The Legal and Historical Significance of the Munich Trial of John Demjanjuk

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The Legal and Historical Significance of the Munich Trial of John Demjanjuk ‘A Trial By History’ The Legal and Historical Significance of the Munich trial of John Demjanjuk Guy Elston 12277916 Thesis submitted in partial fulfilment of the requirements for the degree of Master of Arts History - Holocaust and Genocide Studies Universiteit van Amsterdam Thesis Advisor: Dr. Karel Berkhoff Second Reader: Prof. Dr. Nanci Adler June 30th, 2020 1 ABSTRACT The Munich trial of John Demjanjuk of 2009-2011 was the final act in the defendant’s decades of legal travails. It was widely covered and commented upon by an international academic and media audience. Reaction to the trial was highly divided, thanks in large part to the exceptional nature of its legal processes in comparison to previous German trials of low-ranking perpetrators of the Holocaust. This thesis questions what the trial’s significance was both in terms of its place in the legal record of German Holocaust prosecutions, and also in German collective memory of the Holocaust. A brief history of German coming-to-terms with the Holocaust is established, as well as the legal record of Holocaust trials in Germany, to set the context for the Munich trial. Separate historiographies cover Demjanjuk’s wartime activities, his previous trial in Jerusalem, and the Munich trial. Particular attention is given to legal scholars, helping to determine the legally noteworthy aspects of the Munich trial. These include the treatment of the matters of functional participation and putative necessity. The most significant aspects of media and academic reaction to the trial are established. These include the defendant’s age and infirmity, his alleged victimisation during the Second World War, his alleged revictimisation by the trial’s processes, and the alleged political motives of the trial. The trial brought about a confrontation with matters of functional participation and collaboration in the perpetration of Holocaust, and its verdict exemplified the societal developments in German attitudes towards the Nazi era. The conviction relied in large part upon the involvement of historical expert testimony in the courtroom, meaning that both retributive and didactic aims were met with some success. The trial’s greatest significance is in representing a legal institutionalisation of a functionalist interpretation of Holocaust perpetration, grounded in decades of developments made in Holocaust research. The highly belated nature of the trial ultimately limited its success, however, as the legal developments came too late to take on much more than a largely symbolic significance. 2 Table of contents Introduction…………………………………………………………………………………………………. 4 1. Holocaust memory and Holocaust prosecution in Germany in context…8 1.1 A history of Vergangenheitsbewältigung............................................ 9 1.2 German prosecution of the Holocaust............................................... 12 1.3 Memorial success; legal failure.......................................................... 16 2. A brief biography of John Demjanjuk................................................... 18 3. The legally significant aspects of the trial …………………………………………….. 23 3.1 The hybrid international and domestic nature of the trial.................. 23 3.2 A new legal framework........................................................................ 24 3.3 Putative Necessity................................................................................ 26 3.4 Victim testimony – the role of the Nebenkläger.................................. 28 3.5 The verdict and lack of appeal............................................................. 29 3.6 Further prosecutions........................................................................... 29 3.7 Conclusion………………………………………………………………………………………. 30 4. Media and academic reaction to the trial ……………………………………………. 32 4.1 Age and infirmity……………………………………………………………………………… 32 4.2 Political motives of the trial................................................................. 36 4.3 Demjanjuk’s alleged victimhood during the Second World War......... 39 4.4 Demjanjuk’s alleged victimisation by the trial...................................... 43 4.5 Conclusion............................................................................................ 48 5. The trial in retrospect……………………………………………………………………………….. 50 5.1 Retribution vs education: The trial in the legal record......................... 50 5.2 The trial and Vergangenheitsbewältigung………………………………………… 54 5.3 The trial and closure………………………………………………………………………… 57 Conclusion…………………………………………………………………………………………….. 60 3 Introduction The Munich trial of John Demjanjuk, formerly Ivan Demjanjuk, took place between November 2009 and May 2011. He was tried as an accessory to murder and convicted on 12 May 2011 on 27,900 counts of that charge. The crimes for which he was convicted were committed at the Sobibor death camp in 1943. This trial was the last act in decades of legal travails. Demjanjuk had first been deported from his adopted home of the United States of America in 1986, already after almost a decade of deportation processes, and tried in Jerusalem for crimes against humanity. Sentenced to death, then subsequently exonerated in 1993 on the grounds of mistaken identity and returned to the USA, the court in Munich charged him in 2009 with crimes committed in a different location and under a different identity than those at issue in Jerusalem. His conviction, sixty-eight years after those crimes, technically never came into effect, as he died before his appeal could be heard. American legal scholar Lawrence Douglas described Demjanjuk’s legal saga as “the most convoluted, lengthy, and bizarre criminal case to arise from the Holocaust”.1 The Munich trial of John Demjanjuk gained “worldwide attention from the very beginning”, as German public-funded broadcaster Deutsche Welle reported2, for it had generally been believed that with it, the prosecution of Nazi criminals in Germany came to an end. The trial was therefore commonly described as the last Nazi trial, and its significance to the legacy of German prosecution of Nazi criminals was widely commented upon. The media in Germany, the Netherlands, Ukraine, the US and Israel gave the trial extensive coverage, and the discourse took place over a range of media, particularly in newspapers and online.3 Although interest in the case declined as the trial proceedings dragged on,4 the conclusion of the trial again brought about mass coverage in the international media and in Germany, where Demjanjuk’s conviction precipitated a “confrontation with the Nazi past” of the nation.5 Reactions to the trial were many and divided, and the significance and value of the trial was highly debated. From both the quantity and the force of reactions to the trial, both German and international, it was clear that the Demjanjuk Munich trial captured popular and scholarly attention and took on great significance to a wide variety of observers. To them the trial forced a confrontation 1 Lawrence Douglas, The Right Wrong Man: John Demjanjuk and the Last Great Nazi War Crimes Trial, (New Jersey: Princeton University Press, 2016), 3 2 Cornelia Rabitz, ‘Accused Nazi helper John Demjanjuk: Murderer or Victim?’. Deutsche Welle, May 11, 2011 3 Christian Pentzold, Vivien Sommer, Stefan Meier and Claudia Fraas, ‘Reconstructing media frames in multimodal discourse: The John/Ivan Demjanjuk trial.’ Elsevier, 12 (2016), 33 4 Douglas, The Right, 246 5 Jennifer Clibbon, ‘What the Demjanjuk verdict means for war crimes prosecutions’. CBC, May 13, 2011 4 with both the history of how the Holocaust had been prosecuted, and the history of how the Holocaust had been remembered. Prosecutions of Nazi crimes in Germany faced myriad legal obstacles since the dissolution of the Third Reich. It has generally been considered that the Federal Republic of Germany, and subsequently the reunified German state, failed to convict Nazi criminals to an appropriate extent or severity; the German Holocaust survivor and writer Ralph Giordano described this failure as the nation’s “second guilt”.6 Conversely, the German nation, after a long period of obfuscation of the societal knowledge of, and role in the perpetration of, the Holocaust, is widely admired for ultimately facing up to the atrocities of the Third Reich, and for having institutionalised the memorialisation of the Holocaust in German society. The term Vergangenheitsbewältigung is used to refer to this ‘coming- to-terms with the past’ that German society has undergone, regarding the crimes of the Third Reich. Scholarship has demonstrated that earlier Nazi trials in Germany stimulated public debate and influenced the development of Vergangenheitsbewältigung; and, in turn, that changes in societal opinion regarding the Holocaust, and a sense of responsibility for its perpetration, helped to bring about criminal trials of Nazi crimes. The separate processes of judicial and societal reckoning with the crimes of the Third Reich therefore have had a great influence on each other, despite the difference in their levels of perceived success. One reason why the debate surrounding the Munich trial reached great intensity was the exceptional nature of the processes and verdict, that broke with long-established legal precedents of Holocaust trials in Germany. The trial resurrected debates over the very possibility of justice after genocide, and stimulated recognition of the societal, extra-legal functions of a criminal trial of a genocidal atrocity. It raised questions of whether
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