanged, and the Demolisher will give currency compensation according to the replacement price. Null Give removal allowance Null Give removal allowance Null according to the actual according to the actual requirements. requirements. Policy Table for Qualification and Rights of Resettlement Currently Implemented in Guangzhou 3, house demolition 2, premise without (The premise whose 1, Premise with property right can be confirrr compensated as a property right after 1, currency corr 1, exchange of property right 2, currency compensation (For the premise who, can't be confirmed, compensation w 1, Property 2, The User 1, Property 2, The User 1, Property owner owner owner Null (during 1, If the User will settle his Null 1, If currency compensation Null: temporary temporary accommodation himself, the for relocation problem relocation, the Demolisher shall pay non-overseas-Chinese-owne doesn't exist. User of the temporary resettlement d house is selected, the house will allowance; Relocatee will be continue to pay 2, If the User will utilize the responsible for resettlement rental to the will utiedth of the User of the premise. circulated house provided byv,I urnycmesto property owner) the Demolisher, the 2, If currency compensation DemolisherDeoise willwilno. not paya hueifor overseas-Chinese-owned eetd n temporary resettlement premisseten wlb, premise tenant will be allowance; temporarily relocated by the Demolisher, compensation shall be handled according to exchange mode of property right. A7 Policy Table for Qualification and Rights of Resettlement Currently Implemented in Guangzhou 3, house demolition 2, premise without (The premise whose 1, Premise with property right can be confirrr compensated as a property right after 1, currency coiT right 2, currency compensation (For the premise who, 1, exchange of property can't be confirmed, compensation w owner 2, The User owner 2, The User 1, Property owner Null 1 the Demolisher will pay Null 1, If currency compensation Null appropriate allowance. for non-overseas-Chinese-owne d house is selected, the Relocatee will be responsible for resettlement of the User of the premise. 2, If currency compensation for non-overseas-Chinese-owne d house is selected and loss of premise tenant from suspension of operation and business is caused by temporary relocation of the Demolisher, compensation shall be handled according to exchange mode of property right. AQ 5.3 Ways of legal relief the project affected people may adopt 1. Demolition ruling It is specified in Administration and Enforcement Methods for Urban House Demolition of Guangzhou that if the resettlement enforcement body and the Project affected people or the resettlement enforcement body, the property owner and the User can't reach a resettlement compensation agreement, the municipal competent department of real estate will give a ruling if applied by the Litigant. If the property owner or the User belongs to the municipal competent department of real estate, the municipal people's government will give a ruling. The ruling shall be given within 30 days after the application day. 2. Administrative reconsideration It is specified in the Regulations on Administrative Reconsideration that if the Project affected people (or the resettlement enforcement body) refuses to accept the ruling, he may apply to the higher administration of the department giving the ruling for administrative reconsideration. If the administration of administrative reconsideration confirms that the reference of the proposer is illegal during review of the proposer's administrative act and the administration has the discretion, the administration of administrative reconsideration shall decide according to the law within 30 days. If the administration of administrative reconsideration doesn't have the discretion, it shall transmit the case to the government agency with discretion according to the legal procedure. Review of detailed administrative act shall be suspended during the period. 3. Arbitration 1% It is specified in the Arbitration Law of the People's Republic of China that if the Project affected people and the resettlement enforcement body voluntarily reach an arbitration agreement about their dispute during resettlement, they may apply to the arbitral authority for arbitration. The arbitral authority shall accept the application and notify the Litigant in written within 5 days if the application matches the condition; the arbitral authority shall notify the Litigant of nonacceptance of the application in written and explain the reasons if the application doesn't match the condition. 4. Administrative lawsuit Administrative lawsuit refers to an activity that the citizen, the legal person or any other organization, who deems that detailed administrative act of the administration and its employee infringes his legal interests lodges, institutes a lawsuit to the People's Court according to the legal procedure An and requirements and the People's Court then gives a ruling after reviewing the detailed administrative act. It is specified in the Administrative Procedure Law that the People's Court shall give the ruling of first instance within three months after the date of case filing and give the final judgment of second instance within two months after the date of appeal. If the time has to be prolonged in special situation, approval of the High People's Court shall be gained. If the case on appeal is processed by the High People's Court, approval of the Supreme People's Court shall be gained. 5.4 Comparison between the resettlement policies of Guangzhou and the World Bank 5.4.1 Main principles of the resettlement policies of Guangzhou and the World Bank are consistent 5.4.1.1 Main principles of resettlement policy of the World Bank Policy for Involuntary Resettlement Business of the World Bank (OP4.12) confirms main principles of resettlement: 1. Discuss any feasible project design proposal, prevent or reduce involuntary resettlements as much as possible and reduce the bad impact caused by the Project as much as possible; 2. Help the project affected people to improve their livelihood and living standard to at least the relatively higher level before relocation or the Project; 3. Compensate the project affected people according to the total replacement cost as soon as possible to counteract their property loss directly caused by the Project; 4.especially concern the demand of vulnerable group in the project affected people. 5.4.1.2 Main principles of resettlement policy of Guangzhou 1. It also specifies that quantity of involuntary resettlement and bad impact shall be reduced as much as possible. 1) Project proposal comparison shall be carried out: it is specified in the current resettlement policy of Guangzhou that project proposal comparison shall be carried out to ensure that the project area will be away from the high-rise, dense residential and operating area to reduce quantity of project affected people, but function of the Project shall be I (in guaranteed; 2) Policy for partial demolition: it is specified in the current resettlement policy of Guangzhou that the building sitting across the red line of the Project shall be partially demolished or not demolished to reduce quantity of project affected people in the precondition of not impacting implementation of the Project and guaranteeing safety and normal use of the house; 3) Land borrow policy: it is specified in the current resettlement policy of Guangzhou that land requisition shall be avoided as much as possible during implementation of the Project and temporary construction land shall be borrowed to reduce the period of impact on the project affected people; 4) Policy for the building (structure) of public utilities is construction prior to demolition. It is specified in the current resettlement policy of Guangzhou that the Project shall firstly reconstruct (rehabilitate) the building (structure) of public utilities according to its original scale and then the building (structure) can be demolished to reduce loss of project affected people. 2. It also specifies that compensation for the involuntary resettlements shall help them recover to their relatively higher livelihood and living standard before relocation or the Project 1) Equivalence compensation principle is confirmed. It is specified in the current resettlement policy of Guangzhou that the compensatory payment for demolished house shall be confirmed in manner of evaluation to ensure that the project affected people will gain (purchase) a house equivalent to the demolished house; 2) Compensation for other impacts caused by relocation: it is specified in the current resettlement policy of Guangzhou that allowance for structures, attachment and relocation, traffic allowance, temporary resettlement allowance, telephone, CATV, gas pipe relocation fee and etc. shall be paid beside equivalence compensation of house or resettlement. Compensation for non-residence's loss from suspension and operating loss in strange land shall also be paid. The purpose is to guarantee that the project affected people will recover to their relatively higher livelihood and living standard before relocation or the Project; 3) Land requisition and resettlement allowance shall be increased when necessary. It is specified in Article 30 of Enforcement Method of Guangdonig Province for Land Administration Law of the People's Republic of China that if the land compensation fees and resettlement allowance paid according to the specifications still can't help the agricultural workers to keep at their original living standard, the resettlement allowance may be increased. 5.4.1.3 Main principles of the policies of Guangzhou are consistent with those of the World Bank It is concluded based upon the main principles of resettlement policies of Guangzhou and the World Bank that resettlement policy of Guangzhou is generally consistent with that of the World Bank. 5.4.2 Inconsistency between resettlement policies of Guangzhou and the World Bank I1. Compensation for temporary construction and illegal structure * It is specified in the policy of the World Bank that all constructions shall be compensated. Their legality can't be the reference to compensation, so due temporary construction and illegal structure shall also be compensated. * It is specified in Clause 2 of Article 22 in Regulative Statute for Urban House Demolition that illegal structure and due temporary construction will not be compensated. Appropriate compensation for temporary construction not exceeding the time limit of demolition shall be paid. 2. Whether the age of the house will be considered for compensation * The World Bank requires that compensation for house demolition shall be calculated according to the total replacement cost and the age of construction and property will not be calculated. * It is specified in the current resettlement policy of Guangzhou that compensation for demolished house will be confirmed in manner of evaluation. No matter the project affected people selects house resettlement or currency compensation, value of the demolished house will be evaluated (it was specified formerly that only the value of the demolished house of the project affected people who abandons property right) to confirm amount of compensation, that is to say, the age of house is considered. 3. Job placement for the rural labor force * The World Bank pays great attention to job placement for surplus labor force caused by land requisition in village. Detailed resettlement proposal for labor force shall be provided and several ways shall be provided to the labor force for selection. Special supporting policy and measures for professional training of technical service and information service shall be provided. * Special supporting policy and measures for training and information service of labor force are not directly reflected in the current resettlement policy of Guangzhou but in the employment and social security system formulated by the government. 5.5 The reason of inconsistency between resettlement policies of Guangzhou and the World Bank and regulation of the policy for the Project The inconsistency between resettlement policies of Guangzhou and the World Bank was introduced. The section will analyze the formulation reference and the reason of the resettlement policy of Guangzhou and regulate the resettlement policy for the Project. 5.5.1 Guangzhou's compensation policy for temporary construction and regulation of policy for the Project 5.5.1.1 Reason and condition of formation of temporary construction Reason of existence of temporary construction is not carelessness of the local government, but to make the best of idle land to develop the local economy and increase employment opportunities. Construction of temporary construction was approved and registered according to the legal procedure. Conditions of formation of temporary construction: 1) In the planned district; 2) On the idle land 3) Only large entity (has idle land) has temporary construction in Guangzhou. 5.5.1.2 Current policy of Guangzhou doesn't compensate the due temporary construction It is specified in Article 22 of Chapter 3 of Regulative Statute for Urban House Demolitioni that Due temporary construction will not be compensated, so current resettlement policy of Guanzhou also specifies that due temporary construction will not be compensated. 5.5.1.3 Reason of demolition of due temporary construction without compensation 1. The property owner already recovered the cost of temporary construction and gained earnings. Most temporary constructions are shop fronts. As land transfer fee was not paid, so construction cost of temporary construction is relatively low. The Owner of the temporary construction has already recovered the cost and gained earnings in manner of operation or lease before the time limit. 2. Laws and regulations of urban planning of China have being implemented since 1984, and it's the common understanding of the citizens that demolition of due temporary construction will not be compensated. 1 All 3. Temporary construction: demolition without compensation when time is up is prior promise. The property owner of the temporary construction promised during construction application that the temporary construction will be demolished without compensation when time is up and the User of the temporary construction also promised that he will move out unconditionally when the land will be requisitioned, that is to say, it is a prior agreement. Law and agreement is base of the modem society, so violation of law and agreement will damage the normal social order. U~~ C..,.. -A~~ , . .- -' ~~4i. -,; .; , 4. Operation of the User of temporary construction will not be impacted As the User of temporary construction rents the temporary construction with market rental, so he can easily rent a similar place with the same rental, so fluidity of this kind of operator is large and the impact of the Project on him is small. He only needs to find a similar place and will not have economic loss. 5.5.1.4 Compensation policy for due temporary constructions As compensation policy for due temporary construction in the current resettlement policy of Guangzhou is inconsistent with that of the World Bank, so the policy for the Project is regulated as follows: 1) The Project will not compensate the property owner of due temporary construction; 2) The Project will provide equal resettlement to the User of due temporary construction; * If the user of the temporary structure after the expiration is the resident and this resident dose not have any other housing except this structure or whose house with property right is smaller than 8m 2 for each person, the project will resettle the user by renting the housing for him. The resettled area will be calculated per capita (floor area of 8m2 per capita) and the rental will be calculated according to the rate for public housing. * If the user of the temporary structure after the expiration is the shop, the project will introduce the user to rent a shop in another similar special market in the city with precedence and discount of the rental. * If the user of the temporary structure after the expiration is the enterprise, the project will introduce the enterprise to rent a place in another similar industrial area with the discount of the rental. * All the users mentioned above will be provided with the compensation for removal. If the project causes any stop of production, the project will provide compensation for the stop-loss. 5.5.2 Guangzhou's compensation policy for illegal structure and regulation of policy for the Project 5.5.2.1 Current policy of Guangzhou will not compensate the illegal structure It is specified in Clause 2 of Article 22 of Regulative Statute for Urban House Demolition that demolition of illegal structure will not be 1nA compensated, so the current resettlement policy of Guangzhou will also not compensate the illegal structure. 5.5.2.2 Reason of demolition of illegal structure without compensation 1. Meets the Guangzhou citizens' principle of work by laws Legal consciousness deeply exists in Guangzhou citizens' minds. Principle of work by laws becomes their principle in daily life, so the project affected people and other citizens think it is reasonable to demolish the illegal structure without compensation. 2. Compensation for illegal structure will not benefit implementation of the policy and stability of the society Illegal structure: a, violates the national planning law and impact overall planning of the city; b, disturbs normal real estate market; c, causes hidden trouble in fire prevention and structure. So compensation for illegal structure will not benefit social stability and it's unfair to the property owner of legal construction. At the same time, more persons will construct illegal structure and cause disorder in real estate market (disorder in real estate market will cause disorder in other markets), then social stability will be damaged. 3. Guangzhou has carried out activity of removal and demolition of illegal building (without compensation) for many years Guangzhou has strengthened urban planning and building management and carried out activity of removal and demolition of illegal building (without compensation) since 1999 (resettlement for Inner Ring Road Project Funded by the World Bank Loan was completed). Totally 113, 808 illegal structures with total area of 12, 819, 940m2 have been removed and demolished since 1999 (for details, see the following table) and social conflict because of compensation didn't happen. All large illegal structures were basically demolished. Only some small illegal structures are difficult to find. ~~~~~0~ ~ ~ - (Demolition site 1 of illegal structure) (Demolition site 2 of illegal structure) List of Illegal Structures Demolished in 1998-2001 of Guangzhou District 1998 1999 2000 2001 2002 Total Dongshan District 13550 75620 52341 153934 24586 320031 Distnct 24560 236450 234525 361000 14580 871115 Yuexiu 45320 332450 153211 89631 24851 645463 Haizhu 32110 524368 256324 116754 102361 1031917 Distinct 24120 563220 753200 1030000 23596 2394136 Baiyun 55412 836120 762009 1401400 982413 4037354 District I_ _ _ _ Fangcun 25488 321450 23564 109800 32560 512862 Distnict Huangpu 29850 38530 45300 192500 45300 351480 District Fanyu 26420 525600 485070 1360000 56485 2453575 Distn'ctI Duistrct 45000 23540 32456 23700 15989 140685 The whole 321830 3477348 2798000 4838719 1322721 12758618 city ______I______Notes: the data come from Guangzhou Yearbook and Statistical Yearbook of Guangzhou froml999 to 2003 5.5.2.3 Project compensation policy for illegal structure As compensation policy for illegal structure in the current resettlement policy of Guangzhou is consistent with that of the World Bank, so the policy for the Project is regulated as follows: 1. The project will not provide any compensation if the property owner of the illegal structure is an institution or enterprise. 2. The project will pay for the loss due to the demolition of the structure and provide assistance for the resettlement, moving and rehabilitation if the property owner of the illegal structure is an individual. 3. For the user of the illegal structure the project will: * If the user of the illegal structure is the resident, and he dose not have any other house except this illegal one, the project will resettle the user by renting the housing for him. The resettled area will be calculated per capita (floor area of 8m2 per capita) and the rental will be calculated according to the rate for public housing. * If the demolition of this illegal structure will result in poverty of the user (monthly average income below 300yuan) the project will provide the compensation to the user. * If the user of the illegal structure is the shop, the project will introduce the user to rent a shop in another similar special market in the city with the discount of rental. * If the user of the illegal structure is the enterprise, the project will introduce the enterprise to rent a place in another similar industrial area with the precedence and discount of the rental. * All the users mentioned above will be provided with the compensation for removal. If the project causes any stop of production, the project will provide compensation for the stop-loss. 5.5.3 Guangzhou's compensation policy for house and Regulation of policy for the Project 5.5.3.1 It is specified in the current resettlement policy of Guangzhou that compensation for house will consider the age of the building House replacement of urban immigrant is a kind of market purchase (or reconstruction of the executive entity of the Project). As the factors impacting purchase price of the house in market are various, including greening in the quarter, internal layout of the house, internal and external environment, utilization ratio, interior decoration, parking facility, security and property management, floor and wear and tear degree. All the factors will cause price difference of houses in two neighboring living quarters (about RMB 500-800 Yuan), houses on different floors and directions (about RMB 300-500 Yuan), and houses with different wear and tear degrees in the same section (20%-35%). The only method for confirmation of replacement price in the complex price system is evaluated market price. The age of the building is included in evaluated market price. 5.5.3.2 Reason of age consideration for house compensation 1. Age consideration for house compensation meets the principle of equal exchange (compensation) In real estate market, price of house is not only impacted by greening in the quarter, structure and layout in the house, but also wear and tear degree. If two houses are in the same section with the same floor and structure, but their wear and tear degrees are different, their market prices will be different (20%-35%, which is described in the Compensation Standard System Table in section 5.8). So confirmation of compensation price must consider wear and tear degree, which meets the principle of equal exchange. 2. Age consideration for house compensation meets the principle of equity As wear and tear degree of a house will impact its price, if a uniform compensation price is confirmed to all houses of the same type without consideration of wear and tear degree, it's unfair to the property owner of the house with lower wear and tear degree. If compensation price acquired by the property owner of the newest house is the same with that of the property owner of the oldest house, it's obviously unfair. 5.5.3.3 Regulation of house compensation policy for the Project As the current resettlement policy of Guangzhou is inconsistent with that of the World Bank in age consideration for house compensation, so the house compensation policy for the Project is regulated as follows: 1) For the Project affected people selecting currency compensation Compensation price of his house will be confirmed according to the evaluated market price. The Project will guarantee that project-affected people may purchase a house with the same type and lower tear and wear degree in the same section with the allowance; otherwise, the Project will help them purchase the house of the type. (If the Project affected people can purchase a house that has been utilized for 30 or 20 years with the compensation price for a house that has been utilized for 50 years, it is reasonable). That means the project will guarantee that the compensation will be implemented according to the evaluation price or local market price for resettlement house 10% newer than the original house. 2) For the Project affected people selecting house resettlement The Project will guarantee that the Project affected people will be provided with a house with lower tear and wear degree. If a house that has been utilized for 50 years is replaced with a house that has been utilized for 40 years, it is acceptable for the Project affected people. As Guangzhou has advanced second-hand house market, the Project can utilize second-hand house to project affected people the project affected people. * The project affected people will benefit from group house purchase of the Project. 3)The Project promises: the Project will help the impoverished population in the project affected people find a house that doesn't need payment of price difference. Or the Project will share the property right of the house with the Project affected people if agreed by the Project affected people. The Project affected people will rent the part of the resettlement house exceeding the compensation price according to the standard for government flat. 5.5.4 Regulation of job placement policy for the rural labor force of the Project 5.5.4.1 Current resettlement policy of Guangzhou doesn't concerns job placement of the rural labor force 1 ,An It is specified in Land Administration Law of the People's Republic of China that the enforcement body of land requisition shall pay labor resettlement allowance, while the law doesn't specify the job placement of labor force. 5.5.4.2 The reason of unconcern for job placement of the rural labor force in the current resettlement policy of Guangzhou The reason of unconcern for job placement of the rural labor force in the current resettlement policy of Guangzhou is that rural economy in Guangzhou is relatively advanced, so the agricultural workers have relatively higher incomes and enjoy a fairly good benefit level: l.Agricultural workers in Guangzhou don't need to make a living by farming. Most lands requisitioned by the Project are no croplands, so land requisition of the Project doesn't directly impact benefits of contract farming household. 2.Township and village enterprises in Guangzhou have developed rapidly in recent years. Bonus paid by the commune and production group increases year by year, so all project affected people are willing to transfer all resettlement allowance to the economic cooperative to get year-end bonus in return. The project affected people that agreed to be recruited are also willing to pay a sum of money equal to the resettlement allowance to the commune and production group to get year-end bonus in return. 3.Along with development of market economy in China, rural economic activities become various. Ways of earning of agricultural workers increase. Hidden and fractional incomes of villagers are high. Most of project affected people don't want to formally become urban dweller from the countryside and be recruited by national enterprises. 4.Allowance for land requisition will be utilized by the economic cooperative to develop township and village enterprises and returned to the villagers by year-end bonus, which will guarantee that living standard of project affected people will increase year by year and the project affected people will directly benefit from the Project. 5.The village will establish a social security system with collective welfare fund as main body to guarantee that living standard of the elderly will increase along with increase of the commune and production group's incomes. All annuities will be paid per month. Therefore, resettlement policy of Guangzhou didn't pay much attention to job placement of the rural labor force erenow. 5.5.4.3 Regulation of job placement policy for the rural labor force of the Project 1fn I.The Project will recruit some project affected people to work for the Project, so the project affected people will directly benefit from the Project. 2.The Project will pay training fee of RMB 3,000 Yuan/per person to the labor department for the project affected people needing job placement. 3.The Project will arrange the impoverished population of rural project affected people in the communities with large demand of housekeeping service as much as possible. The Project will also contact with the relevant department of the community to gain more employment opportunities for the impoverished population of rural project affected people, such as housekeeping service or other service trades. 5.6 Shortage of the current resettlement policy of Guangzhou Although current resettlement policy and standard of Guangzhou are consistent with guideline of OP/BP4.12 of the World Bank, yet the following shortages still exist: 1 ) The clause only gives a general description. Compensation forfacilities in house and pipeline, traffic allowance, compensation for operating loss of non residence in strange land and compensation for house demolition in village are not involved. 2 ) The impacts on living community and operation environment of project affected people caused by relocation are not fully considered. The set principle of resettlement house is not clear and only the requirement in substance entity is mainly considered. 3 ) Classification of project affected people is unscientific, which cause difficulty of planning and implementation. 4 ) Appropriate resettlement of the operator of shop front of temporary construction and illegal shop front doesn't carry out sometime. 5 ) Partial demolition compensation policies are lacking. 6 ) Compensation policy for temporary occupied land is not clear and perfect. 7 ) Reconstruction is not involved. 8 ) Protection of the vulnerable group is not clear. 9 ) Admintistration and Enforcement Methods for Urban House Demolition of Guangzhou is still under formulation, so formulation of the compensation policy is difficult. The Resettlement Policy for the Project will make a necessary supplement to the current resettlement policy of Guangzhou. 5.7 Resettlement policy for the Project 111 The Project will adopt the following policies based upon the resettlement policy of China and the World Bank. 5.7.1 Resettlement is resettlement policy for property owner 5.7.1.1 Compensation for the property owner whose land is permanently requisitioned 1 ) For compensation for rural land and state-owned agricultural land, please see the current policy table. 2 ) Redundant building plot in land for government construction project shall be compensated according to its replacement price. 3 ) Construction land without property right (including constructions without right of land-us, temporary construction, illegal land for construction project) shall be compensated according to its replacement price. 4 ) House site shall be compensated as land for agricultural construction project. 5 ) Compensation for land used for building in the land for government construction project is included in the compensation for structure. 6 ) Compensation for land for retraction of buildings in land for government construction project. * If the structure is not requisitioned, the land shall be compensated as redundant building plot. * If the structure is requisitioned, compensation for the land for retraction of buildings is included in the compensation for the structure, so the land will not be compensated separately. 5.7.1.2 Compensation policy for the property owner whose land is temporarily requisitioned (rented) 1)Compensation for rent of rural land will be implemented according to the current policy table. 2)Compensation for state-owned agricultural land shall be implemented according to the compensation standard for rural land and not higher than the standard. 3)Redundant building plot in the land for government construction project shall be compensated according to the product of annual rental of the land and temporary requisition period. 4)Compensation for construction land in the land for government construction project is included in the compensation for the structure, so the land will not be separately compensated. 5)Compensation for rent of land for retraction of buildings in the land for government construction project. * If the structure is not requisitioned, the land shall be compensated as redundant building plot. * If the structure is temporarily requisitioned (rented), compensation for the land for retraction of buildings is included in the compensation for the structure, so the land will not be compensated separately. 6 ) Construction land without property right (including constructions without right of land-use temporary construction, illegal land for construction project) shall be compensated according to the compensation standard for temporary requisition of redundant building plot. 5.7.1.3 Compensation policy for the property owner whose building is demolished l. Compensation for permanent requisition of a whole structure: 1)Premise with property right shall be compensated according to the policies listed in the policy table, where: * If property owner of the residence selects abandonment of property with house being occupied, he will be compensated with 70% of the evaluation price; if property owner of non residence selects abandonment of property with house being occupied, he will be compensated with 80% of the evaluation price (Notes: A. Abandonment of property with house not occupied means the trade carried out when the premise has no tenant or the tenant will be resettled by the property owner. For demolition, it means the property owner must deliver an empty house to the Project for demolition after receiving the price for abandonment of property (100% of evaluated replacement price). B. Abandonment of property with house being occupied means the trade carried out when the Tenant of the house still doesn't move out. For demolition, it means that the Tenant will be resettled by the Project after the Owner receives the compensation price for abandonment of property with house being occupied, so the property owner will also be compensated with 70% or 80% of the total price.) * If property right of a house built on curtilage is to be exchanged, confirmation of property right through review must be carried out, and land price and complementary capital for unified planning of public utility must be paid. Land requisition fund shall be paid to the enforcement body of demolition. Then the procedures for urban house shall be followed. If the house built on curtilage is to be compensated through evaluation before review of requisition and confirmation of property right, the house shall be compensated according to the unit price after evaluation price of the residence of the same type in the same section minus reimbursable land use fee for the residence in the same section, complementary capital for unified planning of public utility and land requisition fund. Then the procedures for urban house shall be followed. * Houses already passing housing reform shall be compensated according to the current policy table and the principles abovementioned after the 112 property owner purchases the apportioned public area. 2)Compensation for premise without property right * Construction without right of land-use will be compensated with replacement price of the structure (Note: the land will be compensated separately) * Temporary structure before expiration will be compensated according to current policy of the city * Temporary construction after the expiration will be implemented according to Section 5.5.1.4. * Illegal structure will be implemented according to Section 5.5.2.3. 2. Compensation for the part of a building permanently requisitioned: 1)Compensation for premise with property right shall be confirmed according to the evaluation price of the part to be demolished. Compensation for house rehabilitation shall be paid. If the property owner of a residence selects abandonment of property with house being occupied, he will be compensated with 70% of evaluation price for the part to be demolished. If the property owner of a non residence selects abandonment of property with house being occupied, he will be compensated with 80% of evaluation price for the part to be demolished. 2)Compensation for premise without property right: * Constructions without right of land-use will be compensated with replacement price of the part of the structure demolished. The compensation for the repair of the house will also be provided. * Temporary structure before the expiration will be compensated with the replacement price of the part of the structure demolished and associated with the age of the structure. The compensation for the repair of the house will also be provided. * Temporary structure and illegal structure do not relate to any partial demolition and will be entirely demolished and will be dealt with according to Section 5.5.2.3. 3. Compensation for temporary requisition of building: The property owner will gain the reconstructed building, or be compensated with replacement price and reconstruct the building by himself. 5.7.1.4 Compensation policy for structures, attachment, facilities in house, infrastructures of the property owner For these four types of buildings, the Project will follow the principles of the one who constructs will be responsible for compensation. Or the Project will compensate the property owner and then the property owner will negotiate with the User for settlement if the two parties agree. 1. Structures will be compensated according to its replacement price, and 11A l)If demolition of a structure will cause operation or business loss of the User, the Project shall reconstruct the structure prior to demolition to reduce loss of the project affected people as much as possible or to the lowest degree. 2)lf loss of the User's operation or business from demolition of a structure can't be prevented, the Project will compensate the User's loss from operation. 2. Attachment shall be compensated according to its replacement price. 3. Facilities in the house (telephone, CATV and gas pipeline) shall be compensated according to the relocation fee specified by the local department. 5. Compensation for infrastructures I)Relocation fee for pipeline Communication, power, water and gas pipeline shall be reconstructed prior to demolition to reduce loss of the project affected people as much as possible or to the lowest degree. Balancing shall be carried out according to the pipeline's original grade, specification, quality scale, market price and relevant national criteria for engineering norm. 2)Fee for relocation of roadside flowers and trees If the roadside flowers and tress are to be relocated or felled, compensation shall be provided according to the price of each kind of tree and flower specified by Guangzhou Municipal Bureau of Parks and replantation cost. 3)Compensation fee for traffic facilities If the traffic facilities are to be relocated, the Project will compensate the traffic police department with replacement price confirmed according to their original specification, quality and quantity, or reconstruct the traffic facilities. 4)Compensation fee for civilian defense facilities If civilian defense facilities are to be relocated, the Project will compensate with the replacement price confirmed according to specification and quantity of facilities to be demolished. 5)Compensation fee for wharf facilities Compensation for relocation of wharf facilities will be confirmed though negotiation of the enforcement body of demolition and relevant navigation department according to specification and quantity of facilities to be relocated. 5) Other facilities will also be rehabilitated and compensated. 5.7.2 Compensation policy for the User of market lease I.I The impact of relocation on the project affected people of market lease is small because the project affected people can easily rent a house with equal conditions with the same rental in other places, so the Project's compensation policy for him is as follows: I)The User will gain compensation for relocation. 2)If relocation causes operating suspension or business suspension, the Project will compensate the loss from suspension. 3)If the User can't or don't want to rent the original house because of the Project, the Project will resettle the User to a place with same living or operating conditions with favorable rental. 5.7.3 Compensation policy for the User whose house is temporarily requisitioned I)The User will gain compensation for two times of relocation. 2)If business suspension period is long, the Project shall provide a house with the same conditions to the User as much as possible. If suspension can't be avoided, the Project will give compensation for loss from suspension. 3)If the User doesn't want to use the temporary transient house, the Project will provide compensation for temporary relocation. 4)If the project affected people is far away from his work unit or school during temporary relocation and has no traffic allowance, the Project will provide traffic allowance to each project affected people according to the price of commutation ticket each month till the project affected people settles in the resettlement house. 5.7.4 Compensation policy for the User whose building is partially and permanently requisitioned l)The User will gain the balance of the price of the demolished part of the house not occupied and of the house being occupied. 2)Other compensations are the same with those in 5.7.3. 5.7.5 Resettlement policy for family whose residence is permanently requisitioned 5.7.5.1 Rehabilitation policy 1)If the property owner selects to exchange property right, the User, the family, can continue to rent the resettlement house with subsidized rental; if the property owner selects abandonment of property with house being occupied, the User, the family, will be compensated with the price difference of the demolished house not occupied or being occupied (Notes: if the User of the house is the property owner of the house, the User can't select abandonment of property with house being occupied together with resettlement. The principle is also applicable for entity, enterprise and all users). 2)If temporary relocation is caused, the Project will pay temporary relocation fee. 3)If the project affected people is far away from his work unit or school during temporary relocation and has no traffic allowance, the Project will provide traffic allowance to each project affected people according to the price of commutation ticket each month till the project affected people settles in the resettlement house. 4)Compensation for removal shall be paid. 5)If children of the User will transfer to another school, the local school must accept them, the Project will compensate them with transfer fee. 6)Work unit of the User shall give the User a two days' leave for move. If wages of the User is deducted, the Project shall give compensation. 7)If decoration standard in the User's house is higher than that in the resettlement house, compensation shall be paid according to the price difference (if the house was decorated by the property owner, the compensation fee will be paid to the property owner, similarly hereinafter). The User can demolish and possess the materials for decoration without impacting safety of the house. 5.7.5.2 Principle for confirmation of resettlement location 1) Residence resettlement house (location) shall be close to the demolition area. 2)Public utilities (road, water and electricity, communication, post, network) and supporting facilities (education, sanitation, business, gardens and culture) for residence resettlement house (location) must be complete. 3)Traffic near residence resettlement house (location) shall be rehabilitated. For example, there shall be at least two public traffic routes connecting the area and the downtown area. 4)The area around the residence resettlement house location) shall not exclude the outlander and habits and customs of others. 5)The Project will provide three types of residence resettlement houses (locations) (top, medium, low) to the project affected people to select according to his requirements and purchasing power, and provide appropriate resettlement houses (locations) for different project affected people groups. Centralized resettlement and decentralized resettlement methods can be combined for resettlement of project affected people with high incomes. Several kinds of resettlement locations shall be provided to them for selection, but project affected people in decentralized resettlement locations shall be lower than 50% of the total. Decentralized resettlement method will be adopted for resettlement of project affected I11-7 people with medium and low incomes in order to settle problems in employment, working, study and hospitalization. Project affected people with medium incomes in medium resettlement locations shall be lower than 20% of the total. Project affected people with low incomes in low resettlement locations shall be lower than 10% of the total. 5.7.5.3 Resettlement principle for non-registered Guangzhou citizens I)Non-registered Guangzhou citizens are also project affected people. 2)If the non-registered Guangzhou citizen lives with a legal resident (his temporary guest or short-time resident), the non-registered Guangzhou citizen will move with the legal resident. 3)If work unit of the non-registered citizen arranges him in the house with legal property right or legal lease in perpetuity to be demolished, the Project will pay the compensation fee to the work unit and the affected work unit must arrange the non-registered citizen in the resettlement house or another place. 4)If work unit of the non-registered citizen arranges him in the temporary construction or illegal structure to be demolished, the work unit will be responsible for resettlement of the non-registered citizen. As the labor force is necessary for the work unit, the work unit will resettle him (the Project Office will supervise and urge the work unit). 5)If the non-registered Guangzhou citizen can't find a house, the enforcement body of demolition will help him find a house with equal quality and rental. 5.7.6 Resettlement Policy for Permanent and Complete Requisition of commercial building 5.7.6.1 Rehabilitation Policy 1 )The Users of the houses with shop front will continue to rent the resettlement houses or obtain the price difference of the house being occupied or not occupied. 2)If the property owner chooses the exchange of property right, the User of the shop front can continue to rent the resettlement shop front with the subsidized rental. If the property owner chooses abandonment of property with house being occupied, the User of the shop front can obtain the price difference of the house being occupied or not occupied, or resettled by the Project (note: When the User is using his own house, saying the property owner is the User, the User can't select abandonment of property with house being occupied together with resettlement. This principle is also applicable for entities, enterprises and all users). 3)If the temporary relocation occurs, the Project shall compensate the fees 110 for the temporary relocation. 4)Compensation for Removal. 5)Compensation for loss from suspension. During the removal, the shop front is caused to be suspended, the relevant loss shall be compensated. * Loss from suspension shall be calculated, added up and compensated to the enterprises in accordance with the salaries of the practitioners, the salaries, the welfare fees and the profits after the tax payment of the retired persons of the shop front. The enterprises shall compensate the individuals the salaries and welfare fees. The suspension time shall be calculated as per the actual time. The Project shall go through the compensation for supervision salaries and welfare fees. * Some individual working people are out of the profit and loss, and only possess the sale amount after the legal payment of the taxes. The loss from t he suspension of these shop fronts shall be compensated as per the method: legal sale amount x average industrial profit at that time. * For some merchandizing enterprises that are under loss, the Project shall compensate them in accordance with the total amount of the lowest income when the income of their staff is lower than the lowest salary specified by the government. 6)Compensation for operating losses in other lands: When the shopfront is removed to another place, the loss caused by the removal to other lands shall be compensated for only one time according to the extent and time of the losses. 7)Compensation for removal: The compensation for removal of the shop front shall be paid by the Project. 8)Decoration Compensation: The decoration that merchandizing enterprises report to be constructed, the compensation for the decoration shall be conducted with the price difference when the decoration standard is higher than that of the resettled house. The decoration materials shall be removed and taken for himself by the person who reports the decoration under the condition that these materials do not affect the house. 9)The Project shall maintain the wholeness of the entity that operates the shop front, saying maintain the original organization structure of the entity that operates the shop front, rather than remove them to ensure the job placement of the former staff of the operation entity. IO)The Project shall exert its power to preserve the original community organization of the shop front and to maintain the former operation environment of the shop front. The operation industries of the shop front shall be subdivided, and the similar industries shall be united and resettled correctively to reach the purpose of appropriate scale of operation. ll)The Project shall sufficiently consider the specialty of the individual operators of the shop front, and reasonably see after them during the overall resettlement arrangement. I I 5.7.6.2 Principle for Establishment of Resettlement Location in Shop Front 1) The operation environment that the operation of the shop front stand or fall is based on shall be composed of the following two types: Firstly, it is based on the number of the local citizens and the floating population and the capability of their purchasing power, for example: refreshment, general merchandise and so on. In accordance with the commercial netting number (commercial netting number refers to: the quantity of the commercial facilities owned by every 10,000 persons in a specified area) of all sections of Guangzhou in 2002, the following standard (see the following table) must be reached in population concentrated area, and then it shall be advantageous to the balance and all-round development of the community, give the advantage to the resident existence and achieve the facilities to form a complete set. Table for Commercial Netting Number of Guangzhou in 2002: Industry Trade of wholesale and Refreshment Industry retailRersmn Supposed Netting 225 48 Number Another type is the industry that scarcely relies on the number of local citizens and floating population, but depends on the appropriate scale of operation and convenient traffic, such as construction materials, automobile components, industrial products and family durables, household electrical appliances, furniture an so on. (The character of all kinds large-scale construction material towns, automobile components towns and household electrical appliances are: their locations are comparatively far from the city center and the scales are quite large (there are several hundreds of the shop fronts), moreover, the traffic is convenient). 2) The shop fronts that depends on the resident and floating population shall be resettled in the following areas: Location of resident resettlement: Among the locations of the resident resettlement, a part of the shop fronts shall be resettled according to the number of the residents to not only deal with the issue of the shop-front operation but also solve the issue of commercial arrangement. As per the planning of Guangzhou, the area of commercial arrangement in the residential areas shall not exceed 8% of the total area of the resettlement houses of the residents. Relevant Professional Market: As per the principle that the needs should be suited, the resettlement shall be carried out in the relevant professional markets (commercial town) in the city. 3)With regard to the shop fronts that depend on appropriate scale of the operation and convenient traffic, they shall be resettled the area that terrifically benefits from the important projects. Moreover, the similar and related industries shall be resettled in the same area to achieve appropriate scale operation. 5.7.7 Settlement Policy for Industrial Enterprises in Permanent Requisition 5.7.7.1 Rehabilitation Policy Unlike the resettlement of the merchandizing enterprises, the resettlement of industrial enterprises does not require a high-grade operation environment. For such resettlement, the following resettlement policyshall be executed: I)The removal compensation for industrial enterprises shall be paid by the Project. 2)The shutout loss of industrial enterprises caused from the removal shall be compensated thoroughly. 3)The Project shall maintain the original organization structures of the industrial enterprises to ensure the job placement of the staff of the industrial enterprises. 4)The loss expenses of the industrial enterprises due to the loss of the equipment, the installation and debugging of the equipment during the removal shall be compensated thoroughly. 5.7.7.2 Principle for Establishment of Resettlement Location of Industrial Enterprise I)The Project shall install the industrial enterprises to a new industrial zone in accordance with Guangzhou Industrial Arrangement Planning. 2)The traffic issue of the resettlement location shall be sufficiently taken into consideration. The rehabilitant measures shall be adopted, such the maintenance of at least two or more buses towards the central zone, smoothness of the ambient roads, and convenience towards all zones of Guangzhou. 3)In the resettlement location, the public facilities, such as roads, water and electricity, communication, post, network an so on, the facilities that form a complete set, such as education, hygiene, commerce, gardening, culture and so forth, must be compete. 4)The resource supply of the s resettlement location shall be sufficient to satisfy the requirement if transportation, power supply, water supply, gas supply, telecom and waste discharge. 5)The resettlement location near the foundations of industries and storage shall mutually share the complete facilities and the suppliers of the components and parts with the similar factories to centralize the resource of the client group. 6)The ambient environment of the resettlement location shall suffer from the influence of the resettled factories and storages. The resettlement location with good environmental protection facilities shall be selected for the polluting factories, storages and so on in order to maintain the original level of the public security, environment, virescence, completing facilities and so on in the nearby area. 5.7.8 Resettlement Policy for Welfare Entity of Permanent Requisition After the facilities for public welfare and culture have been removed due to the Project, not only the entity and its staff are affected, but also the persons who are studying or hospitalize in the entities of public welfare and culture, saying the User (the Beneficiary) of the welfare entity, are mainly under the impact. The Project must adopt some specific measure to maintain that the impact of the removal of the entities concerning the public welfare and culture shall be reduced to lowest limit. The resettlement policy for the affected facilities (entity) of public welfare and culture is as follows: I)The resettlement locations of the public welfare and cultural facilities (entity) shall be set up as per the planning of Guangzhou, and the collocation requirement for public welfare and cultural facilities of the community. Under the precondition that the old public profit of the community is not affected, the new urban area shall be admeasured with the public welfare using the opportunity of the removal. 2)It is guaranteed at the full effort that the public welfare facilities shall not be shut down to achieve the earlier conduction of the welfare network points of the former community and the welfare planning of the new urban area. 3) The Project shall try its best to consider the specialty of the public welfare and cultural facilities (entity) during the resettlement planning. 5.7.9 Resettlement Policy for Affected Institutions The impact of the Project on institutions is local. With regard to the entire institutions, the institutions do not require overall removal. However, the affected part of the institutions is a whole that is comparatively independent (e.g. residence, shop front and so forth), then, the local overall removal shall come into being. Therefore, the resettlement policy for institutions shall be determined as per the types of the affected institutions. 5.7.9.1 Resettlement Policy for Overall Removal of Comparatively Independent Local 1) The affected residence in the institutions shall be resettled as per the resettlement policy of the resident families (including wholly and permanently requested, partially but permanently requested and temporarily requested). 2) The affected shops in the institutions shall be resettled as per the resettlement policy for shop (including wholly and permanently requested, partially but permanently requested and temporarily requested). 3) The affected enterprises in the institutions shall be resettled as per the resettlement policy for enterprises (including wholly and permanently requested, partially but permanently requested and temporarily requested). 4)The affected public welfare facilities (entity) in the institutions shall be resettled as per the resettlement policy for public welfare facilities (entity). 5)1f the infrastructure in institutions is affected, it shall be resettled as per the resettlement policy for infrastructure. 5.7.9.2 Resettlement Policy for the Affected Dependent Part 1)If the impact on the institutions is not that of the real property and such impact cannot result in the shutout of whole institutions, the Project shall only compensate the real property---according to the type of the real property, the compensation is conducted with the replacement price of such real property, in with the age shall not be considered. 2)If the impact suffered by the institutions is not only the impact on the real property but also that results in the shutout of the whole system of the institutions, the Project shall also compensate the shutout loss according to the actually arisen quantity of the shutout loss of the institutions except for the compensation for the real property. 3)Land Requisition: because most land of the institutions is assigned by the nation in history and they have not paid the onerous charge for use to the nation, there shall be no compensation for municipal land requisition. For the institutions that have paid the onerous charge for use, such charge shall be returned to then according to the original paid standard. 5.7.10 Resettlement Policy for the Aaffected Rural Areas The project impact on rural area is not big. As for the whole rural area or a whole large-scale enterprise in rural area, the relocation is not necessary. However, if the impacted part is a relatively independent and complete unit (such as housings and shops), there will be then the relocation of the whole. Therefore, the resettlement policy for the rural area will influent the determination of the type of the impacts. 5.7.10.1 Resettlement Policy for Overall Removal of Comparatively Independent Local 1) The affected residence in the rural area shall be resettled as per the resettlement policy of the resident families (including wholly and permanently requested, partially but permanently requested and temporarily requested). 2) The affected shops in the rural area shall be resettled as per the resettlement policy for shop (including wholly and permanently requested, 1 -: partially but permanently requested and temporarily requested). 3) The affected enterprises in the rural area shall be resettled as per the resettlement policy for enterprises (including wholly and permanently requested, partially but permanently requested and temporarily requested). 4) The affected public welfare facilities (entity) in the rural area shall be resettled as per the resettlement policy for public welfare facilities (entity). 5) If the infrastructure in rural area is affected, it shall be resettled as per the resettlement policy for infrastructure. 5.7.10.2 Resettlement policy for affected land 1) The current compensation policy will be applied to (including permanently and temporarily affected land) 2) For the affected land used for backroads and greening built, managed and maintained by the village itself: * The village will be compensated for its affected land used as backroads and greenings; * The Project will build, widen and improve the associated facilities according to the standard of urban road and improve the standard and grade of the roads. * When the village owned roads are improved into urban roads the village will not be responsible for the maintenance and management cost of the roads. The compensation for requested land and the saving of the maintenance cost of the village could then be used as the investment in reproduction to create more jobs and improve the economic benefit for the villagers. 5.7.10.3 Resettlement policy for farmers impacted by permanent land requisition Guangzhou is located in the highly developed area of market economy in the Pearl River Delta. Because of large population and short of land, "Community Service Coordinating System, in which land is taken as basis" is put into practice in the villages (economical society) along the line of the project. There, the village grass-root level has already converted all collective capitals into shares and quantize them, including land. Via villagers' congress, Villagers' Committee (economical society) manages, operates and decides the important proceedings of Villagers' Committee (economical society). Its character belongs to the economical organization of collective ownership. Through share cooperation, agricultural workers, as social members, realize their enjoyed usufruct for the community property. In addition, the social members also hold the welfares such as medical treatment, endowment insurance and so on. The agricultural workers carry through the property system under which the profit sharing according to contributions and the distribution according to work has been harmonized. The agricultural workers are allowed to inherit their stock right. It can be said that this is the most thorough reform of property right system under the condition of current petty rural economics. It shall be beneficial for the appropriate scale of operation, the localized plantation, the elementary construction of conservancy works and the optimally allocating resources. At the same time, the Project has been carrying out the negotiation with Villagers' Committee that possesses abundant experience of the land requisition and avoided the possible embezzlement of the entity that is undertaking the Project. Through investigation, all project affected people in the villages where Guangzhou Urban Environment Project passes through have other non-agricultural income sources on the whole, except the sites for Dashadi project and the solid-waste disposal center (the land requisition for the 3rd stage of Liede Wastewater Treatment Plant was completed many years ago). This Project only concerns about the land requisition for pipe network. The requested land for the Project only accounts for a small proportion of the village and community land in this area and occupies a much smaller proportion of the cultivated land. Therefore, the direct influence that the land requisition brings about to the rural project affected people is quite small. As per our current provincial policy related to the resettlement and in accordance with the principle that local resettlement is taken as dominant factor and the job placement is accomplished through various channels, the particular arrangement for living resumption of these people is resettled as the following scheme. The project affected people are allowed to choose different channels of job placement according to their actual condition to ensure that the income level of these project affected people shall not be decreased but be increased after the land requisition. The job placement of agricultural workers are mainly accomplished through the following channels: The enterprises set up by township (town, village) shall receive and resettle the agricultural workers. 1) As per the "principle that the job placement is accomplished through various channel", Villagers' Committee shall give an overall arrangement for the resettlement of labor force under land requisition. 2)The compensation for the resettlement of labor force due to land requisition shall be received uniformly. As per the proportion ascertained by township (town) government, such compensation shall be used to assist the enterprises in which the labor of land requisition is working and the economic entity that is founded for the resettlement of labor force in land requisition, to repay the expenditure for the conduction of technical training, the establishment of employment post, the operation management and so forth, and to bear the foreign investment of value proof and increment, etc. 3)The labor force of land requisition resettled in the enterprises set up by township (town) can share the relevant treatments such as the uniform social and retirement securities, the unemployment insurance, the treatment for one child, the medical and labor insurances and so on, and I ')IZ participate the profit sharing at the end of year and the profit of share. 2. Job placement shall be accomplished through the introduction of the Department of Labour. The Department of Labour shall carry out the training for the job placement of surplus labour force under land requisition and then resettle the job placement of the labour force under land requisition through all levels of labour service markets. 3. Villagers' Committee shall be assisted to develop the kept land and create the opportunity for job placement. It is known that the villages along the line still have some developable land. Due to capital problem, the land development could not be carried out as per the schedule. The project compensation obtained in this land requisition shall give a condition for the land development. At the same time, the conduction of the land development shall bring up many opportunities for job placement. For example, the conduction of civil engineering and installation works, the property management of residential quarter, the service of the tertiary industry and so forth. It shall be beneficial for the income increment and the improvement of living standard of the project affected people. 4. The job replacement shall be accomplished through the employment opportunities created after the completion of the city project. It concerns the work that requires a comparatively low qualification, such as ensure public security, transportation driver, cleaner and so on in the plant site of the WWTS or Solid Waster Treatment Center. 5. The agricultural workers shall find one's own means of livelihood (seek the receiving entities on their own). The project affected people who possess professional skills can also choose to find jobs for themselves. 6. Provision for the Aged Among the project affected people, the female who exceeds 45 years old and the male who exceeds 55 years old can obtain the resettlement for retirement. I)The villagers in the village shall obtain their receivable share profit and the dividend at the year end and enjoy the relevant treatments, such as the uniform social and endowment insurances in this village, the medical security and so on. 2)For those who formally become urban dwellers from the countryside, the entity of the land requisition shall provide the compensation of RMB 1 14 30000.00 to them in only one time through the Villagers' Committee or transact endowment and medical insurances for them, and simultaneously, they shall enjoy the social security that the city residents correspondently possess. 3)The village and town shall be responsible for the support of few solitude and isolated elders. Remark: In accordance with Chinese tradition, the old aged and the young shall be supported and brought up by their relatives. 7. Other Measures The Project shall also carry out the following specific measures to ensure that the living standard of the project affected people shall be thoroughly rehabilitated after the resettlement: 1) All levels of local people's governments shall bestow their sustain and support to the collective economic organization of the village and the agriculture workers who are engaged in the open operation and the establishment of enterprises. 2) If the land compensation fees and resettlement allowance paid as per the above stipulation still cannot ensure the former living standard of the agricultural workers who require the resettlement, the resettlement allowance shall be augmented through the approval of The People's Government of Guangdong Province. 3)For persons who require the job placement, the Project shall provide each one with the additional "Training Fees" of RMB 3000. Such fees shall be paid to the Department of Labour. 4)During the project construction, the local villagers shall be provided with income opportunities (e.g. excavation of earthwork, haulage and portage, or art factitious materials and so forth.). 5)On the basis of Guangzhou city planning, the villages in the city shall be regenerated to expedite the step of urbanization. At the same time, the Village Economic Community is encouraged to develop multiple economic industries and sidelines so as the affected villagers can live and work in peace and contentment. 5.7.11 Pacific Rehabilitant Measures for Fragile Congregation Except for the above correspondent common resettlement standard and rehabilitant measures, the project affected people class affiliated to the fragile congregation shall also enjoy the following rights: I)For the impoverished population among the project affected people, the Project shall try its best to decentralize and resettle them to the 1 17 resettlement location of lower living standard. Moreover, there shall be the resettlement houses around which the service industries are comparatively developed, such as large-scale commercial plaza, professional shopping plaza, tavern, eatery and so forth, which shall be advantageous to their job placement. 2)The Project shall contact with the relevant community service entity with which these project affected people is affiliated after the resettlement and give them the opportunities of job placement that the housekeeping service, the work near shop front and so on shall be preferentially introduced to them. 3)For the project affected people such as minorities and so on, the Project shall resettle them to a resettlement location where there is strong acceptance and no repellency for the existence and customs of these minorities. 4)For the issue of the premises that become insolvent after the exchange of property right and the price difference of such premises that exceed the demolished ones, a policy, that the entity and the project affected people mutually hold the property right of such premises after the replacement, shall be carried out. The overbalance part shall be rented by the project affected people as per the government standard for flat rent. If the project affected people would not like to mutually hold the property right of the replaced premises with the removal entity, the Project promises to find out the premise that require no complementary price difference and is superior to the original ones in structures, newness and so on. 5)For the project affected people who have the premise without property right, the Project shall provide them with the premises that are equivalent to the original ones in the existence and operation conditions and shall lease them to these project affected people according to the government standard for flat rent. 6)The impoverished project affected people shall be resettled in the first story (if they would like to) and given the convenience for the operation of shops and the self-reliance of existence. 7)The old aged and the invalid in the fragile congregation shall be resettled in the lower stories. 5.7.12 Special measures for the rehabilitation of cultural relic According to the Law of the Protection of Cultural Relic of People's Republic of China and the World Bank guidelines on cultural relic OP4.11 the project will pay attention to the protection of cultural relic and the following measures will be taken: 5.7.12.1 Determination of cultural relic 1. To establish the reporting mechanism. Whenever there is any ancient cultural relic found the surveyor or implementer shall report to the project owner 1')Q immediately. 2. The project owner shall send staff to the local neighborhood or village for information about the year and history of the said structure. 3. The project owner shall, associated with Guangzhou Culture Bureau, carry out the site investigation if there is a lack of information or determination of the said building because of the long years. 5.7.12.2 Protection of the cultural relic After the sturcture to be requested is confirmed as cultural relic, the following measures will be taken to protect it: 1. Try to modify the design scheme so as to avoid the requisition of the cultural relic. 2. When it is impossible to modify the design, try to take engineering measures to avoid demolition of the cultural relic. 3 When it is impossible to avoid demolition of the cultural relic with engineering measures, try to move horizontally away the whole structure so as to keep the original look of the building and Guangzhou Culture Bureau will supervise the whole process. 4. When it is impossible to move horizontally away the whole structure detailed record shall be taken for each piece of the construction material before the demolition according to the regulation of the Reconstruction of Cultural Relic. The demolished structure shall then be rebuilt on another site and rehabilitate to its original look. Guangzhou Culture Bureau will supervise the whole process. 5.7.12.3 Resettlement of the user of the culture relic (structure) After the requisition of a cultural relic, the user of the culture relic will be resettled by the project and the resettlement and compensation will be carried out according to the provision of this Chapter. 5.7.12.4 Handover of the culture relic After the culture relic is horizontally moved or rebuilding, it shall be then handed over to the culture bureau at municipal or district level. 5.8 Scope of Compensation Standard for Resettlement Because Guangzhou City Environmental Project almost covers the whole Guangzhou, the system of compensation standard is quite complex. So, the scope of compensation standard here is only a coarsen one. The detailed standard shall be presented in the implementation schedule of the resettlement. 5.8.1 Basic Principle for Price Estimation and Measurement Price estimation and measurement is mainly conducted based on the real housing exchange price and associated with the price estimation principles. 5.8.1.1 Survey of the housing exchange price 22 spots were selected within the 6 different area classes (3-4 spots for each class) according to the use, structure, percentage of newness, story of non-residential building and location of the housings. The exchange price for second-hand housings at the end of 2003 was investigated and the price estimation was made based on it and according to the price estimation principle. 5.8.1.2 Principle of the price estimation and measurement The social environment, economic development level, facilities, traffic condition, population factor, condition of land use are considered. The land price in areas with same grade but in different districts may also be adjusted slightly according to the degree of flourish and based on the overall balance of each district. According to the different impact factors of the house use, the price sensitivity (the houses in the areas of 1-3 grades have higher sensitivity on the location of the area and the prices of these houses comparatively fluctuate with a large range, while the houses in the areas of 4-6 grades have lower sensitivity on the location of the area and the prices of these houses comparatively fluctuate with a small range) and the house structure (frame structure, composite construction, half-timbered structure, simple structure, shelf structure) and building age limit (it can be divided into 5 steps, saying less than 5 years, 5-15 years, 15-25 years, 25-35 years, and more than 35 years), the price of the premise with property right shall be estimated and measured in accordance with the use of such premise so as to make up for the lack of data and thus forming the price system of the Resettlement Implementation Plan. The main principles of the price estimation and measurement are as follows: l. Residence with Property Right Structure and construction time are mainly considered. 2. Factory Storage with Property Right: The area division shall be in compliance with the division standard for the residence. The structure is mainly considered and the impact of construction time is comparatively small. 3. Residence on residential plot: The residence will be compensated according to the market price for residence on residential plot in the same area, with same structure and 1 IA) same degree of newness. Note: In order to speed up the redevelopment of the villages in the urban area the Guangzhou Municipality issued the document (No. [2002]280) the Operational Method of the Redevelopment of Villages in Urban Area/Registration of the Land and Housing and the Linkup of the Land-use Procedure on July 2002. The document stipulates that the residence on residential plot are allowed to get into the market so long as the fee for land-use remise is paid. Because of some reasons relating to the implementation the first batch of the property right certificates of the real estate after the transfer from the residential plot into state-owned land were issued till July 2003 and the first exchange record was done till October 2003. The agency responsible for the preparation of the Resettlement Plan found this situation only in recent survey. The exchange price of the residence on residential plot is quite low due to the poor quality and some construction planning problems (high construction density, poor daylighting) and the environment. Information obtained shows that the exchange price is lower than that stipulated in this Involuntary Resettlement Plan which was determined referring to the price of housing with property right after the deduction of land price and land requisition cost. Since the Compensation Standard of the Temporary Land Borrowing and Residential Plot for Municipal & Public Facility Construction Projects in Guangzhou was approved by Guangzhou Construction Commission, the compensation standard of the residential plot in this Involuntary Resettlement Plan will kept unchanged for the moment. However, the compensation principle will be changed as the market exchange price for the residence on residential plot in the same area, with same structure and same degree of newness. That means the compensation principle for residence on residential plot or those not on residential plot is the same: evaluation and exchange principle. Since the exchange price for residence on residential plot is quite low, it is planed to adjust the reference price of it according to the requirement in Section 1.7 (the last paragraph) after detailed analysis. 4. Commercially Used House with Property Right: On the basis of the above grades, other factors, such as shopping comfort, ambient purchasing power, flourishing extent, operation scale, centralization extent, etc. shall be taken into consideration. The geographical locations of the commercially used houses with property shall be divided into commercial street (it is only restricted in the areas of 1-3 grades), general road surface and lane, and on that basis, the prices shall be integrally considered with the combination of the building story and the depth factor, among which: I)The depth factor shall be analysed according to the market data. The shop front in the first story suffers a heavy impact from the depth factor. So, the impact gradually decrease according to the three depth levels of 0-12 m, 12-24 m and more than 24 m. 21 2)The story factor gradually decreases according to the I't story, the 2nd story and above the 3rd story (including the 3rd story). 5. Houses for Office Use with Property Right: The area division shall be in compliance with the standard of commercially used houses with property of right. The impact extent of all kinds of factors shall be analysed and adjusted according to the price of the second-hand house of the houses for office use. 6. Construction without right of land-use: The area division shall be conducted by the reference of the division standard for residence houses. For the affective factor, only the impact on the construction cost in different areas shall be taken into consideration. 5.8.2 Scope for Compensation Standard of Residence with Property Right Compensation Grade 1 Grade 2 Grade 3 Grade 4 Grade 5 Grade 6 standard and _ I 3600-4000 3300-3600 3000-3300 2800-3000 2600-2800 2400-2600 scope j 5.8.3 Scope of Compensation Standard for Commercially Used House with Property Right 1. Scope of Compensation Standard for Commercially Used House with Property Right and Located in Commercial Street: Compensation Grade 1 Grade 2 Grade 3 standard and scope 24000-32000 12000-24000 6000-12000 2. Scope of Compensation Standard for Commercially Used House with Property Right and Located in General Road Surface: Compensation Grade 1 Grade 2 Grade 3 Grade 4 Grade 5 Grade 6 standard and 12000-16000 9000-12000 7000-9000 5500-7000 4200-5500 3500-4200 scope 3. Scope of Compensation Standard for Commercially Used House with Property Right and Located in Lane: Compensation I Grade 1 I Grade 2 Grade 3 Grade 4 Grade 5 Grade 6 standard and 4400-5000 4000-4400 3600-4000 3300-3600 3000-3300 2800-3000 scope 5.8.4 Scope of Compensation Standard for Office Used House with Property Right 1. Scope of Compensation Standard for Office Used House with Property Right and Located in Commercial Street: Compensati Grade 1 Grade 2 Grade 3 Grade 4 Grade 5 Grade 6 on standard 5700-6500 5100-5700 4600-5100 and scope 2. Scope of Compensation Standard for Office Used House with Property Right and Located in General Road Surface: Compensation Grade 1 Grade 2 Grade 3 Grade 4 Grade 5 Grade 6 standard and standard and 5000-5700 4200-5000 3700-4200 3300-3700 3000-3300 2800-3000 3. Scope of Compensation Standard for Office Used House with Property Right and Located in Lane with Property Right: Compensation Grade 1 Grade 2 Grade 3 Grade 4 Grade 5 Grade 6 standard and scope 4200-4800 3700-4200 3300-3700 3000-3300 2800-3000 2600-2800 5.8.5 Scope of Compensation Standard for Factory Storage with Property Right Compensation Grade 1 Grade 2 Grade 3 Grade 4 Grade 5 Grade 6 standard andlllI 3600-4000 3300-3600 3000-3300 2800-3000 2600-2800 2400-2600 scope _l_l_l_l 5.8.6 Scope of Compensation Standard for Houses on residential plot Compensation Grade 1 Grade 2 Grade 3 Grade 4 Grade 5 Grade 6 standard and 2800 2700 2600 2500 2400 2300 scope Remark: The above prices shall be prepared with the reference of "Compensation Standard for Temporary Land Requisition and House Built on Cartilage in Construction Project for Guangzhou Public Municipal Facilities". 5.8.7 Scope of Compensation Standard for Construction without right of land-use Structure Frame Composite Bnck/ Simple Shed Storey 1-3 4-5 5-9 1-3 4-5 5-7 timber Grade 1 800 900 1000 750 850 950 650 450 350 Grade 2 750 850 950 700 800 900 600 400 300 Grade 3 700 800 900 650 750 850 550 350 250 Grade 4 650 750 850 600 700 800 500 300 200 Grade 5 600 700 800 550 650 750 450 250 150 Grade 6 550 650 750 500 600 700 400 200 100 Remark: 1. The compensation for construction without right of land-use is the construction cost of such house. The compensation standard for such house shall be obtained through the reference of "Data Sheet of Urban Privately-built Houses" in "Guangzhou Statistic Yearbook". 5.8.8 Compensation Standard for Temporary Undue Construction Unit: RMB yuan/M2 Structure Frame Composite Brick/timber Simple Shed Use Shop Other Shop Other Shop Other Shop Other Other Price 430 250 350 200 300 150 250 100 50 Remark: The above prices are prepared through the reference of "Standard and Operating Stipulation on Compensation and Resettlement for Land Requisition and Demolition in Municipal Project". 5.8.9 Compensation Standard for Other Expenses Unit: RMB yuan/M2 Compensation for removal Housing with Non-residential house with Shop Type CTVle pGpe Tel. property right property right < 5 > 5 2150-200 2 < 5Om 2 I>200m'T person person m j Amount 350 3000 400 450 600 100 3000 5000 15 Remark: The above prices are prepared through the reference of "Standard and Operating Stipulation on Compensation and Resettlement for Land Requisition and Demolition in Municipal Project". 5.8.10 Standard for Compensation on Price of Structures I1'I Unit: RMB yuan/M2 Type Enclo cessp Att Flow Shed Blea Well Machi Retai Tomb (y an/piece) sure. ool ic er cher (yua ned ning eart Bric ashj Larg wall bed y n/pie well wall h k ar e size ______~~~~~~~~~~~ce)______Unit 100 80 100 50 40 50 1500 2000 30 450 800 100 Acco price rding 5.8.11 Cost of the temporary relocation 1. Cost of the temporary relocation for housing with property right Compensation will be provided based on the Compensation Standard and Operation Regulations of Municipal Land Requisition and Resettlement and according to the classification of commercially used of the housing, office, residential housing and factory storage etc. 2. Cost of the temporary relocation for land To be implemented according to the Compensation Standard of the Temporary Land Borrowing and Residential Plot for Municipal & Public Facility Construction Projects in Guangzhou. 5.8.12 Compensation for production or business stop-loss Compensation standard for commercially used housing and factory structure and warehouse will be prepared according to the Compensation Standard and Operation Regulations of Municipal Land Requisition and Resettlement. 5.8.13 Operating losses due to relocation Resettlement may cause the loss to the shops after the relocation and before the restoration of the business. The compensation will be provided according to the Compensation Standard and Operation Regulations of Municipal Land Requisition and Resettlement. 5.8.14. Scope of Compensation Standard for Land 5.8.14.1 Basis for Preparation of Compensation Standard 1. Clause 47 of "Land Management Law of The People's Republic of China" 2. Clause 30 of "Measures for Implementation of 'Land Management Law of The People's Republic of China' in Guangdong Province"; 3. "Temporary Provision for Compensation and Resettlement of Community-owned Land of Agricultural Workers Involved in Land Requisition for Guangzhou Construction Use of Land (Draft for Solicitation)". 5.8.14.2 Determination of Compensation Base As per the above laws, the compensation base is the average output value of three years before the requested land. Due to the wide scope of Wastewater Project, different villages in many areas may be involved. However, the statistic bureau of each area can only provide with relevant statistic data of a part of villages. Therefore, only the compensation base of the villages that have statistic data are listed in this compensation standard table. The compensation bases of other villages that have not statistic data shall be determined with the reference of the average value of the nearest ambient villages (the standards have been listed in the table). 5.8.14.3 Land Compensation Fees 1. Calculation Equation land compensation fees =Compensation B asexCompensation Multiple 2. Determination of Compensation Multiple Because the wastewater project is a municipal engineering project, the compensation fees can be on the low side. So, with the reference of compensation multiple sections of all types of land compensation fees listed in Clause 30 of "Measures for Implementation of 'Land Management Law of The People's Republic of China' in Guangdong Province", the lower limit shall be adopted as the compensation multiples of this Project. Please refer to the following table for details: Sections of compensation Compensation Classification for Land used in rural multiples Multiples for stipulated by this project Guangdong Cultivated Basic Cropland 8- 10 times 8 times Land Other Cropland 6--8 times 6 times Pound 8-12 times 8 times Agricultural land Garden Plot Woodland Grassland and Land for breeding 5-7 times 5 times livestock and poultry Land used for village 6-8 times 5 times construction Other Land Use 3-4 times 3 times in village 5.8.14.4 Resettlement Allowance: 1. Calculation Equation Resettlement allowance= Compensation BasexCompensation Multiple 112 2. Determination of Compensation Multiple Because the Statistic Bureaus of all districts are short of the statistic data of average land quantity occupied by each person and the quantity of agricultural population who requires to be resettled in the land requisition cannot be converted, the method that the resettlement allowance is calculated according to population is difficult to be carried out. Therefore, this Project has consulted the method of "Temporary Provision for Compensation and Resettlement of Community-owned Land of Agricultural Workers Involved in Land Requisition for Guangzhou Construction Use of Land (Draft for Solicitation)" and directly calculated the resettlement allowance according to the multiple. The compensation multiples used in this Project are prepared with the reference of the relevant stipulation in "Temporary Provision for Compensation and Resettlement of Community-owned Land of Agricultural Workers Involved in Land Requisition for Guangzhou Construction Use of Land (Draft for Solicitation)" and be adjusted on the basis of the actual condition as follows: 1) Resettlement Allowance for Cultivated Land. Baiyun district extends with a large range, so it has been subdivided, in which 12 times is adopted for Songzhou Street that is near the city center, while 5 times has been adopted for Taihe Town and Renhe Town that are far from the city center. It was formerly stipulated that 5 times would be adopted for Zhongli District. But taking the balance with other old city districts, 13 times has been adopted for this district in this Project. Refer to the following table for particular information: DistrictF Temporary Stipulated Multiples in This Multiple (Discussion Draft) Project Haizhu 15 Times 15 times District 15 Times 15 times Fangcun 14 Times 14 times District Liwan 5 Times 13 times District Taihe Town 5 times Baiyun Renhe own 5 times 5 times District Songzhou 12 times Street Tianhe District 12 times 12 times 1I2'7 Huangpu District 12 times 12 times 2) Rsettlement allowance of other agricultural land except for the cultivated land. 5 times was adopted in the former provision for the resettlement allowance of the agricultural land other than the cultivated land. However, as per the provincial provision, 3 5 times are adopted. Because the Project is a municipal project, 3 times of the lower limit is adopted in this project. 5.8.14.5 Explanation of the compensation for urban land owned by collectives In this Involuntary Resettlement Plan, compensation for the urban land (whether or not the cultivated land) owned by collectives is based on the compensation for cultivated land but not the real usage of the land. The first reason is that is the provision of the Law of National Land of the P.R.China. Before the land is used for other purpose it was cultivated land so there is the base for comparison. The second reason is even if the land is used for other purpose (such as residence or industrial use), the value of the structure on the land is calculated according to its location and usage. Which means that in the value of land the change of the nature of land-use is calculated based on cultivated land and the replacement cost of the real nature of the land-use is calculated into the value of structure. Take the reference price as an example, the compensation price for buildings on residential plot is more than 2000yuan and the in fact the replacement price of these buildings is only about 600yuan, which means that there is a value increment of about l500yuan/m2 and that is the replacement of the land. Therefore, the compensation rate for urban land owned by collectives in this Involuntary Resettlement Plan has not been changed according to the requirement of the World Bank. Another reason is it is difficult to get the data of replacement price of land since the replacement price of land is calculated based on the land area. For example, there are two pieces of land each with the area of lOOm2 adjacent to each other. There are buildings with the area of lOOm2 on land A and buildings with the area of 200m2 on land B. The replacement price of the buildings on the two pieces of land is same. According to the policy of the city (see above) the replacement price of land A is 150,000yuan and that of land B is 300,000yuan. Namely, the replacement price of land not only depends on the land itself but also the quantity of buildings on it. 5.8.15 Ccompensation for Retracted land and Surplus Land Unit: RMB yuan/M2 Land type Type 1 Type 2 Type 3 Te4 Typ 5 Type 6 Compensation 2500 1800 1200 750 400 225 Amount Remark: 1. If the building has been compensated for the demolition and removal, the retracted land for this building shall not be compensated separately. I12 Q 2. If the retracted land of the building is requested and the original building remained, it shall be compensated according to the above standard. 5.8.16 Expenses for Reconstruction of Pipeline. The expenses for the pipeline reconstruction shall be rationed according to the construction drawing for pipeline and on the basis of "Method on Valuation of Installation Project in Guangdong Province", "Regulation on Establishment of Items in BOQ for Installation Project in Guangdong Province", "Comprehensive Norm for Installation Project in Guangdong Province", " Method on Valuation of Installation Project in Guangdong Province", "Regulation on Establishment of Items in BOQ for Municipal Works in Guangdong Province", "Comprehensive Norm for Municipal Works in Guangdong Province", "Budget Norm for Communication Construction Project" (1995), "Composition of Budgeted Expense and Computing Standard for Construction of Thermal Power, Power Transmission and Transformation Engineering", and "Indices for Investment Estimate of Nationwide Municipal Works" prepared by China Construction Bureau, and shall be calculated in accordance with the mode of the project budget. 5.9 Demolition Standard There are a number of relevant expenses caused during the resettlement and most of them do not relate to the PAPs. However, the expenses of building demolition sometimes relate to the PAPs. For example, some of the institutions may prefer to demolish the buildings by themselves. Therefore, the expenses for this kind is listed below: 1. Standard for House Demolition Unit: RMB yuan/M2 Structure Frame Composite Brick/ Storey 1-3 4-6 > 6 1-3 4-6 > 6 timber Grade 1 65 70 75 55 60 65 45 35 25 Grade 2 62 67 71 52 57 62 43 33 24 Grade 3 59 63 68 50 54 59 41 32 23 Grade 4 55 60 64 47 51 55 38 30 21 Grade 5 52 56 60 44 48 52 36 28 20 Grade 6 49 53 56 41 45 49 34 26 19 Remark: 1. The above prices are prepared through the reference of Compensation Standard and Operation Regulations of Municipal Land Requisition and Resettlement and in accordance with the areas of Grade 1-6 in Guangzhou and the cost of productivity in each area, the use expense of machines, transportation cost and so on, and with the consideration of the structure and story of house (1-3 Story, 4-6 Story, Above the 6th Story). 2. Standard for Demolition of Other Structures: Unit: RMB yuan/M2 Structures Fence Flower Base with the Height Other specific demolition of more than 30 cm Treated according to Unit price 15 15 particular condition Remark: The above prices are prepared through the reference of Compensation Standard and Operation Regulations of Municipal Land Requisition and Resettlement. 1AA Chapter 6 Management Organization and Relevant Entity of Resettlement In order to explain clearly the relation chart of the management structure and relevant institutions of the resettlement, an overall flow chart is given below covering all the agencies relating to the resettlement work. The description for the responsibilities of all correlative organization is as follows: 6.1 Guangzhou Wastewater Treatment Project Management Office, Guangzhou Tunnel Development Company, Guangzhou Solid Waste Treatment Center 1 . Hold the responsibilities for the internal scrolling monitor for the execution of the resettlement and present the internal monitoring report in time. The particular indices required to be monitored are as follows: 1) On the part of the institution construction: * The measures and effect on the improvement of the internal institution organization and the coordination of the external resettlement * The personnel diathesis and the training condition and effect * Time analysis of work flow and the measures and effect of the elimination of the working choke point 2) On the part of the process of the resettling work: * Collect and analyse the reason that the physical quantity of project affected people alters. * Carry out the scrolling adjustment for the capital schedule of the resettlement * The condition of the full funding, payment and use (reconstruction) of the capital and the analysis of the difference between the schedule and the practice and reasons (carry out the scrolling monitor). * The condition of the occupation and allocation of the house source and the analysis of the difference between the schedule and the practice and reasons (carry out the scrolling monitor). 3) On the part of the quality of resettling work: * Main problems and frequency of the request and compliant and the effect and feedback comment for the improved measures. * The tracking and investigation of the satisfaction of all kinds of project affected people (especially the fragile congregation), and the analysis of the time arrangement (adjustment), sufficiency and rationality of the participation, consultation and so on of the public. XA. 2. Control on Implementary Condition of Resettlement * Check the implementary process of all entities that are carrying out the resettlement. * Check the improving condition of the social service condition of project affected people (such as social infrastructural facilities, schools, medical and hygienical facilities, roads, sale netting points, system of the popularization of agricultural technology and so forth). * Check the income resources and levels of project affected people. * Check the condition that project affected people harmonize with the residents in the resettlement areas. * Control the assuring system of the job placement of project affected people and the existing difficulties. * Control the Status of Women and the arrangement condition of their job placement. * Control the condition of the living guarantee of the old aged, the handicapped and the invalid. * Control the condition of the financial fulfilment of project affected people. 3. Quality Control of Resettlement 1) Controlling Content of Productive Resettlement Quality * Whether the training is sufficient if project affected people are engaged in the second industry and the third industry. * Whether the basic productive measures are complete for project affected people of the third industry. 2) Controlling Content of Living Resettlement Quality: * Whether the resettlement quarter and the public facilities for the second-hand house are complete and especially whether the facilities for medical care, schools, culture, welfare and so on. * Whether the commuting distance brings the inconvenience to the job placement and living of the fragile congregation during the process of the resettlement. 3) Controlling Content of Demolishing Arrangement Quality: * Whether the compensation for removal is put out to project affected people according to the ration and the scheduled time. * Whether the ancestral graves of project affected people have been validly arranged. * Whether there are particular persons who are responsible for the removal of the commonweal property in the demolition area of project affected people. * Whether the process schedule and arrangement of the removal of project affected people are rational. 4. Investment Control of Project affected people * Pay the compensation fund with concentration. 1 A) * Look through the investment schedule and balance of individual project of project affected people. * Selectively exanimate the convertible condition of the compensation for individual project affected people. * Present the report for the adjustment of the fund for project affected people. * Present the analysis comment for the result of the collective investment for the relocation project. * Strictly control the investment for the critical or sensitive engineering projects in the relocation project. * Supervise and check the expenses, which should be reimbursed for what one spends, of the implementary entity of the resettlement. 5. Management of Data on Project affected people * Establish data system for the resettlement and work out corresponding software program. * Collect project affected people data and put it into the database. * Carry out the statistics, analysis and compare for the necessity of the resettling decision according to different requirement. 6. Management of the Contract on project affected people * Systematically manage all contracts according to the classification principle. * Process the information for the main content of the contract. * Specifically manage the key issues in the contract. * Swiftly response to the important disputes related to the contract. * Emphatically check the implementary period of the contract. * Supervise the contract of major relocation projects. * Study and deal with the problems that the disputes exist regarding the contract for project affected people and the implementary entity of the resettlement. * Compile the completion report after the completion of main contracts. 7. Harmonize the relationship between all entities related to the resettlement, dissolve their contradictions and push forward the work. 8. Ensure that the above activities are in compliance with the text of the resettlement policy and OP/BP4. 12 of the World Bank. 9. Timely solve the questions presented by the experts of the World Bank and the exterior monitor organization. 6.2 Guangzhou City Planning Bureau 1) Go through and put out "Permission Notes for Layout and Location" and "Red Line Drawing for Layout of Land Use". 2) Go through planning license for use of land for construction. 3) Go through the examination and approval for construction planning and 1 Al2 report. 6.3 Guangzhou National Land and House Management Bureau 1) Go through and put out the approval document for the use right of the state-owned land: * Licence for land use for construction * Certificate for use right of the state-owned land 2) Manage by commission and go through the preservation of evidence and public notarization. 3) Go through the survey and drawn the map for the houses and the work of collection, examination and determination rights. 4) Administratively arbitrate the demolition disputes on the basis of the laws. 6.4 Guangzhou Urban Housing Demolition Management Office 1) Go through and put out the "Licence for House Demolition". 2) Get done with the bulletin propagandization of house demolition and the explanation work. 3) Notify the relevant departments to suspend the transaction of relevant procedures: * Newly construct, extend and improve houses * Change the use of house and land * Lease land and lease and merchandise houses 4) Deal with the relevant disputes. 5) Supervise and manage the use of the fund for the removal compensation and resettlement. 6) Direct the management of the demolition archives. 7) Punish the behaviour that management ordinance for the demolition of city houses. 6.5 Guangzhou People's Court 1) It is responsible for the registry and inquisition of administrative lawsuit cases related to the demolition of city houses. It is entitled to hold a hearing and judgment and register and inquire and execute the compulsive demolition. 2) It is responsible for the judgment of civil disputes caused by the demolition of city house. 3) It is responsible for the judgement of the criminous cases that the law of city house demolition is violated. 6.6 Guangzhou Labor Bureau 1) Censor, consult and determine the quantity of the population that formally become urban dweller from the countryside, and the direction of the resettlement of the labor force. I AA 2) Go through all kinds of procedures that are related tot the issue that the agricultural workers formally become urban dweller from the countryside. 3) Go through the "Licence for Resettlement of Labor Force in Land Requisition". 6.7 Independent Monitor Entity As per the requirement of the World Bank for the resettlement of Guangzhou Urban Environment Project, the Project shall employ a independent monitoring authority-(undetermined), Note: According to the requirement of the World Bank Preparation Mission Aide Memoire NO. 8 of the First Guangdong Pearl River Delta Urban Environment Project, the project shall determine an independent monitoring agency. Since the project owner has not completed the bidding procedure, it is not determined yet by now. The project has promised to determine the independent monitoring agency before the project negotiation. whose major responsibilities are: 1) The monitor for land requisition in Guangzhou City Environment Project, including: * The condition of job placement of the rural labor force affected by land requisition * Condition of the execution of the land requisition agreement 2) The monitor for the production resettlement of the affected enterprises. 3) The monitor for the resettlement of the affected families. 4) The monitor of the affected shop fronts and their lucrative capacity. 5) The assurance of the sufficiency and rationality of the enjoyment and negotiation of the public. 6) The investigation of the base line of the living level during the preparation of the Project, which shall be repeated once per year and carried out once again after the completion of the Project. It is so in each term. 7) The evaluation of the schedule and effect that the appropriate capital reaches its designated position and put into the practice. 8) The required monitoring issues are as follows: A. On the part of the resettling organization * The compliance between the activities of demolition and resettlement and the resettlement policy * The organization, management and internal control for the network of resettlement organization and their expediencies * The accuracy of internal monitoring report B. On the part of the process of resettlement work I AIZ * The resettlement location and the timely preparation and sufficient extent of the compensation capital * Timely removal of the affected persons and the relevant process * The rationality of the compensation and the timeliness of the payment for the affected persons and entities * The rationality of house allotment (including: resettlement location, building story and area and so forth) C. On the part of the rehabilitation of living and production: * The rehabilitation of the affected person, especially the affected fragile congregation (capability) * The removal, exchange and reconstruction of the infrastructure * The rehabilitation of the production of the affected enterprises * The use and direction of the compensation funds for the affected villages * Timely provide other agreed allowances (such as traffic and removal allowance, expenses of temporary relocation, compensation for the loss due to production stop and shutout, etc.). D. Others: * The sufficiency and rationality of the public consultation and participation * Hear and deal with the complaints of the affected persons 6.8 General Investigation Entity It is responsible for general investigation of the land, residents, shop fronts and enterprises affected by Guangzhou City Wastewater Treatment Project, for the processing of the investigation data and for the submittal of the investigation report to the supervision authority of the resettlement City Road Expansion Office. 6.9 Production Team (Village) and Neighborhood Committee The production team (village) is responsible for the report of feature, area and ratios of land and labor of the requested land, directly takes part in the land requisition, demolition and resettlement, including the investigation, resettlement and rehabilitation schedule, solution of disputes and so forth. Moreover, it is also responsible for the distribution of compensation expenses and carries through the bulletin in accordance with the scheme on compensation for resettlement. Neighborhood committee holds the responsibility that it assists to get done with the ideological work of the affected person and feedback the comments according to the fact. 6.10 Resettlement Supervision Entity - Guangzhou Road Engineering and Expansion Office (GREEO) 1 . Verify Resettlement Compensation Contract * Check and verify the unit price and the quantity in Compensation Contract on Land Requisition. 1AA * Check and verify the unit price and the quantity in Resettlement and Compensation Contract on Residence. * Check and verify the unit price and the quantity in Resettlement and Compensation Contract on Non Residence. * Check and verify the unit price and the quantity in Compensation Contract on Land Borrowing. * Verify in site the practical quantity in the afore-said contract. * For some complicated cases such as the partial demolition, they shall be verified repeatedly by some uncertain groups and uncertain persons to assure the contract veracity. 2. Verify Relocation Project Contract * Check and verify the unit price and the quantity in Relocation Project Contract * Check and verify the unit price and the quantity in the pipe migration. * Check and verify the unit price and the quantity in Disassembly Contract * Verify repeatedly the practical quantity in site in the afore-said contracts. * For some complicated cases such as the temporary pipe migration, they shall be verified repeatedly by some uncertain groups and uncertain persons to assure the compensation contract veracity. 3. Information Management for Resettlement Supervision * Establish the databank on Resettlement Supervision and record the contract verifying status. * State and analyze the problems in checking and verifying the contracts. Feed back such problems to the Owner of the Project, supplying the useful information in strengthening the management to the Owner of the Project. 4. Participate in Organization and Harmonization * As the candid third party, it shall harmonize the relations between the local government, the single item contractor and the design entity to dissolve the contradictions among them and accelerate the resettlement work. 6.11 District Construction Bureau 1) Take charge in the investigation on the practical quantity for the resettlement work and offer the cost budget on the resettlement. 2) Assist the Project to carry out the social economic investigation and the related evaluation. 3) Under the guidance of 1 A Q Chapter 7 Experience, Lessons and Improvement for Guangzhou Resettlement Large quantities of project affected people in Guangzhou happened in 1977. Since 1998 Inner Ring Road from Traffic Projects in Guangzhou Center Area started and the engineering project affected people in Guangzhou increased to 10000 families per year. The house demolition was near 500000m2 . A lot of lessons for practicing and managing the resettlement forced Guangzhou to have accumulated the rich experiences in the resettlement. The purpose to summarize these experiences and lessons is to carry out the resettlement policy better for the project, assuring to realize the target of the resettlement. Because the resettlement of Guangzhou Municipal Works is basically organized and practiced by GREEO (The office was set up in 1977. For 26 years it has completed about 500 municipal works and project affected people resettlement on 40000 families), the introduction for Guangzhou Resettlement Experience shall mainly be based upon the experiences and lessons from GREEO. 7.1 Guangzhou Resettlement Experience 7.1.1 Compiling Particular and Rolling Resettlement Program to Be Operated Successfully compiling The project resettlement program shall be adjusted by the project performance and the pipe network design change. 7.1.2 Resettlement Responsibility Contracting System 7.1.2.1 Resettlement Responsibility Contracting System and Its Analysis Before 1998 Guangzhou once implemented the economic contracting system on the resettlement project, namely, the resettlement sum in the resettlement project was decided by the resettlement investigation amount and its estimated unit price while the resettlement performance entity contracted it, in which the excessive payment was burdened by the performer while the surplus was owned by the performer. But there are some problems in this way. I Afl 1) Practical operating difficulties in economic contracting system: * The city project design is changed many times. Developers around or along the project often draw the lines and occupy the land. The factors of the house acquisition, examination, owner assurance and the house renting make a large change in the resettlement quantity. * The urban immigrants are various. Their necessary compensating properties are also different, which make the relocation project cost difficult to be decided. The different resettlement and compensation ways make the resettlement cost different all the same. * From Guangzhou resettlement practice, we have no way to understand everything about project affected people after the resettlement is totally carried out in 3 months. The resettlement investigation depth can only satisfy the budgetary estimation but cannot be used as the contracting base. 2) Economic contracting can lead to "a cheat to the superior" and a possibility for discount. Because the excessive payment was burdened by the performer while the surplus was also owned by the performer, it is possible that on one hand the resettlement performance entity has a cheat to the superior in deciding the contract and discounts the resettlement cost on the other, which shall go against safeguarding project affected people' benefit and realizing the resettlement purpose and which shall make the resettlement fund discount legalized. 7.1.2.2 Responsibility Contracting in Resettlement 1. Responsibility contracting notion Responsibility contracting means that the relation between the project and the resettlement is the relation between the labor and the duty. The project only pays the working cost by quota or ration to the executive organization but does not contract in sum the resettlement compensation cost, which is a working method by the project resettlement policy, the compensation standard and the operating specification. 2. Responsibility contracting advantages * Responsibility contracting shall in maximum eliminate the possibility by which the executive organization shall discount project affected people compensation cost for seeking for its largest benefit. * Responsibility contracting shall have the resettlement fund cutting become outside the law. * Responsibility contracting shall also make it possible for the resettlement payment center, the superintending system, the scale benefit and the project resettlement management to come true. It can guarantee to realize the resettlement policy, the compensation standard, the resettlement measures and the resettlement target in organization and principle. 3. Existing problems in the responsibility contracting Because the project executive entity has no benefit motive, its managing motive shall also be weakened, which shall reduce the project I lzA superintendence and be easy to have the resettlement staff and project affected people exchange something outside the law. 7.1.2.3 This Project Shall Carry out Responsibility Contracting The project shall carry out the responsibility contracting and standardize the behavior of the resettlement executive entity and the resettlement staff, avoiding the malpractices. 7.1.3 Employment of Joint Working Meeting Resettlement shall involve in many fields, many managing teaches and many social cooperation. It needs the hi-ranking harmonization from the municipal government that has the resettlement project possible to mobilize all the social strength to complete the resettlement. Guangzhou took the combining working meeting held by Guangzhou Construction Committee, City Land Bureau, City House Managing Bureau, City Planning Bureau, City Gardens Bureau, Traffic Police, City Superintendence, Sectional Resettlement Executive Entity, Power Supply, Telecommunication, Water Supply, Gas Supply and the resettlement representatives from the resettlement entities if necessary, which is a good harmonizing way. The project shall still take this way. 7.1.4 Open Information Since the resettlement of the inner ring road project started, Guangzhou has spread the open policy system. It has not only opened the policy, but also the compensation standard, the resettlement section and the operating specification. The open information can not only avoid the cheat and the discount from the cost, but can also get the reputation from the people. It is the important measure to reduce the secret operation, the malpractices and to strengthen the supervision on the resettlement staff. The project shall continue to do such work well. 7.1.5 Pay attention to Vulnerable Group's Need For a long time Guangzhou has paid much attention to the vulnerable group in the resettlement. In 1998 since the inner ring road resettlement project began, it has paid much more attention to the fragile congregation resettlement. In 1998 it resettled well 23 residents who lived in the temporary i wickiups on F. Nantian Road in * Haizhu District . - because of the . fire. In 1999 a special road was built for the lower limb handicapped persons in the resettlement I ,ni U -; .. li location. In ''.- Vl. 7.2 Lessons and Improvement by Guangzhou Resettlement Organization 7.2.1 Lessons from Centralized Resettlement of Project affected people Centralized Resettlement of Project affected people is that the project shall perform the resettlement location after the affected area investigation. The way of settling project affected people in a few decided resettlement locations has exerted some functions in the past resettlement projects but at the same time has overstocked largely the resettlement houses and has brought about the difficulties for project affected people' future employment. 7.2.1.1 Centralized Resettlement Lessons I1. Centralized Resettlement Makes Resettlement House Left Unused 1) Quantity for the unused resettlement houses The traffic project in Guangzhou Center Area totally built and purchased 700000m2 resettlement houses, among which over 330000m were used and 370000m2 were unused. The unused rate reaches to 55%. 2) Unused cause * Policy change: The inner ring road resettlement plan was finished in 1996. At that time the national resettlement policy was mainly made up of the resettlement. The World Bank also requested the project to define the resettlement location. By the investigating data and Guangzhou plan demand, 7 resettlement location cities were defined. In September 1997 Guangzhou resettlement policy mainly consisted of settling project affected people but changed that project affected people could choose the resettlement or the currency compensation because In the resettlement sub-zone, this kind of people are more, the number of storage and clearing posts are limited and the consumption in the resettlement sanjak is lower than that in the non-resettlement sanjak which needs a fewer homemaking posts than those in the resettlement sub-zone, which makes the I 4C2 contradiction between the post and the employment very keen. Although the project and the neighbor committee are trying their best in many fields, they have achieved a little progress, which leads to many managing problems in the resettlement sub-zone. 7.2.2 Improvement on Resettlement 7.2.2.1 House Resettlement Necessity in Resettlement Since 1997 Guangzhou Relocation Project has added one item of currency compensation except for the item of house resettlement. Because of project affected people' economic status and other reasons, a great proportion of them have chosen the house resettlement. In 1998 among the inner ring road Project affected people, 49.41% of the house-free project affected people and 82.36% of the renter project affected people chose the house resettlement. After 1999 in the projects of Kangwanglu, Donghaoyoang, Yudongxi and Guangxiansi, 31.2% of the house-free project affected people and 88.32% of the renter project affected people chose the house resettlement. From what mentioned above, the rate for the house-free project affected people choosing the house resettlement is reduced as the income of Guangzhou citizens is promoted. They are trending to choose their satisfactory settlement after getting the currency compensation. But in 2002 there were still 30% house-free resettlers to choose the house resettlement. The house-renter project affected people are quite different. In the currency compensation they can only get the compensation of 30% house value or even lower (Note: 70% compensating currency is paid to the house owner), which can not afford to buy a house. Therefore, most of the house-renter project affected people choose the house resettlement. Especially in 1999 - 2001 after the Guangzhou house reform peak, all the citizens with the economic conditions took part in the house reform to become the house owner. The rest for renting the house are mostly the citizens with the lower income, among which the rate for choosing the house resettlement are not reduced but promoted by 6% to over 88%. At present 17% residents in Guangzhou are renting the house, concentrated almost in the old city district and basically renting the government flat or the old house in the history. Therefore, in the city Project affected people, the house-renting project affected people rate shall be higher than this. Most of them shall be trending to the house resettlement. Still 30% of the house-free project affected people shall choose the house resettlement. So the house resettlement is very necessary in project affected people. The resettlement program shall make a thorough plan for the house resettlement, define the necessary and suitable house resettlement location and satisfy project affected people' choosing demands. 7.2.2.2 Resettlement Improvement --- Decentralized Resettlement 1 rA 1) There are large quantities of the commercial houses and the second-hand houses, which can be purchased if necessary. 2) Since the requiring quantity for the resettlement houses is large, the project is able to negotiate with the house developer, to sign the purchasing proposal and to get the favourite discount. 3) From the anaphase of the inner ring road resettlement, Guangzhou has started in this way: to sign the purchasing proposal with the developer, to decide the discount and to begin to purchase after project affected people choose the resettlement houses. 7.2.2.3 Resettlement Can Solve Unused Problem 1) Purchase when necessary, avoiding the unused problem by project affected people' dissatisfaction, i.e., avoiding the cost promotion in the resettlement fund or avoiding the cost increase in the resettlement compensation from the resettlement fund by a long period for the resettlement house construction. 2) Meanwhile it can be decided by the investigating demand because the resettlement location designs no cost (no need to pre-pay) and can be adjusted by project affected people' demand before the resettlement practice so as to satisfy project affected people' choosing demand in maximum.. 7.2.2.4 Decentralized Resettlement Can Solve Project affected people' employment 1) Project affected people are settled in the developed sanjak by the decentralized resettlement. Most of the residents in these sanjaks are the house owners and take the stable jobs. Therefore, they will not compete each other for the community service posts of clearing, storage, etc.. 2) Since the residents in these sanjaks have the stable jobs, the demand for homemaking service increases largely but a few persons undertake such service, which shall mostly increase the homemaking employment for project affected people. 3) The resident's income and consumption in these sanjaks are much higher than that in the resettlement sub-zone and the service posts are also more than those in the resettlement sub-zone, which shall offer more employment chances to project affected people and the small shops owned by project affected people shall earn more income. 7.2.3 Ineffective management for resettlement The resettlement of Guangzhou municipality is presided and carried by Guangzhou Road Engineering and Expansion Office before 1998. Because project affected people scale is limited then (less than 1000 household before 1995, more than 2000 in 1996 and more than 2500 in 1997), the expansion office is a public entity with employees of high quality and feasible inner administration and because the requirements of project affected people are easy to meet, many insoluble problems have not occurred during the works of resettlement before 1998. Whereas after 1998, project affected people scale was increased to nearly ten thousands of household in several dozens of projects due to the municipal projects in Guangzhou with the executing entity 1 r has been increased to several dozens scattering in eight districts, which lead to increased difficulties for the cooperative work of resettlement. At the same time, with the advancement of society and improvement of the rules and regulations, the government, the Owner and project affected people come to request higher and higher requirements for the resettlement job, which makes the problems in original resettlement job exposed and many new problems produced. 7.2.3.1 The exhibition of ineffective management 1. The business aspect for resettlement 1) The non-united investigation form or unqualified filling shall make the investigated data non-unified and incomplete; 2) The multiple data statistics ports and the inconsistent data shall lead to difficulty statistic collection and low efficiency; 3) With the budget of resettlement is rough, the resettlement fund program monthly is even more incorrect; 4) The backing material needed by various contract is not normalized. The documents need to be certificated on site is ambiguous; 5) There are many difficulties in the balance with many problems in exterior audit; 6) Many problems was only exposed through the exterior complaints; 7) It is hard to mobilize the resettlement houses in case free houses present 8) The classification of direct cost is easy to be confused in account with the incorrect distribution of indirect cost; 9) It is hard to track the affairs, some affairs due always left undone. 2. The inner management aspect for resettlement executing entity 1) The inner operation of entity is not smooth with low efficient; 2) The responsibility division among the departments is always broken by special cases 3) The performance index is hard to determine and the performance is hard to evaluate; 4) The monitor control index is undetermined and it is unknown in which degree is enough for the monitor control, or to say, where are the defects of the current monitor control system; 5) It is hard to realize the executing extent of management rules or specification and whether the details of which have been implied. 7.2.3.2 The reason of ineffective management The characteristics of the resettlement job is in the communication with project affected people. With the existing interfere of man-made factors plus the lack of specifications, the influence of man-made factors and the subjective atmosphere was aggravated. Due to the argy-bargy of project affected people, the quantity of special cases in resettlement increases. Sometimes, we could not clarify the causes why the special cases occurred as subjective or man-made. 1 . The abnormal management foundation The normalization is the foundation for effective management. In case project affected people is in a small scale and the work is carried just by one entity, the shortage of abnormal management foundation may be killed (or mostly killed) by the privity formed among the personnel who has been getting along with each other for a long period and the communication within a small scope. Nevertheless, for the large-scale project affected people Project in multiple departments and multiple areas executed by many entities, the influence due to the abnormal rules may be easily exposed. At the same time, project affected people job is involved in communications with project affected people and the working process was in interfere with many man-made factors, the lack of normalized rules aggravated the happening frequency and effective extent of interfere. Specifically, the abnormal management foundation includes: 1) The abnormal data: lack of united professional ganeric terms, classification, tables, policy standard, contract forms and backing materials. 2) The abnormal working procedures: lack of clear post definition and rigid operation flow. 3) The abnormal extent of authority for special cases: lack of clear regulations in extent of authority for special cases. 2 The unsuitable management mode The management mode determined the operating mode of the whole management process, that is to say which mode shall be adopted, centralized mode or scattered mode, for the management process (including decision-making, program, organization, command, control and cooperation). The benefit of centralized management lies in the timely feedback and strictly control. And the advantage of decentralized management lies in agility and flexibility. The reason is: 1) The resettlement is a scattered work naturally, the Demolisher must pay visit directly to project affected people, negotiate and sign the contract with project affected people; 2) The resettlement lacks of inner control naturally, the house could not be rechecked after it has been removed since the evidence shall not exist. 3) The resettlement is made up of each project affected people individual case, the management should be in-depth in each individual case since the involved compensate standards and figures are different from each other. While reviewing the large-scale resettlement projects in recent years 1 <17 (including inner ring road), the decentralized management mode was generally adopted although sometimes the centralized management mode was used by the entity in cooperate with joint working meeting and project affected people's monitoring. The corresponding department in each district shall be responsible for the specific work and transfer compensation according to the schedule report, which makes the process of decision-making, plan, organization, command, control and cooperation loosing with ineffective management. 3 . The unshared management information Information is the key of decision-making and control. Due to the ineffective communications among the governmental departments of all levels, each resettlement entity, project affected people monitoring entity and the Owner of Project, the condition is serious with the lack and lag of information and the short of feedback system. Even in the inner executing entity of resettlement, lots of "information blind spot" were formed due to the lack of communication between the project team in the longitudinal function department and the horizontal function department, which increases the difficulty of management. 4 . The unconformable management resource The achievement method for project affected people project management subject is to deploy and utilize the resource properly. But because the fund, personnel and resettlement house is in the control of different project affected people executing entity with the selfish departmentalism consideration and the executing entity always try to prolong the possession for the resources by various method, the resources were always divided or froze, which increases the difficulty of deployment and cooperation for resources, reduces the management effects and so raises the cost. 5 . The inadvanced management tools Although the above four points have drawn the attention of municipal .government and project affected people entities and corresponding measures have been taken, such as the development and use of resettlement house selection system, but the problem remains unsolved. The main reason was found as the demolition industry followed the traditional handwork management, by which, the conformity of management foundation rules, centralized management mode, information share and resource shall take doubles of manpower with uncertain achievement for expected results, So a completely new and advanced management tools is to be found to solve the above problems. The advanced management tool should achieve: 1. Data Normalization * The electrical form designed with the name and classification rules shall be applied in the standardize collection method of data intelligently; * The demolition compensation contract shall be normalized in table mode and the resettlement standard and compensation price shall be given automatically according to the parameters for resettlement policy and price I IZQ etc.; * The backing material needed with the contract shall be controlled intelligently. Then, the normalization of data documents in resettlement shall be achieved, so as to guarantee the achievement of normalization of resettlement in the data level. 2. Management Standardization * The solid problem for the work division of departments and posts shall be solved, so all employees shall not shift or exceed his authority; * The rigid problem in operation flow shall be solved, so as to realize the neat flow and precise monitoring system in the condition of several projects is under operation; * The problems for unification of statistic ports, system error produced in the collect of statistics in multiple levels and the statistic efficiency shall be solved. Then, the normalization of inner resettlement management shall be achieved, so as to regulate the inner management behavior of project affected people executing entity. 3. Management Scientization Obviously, the above functions only realized the management normalization. The management scientization shall be achieved by the following: * The demolition resource shall be deployed reasonably to reduce the cost; * Each steps of resettlement shall be supervised so as to prevent the fraud and complete the operation track; * Complex data analyze shall be made, providing evidence for management policy; * A quantifying evaluation shall be take for all of the employees in the system to improve the working quality and efficiency; * The cost collection and fund payment monitoring shall be completed to confirm the fund safety and payment validity. 7.2.4 Improvement for resettlement management The improvement for resettlement management mainly lies in two aspects: the management foundation normalization and the management tool improvement. 7.2.4.1 Management Foundation Normalization From 1999, the resettlement management foundation has been normalized by the KJBF [1999] No.146 Notice on Further Normalization of Censusing and Reporting Work Regarding Preliminary Investigation, Budget and Progress of Land Requisition and Demolition in Municipal Project, HG [2001] No. 82 Notice on Print and Distribution of Standards and Operation specifications for Compensation and Resettlement of Demolition in Municipal Land I lz Requisition, as Issued by Municipal Road Expansion Engineering Office and the HK[2001] No. 242 Notice on the normalization construction project budget and balance audit documents report issued early or late by Guangzhou Road Engineering and Expansion Office which has been further normalized and improved in the resource and development of Urban Relocation Resource Plan (URRP) later. 1) Description Normalization Including the property description, nature and standard, quantity unit and various notes of ganeric terms in resettlement. 2) Classification Normalization Refer to classification according to affected extent for various affected property and its requisition regarding a series levels for the property nature, sort of right to use, purpose nature and affected degree. 3) Preliminary Investigation Table Normalization Refer to the collection form of various data founded on the description and classification specification, as the base of management data. 4) Accounting Form Normalization Refer to accounting analyze foundation based on preliminary investigation form, service operation and management requirement. 5) Resettlement Policy Normalization Refer to the detailed operational resettlement policy specified in the national, provincial and municipal specification according to the classification specification. Specification could only be established as a resettlement policy, so the detailed standard is the compensative standard determined by the Project according to the resettlement policy, affected area, the period of time and the further specified classification. 6) Contract Form Normalization Refer to the normalization of content and articles included in the contract based on project affected people classification and resettlement policy. 7) Backing Material Normalization Refer to the various documentation explanative material required for the authenticity and rationality of the compensative contract. 8) Working Post and Working Flow Normalization The post division and operation flow designed according to the management and monitoring in resettlement is the base of the confirmation for working efficiency and control in resettlement. 9) The Special Cases Disposal Power Normalization Any specification can only function in most services and it is impossible to regulate the whole services. The special cases disposal power is to regulate the special conditions in service by the operation method for special cases (the procedure stipulation for attest on site in the engineering construction is for this purpose). 7.2.5 Research and development of Urban Relocation Resource Plan (URRP) 1) Urban Relocation Resource Plan (URRP), is the vocational management software meeting the urban demolition management, based on the management experiences of demolition project for more than twenty years of Guangzhou Road Engineering and Expansion Office, operation experience in practical business and management consciousness of management experts in demolition industry, constructed by the measures of computer technique; 2) Urban Relocation Resource Plan (URRP) administrates the demolition industry in the whole city, covering the whole process of demolition service, from the project planning red line to the end of demolition. With the integration of electric map, demolition data and text file, the Management Information System(MIS), Geography Information System(GIS) and Office Automation(OA) shall be incorporated; By the means of data formatting, flow standardization and rigidization, demolition rules logicalization, demolition standard parameterizations and the decision-making model, monitoring mathematic model and combined control of chart and figure , a full-scale management, regulation and control in the process of the demolition business disposal shall be achieved; 3) Urban Relocation Resource Plan (URRP) is involved in relative industry of urban demolition so as to mobilize relevant resources in the whole city to serve for the demolition industry and achieve the reasonable allocation of resource among the different demolition projects and different parts of the demolition project; 4) The object of Urban Relocation Resource Plan (URRP) is to solve the existing management difficulties radically in the municipal demolition work during period of handwork operation and administration so as to achieve the basic object of demolition work, that is to achieve the best combination of demolition work efficiency, demolition cost and project affected people satisfaction; 5) Urban Relocation Resource Plan (URRP) is not just a demolition service management system, but a completely new demolition working and administration mode constructed with the purpose to "rapidly, critically and finely " complete the municipal demolition work. 7.3 Note The purpose of detailed description to the experience of Guangzhou Road Engineering and Expansion Office and analyze to the experience and improvement is to achieve the object of resettlement primly with less resettlement cost. Urban resettlement data specification in Chapter 8, urban resettlement Project management in Chapter 9 and URRP are the concrete contents of management experience for urban resettlement project of Guangzhou Road Engineering and Expansion Office, is the concrete measures to guarantee the complete of resettlement Project. Chapter 8 Urban resettlement data specification 8.1 The object and basis of data specification 8.1.1 The object of data specification The object to normalize the data form, data and operation of resettlement work in urban environmental project is to prevent the happening of skimp to the promised compensation of project affected people, as so to protect project affected people's interests, satisfy the requirement for the resettlement of the nation, province, municipality and the World Bank, satisfy the requirement for balance and audit of the nation, province and the municipality and satisfy the requirement for monitoring of the World Bank. 8.1.2 The basis of data specification 1) The relevant specifications on audit of the nation, province and the municipality. 2) The evaluation guide on monitoring for resettlement of the World Bank. 3) The relevant requirements on the audit for resettlement cost for years of Guangdong audit hall and Gangzhou audit bureau. 4) The relevant documents and the implementary conditions, for [1999] No. 146, [2001] No. 54, [2001] No. 82, [2001] No. 242, [2003] No. 166 of Guangzhou Road Engineering and Expansion Office. 5) The basic data requirement of (being about to be carried)"Urban Relocation Resource Plan (UJRRP)" Urban resettlement comprehensive service informnation management system. 8.1.3 The relevant explanation for data specification 1) The data specification is to be normalized according to the actual condition in the five stages of investigation, (estimate) budget, contract and budget (preliminary report), process (midterm report) and balance (final report) and as per the form, backing material and operation requirements separately. 2) The specification is the basic requirement for management of resettlement. The involved data form can only meet the physical quantity and compensation fees for property and personnel, while could not meet the complex data analyze and decision support of resettlement. 3) The data specification cannot only be applied to Guangzhou Urban Environment Project, but also resettlement work in the other municipal engineering Project in. 8.2 The investigation data form, information and operation specifications Investigation stage: Due to the cooperate of project affected people and the actual information problem, the physical quantity investigation shall take priority in this stage with the requirement of accurate physical quantity investigation, while ignoring the requirement of complete for the information. 8.2.1 Investigation for country, government and social institutions 1. Accurate requirement The accuracy rate shall be reached up to 97% for the total requisition area of country community owned land and the state-owned land of government and social institutions. 2. Operation requirement Contrast for chart and table: the requisition land area of country, government and social institutions shall be marked in the red line drawing (or engineering drawing) on the engineer layout permit and the number shall be signed in the drawing. 3. Questionnaire Country (government and social institutions) land requisition questionnaire (viz. the questionnaire 1 in the accessory of the chapter) Country agricultural workers questionnaire (viz. the questionnaire 7 in the accessory of the chapter) 4. Filling requirement 1) The filling requirement of Country (government and social institutions) land requisition questionnaire (viz. the questionnaire 1 in the accessory of the chapter): All the country, government and social institutions (entity) requisitioned of land shall fill the table. For the buildings belong to the country, government and social institutions, the questionnaire 2-5 in the accessory of the chapter shall be filled. The government and social institutions may be a great courtyard (viz. entity with the address and the land of which need to be requisitioned), or be nominal (viz. entity with no address or land), which is requisitioned only because several buildings, structures or accessories, such as the quantity of tress of planting conference, the traffic establishment of traffic police, are within the project area. The drawing number and area number shall be filled for the country or government and social institutions with requisition land and the drawing number and area number is not needed for the nominal entity. The detailed filling requirements refer to the note in the table please. 2) The filling requirement for Country, agricultural workers questionnaire (viz. the questionnaire 7 in the accessory of the chapter): Refer to the note in the table 5. Information [viz. backing material (following is the same)] requirement * Government and social institutions: 1 Ai2 Legally land use: the copies of red line drawing and land use permit -+ Historic land use: the information is not needed temporally in the stage * Country: the information is not needed temporally in the stage * Country, agricultural workers questionnaire 8.2.2 The investigation of resident and enterprise 8.2.2.1 Property investigation 1. Accurate requirement The total construction area data (calculated in blocks) of houses should be accurate (the measuring error shall be no more than 5cm) with the accuracy rate for area data up to 97%. The physical quantity data of all structures and trees must be accurate with the accuracy rate up to 97%. 2. Operation requirement Contrast for chart and table: the location for each block of buildings within the engineering scope shall be marked in the red line drawing (or engineering drawing) and the drawing number and block number shall be signed also. The relevant drawing number and block number shall be marked correspondingly in the questionnaire (viz. the questionnaire 2 in the accessory of the chapter) 1) The operation sequence of resettlement investigation The operation sequence of resettlement investigation is to separate the working scope of each team after the red line drawing (or engineering drawing) was obtained and distribute the drawings (viz. mark the drawing number, in case the project is huge, the groups shall obtain the drawings and distribute to each team). The block number shall be marked with each team has been on site and the questionnaire table shall be filled after the completely information for the building has been realized. Each operator shall carry out the concrete investigation work and separate the red line scope of developing company and municipality at the same time. 2) The measuring requirement The actually measurement to the data of each "block" of building The plane diagram shall be provided with each block" of building with a definite scale. The measurement and scale shall be marked on the diagram: the scale is 1: 100 with the length of building less than 20 meters; the scale is 1: 200 with the length of building more than 20 meters and less than 40 meters; the scale is 1: 300 with the length of building more than 60 meters. If the area for some layer in this "block" of building disaccord, a different plane diagram shall be compiled for the disaccord layers and relevant points in various layers shall be noted. For property right with multiple purposes or with multiple users, the purposes for each layer or the area distributing drawing of the user shall be described with the note of purpose or the User in it. Definite scale shall be provided 1 t4A with the plain diagram (please refer to the plain diagram of "block" for detail). 3. Questionnaire table 1) There are four tables for the buildings. * The questionnaire on the condition of the buildings (blocks) (viz. the questionnaire 2 in the accessory of the chapter) * The questionnaire on the house condition of the Owner (viz. the questionnaire 3 in the accessory of the chapter). * The questionnaire on the service condition of the Tenant (viz. the questionnaire 4 in the accessory of the chapter). * The questionnaire on the service condition of non residence (viz. the questionnaire 5 in the accessory of the chapter). 2) The table for structures and trees The questionnaire on the land belong to country, government and social institutions (viz. the questionnaire 1 in the accessory of the chapter) and the questionnaire on the house condition of the Owner (viz. the questionnaire 3 in the accessory of the chapter) 4. The basic requirement of filling the table 1) Questionnaire 2 (viz. the questionnaire 2 in the accessory of the chapter) This table reflects the house condition of one "block", all the building shall be defined as "a block". For each "block", a table shall be filled. The detailed filling requirements refer to the note in the table please. 2) Questionnaire 3 (viz. the questionnaire 3 in the accessory of the chapter) This table reflects the premise and the conditions of the resident and the small shop front used by the owner itself. This table shall be filled for all premises (including the property right with non residence of the entity). One table shall be filled for one property right certificate (the property right shared by several persons shall be count as one property right certificate). One table for one property owner shall be filled for the purely temporary construction and illegal structure with the property area of zero and all areas shall be filled in the area of temporary construction and illegal structure. The detailed filling requirements refer to the note in the table please. 3) Questionnaire 4 (viz. the questionnaire 4 in the accessory of the chapter) This table reflects the condition of rented residence and the individual small shop front managed by the Tenant. The Tenant without residence shall not fill this table, but the table of questionnaire 5. The tenement lived in the temporary construction or illegal structures with registered permanent residence shall fill this table also. The detailed filling requirements refer to the note in the table please. 4) Questionnaire 5 (viz. the questionnaire 5 in the accessory of the chapter) This table reflects the complex condition of non residence (with several property right, multiple method of obtaining of use right and multiple use purpose). This table shall be filled by the entity of self-use or the rental non resident. The Tennant without residence shall fill this table in despite of the simpleness of its non residence, but not the table of questionnaire 4. The non residence with the business license of temporary construction and illegal construction shall fill this table. While the non residence without the business licence shall not fill this table. The requisitioned area shall be include to the self-used property owner. The detailed filling requirements refer to the note in the table please. 5. Document requirement Whereas it is difficult to be collect the information in the investigation stage, some basic requirement shall be made for the following documents: 1) The property certificate shall be collected completely in so far as possible. 50% of which shall be achieved at least. 2) The tenant book shall be collected completely in so far as possible. 55% of which shall be achieved at least. 3) The business licence shall be collected completely in so far as possible. 60% of which shall be achieved at least 4) The registered permanent residence book shall be collected completely in so far as possible. 65% of which shall be achieved at least. The judgment whether the property right is provided or not shall be made according to the actual condition and the experience of resettlement for the premise with information uncollected. 8.2.2.2 Household and enterprise investigation 8.2.2.3 Foundation establishment investigation 8.2.3.1 Pipeline investigation 1. Accuracy requirement 1) The total physical quantity of pipeline on or under the ground, pipe canal, pipe well, structures (equipment) and buildings within the project scope must be accurate. 2) The various physical quantities must be provided with basic attribute date, that is: type, material, quantity and layer mode, etc. 3) The judgment for whether to remove or not according to the condition on site and the engineering drawing. 2. Operation requirement Contrast for chart and table: the pipeline, pipe canal, pipe well, accessory buildings around the pipelines and the important structures shall be marked in the red line drawing or engineering drawing. A uniform number for the pipelines shall be made in the drawing and noted in the table correspondingly. One diagram shall be provided for one kind of pipeline: viz. as per the electric, telecom, coal gas and water supply individually. A general investigation diagram shall be made for the other five types. 3. Questionnaire table 144 The table of pipeline questionnaire (refers to questionnaire 6 in the accessory of the chapter for detail) 4. The basic requirement of filling the table 1) The investigation shall be carried mainly with the line. A corresponding number shall be provided with each pipeline. 2) The pipeline shall be coded as: electricxx, telecomxx, water supplyxx, coal gasxx and water drainagexx. 3) The entire pipeline canal, pip layer, pipeline well, structures and buildings shall be provided with a "corresponding pipeline number". 5. Document requirement 1) Accurate pipeline drawing for present condition. 2) Various constructing reporting information for pipelines. No specific requirement shall be made in this stage temporarily. Various pipeline description and the specification shall be uniform in the questionnaire. Please refer to the usual specification and material table in the accessory of the chart for detail. 8.2.3.2 Other fundamental establishment investigation 8.2.4 The difficulty of execution in normalized investigation and URRP 8.2.4.1 The difficulty of execution in normalized investigation 1) With the excessive items, different objects, different nature of property right and use right in the investigation, the data items investigated are different also (hundreds of tables shall be produced according to questionnaires of the different object, nature and design). Then, the problems of which object and data should be investigated produced. Or to say, it is very hard to distinguish whether some miss or error in the data item occurred in the questionnaire, which leads to the unwarranted correctness of the investigation data. 2) In the urban project, the confinement of demolition or not is separated only with a line. For the ineffective direct corresponding for the chart and data, it is unknown whether the investigation is within the scope or not and whether some miss pf investigation has been occurred. Further more, it is unknown whether miss has been occurred in an investigated block of building. 8.2.4.2 Normalization Investigation in URRP 1) The data item shall be control as per the objects and natures so as to prevent the miss of data in excessive investigation. 2) With the direct corresponding of GIS and data, the problem of excess and miss of objects in the whole investigation shall be solved. 3) With the intelligentized data analyze system, the problem of error in data shall be solved. 8.3 (Estimate) Budget information, table and specification in resettlement Project (Estimate) Budget stage: The (estimate) budget is made based on the physical quantity investigation with the accurate rate of about ±15% error, which 1 7 could not be the evidence of balance, but only a reference for fund plan or the budget of the Project. The statistic table is also the basis of the register of machine account and the report of schedule. 8.3.1 Physical objects accounting 8.3.1.1 Resettlement for land requisition 1. Statistic table of resettlement for land requisition 1) General statistic table of buildings (refer to the demolition statistic table 1 in the accessory of the chart) 2) Statistic table on land requisition (refer to the demolition statistic table 2 in the accessory of the chart) 3) Statistic table on residence resettled as per the premise area with property right (refer to the demolition statistic table 3 in the accessory of the chart) 4) Statistic table on residence resettled as per the area of hall and house with property right (refer to the demolition statistic table 4 in the accessory of the chart) 5) Statistic table on non residence with property right (refer to the demolition statistic table 5 in the accessory of the chart) 6) Statistic table on entirely temporary construction, illegal property owner and the User (refer to the demolition statistic table 6 in the accessory of the chart) 7) Statistic table on structures (refer to the demolition statistic table 7 in the accessory of the chart) 8) Statistic table on resettlement (refer to the demolition statistic table 8 in the accessory of the chart) 2. Filling notice 1) The questionnaires shall be entered in the above 8 statistic tables. 2) The classification should be detailed, especially for the layer and purpose of premise with property right. 8.3.1.2 Pipeline 1. Statistic table 1) Statistic table of pipeline (refer to Statistic Table of Pipeline 1 in the accessory of the chart for detail) 2) Statistic table of pipeline canal (refer to Statistic Table of Pipeline 2 in the accessory of the chart for detail) 3) Statistic table of pipe layer (refer to Statistic Table of Pipeline 3 in the accessory of the chart for detail) 4) Statistic table of pipe well (refer to Statistic Table of Pipeline 4 in the accessory of the chart for detail) 5) Statistic table of pipe building (refer to Statistic Table of Pipeline 5 in the accessory of the chart for detail) 6) Statistic table of pipeline structures (equipment, refer to Statistic Table of Pipeline 6 in the accessory of the chart for detail) 2. Filling notice The data in questionnaires shall be filled in the statistic table after classification, retrieve and collection. 8.3.2 The Project (estimate) budget 8.3.2.1 The summary table and notice 1. Table The chief (estimate) budget table on the pipeline removal in resettlement for land requisition (refer to Budget Summary Table 1 in the accessory of the chart for detail) 2. Filling notice This table is a summary table on the pipeline removal in resettlement for land requisition based on the statistic summary table according to the budget notice of project affected people resettlement and the estimate notice of pipeline. 8.3.2.2 The budget form on resettlement for land requisition in municipal project Refer to accessory 2 for detail 8.3.2.3 The estimate budget form on pipeline in municipal project Refer to accessory 3 for detail 8.3.2.4 Document requirement 1. The submission and approval table on the engineering (estimate) budget in resettlement (refer to the submission and approval table 1 in the accessory of the chart for detail). 2. The summary table on the engineering (estimate) budget in resettlement (refer to the budget summary table 1 in the accessory of the chart for detail) 3. Information on resettlement for land requisition 1) The budget form on resettlement for land requisition (refer to accessory 2 for detail) 2) Questionnaire (attached with each project affected people) 3) The red line drawing and the construction plain diagram marked with the land range and block number 4) The plain diagram for each block (attached with each block) 5) The Statistic table of resettlement for land requisition (refer to the demolition accounting tablel-demolition accounting table 8 in the accessory of the chart for detail) 4. Information for pipeline 1) The estimate budget from for pipeline (refer to accessory 3 for detail) 2) Questionnaire for pipeline (refer to questionnaire 6 in the accessory of the chapter for detail) 3) The red line drawing and the construction plain diagram marked with the present status of pipeline 4) Statistic table of pipeline (refer to Statistic Table of Pipeline 1- 6 in the accessory of the chapter for detail) 5. The required information in the investigation of resettlement 6. The required information in the investigation of pipeline 7. The electric data use in various accounting form 8.3.3 The difficulty of execution in normalized (estimate) budget and URRP 8.3.3.1 The difficulty of execution in normalized (estimate) budget 1) The difficulty in accounting: the error in system is relatively large due to the multiple natures of resettlement, the excessive data items plus collection of layer upon layer. 2) The requirement for data analyze is relatively high which cannot be achieved with usual electrical tables. 3) The unspecified analyze for data directly influence the accuracy of budget. 4) The workload is very heavy for accounting and budget. 8.3.3.2 Intelligentized (estimate) budget in URRP Detailed classified accounting shall be produced after the questionnaire was entered, with no need of further disposal, which overcame the error in accounting system and insufficient classification analyze. 8.4 The information, table and specification of contract, budget and audit The contract and budget stage: is the most important control process in resettlement industry, so the information of contract and engineering budget must be complete and the operation must be normalized. 8.4.1 The requirement for information on contract of land requisition for the country community owned land 1) The submission and approval chart on contract of land requisition (The submission and approval chart 1 in the accessory of the chart) 2) Land requisition contract (text) 3) Reconnaissance confinement letter 4) Land requisition questionnaire 5) Land requisition program 6) Land requisition questionnaire (the questionnaire 1 in the accessory of the chapter) 7) The location of red lines for the requisitioned Agricultural Land and the quantities. 8.4.2 The requirement for information on contract of land requisition for (entity) state-owned land 1. The submission and approval chart on contract of land requisition for (entity) state-owned land (the submission and approval 1 in the accessory in 117C the chart) 2. Contract of land requisition for (entity) state-owned land (text) 3. Certificate for land use of entity 4. The entity of land with record of historical use of must be provided with 3 copies of information: 1) Certificate of scope for land with record of historical use 2) Certificate of scope for land with record of historical use 3) The promise letter for assumption of the obligation in land entanglement (note: also as an independent item in the contract for use of state-owned land) a) Land requisition questionnaire (questionnaire 1 in the accessory of the chapter) b) Certificate issuance of the Owner or certificate-issuing entity regarding the location and quantity of red line in the requisitioned land of the entity 8.4.3 Document requirement of contract for resettlement 8.4.3.1 Premise with property right 1. Non residence 1) The submission and approval table of contract for compensation and resettlement in resettlement (the submission and approval table 1 in the accessory of the chapter) 2) The contract for compensation and resettlement in resettlement (text) 3) Property owner questionnaire (questionnaire 3 in the accessory of the chapter) or the Tenant questionnaire (questionnaire 4 or questionnaire 5 in the accessory of the chapter) 4) The certificate of property right (the documents of construction report, mapping and requisition approval) or legal tenant book 5) Regarding the certificate of title with unclear or several purposes or with the Tenant, the plain diagram, the purpose and the Tenant mark for the total floor in the house shall be provided with the certificate issuance of the Owner or certificate-issuing entity. 6) The business license of entity (shop front) 7) The identity card of property owner, the Tenant and the legal person, the certificate of houses owned by overseas Chinese and the passport of the Owner of houses owned by overseas Chinese (if the property is owned by overseas Chinese). 8) The profit and loss statement or the tax receipt (if the compensation for shutout shall be provided) 9) The wages statement of staff (if the compensation for shutout shall be provided) 10) The information of facilities like telephone, dynamic electric (if the compensation for facilities shall be provided) 11) The documents for decoration construction report and former decoration balance (if the compensation for decoration shall be provided) 12) The certificate issuance of the Owner or certificate-issuing entity must be provided if the business license is not provided for the location 13) The certificate issuance of the Owner or certificate-issuing entity must be provided if the document is not provided in item (10) 14) The valuation documents shall be provided instead if the balance document for decoration is not provided 2. Residence 1) The submission and approval table of contract for compensation and resettlement in resettlement (the submission and approval table 1 in the accessory in the chapter) 2) The contract for compensation and resettlement in resettlement (text) 3) Property owner questionnaire (questionnaire 3 in the accessory in the chapter) or the Tenant questionnaire (questionnaire 4 in the accessory in the chapter) 4) The certificate of property right (the documents of construction report, mapping and requisition approval) or legal tenant book 5) Some of the self-used houses of the Tenant or property owner, the plain diagram and the User mark for the total floor in the house shall be provided with the certificate issuance of the Owner or certificate-issuing entity 6) The registered permanent residence book 7) The identity card of property owner and the Tenant, passport of the Owner of houses owned by overseas Chinese and the certificate of houses owned by overseas Chinese (if the property is owned by overseas Chinese). 8) The only son or daughter certificate (if the population resettlement is provided) 9) The documents for facilities like telephone, Community antenna television, etc (if the compensation for facilities shall be provided) 10) The documents for decoration construction report and former decoration balance (if the compensation for decoration shall be provided) 11) The certificate issuance of the Owner or certificate-issuing entity must be provided if the document is not provided in item (9) 12) The valuation documents shall be provided instead if the balance document for decoration is not provided 8.4.3.2 Documents for houses on residential plot (houses on community owned land) 1) House site certificate (including the house property certificate on community owned land) 2) The documents besides the house property certificate for "premise with property right" 3) Site measuring chart and information with the certificate issuance of the Owner or certificate-issuing entity Note: there are much disagreements on the house site certificate, so the site measuring data document must be provided for houses on the house site and with the certificate issuance of the Owner or certificate-issuing entity. 8.4.3.3 Constructions without right of land-use 1) Other documents besides the house property certificate for " premise with property right" mentioned above. 2) The construction bill, balance documents or planning documents then for the construction without right of land-use 3) The graphic data in the red line drawing for the construction without right of land-use with the certificate issuance of the Owner or certificate-issuing entity 4) The certificate for the property of use for the historical house and the promise letter of assuming the entanglement of the construction without right of land-use (Note: the promise may also as an individual clause in the compensation contract) 8.4.3.4 Undue temporary construction 1) Other documents besides the house property certificate for " premise with property right" mentioned above. 2) The document of construction report for temporary construction. 8.4.3.5 The country houses without certificate 1) Other documents besides the house property certificate for " premise with property right" mentioned above. The certificate documents for the country community owned house (the construction bills, the certificate or recognizance, etc.) The graphic data in the red line drawing with the certificate of construction entity of the Project or certificate-issuing entity 2) The authority certificate for the country houses without certificate or the promise letter of assuming the entanglement of the construction without right of land-use (Note: the promise may also as an individual clause in the compensation contract) 8.4.3.6 Structures, fruit trees and other trees 1) The scope or location marked in the red line drawing with the certificate issuance of the Owner or certificate-issuing entity 2) The quantity list with the certificate issuance of the Owner or certificate-issuing entity 3) The plain diagram of structures calculated in area and length as per the proportion. 4) The pictures for structures and fruit trees. 8.4.3.7 The documents for those with compensation beyond standard The compensation exceed the former standard or evaluation price and some particular compensation due to the consideration of time limit for the project, 1 '71 the avoidance of suit or other external causes shall be carried according to the authority of contract in resettlement work with one of the following documents: The certificate of certificate entity and the Owner 1) The special meeting summary in resettlement 2) The joint work meeting summary 3) The approval documents issued by the construction conference he condition record of negotiation with the compensation entity shall be provided at the same time 8.4.3.8 The document of debit land 1) The relative document of resettlement for land requisition mentioned above 2) The debit lend entrustment issued by construction entity 3) The scope chart of the debit land in the red line drawing 8.4.4 The permanent removal project of pipeline 8.4.4.1 The document requirement for budget 1) The submission and approval table for budget (the submission and approval table 2 in the accessory in the chapter) 2) The inform letter for the removal of pipeline 3) Entrustment letter * The entrustment to the entity owns pipeline by the construction entity * The entrustment to the pipeline construction entity by the entity owns pipeline 4) The business license and aptitude certificate of the construction 5) The budget letter of project in quadruplicate (original copy) 6) The audit letter and drawings for project of pipeline issued by the planning bureau 7) The drawings: construction drawing, enlarged detail and section plane drawing 8) The calculation letter for the quantity of project 9) The relevant documents for large-scale facility, manufacturing location of material and the manufacture 10) The drawing of the former pipeline and questionnaire 6 in the accessory of the chapter 8.4.4.2 The document requirement for the contract of pipeline 1. The construction contract 1) The submission and approval table of contract (the submission and approval table 3 in the accessory in the chapter) 2) The construction contract (text) 3) The budget letter of the Project with audit and approval Complete documents for the budget letters of the Project shall be attached in case the budget letter of the Project has not been audited and approved (refer to the requirement of the document submitted in advance for detail). 4) The contract for advance payment (if the contract of advance payment has been signed before) 2. The contract for advance payment 1) The submission and approval table of contract (the submission and approval table 3 in the accessory in the chapter) 2) The contract for advance payment (text) 3) The information letter for the removal of pipeline 4) Entrustment letter * The entrustment to the entity owns pipeline by the construction entity * The entrustment to the pipeline construction entity by the entity owns pipeline 5) The budget for project of pipeline (the estimate budget for the project of pipeline shall be instead if the budget is not provided) 6) The sketch of construction for the project of pipeline 3. The budget for package contract the of pipeline The budget for package contract of pipeline is not usually adopted. If it is adopted, the following documents must be provided: 1) The submission and approval table of contract (the submission and approval table 3 in the accessory in the chapter) 2) The budget for package contract (text) 3) The referendum for adoption of budget for package contract and the official apply of the construction entity and certificate entity 4) The inform letter for the removal of pipeline 5) Entrustment letter The entrustment of the construction entity to the entity owns pipeline The entrustment to the pipeline construction entity by the entity owns pipeline 6) The business license and aptitude certificate of the construction 7) The budget letter of project in quadruplicate (original copy) 8) The audit letter and drawings for project of pipeline issued by the planning bureau 9) The drawings: construction drawing, enlarged detail and section plane drawing 10) The calculation letter for the quantity of project 11) The relevant documents for large-scale facility, manufacturing location of 1 '7< material and the manufacture 12) The drawing of the former pipeline and questionnaire 6 8.4.4.3 The balance for the project of pipeline 1) The submission and approval table of balance 2) The construction contract 3) The balance letter (the compile explanation must be provided and the ration letter must be provided if the particular ration is adopted) 4) The completion drawing, enlarged detail, section plane drawing and construction drawing. 5) Design organization 6) Certificate issuance (certificate issuance for hidden project inclusive) 7) The opinion from joint audit 8) Variation and relevant documents 9) The contract and unit price in purchase and sale of material and relevant documents 10) Prospecting record (in case the cost is needed to be increased in the balance due to the particular geology) 11) The completion report 12) Price catalog of materials 13) The basis of calculation and the calculation letter 14) The meeting summary 15) Custom balance documents Original copy of above budget documents for the project of pipeline is required in principle. Otherwise the official stamp of the reporting entity is needed for the duplication (some individual documents without the original official stamp shall be signed and stamped by the certificate-issuing person or operator after confirmation) and with the marks of letters "accord with the original copy". 8.4.4.4 The Project for temporary removal of pipeline 1) The application of removal and the certificate table (of the Owner or certificate-issuing entity) 2) The program chart of removal Other documents are the same with which in the pipeline permanent removal project 8.4.4.5 Greening Project [the document requirements for budget and balance] 1) The submission and approval table (the submission and approval table 4 in the accessory in the chapter) 2) Contract (text) 3) The submission and approval table (the submission and approval table 4 in 1 7GZ the accessory in the chapter) 4) The budget and balance letter in quadruplicate (original copy) 5) Entrustment letter * The entrustment to entity owns green right by the Owner * The entrustment to construction entity by entity owns green right authority entity 6) The advice letter for removal and chops of greens 7) The confine diagram for greening on the red line drawing and the certificate issuance of the Owner or certificate-issuing entity 8) The plane diagram of greening in proportion (1: 100-300), pictures and the certificate issuance of the Owner or certificate-issuing entity 9) Bill of quantities and the certificate issuance of the Owner or certificate-issuing entity 10) The business license and aptitude certificate of construction entity 8.4.4.6 The document requirement for the balance of remedy project 1) The submission and approval table of contract (the submission and approval table 4 in the accessory of the chapter) 2) The entrustment letter for remedy project 3) The contract for remedy (text) 4) The application for remedy (the address of remedy shall be clarified) and the official and written reply of the Owner or certificate-issuing entity 5) The contract for entrustment of remedy 6) The diagram for remedy project 7) The picture after removal and remedy and the certificate issuance of the Owner and verification entity 8) The budget and balance for remedy 9) The business license of construction entity and the aptitude certificate 8.4.4.7 The Project of dismantling 1. The lump unit price for dismantling 1) The submission and approval table for contract (the submission and approval table 4 in the accessory of the chapter) 2) The contract for dismantlement 3) The business license and aptitude certificate of the resettlement entity 4) The bill of quantity for dismantling The bill is accounted according to the following documents. The document requirements of the data are: * The property right certificate for those with property right certificate * The temporary construction reporting document and certificate information 1'77 for the temporary construction * The house site certificate and the certificate issuance on site for the houses on residential plot. * The special performance certificate information for the construction without right of land-use and illegal structure * The certificate information on site for the documents of bounding wall and foundation of flower garden, etc. Note: the requirement for certificate information refer to the document requirement for "resettlement" 2. Special dismantling The special dismantling and special structures for dismantling of house inclusively 1) The application for special dismantling and the official written apply of the Owner or certificate-issuing entity 2) The pictures on site and the certificate issuance of the Owner or certificate-issuing entity 3) The budget for dismantling 4) Other documents are the same with those in the lump unit price dismantling 8.5 The normalization of documents and tables for payment The purpose of normalization for payment is to strengthen the inner control of payment means, to evade the risks and to regulate the range of payment for the cost of resettlement. 8.5.1 The payment in cash (check) 8.5.1.1 The power of payment The compensation and payment of engineering in resettlement can only be conducted by the construction bureau or the house control Territorial Bureau. It is not permit to transfer the power to a lower level. 8.5.1.2 The document of compensation and payment of engineering in resettlement 1) The submission and approval table of payment (the submission and approval table 5 in the accessory of the chapter) 2) The contract of compensation for resettlement in resettlement, the contract of engineering construction or the contract of advance payment 3) Other invoice of income (in case project affected people is legal person) 4) The receipt of payee (operator of gathering) 5) The copy of identity card of the payee (operator of gathering) 6) The notarization letter for entrustment of gathering (just the entrustment letter of entrust entity is needed for the entity) 8.5.1.3 The documents of payment for the charges of government 1) The submission and approval table for payment 2) The documents of evidence for the charges of government (the expenditure for closing up a case) 3) The calculation letter for payment (the expenditure for closing up a case) 4) The bill of payment (tax receipt or the receipt of administration entity) 8.5.1.4 Document of payment of other business 1) The submission and approval table for payment 2) The contract for other business (just for the businesses with contract) 3) Invoice 8.5.2 The receive of resettlement house 1) The contract of compensation for resettlement in resettlement 2) The copy of identity card of the person for the receive of house 3) The receipt notice for collect of house 8.5.3 The cost scope for engineering in resettlement 1. The compensation for resettlement in resettlement 2. The pipeline project and other scattered projects 3. The relevant charges of government (tax and charges of administrative enterprise inclusively) 4. Expenditures for other relative business 1) The transaction expenditures for planning red line, territorial red line, bulletin of resettlement and grave move notice 2) The expenditures for bulletin of resettlement, land requisition notice and grave move notice on papers 3) The expenditures for arbitration, suit and forcible execution and the expenditures to he lawyer 4) The expenditures for book check, terrier check, mapping, requisition examination, evaluation, administration, protection for evidence, notarization and exchange of property right 5) Expenditures for setting-out 6) The expenditures for the print of engineering drawing 7) Balance of government flat rental 8) The expenditure of balance requested by the Owner 5. Expenditures for labor service 1) Expenditures for labor service in resettlement 2) Expenditures for other special labor service approved by the Owner Note: in case the labor service is out packed within the business range of resettlement, the labor service expenditures have been included in the labor service expenditure and no additional expenditure is allowed. 1 '7n 8.6 The documents and tables for the progress Statistic and operation specifications The purpose of progress report in resettlement is not only to provide evidence for the planning and arrangement of fund, but also for provide of evidence for the administration and control of the superior. The information in detail is needed. 8.6.1 Tables 1) The summary table of schedule in resettlement (refer to the schedule table 1 in the accessory of the chapter for detail) 2) The bill for the distribution of fund (accounting statement, refer to the schedule table 2 in the accessory of the chapter for detail) 3) The statement of account of bank 4) The progress Statistic table in resettlement (the same with the investigation Statistic table in resettlement, refer to the removal Statistic table 1-8 in the accessory of the chapter for detail) 5) The progress Statistic table for the project of pipeline and others (the same with the investigation Statistic table for pipelines, refer to the Statistic Table of Pipelinel-Statistic Table of Pipeline 8 in the accessory of the chapter for detail) 8.6.2 Filling requirement 1) The progress statistic table is to be filled once a contract for resettlement is completed. 2) The progress statistic table for resettlement is to be collected on 25th each month, and the collected data are to be filled in the schedule of resettlement. The progress statistic table of the current month shall be obtained after the reduction for the data of last month. 8.6.3 The requirement for Censusing and Reporting 1) The schedule summary table for resettlement, the schedule summary table for the resettlement of the current month, the bill for distribution of fund and the statement of account of bank shall be stamped and reported to the entrustment entity for resettlement work. 2) The progress statistic table for resettlement and pipeline shall be reported at the same time (viz. the removal statistic table 1-8 in the accessory of the chapter and the Statistic Table of Pipeline 1- 8 in the accessory of the chapter) with electronic file 8.6.4 Other explanations 1. The information for physical quantity in resettlement for land requisition and removal of pipeline shall be refined constantly during the process of resettlement, so the statistic information shall be remedied continuously. 2. A supplemental budget is to be made when the area in the unit of mu for land requisition, the area for resettlement or the removal quantity of pipeline were changed up to 20%. 8.7 The documents and tables for the overall balance in the project of I QAl resettlement and the operation specifications The overall balance refers to an integrated balance for the Project of resettlement, which is a general accounting for all contract of land requisition, resettlement, contract and balance of pipeline, other balance for engineering expenditures, expenditures for dismantling, other expenditures of government, expenditures for other business, expenditures of labor service and compensating project. At the same time, the general balance is also a process of afterwards censoring (auditing). 8.7.1 Tables 8.7.1.1 Land requisition The balance table for contract for land requisition (refer to the collective balance table 1 in the accessory of the chapter for detail) 8.7.1.2 Resettle resettlement 1. The balance table for premise with property right (refer to the collective balance table 2 in the accessory of the chapter for detail) Note: the table is used for the balance of resettlement for premise with property right in a block of building. The reason why to change the formal statistic table is because the requirement for the statistic table on collection and accounting of the various quantities is to be convenient and it is not convenient for the accounting on physical quantities in the balance table, while it is rather convenient to analyze the relations among the various information in the balance table, which are just the purpose of balance. The filling of collective balance table 2 in the accessory in the chapter: 1) The agreement for resettlement must be sorted out according to the address. That is the agreement for resettlement must be entered into computer in sequence of the address. 2) For each property right certification, the property area, illegal area and so on shall be entered once only, the tenement shall be entered in times if there are several self-used houses or tenants with the property right certification. 3) The different characters of service (shop front, office, workshop, residence) shall be entered individually according to the different unit price or resettlement locations. 4) The several houses (shop front) resettled for one residence (entity) shall be entered individually. 5) The different structures for one resettlement object must be entered individually also. 6) All of the Projects shall be entered in the blanks of the table as per the relevant contents but not the other unconcerned content. Refer to the notes in the table and filling sample for detail. The balance table for premise without property right (of the entire block, refer to the collective balance table 3 in the accessory of the chapter) 8.7.1.3 The removal of pipeline 101 The balance summary table for contract of pipeline (refer to the collective balance table 4 in the accessory of the chapter) Note: this is the Summary Statement Table for contract and balance of all pipelines 8.7.1.4 Other projects The Summary Statement Table for other projects (refer to the Summary Balance Table 5 in the accessory of the chapter for detail) 8.7.1.5 Expenditures of dismantling 1) The Summary Statement Table for expenditures of dismantling in lump unit price (refer to the Summary Balance Table 6 in the accessory of the chapter for detail) 2) The Summary Statement Table for special expenditures of dismantling (refer to the Summary Balance Table 5 in the accessory of the chapter for detail) Note: the same with the Summary Statement Table of other projects 8.7.1.6 The expenditures for closing up a case and charges of the government The Summary Statement Table for the expenditures for closing up a case and charges of the government (refer to the Summary Balance Table 7 in the accessory of the chapter for detail) 8.7.1.7 Other businesses 8.7.2 The Summary Statement Table for expenditures of other businesses (refer to the Summary Balance Table 8 in the accessory of the chapter for detail) 8.7.1.8 Offset items 1. The fund for purchase of house exceeding the expected area (has been included in the Summary Balance Table 2 in the in the accessory of the chapter for detail) 2. The fence of guard against theft, the Community Antenna Television and the expenditures of telephone (has been included in the Summary Balance Table 2 in the in the accessory of the chapter for detail) 3. The expenditures for resettlement should be paid by the develop company (refer to the Summary Balance Table 9 in the in the accessory of the chapter for detail) 1) For the "block" within the red lines of development, the direct compensation of resettlement for resettlement shall be paid by the develop company completely. 2) For the "block" partly within the red lines of development, the direct compensation of resettlement for resettlement shall be shared by the develop company according to the proportion of inside and outside areas around the red line for the base of the "block". 3) According to the specification in the contract of project for resettlement: the expenses of working relating to "household" or "area" shall be shared according to the "household" or "area" within the red lines of develop company. 4) The develop company should be responsible for the expenditures of removal of pipeline (refer to the Summary Balance Table 10 in the accessory of the chapter for detail) 5) The compensation for pipeline and expenditure of other projects shall be shared according to the length of distance. 6) The expenditure for engrossment of municipal road in the red line of develop shall be shared according to the average expenditure of the expenditures of resettlement of new municipal road 4. The income of interest 5. The surplus of resettlement house rental ( rental after deduction of tax, charge of administration and maintaining expenditures) 8.7.2 The document requirement 8.7.2.1 In general Land use permit 2. Letter of ratification for construction land use 3. Permit of resettlement, notice of land requisition, notice of grave removal 4. Cadastral map 5. Document in check of book (check of property right, check of tenant book) 6. The chief engineering diagram noted with the land scope number of land requisition 7. The chief engineering diagram noted with the block number of buildings 8. The chief engineering diagram noted with the corresponding number of pipeline 9. The chief diagram for the comprehensive balance pipeline 10. The red line drawing of develop companies along the line (if the overlapping present) 11. The contract for share of expenditures of resettlement for the develop companies along the line 12. The entrustment letter and the working contract of resettlement and pipeline work 13. The (estimate) budget of project for resettlement 14. The documents for arbitration and sentence 15. The relevant meeting summary 16. The relevant come-and-go files 8.7.2.2 The documents for contract and budget Refer to Section 8.4. 8.7.2.3 Document of payment Refer to Section 8.5. 8.7.2.4 The document for closing up a case and the charges of government 1. Closing up a case I Q0 1) The advice not of land requisition, start requisition and annex tables (Municipal and Regional Territorial Bureau) 2) Tables of allowance for young crop (Municipal Territorial Bureau) 3) The payment of construction expenditure of vegetable field (Municipal Vegetable Office) 4) The payment of tax for engrossment of plantation (Regional financial bureau) 5) The application of target of "formally become urban dweller from the countryside" (Municipal Territorial Bureau) 6) The transaction of procedures of "formally become urban dweller from the countryside" (Municipal and Regional labor bureau; Municipal and Regional Public Security Bureau) 7) The transaction of check for reduction of plantation area 8) The agent fee for purchase of provision 9) The application of reduction and avoidance for the fees of farmland rehabilitation 2. Charges of government 1) Documents of expenditures 2) Bills of expenditures 8.7.2.5 Other businesses The relevant bills of businesses 8.7.2.6 Resettlement house 1) The construction document of resettlement house 2) The purchase contract of resettlement house 3) The document for property right of resettlement house 8.7.2.7 Other relevant document to the expenditures of resettlement 8.8 Arrangement and filing up for resettlement Data 8.8.1 Requirement on filing-up 1. For demolition files and data, red line drawing shall be adopted as the engineering unit. Document and file in a same red line drawing shall be gathered together before volume filing. In case various red lines exist in one project, red line drawing shall be adopted as volume filing unit respectively. in addition, sequence of door number with same project name is adopted. 2. Documents and files of each unit construction shall be complete before volume filing. The absent one shall be found. Naturally developed rules in documents and files and system relationship between contents shall be obeyed in volume filing. Document shall be united by one file. Demolition compensation agreement shall be united by one agreement for catalogue. 3. The important documents must be the manuscript but not the hard copy. In addition, the contents shall be veritable, correct and effective. 4. A4 size shall be adopted. Document paper is different size shall be folded or papered in a uniform size. Binding space shall be reserved. Damaged papers shall be restored and cleaned. Scratching is forbidden. Drawing paper shall be folded in accordion type in cross direction and be infolded in clockwise direction in vertical direction. 5. Principle for volume filing: volume filing for resettlement compensation documents and files of different districts shall be carried out in sequence of district- road-street (lane)-door number-unit. Documents and files of different places cannot be mixed. Documents and files of one or various door number can be in one volume with thickness not exceeding 3CM. For documents and files of many building floors, volume filing and arranging shall be carried out from the first floor. Arrangement sequence of each agreement and attachment is: Agreement (agreement manuscript), Submission Form ,reporting document, identification card, residence booklet, house status (house questionnaire, property right license, house dispute, leasing relationship), entrusting, business and so on. 6. Carry out numbering for documents and drawing papers in volume in sequence of pages. The number shall be on right bottom of front and left bottom of reverse side. Numbering is not required for blank page. 8.8.2 Requirement on filling-in catalogue in volume, catalogue of roll, cover of roll and reference table 1. Filling-in catalogue in volume 1) Filling-in "S/No.": One file or one agreement is adopted as the unit. The first number is "1". Attachment of one document manuscript or agreement does not need to be numbered in order to record copies of document or. agreement in this volume. 2) Filling-in "Document Number": fill in document number of document, number of agreement and number of title. All characters shall be filled in with no abbreviation. Those not numbered shall not be filled in. 3) Filling-in "the responsible": fill in direct compiler entry or person in charge. For example, filling in sealing entity on document and name of Party A and Party B on agreement. 4) Filling-in "Name of document or file": fill in total name of title of document or file. Name and address of project affected people in agreement shall be marked together. 5) Filling-in "Date": fill in date of document or agreement. 6) Filling-in "Number of total pages": fill in number of total pages on first page of each document or agreement. For the last document or agreement, page number on the first page and the last page shall be filled in. In addition, number of the first page and the last page shall be separated by " / ". 7) Filling-in "Remark": Unlisted specification can be filled in column "Remark". 2. Filling in "Roll Cover" 1) Filling in "File number": numbering as per sequence of roll with pencil and on corresponding catalog of roll. 2) Do not need to fill in "micrograph number", "number of fill archive". 3) Filling in "Roll name": consisting of name of the Project, district, street and lane, door number and contents of material. For example, governing document for House Demolition Resettlement and Compensation Agreement of Guangzhou Inner Ring Road Engineering Work, No. xx, Lane xx, Street xx, Road xx, Districtxx, etc. 4) Filling in "entity establishment": fill in entity for document formation in roll. In case of multiple entities, the major one shall be filled in. 5) Filling in "Date of establishment": fill in starting time and stop time of all documents in roll. 6) Filling in "storage period": fill in "permanent" 7) Do not need to fill in "Confidential degree". 3. Filling in "Reference Form" as per actual situation. 4. Filling in "Roll Catalogue" 1) Filling in "S/No.": numbering from "1" to indicate number of roll. 2) Do not need to fill in "File number" and "micrograph number". 3) Filling in "Name of roll": fill in correct title indicating contents of this roll. 4) Filling in "entity establishment": fill in entity for document formation in roll. In case of multiple entities, the major one shall be filled in. 5) Filling in "Date of establishment": fill in starting time and stop time of all documents in roll. 6) Filling in "Page of roll": fill in total page number of documents in the roll. 7) Filling in "Page of catalogue in this volume": numbering catalogue in roll and page number of catalogue in roll. 8) Filling in "storage period": fill in "permanent" 9) Do not need to fill in "Confidential degree", "Storage location" and "Remark". 5. Roll Writing All catalogues in roll, catalogue of roll, roll cover, Reference Form, handover catalogue shall be written by pen or printed by computer. Ball pen or pencil is forbidden. Regular and clean writing is required. 6. Bookbinding Bookbinding is not required in prophase of resettlement. The documents shall be in box after arrangement. Numbering serial number and filling in catalogue of handover documents. Staple on document shall be removed before bookbinding. Three pores are required on position 1 cm away from left side of roll, which divided the height of the roll in average four sections. Then carry out bookbinding with cotton yarn. The joint shall be on back of roll. Good appearance and firmness are required. 8.8.3 File inspection, acceptance and handover 1) Within six months after completion of project demolition, each implementation entity shall carry out collection, arrangement and volume filing for documents of his contract sector. 2) Establish handover catalogue of file, which consists of Table of General Situation of Resettlement Files, Quality Evaluation Book for Resettlement Files, Book for Handover of Resettlement Files, catalogue of rolls and catalogue in roll. 3) Compile project introduction, volume specification, handover catalogue, governing documents for demolition, original copy of contacting document (indicating synthetic files, documents solving demolition problems in detail shall be included in corresponding roll), project budget and final statement documents and so on. Filling in handover catalogue table in duplicate and hand over to project composite archives. 8.9 Notes Inspection, statistic and budget have being carried out for data specification in this chapter from August, 1999. Other specification is formed in October, 2001. However, large distance still exists between result of implementation in these years and objective of resettlement. Because skillful personnel and large labor input is required; the Owner and control entity can not bear; in addition, problems still exist on understanding and inducement on implement. It is obvious that, if working quantity, particularly working quantity on monitoring, cannot be reduced, the specification will have no actual result. Objective of Urban Relocation Resource Plan (URRP), which developed by Guangzhou roadway extension engineering office in five years, is to adopt a intelligent high-tech method to control implementation of specification and eliminate problems existing in understanding and inducement on implementation. I Q-7 * Annex of this chapter: Questionnaire 1- Questionnaire 7;Statistic Table of Pipelinel-Statistic Table of Pipeline8;Demolition Statistic Tablel-Demolition Statistic Table8;Summary sheetl-Summary sheetlO;Submission Forml-Submission Form5;Total Budget Sheetl;Process Chartl-Process Chart2; Norma Specification of Pipeline, Table of Material and Quality(Summary sheetl-Summary sheetlO, Total Budget Sheetl, Submission Forml-Submission Form5 are to be finished). Questionnaire for Land Requisition by Rural Government and Social Institutions (Questionnairel) (Initially used in August 2003) Name of Project Drawing No. Scope No. Entity Requisitioned with land Property of: 1, Country 2, organ group (whether belongs to) other construction units Doorplate: Irrigated sloping Water vgetable Foundational Ield sld irrigated Dry field ye Total farm land field field field plot Irrigated slopi'ng Water vegetable Cultivated field field irrigated Dry field plot Total land ______field Land Land utilized utilized for Grassland Land utilized for farm land garden-plot for for ilage, Water Un-utilizedTotal Other land water grazing communication industry area land conservation and mine Land Type mixed land Test field Mountain . Municipal utilized Commercial Industrial Total ground Fish pond land for land land housing Allocation b of land CL utilized for c~ legitimate purpose cL Allocation '< of land with _i a utilization history Paid utilization of land for legitimate purpose Name of normal structure Unit Q tY Name of special structure Unit Q'ty I.Bricking enclosing wall M 2.Iron fence M 3. Retaining wall with height S2 m M 4.Cement flooring M 2 5.Grain-sunning ground 6.Flower base M- 3 X 7.Water tank (>5 i ) 8.Gate post, steel entrance door(>4m) Nr. 9.Gate post, steel entrance door(width: > Nr. 4m) 10. Earth grave Nr. I .bricking cement grave Nr. Name Diameter of tree at breast Q'ty(Nr.) Name Diameter of tree at Q'ty(Nr.) height (cm) breast height (em) Litchi 5-15 Frangipani 10-19 16-25 20-30 >26 orchid 10-19 Longan 5-15 20-30 ______16-25 >30 >26 Grape 10-19 Wampee 5-15 >20 16-25 Bamboo Carambola 5-15 Banyan 10-19 16-25 20-30 Guava juice 5-15 >30 16-25 Silk 10-19 ______~~~~~~~cotton < Panax fruit 5-15 20-30 16-25 >30 Hesperidium 5-15 Other 5-15 trees 16-25 16-30 -< Mango 5-15 selns2-4Tree2- seedlings = 16-25 ______16_25seedlings24 _ Fruit tree 2-4 0 Banana Tree Average height< I seedlings m(Mu) (cannot meet upper A Dawang 10-19 mentioned Average height> I coconut diameter m(Mu) at breast height) 20-30 Fruit tree Average height< I seedlings m(Mu) (cannot meet upper A 30-40 mentioned Average height> I diameter m(Mu) at breast height) Remark Note: 1. The condition for land of country or organ group, structures and tress shall be filled in the table; in case the there are buildings with the country or organ group, please attach in investigation 1-5. 2. The self-owned country road shall be included in the mixed land; the area of concrete ground shall be filled in case the road is concrete ground. 3. "whether or not belong to other construction units" refers to whether the other construction units shall be responsible for the red line of the road. The name of other construction unit shall be filled in case it is within the red line of other construction unit, or not filled if not. As long as the other construction unit would not withdraw the line, the name of which shall be kept, or not filled if not. Notice: the other construction unit is not referring to the Owner of the house. If the house built by other construction unit is to be removed, the construction unit shall become the object of demolition: "the Owner". 4. If part of the requisitioned land of the country or organ group belongs to the property of other construction unit, two tables shall be filled individually. The "legal land use" refers to the area within the red line of organ group engrossed by the municipality. 5. Drawing No. refers to the No. of the drawing with the country (organ group). Scope No. refers to the location of the country (organ group) on the drawing. Several "blocks" of buildings could be included in the scope and the Scope No. could be numbered consequently together with the Block No. 6. The rivers and roads etc. as the property of the nation should not be included within the scope in the country. 7. Attached: the land scope drawing (part of the red line drawing). 8. Attached: structures, range of trees, location map and pictures. Questionnaire for Demolition of Buildings (Questionnaire 2) Initially Used in August 2003 Name of Project Drw. No. Building No. Whether belongs to organ group (whether belongs to) other construction units Investigator Doorplate: Structure I.Frame 2.mixed 3.brick and timber 4.simplified 5. with no wall of main ladder house External 1. Normal(same areas in each floor and same number of floors) 2.with sotto form of portico 3.with group building 4. partial top floor 5.unregular(with upper house mentioned types mixed) Actual demolished No. of structure CD floor of Covered Basement of area of main area of main main house building house house sitting across red ______~~~~line Covered Max length arearof Whether of building area oA or not 1.No sitting iing Area of crossing 2.Yes across red sittig shared land red line line crossing across red redrhnecrossg lmed line crossing red line ~~red line Constructed house of first floor Constructed ho se on top floor Structure No. of Covered Stt No. of Covered floor area floor area House number: Unit No. No. (of) Street(Lane) Road District House number: Unit No. No. (of) Street(Lane) Road District House number: Unit No. No. (of) Street(Lane) Road District Remark Note: 1. This table reflects the condition of a building and the general condition that the legal issue is not taken into consideration. 2. The drawing refers to the serial number of the red line drawing (or engineering drawing) in which this building is marked. It is also the number for the investigation scope designated during the investigation of the project. The similar drawing number cannot be used for the same project in a same district. 3. Building number refers to the location number where the building is marked out in a drawing. It is numbered by the person who is responsible for the investigation of this drawing under the condition that the drawing should be correspondent to the investigation table. There shall not be a similar building number for the same drawing numbers. 4. The doorplate must be a complete doorplate for this building. (If three lines are not enough, it can be filled complementarily.) The building story, house number and so on shall not be filled in the doorplate. 5. "Building" generally refers to the same construction structure. Its smallest unit is the building on a ground number, saying the building of the same Employer shall be regarded as a building no matter their structures are similar or not. Which kinds of structures should be filled in is determined according to the biggest proportion. 6. In order to deduct the work quantity corresponding to the drawings and tables, the different doorplates connected with the similar house structures shall be defied as a "building". 7. When some of the stories of the main houses are a little higher and some a little lower, the highest story shall be filled in. 8. The first-story self-built house refers to the house that is put up spontaneously and affiliated with the main building (temporary constructed) by the residents themselves. The house with property right cannot be filled into the self-built house. 9. For the item of "whether it belongs to the organization and group, it shall not be filled if this building dose not belong to such organization or group. If it dose, the particular name of the entity shall be filled in. 10. How many "Table Three" (Investigation Table for Houses of the Employer) shall be attached according to how many property rights are in this building. 11. If there is not doorplate, it shall be filled according to the street (lane), road and district where the building is located and the numbers of buildings near this building, and moreover the "Self-compiled 1", "Self-compiled 2" and so on shall be filled in before the "seat". 12. There shall be plan for each building (Note: the drawing of building). Questionnaire for the Owner's House (Questionnaire 3) Initially Used in August 2003 Name of Project Drw. No. Building No. Whether belongs to organ group (whether belongs to) other construction units Investigator Doorplate: Block No.: ,No.: Streat (Lane), Road. District I.Private house 2.House owned by overseas Chinese 3. govemment house 4. Entrusted house 5. Entity house 6.house already passing housing ref of property right curtilage 8.House built on collective land 9.houses built on the funds collected by the buyers I.House built for people having housing difficulty I. Full House with property right unconfirmed 13.Others(selection for that cannot be judged temporarily) on of use rights I.Full private use 2. Full leasing 3. Full leasing | Use status 1. residence 2. non-residence 3. having residence and X I.Entity Quantity Name of the the Owner 1Eniyof the 2. personnel Owne Owner Owner NO. of mber of agent Agent property Cadastral right number license Whether r or not property right Whether or not the house with or not the I.Yes Completion time(in property :ing is clear I. Yes _. No property right is mortgaged I. es .No utilized 2.No right license or property right) area can be divided ,n of collecting of AeTotal c Area Age Starting date Parvis Rest land Audited area of requisitioned fee for use right of limit(year) Other area land area 'ned land Use of loor No. of house property Lglt of Frame(A) Mixed(Bl) bikad Simple(D) Shed(E) Attic Legal rgt house timber(C) amortiz Ir.residence 2. Non-residence 3.1 ler The User Use status non-residence 2 2 rea per capita l.Ž5M 2.<5M No. of floor of thehouse of the User 1. Single floor 2. Multiple floor Number of Numbe AIder | Number of people on people household household limited l ______register policy Whether or not lest age on household decoration is Decoration Amount on L.Yes 2.No decoration reported for time bill approval r or not exist I.Yes 2.No Telephone(Set) Cable TV I.Yes 2.No Pipeline and I.Yes pped or patient ______gas Area of Area of Area of U temporary temporary Area of loor No. of house Hall area kitchen and Other area Utilization building not and illegal house with contrac toilet area exceeding structure property right time I mit exceeding unconfirmed time limit Number of Busine~ Total amount f entity business otalary amount license of salary tax payi Whether or personnel ~~notdecoration DecorationAmu ter taxation for is reported for I. Yes 2. No De decorat business bill approval ______Whether or not Area of Area of amoritization temporary temporary Are of f Utilization Unit covered is needed amortization building and illegal hoperty non-cot I .Shop front . area area area not structure right attic 2.office I prvate use 1. Yes 2 No exceeding exceeding unconfined 3.warehouse. illempgalsrucndtuYer2eN time l**ni time limintniroe factory building illegal strocture f normal structure Unit Q'ty Name of special structure Unit Notes: 1. The contents filled in the table are the information of the Owner. One property right certificate only has one table, even if the property right is shared. Full temporary construction shall also have the table. One owner shall fill in one table and illegal structure shall be filled in the Area column. 2. Non residence column in the table refers to the non residence of the owner (shop front and house after) used for common shop, individual operation and private operation place. 3. For lease residence (with several lease contracts), please fill table four (several pages), for self-used and lease pure non residence (or complex), please fill table five. If the User of full temporary construction has registered permanent residence or business license, the table shall also be filled in; otherwise, the temporary construction will be regarded as self-used house of the Owner. 4. Illegal area and area of the part whose property right is to be confirmed can't be repeated. The building area out of property right is the sum of that of illegal part and the part whose property right is to be confirmed. 5. If floor or usage is different, the information shall be separately filled in. 6. The loft that doesn't meet the conditions doesn't need to register. 7. If nameplate of the residence is inconsistent with that filled in the property right certificate, the current nameplate shall be filled in and explained in the remarks. 8. If property right of the residence has lease or its property right is unclear and usages are various, lease or usage drawing shall be made (attached with lease and usage drawing of the property right). If property right is self use and usage is clear, the drawing is unnecessary. I ~ m .AIn1 Questionnaire for Use of House by Tenant (Questionnaire 4) Initially Used in August 2003 Name of Project Drw. No. Building No. Whether belongs to organ group (whether belongs to) other construction units Investigator Doorplate: Block No.: ,No.: Streat (Lane), Road, District Use status of leased area I residence 2.Non-residence 3. with residence and non-residence ta 1. > =5M2 2. <5M2 Monthly rent Leased area der the Householder residence Q'ty on residence booklet of The oldest Whether or not agehon decoration is reported 1. Yes 2. No Decoration Amount on decoration bill household for approval _ register or ted I. Yes 2. No Telephone(set) Cable TV 1. Yes 2. No Pipeline and gas [It Lease Area of method Area of temporary Area of No. of I.Legal Area of Utilization teprr n os ih c of floor house the Owner Legakitchen and Other area area building not illegal property 2. Agreed Hall area toilet exceeding structure right leasing time limit exceeding unconfirmed ______~~~~~~~timelimiit Number Total nt of personnel business samoutro for business license salary eed Profit after Whether or not decoration is 1. Yes 2. Decoration Amount on eed taxation reported for approval No time decoratbni Lease Use method Us I.Legal Area of Area of the asiAged I.Sofrn Whether or temporary temporary Arao 2.AgreedIShop frontUnit not house with )orthe I"I.Shopff Utilization covered amoritization amortization building and illegal ropew or Owner leasing 3.warehouse area area is needed area not structure rht contractattic non-contractattic f 3.Leasing factory 1. Yes 2. No exceeding exceeding unght temporary factory time limit time limit and illegal building structure Notes: 1. Non residence column in the table refers to the small shop front of the owner (shop front and living room behind). For pure lease non residence (or complex), please fill table five. If the pure temporary construction and illegal residence are registered permanent residence, the table shall be filled in. 2. Attached with Lease and Usage Drawing of the property right rented by the tenant. If the User rents several property rights at the same, several drawings shall be attached. InA Questionnaire for Use of Non-residence (Questionnaire 5) Initially Used in August 2003 Name of Project Drw. No. Building No. Whether belongs to organ group (whether belongs to) other construction units Investigator Doorplate: Block No.: ,No.: Streat (Lane), Road, District op 2. hotel 3. book store, grain shop, coal shop 4. bank 5. post office, telecommunication bureau 6. hospital, out-patient department 7. factory ctric room 10. Public toilet 11. school 12. parking yard 13. department 14. industrial entity 15. other enterprise and entity 16. oil tank 17. other Tcorporate Number of Total representative business leased area _ _ _ _ _[representative ______j~ ~~~~license[lesdaa rise with ownership by the whole people 2. enterprise with ownership by the collectivity 3. private enterprise Q'ty of )yed businessman 5.full foreign-owned enterprise 6.joint venture enterprise 7.1imited company 8.unlimited business company license Total Legal nount of welfare Profit after personnel alary of taxation for :ired staff . business Whether or not Decoration power(kilowatt) decoration is 1. Yes 2. No time reported for approval Mode of Whether or achieved Use not achevegUs amoritization use right is needed 1.Private use I.Shop front Area of Area of Area of 2.Legal 2.office Unit temporary temporary aseholder leasing 3factory Utilization overed amortization building and illegal property contract 3.Agreed building and area area area not structure right attic leasing warehouse 1. Yes 2. No exceeding exceeding unconfirmed 4.Temporary 4.entrance time limit time limit structure for guard private use 5.kitchen and 5.Lease of toilet temporary 6.others structure 1. If one of the five items, floor, owner, tenant, mode obtaining the use right and usage, is different, shall separately fill the table. 2. Item number or letter selected shall be filled in the corresponding row in the five items abovementioned, other options shall be marked with a tick. (the option must be unique). 3. Wages, welfares, turnover and revenue are total of the last year. 4. If the User of pure temporary and illegal structure has business license, the table must be filled in. 5. Attached with Lease and Usage Drawing of the property right for the non-residence. If the non-residence obtains use right of the house from several property rights, several drawings shall be attached. L ~~~~~~~~~~~~~~~~~~~~~~~~~~~~s~ ~ ~ ~ ~ ~ l Questionnaire for Pipeline (Questionnaire 6) Initially Used in August 2003 Name of Project Drw. No. Starting point: Investigator Layi ng Q'ty Len Rmr Owner Type NamOO65 Model number Specification ng Q'y gRemark meod (loop) gth e z Top Bott No. of Soil Spec Pipe Pore No. of Roa Sc widt om Dept slave Road quali Len Remark Name ifica Mater diam num slave d qu. h widt h pipe surface ty gth Bu tion eter ber pipe surfa h ____t ne ce pi _ _ ~ _ ~ ~ ~ ~~~~~~~___ pe_ Whe ther Lon Shor No. of Roa Soil Pi or Leve cove No. of Shap d Rem not Struct I e g t Depth slave quali Q'ty pel Name ntis ure red slave side side pipe surfa ty ark ine i area pipe ce inde ber str pend uct ent ur e Spec mod No. of Pi Specif mod No. of ifica el Unit slave Q'ty Remark pel Name icatio el Unit slave Q'ty tion num pipe innee num pipe uct ur e( Eq ui p me ___ nt) Notes: I . "Pipeline Type" shall be filled in with one of power, telecom, water supply, gas or CATV. 2. Pipeline laying mode shall be filled in with one of suspended, pipe trench or embedded pipe. 3. Embedded pipe refers to embedded pipe of power, telecom and CATV. I At< 4. Attached with List of Basic Specification and Materials of all kinds of pipelines. 5. Number of pipeline: Power XX, Telecom XX, Water Supply XX, Gas XX and Water drainage XX. 1 (V~ Pipeline Questionnaire (Questionnaire 6) Initially Used in August 2003 Layi 2 Owner Type Name Model number Specification ng Q'ty(o Len Remark mod oop) gth e z Top Bott No. of Soil Spec Pipe Pore No, of Roa SC widt Om Dept slave Road quali Len Remark Name ifica Mater diam num slave d qu: widt h surface gth Bu tion ial eter ber pipe surfa t h pieie ce d pi pe Whe ther Lon Shor No. of Roa Soil Pi or Leve cove No of Shap d Rem not Struct I coe N.f g t Depth slave quali Q'ty pel Name red slave e side side pDpe surfa qneitty side pipe ~~~ ~~cet3 eindebe is ure num area ppe str pend uct ent ur e Spec mod No. of Pi Specif mod No. of ifica el Unit slave Q'ty Remark Pe] Name icatio el Unit slave Q'ty tin num pieie n num pp ber ~~~~~~~~~~~~str ber pp ______=______uuct =_= Ur e( _ _ _ _____ Eq ______~~~~~E ui p me nt) ____ X __ Notes: 1. "Pipeline Type" shall be filled in with one of power, telecom, water supply, gas or CATV. 2. Pipeline laying mode shall be filled in with one of suspended, pipe trench or embedded pipe. 3. Embedded pipe refers to embedded pipe of power, telecom and CATV. 4. Attached with List of Basic Specification and Materials of all kinds of pipelines. 5. Number of pipeline: Power XX, Telecom XX, Water Supply XX, Gas XX and Water drainage XX. 1 A Table of Regular Specifications and Materials for Pipelines Initially Used in August 2003 Specification and material Founatin.o in 1OKV foundation(set) I IOKV foundation(set) 220KV foundation(set) 500KV foundation(set) Foundaton of iron Foundation of 7m Foundation of 9m Foundation of 12m Foundation of 15m tower and pole pole(set) pole(set) pole(set) pole(set) Buried pipe 2-hole(m) 4-hole(m) 8-hole(m) 12-hole(m) 24-hole(m) 48-hole(m) Double-wire box(m) Four-wire box(m) small exposed pit(m) large exposed pit(m) Cable pit Tri-sheeting well(Nr.) Quadri-sheeting well Six-sheeting well (Nr.) (Nr.) Switch public relation Complex HV chamber(chamber) Electricity chamber chamber(chamber) house(chamber) chamber(chamber) Special transformation LV chamber(chamber) chamber(chamber) 11OKV and upper I lOKVsingle-loop(m) I IOKV double-loop(m) 220KVsingle-loop(m) 220KVdouble-loop(m) suspension line 500KVsingle-loop(m) 2 2 2 2 YJV22-3 X 70 (m) YJV22-3 X 240 (m) ZQ22-3 X 70 (m) ZQ22-3 X 240 (m) 10OKV and upper cable - 2 110KV and upper cable ZLQ 22-3 X 702(m) ZLQ 22-3 X 240(m) (in) Guide cable(m) steel core- Al stranded steel core- Al stranded steel core- Al stranded steel core- Al stranded 2 IOKV suspension line cable70 (m) cable702(m) cableI50 2(m) cablel85 2(m) 2 Insulating wirel85 (m) Insulating wire2402(m) HV switch cabinet of Switch chamber and SM6-IM cabinet(set) SM6-QM cabinet(set) HGN cabinet(set) Box-type switch chamber Sg-1OOKVA(set) S9-200KVA(set) S-250KVA(set) Box-type 315KVA(set) Transformer S9 -400KVA(set) S9-500KVA(set) S9-630KVA(set) SC8-500KVA(set) Box-type transformer SCs-630KVA(set) SC 8-IOOOKVA(set) Box-type 200KVA(set) Box-type 315KVA(set) Box-type 400KVA(set) Box-type 500KVA(set) Box-type 630KVA(set) Switch cabinet of HV GGD cabinet(set) KYN cabinet (set) chamber LV switch cabinet in public transformer PGL cabinet (set) BFC cabinet (set) GCKcabinet (set) LV cabinet of public chamber BVV-4(m) BVV-6(m) BVV-16(m) BVV-25(m) BVV-35(m) BVV-50(m) BVV-70(m) BVV-95(m) LV wire BVV-120(m) BVV-150(m) BVV-185(m) BXF-50(m) BXF-16(m) BXF-25(m) BXF-35(m) BXF- 185(m) BXF-70(m) BXF-95(m) BXF- 120(m) 2 2 2 LV cable VV2 2-3 X240 +120'(m) VV22-3 X 120 +70 (m) . Single-lamp(Nr.) Double-lamp(Nr.) Multi-lamp(Nr.) Distribution box(Nr.) Road lamp Connection box(Nr.) Galvanized steel pipe DN25 DN32 DN40 DN50 DN65 Steel plastic pipe DN25 DN32 DN40 DN50 DN65 De5O De63 Plastic pipe De200 De75 De9O DellO (spheroidal DNIOO DN150 DN200 DN250 DN300 graphite)cast-iron pipe DN400 Concrete tube D400 D600 D800 D1200 DNIOO DNI50 DN200 DN250 DN300 Steel tube DN400 DN600 DN800 DN 1000 DN1200 DN 1600 DN 1800 Fire cock DN100 DN25 DN32 DN40 DN50 DN80 Gate valve DN150 DN200 DN300 DN400 DN600 DN 120 DNI600 DN1800 Butterfly valve DN600 DN800 DNI200 DN1600 DN1800 Water meter DN50 DNIOO DN150 DN200 Specification and material Air outlet valve DN50 DN100 DN200 Valve well DN100 DN150 DN200 DN300 DN400 DN800 DN1200 DN1600 DN1800 Block pier DN600 DN800 DN1200 (framework) DN400 Water meter well DN50 DN100 DN150 DN200 DN15 DN20 DN25 DN32 DN40 ipe DN65 DN80 DNIOO D45X5 D57X5 D89X5 D108X5 D159X5 e D273 X 7 D325 X 8 D273 X 7 D429 X 9 D219 X 6 D273 X 7 D325 X 7 D426 X 8 D529 X 9 D219 X 6 D273 X 7 D325 X 7 D426 X 8 D529 X 9 Gate valve DNIOO0 DN 150 DN200 DN300 DN400 DNIOO DNI50 Gatterflyvalve DN600 DN200 DN300 DN400 Cut-off valve DN 15 DN20 DN25 DN50 ion Communication cable HYA3000x2xO.32 HYA15x2x0.4 HYAlOx2xO.4 HYA2Ox2xO.4 HYA25x2xO.4 HYA5Ox2xO.4 HYAlOOx2xO.4 HYA200x2xO.4 HYA300x2xO.4 HYA400x2xO.4 HYA600x2xO.4 HYA800x2xO.4 HYAlOOOx2xO.4 HYA 1200x2x0.4 HYA 1600x2x0.4 HYA 1800x2x0.4 HYA200x2xO.4 HYA2400x2x0.4 HYA lOx2xO.5 HYA 15x2xO.5 HYA2Ox2xO.5 HYA25x2xO.5 HYA3Ox2xO.5 HYA l OOx2xO.5 HYA200x2xO.5 HYA300x2xO.5 HYA400x2xO.5 HYA5OOx2xO.5 HYA600x2xO.5 HYA800x2xO.5 HYA lOOOx2xO.5 HYA1600x2xO.5 HYA1Ox2xO.6 HYA20x2xO.6 HYA3Ox2xO.6 HYASOx2xO.6 HYA200x2xO.6 HYA300x2xO.6 HYA400x2xO.6 HYA5OOx2xO.6 HYA600x2xO.6 HYA800x2xO.6 HYA l Ox2x0.63 HYA2Ox2xO.63 HYA lOOx2xO.63 HYA200x2xO.63 HYA300x2xO.63 HYA400x2xO.63 HYA600x2xO.63 HYA5OOx2xO.63 HYAlOx2xO.7 HYA2OVx2xO.7 HYA3Ox2xO.7 HYA5Ox2xO.7 HYA l OOx2xO.7 HYA200x2xO.7 HYA300x2xO.7 HYA l OOx2xO.9 HYA200x2xO.9 HYA lOx2xO.9 HYA2Ox2xO.9 HYA3Ox2xO.9 HYAC2Ox2xO.4 HYAC25x2xO.4 HYAC3Ox2xO.4 HYAC5Ox2xO.4 HYAC l OOx2xO.4 HYAC200x2xO.4 HYAC300x2xO.4 HYAC 15x2x0.4 HYAC15x2xO.5 HYAC2Ox2xO.5 HYAC25x2xO.5 HYAC3Ox2xO.5 HYACSOx2xO.5 HYAC200x2xO.5 HYAC300x2xO.5 HYAClOx2xO.6 HYAC2Ox2xO.6 HYAC3Ox2xO.6 HYAC5Ox2xO.6 HYAClOOx2xO.6 HYAC200x2xO.6 HYAC2Ox2xO.63 HYAC3Ox2xO.63 HYAC5Ox2xO.63 HYAC1OOx2xO.63 HYAC200x2xO.6 HYAC l 5x2x07 HYAC2Ox2xO7 HYAC3Ox2xO7 HYACSOx2xO7 HYAClOOx2xO7 HYAC200x2xO7 HYYIx2xO.5 HYY2x2xO.5 HYYSx2xO.5 HYYlOx2xO.5 HYY15x2xO.5 HYY2Ox2xO.5 HYY25x2xO.5 HYYSOx2xO.5 HYYlx2xO.7 HYY2x2xO.7 HYY2x2xO.7(yellow) HYY3x2xO.7 HYY5x2xO.7 HYY1Ox2xO.7 HYY15x2x0.7 HYY25x2xO.7 HYY3Ox2xO.7 HYYSOx2xO.7 HYYC 1x2xO.5 HYYC2x2xO.5 HYYCSx2xO.5 HYYClOx2xO.5 HYYC15x2xO.5 HYYC2Ox2xO.5 HYYC25x2xO.5 HYYC3Ox2xO.5 HYYC5Ox2xO.5 HYYC4x2xO.5 HYYC2x2xO.7(yellow) HYYC3x2xO.7 HYYCSx2xO.7 HYYClOx2xO.7 HYYC15x2x0.7 HYYC25x2xO.7 HYYC3Ox2xO.7 HYYCSOx2xO.7 HYP I x2xO.7 HYP2x2xO.7 HYPSx2xO.7 HYP 1x2xO.5 HYP2x2xO.5 Raychem hot-shrinkage sleeve non-gasing hot-shrinkage sleeve XAGA550-43/8-200 XAGA550-43/8-500 XAGA550-75/15-250 XAGA550-75/15-500 XAGA550-75/15-6' XAGA550-92/25-500 XAGA550-92/25-650 XAGA 1000-62/15-250 XAGA 1000-62/15-350 XAGA 1000-62/15-500 XAGA t000-62/15-650 XAGA 1000-92-30- XAGA 1000-92-30-650 XAGA 1000-122/38-500 XAGA 1000-122/38-650 XAGA 1000-160/55-500 XAGAI OOO-160/55 ______Specification and material XAGA 1000-200/65-720 RPBS-25/15-100 RPBS-50/25- 150 RPBS-70/50-200 RPBS- 100/70-250 PWPS-45/15-250 PWPS-65/20-250 PWPS-95/30-250 RSY(V)- 18/9-170 RSY(V)-23/12-210 RSY(V)-30/15-250 RSY(V)-40/18-300 RSY(V)-50/22-400 RSY(W)-30/9-400 RSY(V)-75/27-550 RSY(V)-85/30-550 RSY(V)-100/30-550 RSY(V)-125/45-50( RSY(W)-27/9-300 RSY(W)-36/12-300 RSY(W)-42/14-300 RSY(W)-54/18-700 RSB-32/11-250 RSB42/15-300 RSB-50/18-400 RSB-62/22-500 RSB-75/25-500 RSB-100/37-550 SMOUV RSBAF-43/8-200 RSBAF-43/8-350 RSBAF-43/8-500 RSBAF-62/15-350 RSBAF-62/15-500 RSBAQF-75/25-500 RSBAQF-92/30-500 RSBAQF-122/38-500 RSBAQF-122/38-650 RSBAF-75/25-500 RSBAF-122/38-500 RSBAQF-43/8-200 RSBAQF-43/8-350 RSBAQF43/8-500 RSBAQF-62/15-35( RSBAQF-62/15-650 RSBAD-25/15-100 RSBAD-50/25-150 RSBAQW-45/15-250 RSBAQW-65/20-250 RSM-23/9 RSM-36/15- 150 RSM-40/15 RSM-42/14-150 RSM-54/18- 150 RSM-85/27-200 RSM- 100/30-200 RSM-27/9- 100 RSMQ-27/9-100 RSMQ-36/12-150 RSMQ-42/14-150 RSMQ-54/18-150 RSMQ-70/22-200 RSMQ- 100/30-200 RSBAQW-45/15-250 RSBAQW-65/20-250 102L-048 13x25 15x40 E9127-0350 E9127-0500 300 g(domestic) 500 g(domestic) GU-5 small-sized Middle-sized Large-sized EZ WRAP TBT20 TBTET2PVC DR TAPE DR TAPE (3m) TBT50 VINYLE TAPE (P.V.C) P.V.C (19mx20m) 38cmxO.SxO.2 (imported) 188m/m (imported) TBT03 8-core CVK Specification and material sleeve (20 pair and 30 pair )/16 (50 pair and 100 centimeter pari)/24centimeter TBT9105-120X 1524cm TBT9205-177.8x1524cm TBT9305-215.9x1524cm TBT9405-317.5x1524cm TBT9105-120x1524cm TBT9305- 1202x 1524cM TBT9405- 120x 1524cm FC/UPC lOm FC/UPC 15m FC/UPC 20m FC/FC lOm FE/FC O.5m FC/UPC l.5m FC/UPC 3m FC/UPC Sm FC/UPC 15m FC/UPC 20m FC/UPC FE/UPC l.5m FEIUPC 2m FC/PC 30m SC/FC lOm SC/FC 15m SC/FC 30m D4.5smZ B4.5mmZ 12-core FOSC- 10OB2( 12-core) FOSC- IOOB/TK( 12-core) FOSC- I OOB/H/DSK T-DUX-60-KIT-BNGL TDUX-90SS847 TDU-IT- 16 E7512-0160 (domestic)OJ-03A111(12 core) 48-core 12 core OJ-03 11-24 core (domestic)OJ-03A111(24- OJ-03 111(24-core) 12-core 24-core 8-core 12-coreFOSC400B4-S 12-1 -NNN 24-core 48-core 72-108-core (FC) 12-core FC-PC 12-core I#AB(domestic) 1#AB(imported) 6#(domestic) 6#(imported) connector(lmported) UR(multiple connection) UB(bridge connection) UY single blade 2-core Type B connector(domestic) 4000D(imported) HJM25(domestic) 3M4005-DPM ()98X6m q)57X2m (P40mmX2.1m D40mimX2m 032mmX2m a25mmuX5mm_ qD75X6m qD40mm X 4m 0J50mrnX6m 057mmX6m -n, Specification and material cD57X6m (P25X2m (D5OX2m (P32mmX4mm 'P98 01)75 (ct57 0 98 _D 98 (D110 90 075 (DlOOx200mm 25x14 40x18 60x22 24x14 39xl9 60x40 25x14 40xl8 60x22 24x14 39xl9 25x14 40x18 60x22 24xl4 39x19 25x14 40xl8 60x22 24xl4 39xl9 25x14 40x18 60x22 24x14 39x19 60x40 c125 70x8 120x8 140x8 160x8 180x8 220x8 240x8 260x8 300x8 40x12 120x12 140x12 160x12 _180x12 200x12 220x12 240x12 260x12 320x12 340x12 360x12 60x16 lOOx16 160x16 220x16 260x16 lOOx12 30x4 lOOx8 16x40 60x12 180xl6 160x16 80x8 60xl4 180x14 160x12 220x12 260x12 200x16 140x12 200x12 220x16 25mm 35mm 45mm 55mm 65mm 1800x12 1800x14 2100x16 2400xl9 1070x12 1070x14 2100x16 l Omm 120mm 134mm 164mm 184mm 124mm 120mm Double messenger wire pole band 134mm 144mm 154mm 164mm 184mm 164mm 144mm 154mm 5x50x2000 Specification and material 6x4xl0x4(side iron 6x4x155(lengthen) 4x40x40x140 piece) 4x30x30x160 4x40x40x140 4x40x40x300 5x50x50x500 5x50x50x400 5x50x50x250 4x40x40x400 4x40x40x250 420mm 630mm 870mm Middle-sized 6X40 8X30 4X40X40X200 4X40X40X350 5X50X50X400 M16 8X63 ______8X 50 350 8X50X 144 8X50X 156 2.5mm 2.5mm 4x40x40xlO00 4x40x40x2000 4x40x6000 lOxlO00 8mm lOmm 6mm 8mm 5x30x250 (D50mm P75mm 3.5mm 6mm 6mm 8mm (A) (B) (A) (B) IfAA I Specification and material (Traffic way) (pedestrian walk) (Traffic way) (pedestrian walk) (Traffic way) (pedestrian walk) (Double cover)60 X 80 (single cover) 60X80 Traffic waysquare well knee 60 X 80 5X50X240 (Traffic way) (Pedestrian walk) small-sized Middle-sized Large-sized 12mm 6x40x245 _ #7 8x80 IOx80 6x40 6x70 1Ox100 12x120 1Ox120 14x120 6x80 lOx70 (See list for detail) Specification and material 1Omm TBT9450-120xl524cm (15) (10) 18x40 25x35 Double-cover for traffic way and pedestrian walk c0 68 rian 4)78 075 068 (66 Jual (D79 6X40X 164 ______ized 4X40X2000 5 X 50 X 2000 c 25x2.92m und 19X39 14X24 19X39 100OX2000X0.4 5x50xlOOO 144-core 11 tri-cover 60 40 4X40X40X 140 33X 2.5 FOSC-B-TRAY- 12-1 FOSC-B-BASJET-RIBBON SC/FC-15m SC/FC-15m SC/FC-25m -age AK3m-08 Specification and material 40m FC/UPC FOSC-D-BASKET _ le FOSC-400D5-36- 1-NNV _ ting FOSC-D-TRAY-36- 1 4 30m FC/ST FC/SC SC/SC___ N073 _ IN ON _ FOSC-400B4-RIBN-NN144 inal inal FOSC-400B4-S 12- INNN FOSC-B-BASKET-RIBBON ,tail ,tai] FOSC-400B4-S 12-1-NNN ical FOSC-B-BASKEF-RIBBON ST-FC _ ical ST-ST se 8m lOmi 12.5m 13m 25m imp tor tor FC/UPC- 12-core SC/SC/OM SC_FC10m SC/FC15m SC/SC lOm_ )olt SC/SC lOm single mode =______RSYV42/14-600 RSYF30/15-250 RSYF40/18-300 loX 100 _ Ifl'7 Specification and material = pigtail cable 20m 5m pigtail cable lOm pigtail cable flange head _ s Gu-5 tive 8m pigtail cable 15m ibre lOm 20m =______FC/UPC12-core belt type fety 6-M _ t cable joint box SC/SC lOm FC/SC 15m (wide) (narrow) FOSC-400B4-S24- 1-NNN id XS-0038-0663 2 X 19 XS-0038-0555-2 3 X 19 XS-0038-0554-5 80-6105-8175-5 80-6104-1258-9 al 50 80-6105-8173-0 76 80-6105-8174-8 le 5 tons or FC/UPC 30m ct GU-6 FC/PC 15m ST/PC FC/PC 20m ST/PC SC/FC Sm FC SDB FC I1DB _ FC/SC (IOOOmm) (1000mm) (500mm) (800mm) = (bake lite) 216-core optical fibre 4GSX-216-BXC ribbon cable 144-core optical fibre 4GSX144-BXC ribbon cable 108-core optical fibre 4GSX- 108-BXC ribbon cable 72-core optical fibre 4GSX-72-BXC ribbon cable 48-coreoptical fibre 4GSX-48-BXC ribbon cable I Specification and material 288-coreoptical fibre 4GSX-288-BXC ribbon cable 360-core optical fibre 4GSX-360-BXC ribbon cable 6-core pipeline, GYSTA6D suspended optical cable 12-core pipeline ,suspended GYSTA12D optical cable 24-core pipeline, GYSTA24D suspended optical cable 36-core pipeline, GYSTA36D suspended optical cable 48-core pipeline, GYSTA48D suspended optical cable 12-core pipeline, multi-mode suspended optical cable 24-core pipeline, multi-mode suspended optical cable Indoor optical fibre 12-core2R-GYTA120 24-core2R-GYTA24D 48-core2R-GYTA48D 72-core 4FRX-072 144-core 4FR' Full-plastic 0.63/100 pair 0.63/200 pair PCMgas-filled cable Belt type cable joint 216-core FOSC-400D5 144-core FOSC-400D5 72-core FOSC-400D5 216-core FOSC-400B4 FOSC-400B4144-core 48-corecable joint FOSC-400B4 n Belt type cable joint )n 12-core tree type pigtail 4m with Fc single end cable a] 12-core belt type pigtail F12R2.5 el cableFI2R5 Optical box fixing stainless steel bearer 12-core Single pipe er For 34mm sub pipe TDUX-60 or same type _P 50mr (P25/30mm 0iP28/34mm Type A No air gate C) 1.5mm 'P4mm c Width :7cm 500 g per bag with no water 500 g per bag _D128mm 25mm 7mm /e 7rmm -d 200?00mm le 12-core with adapter I Specification and material le 24-core with adapter le 48-core with adapter le 12-core with adapter le 24-core with adapter ______D ia. 75 x 3 m ______Plan of Rural (Government and Social institutions) Land Requisition Initially Used in August 2003 Project name Name of organ group Draw. NO.: Scope No. Investigator Signature of the Owner of house Signature of construction unit or visa-granting entity Chart Notes: 1. It's a sample of the figure visa and may be enlarged. 2. Proportion is generally 1:100. The proportion will be increased with 100 per 20m length, that is to say, there must be proportion and dimension in the drawing and the dimension shall be within A3. 3. If the house built on curtilage or on community-owned land has temporary construction or illegal area, it must be visaed. Plan of Structures and Trees Initially used in August 2003 Project name Name of organ group (or the Owner of property) Draw. NO.: Scope No. Investigator Signature of construction unit or visa-granting entity Chart Photo Notes: 1. It's a sample of the figure visa and may be enlarged. 2. Proportion is generally 1:100. the proportion will be increased with 100 per 20m length, that is to say, there must be proportion and dimension in the drawing and the dimension shall be within A3. 3. The drawing must be visaed. Plan of Buildings (Block) Initially Used in August 2003 Project name Name of organ group Draw. NO.: Scope No. Investigator Signature of the Owner of house Signature of construction unit or visa-granting entity Standard floor Plan view of floor Plan view of floor Notes: 1. It's a sample of the figure visa and may be enlarged. 2. Proportion is generally 1:100. the proportion will be increased with 100 per 20m length, that is to say, there must be proportion and dimension in the drawing and the dimension shall be within A3. 3. Each building and floors of different areas shall have a separate plan. 4. Each floor shall have a corresponding mark point. 5. If the house built on curtilage or on community-owned land has temporary construction or illegal area, it must be visaed. Map of Users or Applications Initially Used in August 2003 Project name Draw. NO.: Scope No. Building No. Name of the Owner of property right Address Investigator Signature of the Owner of house (the Owner of property right) Signature of construction unit or visa-granting entity Floor Chart Notes: 1. It's a sample of the figure visa and may be enlarged. 2. Proportion is generally 1:100. The proportion will be increased with 100 per 20m length, that is to say, there must be proportion and dimension in the drawing and the dimension shall be within A3. 3. If the property is leased or its usage is unclear, Plan of the whole floor of the building shall be provided and visaed. 4. The plan for each floor occupied by the User shall be provided. '1 A Summary Schedule of Demolition Progress (Schedule 1) Project Name: Statement: Accumulated, current month End time: Filling-in date: Rate of land requisition Q'ty of village Area(Mu) Subtotal on V o~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~rr - ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~utilization structure(NM sr 8oWeD Tree and structure Q'tyoftrees stnucre(Nr) c,. ~~~~~~~~ Ho fooe~Houser Leasod Non-rsmidence Leased o demolition item pnvate use of Leased No-residence Lnon-c d ______Bthe Owner 8 m Number of householders Number of people covered area(m2) Q'ty of Q'ty of reidenice non-rsidence CS Demand for resettlement house reado f Covrresi of 3 ~~~~~~~~~~~~~Coverarea of Cover area of residence non-residence 8 Dereliction Stop loss and tepory lease abandorelceaficn building not land Tree near Othen Capital budget comeaseation los exceding atme reluion stlucture ipe compeisation hliit Accumulated total of allocated (D capital Q'ty of Q'ty of Pi - residence non-residence r - house source Cover area of Cover area of 8 O residence non-residence House for Demolition item pnvawe use of Leasedhcuse Non trscence Lesed the Owner for pnvate use non-resice Number of householders + Number of people demolition covered (lving troom area(square m) ares) Q'ty of resettlement f house(set) n Resettlement house covered Dereliction lease 3 abandonment 'o compensation(Yuan) e Stop loss and business loss . caused by relocation 3 co pensation(Yuan) temporary building P_ not exceeding time linmit compensation(Yuan) Relocation e . expense(Yuan) Telephone relocation expense(Yuan) Cable TV compensation(Yuan) Pipeline and gas compensation(Yuan) Other compensation(Yuan) _ Subtotal(Yuan) Completed land requisition and Q'ty of Amoumnt of compensation village Mu conpeisatm Completed q'ty of tree and Tre s smscture(M3 c Amiount Of structure (pece) M) compensation(an) Pipeline completion status: Amoun of I .compcr sationoilan) Total compensation capital Printed by: Person in charge of District Demolition Office: Seal of District Demolition Office Coordinator of Engineering and Expansion Office Statement of Settlement for Financial Capital (Schedule 2) Initially Used in August 2003 Name of entity: Date Received allocated funds Utilized amount of investment Advanced payme t land compensation balance of .t Item Total engineermg Labor Total requisition of pipeline of others Total engineering Labor engineering fund expense demolition water and fund expense fund fund ~~~~~~~~compensation electricity 2=3+4 3 4 5=6+7+8 6 7 8 9=10+11 10 11 12=3-5 12 esent ionth imulated total -esent ionth imulated total esent ionth imulated total -esent ionth imulated total esent ionth imulated total _ esent ionth imulated Lotal __ _ _ -esent ionth imulated total -esent ionth imulated total -esent Tionth imulated total -esent ionth imulated total Printed by: Person in charge of District Demolition Office: Seal of District Demolition Office Coordinator of Engineering and Expansion Office Statistic Table of Pipeline (Statistic Table of Pipeline 1) Initially Used in August 2003 Total Not to be nubrlet de olhed Budget to be demolished Unfinished Finished number Qty length demoshed .ification setting of mode (loo°p) existng Qlty Length Q'ty Length Budget Unit Total QIty Length Q'ty Length Unit existing (loon) (loop) N. price amount (loop) (loop) price Printed by: Person in charge of District Demolition Office: Seal of Distnict Demolition Office = 'I = i= Statistic Table of Pipe Trenches (Statistic Table of Pipeline 2) Initially Used in August 2003 Name of project: Starting point Top Bottom Nof Road Soil Length to Length not Finished Un Name Specification Depth slave Length be to be widthwidth pipe suracequait demolished demolished length I :~~~~~~~~~~~~~~~~9 R Statistic Table of Buried Pipes (Statistic Table of Pipeline 3) Initially Used in August 2003 Name of project: Starting point Pipe Q'ty No.of Road Soil Length not Finished Unfinished Unit Name Specification Material of slave Ra Sol Length to be porepore surface quality demolished length length price -= = ~~~______por pipe- = = ===H == < -~~~~91 Statistic Table of Pipe Chambers (Statistic Table of Pipeline 4) Initially Used in August 2003 Name of project: Starting point Long Short NO.Of Road Soil Length not Finished Unfinished Name Specification Shape Depth slave Ra Sol Q'ty to be side side pipe surface quality demolished length length 9 )0 Statistic Table of Pipeline Buildings (Statistic Table of Pipeline 5) Initially Used in August 2003 Name of project: Starting point ther or No.of slave Length not Finished Unfinished Total I it is Structure No. of floor covered area pipe to be length length Unit price amount ,endent demolished aon .. Statistic Table of Pipeline Structures (Equipment) (Statistic Table of Pipeline 6) Initially Used in August 2003 Name of project: ecification model number No.of slave pipe Unit Length not to Finished Unfinished Unit price Total be demolished length length amount I~~~~~:? Statistic Table of Demolished Buildings (STD 1) Name of project: Name of district: Name of department: N. Covered Total Total area of Ttlae ubrNme hte No. area of Q the propertyy housowiR of people Number of or not of othi tOwer prprigty pro~perty tenof~ Parvis Ret o ae Nme f on case for sitting block this Ownern right right temporary land for householders residence non-residence across block area unconfirmed structure residence booklet red line Statistic Table of Land, Structures and Attached Articles, Registration Table of Agreements (STD 2) Name of project: Name of district: Name of department: S/No. Entity(villa e)Name Irrigated field sloping field Foundational Water irrigated farm land field Dry field vegetable plot Irrigated field sloping field cultivated Water irrigated land field Dry field vegetable plot farm land for Rural land water conservation garden-plot Grassland for grazing _ Other land Land utilized for communication Land utilized for village, industry and mine Water area Un-utilized land Entity mixed land _ land Test field Mountain ground Transfer of Fish pond legal land Municipal land Land utilized for housing Commercial land Industrial land mixed land Test field Mountain Transfer of ground land with Fish pond historical Municipal land record of use Land utilized for housing Commercial land _ Industrial land _ ??d1 mixed land Test field Mountain ground . Requited Fish pond legall land Municipal land Land utilized for housing Commercial land Industrial land Agreement number Fruit ranch vegetable plot, irrigated field, Land fish pond requisition Mountain ground expense House base mixed land Village-owned river surge Fee for re-cultivation of agricultural land land vegetable plot construction fee requisition Urban capacity expansion fee closeing land requisition management fee expense Charge for grain assignment tax on cultivated land occupation Is the case closed or not Statistic Table of Demolition of Residence that Possesses Property Right and Will be Processed as per Area Specified in Property Right, Registration Table of Agreements (STD 3) Name of project: Name of district: Name of department: S/No. Drawing Number Block Number Address House number No. of house Name of the Owner property right area amortization area thereof Area of house with property right unconfirmed Temporary structure area Parvis Rest land Character of property right Number of householders Number of people on residence booklet People to be resettled Private use house with property right Q'ty of telephone Cable TV Pipeline and gas agreement number sub-zone No. of building No. of stairway Resettlement No. of house status Living room area Utilization area unit area amortization area covered area Compensation area status Dereliction status Unit price amount Relocation expense Telephone relocation expense Cable TV relocation expense Pipeline and gasrelocation expense temporary building not exceeding time limitcompensation Compensation for self-built construction Compensation for attic Decoration compensation Name building Q'ty (structure)compensation Unit price Amount reward for timely relocation Other compensation items Amount Total amortization area Amount Purchased area Amount of money within Payment Purchasing property the limit status right specified in the policy Unite price of merchandised house Amount Total Whether or not property right is transfered _ 7 Statistic Table of Demolition of Residence that Possesses Property Right and Will be Processed as per Area of Hall and Living Room, Registration Table of Agreements (STD 4) Name of project: Name of district: Name of department: S/No. Drawing number Block number Address House number No. of house Name of the Owner Character of property right Leaseholder(user) Private use/rent the Householder Number of people on residence booklet People to be resettled Living room area Utilization area 2.2m attic in height up and down Area of temporary structure Telephone Cable TV Pipeline and gas agreement number sub-zone No. of building No. of stairway Resettlement No. of house status Living room area Utilization area Unit area amortization area covered area Compensation lease Area status abandonment Unit price area Amount Relocation expense Telephone relocation expense Cable TV relocation expense Pipeline and gas relocation expense Compensation for self-built construction Compensation for attic Decoration compensation building atme (structure) Unit price compensation Amount reward for timely relocation Other compensation items Amount Total amortization area Amount Purchased area Amount of money within Purchasing th lit property right the limit Payment specified in status the policy Unite price of merchandised house Amount Total Area Purchasing Unit price use right A Amount _ Statistics of Demolition of Non-residence Without Property Right, Registration Table of Agreements (STD 5) Name of project: Name of district: Name of de artment: S/No. Drawing number Block number ___ Address ___ House number _ File number the Owner Character of property right Entity name(user) Utilization Lease/Private status of use original house Shop frontcovered area of first floor Shop frontcovered area of second floor Shop frontcovered area of third floor Total area of shop front Office covered area covered area of factory building and warehouse covered area of others house Total area Total amount of monthly rent Telephone Cable TV Pipeline and gas agreement number Resettlement sub-zone status No. of building No. of stairway File number Utilization area Unit area amortization area covered area _ Compensation Dereliction Unit price of status status first floor shop front Amount Unit price of second floor shop front Amount Unit price of thrid floor shop front Amount officeUnit pnce Amount Unit price of factory house and wareshouse Amount Suspension Amount of loss first floor shop front Amount of second floor shop front Amount of second floor shop front Business loss Amount of caused by first floor relocation shop front Amount of second floor shop front Amount of second floor shop front Relocation expense Telephone relocation expense Cable TV relocation expense Decoration compensation Other compensation items Total Payment Purchasing amortization status property right area Amount 931 Purchased area Amount of money within the limit specified in the policy Unite price of merchandised house Amount Total Purchasing Area property right Unit pnrce Amount Statistics of Property Owner and Users of All Illegal Temporary Constructions, Registration Table of Agreements (STD 6) Name of project: Name of district: Name of department: Whether Total House or n Total Name Brick Shelf agreement kddress number Owner exceeding covered of use Frame Mixed and Simple with Telephone CTabVle number Frame time limit timber wall ===933C= X = - = _ == Statistics of Structure Demolition, Registration Table of Agreements (STD 7) Name of project: Name of district: Name of de artment: S/No. Address Name of entity Bricking enclosing wall Iron fence Retaining wall (height: within 2m) _ _ Cement flooring Grain-sunning ground Flower base Q'ty of Water tank(within 5m3) = - structure Gate post.steel entrance door(width: below 4m) Gate post.steel entrance door(width >4m) Earth grave Brick and cement grave Special Name structure Q'ty Agreement number Bricking enclosing wall Iron fence Retaining wall (height: within 2m) . Cement flooring Grain-sunning ground Flower base Water tank(within 5m3) Structuren Gate post.steel entrance compensation door(width <4m) Gate post.steel entrance door(width >4m) Earth grave Brick and cement grave Name Special Unit price = structure Compensation amount 934 Statistics of Trees, Registration Table of Agreements (STD 8) S/No. Entity name 5-15 litchi 16-25 >26 5-15 longan 16-25 >26 5-15 wampee 16-25 carambola 15 16-25 5-15 Guava______16-25 5-15 Q'ty of fruit ginseng fruit 16-25 tree______5-15 Hesperidium 16-25 5-15 mango 16-25 _____ Banana 10-19 White orchid tree 20-30 >30 10-19 Dawang cokernut 20-30 30-40 10-19 grape >20 Q'ty of other 10-19 trees banyan 20-30 >30 10-19 silk cotton 20-30 >30 bamboo 10-19 frangipani 20-30 5-15 other trees 16-30 tree seedlings 2-4 fruit tree seedlings 2-4 tree seedlings(not Average height: reaching up to >26 _ _ 5-15 ____ _ longan 16-25 = = = = = >26 5-15 = = = = wampee 16-25 X _ _ _ 5-15 carambola 16-25 ======5-15 guava 16-25 Amount of 5-15 ginseng fruit compensation 16-25 for fruit tree 5-15 hesperidium 16-25 5-15 mango 16-25 banana 10-19 White orchid tree 20-30 >30 10-19 Dawang cokernut 20-30 30-40 __ 10-19 Grape >20 Amount of 10-19 compensation Banyan 20-30 for other >30 trees 10-19 silk cotton 20-30 >30 bamboo 10-19 frangipani 20-30 5-15 other trees 16-304 tree seedlings 2-4 fruit tree seedlings 2-4 tree seedlings(not Average height: reach upper <1 m mentioned diameter Average height: at chest) >lm fruit tree Average height: seedlings(not reach In order to realize resettlement objective and maximization of resettlement cost-benefit, data specification for resettlement is not enough. Resettlement work shall be also implemented on view of project control management. 9.1 Main Contents It is unpractical to describe all contents on urban immigrant management. So, only problems existing in urban immigrant management and the corresponding solving proposal are described in this chapter. 9.1.1 Project control It is a short-term objective to plan, organize, guide and control source. It has specific objective, term and expense limit. In addition, it needs resource consumption and cooperation between various departments. 9.1.2 Successful project management With the precondition of limited time, limited cost and same performance and technical level, use distributed resources effectively, realize objective of the Project and satisfy the client. 9.1.3 Definition of Resettlement project management Carry out plan, organization, guide and control on resource needed in resettlement process, and realize objective of the Project and resettlement. 9.1.4 Character of resettlement management There are multiple objectives and multiple clients. So, resettlement project emphasizes on satisfaction balance between clients, such as government, society, the project, project affected people and so on. In addition, it emphasizes balance between cost, efficiency and satisfaction. Besides upper mentioned characters, urban resettlement project emphasizes sharing, allocating and balance of resources between projects in project operating condition. 9.2 Work Flow of Resettlement 9.2.1 Prophase work of resettlement 1. Main work A. 1 consignment of the Owner A.2 transaction announce (land requisition, demolition, grave relocation) A.3demolition investigation A.4Establishment of resettlement layout and compensation standard A.5 budget and audit thereof for resettlement project A.6Project contract of the Owner A.7 Sector project contract A.8 resettlement house to be procured 2. Derived work B. 1 Treatment on repeat development of red line B.2 Treatment on building setting across line B.3 Treatment on interconnected building B.4 Evaluation and treatment on dilapidated building B.5Design alteration B.6 Application for additional red line 9.2.2 Implementation of resettlement 1. Main work C. 1 Preparation for resettlement C.2 Consultation of resettlement C.3 Contract and evaluation of resettlement C.4 Budget (settlement) audit for pipeline and odd works C.5 Bidding C.6 Contract implementation C.7 Coordination for pipeline relocation C.8 Pipeline relocation implementation C.9 Contract on pipeline and add works and audit thereof C. 10 Contract on pipeline engineering advanced payment and audit thereof C. 11 Pipeline preparation C.12 Contract modification 2. Derived work D. 1 inner consulting and treatment D.2 Judgment and decision thereof D.3 Litigation and decision thereof D.4 Cost estimation and reconsideration D.5 Survey and evaluation D.6 Reply for complaint D.7 Decision and treatment implemented compulsorily D.8 Notarization D.9 Evidence keeping and holding in trust D. 10 Individual case treatment in pipeline relocation D. 11 House repair D. 12 Notarization for drawing 3. Derived overall work E. 1 Monthly progress report and schedule plan E.2 Monthly capital use report and capital plan E.3House resource allocation E.4 Rolling budget for resettlement E.5Capital application E.6government flat rental and compensation E.7 resettlement house procurement E.8 Inner monitoring flow 9.2.3 Resettlement implementation and subsequent work thereof 1. Main work F. 1 Property right exchange F.2 survey of resettlement house F.3 handover of government flat house F.4 issuance of property right certificate of resettlement house F.5 Back relocation problem of temporary back-removal F.6 House demolition F.7 Closing F.8 Settlement F.9 filing-up F.1O Land handover 2. Derived work G. 1 Problem of audit G2 Problem of tax G3 Social audit of settlement G4 external supervision G5 After evaluation flow 9.2.4 Work related to resettlement 1. Main relative works H. 1 Treatment on relative external documents H.2 Relative transacted office H.3 Relative meeting H.4 Press reporting and treatment 2. Other supporting work of resettlement I.1 Training ?,0 1.2 Personnel control 1.3 Labor union 1.4 salary 1.5 Wipe out 1.6 Other logistics 9.2.5 Specification: 1. Specification on working items Upper mentioned working items are the major works in level one. There are still many sub items in each work item. For example: project affected people working permit includes 6 working sub items 1) Site wiring 2 ) Marking door number on site 3 ) Inspecting residence booklet 4 ) Providing resettlement location data 5 ) Hand in tax fee 6 ) Registration transaction For example: Preparation of resettlement includes 5 sub items. 1 ) Preparation on staff 2 ) Policy preparation 3 ) Preparation on resettlement house planning 4 ) Preparation on consulting meeting 5 ) Preparation on detailed working plan 2. Individual working item It means that work takes resettlement project as the objective, such as process reporting plan. 3. General working item It means the work with one project affected people or one block as the objective. Such as negotiation, contract and so on. 9.3 Main matter on resettlement project management 9.3.1 Relationship Chart of main matter on resettlement project management 91I (See the following page) Chart of main matter on resettlement project management A. 1 the Owner entrusting (red line planning) Red line alteration limentary red line application _^Assign task for investigation, notification transac on and budget A.2 Process Njotification E.4 resettlement rolling4ud et A.8 Preparation for rese ttlement house procurement ~A.3 Summary of PAP investigation .4 Resettlement layout an I nrnpenction tnnrd etnhfihment Supplimentary Feedback Contract for RevieSoXRiilsti + l D.5 Survey & Review of Requisison ng of repeat devel pme re--A l Aj Resettlement udget After contract ol ij ctive D.4 Cost estimation and r ation ant on D.9 evidence keeping n usting Before contract P-I...D. 12 save and load notar4zat i- etting across I ______A. Project contract of the Owner Problem on compensafk Iprinciple With problem on compensation principle *- A.74kegional work contract Conciliation (concession) C.A I Pipeline preparation ]).I InnerI application anc processig C. I resettlement eparation (main process) rE).3 Complaint (App nin) mswer lo D.2 Judge -_ D3CmliAppealing)186wompular ecxecution isatic n Pip relocation coordination , {nswe arriern D.9 tent 7 ,a_ Grea t difference D iscontentment Discontentment C.2 esettlement consulting with large arrier (lar ge process) f4 D.6 complaint response Minor ad ustment Judge Judge smoot 14palt V 'U1Pa111 v )eline an odd work 4 r------C3-resettlemen compensation contract and evaluation l r~~~~~~~~~~~~~~~~~~------__ PAP ).8 Notarization solviUnsgolv L------F10 With problem t Unsolved , 1 1I. lTraining I e ntatio n|om plai. Tlr * c o m plaiI .T 2 I.2Personnel control .12 contract alteration .6 contract ilementation MOMPIainI Ocomplaiffr Other work of | I.3abor union dline O w obosolving uni sovig|D.12 load and save notarization I resettler resettlimc IA4Salary relocation completed smV n F.5 temporary relocation of:PA I.SWipe out E6.demolition El Property right handove I.60ther logistics F.2 Resettl4ent house survev 4 F.3government flat house handover: 9.3.2 Explanation (1) This relationship chart is not a work flow chart, but a relationship chart expressing the relationship between every work of the same resettlement project and the precedence. (2) The relationship between working items is sometimes the relationship between the collectivity and cases, sometimes the relationship between cases. The linking up is in existence between cases, but not between the collectivity and cases. (3) This relationship chart doesn't express the relationship between different resettlement projects. The resource sharing and resource allocation both exist among different resettlement projects. (4) The broken line expresses the stage of the working item. That is to say that the broken line expresses the work that shall be produced during the course of which working items are developed. 9.4 The specific difficulties and the resolving modes of URRP when implementing the resettlement data specification 9.4.1 Investigation of the difficulties when implementing the specification and URRP 1. Investigation of the difficulties when implementing the data specification (1) Because of too many data items, different investigated objects, different nature of the property right and right of use, and different investigated data items (for example, it shall produce a hundreds of forms to design different questionnaire in accordance with the object and property), it is difficult for us to determine which objects and data should be investigated. That is to say that it is very difficult for us to ascertain that whether there are gaps, omissions and errors of the data items of the completed questionnaire. The workload of the examination is equivalent to that of investigation, it makes the correctness of the investigated data can't be ensured. In an urban project, there is only one line between move and non-move. Because the direct correspondence of the line and the data can't be completed, it is impossible to know whether the investigation exceeds the field or there is any omission. It is more impossible to know whether there is any omission in an investigated storied building.. 2. URRP normalizing the investigation URRP can make intellectualized control over the input resettlement data: (1) The data items of the investigation controlled in accordance with the object and property shall resolve the excess or omission of the investigated data; The direct correspondence of the GIS and investigated data shall resolve the excess or omission of the whole investigated objects; The intellectualized data analysis system shall resolve the great error of the value of the investigated data. 9.4.2 The difficulties when implementing the statistical specifications and URRP ,,AA The statistical specifications include the statistics and summarizing specification of following four links, project affected people data, budget (budget estimation), progress report and settlement. 9.4.2.1 Difficulties encountered on implementing the statistical specifications 1. Difficulty on summarizing project affected people data Because the data of project affected people are provided with lots of properties, the data items are numerous and the data are summarized at every level, the system error is very big. 2. Difficulties on making budget (budget estimation) The budget (budget estimation) has particular requirements upon the data. On condition that the numerous properties are classified, it is difficult for a general electronic form to be competent. This affects the accuracy of the budget directly. The error rate of the budget of urban resettlement is generally as high as 50%. 3. Progress report The progress report is also a kind of statistics. This kind of statistics is only provided with more properties than simple data of project affected people and shall increase lots of resettlements and compensation data. At the same time, the original data of project affected people might be changed significantly. For example, if project affected people asks to sign different contracts in accordance with different properties or only partial agreement is made with project affected people, contrastive base number of the progress report shall be changed. 4. Settlement The settlement is also a kind of statistics. But it demands one to one correspondence between the capital and project affected people. At the same time, the external auditing entities shall put forward a series of different requirements upon the classification standard of the statistics in accordance with their understanding. This makes the settlement very complicated. 5. External monitoring In the World Bank Project, the external monitoring also puts forward requirements upon the classification standard of the statistics. The statistical work occupies very big statistical work in the supervisory work of the resettlement. It is the base of the planned management and decision-making. If there is normative, accurate and timely statistical data, there shall be no management. Obviously, if the work load of the statistics and the examination of the statistics can't be reduced, it is impossible for the statistics to be normative, accurate and timely. 9.4.2.2 Resolving the difficult problems of the statistics with URRP URRP includes the investigated data of project affected people, the contract of resettlement compensation, resettlement house and cash payment, management parameters, geographical data and all of other resettlement business. So, URRP can resolve the change of statistics specification and 'AC make fractionated, accurate and timely classification statistics, overcome the difficulties brought by the variety of statistics standard, the change of format requirements and system error, and make the work load of the statistics and examination to zero. 9.4.3 URRP normalizing the resettlement data The URRP may make the resettlement data, the data of the compensation contract of the resettlement, the data of the settlement, the data of the building and so on shared completely, supply intellectualized indication and control for the normalization of the data to avoid repeated examination of the data of every link of budget, contract, contract examination, settlement, the first examination of the settlement and final examination and make the data of all links examined only once to resolve the problem of integration, accuracy and high efficiency of the normalization of the data. The data management style that the data is placed on file after the end of every item of business supplies most convenient tool for the consultation and utilization of data. 9.5 Bottle neck of the efficiency and URRP resolving mode The characteristic of project management is time limit. A successful project management is to make high efficiency and powerful resource allocation to achieve the objective of the project in a limited time. So, the management of resettlement project must resolve the bottle neck of the efficiency, too. 9.5.1 Bottle neck of the efficiency of statistics and URRP resolving mode This has been expatiated in section 10.4. Only because it contains the problem of normalization yet, the problem of efficiency of statistics is described as a separate section. 9.5.2 Collection of the information of the resolving of complicated individual cases with URRP 1. Information on project affected people being numerous and jumbled The demolition project of project affected people is composed of single resettlement and compensation case of project affected people. The requirements put forward by project affected people are greatly various and the approaches to meet these requirements are also different from each other. Moreover, the requirements of project affected people are always inconsistent. This makes the transfer of internal information of demolition entity significantly difficult. 2. Settlement mode URRP establishes business indication and problem reporting network integrating the business data to resolve the rapid collection of the information combining with the indicated and reported management parameters. This makes the decision-making level react rapidly to improve the efficiency.. 9.5.3 Resolving the influence of too many working links of the resettlement on the efficiency with URRP 1. Working links being too many and affecting the efficiency ')A The resettlement involves thousands of families and it needs the coordination of numerous departments. There is not only the vertical coordination of Guangzhou City Construction Committee and the owner of the project with Guangzhou City Road Expansion Office, the implementing entity in every district, the implementing entity of every pipeline and the construction entities, but also the horizontal coordination of the resettlement implementing entity with planning department, soil and house management department, court, city supervising, even judicial department and other correlative departments. This needs a large number of data transfer and information communications. The traditional information collection mode and information transfer mode are both low efficiency and joint handling of official business only resolves a part of the problems. 2. Settlement mode of URRP * The system can monitor and supervise the work of all people, especially recording the handing over and taking over time of all mutual work automatically. The analysis result of the time shall be one of the indexes of performance examination. It can make all people operate at a great rate. * The system can produce the time record of business tracking automatically and make reminding and warning automatically to prompt all participants to operate at a great rate and to help the middle- and high-level managers to know the progress of the work (by means of reminding and warning), to coordinate external work and to press internal work in time. * Joint handling of the official work shall assist the resolving of external coordination 9.5.4 Influence of existing mode of the resolving of house resettlement on the efficiency 1. Mode of house resettlement on the efficiency * The resettlement requirements of project affected people or the requirements of house selection after the selection of compensation are numerous. It is very difficult to make a decision.. * The demolition is the negotiation process between the demolition mobilizing person and project affected people. So, the resettlement houses have to be authorized to different entity, group and individual group by group. The number of the resettlement house is very big, but the number allotted to every demolition mobilizing person is very small. That is to say that the number that can be selected directly by project affected people is very small. * The numerous resettlement houses are subject to different projects. It is very difficult to transfer numerous demolition mobilizing persons subject to different entities. In order to make own work easier, every demolition mobilizing person has the motive to withhold inapplicable resettlement houses. It makes house transfer more and more difficult. 2. Resolving mode of URRP 'IA 7 * Obviously, wider the selection of resettlement houses is, bigger the opportunity of the transaction shall be. So, the system resolves the selection opportunity problem with full-scale sharing of the resettlement houses and also resolves the allotment problem of the resettlement houses with parameter control and makes the motive that the demolition mobilizing person withholds the resettlement hose not to be realized with state control and time parameter. * At the same time, the system makes expansion and introduces house selling system to make the resettlement house have more selectivity and concurrently presents better services to project affected people who tends to the selection of compensation to reduce the difficulty of demolition and improve the work quality and managerial efficiency. 9.5.5 Resolving the influence of the big depth of resettlement management on the efficiency 1. The depth problem of demolition management Because of being too principled of the demolition policy and particularity of demolition industry (namely the incomparability of the value of demolished building), it becomes very difficult to make the authorization of demolition management. In this way, the demolition system has to adopt level-upon-level control and level-upon-level checking operation mode. This greatly increases the management depth, reduces the efficiency and makes control risk into existence. 2. Resolution * The system establishes an internal price parameter database and a house evaluation system to act as management standard. * The system makes the control over the limits of authority, i.e. authorization, in accordance with the general quantity of the difference, the proportion of the difference and the total sum produced in comparing the actual compensation price or resettlement area with the basic management standard. According to different projects and the management requirements of different entities, such accurate authorization can be refined into more than one million records to control the risk, reduce the management depth and improve the efficiency. 9.5.6 Other modes to improve the efficiency * Rely on URRP system to make the business process reengineering (hereinafter called BPR) of the management system of resettlement project to make the organization flow more reasonable and improve the efficiency. * The quantified performance examination system and positive work flow makes the working persons not to dispute over trifles one another and urge them to fulfill their duties and react rapidly accordingly. In this way, the efficiency is improved. * The publicity, equity, transparency and the strict control over demolition 7AQ mobilizing person shall reduce the misgiving of project affected people, quicken the decision process of project affected people and improve work efficiency. * The system also resolves the complicated rental control over resettlement house, exchange of the property right and other work to improve the efficiency. * The functions of the system, such as Fast Tips, document model, working direction, automatic filing and other functions, improves the working efficiency greatly. 9.5.7 Support to the payment center * The quick and accurate information transfer mode of the system makes it possible to establish a payment center. * In the future, the payment center shall be expanded into numerous payment windows, which are centrally controlled and distributed in the citywide banks. 9.6 Cost control modes of URRP The expenditure of any project is restricted. The successful project management must achieve the objective of the project by using stated cost rather than unlimitedly breaking through the planned at all times. The cost control modes of URRP include preventing waste, preventing fraudulent practice and reducing the cost really. 9.6.1 Controlling the number of project affected people and preventing waste This is the most important link of demolition cost control. * The compensated property must be ensured within the property line to control the amount of the demolition. * With regard to the overlap section of the property line of the development company and the road, it is not permitted for the resettlement expenditure within the property line of the development company to be assumed by the project before the compensation is permitted. * With regard to the building crossing the property line, the system does not accept the demolition compensation agreement signed with project affected people in the property line crossing building to avoid the expansion of demolition area before the demolition scheme is made. * Of course, this function of the system means that we can know the increase and decrease of the demolition amount caused by the change of property line accurately and rapidly every time. 9.6.2 Controlling of the resettlement data and compensation standard to prevent fraudulent practice '1A0 9.6.2.1 Controlling of the resettlement data * Make overall control over the demolition amount with existing GIS. * Establish mathematical model examined automatically by computer with demolition data, especially the logical relation between various areas of house data, which occupy maximal share in the demolition cost, to make the demolition data examined and controlled more strictly after entering into the system * Analyze the demolition data strictly with the data analysis system of the computer and transform it into analysis chart to make the examiner find the data error, which is within the allowable precision range of automatic examination, visually and rapidly. 9.6.2.2 Controlling over the compensation standard * The system shall make area integration of the usage of the house in accordance with the managerial provisions. * With regard to project affected people who selects resettlement mode, the system shall automatically calculate the values of the original house and resettlement house respectively in accordance with the place, nature of the property right, usage of the house, structure, floor, direction, story height, appearance of the shop front and other aspects. * With regard to project affected people who selects compensation mode, the system shall fully take the place, nature of the property right, usage of the house, structure, floor, direction, story height, appearance of the shop front and other aspects into account and automatically calculate the total compensation amount in accordance with the compensation standard that should be had by project affected people. * With regard to the compensation except the house, the system shall give the standard price in accordance with the demolition policy and given standard. * The payment center shall control the implementation of the contract strictly 9.6.2.3 Establishment of internal control system 1. Reasons why it is difficult for the internal control system of the resettlement to be established * Because of the uniqueness of the demolished building, the form and configuration of the building, various area ratios, direction, lighting, ventilation and other aspects, different buildings are incomparable and it is very difficult to adopt fixed price or comparative price control. * Because the product of the demolition is vacant ground, the examination foundation of the self-measured data of the demolition disappears after the completion of the demolition. This demands that the monitoring and control must be made in time. *Except demolition, no other industry has so many "buyers". And the "bought" object is nonstandard product for which it is difficult to be analogical, of which the price is very vague, of which the value is very great. This leads that the management of the "buyer" is extremely difficult. * In all enterprises, itself of the business operation can form different branches and mutual supervision of different persons. However, there is no "storehouse" in the demolition. We can't put the demolished articles into the "storehouse". So, it is very difficult to establish the powerful restriction between "the storekeeper" and "the buyer". And because of the difficulty of after-the-fact supervision, such restriction is more weakened. 2. Resolution * Timely monitoring and control: The system ensures the examination time of the demolition data controlled between the initialing of the agreement and before the demolishing of the structure to make the examiner find and correct problems in time. * Accurate monitoring and control: The data examiner can send down examination instruction accurately. For example, the data examiner can ask a certain examiner on site to go to a certain project affected people of a certain project to examine some specific data or verify the nature of the demolished building before a certain date. The system shall automatically track whether the examination instruction is implemented and how it is implemented. * The data analysis tool is only held by the data examiner. The examiner on site doesn't know the data error of the demolition at question. That is to say that the examiner on site doesn't know the computation rule of the system and it is very complicated and difficult to make manmade calculation. This makes the examiner on site work strenuously, actively and responsibly. * Because of the various special demolition cases existing in the demolition, it is unreasonable to evaluate the working performance of the demolisher in accordance with the compensation standard of the cases. The system shall make a detailed analysis report to establish internal control system of demolition management in accordance with the difference and difference proportion between the actual compensation standard of all cases completed by every demolisher in the demolition and the reference standard of the system, combining the characteristic of the cases, analyzing the working personnel, working party, working entity, the cost tendency of the demolition project and the performance. 9.6.3 Reducing the resettlement cost really 9.6.3.1 Modes of controlling compensation funds cost 1. Difficulty of the estimation of fund flow The selection of resettlement or compensation made by project affected people extremely influences the fund flow and it is very difficult to judge 1)1 when project affected people shall agree to sigh the agreement at the same time. So, it is very difficult to judge the fund flow of resettlement and the margin of the fund that takes place frequently increases the fund cost. 2. The system strengthening the accuracy of the forecasting of the fund flow * Monthly count the estimation of the agreement that shall be signed by every demolition mobilizing person with project affected people to confirm the basic fund requirements planning. Here, only the selection of project affected people and approximate time of contract is estimated and the amount shall be computed automatically by the system. * Analyze the achieved management experience and data in accordance with the former estimation and actually signed agreements and adjust the present estimation to make more accurate fund flow control.. * The data record of the historical estimation made by the system is also one of the performance indexes to examine and evaluate the demolition mobilizing person. This shall impel the demolition mobilizing person to improve the judgment accuracy gradually. 3. Replenishing of the accuracy of fund flow estimation * The system manages all municipal projects. This makes us to do temporary fund transfer to meet the need of the project and patch up the error between the monthly fund plan and actual demand in accordance with the progress of different projects and the reaching of the fund. * At the same time, the use of GIS makes us to make rapid adjustment of the signing and implementing of the agreement with project affected people within different local and preferential area in accordance with the need of the project and the reaching of the fund to make reasonable payment and use the limited fund at the place where the fund is most needed to improve the working efficiency. 9.6.3.2 Controlling the temporary relocation cost of the pipeline 1. Difficulty of transferring the pipeline The scheme of pipeline transferring must be affirmed after the confirming of the construction scheme of the main part of the project and the engineering time is always pressing at this point. So, the conflict of the crossed construction between the pipeline and demolition (vacating the pipeline passage), pipeline and the main part of the project, and pipeline and pipeline is very prominent. Sometimes, the temporary relocation mode has to be adopted. This not only increases the cost but also reduces the efficiency. 2. Resolution * Combine the information of municipal engineering working drawing and geographic position of various kinds of pipeline into an electronic map, which can be shared by the owner of the project, the owner of the pipeline and demolition department, to make the conflict of crossed construction of the project found visually and makes the designer of municipal engineering fully take the field situation into account to avoid the transferring of the pipeline as far as possible. * Make good and dynamically adjustable network planning of the construction, including the demolition, pipeline and the integration of the construction of the main part of the project, by relying on the instruction and report of the computer system, arrange the construction period as far as possible and reduce the temporary relocation cost of the pipeline 9.6.3.3 Other approaches to reduce the demolition cost * The introducing of second-hand house system shall greatly reduce the demolition cost and make great influence on the price appraising system of civic building. * The adopting of institutional purchasing reduces the resettlement cost of project affected people who needs the resettlement but has no capability to pay the price difference. * The improving of the efficiency reduces the temporary relocation cost of the project, the government flat rental and other costs. * The efficiency of scale shall be fully brought into play. 9.7 Modes of URRP to improve the satisfaction degree The project management must let the client realize the objects of the project satisfactorily and there are three clients in a resettlement project, namely project affected people, government and society. 9.7.1 Modes to improve the satisfaction degree 1. Factors affecting the satisfaction degree * The undeclared and unfair operation in the "black box". * The illegal operation made by the demolition mobilizing person, such as embezzling part of what should be issued and receiving. * The selection of the houses is very small and it causes the inconvenience after demolition accordingly. * The procedure is miscellaneous, working efficiency is very slow and the complained question can't be resolved in time. * The unreasonable requirements of a few project affected people are satisfied and the honest persons have dissatisfaction for suffering losses. * The misunderstanding due to having no knowledge of the demolition policy, provision and standard. 2. Modes to improve the satisfaction degree * The control over the system of compensation standard and demolition house resource shall reduce the operation in the "black box" and increase the selection of project affected people as far as possible. * The control over the system of compensation standard shall be able to prevent the working personnel from embezzling part of what should be issued. * The internal control system of demolition established by the system shall prevent the working personnel from making illegal operation after receiving, prevent a few project affected people from degenerating the working group in order to illegal demolition compensation requirements. * The high efficiency brought by the system simplifies the working procedure and conveniences project affected people. It makes us to resolve project affected people's complaints in time. At the same time, it also makes us to adopt timely measures against project affected people who puts forward unreasonable requirements to avoid the taking place of another kind of unfairness that "the honest person suffers losses" * Let project affected people fully know the demolition policy to avoid misunderstanding. At the same time, the improving of the satisfaction degree of project affected people shall impel them to cooperate with the demolition self-consciously and improve the resettlement efficiency accordingly. 9.7.2 Modes to improve the satisfaction of government and society * Resettle project affected people well to avoid the instability of the society. * Reduce poverty to avoid the burden of the government. * Improve the efficiency to avoid the influence on the indirectly affected persons when demolishing the building. 9.7.3 Modes to improve the satisfaction degree of the project It is the best effect for the project to make project affected people, government and society satisfied with high efficiency and low cost. .~ Chapter 10 Information Disclosure Plan Information sharing serves as the foundation of participation and consultation; lack of information or wrong information will give rise to distrust or even repulsion of the PAP's at participation and consultation, which further affects the implementation of the entire resettlement program. Under Guangzhou Waste Water Treatment Project in particular, owing to deployment of a strip-type network of pipes and multiple sewage (waste materials) disposal sites, this project features a wide coverage of influence, involvement of a legion of routes and regions, frequent amendments into its design, and complicated standards upon compensation, etc. In order to mitigate the influence by such uncertainties, variability and complexity towards resettlement activities, it is highly necessary to formulate an Information Disclosure Plan. Information Disclosure Plan describes the procedural arrangements with regard to passing pertinent resettlement information to PAP's (or the general public) via an assortment of public channels in each of the phases of "resettlement of PAP's" activities. 10.1 Objectives of Information Disclosure Plan 10.1.1 High quality The project aims to provide PAPs with veracious and reliable information, categorize and compare pertinent information, and describe in details the rights and interests of PAPs plus damages and appeal procedures that they may suffer or be subjected to, in particular, thus to guarantee the usefulness of information to PAP's concerning their own resettlement decision-making. 10.1.2 High efficiency It is planned to adhere to the "efficiency-centric" principle, offer the PAP's various kinds of useful information in time, avoid the PAP's from being weighed down with collection of information, and help the PAP's make even better decisions in the resettlement course. Besides, the result-orientation principle is to be upheld, while efforts will be made to present public information to the multitude in an easy-to-understand way, thus to work out satisfactory results. 10.1.3 Establishment of image Full disclosure of information will help establish a sound image for both the project and its implementing organs in the multitude and media, and set up a wholesome ambience conducive to the general public's participation and consultation, which will facilitate the implementation of the project without a hitch. 10.2 Contents of Information Disclosure Plan 10.2.1 Resettlement documents approved by World Bank After the final reports concerning "Resettlement Policy" and "Resettlement Implementation Plan" have been approved by World Bank, these resettlement documents will then serve as the basis of and standard governing resettlement action under the project. The resettlement enforcement organ in each of the regions will put and post up detailed materials (inclusive of descriptions of the influence exerted by the project, descriptions of resettlement sites plus picture information, compensation policy, compensation standard and complaining procedures, etc.) in relation to resettlement action in its standing office premises. Disclosure of these documents will allow PAPs to acquaint themselves with resettlement matters under the Waste Water Treatment Project in a comprehensive way, and turn out the basis of their participation and monitoring. 10.2.2 Resettlement Information and Data Manual In an aim to facilitate the realization of the "High Efficiency" objective in the course of information disclosure, the World Bank Waste Water Treatment Project and the GREEO will further compile a "Resettlement Information and Data Manual", the contents in which cover the summarization of those resettlement rights deserved by PAPs and descriptions of complaining procedures. The "Resettlement Information and Data Manual" will be distributed to all the PAPs, with its contents including the following: (1) Profile of the project. (2) Categories of influence exerted by the project. (3) Compensations to different categories of influence exerted by the project (removal and resettlement policy); (4) Information in relation to resettlement sites, including descriptions of public utilities such as schools, hospitals, police stations and buses, etc. (5) A list of those organs responsible for putting into force the resettlement rights. (6) Relationship between the time schedule for fulfillment of all the agreements upon compensation (for resettlement reasons) and the time schedule of construction work. (7) Channels of participation and consultation by PAPs. (8) Detailed procedures of complaint and appeal. The "Resettlement Information and Data Manual" will be disseminated to those PAPs in Phase I within the ensuing one month after completion of the official evaluation by World Bank. PAPs will receive the corresponding "Resettlement Information and Data Manual" before concluding the resettlement compensation agreements. 10.2.3 Detailed information of resettlement house: In addition to the general information about resettlement sites as mentioned in the "Resettlement Information and Data Manual", the PAP's can also look up detailed information about resettlement house through URRP in the course of implementation of resettlement action; and find their desired resettlement house whose indicators in terms of interior partitioning and layout, in-house area, locality and price, etc. have all met their expectations, with the help of powerful linkage and searching functions of the network, before being arranged by working personnel to have a visual inspection on site. Such a hi-tech method for provision of detailed information about resettlement house will cut down the number of on-site inspection times over the resettlement sites and the time that they spend on such inspections dramatically, and facilitate them to make choices on their own. In the same breath, such disclosure of resettlement house information also enhances the transparency of the resettlement course, prevent fraudulent practices from arising, and fortify the PAP's' trust in the Resettlement Organ, as well as promote the implementation of resettlement work. 10.2.4 Information about related organs Resettlement will give rise to a series of matters, such as swapping of property right, transfer of domiciliary register, and telephone removal, etc. Different governmental agencies and functional departments are liable for these matters. Therefore, it will be necessary to provide information about these governmental agencies in concern (such as guidance on how to go through formalities and handling procedures of formalities). Such information will be disseminated to those the PAP's in need in the form of hand bill during the course of resettlement implementation; in the meantime, the principal supervisory organ in charge of resettlement affairs arising from the project will make public such information or offer links with websites of pertinent organs on its website, thus facilitating the PAP's to look up their desired information via the network. 10.2.5 Other significant matters Other significant matters refer to those matters that have something to do with the PAP's, or that the general public is entitled to know about, during the course of preparing for and implementing the entire resettlement work, such as: the project's pass of the evaluation by World Bank, issue of notice on demolition, progression of project by phases, amendments into the scope of coverage of the project, plan and arrangements for each of the large-sized advisory meetings, etc. Timely disclosure of these significant matters will allow the PAP's to understand the whole project and its progression holistically, and thus facilitate them to exercise their rights more effectively. 10.3 Pattern of Information Disclosure Plan An appropriate pattern will enable information dissemination to get twice the result with half the effort. According to Guangzhou's former experience in handling resettlement projects, those patterns available for choice and their respective strong and weak points are illustrated in the table below: 10.4 Arrangements for Information Disclosure Plan Different information contents for disclosure bear diverse features. Therefore, it is essential to one or more patterns to have information disseminated, so as to work out the optimal result. This requires very dexterous arrangements, which shall facilitate the implementation or any amendment effort to take place in the next phase easily. The Waste Water Treatment Project comprises different components, while each component has its own characteristics and thus needs to have a customized Information Disclosure Plan employed. Therefore, this policy has formulated some general planning arrangements only (see the table below). Detailed arrangements for the Information Disclosure Plan will be set down in the Resettlement Implementation Plan corresponding to each of the components. Contents Time Modes Consultation Stage of Stage of phone preparationspreparationstati forfo esettlementT TV Radi Newspape Website (short resettlement n message on cell phone) Resettlement documents approved by World Bank Resettlement Information O0 O0 VI' and Data Manual Detailed information about / / resettlement house Other information / / / about organs Other significant / / 0 0 / / 0 matters Notes: "vi" refers to those arrangements for Information Disclosure Plan that have to be carried out. Whether "O", namely the arrangements for Information Disclosure Plan, shall be carried out or not will be determined in reference to the actual conditions in each component. For example when necessary, the company liable for World Bank Waste Water Treatment Project will contact TV & radio stations, and editorial boards with newspapers & periodicals prior to resettlement implementation, thus to work jointly with these organs to launch theme programs and columns about the project, and publicize general information of the project or resettlement policy (such as compensation standard, etc.). I Chapter 11 Public participation and consultation 11.1 A brief introduction to public participation and consultation As stated above, the project features a wide coverage of influence, involvement of a legion of routes and regions, frequent amendments into its design, and complicated standards upon compensation, etc. All these have enhanced the difficulty of resettlement work by leaps. To mitigate the influence by such uncertainties, variability and complexity towards PAPs, it is necessary to carry out into-depth public participation and consultation activities in an extensive way on the basis of information disclosure, thus to ensure the realization of resettlement objectives. 11.1.1 Objectives The public participation and consultation work under the project is anticipated to realize the concrete objectives as follows: (1) To alleviate psychological burden. The planning and implementation of participation and consultation work will alleviate PAPs' psychological burden (such as their worries in the project preparations period, hesitation in the project implementation period and anxiety incurred by the amendments into the project) to the maximum degree. (2)To form an active attitude. The consultation course commences from the feasibility study of the project preparations and technical supports, and runs across the entire course of implementation of resettlement action. Consultation initiated on a rational basis will help mobilize the initiatives of PAPs, and endue them with an active attitude towards the implementation of the whole project, as well as encourage them to put forward more opinions and suggestions towards the project. In the early period of design of the Guangzhou Urban Environment Project Proposal and during the course of compilation of related resettlement documents, each of the designing, environmental protection, and the PAP's resettlement organizations has actively contacted related work units along the route of the project, gathered and heard opinions and suggestions put forward by PAPs in an extensive way, and taken into account these opinions and suggestions when compiling resettlement documents. (3) To realize collaboration. Thanks to efforts made on both fronts of mitigating psychological burden and forming an active attitude, the PAPs will step out of repulsion and confrontation, and turn to deliver understanding and cooperativeness, hence to ensure the smooth progression of resettlement work and implementation of the project without a hitch. In this way, PAPs will enter the rehabilitation period and acclimation period as quickly as possible after the demolition work, and further enhance their living standard after demolition work (or at least maintain the same living standard on a high side as those prior to demolition work). 11.1.2 Essentials and assumptions with regard to public participation and consultation 1. Essentials Essentials of public participation and consultation refer to various factors that constitute or have an influence upon the public participation and consultation activities, and include the following concrete items in this resettlement policy: Interested groups: the PAP's, and resettlement house supplier(s) Cycle: public participation and consultation will run through the entire course of design and implementation of the resettlement program. A full cycle in the PAP's resettlement program is divided into four periods: designing period, planning and preparations period, implementation period, and rehabilitation period. Form: the project will make full use of participation method, bring into full play the initiatives and go-aheadism of interested groups, acquire the information needed by resttlement work quickly, thus to allow public participation and consultation activities to work out sound results. Concrete forms include: general investigation, fundamental investigation, public participation meeting and conclusion of "agreement upon compensation for resettlement reason". 2. Assumptions: The scope and depth of public participation and consultation are subject to influence by the project's individualities. One of the individualities of the project is that it targets urban the PAP's and rural immigrations in the peripheries of cities. This feature puts a premium on the following assumptions: Guangzhou city possesses an enormous market of commodity housing property (please refer to the descriptions of each resettlement site in the Resettlement Implementation Plan under every component). Besides, commodity housing property is available in the city in various architectural styles and different prices. In fact, the vacancy rate of commodity housing property in the city remains on a high side (for example, the vacancy rate of commodity housing property newly launched onto the market in year 2002 stayed at 405), which indicates that the commodity housing property market is full capable of absorbing the PAP's under the project. As per pertinent stipulations set forth by Guangzhou city, it is not allowed to erect any infrastructure facilities in any single residential quarters until such facilities have been proven to be able to meet the requirements of residents living in the concerned residential quarters. Therefore, entry of the PAP's will not cause the infrastructure facilities in the residential quarters to operate at an overload, and will cause no influence on the residents living in the resettlement houses. Guangzhou is evolving at a fast speed, and has hosted a large number of people who have migrated from elsewhere of their own accord. This speaks #. I volumes for the fact that Guangzhou is quite an open city with powerful capabilities in terms of cultural fusion. What's more, the resettlement work under the project principally refers to the resettlement work at a nearly place or simply at a different place in the city. Therefore, it is not to give rise to cultural conflicts between the PAP's and native residents. Based on the above assumptions, the public participation and consultation work under the project has not included consideration of those residents living in the peripheries of resettlement sites in the capacity of an interested group. Meanwhile, in an end to guarantee the adequacy and diversity of resettlement house sources, and allow the PAP's to access favorable treatments by means of collective purchasing of resettlement houses, as well as to have the resettlement work done without a hitch, the resettlement house supplier(s) shall be selected to constitute one of the interested groups. 11.1.3 Implementation matrix of public participation and consultation: As to the above different compositions of diverse essentials, the implementation matrix of public participation and consultation in the course of resettlement work under the project is described as follows: Interested groups Cycle Immigrants under the project Supplier of resettlement house Contact suppliers of Stage of preparations for S . . commodity housing property at launch of project all grades, collect related information Foundation investiaton. Negotiate with suppliers of Atter compleation of andvarious forums, special columns commodity housing property to rmplementatdonmn (as required), public for mass purchase, determine resettlement documents consultation meeting prices and procedures of purchase Make welcome those Tracing investigation, immigrants coming for on-site conclusion of compensation survey purpose, and introduce Period of implementation agreement, public participation to them various useful meeting information about the living quarters Peioorehabiltation Tracing investigation and follow-up interview 11.2 Socioeconomic investigation of the PAP's Socioeconomic investigation and evaluation of the PAP's constitute an important link necessary for completion of the feasibility study of Waste Water Treatment Project, and find out essential information for World Bank before making investment decisions. On top of it, such investigation and evaluation are able to pass on information, have the PAP's' demands heard, as well as present opportunities for public participation and consultation. In this sense, such investigating and evaluating efforts would facilitate the planning for resettlement work under the project in a more rational way, and offer reference information for the purpose of organizing and implementing resettlement activities. 11.2.1 Purposes Socioeconomic investigation of the PAP's under the project is conducted in a purpose to: (1) Investigate, in socioeconomic terms, into each of the project-affected regions carefully and in a comprehensive way, so as to contextualize the socioeconomic development, production level and living standard in each of these regions, and find out potential influence exerted by the investment in the project towards social and cultural individualities of each of the project-directly-affected regions and the project-indirectly-affected regions. (2) Preliminarily evaluate various kinds of positive and negative influences exerted by the project on peripheral regions, study major avenues of resettlement and rehabilitation in socioeconomic terms following the "resettlement of the PAP's" work under the project, as well as find out principal strategies, decisions and proposals available for choice. (3) Preliminarily analyze the socioeconomic development levels of those project-affected regions, social benefits brought forth by the project towards the drive for urbanization in city-country bordering areas, and social benefits on fronts of improvement of the investment climate and ecological environment in city-country bordering areas, in an end to lay down a foundation for the implementation, monitoring and other activities with regard to the "resettlement of the PAP's" work under the project. (4) Provide an opportunity for exchanging ideas and viewpoints with the PAP's face to face, thus to realize the public participation and consultation. 11.2.2 Contents of investigation work: 1. To investigate the opinions and suggestions put forward by competent administrative organs at district, town and village (villagers' committee) levels, enterprises and institutions, affected villagers (residents) and the general public towards the social influence, as they deem, exerted by the project, and in particular the influence caused by demolition work and the influence brought by the project once it is completed and put into operations. 2. To investigate the natural conditions and resources, acreages/quality/geographical distribution/ characteristics/indicators/per capita occupancy, etc. of various types of land sections in Project Affected Regions, including hydrological and meteorological circumstances, landforms and physical contours, etc; quantities, quality and distribution of forestry, animal husbandry, fishery and mineral resources, etc. 3. To investigate the population sizes and overall social conditions in Project Affected Regions. 1) Profiles of organization systems and historical backgrounds of the districts, towns, streets and villages (or villagers' committees) within Project Affected Regions. 2) Population size and various kinds of categorization data. 3) Categorized statistics of labor force and non-agricultural laborers. 4) Origin of national minorities, condition of people, folk custom, and major production and living habits. 5) Culture, education, medical care and sanitation, religion. 6) Conditions of those groups vulnerable to damage (the elderly, women and children, and the disabled, etc.). 7) Corporate and psychosocial conditions in grassroots communities; social network and public aid system in rural areas. 8) Typical investigation data on household income and expenditure, etc. 9) Effectiveness of social security measures taken for the good of PAP groups. 4.Contents of investigation into overall economic strengths of Project Affected Regions include: 1) Agricultural production and market conditions (farm production, forestry, animal husbandry, aquiculture, and household sideline production). 2) Land Administration System and Land Transfer System in rural areas; distribution of land revenues in rural areas. 3) Major economic statistical indicators of industrial production and business & trading and service industry. 4) Other various kinds of major economic statistical indicators. 5) Village-level economic income indicators, statistical data of district and town governments on fronts of finance and taxation affairs. 6) Production conditions and input/output situations of agriculture, forestry, animal husbandry, sideline production, fishery, industry, commerce, transportation, and construction industries; market situations, potentials and perspective for development and utilization, major plans and measures of investment, as well as construction projects to be considered in the near future. 5. Contents of investigation into personal profiles of rural (urban) the PAP's include: 1) Size of household population, architectural structure and interior partitioning type/building area/legitimacy/service purpose of the house. 2) Annual household income/expenditure, production and operation conditions, taxes and varied fees paid. 3) Household plot area, locality of resettlement site, resettlement psychology, desire for immigration, traffic conditions, and water & power supply conditions. 4) Degree of influence towards the PAP's in material and economic terms, and information about vulnerable personnel or groups. 6. Contents of investigation into affected enterprises (stores) include: Enterprise profile, originally occupied land area, area of requisitioned (occupied) land and attribute of land, original house area, area of demolished house, number of staff members and workers engaged in different majors, major fixed assets, annual operating conditions, resettlement proposal, resettlement site, and desire for resettlement. 7. Contents of investigation into Project Affected Groups: The mutual social relations between Project Affected Groups (inclusive of social network, social aid system) and how they are subjected to the influence exerted by the project. ')KA 8. Affected public infrastructure facilities and social service organs: Including the current conditions and planned blueprints of such infrastructure facilities as the traffic, education, medical care and sanitation, supply water, power supply, radio and telecommunications, community service in Project Affected Regions. 9. The PAP's' bodies: Including social and cultural characteristics in relation to the PAP's' activities (such as community organizations, religious bodies, and non-governmental organs). 11.2.3 Modes of investigation Modes of investigation are available complete investigation and incomplete investigation. Complete investigation refers to general investigation, while incomplete investigation includes key point investigation, typical investigation and sampling investigation, etc. As socioeconomic investigation of the PAP's is a task of enormity, the contents of investigation have quite a wide coverage; it will cost lots of time and efforts if we resort to general investigation on all fronts; what's more, it is not necessary for us to do so at all. Therefore, the socioeconomic investigation of the PAP's under the project will take place in both forms of general investigation and sampling investigation in the project affected regions. For example, the investigation of PAPs will take the form of a general and complete investigation from door to door, thus to find out and verify the living standard and indicators in kind. On the basis of general investigation, socioeconomic investigation will also be accompanied by spot check by different categories (divided by age group and grade of the surveyed). Besides, collective seminars will be held and attended by those representatives of those people subjected to spot check, thus to get a profound understanding of the opinions and suggestions of different categories of affected people (such as vulnerable group, etc.) towards the project. In the meantime, the investigation team also gathers up related statistical information, and interview some cadres and the masses, so as to further verify its correct understanding of the overall conditions of the affected regions in terms of geography, history, economic and cultural traditions and religion, etc. 11.2.4 Methods of investigation 11.2.4.1 Interview-based investigation Interview-based investigation refers to that an investigator interviews PAPs face to face, and acquires his or her needed information by means of purposeful conversion (or filling out an investigation questionnaire). Such an investigation is available in the following forms: 1) Conversation in a fixed form: An investigator hands a pre-designed investigation questionnaire to a project affected person, who shall fill out this questionnaire; during the course, the investigator grants certain guidance on how to fill it out. This form of face-to-face conversation targets at a single person surveyed, and mainly features its ability in gaining right-to-the-point information. All the general investigations under the project are conducted in this form (see details in the attached investigation table in Chapter 9). 2) Free style conversation An investigator converses with one or more project affected persons according to a pre-designed syllabus; however, the conversation topics are not confined to those specified in the syllabus; the investigator makes minutes of the conversation contents. This form of face-to-face conversation targets at one or more persons surveyed, and takes the forms of a typical investigation or seminar, etc. As to its advantages, it allows PAPs to have opportunities to express their opinions and discuss issues, and also help the investigator contextualize the ways and wherefores of issues. The spot checks under the project have employed this method chiefly. 11.2.4.2 Method of observation: Method of observation refers to that an investigator directly observes and records (in writing or by photographing) the activities of the surveyed on the site, thus to acquire first-hand information. This investigation method enables the investigator to have a visual knowledge of what's happening, and gather up, record and verify the on-site behaviors of the surveyed person(s) or object(s) in an objective manner; as a result. The investigation results are relatively veracious and reliable, and even could gain some information that can hardly be discovered in a face-to-face interview. In the project, investigators adopt this method of investigation in the full course of their examination & verification of geographical environment, crops and buildings, etc. 11.2.5 Investigation organ According to former experience, the resettlement enforcement body under the project is the most suitable candidate to finish the whole or an overwhelming majority of socioeconomic investigation work. As a mode of public participation consultation, socioeconomic investigation provides a chance for the resettlement enforcement body and the PAP's to communicate with each other initially, and thus enable the resettlement enforcement body to understand the situation and requirements of the PAP's in person, which lays down a sound foundation for the formulation and implementation of resettlement program. Therefore, providing no special circumstances, the socioeconomic investigation work under the project will be completed by the resettlement enforcement body chiefly. 11.3 Fundamental investigation and tracing investigation: Fundamental investigation and tracing investigation are completed by an independent monitoring organ, and refer to a series of investigations into the living standard of PAPs and their views, feelings towards the project and willingness for participation in the project. 11.3.1 Purposes 1) To allow the independent monitoring organ to acquire first-hand information. In case of fundamental investigation, the independent monitoring organ will receive materials which describe the conditions prior to resettlement implementation, and further acquire those materials that describe the variations arising during the course of and after the resettlement implementation, in the process of tracing investigation. Comparison and analysis of these materials serve as the foundation of this organ's fulfillment of its monitoring duties. 2) To allow the general public to reap more participation and consultation opportunities. The launch, tracing and follow-up efforts upon investigation work will offer the general public more chances for them to express their own wills and suggestions. The time and venue of each investigation are to be determined with a view to facilitate PAPs to the maximum degree; on top of it, it is advised to encourage public participation as much as possible, and ensure PAPs to play an active role in the rehabilitation course. 3) To acquire a more comprehensive range of information of enhanced accuracy. The intervention and investigation by an independent third party will make up those shortcomings and omissions arising from the single-handed investigation by enforcement organs. The third party will put forward rationalization proposals pursuant to the investigation findings, which will further ensure PAPs to have their living standard improved after the resettlement or maintained at the same level prior to the resettlement at least. 11.3.2 Contents of investigation 1. Fundamental investigation Fundamental investigation means a sampling investigation on the basis of general investigation. Different from general investigation, fundamental investigation principally focuses on study of the economic conditions and living standard of PAPs. 2. Tracing investigation Tracing investigation refers to tracing down the variations in terms of basic information acquired as a result of fundamental investigation. Therefore, tracing investigation will keep in line with fundamental investigation as much as possible on fronts of investigation specimens, and timing, etc., thus to enhance the comparability of investigation information. In the same breath, to further contextualize the objective feelings of the PAP's, it is going to add an "The PAP's' Comments on Variations in Living standard" column into the contents of investigation, so as to evaluate the results of resettlement implementation work in a more comprehensive way. 11.3.3 Modes and methods of investigation The project will refer to the number of the PAP's within the scope of each component when determining the specific mode and method of investigation in case of fundamental investigation and tracing investigation. If the number of the PAP's' households is less than 100, it is advised to adopt the complete investigation mode; otherwise, the mode of incomplete investigation will be employed. As to adoption of the mode of incomplete investigation, most cases see sampling investigation and typical investigation employed. Specimens shall be selected in line with the following principles: 1) Representativeness of specimens. Sampling by categories is adopted. Categories cover: affected households (common type), affected business stores, affected enterprises and institutions, and vulnerable groups, etc. 2) Distinctiveness of specimens. As to those vulnerable groups that call for special attention, it is necessary to investigate into typical cases in addition to spot checks by categorization, and then shed light on the investigation findings out of these typical cases in a separate way. 3) Among specimens of selected households subject to resettlement, those PAP's who receive compensation in cash shall not fall within the scope of spot check. As it is hard to trace down those the PAP's who draw compensation in cash, the scope of sampling under the mode of tracing investigation is confined to those households subject to resettlement. Likewise, selection of the resettlement mode in case of fundamental investigation only manifests some willingness, but not stands for the final choice; in case of fundamental investigation, those the PAP's who opt for resettlement may resort to receipt of compensation in cash ultimately. In order to equip the subsequent tracing investigation with an adequate number of specimens, therefore the quantity of specimens selected in case of fundamental investigation shall be slightly more than that selected in case of tracing investigation. 11.3.4 Investigation process and organ: Fundamental investigation is conducted (within the ensuing one month) after completion of general investigation work within the scope of socioeconomic investigation and prior to start of resettlement implementation activities, thus to find out and verify the production level and living standard before the removal, and set up standard of comparison. Tracing investigation is redone for once a year after completion of resettlement work, and will be repeated for once, again, after the completion of the entire project, so as to make sure if the living standard of the PAP's has been increased following the resettlement, or maintained on the same level as before the resettlement at least. If the resettlement objectives are not met, it is then required to determine if or not to conduct any subsequent tracing investigation in reference to the actual circumstances, after having implemented supplementary measures. Pursuant to pertinent stipulations of World Bank, fundamental investigation and tracing investigation under the project will be completed by an independent monitoring organ. 11.4 News media In the Information Disclosure Plan, news media serves as an important means of information dissemination. In the meantime, it also acts as a tool of public participation and consultation. The regions subject to influence by the project include downtown area of Guangzhou and rural villages located in its peripheral city-country bordering areas. These regions all host a quite well developed new media network; besides, the general public living in these regions have a stronger awareness of news importance. Therefore, news media will play a significant role in different stages of resettlement action. 1) In the initial stage of preparations for launch of the project: news media will have disseminated information in relation to the project; PAPs can express their opinions towards the techniques, economic benefits of and resettlement proposal under the project through various media, and fully exercise their rights of participation and consultation. 2) Prior to implementation of demolition work: information relating to the project is disseminated through news media, thus to allow PAPs to acquaint themselves with and further understand what we are doing. In the meantime, we can gain feedback information from the multitude in time, by use of news media thanks to its high sensitivity, and check if the Information Disclosure Plan has been consummated. When necessary, prior to the resettlement implementation, the company liable for World Bank Waste Water Treatment Project will work together with TV & radio stations, and editorial boards with newspapers & periodicals to launch theme programs and columns about the project, and disseminate the resettlement policy (inclusive of compensation standard, etc.), as well as solicit opinions from PAPs in public. 3) In the course of demolition implementation: another advantage of news media is manifested on that it not only allows PAPs to express their own opinions freely, but also enables other people subject to no negative influence by the project for active participation. In this way, these people will have opportunities to air their views in an impartial and objective perspective, and comment on the demolition and resettlement work on all fronts. 4) After completion of demolition: news media can further trace down and interview PAPs, thus to contextualize their working and living conditions. Once anything wrong is found in terms of the resettlement work, news media would urge the unit responsible for the project to take remedial actions. 5) In the entire process, news media pays heed to special groups of people (women and vulnerable groups, etc.) and special cases, which will make up the negligence and shortcomings committed by implementation organs in this regard. 11.5 Public participation meeting 11.5.1 Official public participation meeting jointly organized by the World Bank Waste Water Treatment Project Company and THE GREEO This kind of meeting is convened by the Waste Water Treatment Project Company on an irregular basis as needed. The topics for discussion in the meeting, size of meeting and participants to be invited may vary as per actual needs. Each meeting is subject to monitoring by an independent monitoring organ. Each meeting of this kind will invite representatives and women in particular from vulnerable groups (if any) for participation. 11.5.2 Public participation meeting and visit organized by an independent monitoring organ An important responsibility undertaken by an independent monitoring organ is to carry out public participation and consultation activities, which also serves as a significant method for conducting independent monitoring. An independent monitoring organ will convene small-sized public consultation meetings regularly (at least once every two months) in different regions. A meeting of this kind is attended by different categories of people, thus the topics for discussion, size of meeting and participants to be invited would vary accordingly. Possible forms of a meeting of this kind cover affected household consultation meeting, affected shop owners consultation meeting, major groups discussion meeting (by gender, age, income level, interest and vulnerable group, etc.). Each meeting will invite representatives and women in particular from vulnerable groups (if any) for participation. The World Bank Waste Water Treatment Project Company and the GREEO will dispatch personnel to take part in regular meetings. In addition to regular consultation meetings, it is also allowed to pay irregular visit to PAPs as needed, thus to receive the latest information and feedback opinions. 11.5.3 Organization of on-site consultation meeting: On-site consultation meeting is the most prevailing form of public participation meeting. It acts as a platform for interaction between PAPs and resettlement action implementing unit plus independent monitoring unit, thus realizing information disclosure, collection of feedback opinions, and discovery of existing problems, etc. Organization of on-site consultation meeting under Guangzhou Waste Water Treatment Project will take place as per the following procedures: 1. Stage of preparations for meeting: 1) Determination of the topics for discussion in the meeting, and size/venue/time of meeting 2) Pursuant to arrangements of topics for discussion in the meeting, to invite representatives of participating governmental agencies (and non-governmental organs). The Waste Water Treatment Project Office, the GREEO, related resettlement implementing unit, and independent monitoring organ must dispatch representatives to participate in each meeting . 3) To file an application for holding a meeting to the public security organ, and request police force to keep order in the site. 4) To invite relevant news media to report the meeting accordingly. 5) To prepare for related publicity materials and manuals for distribution purpose, such as "Resettlement Information and Data Manual" and "Instructions on Transactions of Housing Property Rights", etc. 6) To make public information about the meting, such as the time, venue of and topics for discussion in the meeting, on newspapers; and notify the PAP's by phone or short message on mobile phone of the meeting, thus to ensure the PAP's to exercise their rights of public participation. 7) To arrange the meeting site. 2. State of convening the meeting 1) The emcee introduces the guests, topics for discussion in the meeting, and meeting procedures. 2) The resettlement implementation unit introduces the project profile and principle of compensation for resettlement reason. 3) Representatives of related units make speeches concerning the set topics for discussion in the meeting, and introduce on what fronts that their units could help PAPs. 4) Collective Q&A session: PAPs ask questions, which are answered by representatives from related organs (allowed to take place after each representative's speech, or all the representatives' speeches). 5) Free consultation session: PAPs directly converse with representatives from related organs face to face, and raise questions that they are concerned about, which are to be answered by representatives from related organs. 6) The resettlement implementation organ and independent monitoring organ make records of conditions about the meeting site, in writing, by photographing or video recording. 7) A complaint stand is set up on the site. Working personnel are sent by Resettlement Organ and independent monitoring organ jointly. 3. State of after-meeting sorting, tracing and reporting 1) The Resettlement Organ (independent monitoring organ) sorts out and summarizes the information collected in the meeting site, and compiles a summary for the meeting. 2) As to those issues encountered in the course of summarizing the meeting (inclusive of business issues and complaints), it is required to fill out an Appeal Form and render it for filing with the project owner; and then to have the implementation organ trace down, handle and report the feedback information (the handling procedures shall be the same as grievances and appeal procedures). 3) The Resettlement Organ (independent monitoring organ) shall include the summary of on-site consultation meeting, disposal result of issues, feedback information into the current internal (external) monitoring report, so that the project owner and the World Bank could know what problems exist and take corresponding measures for improvement in time. 11.6 Signing of "Agreement upon Compensation for Resettlement Reason" Before signing the "agreement on compensation for resettlement reason" with PAPs, the company liable for the World Bank Waste Water Treatment Project and the GREEO will jointly organize and convene in different regions a consultation meeting upon demolition and resettlement work, and put up pictures and related materials in descriptions of the resettlement sites on the meeting site, thus to allow PAPs to know about the supporting service facilities in the resettlement site, such as environment, traffic facilities, commercial outlets, schools, telecommunication equipment and medical care institutions. The PAPs can also access the resettlement house sources database through Internet at the office premises of the resettlement implementation organ, thus to directly search an appropriate resettlement house, and have a visual knowledge of the candidate house as arranged by -7 1 the implementation organ. All these will facilitate the PAPs to make their personal choices. Working personnel liable for demolition work will refer to the "agreement upon compensation for resettlement reason" to conduct full consultations repeatedly with PAPs, and visit the houses of the PAPs for signing the "agreement upon compensation for resettlement reason". If any project-affected person dissents from his or her resettlement proposal, and holds adequate reasons to justify his or her viewpoint, it is then allowed to adjust the resettlement proposal providing Resettlement Document is not violated, thus to satisfy the PAPs to the maximum degree. 11.7 The PAP's satisfaction investigation The PAP's satisfaction investigation directly manifests the comments of the PAP's on the quality of Resettlement Organ's work and resettlement work. It is not only a mode of public participation, but also an effective means of implementation of internal monitoring by the Resettlement Organ. The findings of the PAP's satisfaction investigation enable the Resettlement Organ to understand demands of the PAP's in time, find out the weak links and shortcomings existing in the resettlement work, and thus adopt measures to constantly improve its work quality and service skills level. Major contents of investigation on the satisfaction investigation form (see the Monitoring Form-9) include: 1) Satisfaction of Information Disclosure Plan 2) Satisfaction of public participation and consultation activities 3) Satisfaction of resettlement work process. 4) Satisfaction of complaint, appeal and consultation. Chapter 12 Grievances and appeal In order to maintain the interests of the PAPs in a better way, the project will set up a convenient, quick, open and effective appeal mechanism, through which the PAPs can lodge an appeal towards any problem arising from the resettlement work. 12.1 Functions of appellate body 1. To prevent the PAPs' rights and interests from damage. Establishment of grievances and appeal mechanism will facilitate the PAPs to air their opinions and suggestions on the resettlement work on all fronts, and enable the implementation organ to find out existing problems in time and take effective measures, as well as prevent the PAP's from suffering damage. 2. To bring public monitoring into full play: Proper disposal of problems and provision of feedback information manifest the concern of the project office towards the PAPs, and help eliminate the distrust entertained by the PAP's and urge them to get involved in the public participation and consultation activities on enhanced initiatives. 3. To establish a fresh image of the Resettlement Organ: Justifiable grievances and appeal stem from the internal management loopholes of the Resettlement Organ and in-coordination outside the Resettlement Organ. Although grievances and appeal unveil such defects, the Resettlement Organ will have a sound public image established and strike up solid relationships based on mutual trust with the PAP's, so long as the appellate organ could tackle these defects properly. 4. To improve the service quality constantly. In the Guangzhou Waste Water Treatment Project, Resettlement Organ will play a role featunrng "more as a service provider and less as an administrator", and make constant efforts in enhancing the satisfaction of the PAP's of the resettlement work. Therefore, establishment and operation of the appellate organ will help the Resettlement Organ acquire feedback information concerning the quality of resettlement work in time, and employ improvement measures consistently to improve the PAP's satisfaction of its service quality. 12.2 Appellate body The project will organize a complaint handling team, make public a Complaint Hotline Number, thus to handle public consultation and complaints. This team is planned to comprise five persons, inclusive of one team leader (who shall play the role of Director for the Independent Monitoring Office concurrently), and four team members (two of whom come from the independent monitoring organ, one from the company liable for the World Bank Waste Water Treatment Project, and the other one person from the resettlement implementation unit. 12.3 Appeal procedures Step 1: any person is allowed to lodge complaints to the complaint handling team in writing or orally if he or she deems that his or her right(s) has (have) been violated on fronts of resettlement and compensation work. In case of oral complaint, members in the complaint handling team shall make detailed records and tidy up such records. All the complaints shall be categorized by the complaint handling team firstly; then the team will contact pertinent responsible organs to tackle these complaints. The complaint handling team shall render its settlement suggestions within two weeks. Step 2: if the complainant does not feel satisfied with the settlement suggestions rendered by the complaint handling team, he or she can lodge a complaint to the People's Government in jurisdiction (competent superordinate authorities governing the resettlement implementation organ) in writing within the following one month after receipt of the settlement suggestions. The People's Government in jurisdiction shall present settlement opinions within the ensuing 3 weeks. Step 3: If the complainant is not satisfied with the settlement suggestions presented by the People's Court in jurisdiction, he or she can lodge a complaint to Guangzhou Municipal Government in writing within the ensuing one month after receipt of the resettlement suggestions. The "Mayor's Mailbox" is responsible for receiving complaint letters; and Guangzhou Municipal Government will render settlement suggestions within three weeks. Step 4: if the complainant is still not satisfied with the settlement suggestions put forward by Guangzhou Municipal Government, he or she can initiate legal proceedings to the local People's Court in accordance with the Code of Civil Law of the People's Republic of China within the ensuing 15 days after receipt of the settlement suggestions, so that the court will try the case and render an award, or apply for administrative adjudication. PAPs can lodge complaints on any front with regard to the resettlement and rehabilitation work, including payment for compensation fee, and distribution of resettlement house, etc. Detailed procedures of complaint and appeal will be publicized widely in the public participation and consultation meeting, and put up at the office premises of the resettlement implementation body and complaint handling team. These contents will also be included into the "Resettlement Information and Data Manual", which is to be distributed to all the PAPs prior to the resettlement implementation work. 12.4 Appeal response mechanism Appeal response mechanism refers to a kind of internal monitoring mechanism established by the Resettlement Organ in the appeal course. Establishment of such a mechanism is of importance, which is manifested in the following respects: 1) Timely response made to those households subject to demolition shows that the project implementing unit pays attention to these households subject to demolition. It not only protects the rational rights and interests of these households, but also maintains their initiatives for public participation. 2) Timely response made to the project owner and implementation unit points out those problems and shortcomings existing in the resettlement work, so as to arrest the attention from relevant parties for the purpose of rectification. An effective appeal feedback mechanism comprises standardized records, automated tracing and regular reporting system. 12.4.1 Standardized records Contents of standardized records are the foundation of information gathering, categorization and recovery. Major contents on the appeal record sheet (the format of which is shown in the monitoring form -7) include: 1) Profile of complainant Name, address and contact number of the complainant, etc. 2) General descriptions of appeal affairs Date, time and mode of appeal. Target of appeal, contents of appeal, etc. 3) Profile of respondent: Name, work unit, contact number of the respondent, response content, and date of response, etc. 4) Description of examination: Name of examiner, and response to examination, etc. 12.4.2 Automated tracing: Appeal may involve a wide range of contents. Members with the complaint handling team alone cannot resolve all the problems. Therefore, it puts a premium on the necessity of appointing corresponding professionals or pertinent organs to make responses to appeal matters. Such a kind of appointment will give rise to tracing of appeal handling course, thus to guarantee the complainant to get a response within a specified period of time. The project will utilize computer system to realize such functions as automated tracing of appeal forms, pre-alarm on expiration of appeal time, cross examination by members in the appellate team of the effects of responses, etc. by means of the operation of appeal forms on the URRP system. In this way, it is possible to prevent delay, omission and fraudulence from arising in making responses to appeals, so as to enhance the working efficiency of the entire appellate team and improve the effectiveness of the team's work. Procedures of appeal by means of automated tracing are described below: < I b ...... N'_-IT-11-'ki W 12.4.3 Regular reporting system Reporting is the last step of realizing feedback information. The above mentioned tracing procedures have basically realized collection of feedback information from the PAP's, project owner and project implementation unit. However, such feedback information is generated for each specific appeal. Thus, it becomes necessary to analyze and report the holistic conditions of all the appeals within a specified period of time, on fronts of: 1) Status of those appeals that no response was made to in the preceding phase: 2) Major problems disclosed by those appeals arising in the current phase, such as: Hasn't the policy been publicized widely enough? Are the trainings on working personnel enough? Have different units/bodies failed to coordinate with each other adequately? Is there any fraudulent practice or management loophole? 3) Suggested countermeasures and rectification measures These contents can form up a separate report or be manifested in regular internal monitoring reports. Chapter 13 Monitoring and evaluation 13.1 Internal monitoring Internal monitoring refers to a means of internal control by conducting regular examinations of the implementation conditions of resettlement work in reference with the Resettlement Program and contents under the "Resettlement Documents, providing necessary feedback information, so as to find out existing problems as soon as possible, and adopt adjustment measures, ensure the project to proceed on as scheduled, and realize resettlement objectives. 13.1.1 Implementation organs and their working procedures The company liable for Guangzhou-based the World Bank Waste Water Treatment Project is responsible for conducting internal monitoring over the effects and influence of the "Resettlement Implementation Plan". The company liable for the Waste Water Treatment Project will undertake the internal monitoring task with regard to the organization of resettlement work as a whole, and ensure all the responsible units to adhere to the time schedule and the principles under the "Resettlement Implementation Plan". During the course of implementation of resettlement work, the company liable for the World Bank Waste Water Treatment Project will collect information from each of the resettlement implementation units, fill in a form of fixed format, and verify and analyze the collected information, thus to examine if the resettlement work conducted by each of these implementation units has conformed to the requirements under the "Resettlement Implementation Plan" and "the World Bank Business Manual" (BP 4.12, OP 4.12, and OP 4.12 --- Appendix A). The company liable for the World Bank Waste Water Treatment Project will realize regular and irregular monitoring by means of standardized format and real-time information via the URRP system collection and data updating. The company liable for the World Bank Waste Water Treatment Project will share related component parts of the database with each of the resettlement implementation units. 13.1.2 Purpose and usefulness The purpose of internal monitoring is to enable the Resettlement Organ to discover existing problems in, and variations arising from the resettlement course in time, and thus allow resettlement measures to go through corresponding adjustments to tackle these problems and variations, and ensure the realization of resettlement objectives. During this process, the usefulness of internal monitoring is manifested on the following fronts: 1) To provide decision-making information for internal organizational management and external coordination by Resettlement Organs at all levels. The rationality and scientificalness in terms of internal organizational management of an resettlement organ will have an overwhelming influence on the efficiency and quality of resettlement 1'7'7 work; meanwhile, implementation of resettlement work also requires coordination and cooperation with governmental agencies at all levels, such as housing property administration and State-owned land resources bureau, city planning bureau, and tax bureau, etc. Therefore, problems and shortcomings existing on such fronts can be found out through monitoring, thus to lay down a foundation for formulation of adjustment measures. 2) To provide useful information for decision-making by resettlement organs at all levels in terms of redeployment of their resources (including manpower, capital fund and technology, etc.). If the organization management and external coordination are likened to be the framework of the PAP's resettlement work, then various resources serve as blood. The PAP's resettlement work deals with "people", and involves a myriad of variables (for example, PAP's may change their choices of resettlement modes repeatedly). Therefore, monitoring can find out the surplus and shortage of various resources in time, and offer reference information to facilitate redeployment of resources. 3) Realize experience accumulation and learning process: Internal monitoring is a course of collecting feedback information uninterruptedly and offering reference information for the decision-makers of Resettlement Organs. This course will witness accumulation of information, dissemination of experience and enhancement of learning. In particular under the Guangzhou Waste Water Treatment Project, on the one hand, the project coverage covers each of the urban districts, rural quarters within the city's territory, and rural areas in suburbs; the concrete work methods of the resettlement implementation body in each region will vary by geographical region, object of implementation, and cultural background. This offers a very good opportunity for the project owner to accumulate experience. On the other hand, resettlement implementation organs in different regions can also learn from each other, as they have to handle some common tasks. Hence, the comparative information provided by means of internal monitoring is of great significance for guiding the work in the ensuing stage in each region and enhancing the coordinating abilities of the project owner. 13.1.3 Course of internal monitoring: Internal monitoring is a cyclic system. The internal monitoring under the project comprises: data gathering and preliminary analysis stage, integrative analysis of data stage, reporting and feedback information collection stage, and reorganization and adjustment stage. The relations among these stages are illustrated in the figure below: 1'7Q ------ 3 < ~ ~~F 5; 6 8 9 6~~~~~~~~~~~~~~~~~~~1 18 I19 1 20 21 22 1. resettlement objectives 2. resettlement measures 3. restructuring and adjustment stage 4. organization, flow setting, restructuring 5. deployment and adjustment of resources 6. data collection and preliminary analysis stage 7. organizations 8. progression 9. quality 10. coordination 11. personnel 12. time analysis 13. plan 14. funds 15. house sources 16. complaint and appeal 17. satisfaction 18. integrative analysis of data stage 19. organizational flow effects 20. effects of resources deployment 21. reporting and feedback information collection stage 22. opinions and suggestions Data gathering and preliminary analysis stage: Realization of resettlement objectives has to be guaranteed by means of resettlement measures; while implementation and enforcement of resettlement measures chiefly hinge on the organization chart and flow structure of the project resettlement organ, and deployment and utilization of relevant resources. Therefore, the direct objects of internal monitoring data gathering are organization, flow and resources configuration; while the concrete contents of collection are a series of major, branch and detailed indicators manifested by two objects. We hereby explain major and branch indicators only here; please refer to the explanations to detailed indicators in 11.1.5 -- monitoring criterion and form. 1) Organization Monitoring is conducted chiefly towards the holistic conditions of the organization, including: * Coordination Coordination with pertinent external the resettlement organs, internal resettlement implementation bodies at all levels, and the PAPs (such as the PAP's, etc.). Manifested in such concrete forms as: joint working meeting, public participation meeting, seminar, consultation meting, and purpose of meeting. * Personnel Qualities, availability rate, training and examination of personnel, etc. * Time analysis To make statistics of the time spent on the resettlement in each of the working steps in the course of implementation, calculate the working efficiency of each working procedure, and find out those bottlenecks blocking the work progress. 2) Progression Mainly refers to data gathering as per the concrete progression of resettlement work, including: * Plan Reasons for adjustment of plan, quantity and influence of adjustment. * Fund Availability of fund, payment for fund, and utilization of fund (for re-construction purpose), consistency with the plan, existing disparities and reasons. * House source Availability and distribution of house sources, consistency with the plan, existing disparities and reasons. 3) Quality Principally refers to data gathering with regard to the quality of resettlement implementation work, including: * Complaint and appeal To make statistics of complaints and appeals, collect the information about frequency of complaints and appeals on various issues arising from different categories of the PAP's, and manifest the quality of resettlement work. * Satisfaction To visit the PAP's on initiatives, collect the information about evaluation results and satisfaction survey findings of different categories of the PAP's (vulnerable groups in particular) towards the resettlement work in each of the working stages, and analyze the effects of various activities and the quality of immigrant work. 2. Integrative analysis of data stage: In this stage, the project owner --- the company liable for the World Bank Waste Water Treatment Project will summarize, analyze, and compare vertically (among different periods of time) and horizontally (among different implementation units and regions) those monitoring report forms rendered by each of the implementation units, examine the implementation results and effects of measures in the preceding stage, evaluate holistically the coordination among, organization of and distribution of resources in different organs under the entire Waste Water Treatment Project, summarize existing problems and experience worth of dissemination, and form up improvement and adjustment measures for next phase. 3. Reporting and feedback information collection stage In the course of resettlement implementation, resettlement enforcement bodies at all levels shall fill out the monitoring report forms and compile explanatory notes accordingly every two months, and submit them to the company liable for the World Bank Waste Water Treatment Project by the 5 th day of the ensuing month. The company liable for the World Bank Waste Water Treatment Project shall summarize and analyze these report forms, and convene joint meetings to discuss the existing problems and countermeasures. 4. Reorganization and adjustment stage: The project owner refers to the report contents and results of meeting discussions to make decisions on organization, flow restructuring and redeployment of resources, adopt necessary measures to ensure the progression and quality of resettlement work. Implementation of these measures stand for the start of another new round of internal monitoring. 13.1.4 Usefulness of the URRP in internal monitoring Possession of information is the basis of conducting internal monitoring. As to such a cross-regional and large-sized resettlement project as Guangzhou Waste Water Treatment Project, the traditional mean of manual monitoring is hardly able to achieve satisfactory results apparently. Therefore, it is necessary to usher in modern management techniques. The URRP is a management information system that runs through the entire course of resettlement work. It plays an important role in both the data gathering and preliminary analysis stage, and integrative analysis of data stage in the course of internal monitoring. 1. Enhancement of effectiveness of information for a given period of time The URRP is an information integration system. It records the pertinent information about each task and activity when it just arises. The categorization, arrangement and summarization of information are all automatically completed by the system. Such a mode of information collection replaces the practices, which require after-event categorization & '"Q arrangement of information and summarizing & reporting at each level, under the manual mode, and allows statistical and analyzing personnel to spend 20% of their time in collecting data, and 80% in analyzing data. In this way, the efficiency of monitoring work is enhanced by leaps. 2. Enhancement of information accuracy The URRP is a timely control system, and has strict and standard definitions on various kinds of data, as well as conducts automatic testing of data when data are entered. Therefore, different Resettlement Organs all adopt the same standardized data language for communications under the URRP system, which thus alleviates the statistical workload at each level, reduces gaps and omissions in data and categorization errors incurred by different understanding during the reporting course, and ensure the accuracy of monitoring work. 3. Realization of creative thoughts of monitoring work Monitoring is a rather complicated task. In particular during the course of integrative analysis, different combinations among, cross indexing and correlation analysis of data enable statistical and analyzing personnel to find out in-depth problems, and thus allow the monitoring work to generate better results. However, such treatments are very hard to complete manually, because it means that the original statistical thought is broken, and the former manual statistical forms have to be re-designed; all these will cost a bomb. Therefore, in consideration of cost effectiveness, statistical personnel will usually give up the idea of creating something new, but resort to use the old way of thinking, which but brings down the effectiveness and usefulness of monitoring work dramatically. The URRP's flexible combination and automated cross indexing of basic data sources equip statistical personnel with added dynamics in pursuing a creative way of monitoring. In the meantime, application of URRP also brings some new monitoring indicators, such as time analysis indicator. That means the consumption of time by each task will be recorded and used for analyzing the working efficiency and bottlenecks. This is something that cannot be imagined under the manual system. 13.1.5 Internal monitoring criteria Internal monitoring criteria are to standardize and tabulate monitoring information for the purposes of facilitating statistics, comparison and analysis of monitoring information. The internal monitoring forms under the project is divided into two major categories: foundation form and analysis report form. 13.1.5.1 General descriptions of foundation form and analysis report form Foundation form is used to collect and make statistics of original data. During the course of implementation of a project, this kind of form usually has a fixed format, so as to ensure the consistency and comparability of data. Foundation form is the data source and information basis of analysis report form. Analysis report form is used to make statistics, categorize and compare among the original and current data in the same foundation form, and those data in different foundation forms by means of analyzing the contents on the foundation form, thus to find out the correlation among data and phenomena manifested by such data, and also to identify those problems that may exist in the implementation course of a certain resettlement task or a number of related resettlement tasks in a more comprehensive manner. Different statistics and analyses bear different analysis thoughts and cognitive capabilities, while utilization of URRP can bring into full play such a creative way of thinking. Therefore, compared to foundation form, analysis report form is of enhanced flexibility. In this sense, after being approved by the project owner, analysis report form can have its contents added, reduced or adjusted. 13.1.5.2 Foundation form and operating criteria l. On front of Resettlement Organ: (1) Forms: * Statistical sheet of resettlement working personnel (see details in the monitoring table 1 attached to this chapter) * Sheet on descriptions of Resettlement Organs (attached with an organization chart illustration) (see details in the monitoring table 2 attached to this chapter) * Summary sheet of descriptions of Resettlement Organs (attached with an illustration chart of relations among project-related organs at all levels) (see details in the monitoring table 3 attached to this chapter) * Statistical sheet upon information disclosure conditions (see details in the monitoring table 4 attached to this chapter) * Statistical sheet upon public participation and consultation conditions (see details in the monitoring table 5 attached to this chapter). ( 2 ) Requirements: * Resettlement Organs at all levels in relation to the project need to fill out the monitoring tables 1, 2, 4 and 5 attached to this chapter, and render the filled tables to the project owner every 2 months. * The project owner needs to summarize the data reported by subordinate Resettlement Organs at all levels, and fill out the monitoring tables 2, 3, 4 and 5 attached to this chapter, and report to the World Bank every 6 months. 2. Progression of resettlement work Forms: * Please see the contents of this part in Chapter 5 under the "Materials, Forms and Operating Criteria with Regard to Guangzhou Civil Works on fronts of land requisition, demolition, pipeline removal and searching, budgeting, contract and budget examination and approval, payment, progression statistics, examination and approval of final accounts, etc.". * Statistical sheet upon modes of resettlement (see details in the monitoring table 6 attached to this chapter). * Plan adjustments form (see details in the monitoring table 7 attached to this chapter). In order to realize the dynamic monitoring function in the resettlement budgeting plan, it is required to amend into the original budget plan when any variations arise from the budget plan on account of design changes, revision of red line borders and compensation policy (or price), thus to make sure the plan is able to supervise upon the actual practices. In the meantime, timely approval of the plan also manifests the working efficiency of the project owner and the effects of project management and supervision. 3. On front of resettlement work quality: 1) Forms: * Complaint and appeal records sheet (see details in the monitoring table 8 attached to this chapter). * Complaint and appeal statistical sheet (see details in the monitoring table 9 attacked to this chapter). * Immigrant satisfaction investigation sheet (see details in the monitoring table 9 attacked to this chapter). * Immigrant satisfaction investigation statistical sheet (see details in the monitoring table 11 attached to this chapter) 2) Requirements: The project owner is responsible for the total quality control work, and handling the registration and statistical work regarding routine monitoring tables 8 and 10 (attached to this chapter) properly, as well as summarize information and fill out the monitoring tables 9 and 11 (attached to this chapter). 13.1.5.3 Analysis report form and operating criteria The analysis report form under the project has been designed according to the former resettlement experience of Guangzhou city, which assume the rationality and usefulness of these forms. If these assumptions are found to deliver little usefulness or not to exist at all in the course of implementation of the project in reality, then it is required to make adjustments into these analysis reports. 1. On front of Resettlement Organs: 1) Assumptions and forms: Assumptions: the efficiency of a Resettlement Organ in each of its work links manifests the overall qualifications of its organization holistically and its personnel. Thus, time analysis of and comparison between work links are of great significance for the purpose of analyzing and enhancing the abilities of Resettlement Organs at all levels. Form: analysis form of time consumption by each step in the resettlement work (see details in the monitoring table 12 attached to this chapter). 2) Operation: This form is worked out by the project owner through summarization of records and information of the URRP system. The project owner shall refer to the statistical results every two months to find out problems existing in the work links, urge those resettlement enforcement bodies whose work time apparently exceeds the average value to adopt improvement measures, and disseminate the experience and practices of those counterpart bodies whose work time is apparently less than the average value, thus to allow the resettlement organs at all level involved in the project to share proven experience and knowledge. 2. On front of resettlement work progression: 1) Assumptions and forms Assumptions: discovering and analyzing the disparity between the actual progression of the project and the dynamic plan will help initially identify the problems existing in the working process and find out the reasons of occurrence of these problems. Form: analysis form of disparity between the resettlement project progression and plan (see the details in the monitoring table attached to this chapter). 2) Operation: This form is filled out by each of the implementation units and submitted to the project owner for the purpose of summarizing the analysis results of each of these units with regard to the disparity. Requirements are as follows: 0.95 < specific value < 1.05: slight disparity, unnecessary to make explanations. 0.9 < specific value < 0.95 (or) 1.05 < specific value <1.1: relatively big disparity, it is necessary to explain the reasons for occurrence of disparity (in terms of quantity or price). Specific value <0 .9 (or) specific value > 1.1: big disparity. In addition to explaining the reasons for occurrence of the disparity, it is also necessary to explain which remedial or treatment measures to be taken. 3. On front of resettlement work quality: 1) Assumptions and form: Assumptions: implementation performance of information disclosure, public participation and consultation, complaint and appeal activities is closely linked with the PAP's' sense of satisfaction in these activities and the progression of resettlement work. Analysis of correlation among these contents will help redeployment of resources and implementation of work in the ensuing stage. Form: comparison and analysis form of resettlement work quality (see the details in the monitoring table 14 attached to this chapter) 2) Operation This form is filled out by the project owner according to those pertinent report forms rendered and summarized by different regions. Besides, the project owner shall refer to the analysis results, and formulate and adjust the work tasks in the ensuing stage. The project owner is liable for encouraging all the enforcement organs to learn sound practices and solid experience from each other. 13.1.6Submission of internal monitoring report During the resettlement implementation course, the company liable for the World Bank Waste Water Treatment Project will render an internal monitoring report to the World Bank every 6 months. The first report is to be submitted within the ensuing 7 th month commencing from the date of resettlement implementation. After completion of resettlement implementation work, the results of internal monitoring over any resettlement affairs left over will be reported to the World Bank by January 31 of each year. 13.2 Independent monitoring and evaluation The purpose of independent monitoring and evaluation work is to examine resettlement activities via an organ independent of the company liable for the World Bank Waste Water Treatment Project, check the overall implementation conditions of resettlement activities holistically from a wider and longer-standing perspective, thus to help the resettlement organ to realize the objectives under the "Resettlement Implementation Plan", and ensure the PAPs to play an active role in the course of their own rehabilitation. The independent monitoring organ will refer to those Guangzhou Waste Water Treatment Project Resettlement Documents approved by the World Bank, monitor and evaluate: * Functional operations and suitability of the network of resettlement organs (including the company liable for the World Bank Waste Water Treatment Project). * Variations in terms of the living standard of the PAPs and the suitability of the degree of rehabilitation. * Adaptability of the PAPs towards a new way of living. 13.2.1 Responsibilities of independent monitoring organ The independent monitoring organ will serve as an independent third party involved in the resettlement work under the World Bank Waste Water Treatment Project, and evaluate the operating conditions and effects of the resettlement work, as well as forecast those problems that may arise in the course of realization of the objectives as stated under the "Resettlement Implementation Plan". To be specific, the independent monitoring organ will carry out the following activities: * Fundamental investigation and tracing investigation * Informal visit * Public consultation meeting * Complaint matters The independent monitoring organ involved in the resettlement work under Guangzhou Waste Water Treatment Project is to be determined. 13.2.2 Fundamental investigation and tracing investigation: Fundamental investigation and tracing investigation are one of the major methods for determining the variations in terms of the living standards of the PAPs. In order to carry out an investigation over the living standards, the independent monitoring organ needs to complete: 1. Questionnaire design and test: When designing the living standards investigation, it is required to take into account the material and cultural elements in the local region, and make use of qualitative and quantitative methods to monitor the variations in terms of living standards. The designed questionnaire has to go through a practical test to have its in-reality effects observed and improved accordingly. 2. Training of investigators: Improved questionnaire shall be used to train up investigators, thus to enable them to grasp the purpose, methods and basic skills of investigation. 3. Editing and coding of investigation findings Head for the investigation team is responsible for supervising the working performance of investigators, verify and edit face-to-face all the filled out questionnaires prior to coding and filing these questionnaires on the date when the investigators complete the questionnaire-based investigation. 4. Sampling of affected people and control groups Based on the general investigation data, the sampling size is determined as follows: * Affected (common) household: 10% * Affected stores: 25% * Affected enterprises and institutions: 10% * Vulnerable group: 25% * The ratio of affected households to households in the control group: 1:1 or so When conducting the tracing investigation, it is necessary to guarantee to interview the same households as those interviewed in the course of foundation investigation. 13.2.3 Informal visit: Informal visit to the PAPs utilizes observation method to supplement and amend into the shortcomings in formal visit. Concrete methods of informal visit include: mass discussions on major topics, in-house visit to the PAPs, interview with experts acquainted with local conditions and customs, on-site observation of participators and the resettlement course, etc. 13.2.4 Public consultation meeting: The independent monitoring organ will organize and convene a public consultation meeting attended by the PAPs regularly (at least once every 2 19Q7 months). Each of these meetings is to be participated by categorized the PAPs (including those from vulnerable groups, and women in particular) in a selected region. Monitoring of these meetings allows the independent monitoring organ to collect information on the following fronts for evaluation: * Participation by the PAPs . Issues that the PAPs are concerned about and their implementation effects. * Understanding of the PAPs of rehabilitation measures, and actual effects of rehabilitation measures. * Other desires and demands of the PAPs. The independent monitoring organ will report the results of public participation and consultation activities to the company liable for the World Bank Waste Water Treatment Project. During the course of resettlement implementation, the monitoring and evaluation report rendered in writing will include a specific chapter which is specialized in reporting the implementation conditions and results of public participation and consultation activities. 13.2.5 Complaint matters The independent monitoring organ sets up a complaint handling team, which will be put into service by two weeks in advance of the conclusion of the agreement upon compensation for resettlement reason. The complaint handling team will set up a mailbox and a hotline phone number, which are used to receive and listen to the PAPs' complaints. The independent monitoring organ will also refer to the records on the complaint sheet, spot check and trace the handling course of some complaints and the complainant's satisfaction, thus to know the operation and effects of complaint matters; when necessary, the organ will put forward improvement suggestions, thus to facilitate the progression and enhance the efficiency of the complaint handling work. 13.2.6 Monitoring indicators: The independent monitoring organ will also render suggestions to the company liable for the World Bank Waste Water Treatment Project during the course of preparations for and implementation of the Resettlement Implementation Plan and monitor the following indicators: 1. Resettlement Organ * Consistency between demolition resettlement activities and resettlement policy * Organizational management, internal control and adaptability of the network of the resettlement organ * Accuracy of internal monitoring report 2. Progression of resettlement work * Timely preparations for and adequacy of resettlement sites and compensation funds. * Timely removal and developments of the PAPs. . Rationality of compensation to the PAPs and qualified units and punctuality of payment for compensation fees. * Rationality of distribution of housing property (including: where resettlement site is, on which floor, and internal area, etc.) 4. 3.Rehabilitation of living and production conditions * Rehabilitation (of abilities of) of the PAPs and vulnerable groups in particular * Removal, replacement and reconstruction of infrastructure facilities * Rehabilitation of production of affected enterprises * Utilization and channels of consumption of compensation fees to affected rural villages. * Timely provision of other allowances as agreed (such as traffic and removal allowances, reimbursement for loss of income or wages/salary, occupancy of provisional business premises, etc.) 4. Others * Adequacy and rationality of public consultation and participation * Listening to and settlement of complaints by the PAPs 13.2.7 Personnel in charge of implementation of independent monitoring The independent monitoring organ is subject to guidance by a director who has at least 5 years' experience in conducting population investigation and project monitoring. This organ has to be furnished with experts, scholars and professionals with solid lore in terms of sociology, anthropology, economics, auditing science, and engineering techniques, etc. (among others, at least one female member should be available). In the same breath, this organ shall also possess capabilities in terms of data management, statistical analysis, profitability evaluation a social benefits evaluation, and solid experience in conducting qualitative investigation. 13.2.8 Submission of independent monitoring and evaluation report During the course of resettlement implementation, the independent monitoring organ shall render a monitoring and evaluation report to the company liable for the World Bank Waste Water Treatment Project every two months; and render a monitoring and evaluation report to the World Bank every 6 months (via the company liable for the World Bank Waste Water Treatment Project). The first ever report to the World Bank shall be submitted within then 7th month commencing from the date of resettlement implementation. Following each fundamental investigation and tracing investigation, the independent monitoring organ shall render an investigation report to the company liable for the World Bank Waste Water Treatment Project and the World Bank (via the company liable for the World Bank Waste Water Treatment Project). 13.2.9 Follow-up activities after reporting -ion After the independent monitoring organ has rendered the monitoring and evaluation report, the company liable for the World Bank Waste Water Treatment Project will work with the GREEO, independent monitoring organ and other pertinent organs to discuss, and put forward a follow-up action proposal towards those problems the existence of which has been proven in the monitoring and evaluation report. Each monitoring and evaluation report shall include: * Reporting of solutions to those problems the existence of which has been proven in the preceding report, plus implementation conditions and effects of such solutions. * Reporting of follow-up actions of each pertinent organ after the discussions on the preceding report. * Attachments to this chapter: Monitoring table 1 -- Monitoring table 14 * (Among others, the monitoring table 9 and monitoring table 10 to be added in). Statistical Sheet upon Profiles of Immigration Personnel (monitoring table 1) Organization name: Functionality of organization As at - (Month) _ (Date), Highest Professional Post Estimated Actual t Name Gender Age Acadenmc Pfe sspinmlnt (totle) time of of avail, Degree til eatet (il) availability Descriptions of Immigration Organ (organization chart attached) (Monitoring table 2) As at (Month) (Date), - (Year) _____resTieofetalshe Organization name IAddress Time of establishmen Employeesregistry in Actual number of Employees in registry employees Qualifications of personnel Diploma ; Bachelor Master Doctor -Others Number Proportion Number of Proportion Number of Proportion Number of Proportion Number persons in the total persons in the total persons in the total persons in the total persons p e rs o ns ______Juirprofessional Medium professionalToa Junior tiu Senior professional title Others Total title ______title______Number Proportion Number of Proportion Number of Proportion Number of Proportion persons in the total persons in the total persons in the total persons in the total Number p erso n s ______Training records Time of exposure to Timeof exposure to I Contents of training course Number.m. training particip, Organization Organization Time of Duties Number of Actual Persor name adrssabundertaken in the Employees number of Availa name address Establishment project in registry persons ratio Other information Explanations: 1. In the "Functionality of the Organization in the Project" column, it is required to fill out: project owner, immigra external monitoring organ, etc. 2. The "up to standard rate" in the "training records means the rate of those persons who have scored no less than 6 the exam; the rate of high qualification means the rate of those persons who have scored no less than 80 points ir 3. This form is to be attached with an organization chart. Summary information sheet about immigration organization (monitoring table 3) As at (Month) _ (Date), _ (Year) Statistical sheet upon information disclosure and public participation and consultation activities (monitoring tables 4 and 5) Organization name: Names of Mode Time Venue activities Descriptions Sponsor Co-sponsors activiti Explanations: 1. Categorization of contents 1) Project profile 2) Resettlement policy, regulations and procedures 3) Project design proposal 4) Resettlement proposal 5) Avenues of appeal 6) Satisfaction investigation 7) Policy, regulations and procedures of pertinent departments 8) General information 9) Others 2. Categorization of modes of activities: 1) TV 2) Radio 3) Newspaper 4) Publicity manual 5) Others 3. Objects of information publicity 1) Complex 2) Rural immigrants 3) Urban immigrants (residence) 4) Urban immigrants (non-residence) 5) Suppliers of resettlement house 6) Villagers' committee 7) Vulnerable groups 8) Related groups (immigrants) 9) Pertinent departments sheet upon modes of resettlement (monitoring table 6) Statistical Unit: Modes of resettlement Nearby resettlement | Suburban resettlei High-grad Categorization Income grade Compensation High-grade Medium-grade Low-grade Resettlement Resettlement Resettlement Resettlem sites sites sites sites _ High-grade Medium-grade Residence Low-grade _ occupied by Vulnerable _ _ Sub-total Percentage High-grade Medium-grade Leased Low-grade residence Vulnerable Sub-total Percentage High-grade Medium-grade Non-residence Low-grade Occupied Low-grade By owner Vulnerable Sub-total = Percentage l High-grade l Medium-grade l Non-residence Low-grade leased Vulnerable l Sub-total l | Percentage l _l Total l l l l | Percentage l l l l l _l 'InA Sheet upon detailed adjustments into the plan of the current period (monitoring table 7) As at (Month) _ (Date), - (Year) Unit price Quantity Adjustment Time of Time of Adjustment Adjustment items occurrence approval Unit Period In the Period Unit Period In the beginning current end beginning current ______period period Appeal records sheet (monitoring table 8) Complainant's Age |Gender Address name I I Date of appeal Mode of appeal Category of Appeal______contents______appeal contents Appeal contents The claimed Work unit that the claimed party belongs to party (unit) Name of the T Work unit Department Time of respondent J_____Jemnresponse Response contents Examiner Time of examination 1. If the claimed party turns out a unit, then it is unnecessary Explanations: and "employee card code". to fill in the columns "unit that t 2. The column "mode of appeal" shall be filled in by choosing among such options as "phone/mail/website/visiting/ion the consultation meeting/others". 3. "Category of appeal contents" column shall be filled in reference to the filled investigation items in the satisfaction investigation form 4. "Examination findings" shall be filled in by choosing among "satisfatory/relatively satisfa( position to appeal further still/complaint deemed as irrational Statistics of grievance and appeal (Monitoring table9) year month date - year month date Description of Type of Table: General table / classified table cliftion: classification: Haizhu_ Constructio Housing Tianhe Liwan n Bureau Bureau 1. Introduction of project_ Inomai. 2. Resettlement policy and regulation Information 3. Entitlement of PAPs _ plan 4. Activities (Forum or consultation meetlga) 5. Method of G/A 1. Consultation meeting _ Organization procedure Content arrangement Quality of staff Q/A___ 2. Forum Public Organization procedure participation Content arrangement and consultation Quality of staff Q/A Type of 3_ Symposium G/A Organization procedure _ Content arrangement Quality of staff Q/A _ 1. Working attitude of resettlement staff 2. Working quality of staff _ Resettlement 3. Selection of resettlement housing _ course 4. Timely payment of compensation _ 5. Working attitude of staff at counter 6. Working quality of staff at counter _ 7. Convenience of procedure at counter 1. Attitude of staff at reception | G/A 2. Attitude of staff for Q/A | 3, Effect of reply | _ 4. Promptness of reply Others _ Prompt reply Time of 1-3 days reply 3-7 days _ More than 7 days Satisfied Quite satisfied Result of Acceptable G/A Not satisfied Intend to further G/A Unreasonable G/A Explanation: This table is divided into General table and classified table. If the classified table needs to be filled in, the classifications Immigrant satisfaction investigation form (monitoring ta The investigated I.D. Card person: code Avenue of Level 1. Information access Avenue of access disclosure plan inform to information 2 In the know now K little know Othe ation 1 1. Project profile 2. Resettlement policy and regulations 4. Issues about personal rights and interests 4. Information about resettlement activities (such as forums and consultation meeting) 5. Method of complaint and appeal 2. Public Level participation and Participation Non-participation Relatively Not Not consultation Satisfactory satisfactory satisfactory concerned Othe 1. Consultation Meeting Organizing procedures Arrangements of contents Qualifications of Personnel Q&A 2. Forum Organizing procedures Arrangements of contents Qualifications of Personnel Q&A 3. Seminar Organizing procedures Arrangements of contents Qualifications of Personnel Q&A 3. Immigration course 1) Work attitude of demolition personnel 2) Service skills level of service specialists 3) Course of choice of resettlement house 4) Timeliness of payment for compensation fees 5) Attitude of service specialists at service counters 6) Service skills level of service specialists at service counters 7) Convenience of handling procedures at service counters 4. Complaint, Level appeal and In contact Not in contact Relatively Not Not consultation Satisfactory satisfactory satisfactor conceed 1) Attitude of receptionists 2) Attitude of respondents_ 3) Effects of response to questions 4) Time and timelines of response Statistics of the satisfaction of the PAPs (Monitoring tablel I) year month date - year month date Filled by: Main Main channel Number of people by g 1. Information Number of channel to obtain to obtain inomto ClaKnwKo DontOhr disclosure plan interviewee informat information Clear Know Kow knot Others on(l) (2) some know 1. Introduction of project______2. Resettlement policy and regulation 3. Entitlement of PAPs 4. Activities (Forum or consultation meeting) 5. Method of G/A Public Number of Number of people by g participation and Number of Number of not consultation interviewee participated participated Satisfied Quite Not Not care Othe ______satisfied satisfied I .Consultation meeting Organization procedure Content arrange ment Quality of staff QIA 2. Forum Organization procedure Content arrange ment Quality of staff Q/A 3. Symposium Organization procedure Content arrange ment Quality of staff QIA Resettlement course 1. Working attitude of resettlement staff 2. Working quality of staff 3. Selection of resettlement housing 4. Timely payment of compensation 5. Working attitude of staff at counter 6. Working quality of staff at counter 7. Convenience of procedure at counter G/Aand Number of Number of Number of Number of people by g consultation interviewee people people not Quite Not done before done before Satisfied satisfied N crsatisfiede i Others 1. Attitude of staff at reception l l l_l_l 2. Attitude of staff l l l_l_I for QIA 3, Effect of reply 4. Promptness of reply Analysis sheet upon time consumption by each step in the immigration work (monitoring Work task items Hai-zhu Yue-xiu Li-wan Tian-he Bai-yun Work task items District District I3: District District f District Mean value Investigation Negotiations on contract Grade 1 Examination and approval Grade 2 of contract Grade_3 Grade 3 Payment as agreed under the contract Handling of complaints and appeal sheet 12) Duration: _ (Month) _ (Date), (Year) Unit: _ Hours Days Explanations: 1. The working time (days and hours) in each work task item shall be calculated commencing from the working personnel's receipt of job order, and ending on the completion of the job by the working personnel and proceeding into the ensuing procedure. 2. In case of payment on installments under the contract, it is required to work out the working for each period respectively. Analysis sheet upon disparity between the dynamic plan and actual progression (monitoring table 13) (Effective since August 2003) Duration: ct name _ (Month) (Date), _ (Year) - ____ (Month) _ (Date), _ (Year) riptions of Residence Leased Non-residence Leased ileted occupied residence occupied by non-residence Rural village lition by owner owner As planned As planned for the for the As planned for As planned As planned for Demolition items current current the current for the current the current period: period: period: period: period: As As recorded As recorded As recorded As recorded recorded actually in actually in the actually in the actually in the actually in the current current period current period current period the current period period Number of households (households) Scale of Number of persons Demolition work (persons) Building area involved in demolition work (square meters) Number of resettlement houses Utilization of (houses/flats) resettlement house Building area of resettlement houses (square meters) Compensation for Compensation fees for waiver of property housing property right and lease rental (yuan/square meter) Compensation fee for suspension of business operation and business operation at another location (yuan/month) 301 Compensation fee for occupancy of temporary establishment prior to the agreed date of delivery (yuan/square meter) Removal fee (yuan/household) Other Telephone line removal compensations fee (yuan/set) Compensation fee for cable TV (yuan/set) Compensation fee for gas pipeline (yuan/household Other compensations (yuan/household) Rural Pipeline villages Ppln As planned As planned for the for the current current period: period: As As recorded recorded actually in actually in the current the current period period 302 Land requisition Number of villages . achievements and Number of mu compensations Amount of compensation (yuanlmu) = ___= Trees Tree planting and Amount of compensation (yuan/tree) erection of Architectural establishment (square architectural meter) establishments Amount of compensation (yuan/square meter) Completion of Length (meter) pipelining Amount of compensation (yuan/meter) ______work______tred by inations: if more than one unit prices are involved in the compensation items, it is then required to work out according to the average value of these unit prices of 'ensations (namely, compensation category I + compensation category 2 + ------compensation category N) IN iomparison and analysis sheet upon the immigration work qualit (monitorin table 14) tems Hai-Zhu Yue-Xiu Dong-Shan Li-Wan Tian-he Fang-Cun tems______District District District District District District Number of information disclosure times mnmigrant Security Number of public participation 4easures and consultation times Time of times of being complained mminrant Information Disclosure Plan 303 ,atisfaction Public participation and Consultation Immigration course Complaint and appeal _ In the following columns, to supply a ratio between as planned for the current period and as recorded actually in the current period) Number of households (households) _ Progression of Number of persons demolition work (persons) 'rogression of Building area mmrgration proect involved in demolition work (square meters) _ Progression of land Number of villages requisition work _ 304 Chapter 14 Project estimate and fund planning 14.1 Overall cost of the resettlement According to the explanation of the total amount of resettlement in Section 2.4.1 of this Involuntary Resettlement Plan the total cost of the resettlement is also divided into two parts: The resettlement cost of this project and the resettlement cost of relevant projects. Among which the resettlement cost of relevant projects will be borne by themselves (see Annex 2 for the detail). 14.2 The resettlement cost for each component 1. The total cost for Dashadi Waste Water Treatment System project is 1,097,879,032.52 yuan (1) The cost for the plant site and pumping stations is 206,199,058.90 yuan (2) The cost for the pipe network is 899,219,242.09 yuan 2. The cost for Liede Waste Water Treatment System (Phase III) project pipe network is 404,839,405.41 yuan 3. The Reconstruction of the Sewage Pipe Networks Project (1) The cost for Liede Waste Water Treatment System pipe network is 31,127,062.96 yuan (2) The cost for Dashadi Waste Water Treatment System pipe network is 508,498,342.82yuan (3) The cost for Lijiao Waste Water Treatment System pipe network is 815,978,179.68yuan (4) The cost for Xilang Waste Water Treatment System pipe network is 64,555,049.59 yuan 4. The cost for the Solid Waster Treatment Center is 35,341,444.35 yuan 14.3 The sharing of the total cost of the resettlement The total cost of the resettlement shared by this project is 646,254,650.45yuan The total cost of the resettlement shared by relevant projects is 2,311 .963,866.88yuan 14.4 The sharing of the resettlement cost for each component 1. Dashadi Waste Water Treatment System Project (1) The resettlement cost shared by this project is 320,033,585.68yuan Among which the cost for the plant site and pump stations is 206,199,058.90yuan (see the attached table - 1) The cost for the pipe network is 113,834,526.78yuan (see the attached table - 2) (2) The resettlement cost shared by relevant projects is 777,845,446.84yuan (see the attached table - 3) 2. The Liede Waste Water Treatment System (Phase III) Project waste pipe network (1) The resettlement cost shared by this project is 119,001,586.12 yuan (see the attached table - 4) (2) The resettlement cost shared by relevant projects is 285.837,819.29 yuan (see the attached table - 5) 3. The Reconstruction of the Sewage Pipe Networks (1) The resettlement cost shared by this project is 171,878,0340.30 yuan (see the attached tables - 10-13) (2) Among which, the resettlement cost shared by Liede WWTS project pipe network is 11,106,304.92 yuan (see the attached table - 10) (3) The resettlement cost shared by relevant projects is 1,248,280,600.75 yuan (see the attached table - 6-9) (4) Among which, the resettlement cost shared by Liede WWTS project pipe network is 20,020,758.04 yuan (see the attached table - 6) 4. Solid Waster Treatment Center Project (1) The resettlement cost shared by this project is 35,341,444.35 yuan (see the attached table - 14) (2) The resettlement cost shared by relevant projects is 0 yuan. Attached table 1: Resettlement cost estimate for Dashadi Project (plant site) borne by this project Item Quantity Unit price Total price Reka 1.compensation for permanent requisition of housing with property rights 1.1 Housing._ 1.2 Business 1.3. Office 1.4. Workshop 1.5 Total 2. Housing on residential plot 2.1 Frame structure 2.2 Composite structure 2.3 Brick and timber structure 2.4 Simple structure 2.5 Shack 2.6 Total 3.Temporary requisition of housing on residential plot with property right 3.1 Frame structure 3.2 Composite structure 3.3 Brick and timber structure 3.4 Simple structure 3.5 Shack 3.6 Total 4. Compensation for constructions without right of land-use 4.1 Frame structure 700.00 4.2 Composite structure 96.00 650.00 62,400.00 4.3 Brick and timber structure 2,069.00 550.00 1,137,950.00 4.4 Simple structure 63.00 350.00 22,050.00 4.5 Shack 4.6 Total 2,228.00 1,222,400.00 5, Temporary structure before expiration 5.1 Used for business 5.1.1 Frame structure 5.1.2 Composite structure 5.1.3 Brick and timber structure 5.1.4 Simple structure 5.1.5 Shack 5.1.6 Total 5.2 Other uses 5.2.1 Frame structure 5.2.2 Composite structure 5.2.3 Brick and timber structure 5.2.4 Simple structure 5.2.5 Shack 2'I 7 5.2.6 Total 5.3 Total 6. Compensation for land 6.1 Paddy field 6.2 Vegetable land 117.18 205,300.0 24,057,054.00 0 6.3 Pound 12.50 125,200.0 1,565,000.00 0 6.4 Orchard 59.12 91,000.00 5,379,920.00 6.5 Woodland 6.6 Unapproved land occupying by plant site 330.36 205,300.0 67,847,384.33 (agricultural land) 0 6.7 Other agricultural land 85.06 84,100.47 7,153,585.98 _ 6.8 Total 604.22 106,002,944.31 7.Compensation for temporary relocation 7.1 Compensation for temporary relocation of housing with property right 7.1.1 Housing 7.1.2 Business 7.1.3 Office 7.1.4 Workshop and warehouse 7.1.5 subtotal 7.2 Compensation for temporarily borrowed land 7.2.1 Compensation for temporarily borrowed cultivated land 7.2.2 Compensation for temporarily borrowed land for construction 7.2.3 Compensation for cultivated land rehabilitation 7.2.4 compensation for standing crop 7.2.5 Subtotal 7.3 Total 8.Conpensation for housing repair (with property right) 8.1 Frame structure 8.2 Composite structure 8.3 Brick and timber structure 8.4 Simple structure 8.5 Shack 8.6 Total 9. Compensation for requisition of structure 17,126,868.40 10.0 Compensation for others 10.1 Stop-loss 10.2 Loss of business relocation 10.3 Compensation for move 75,676.65 15.00 1,135,149.75 10.4 Compensation for telephone move 84.00 400.00 33,600.00 10.5 Compensation for cable TV move 10.6 Compensation for pipe gas 10.7 Total 75,760.65 1,168,749.75 11.Cost for housing demolition 75,676.65 40.45 3,060,976.50 12. Cost for tree relocation 13.Compensation for pipeline relocation 13.1 Power cable 23,657,860.00 13.2 Telecommunication cable 941,540.00 13.3 Pipe of gas, water supply and other industrial 3,654,582.00 pipe 13.4__28,253,982.00 Total 14.Cost for move notice, survey and mapping, 75,676.65 30.00 2,270,299.50 review and notarization etc. 15. Land requisition procedure charge 604.22 40,000.00 24,168,886.32 _ 16. Resettlement management charge 17.Contingency fund 17.1 Contingency fund for land requisition and 7,751,056.24 resettlement 17.2 Contingency fund for pipe relocation 4,238,097.30 17.3 Total 11,989,153.54 18. Cost for resettlement work 18.1 Cost for resettlement planning 1,952,642.60 18.2 Cost for resettlement monitoring and evaluation 976,321.30 18.3 Cost for socioeconomic evaluation 585,792.78 18.4 Cost for resettlement supervision 1,562,114.08 18.5 Cost for resettlement implementation 5,857,927.81 18.6 Total 10,934,798.58 19. Sum total 206,199,058.90 Attached table 2: Resettlement cost estimate for the Waste Water Treatment Project - Dashadi Project (pipe network) borne by this project Item Quantity Unit price Total price Remar 1.compensation for permanent requisition of housing with property rights 1.1 Housing 6,511.47 2,670.48 17,388,775.13 1.2 Business 256.22 3,612.69 925,655.56 1.3. Office 416.79 3,240.00 1,350,385.36 1.4. Workshop 1,620.96 2,492.94 4.040,958.92 1.5 Others 46.91 2,350.00 110.247.48 1.6 Total 8,852.36 23,816,022.45 2. Housing on residential plot 2.1 Frame structure 3,359.53 2,550.00 8.566,800.54 2.2 Composite structure 1,223.00 2,350.00 2,874,057.95 2.3 Brick and timber structure 40.44 2.150.00 86,946.83 2.4 Simple structure 2.5 Shed 2.6 Total 4,622.97 11,527,805.32 3.Temporary requisition of housing on residential plot with property right 3.1 Frame structure 2,549.14 700.00 1,784,398.31 3.2 Composite structure 610.72 638.13 389,718.20 3.3 Brick and timber structure 282.93 499.52 141,327.47 3.4 Simple structure 3.5 Shed 3.6 Total 3,442.79 2,315,443.97 4. Compensation for constructions without right of land-use 4.1 Frame structure 555.64 699.98 388,938.39 4.2 Composite structure 1,162.82 617.50 718,038.39 4.3 Brick and timber structure 1,212.46 481.46 583,754.65 4.4 Simple structure 553.19 285.80 158,100.46 4.5 Shack 4.6 Total 3,484.12 1,848,831.89 5, Temporary structure before expiration 5.1 Used for business 5.1.1 Frame structure 5.1.2 Composite structure 5.1.3 Brick and timber structure 5.1.4 Simple structure 5.1.5 Shack 5.1.6 Total 5.2 Other uses 5.2.1 Frame structure 5.2.2 Composite structure 5.2.3 Brick and timber structure 5.2.4 Simple structure 130.57 250.00 32,642.15 5.2.5 Shack 5.2.6 Total 130.57 32,642.15 5.3 Total 130.57 32,642.15 6. Compensation for land 6.1 Cultivated land 5.60 232,301.20 1,300,886.72 6.2 Land for construction 68.06 64,500.00 4.389,651.12 6.3 Upland 6.4 Total 73.66 5,690,537.84 7.Compensation for temporary relocation 7.1 Compensation for temporary relocation of housing with property right 7.1.1 Housing 10,122.03 94.74 958,990.85 7.1.2 Business 1,125.91 351.45 395,702.63 7.1.3 Office 7.1.4 Workshop and warehouse 2,938.43 97.29 285,888.65 7.1.5 Others 76.34 120.00 9,160.48 7.1.6 Subtotal 14,262.70 1,649,742.61 7.2 Compensation for temporarily borrowed land 7.2.1 Compensation for temporarily borrowed 12,503.60 30.67 383,468.20 cultivated land 7.2.2 Compensation for temporarily borrowed land 112,532.41 42.67 4,801,602.78 for construction 7.2.3 Compensation for 12503.60 cultivated land rehabilitation . 6.00 75,021.61 7.2.4 compensation for 12.503.60 standing crop 5.00 62,518.01 7.2.5 Subtotal 150,043.22 5,322,610.60 7.3 Total 164,305.92 6,972,353.20 8.Conpensation for housing repair (with property right) 8.1 Frame structure 313.14 100.00 31,313.88 8.2 Composite structure 253.02 120.00 30,362.42 8.3 Brick and timber structure 281.62 150.00 42,242.56 8.4 Simple structure 8.5 Shack 8.6 Total 847.78 103,918.87 9. Compensation for requisition of structure 3,222,873.79 10.0 Compensation for others 10.1 Stop-loss 3,085.73 41.79 128,951.87 10.2 Loss of business relocation (area to be wholly demolished) 10.3 Compensation for move 343,977.07 10.4 Compensation for telephone move 220,000.00 10.5 Compensation for cable TV move 117,600.00 10.6 Compensation for pipe gas 10.7 Total 3,085.73 810,528.94 11.Cost for housing 21,459.77 demolition 53.30 1,143,831.80 12. Cost for tree relocation 13.Compensation for pipeline relocation 13.1 Power cable 2,686.07 2,543.99 6,833,340.58 13.2 Telecommunication 10,904.82 cable 1,388.30 15,139,155.67 13.3 Pipe of gas, water supply and other industrial 21,466.95 1,019.42 21,883,911.19 pipe 13.4 Total 35,057.83 43,856,407.43 14.Cost for move notice, survey and mapping, 30.00 - review and notarization etc. 15. Land requisition procedure charge 73.66 40,000.00 2,946,264.26 16. Resettlement management charge 462,216.10 17.Contingency fund 17.1 Contingency fund for land requisition and 3,044,663.53 resettlement 17.2 Contingency fund for pipe relocation 3,505.78 17.3 Total 3,048,169.31 18. Cost for resettlement work 18.1 Cost for resettlement planning 0.01 1,077,978.47 18.2 Cost for resettlement monitoring and evaluation 0.01 538,989.24 18.3 Cost for socioeconomic evaluation 0.00 323,393.54 18.4 Cost for resettlement supervision 0.01 862,382.78 18.5 Cost for resettlement implementation 0.03 3,233,935.42 18.6 Total 6,036,679.45 19. Sum total 113,834,526.78 Attached table 3: Resettlement cost estimate for the Waste Water Treatment Project - Dashadi Project (pipe network) borne by relevant projects Item Quantity Unit price Total price Remark 1.compensation for permanent requisition of housing with property rights 1.1 Housing 45,522.44 2,587.20 117,775,806.94 1.2 Business 4,903.52 3,618.58 17,743,794.09 1.3. Office 2,442.09 3,107.43 7,588.632.41 1.4. Workshop 6,661.59 2,455.03 16,354,425.74 1.5 Others 2,146.44 2,565.07 5,505,768.11 1.6 Total 61,676.08 164,968,427.29 2. Housing on residential plot 2.1 Frame structure 58,640.49 2,475.21 145,147,247.38 2.2 Composite structure 20,699.51 2,290.62 47,414,727.25 2.3 Brick and timber st3 Bructure d timber 4,124.42 2,061.94 8.504,293.94 structure I 1 A 2.4 Simple structure 1,057.67 1,704.88 1,803,201.80 2.5 Shack 0.00 2.6 Total 84,522.09 202,869,470.37 3.Temporary requisition of housing on residential plot with property right 3.1 Frame structure 26,058.56 647.43 16,871,132.84 3.2 Composite structure 11,895.13 609.77 7,253,312.78 3.3 Brick and timber st3Bructu and timber 3,553.74 512.81 1,822,381.34 structure 3.4 Simple structure 154.97 297.39 46,087.54 3.5 Shack 3.6 Total 41,662.40 25,992,914.50 4. Compensation for constructions without right of land-use 4.1 Frame structure 6,801.26 640.76 4,357,951.30 4.2 Composite structure 5,957.86 614.20 3,659,294.17 4.3 Brick and timber 9,585.41 499.53 4.788,221.60 structure 9 4.4 Simple structure 294.58 320.30 94,353.24 4.5 Shack 4.6 Total 22,639.10 12,899,820.31 5, Temporary structure before expiration 5.1 Used for business 5.1.1 Frame structure 5.1.2 Composite structure 206.52 250.00 51,630.43 5.1.3 Brick and timber o.oo structure 5.1.4 Simple structure 0.00 5.1.5 Shack 0.00 5.1.6 Total 206.52 51,630.43 5.2 Other uses 5.2.1 Frame structure 170.90 250.00 42,725.71 5.2.2 Composite structure 0.00 5.2.3 Brick and timber 6.82 250.00 1,705.31 structure 5.2.4 Simple structure 240.18 250.00 60,044.34 5.2.5 Shack 0.00 5.2.6 Total 417.90 104,475.36 5.3 Total 624.42 156,105.79 6. Compensation for land 6.1 Cultivated land 26.00 232,301.20 6.039.831.20 6.2 Land for construction 216.33 64,500.00 13,953,340.04 6.3 Upland 6.4 Total 242.33 19,993,171.24 7.Compensation for temporary relocation 7.1 Compensation for temporary relocation of housing with property right 7.1.1 Housing 135,415.21 84.87 11,492,030.71 7.1.2 Business 8,865.31 265.85 2,356,813.60 7.1.3 Office 3,844.01 172.21 661,988.46 7.1.4 Workshop and warehWoukse op and 13,919.19 100.00 1,391,954.85 warehouse, 7.1.5 Others 3,532.50 120.00 423,899.54 7.1.6 Subtotal 165,576.22 16,326,687.16 7.2 Compensation for temporarily borrowed land 7.2.1 Compensation for temporarily borrowed 52,893.94 29.82 1,577,212.64 cultivated land 7.2.2 Compensation for temporarily borrowed land 476,045.45 41.82 19.907,459.18 for construction 7.2.3 Compensation for cultivated land rehabilitation 317,363.64 7.2.4 compensation for standing crop 7.2.5 Subtotal 528,939.39 22,066,505.15 7.3 Total 694,515.61 38,393,192.31 8.Conpensation for housing repair (with property right) 8.1 Frame structure 8,105.24 100.00 810,524.16 8.2 Composite structure 6,971.40 120.00 836,568.03 8.3 Brick and timber 8s3tBrickture timber 2,246.97 150.00 337,044.75 structure 8.4 Simple structure 0.02 60.00 1.24 8.5 Shack 0.00 8.6 Total 17,323.63 1,984,138.18 9. Compensation for 0.00 requisition of structure 10.0 Compensation for others 10.1 Stop-loss 23,501.34 27.41 644,224.08 10.2 Loss of business _ relocation 862.88 464.55 400,853.26 10.3 Compensation for move 1,846,431.20 10.4 Compensation for 1,015,600.00 telephone move 10.5 Compensation for cable 635,950.00 TV move 10.6 Compensation for pipe 0.00 gas 10.7 Total 24,364.22 4,543,058.54 11.Cost for housing 224,855.11 53.36 11,999,329.20 demolition 12. Cost for tree relocation 0.00 13.Compensation for pipeline relocation 13.1 Power cable 10,273.14 4,886.10 58,974,111.69 13.2 Telecommunication _ cable 17,756.88 1,581.14 44,479,008.84 13.3 Pipe of gas, water supply and other industrial 56,116.49 1,246.96 109,825,869.08 pipe 13.4 Total 84,146.51 213,278,989.61 14.Cost for move notice, survey and mapping, 30.00 0.00 review and notarization etc. 15. Land requisition 242.33 40,000.00 9,693,234.13 procedure charge 16. Resettlement 4,896,340.83 management charge 17.Contingency fund 17.1 Contingency fund for land requisition and 24,919,460.13 resettlement 17.2 Contingency fund for 8,414.65 pipe relocation 17.3 Total 0.00 24,927,874.79 18. Cost for resettlement work 18.1 Cost for resettlement planning 1.0% 7,365,960.67 18.2 Cost for resettlement monitoring and evaluation 0.5% 3,682,980.34 18.3 Cost for socioeconomic evaluation 0.3% 2,209,788.20 18.4 Cost for resettlement supervisin.0.8% 5,892,768.54 supervision 18.5 Cost for resettlement implementation 3.0% 22,097,882.01 18.6 Total 0.00 41,249,379.76 19. Sum total 777,845,446.84 Attached table 4: Resettlement cost estimate for the Waste Water Treatment Project - Liede Phase III Project borne by this project Item Quantity Unit price Total price Remark 1.compensation for permanent requisition of housing with property rights 1.1 Housing 1,798.06 2,655.67 4,775,058.83 1.2 Business 2,007.04 4,066.09 8,160,783.07 1.3. Office 382.59 3,196.24 1,222,861.61 1.4. Workshop 400.54 2,540.00 1,017,364.94 1.5 Others 64.94 2,473.17 160,606.55 1.6 Total 4,653.17 15,336,675.00 2. Housing on residential plot 2.1 Frame structure 3,537.79 2,470.92 8,741,602.90 2.2 Composite structure 3,424.10 2,301.28 7,879,815.88 2.3 Brick and timber structure 51.69 2,150.00 111,126.52 2.4 Simple structure 410.96 1,854.38 762,070.66 2.5 Shack 2.6 Total 7,424.54 17,494,615.96 3.Temporary requisition of housing on residential plot with property right 3.1 Frame structure 1,566.12 617.64 967,306.05 3.2 Composite structure 1,304.90 629.36 821,245.31 3.3 Brick and timber structure 94.55 536.72 50,744.65 3.4 Simple structure 13.17 350.00 4,608.65 3.5 Shack 3.6 Total 2,978.73 1,843,904.66 4. Compensation for constructions without right of land-use 4.1 Frame structure 67.22 600.00 40,334.18 4.2 Composite structure 1,144.73 619.13 708,734.21 4.3 Brick and timber structure 2,478.26 454.25 1.125,759.50 4.4 Simple structure 95.84 340.83 32,664.74 4.5 Shack 4.6 Total 3,786.05 1,907,492.63 5. Temporary structure before expiration 5.1 Used for business 5.1.1 Frame structure 5.1.2 Composite structure 24.41 250.00 6,101.74 5.1.3 Brick and timber structure 5.1.4 Simple structure 5.1.5 Shack 5.1.6 Total 24.41 6,101.74 _ 5.2 Other uses 5.2.1 Frame structure 5.2.2 Composite structure 24.41 250.00 6,101.74 5.2.3 Brick and timber structure 6.90 250.00 1,725.49 5.2.4 Simple structure 52.53 250.00 13,131.47 5.2.5 Shack 5.2.6 Total 83.83 20,958.70 ~12A 5.3 Total 108.24 27,060.44 6. Compensation for land 6.1 Cultivated land 4.45 262,908.00 1,169,940.60 6.2 Land for construction 40.11 73,000.00 2,927,788.82 6.3 Upland 6.4 Total 44.56 4,097,729.42 7.Compensation for temporary relocation 7.1 Compensation for temporary relocation of housing with property right 7.1.1 Housing 6,984.57 77.79 543,295.11 7.1.2 Business 2,038.07 186.63 380,364.46 7.1.3 Office 991.51 128.67 127,579.05 7.1.4 Workshop and warehouse 2,388.00 87.91 209,930.76 7.1.5 Others 194.74 120.00 23,368.78 7.1.6 Subtotal 12,596.88 1,284,538.17 7.2 Compensation for temporarily borrowed land 7.2.1 Compensation for temporarily borrowed 8,946.86 28.24 252,670.07 cultivated land 7.2.2 Compensation for temporarily borrowed land 80,521.72 40.24 3,240,291.31 for construction 7.2.3 Compensation for cultivated land rehabilitation 8,946.86 6.00 53,681.15 7.2.4 compensation for standing crop 8,946.86 5.00 44,734.29 7.2.5 Subtotal 107,362.30 79.48 3,591,376.82 7.3 Total 119,959.18 4,875.914.99 8.Conpensation for housing repair (with property right) 8.1 Frame structure 664.02 100.00 66,401.89 8.2 Composite structure 295.75 120.00 35,489.47 8.3 Brick and timber structure 94.55 150.00 14,181.95 8.4 Simple structure 8.5 Shack 8.6 Total 1,054.31 116,073.31 9. Compensation for requisition of structure 3,316,662.22 10.0 Compensation for others 10.1 Stop-loss 2,554.87 27.39 69,990.49 10.2 Loss of business relocation 1,155.02 392.53 453,383.90 10.3 Compensation for move 477,375.19 10.4 Compensation for telephone move 316,800.00 10.5 Compensation for cable TV move 166,600.00 10.6 Compensation for pipe gas _ 10.7 Total 3,709.89 1,484.149.58 11.Cost for housing demolition 19,776.44 50.71 1,002,793.25 12. Cost for tree relocation 13.Compensation for pipeline relocation 13.1 Power cable 2,746.54 3,911.44 10,742,944.44 13.2 Telecommunication cable 9,832.27 721.05 7,089,547.28 13.3 Pipe of gas, water supply and other industrial 19,621.45 1,959.80 38,454,207.11 pipe 13.4 Total 32,200.26 56,286,698.83 14.Cost for move notice, survey and mapping, 30.00 - review and notarization etc. 15. Land requisition procedure charge 44.56 40,000.00 1,782,267.84 16. Resettlement management charge 429,876.99 17.Contingency fund 17.1 Contingency fund for land requisition and 2,685,760.81 resettlement 17.2 Contingency fund for pipe relocation 3,220.03 17.3 Total 2,688,980.84 18. Cost for resettlement work _ 18.1 Cost for resettlement planning 0.01 1,126,908.96 18.2 Cost for resettlement monitoring and evaluation 0.01 563,454.48 18.3 Cost for socioeconomic evaluation 0.00 338,072.69 18.4 Cost for resettlement supervision 0.01 901,527.17 18.5 Cost for resettlement implementation 0.03 3,380,726.88 18.6 Total 6,310,690.17 19. Sum total 119,001.586.12 Attached table 5: Resettlement cost estimate for the Waste Water Treatment Project - Liede Phase III Project borne by relevant projects Quantity Unit price Total price Remark 1.compensation for permanent requisition of housing with property rights 1.1 Housing 5,613.56 2,802.43 15,731,583.80 1.2 Business 1,028.13 3,941.92 4,052,818.50 1.3. Office 1,821.60 3,322.09 6,051,515.75 1.4. Workshop 6,252.06 2,808.30 17,557,660.54 1.5 Others 2,113.80 2,840.88 6,005,047.82 1.6 Total 16,829.16 49,398,626.40 2. Housing on residential plot 2.1 Frame structure 18,447.31 2,465.39 45,479,801.95 2.2 Composite structure 9,798.79 2,277.21 22,313,906.94 2.3 Brick and timber 3,595.27 2,143.25 7,705,558.84 structure 2.4 Simple structure 1,286.01 1,835.25 2,360,136.03 2.5 Shack 0.00 2.6 Total 33,127.38 77,859,403.75 3.Temporary requisition of housing on residential plot with property right 3.1 Frame structure 6,858.69 650.83 4,463,857.31 3.2 Composite structure 3,665.18 611.04 2.239,579.12 3.3 Brick and timber structure 1,642.01 537.79 883,057.58 3.4 Simple structure 571.85 322.31 184,311.76 3.5 Shack 3.6 Total 12,737.73 7,770,805.78 4. Compensation for constructions without right of land-use 4.1 Frame structure 1,012.63 663.65 672,026.69 4.2 Composite structure 3,595.56 600.16 2,157,906.89 4.3 Brick and timber 8,237.04 473.40 3,899,399.71 structure 4.4 Simple structure 2,763.16 277.36 766,403.57 4.5 Shack 4.6 Total 15,608.38 7,495,736.85 5, Temporary structure before expiration _ 5.1 Used for business 5.1.1 Frame structure 5.1.2 Composite structure 461.54 250.00 115,384.02 5.1.3 Brick and timber 37.46 250.00 9,364.89 structure 5.1.4 Simple structure 52.86 250.00 13,214.88 5.1.5 Shack 0.00 5.1.6 Total 551.86 137,963.78 5.2 Other uses 5.2.1 Frame structure 82.69 250.00 20,672.91 5.2.2 Composite structure 160.29 250.00 40,071.59 5.2.3 Brick and timber 313.03 250.00 78,257.89 structure 5.2.4 Simple structure 896.43 250.00 224,108.28 5.2.5 Shack 0.00 5.2.6 Total 1,452.44 363,110.67 5.3 Total 2,004.30 501,074.46 6. Compensation for land 6.1 Cultivated land 19.43 262,908.00 5,108,302.44 6.2 Land for construction 174.86 73,000.00 12,764,563.82 6.3 Upland 6.4 Total 194.29 17,872,866.26 7.Compensation for temporary relocation 7.1 Compensation for temporary relocation of housing with property right 7.1.1 Housing 27,814.77 80.59 2,241,458.37 7.1.2 Business 8,455.56 219.24 1,853,824.98 7.1.3 Office 3,116.51 215.54 671,740.81 7.1.4 Workshop and warehWoukse op and 25,868.98 122.77 3,175,883.02 warehouse 7.1.5 Others 4,620.85 120.00 554,502.50 7.1.6 Subtotal 69,876.67 8,497,409.69 7.2 Compensation for temporarily borrowed land 7.2.1 Compensation for temporarily borrowed 41,953.36 28.97 1,215,576.68 cultivated land 7.2.2 Compensation for temporarily borrowed land 377,580.24 40.97 15,471,152.91 for construction 7.2.3 Compensation for _ cultivated land rehabilitation 251.720.16 7.2.4 compensation for _ . ~~~~~~~~~~~~~~~~~209,766.80 standing crop 7.2.5 Subtotal 419,533.60 17,148,216.54 7.3 Total 489,410.27 25,645,626.24 8.Conpensation for housing repair (with property right) 8.1 Frame structure 2,180.16 100.00 218,016.09 8.2 Composite structure 1,234.79 120.00 148,174.76 8.3 Brick and timber 295.22 150.00 44,283.47 structure 8.4 Simple structure 119.74 60.00 7,184.47 8.5 Shack 0.00 8.6 Total 3,829.91 417,658.79 9. Compensation for requisition of structure _ 10.0 Compensation for others '2) A 10.1 Stop-loss 22,046.27 34.63 763,508.83 10.2 Loss of business_ rel.oaton 637.77 528.57 337,105.68 relocation 10.3 Compensation for move 957,284.97 10.4 Compensation for _ 540,400.00 telephone move 10.5 Compensation for cable 321,650.00 TV move 10.6 Compensation for pipe 0.00 gas 10.7 Total 22,684.04 2.919,949.48 I.I.Cost for housing 93,353.00 48.90 4,565,056.92 demolition 12. Cost for tree relocation 0.00 13.Compensation for pipeline relocation _ 13.1 Power cable 2,993.22 5,012.83 26,833,194.97 13.2 Telecommunication _ cable 9,705.19 677.94 11,191.140.74 13.3 Pipe of gas, water supply and other industrial 13,169.76 18,461,101.10 pipe 13.4 Total 25,868.17 56,485,436.81 14.Cost for move notice, survey and mapping, 30.00 0.00 review and notarization etc. 15. Land requisition 194.29 40,000.00 7,771,481.54 procedure charge 16. Resettlement manaementchare ~~~~~~~~~~~~1,773,836.85 management charge 17.Contingency fund 17.1 Contingency fund for land requisition and 10,199,606.17 resettlement 17.2 Contingency fund for pipe relocation 2,586.82 17.3 Total 0.00 10,202,192.98 18. Cost for resettlement work 18.1 Cost for resettlement _ . I ~~~~~~~~~~~~.0%2,706,797.53 planning 18.2 Cost for resettlement _ monitoring and evaluation 18.3 Cost for socioeconomic evaluation 0.3% 812,039.26 evaluation_ 18.4 Cost for resettlement s.pervison .0.8% 2,165,438.02 supervision 18.5 Cost for resettlement implementation 3.0% 8,120,392.59 18.6 Total 0.00 15,158,066.17 19. Sum total 285,837,819.29 Attached table 6: Resettlement cost estimate for the Sewage networks - Liede Phase I and II Project borne by relevant projects Item Quantity Unit price Total price Remark 1.compensation for permanent requisition of housing with property rights 1.1 Housing 5,613.56 2,802.43 15,731,583.80 1.2 Business 1,028.13 3,941.92 4,052,818.50 1.3. Office 1,821.60 3,322.09 6,051,515.75 1.4. Workshop 6,252.06 2,808.30 17,557,660.54 1.5 Others 2,113.80 2,840.88 6,005,047.82 1.6 Total 16,829.16 49,398,626.40 2. Housing on residential plot 2.1 Frame structure 18,447.31 2,465.39 45,479,801.95 2.2 Composite structure 9,798.79 2,277.21 22,313,906.94 2.3 Brick and timber 3,595.27 2,143.25 7,705,558.84 structure 2.4 Simple structure 1,286.01 1,835.25 2,360,136.03 2.5 Shack 0.00 2.6 Total 33,127.38 77,859,403.75 3.Temporary requisition of housing on residential plot with property right 3.1 Frame structure 6,858.69 650.83 4,463,857.31 3.2 Composite structure 3,665.18 611.04 2,239,579.12 3.3 Brick and timber 1,642.01 537.79 883,057.58 structure 3.4 Simple structure 571.85 322.31 184,311.76 3.5 Shack 3.6 Total 12,737.73 7,770,805.78 4. Compensation for constructions without right of land-use 4.1 Frame structure 1,012.63 663.65 672,026.69 4.2 Composite structure 3,595.56 600.16 2,157,906.89 4.3 Brick and timber 4.3tBructure andtimbe8,237.04 473.40 3,899,399.71 structure ______ 4.4 Simple structure 2,763.16 277.36 766,403.57 4.5 Shack 4.6 Total 15,608.38 7,495,736.85 5. Temporary structure before expiration 5.1 Used for business 5.1.1 Frame structure 5.1.2 Composite structure 461.54 250.00 115,384.02 5.1.3 Brick and timber 37.46 250.00 9,364.89 structure 5.1.4 Simple structure 52.86 250.00 13,214.88 5.1.5 Shack 0.00 5.1.6 Total 551.86 137,963.78 5.2 Other uses 5.2.1 Frame structure 82.69 250.00 20,672.91 5.2.2 Composite structure 160.29 250.00 40,071.59 5.2.3 Brick and timber 313.03 250.00 78,257.89 structure 5.2.4 Simple structure 896.43 250.00 224,108.28 5.2.5 Shack 0.00 5.2.6 Total 1,452.44 363,110.67 5.3 Total 2,004.30 501,074.46 6. Compensation for land 6.1 Cultivated land 19.43 262,908.00 5,108,302.44 6.2 Land for construction 174.86 73,000.00 12.764,563.82 6.3 Upland 6.4 Total 194.29 17,872,866.26 7.Compensation for temporary relocation 7.1 Compensation for temporary relocation of housing with property right 7.1.1 Housing 27,814.77 80.59 2,241,458.37 7.1.2 Business 8.455.56 219.24 1,853,824.98 7.1.3 Office 3,116.51 215.54 671,740.81 7.1.4 Workshop and 25,868.98 122.77 3,175,883.02 warehouse 7.1.5 Others 4,620.85 120.00 554,502.50 7.1.6 Subtotal 69,876.67 8,497,409.69 7.2 Compensation for temporarily borrowed land 7.2.1 Compensation for temporarily borrowed 41,953.36 28.97 1,215,576.68 cultivated land 7.2.2 Compensation for temporarily borrowed land 377,580.24 40.97 15,471,152.91 for construction 7.2.3 Compensation for cultivated land rehabilitation 7.2.4 compensation for 209,766.80 standing crop 7.2.5 Subtotal 419,533.60 17,148,216.54 7.3 Total 489,410.27 25,645,626.24 8.Conpensation for housing repair (with property right) 8.1 Frame structure 2,180.16 100.00 218,016.09 8.2 Composite structure 1,234.79 120.00 148,174.76 8.3 Brick and timber 295.22 150.00 44,283.47 structure 8.4 Simple structure 119.74 60.00 7,184.47 8.5 Shack 0.00 8.6 Total 3,829.91 417,658.79 9. Compensation for o.oo requisition of structure 10.0 Compensation for others 10.1 Stop-loss 22,046.27 34.63 763,508.83 10.2 Loss of business re.2Loation business 637.77 528.57 337,105.68 relocation 10.3 Compensation for move 957,284.97 10.4 Compensation for telephone move 540,400.00 10.5 Compensation for cable TV move 321,650.00 10.6 Compensation for pipe 0.00 gas 10.7 Total 22,684.04 2,919,949.48 11I.Cost for housing 93,353.00 48.90 4,565,056.92 demolition 12. Cost for tree relocation 0.00 13.Compensation for pipeline relocation 13.1 Power cable 2,993.22 5,012.83 26.833,194.97 13.2 Telecommunication cable 9,705.19 677.94 11,191,140.74 13.3 Pipe of gas, water supply and other industrial 13,169.76 18,461,101.10 pipe 13.4 Total 25,868.17 56,485,436.81 14.Cost for move notice, survey and mapping, 30.00 0.00 review and notarization etc. 15. Land requisition 194.29 40,000.00 7,771.481.54 procedure charge 16. Resettlement management charge 17.Contingency fund 17.1 Contingency fund for land requisition and 10,199,606.17 resettlement 17.2 Contingency fund for pipe relocation 17.3 Total 0.00 10,202,192.98 18. Cost for resettlement work 18.1 Cost for resettlement plannmng.,plnnn 1.0% 2.706,797.53 18.2 Cost for resettlement monitoring and evaluation 18.3 Cost for socioeconomic evaluationevlato 0.3% 812,039.26 18.4 Cost for resettlement supervisionsueriso 0.8% 2,165,438.02 18.5 Cost for resettlement implementationimleenato 3.0% 8,120,392.59 18.6 Total 0.00 15,158,066.17 19. Sum total 285,837,819.29 Attached table7: Resettlement cost estimate for the Sewage networks - Datansha Project borne by relevant projects Item Quantity Unit price Total price Remark 1.compensation for permanent requisition of housing with property rights 1.1 Housing 16,481.69 2,525.37 41,622,299.12 1.2 Business 824.40 3,500.88 2,886,110.70 1.3. Office 3,525.49 3,815.12 13,450,171.93 1.4. Workshop 7,258.05 2,799.66 20,320,038.02 1.5 Others 711.66 3,636.01 2,587,605.14 1.6 Total 28,801.29 80,866,224.91 2. Housing on residential plot 2.1 Frame structure 46,713.31 2,433.84 113,692,776.37 2.2 Composite structure 7,389.71 2,228.00 16,464,257.16 2.3 Brick and timber 2,598.62 1,996.25 5,187,508.92 structure 2.4 Simple structure 178.88 1,743.53 311,885.56 2.5 Shack 0.00 2.6 Total 56,880.51 135,656,428.01 3.Temporary requisition of housing on residential plot with property right 3.1 Frame structure 15,880.01 665.90 10.574,520.47 3.2 Composite structure 5,483.46 605.10 3,318,043.95 3.3 Brick and timber 2,127.77 488.62 1,039,664.67 structure 3.4 Simple structure 185.14 326.10 60,374.66 3.5 Shack 3.6 Total 23,676.38 14,992,603.75 4. Compensation for constructions without right of land-use 4.1 Frame structure 16,852.94 636.01 10,718,656.22 4.2 Composite structure 14,384.44 597.71 8,597,775.70 4.3 Brick and timber 10,832.12 496.85 5,381,986.58 structure 4.4 Simple structure 1,705.81 272.58 464,962.85 4.5 Shack 4.6 Total 43,775.31 25.163,381.35 5, Temporary structure before expiration 5.1 Used for business 5.1.1 Frame structure 180.10 250.00 45,024.14 5.1.2 Composite structure 31.59 250.00 7,897.63 5.1.3 Brick and timber structure structure ~~~~~62.76 250.00 15,690.19 5.1.4 Simple structure 407.44 250.00 101,860.25 5.1.5 Shack 0.00 5.1.6 Total 681.89 170,472.20 5.2 Other uses 5.2.1 Frame structure 482.39 250.00 120,598.00 5.2.2 Composite structure 251.09 250.00 62,771.73 5.2.3 Brick and timber 71.73 250.00 17,932.38 structure 5.2.4 Simple structure 413.36 250.00 103,340.88 5.2.5 Shack 0.00 5.2.6 Total 1,218.57 304,642.99 5.3 Total 1,900.46 475,115.19 6. Compensation for land 6.1 Cultivated land 18.77 160,688.00 3,016,113.76 6.2 Land for construction 166.56 73,000.00 12,159,091.21 6.3 Upland 6.4 Total 185.33 15,175,204.97 7.Compensation for temporary relocation 7.1 Compensation for temporary relocation of housing with property right 7.1.1 Housing 72,102.17 81.26 5,858,796.04 7.1.2 Business 15,746.32 201.00 3,165.042.82 7.1.3 Office 6,380.75 305.50 1,949,339.82 7.1.4 Workshop and 34,876.71 128.28 4,473,904.13 warehouse 7.1.5 Others 3,722.33 120.00 446,679.47 7.1.6 Subtotal 132,828.28 15,893,762.30 7.2 Compensation for temporarily borrowed land 7.2.1 Compensation for temporarily borrowed 38,671.32 28.01 1,083,102.85 cultivated land 7.2.2 Compensation for temporarily borrowed land 348,041.92 40.01 13,924,428.76 for construction 7.2.3 Compensation for 232,027.95 cultivated land rehabilitation 7.2.4 compensation for 193,356.62 standing crop 7.2.5 Subtotal 386,713.25 15,432,916.19 7.3 Total 519,541.53 31,326,678.48 8.Conpensation for housing repair (with property right) 8.1 Frame structure 2,400.69 100.00 240,069.46 8.2 Composite structure 3,682.61 120.00 441,912.68 8.3 Brick and timber 1,102.63 150.00 165,395.22 structure 8.4 Simple structure 0.00 8.5 Shack 0.00 8.6 Total 7,185.94 847,377.36 9. Compensation for 0.00 requisition of structure 10.0 Compensation for others 10.1 Stop-loss 29,001.68 36.72 1,064,983.16 10.2 Loss of business rel2 T-oation business 2,812.78 379.88 1.068,516.43 relocation_ 10.3 Compensation for move 2,249,701.40 10.4 Compensation for 1,360,400.00 telephone move 10.5 Compensation for cable . ~~~~~~~~~~~~~~~~~~827,750.00 TV move 10.6 Compensation for pipe 0.00 gas 10.7 Total 31,814.45 6,571,350.99 11.Cost for housing 168,440.18 53.02 8.930,178.40 demolition 12. Cost for tree relocation 0.00 13.Compensation for pipeline relocation 13.1 Power cable 9,478.35 6,924.51 67,102,816.50 13.2 Telecommunication cable 8,614.31 855.50 8,532.361.62 13.3 Pipe of gas, water supply and other industrial 19,696.97 1,912.82 36,802,182.80 pipe 13.4 Total 37,789.63 112,437,360.93 14.Cost for move notice, survey and mapping, 30.00 0.00 review and notarization etc. 15. Land requisition 185.33 40,000.00 7,413,315.73 procedure charge 16. Resettlement 2,920,266.85 management charge 17.Contingency fund 17.1 Contingency fund for land requisition and 16,516,906.30 resettlement 17.2 Contingency fund for pipe relocation 17.3 Total 0.00 16,520,685.26 18. Cost for resettlement work 18.1 Cost for resettlement planningplnnn 1.0% 4,592,961.72 18.2 Cost for resettlement monitoring and evaluation 0.5% 2,296,480.86 18.3 Cost for socioeconomic evaluation 0.3% 1,377,888.52 18.4 Cost for resettlement supe.visio.0.8% 3,674,369.38 supervision 18.5 Cost for resettlement implementation 3.0% 13,778,885.17 18.6 Total 0.00 25,720,585.64 19. Sum total 485.016,757.83 Attached table 8: Resettlement cost estimate for the Sewage networks - Xilang Project borne by relevant projects I TI2 Item Quantity Unit price Total price Remark 1.compensation for permanent requisition of housing with property rights 1.1 Housing 2,342.41 2,629.24 6,158,769.80 1.2 Business 7.40 6,520.00 48,263.59 1.3. Office 1.4. Workshop 1,745.78 2,668.25 4,658,178.93 1.5 Others 1.6 Total 4,095.60 10,865,212.32 2. Housing on residential plot 2.1 Frame structure 3,267.60 2,356.70 7,700,729.55 2.2 Composite structure 222.42 2,362.78 525,539.23 2.3 Brick and timber 426.28 2,116.17 902,083.93 structure 2.4 Simple structure 16.72 1,650.00 27,590.56 2.5 Shack 0.00 2.6 Total 3,933.02 9,155,943.27 3.Temporary requisition of housing on residential plot with property right 3.1 Frame structure 1,705.33 643.66 1,097,648.27 3.2 Composite structure 362.47 590.70 214,108.54 3s3tBricture3.3 Brick andtimbe472.23and timber 547.28 258,441.61 structure 3.4 Simple structure 3.5 Shack 3.6 Total 2,540.02 1,570,198.43 4. Compensation for constructions without right of land-use 4.1 Frame structure 2,094.15 643.66 1,347,924.25 4.2 Composite structure 1,371.67 599.83 822,771.11 4.3 Brick and timber 4s3tBricture andtimbe3,075.33 589.74 1,813,656.38 structure 4.4 Simple structure 4.5 Shack 'I'IA 4.6 Total 6,541.15 3,984,351.74 5, Temporary structure before expiration 5.1 Used for business 5.1.1 Frame structure 5.1.2 Composite structure 0.00 5.1.3 Brick and timber 0.00 structure 5.1.4 Simple structure 0.00 5.1.5 Shack 0.00 5.1.6 Total 0.00 0.00 5.2 Other uses 5.2.1 Frame structure 0.00 5.2.2 Composite structure 0.00 5.2.3 Brick and timber 0.00 structure 5.2.4 Simple structure 0.00 5.2.5 Shack 0.00 5.2.6 Total 0.00 0.00 5.3 Total 0.00 0.00 6. Compensation for land 6.1 Cultivated land 9.02 305,370.00 2,754,437.40 6.2 Land for construction 82.16 76,300.00 6,268,793.05 6.3 Upland 6.4 Total 91.18 9,023.230.45 7.Compensation for temporary relocation 7.1 Compensation for temporary relocation of housing with property right 7.1.1 Housing 9,539.98 87.54 835,113.17 7.1.2 Business 159.72 659.99 105,412.24 7.1.3 Office 22.29 287.98 6,418.28 7.1.4 Workshop and 3,267.92 199.33 651,408.76 warehouse 7.1.5 Others 224.51 120.00 26,941.56 7.1.6 Subtotal 13,214.42 1.625,294.01 7.2 Compensation for temporarily borrowed land 7.2.1 Compensation for temporarily borrowed 17,116.28 30.71 525,703.96 cultivated land 7.2.2 Compensation for temporarily borrowed land 154,046.50 42.71 6,579,893.57 for construction 7.2.3 Compensation for 102,697.66 cultivated land rehabilitation 7.2.4 compensation for 85,581.39 standing crop 7.2.5 Subtotal 171,162.77 7,293,876.58 7.3 Total 184,377.19 8,919,170.59 8.Conpensation for housing repair (with property right) 8.1 Frame structure 597.26 100.00 59,725.68 8.2 Composite structure 324.22 120.00 38,906.70 8.3 Brick and timber 363.13 150.00 54,468.92 structure 8.4 Simple structure 0.00 8.5 Shack 0.00 8.6 Total 1,284.61 153,101.30 9. Compensation for 0.00 requisition of structure ____ 10.0 Compensation for others 10.1 Stop-loss 1,889.01 36.66 69,253.18 10.2 Loss of business 34.53 350.00 12,085.31 relocation 10.3 Compensation for move 252,323.91 10.4 Compensation for 202,400.00 telephone move 10.5 Compensation for cable 122,500.00 TV move 10.6 Compensation for pipe 0.00 gas 10.7 Total 1,923.54 658,562.40 11.Cost for housing 18,392.19 50.48 928,491.61 demolition 12. Cost for tree relocation 0.00 13.Compensation for pipeline relocation 13.1 Power cable 599.28 2,936.41 1,714,747.56 13.2 Telecommunication 1,809.54 352.13 654,206.20 cable 13.3 Pipe of gas, water supply and other industrial 3,714.95 1,757.71 6,277,652.06 pipe 13.4 Total 6,123.77 8,646,605.82 14.Cost for move notice, survey and mapping, 30.00 0.00 review and notarization etc. 15. Land requisition 91.18 40,000.00 3.647,192.16 procedure charge 16. Resettlement 295,723.67 management charge 295_723_67 17.Contingency fund 17.1 Contingency fund for land requisition and 2,460,058.90 resettlement 17.2 Contingency fund for 612.38 pipe relocation 17.3 Total 0.00 2,460,671.27 18. Cost for resettlement work 18.1 Cost for resettlement plnnn 1.0% 603,084.55 planning ____ 18.2 Cost for resettlement monitoring and evaluation ____30_54_2 18.3 Cost for socioeconomic evaluation evaluation ~~~~~~~~0.3%180,925.37 18.4 Cost for resettlement supervision 0.8% 482,467.64 18.5 Cost for resettlement 3.0% 1,809,253.65 implementation 3 _0__1_809_253_65 18.6 Total 0.00 3,377,273.48 19. Sum total 63,685,728.52 Attached table 9: Resettlement cost estimate for the Sewage networks - Lijiao Project borne by relevant projects Item Quantity Unit price Total price Remark L.compensation for permanent requisition of housing with property rights I I7 1.1 Housing 19,051.49 2,782.55 53,011,772.62 1.2 Business 2,486.69 5,627.13 13,992,963.78 1.3. Office 3,410.68 3,516.78 11,994,605.79 1.4. Workshop 9,219.53 2,810.37 25,910,286.29 1.5 Others 1,679.88 3,122.02 5,244,613.00 1.6 Total 35,848.27 110,154,241.48 2. Housing on residential plot 2.1 Frame structure 99,479.83 2,439.09 242,640,030.50 2.2 Composite structure 24,993.59 2,218.91 55,458,452.72 2.3 Brick and timber 6,306.67 2,052.50 12,944,418.76 structure 2.4 Simple structure 380.63 1,835.96 698,821.40 2.5 Shack 0.00 2.6 Total 131,160.72 311,741,723.38 3.Temporary requisition of housing on residential plot with property right 3.1 Frame structure 34,031.89 657.07 22,361,455.30 3.2 Composite structure 7,651.09 603.24 4,615,406.99 3.3 Brick and timber 3,505.38 524.28 1.837,799.92 structure 3.4 Simple structure 92.44 400.00 36,977.73 3.5 Shack 3.6 Total 45,280.81 28,851,639.95 4. Compensation for constructions without right of land-use 4.1 Frame structure 11,818.74 691.17 8.168,772.12 4.2 Composite structure 11,451.25 645.36 7,390,166.64 4.3 Brick and timber 25,054.95 499.04 12,503,347.57 structure 4.4 Simple structure 2,601.79 273.36 711,212.50 4.5 Shack 4.6 Total 50,926.72 28,773,498.83 5. Temporary structure before expiration 5.1 Used for business 5.1.1 Frame structure 5.1.2 Composite structure 65.10 250.00 16,274.35 5.1.3 Brick and timber 597.51 250.00 149,377.36 structure 5.1.4 Simple structure 233.72 250.00 58,430.10 5.1.5 Shack 0.00 5.1.6 Total 896.33 224,081.81 5.2 Other uses 5.2.1 Frame structure 159.83 250.00 39,958.36 5.2.2 Composite structure 15.51 250.00 3,876.87 5.2.3 Brick and timber 98.65 250.00 24,661.29 structure 5.2.4 Simple structure 450.01 250.00 112,503.28 5.2.5 Shack 0.00 5.2.6 Total 724.00 180,999.81 5.3 Total 1,620.33 405,081.62 6. Compensation for land 6.1 Cultivated land 18.66 309,393.00 5,773,273.38 6.2 Land for construction 145.24 73,700.00 10,704,073.80 6.3 Upland _ 6.4 Total 163.90 16,477,347.18 7.Compensation for temporary relocation 7.1 Compensation for temporary relocation of housing with property right _ 7.1.1 Housing 144,283.14 81.56 11,767,404.30 7.1.2 Business 19,837.58 400.73 7,949,435.99 7.1.3 Office 6,352.30 203.78 1,294,441.04 7.1.4 Workshop and 45,730.53 150.61 6,887,606.34 warehouse 4 7.1.5 Others 3,307.64 120.00 396,916.65 7.1.6 Subtotal 219,511.18 28,295,804.31 7.2 Compensation for temporarily borrowed land 7.2.1 Compensation for temporarily borrowed 34,551.17 29.77 1,028,520.47 cultivated land 7.2.2 Compensation for temporarily borrowed land 310,960.52 41.77 12,988,210.56 for construction 7.2.3 Compensation for 207,307.02 cultivated land rehabilitation 207,307.02 7.2.4 compensation for 172,755.85 standing crop 172_755_85 7.2.5 Subtotal 345,511.69 14,396,793.90 7.3 Total 565,022.88 42,692,598.22 8.Conpensation for housing repair (with property 9,420.01 114.53 1,078,841.57 right) 8.1 Frame structure 8.2 Composite structure 8.3 Brick and timber structure 8.4 Simple structure 0.00 8.5 Shack 0.00 8.6 Total 0.00 0.00 9. Compensation for 0.00 requisition of structure 10.0 Compensation for others 10.1 Stop-loss 37,211.29 46.00 1,711,752.48 10.2 Loss of business 24,157.59 629.57 15,208,994.82 relocation 10.3 Compensation for move 1.251,208.50 10.4 Compensation for 815,200.00 telephone move 10.5 Compensation for cable 555,100.00 TV move 10.6 Compensation for pipe 0.00 gas 10.7 Total 61,368.88 19,542,255.80 11.Cost for housing 276,196.52 53.78 14,854,889.54 demolition 12. Cost for tree relocation 0.00 13.Compensation for pipeline relocation 13.1 Power cable 3,194.92 3,511.53 7,492,096.50 13.2 Telecommunication 3,440.12 676.23 2,350,988.15 cable 13.3 Pipe of gas, water su3Pplyean others, in steria 15,658.75 1,187.24 18,850,253.11 supply and other industrial . . pipe 13.4 Total 22,293.79 28,693,337.76 14.Cost for move notice, survey and mapping, 30.00 0.00 review and notarization etc. 15. Land requisition 163.90 40,000.00 6,555,938.02 procedure charge 16. Resettlement 5,498,078.06 management charge 17.Contingency fund 17.1 Contingency fund for land requisition and 29,277,364.60 resettlement 17.2 Contingency fund for 2,229.38 pipe relocation 17.3 Total 0.00 29,279,593.98 18. Cost for resettlement work 18.1 Cost for resettlement 1.0% 6,435.202.24 planning 18.2 Cost for resettlement monitoring and evaluation 18.3 Cost for socioeconomic evaluation evaluation ~~~~~~~~~~~0.3%1,930,560.67 18.4 Cost for resettlement susuprviio ervision 0.8% 5,148,161.79 18.5 Cost for resettlement implementation..implementation ~~~~~~~~~~~3.0%19,305,606.71 18.6 Total 0.00 36,037,132.53 19. Sum total 679,557,356.36 Attached table 10: Resettlement cost estimate for the Sewage networks - Liede Phase I and II Project borne by this project Item Quantity Unit price Total price Remark 1.compensation for permanent requisition of housing with property rights 1.1 Housing 1.2 Business 1.3. Office 1.4. Workshop 'A I 1.5 Others 1.6 Total 2. Housing on residential plot 2.1 Frame structure 2.2 Composite structure 2.3 Brick and timber structure 2.4 Simple structure 2.5 Shack 2.6 Total 3.Temporary requisition of housing on residential plot with property right 3.1 Frame structure 3.2 Composite structure 3.3 Brick and timber structure 3.4 Simple structure 3.5 Shack 3.6 Total 4. Compensation for constructions without right of land-use 4.1 Frame structure 4.2 Composite structure 4.3 Brick and timber structure 4.4 Simple structure 117.76 650.00 76,542.39 4.5 Shack 4.6 Total 5, Temporary structure before expiration 117.76 76,542.39 5.1 Used for business 5.1.1 Frame structure 5.1.2 Composite structure 5.1.3 Brick and timber structure 5.1.4 Simple structure I A I 5.1.5 Shack 5.1.6 Total 5.2 Other uses 5.2.1 Frame structure 5.2.2 Composite structure 5.2.3 Brick and timber structure 5.2.4 Simple structure 5.2.5 Shack 5.2.6 Total 5.3 Total 6. Compensation for land 6.1 Cultivated land 6.2 Land for construction 6.3 Upland 0.86 73,000.00 62,780.00 6.4 Total 7.Compensation for temporary relocation 0.86 62,780.00 7.1 Compensation for temporary relocation of housing with property right 7.1.1 Housing 7.1.2 Business 117.76 120.00 14.130.90 7.1.3 Office 7.1.4 Workshop and warehouse 7.1.5 Others 7.1.6 Subtotal 7.2 Compensation for temporarily borrowed land 117.76 14,130.90 7.2.1 Compensation for temporarily borrowed cultivated land 7.2.2 Compensation for temporarily borrowed land 179.05 38.51 6,894.43 for construction 7.2.3 Compensation for cultivated land rehabilitation 1,611.45 50.51 81,387.26 7.2.4 compensation for standing crop 179.05 6.00 1,074.30 7.2.5 Subtotal 179.05 5.00 895.25 7.3 Total 2,148.60 90,251.24 8.Conpensation for housing repair (with property right) 2,266.36 104,382.14 8.1 Frame structure 8.2 Composite structure 8.3 Brick and timber structure 8.4 Simple structure 8.5 Shack 8.6 Total 9. Compensation for requisition of structure 10.0 Compensation for others 130,726.48 10.1 Stop-loss 10.2 Loss of business relocation 10.3 Compensation for move 10.4 Compensation for telephone move 5,528.95 10.5 Compensation for cable TV move 6,800.00 10.6 Compensation for pipe gas 1,750.00 10.7 Total 1I.Cost for housing demolition 14,078.95 12. Cost for tree relocation 117.76 45.00 5,299.09 13.Compensation for pipeline relocation _ 13.1 Power cable 13.2 Telecommunication cable 640.96 2,432.23 1,558,955.23 13.3 Pipe of gas, water supply and other industrial 1,196.46 562.91 673,495.71 pipe 13.4 Total 3,220.17 2,433.03 7,834,758.01 14.Cost for move notice, survey and mapping, 5,057.58 10,067,208.95 review and notarization etc. 15. Land requisition procedure charge 30.00 16. Resettlement management charge 0.86 40,000.00 34,400.00 17.Contingency fund 17.1 Contingency fund for land requisition and resettlement 17.2 Contingency fund for pipe relocation 21,410.45 17.3 Total 505.76 18. Cost for resettlement work 21,916.21 18.1 Cost for resettlement planning 18.2 Cost for resettlement monitoring and evaluation 0.01 105,173.34 18.3 Cost for socioeconomic evaluation 0.01 52,586.67 18.4 Cost for resettlement supervision 0.00 31,552.00 18.5 Cost for resettlement implementation 0.01 84,138.67 18.6 Total 0.03 315,520.03 19. Sum total 588,970.72 Attached table 11: Resettlement cost estimate for the Sewage networks - Datansha Project borne by this project Item Quantity rice Total price Remark 1.compensation for permanent requisition of housing with property rights 1.1 Housing 842.78 2,759.31 2,325,495.48 1.2 Business 576.96 4,049.43 2.336,354.56 1.3. Office 110.69 3,419.99 378,553.83 1.4. Workshop 1.5 Others 1.6 Total 1,530.43 5,040,403.87 2. Housing on residential plot 2.1 Frame structure 3,674.47 2,550.00 9,369.907.37 2.2 Composite structure 686.21 2,350.00 1,612,582.20 2.3 Brick and timber structure 36.29 2,150.00 78,018.12 2.4 Simple structure 2.5 Shack 2.6 Total 4,396.97 11,060,507.70 3.Temporary requisition of housing on residential plot with property right 3.1 Frame structure 17.68 550.00 9,724.86 3.2 Composite structure 32.00 613.67 19,636.63 3.3 Brick and timber structure 3.4 Simple structure 3.5 Shack 3.6 Total 49.68 29,361.49 4. Compensation for constructions without right of land-use 4.1 Frame structure 13.06 700.00 9,145.50 4.2 Composite structure 114.66 649.57 74,482.10 4.3 Brick and timber structure 99.54 550.00 54,747.00 4.4 Simple structure 175.04 350.00 61,262.71 4.5 Shack 4.6 Total 402.31 199,637.30 5, Temporary structure before expiration 5.1 Used for business 5.1.1 Frame structure 5.1.2 Composite structure 5.1.3 Brick and timber structure 5.1.4 Simple structure 5.1.5 Shack 5.1.6 Total 5.2 Other uses 5.2.1 Frame structure 5.2.2 Composite structure 5.2.3 Brick and timber structure 5.2.4 Simple structure 5.2.5 Shack 5.2.6 Total 5.3 Total 6. Compensation for land 6.1 Cultivated land 0.30 160,688.00 48,206.40 6.2 Land for construction 5.10 73,000.00 372,443.25 6.3 Upland 6.4 Total 5.40 420,649.65 7.Compensation for temporary relocation 7.1 Compensation for temporary relocation of housing with property right 7.1.1 Housing 2,496.92 95.62 238,746.52 7.1.2 Business 717.63 388.22 278,596.71 7.1.3 Office 55.37 280.02 15,504.42 7.1.4 Workshop and warehouse 263.60 180.00 47,447.73 7.1.5 Others 7.1.6 Subtotal 3,533.51 580,295.38 7.2 Compensation for temporarily borrowed land 7.2.1 Compensation for temporarily borrowed 836.19 32.65 27,304.21 cultivated land 7.2.2 Compensation for temporarily borrowed land 7.525.75 44.65 336,046.90 for construction 7.2.3 Compensation for cultivated land rehabilitation 836.19 6.00 5,017.17 7.2.4 compensation for standing crop 836.19 5.00 4,180.97 7.2.5 Subtotal 10,034.33 372,549.25 7.3 Total 13,567.85 952,844.62 8.Conpensation for housing repair (with property right) 8.1 Frame structure 2,17 8.2 Composite structure 31.83 120.00 3,819.51 8.3 Brick and timber structure 8.4 Simple structure 8.5 Shack 8.6 Total 31.83 3,819.51 9. Compensation for requisition of structure 1,417,409.49 10.0 Compensation for others 10.1 Stop-loss 747.34 77.34 57,800.40 10.2 Loss of business relocation 178.34 560.00 99,871.10 10.3 Compensation for move 213,632.88 10.4 Compensation for telephone move 164,800.00 10.5 Compensation for cable TV move 123,900.00 10.6 Compensation for pipe gas 10.7 Total 925.68 660,004.38 11.Cost for housing demolition 6,876.34 57.98 398,675.97 12. Cost for tree relocation 13.Compensation for pipeline relocation 13.1 Power cable 13.2 Telecommunication cable 355.82 925.75 329,398.81 13.3 Pipe of gas, water supply and other industrial 628.34 508.54 319,539.07 pipe 13.4 Total 984.16 648,937.88 14.Cost for move notice, survey and mapping, 30.00 - review and notarization etc. 15. Land requisition procedure charge 5.40 40,000.00 216,078.49 16. Resettlement management charge 159,953.35 17.Contingency fund 17.1 Contingency fund for land requisition and 1,027,967.29 resettlement I AQ 17.2 Contingency fund for pipe relocation 98.42 17.3 Total 1,028,065.71 18. Cost for resettlement work 18.1 Cost for resettlement planning 0.01 222,363.49 18.2 Cost for resettlement monitoring and evaluation 0.01 111,181.75 18.3 Cost for socioeconomic evaluation 0.00 66,709.05 18.4 Cost for resettlement supervision 0.01 177,890.80 18.5 Cost for resettlement implementation 0.03 667,090.48 18.6 Total 1,245,235.57 19. Sum total 23,481,584.99 Attached table 12: Resettlement cost estimate for the Sewage networks - Xilang Project borne by this project Unit Item Quantity price Total price Remark 1.compensation for permanent requisition of housing with property rights 1.1 Housing 15.64 2,130.00 33,320.75 1.2 Business 1.3. Office 1.4. Workshop 1.5 Others 1.6 Total 15.64 33,320.75 2. Housing on residential plot 2.1 Frame structure 2.2 Composite structure 2.3 Brick and timber structure 2.4 Simple structure 2.5 Shack 2.6 Total 2AO 3.Temporary requisition of housing on residential plot with property right 3.1 Frame structure 3.2 Composite structure 3.3 Brick and timber structure 7.12 450.00 3,206.01 3.4 Simple structure 3.5 Shack 3.6 Total 7.12 3,206.01 4. Compensation for constructions without right of land-use 4.1 Frame structure 4.2 Composite structure 4.3 Brick and timber structure 4.4 Simple structure 4.5 Shack 4.6 Total 5, Temporary structure before expiration 5.1 Used for business 5.1.1 Frame structure 5.1.2 Composite structure 5.1.3 Brick and timber structure 5.1.4 Simple structure 5.1.5 Shack 5.1.6 Total 5.2 Other uses 5.2.1 Frame structure 5.2.2 Composite structure 5.2.3 Brick and timber structure 5.2.4 Simple structure 5.2.5 Shack 5.2.6 Total 5.3 Total 6. Compensation for land 6.1 Cultivated land 0.20 305,370.00 61,074.00 6.2 Land for construction 0.86 76,300.00 65,609.64 6.3 Upland 6.4 Total 1.06 126,683.64 7.Compensation for temporary relocation 7.1 Compensation for temporary relocation of housing with property right 7.1.1 Housing 22.77 72.00 1,639.30 7.1.2 Business 7.1.3 Office 7.1.4 Workshop and warehouse 7.1.5 Others 7.1.6 Subtotal 22.77 1,639.30 7.2 Compensation for temporarily borrowed land 7.2.1 Compensation for temporarily borrowed 227.58 28.27 6,434.51 cultivated land 7.2.2 Compensation for temporarily borrowed land 2,048.26 40.27 82,489.69 for construction 7.2.3 Compensation for cultivated land rehabilitation 227.58 6.00 1,365.50 7.2.4 compensation for standing crop 227.58 5.00 1,137.92 7.2.5 Subtotal 2,731.01 91,427.63 7.3 Total 2,753.78 93,066.93 8.Conpensation for housing repair (with property right) 8.1 Frame structure 8.2 Composite structure 8.3 Brick and timber structure 7.12 150.00 1,068.67 8.4 Simple structure 8.5 Shack 8.6 Total 7.12 1,068.67 9. Compensation for requisition of structure 466,776.32 10.0 Compensation for others 10.1 Stop-loss 10.2 Loss of business relocation 10.3 Compensation for move 3,931.25 10.4 Compensation for telephone move 5,200.00 10.5 Compensation for cable TV move 1,750.00 10.6 Compensation for pipe gas 10.7 Total 10,881.25 11.Cost for housing demolition 22.77 36.00 819.65 12. Cost for tree relocation 13.Compensation for pipeline relocation 13.1 Power cable 13.2 Telecommunication cable 13.3 Pipe of gas, water supply and other industrial 8.60 641.57 5,516.33 pipe 13.4 Total 8.60 5,516.33 14.Cost for move notice, survey and mapping, 30.00 - review and notarization etc. 15. Land requisition procedure charge 1.06 40,000.00 42,395.62 16. Resettlement management charge 546.43 17.Contingency fund 17.1 Contingency fund for land requisition and 38,938.26 resettlement 17.2 Contingency fund for pipe relocation 0.86 17.3 Total 38,939.12 18. Cost for resettlement work 18.1 Cost for resettlement planning 0.01 8,232.21 18.2 Cost for resettlement monitoring and evaluation 0.01 4,116.10 18.3 Cost for socioeconomic evaluation 0.00 2,469.66 18.4 Cost for resettlement supervision 0.01 6,585.77 18.5 Cost for resettlement implementation 0.03 24,696.62 18.6 Total 46,100.36 19. Sum total 869,321.07 Attached table 13: Resettlement cost estimate for the Sewage networks - Lijiao Project borne by this project Item Quantity prnit Total price Remark 1.compensation for permanent requisition of housing with property rights 1.1 Housing 1,469.08 2,365.89 3,475,677.70 1.2 Business 23.92 4,091.26 97,872.42 1.3. Office 763.76 2,786.03 2,127,850.85 1.4. Workshop 103.84 2,780.00 288,669.87 1.5 Others 22.39 2,250.00 50,376.37 1.6 Total 2,382.99 6,040,447.20 2. Housing on residential plot 2.1 Frame structure 21,579.89 2,436.24 52,573,864.61 2.2 Composite structure 7,062.21 2,192.08 15,480,953.74 2.3 Brick and timber structure 1,649.84 2,029.73 3,348,729.80 2.4 Simple structure 72.68 1,621.34 117,847.24 2.5 Shack 2.6 Total 30,364.62 71,521,395.40 3.Temporary requisition of housing on residential plot with property right 3.1 Frame structure 3,448.48 664.59 2,291,837.17 12Iz 2 3.2 Composite structure 1,942.23 587.27 1,140,620.85 3.3 Brick and timber structure 338.47 524.24 177,441.11 3.4 Simple structure 3.5 Shack 3.6 Total 5,729.17 3,609,899.13 4. Compensation for constructions without right of land-use 4.1 Frame structure 596.76 614.15 366,497.70 4.2 Composite structure 1,266.05 594.81 753,059.93 4.3 Brick and timber structure 4,559.80 546.39 2,491,430.40 4.4 Simple structure 234.40 290.52 68,098.50 4.5 Shack 4.6 Total 6,657.01 3.679,086.53 5. Temporary structure before expiration 5.1 Used for business 5.1.1 Frame structure 5.1.2 Composite structure 15.79 250.00 3,947.69 5.1.3 Brick and timber structure 77.70 250.00 19,425.98 5.1.4 Simple structure 5.1.5 Shack 5.1.6 Total 93.49 23,373.67 5.2 Other uses 5.2.1 Frame structure 5.2.2 Composite structure 5.2.3 Brick and timber structure 10.24 250.00 2,561.03 5.2.4 Simple structure 13.25 250.00 3,312.06 5.2.5 Shack 5.2.6 Total 23.49 5,873.09 5.3 Total 116.99 29,246.76 6. Compensation for land 6.1 Cultivated land 0.90 309,393.00 278,453.70 TCA 6.2 Land forconstruction |30.77 73,700.00 2,267,961.62 6.3 Upland 6.4 Total 31.67 2,546,415.32 7.Compensation for temporary relocation 7.1 Compensation for temporary relocation of housing with property right 7.1.1 Housing 5,647.19 85.38 482,161.45 7.1.2 Business 771.05 358.39 276,332.14 7.1.3 Office 225.81 63.84 14,415.53 7.1.4 Workshop and warehouse 934.11 196.22 183,292.68 7.1.5 Others 128.19 120.00 15,383.15 7.1.6 Subtotal 7,706.34 971,584.96 7.2 Compensation for temporarily borrowed land 7.2.1 Compensation for temporarily borrowed 7,496.81 28.90 216,681.86 cultivated land 7.2.2 Compensation for temporarily borrowed land 67,471.31 40.90 2,759,792.44 for construction 7.2.3 Compensation for cultivated land rehabilitation 7,496.81 6.00 44,980.87 7.2.4 compensation for standing crop 7,496.81 5.00 37,484.06 7.2.5 Subtotal 89.961.75 3,058,939.24 7.3 Total 97,668.09 4,030,524.19 8.Conpensation for housing repair (with property right) 8.1 Frame structure 206.28 100.00 20,627.89 8.2 Composite structure 35.43 120.00 4,252.19 8.3 Brick and timber structure 2.88 150.00 431.71 8.4 Simple structure 8.5 Shack 8.6 Total 244.59 25,311.80 9. Compensation for requisition of structure 2,029,466.41 10.0 Compensation for others 10.1 Stop-loss 4,215.08 51.10 215,399.11 10.2 Loss of business relocation 20.86 560.00 11,679.22 10.3 Compensation for move 1,553,096.58 10.4 Compensation for telephone move 1,043,200.00 10.5 Compensation for cable TV move 736,400.00 10.6 Compensation for pipe gas _ 10.7 Total 4,235.94 3.559,774.90 11.Cost for housing demolition 46,708.86 53.01 2,476,253.86 12. Cost for tree relocation 13.Compensation for pipeline relocation 13.1 Power cable 3,020.43 3,904.33 11,792,723.63 13.2 Telecommunication cable 1,947.45 747.08 1,454,892.85 13.3 Pipe of gas, water supply and other industrial 6,448.26 1,409.61 9,089,508.54 pipe 13.4 Total 11,416.13 22,337,125.02 14.Cost for move notice, survey and mapping, 30.00 - review and notarization etc. 15. Land requisition procedure charge 31.67 40,000.00 1,266,915.40 16. Resettlement management charge 945,376.52 17.Contingency fund 17.1 Contingency fund for land requisition and 5,088,005.67 resettlement 17.2 Contingency fund for pipe relocation 1,141.61 17.3 Total 5,089,147.28 18. Cost for resettlement work 18.1 Cost for resettlement planning 0.01 1,291,863.86 18.2 Cost for resettlement monitoring and evaluation 0.01 645,931.93 18.3 Cost for socioeconomic evaluation 0.00 387,559.16 18.4 Cost for resettlement supervision 0.01 1,033.491.09 18.5 Cost for resettlement implementation 0.03 3,875,591.57 18.6 Total 7,234,437.60 19. Sum total 136,420.823.32 Attached table 14: Resettlement cost estimate for the Solid Waster Treatment Center Project Item Quantity Urnit Total price Remark 1.compensation for permanent requisition of housing with property rights 1.1 Housing 1.2 Business 1.3. Office 1.4. Workshop 1.5 Total 2. Housing on residential plot 2.1 Frame structure 2.2 Composite structure 2.3 Brick and timber structure 2.4 Simple structure 2.5 Shack 2.6 Total 3.Temporary requisition of housing on residential plot with property right 3.1 Frame structure 3.2 Composite structure 3.3 Brick and timber structure 3.4 Simple structure 3.5 Shack 3.6 Total 4. Compensation for constructions without right of land-use 4.1 Frame structure 4.2 Composite structure 4.3 Brick and timber structure 4.4 Simple structure 4.5 Shack 4.6 Total 5, Temporary structure before expiration 5.1 Used for business 5.1.1 Frame structure 5.1.2 Composite structure 5.1.3 Brick and timber structure 5.1.4 Simple structure 5.1.5 Shack 5.1.6 Total 5.2 Other uses 5.2.1 Frame structure 5.2.2 Composite structure 5.2.3 Brick and timber structure 5.2.4 Simple structure 504.10 200.00 100,820.00 5.2.5 Shack 624.30 100.00 62,430.00 5.2.6 Total 1,128.40 163,250.00 5.3 Total 1,128.40 163,250.00 6. Compensation for land 6.1 Cultivated land 42.89 8.16 3,499,824.00 6.2 Woodland 113.84 5.93 6,750,712.00 6.3 Garden plot 139.30 5.93 8,260,490.00 6.4 Pound 2.01 7.89 158,589.00 6.5 Other agricultural land 2.36 5.93 139,948.00 6.4 Total 300.40 18,809,563.00 7.Compensation for temporary relocation 7.1 Compensation for temporary relocation of housing with property right 7.1.1 Housing 7.1.2 Business 2ZQ 7.1.3 Office 7.1.4 Workshop and warehouse 7.1.5 subtotal 7.2 Compensation for temporarily borrowed land 7.2.1 Compensation for temporarily borrowed cultivated land 7.2.2 Compensation for temporarily borrowed land for construction 7.2.3 Compensation for cultivated land rehabilitation 7.2.4 compensation for standing crop 7.2.5 Subtotal 7.3 Total 8.Conpensation for housing repair (with property right) 8.1 Frame structure 8.2 Composite structure 8.3 Brick and timber structure 8.4 Simple structure 8.5 Shack 8.6 Total 9. Compensation for requisition of structure 17,250.00 10.0 Compensation for others 10.1 Stop-loss 10.2 Loss of business relocation 10.3 Compensation for move 1,128.40 10.00 11,284.00 10.4 Compensation for telephone move 10.5 Compensation for cable TV move 10.6 Compensation for pipe gas 10.7 Total 1,128.40 11,284.00 11.Cost for housing demolition 12. Cost for tree relocation 1,606.00 533.16 856,250.00 13.Compensation for pipeline relocation 13.1 Power cable 13.2 Telecommunication cable 13.3 Pipe of gas, water supply and other industrial pipe 13.4 Total 14.Cost for move notice, survey and mapping, 30.00 review and notarization etc. 15. Land requisition procedure charge 300.40 40,000.00 12,016,000.00 16. Resettlement management charge 17.Contingency fund 17.1 Contingency fund for land requisition and 1,593,679.85 resettlement 17.2 Contingency fund for pipe relocation 17.3 Total 1,593,679.85 18. Cost for resettlement work 18.1 Cost for resettlement planning 334,672.77 18.2 Cost for resettlement monitoring and evaluation 167,336.38 18.3 Cost for socioeconomic evaluation 100,401.83 18.4 Cost for resettlement supervision 267,738.21 18.5 Cost for resettlement implementation 1,004,018.31 18.6 Total 1,874,167.50 19. Sum total 35,341,444.35 = 14.5 Fund planning 14.5.1 Explanation of fund planning 1. This fund planning only includes the cost borne by this project and not includes that to be shared by relevant projects. 2. 2. The fund plan is prepared according to the commencement time of the project and the budget of the resettlement. 3. Since the commencement time is not fixed yet, the calculation will be carried out based on monthly average. Since the commencement time is not fixed yet, the calculation will be carried out based on monthly average. 4. Completion time of resettlement will be calculated as 6 months before the completion of the civil works. 14.5.2 Fund planning of the resettlement Urban Environment Project fund planning Liede WWTSSewage Solid Waster Dashadi Liede WWTS Sewage Treatment Total (Phase III) networks Center December 75,057,160.01 6,611,199.23 9,548,779.68 8,835,361.09 100,052,500.01 2003 January 75,057,160.01 6,611,199.23 9,548,779.68 8,835,361.09 100,052,500.01 2004 ______February 75,057,160.01 6,611,199.23 9,548,779.68 8,835,361.09 100,052,500.01 2004 March 2004 6,324,140.38 6,611,199.23 9,548,779.68 8,835,361.09 31,319,480.38 April 2004 6,324,140.38 6,611,199.23 9,548,779.68 22,484,119.29 May 2004 6,324,140.38 6,611,199.23 9,548,779.68 22,484,119.29 June 2004 6,324,140.38 6,611,199.23 9,548,779.68 22,484,119.29 July 2004 6,324,140.38 6,611,199.23 9,548,779.68 22,484,119.29 August 2004 6,324,140.38 6,611,199.23 9,548,779.68 22,484,119.29 September 6,324,140.38 6,611,199.23 9,548,779.68 22,484,119.29 2004 ______ 200ctob 2004Dectober 6,324,140.38 6,611,199.23 9,548,779.68 22,484,119.29 2004 6,324,140.38 66,92 9579824,1. December 6,324,140.38 6,611,199.23 9,548,779.68 22,484,119.29 2004 JanuaryNvM ber 00 6,324,140.386,324,140. 38 6,611,199.236,611,1 99.23 9,548,779.68 22,484,119.29 2005 February 6,324,140.38 6,611,199.23 9,548,779.68 22,484,119.29 2005 March 2005 6,324,140.38 6,611,199.23 9,548,779.68 22,484,119.29 April 2005 6,324,140.38 6,611,199.23 9,548,779.68 22,484,119.29 May 2005 6,324,140.38 6,611,199.23 9,548,779.68 22,484,119.29