20-F of 2009
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BOWNE INTEGRATED TYPESETTING SYSTEM Site: BOWNE OF HONG KONG Phone: 852-2526-0688 Operator: BHK10043 Date: 22-JUN-2010 07:11:54.74 Name: * Validation: N * Lines: * CRC: * BOM* CHKSHT-1 H04295.SUB * *CHKSHT-1* ******************************************************************************** * BOWNE EDGAR CONTROL SHEET * ******************************************************************************** SUBMISSION HEADER FOR EDGAR_DIR:[SUB]H04295.SUB: <SUBMISSION> <TYPE> 20-F <DOCUMENT-COUNT> 8 <LIVE> <FILER-CIK> 0001012139 <FILER-CCC> ######## <CONTACT-NAME> Bowne Edgar Desk <CONTACT-PHONE-NUMBER> 852-2526-0688 <SROS> NYSE <PERIOD> 12-31-2009 <NOTIFY-INTERNET> [email protected] <SHELLCOMPANY> No <VOLUNTARY_FILER> No <WELL-KNOWN_SEASONED_ISSUER> Yes <ACCELERATED-FILER-STATUS> Large Accelerated Filer DOCUMENT LIST FOR EDGAR_DIR:[SUB]H04295.SUB: No. Document Type Type Source ----- ------------------------------ ---- ---------------------------------------- 1. 20-F 2 H04295/001 -259 ❒ 2. EX-4.3 2 H04295/704.03.01 -704.03.04 ❒ 3. EX-7.1 2 H04295/707.01.01 -707.01.01 ❒ 4. EX-8.1 2 H04295/708.01.01 -708.01.01 ❒ 5. EX-12.1 2 H04295/712.01.01 -712.01.03 ❒ 6. EX-13.1 2 H04295/713.01.01 -713.01.03 ❒ 7. h04295h0429501.gif G ❒ 8. h04295h0429502.gif G ❒ BOWNE INTEGRATED TYPESETTING SYSTEM Site: BOWNE OF HONG KONG Phone: 852-2526-0688 Operator: BHK10043 Date: 22-JUN-2010 07:11:54.74 Name: * Validation: N * Lines: * CRC: * BOM* SUBHDR H04295.SUB * *SUBHDR* <SUBMISSION> <TYPE> 20-F <DOCUMENT-COUNT> 8 <LIVE> <FILER-CIK> 0001012139 <FILER-CCC> ######## <CONTACT-NAME> Bowne Edgar Desk <CONTACT-PHONE-NUMBER> 852-2526-0688 <SROS> NYSE <PERIOD> 12-31-2009 <NOTIFY-INTERNET> [email protected] <SHELLCOMPANY> No <VOLUNTARY_FILER> No <WELL-KNOWN_SEASONED_ISSUER> Yes <ACCELERATED-FILER-STATUS> Large Accelerated Filer BOWNE INTEGRATED TYPESETTING SYSTEM Site: BOWNE OF HONG KONG Phone: 852-2526-0688 Operator: BHK10043 Date: 22-JUN-2010 07:11:54.74 Name: * Validation: N * Lines: * CRC: * BOM* DOCHDR 1 H04295.SUB, DocName: 20-F, Doc: 1 * *DOCHDR/1* <DOCUMENT> <TYPE> 20-F <FILENAME> h04295e20vf.htm <DESCRIPTION> 20-F <TEXT> BOWNE INTEGRATED TYPESETTING SYSTEM Site: BOWNE OF HONG KONG Phone: 852-2526-0688 Operator: BHK10043 Date: 22-JUN-2010 07:11:54.74 Name: GUANGSHEN RAILWAY CO [E/O] CRC: 21953 BOMH04295 001.00.00.00 0/4 H04295.SUB, DocName: 20-F, Doc: 1, Page: 1 *H04295/001/4* Description: FORM 20-F EDGAR 2 Table of Contents As filed with the Securities and Exchange Commission on June 22, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 20-F (Mark One) REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 or ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to or 0/4 SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date: 22-JUN-2010 07:11:54.74 Commission file number: 1-14362 001.00.00.00 (Exact name of Registrant as specified in its charter) Operator: BHK10043 GUANGSHEN RAILWAY COMPANY LIMITED H04295 (Translation of Registrant’s name into English) People’s Republic of China *H04295/001/4* BOM (Jurisdiction of incorporation or organization) Phone: 852-2526-0688 No. 1052 Heping Road, Shenzhen, People’s Republic of China 518010 (Address of Principal Executive Offices) Mr. Guo Xiangdong CRC: 21953 EDGAR 2 Telephone: (86-755) 2558-7920 or (86-755) 2558-8146 Email: [email protected] Facsimile: (86-755) 2559-1480 No. 1052 Heping Road, Shenzhen, People’s Republic of China 518010 (Name, Telephone, E-mail and/or Facsimile number and Address of Company Contact Person) Site: BOWNE OF HONG KONG [E/O] Securities registered or to be registered pursuant to Section 12(b) of the Act: Title of Each Class Name of Each Exchange on which Listed American Depositary Shares, each representing 50 Class H ordinary New York Stock Exchange, Inc. shares Class H ordinary shares, nominal value RMB 1.00 per share The Stock Exchange of Hong Kong Limited Securities registered or to be registered pursuant to Section 12(g) of the Act: None BOWNE INTEGRATED TYPESETTING SYSTEM Name: GUANGSHEN RAILWAY CO H04295.SUB, DocName: 20-F, Doc: 1, Page: 1 Description: FORM 20-F BOWNE INTEGRATED TYPESETTING SYSTEM Site: BOWNE OF HONG KONG Phone: 852-2526-0688 Operator: BHK10043 Date: 22-JUN-2010 07:11:54.74 Name: GUANGSHEN RAILWAY CO [E/O] CRC: 21953 BOMH04295 001.00.00.00-1 0/4 H04295.SUB, DocName: 20-F, Doc: 1, Page: 1 *H04295/001/4* Description: FORM 20-F EDGAR 2 Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None Indicate the number of outstanding shares of each of the Registrant’s classes of capital or common stock as of December 31, 2009: Domestic shares (A shares), par value RMB 1.00 per share 5,652,237,000 H shares, par value RMB 1.00 per share 1,431,300,000 (including 229,144,050 H shares in the form of American Depositary Shares) Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes No If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Yes No Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes No Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes No Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one): Large Accelerated Filer Accelerated Filer Non-Accelerated Filer Indicate by check mark which basis of accounting the registrant has used to prepare the financial statements included in this filing: U.S. GAAP International Financial Reporting Standards as issued by the International Accounting Standards Board Other 0/4 If “Other” has been checked in response to the previous question, indicate by check mark which financial statement item the registrant has elected-1 to follow. Date: 22-JUN-2010 07:11:54.74 Item 17 Item 18 If this is an annual report, indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes No 001.00.00.00 Operator: BHK10043 H04295 *H04295/001/4* BOM Phone: 852-2526-0688 CRC: 21953 EDGAR 2 Site: BOWNE OF HONG KONG [E/O] BOWNE INTEGRATED TYPESETTING SYSTEM Name: GUANGSHEN RAILWAY CO H04295.SUB, DocName: 20-F, Doc: 1, Page: 1 Description: FORM 20-F BOWNE INTEGRATED TYPESETTING SYSTEM Site: BOWNE OF HONG KONG Phone: 852-2526-0688 Operator: BHK10043 Date: 22-JUN-2010 07:11:54.74 Name: GUANGSHEN RAILWAY CO [E/O] CRC: 26252 BOMH04295 002.00.00.00 0/3 H04295.SUB, DocName: 20-F, Doc: 1, Page: 2 *H04295/002/3* Description: FORM 20-F EDGAR 2 Table of Contents Table of Contents Pages Forward-Looking Statements 1 Certain Terms and Conventions 1 PART I ITEM 1. IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISORS 4 ITEM 2. OFFER STATISTICS AND EXPECTED TIMETABLE 4 ITEM 3. KEY INFORMATION 4 Item 3A. Selected Consolidated Financial and Other Data 4 Item 3B. Capitalization and Indebtedness 7 Item 3C. Reasons for the Offer and Use of Proceeds 7 Item 3D. Risk Factors 7 ITEM 4. INFORMATION ON THE COMPANY 15 Item 4A. History and Development of the Company 15 Item 4B. Business Overview 19 Item 4C. Organizational Structure 35 Item 4D. Property, Plant and Equipment 35 ITEM 4A. UNRESOLVED STAFF COMMENTS 36 ITEM 5. OPERATING AND FINANCIAL REVIEW AND PROSPECTS 36 Item 5A. Operating Results 38 Item 5B. Liquidity and Capital Resources 51 Item 5C. Research and Development, Patents and Licenses, etc. 53 Item 5D. Trend Information 54 Item 5E. Off-Balance Sheet Arrangements 55 Item 5F. Tabular Disclosure of Contractual Obligations 55 Item 5G. Safe Harbor 56 ITEM 6. DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES 56 Item 6A. Directors and Senior Management 56 Item0/3 6B. Board Compensation 62 Item 6C. Board Practices 64 Item 6D. Employees 66 Date: 22-JUN-2010 07:11:54.74 Item 6E. Share Ownership 68 ITEM 7. MAJOR SHAREHOLDERS AND RELATED PARTY TRANSACTIONS 68 Item 7A. Major Shareholders 68 Item 7B. Related Party Transactions 69 Item002.00.00.00 7C. Interests of Experts and Counsel 78 ITEM 8. FINANCIAL INFORMATION 78 Item 8A. Consolidated Statements and Other Financial Information 78 Operator: BHK10043 Item 8B. Significant Changes 80 ITEM 9. THE OFFER AND LISTING 81 ItemH04295 9A. Offer and Listing Details 81 Item 9B. Plan of Distribution 81 Item 9C. Markets 82 *H04295/002/3* BOM Phone: 852-2526-0688 CRC: 26252 EDGAR 2 Site: BOWNE OF HONG KONG [E/O] BOWNE INTEGRATED TYPESETTING SYSTEM Name: GUANGSHEN RAILWAY CO H04295.SUB, DocName: 20-F, Doc: 1, Page: 2 Description: FORM 20-F BOWNE INTEGRATED TYPESETTING SYSTEM Site: BOWNE OF HONG KONG Phone: 852-2526-0688 Operator: BHK10043 Date: 22-JUN-2010 07:11:54.74 Name: GUANGSHEN RAILWAY CO [E/O] CRC: 36508 BOMH04295 003.00.00.00 0/2 H04295.SUB, DocName: 20-F, Doc: 1, Page: 3 *H04295/003/2* Description: FORM 20-F EDGAR 2 Table of Contents Pages Item 9D.