External Community FICC January 2021

Total Page：16

File Type：pdf, Size：1020Kb

External Community FICC January 2021 FICC Teams Using Cross-Company Communication Today With over 535,000 professionals on Symphony, the community is growing faster than ever. See which FICC teams are using Symphony to securely collaborate today. FICC BUY SIDE COMPANY FICC COMPANY FICC AMER EMEA APAC AMER EMEA APAC ABC Arbitrage AM • Insight Investment • • • Alliance Bernstein • • • Jane Street • • • Amundi • • J.P. Morgan AM • • • Ardea IM • Key Captital Partners • BNP Paribas AM • • • Lighthouse Canton • CedarKnight • Nine Masts Capital • Citadel • • • Ohman J:or Fonder • CPP Investment Board • Ostrum AM • DWS • • Schroders • Exane AM • SPX Intl. AM • • Fulcrum AM • Swiss-Asia Holding PTE LTD • Global Macro Cycle Partners • Sycomore Asset Management • Graticule AM • • • T. Rowe Price • • • Wells Fargo AM • FICC SELL SIDE COMPANY FICC COMPANY FICC AMER EMEA APAC AMER EMEA APAC ABG Sundal Collier • Jefferies • • • ANZ • • • J.P. Morgan • • • Banque Pictet • Kepler Cheuvreux • Barclays • • • Linear • BGC • Louis Capital Markets • BlockFi • • • Mizuho Securities • BNP Paribas • • • Morgan Stanley • • • BNY Mellon • Natixis • • • BofA Merrill Lynch • • • NatWest Markets • • • BTIG • Nittan Capital • Citi • • • Nomura • • • CM CIC • ODDO BHF • Commerzbank • • • R & R Commodities • Credit Agricole • • • Raymond James • Credit Suisse • • • RBC • • • Danske Bank • Santander CIB • Davy Group • • • SMBC Nikko • DCA • • • Societe Generale • • • Deutsche Bank • • • Square Global Markets • Dinosaur Merchant Bank • Standard Chartered Bank • • • Global Prime Partners • State Street • • • Goldman Sachs • • • Stifel • • • HSBC • • • UBS • • • Itarle • • • VCM Vantage Capital Markets • Jane Street • • • Wells Fargo • • • XP • FICC IDBs AND EXCHANGE HOUSES COMPANY FICC COMPANY FICC AMER EMEA APAC AMER EMEA APAC BTIG • Liquidnet • • • Hong Kong Exchanges and Clearing Ltd • OTCex • • Key Capital Partners • TP ICAP • • • Liquidity Cube • SECURE TEAM COLLABORATION [email protected] | SYMPHONY.COM Copyright © 2020 Symphony Communication Services, LLC. All Rights Reserved. Confidential and proprietary information. All product and company names are trademarks™ or registered ® trademarks of their respective holders. Use of them does not imply any affiliation with or endorsement by them..

Copy Link

Recommended publications

Symphony Innovate 2019
Symphony Innovate 2019 Workflows and Use Cases © Copyright 2019 Symphony Communication Services, LLC — Private and Confidential – Proprietary Information Symphony – SPARC | Front Office Workflow Simplify and automate OTC negotiation Challenge: • Trading OTC derivatives is slow, disjointed, and often relies on disconnected platforms. • Constant window switching, manual entry, human error, and forgotten RFQ information are all too commonplace and can result in frustrated clients. Solution: • With SPARC, traders can create and send RFQs in seconds within a Symphony chat room, and even interact with dealers. • Buy side traders can take action faster leveraging use pre-set commands, while all RFQ details are stored in an easily accessible audit log. “SPARC is a blueprint for future collaboration in the industry; it’s been a unique journey of collaboration between the buy side and sell side, built for and by market participants.” Andrew Mosson, Executive Director, CIB Digital Strategy, J.P. Morgan “© Copyright 2019 Symphony Communication Services, LLC — Private and Confidential – Proprietary Information FlexTrade – SPARC & FlexTrade Integration | Front Office Workflow Automate the EMS to RFQ process Challenge: • Switching between execution management systems (EMS) and communication tools is tedious and can result in time lags and loss of relevant information. Solution: • Traders can seamlessly create RFQs and choose dealers using the FlexTrade & SPARC integration on Symphony. • Trade details are automatically integrated into SPARC via through
[Show full text]
2018 Annual Report
ASEAN ANNUAL REPORT 2018 CATALYST RECORD PROFITS FIRMER FOOTING DIGITAL TRANSFORMATION Grew stronger in terms of performance, Well-positioned to embark on our next Wider spectrum of solutions to improve value propositions and competitiveness. mid-term growth strategy plan. employee and customer experience. PG 29 PG 11 PG 45 VIETNAM LAOS MYANMAR PHILIPPINES THAILAND CAMBODIA MALAYSIA BRUNEI SINGAPORE INDONESIA The cover depicts our operating footprint across ASEAN and reinforces our commitment to connect our customers, our people and partners to seamless financial solutions, new markets, and opportunities for growth. View our Annual Report, Accounts and other information about CIMB Group Holdings Berhad at www.cimb.com b 1 ABOUT OUR REPORT OUR REPORTS At CIMB Group Holdings Berhad, we produce a range of corporate reports for the benefit of our multiple stakeholders, mainly to equip them with critical information on the many areas of our business operations and performance. ANNUAL REPORT This is the primary source of information about our Group and gives a simple and comprehensive overview of our financial and non-financial milestones and achievements for each year. By studying the report, our stakeholders can learn about our strategy; businesses and performance; approach to governance and risk as well as our future goals. The report demonstrates our accountability and strengthens the trust AR/15 AR/16 AR/17 of our stakeholders. AR/18 ANNUAL FINANCIAL STATEMENTS During the year, we publish a range of financial statements, including quarterly financial statements and the audited annual financial results. These statements present to our stakeholders a clear and full analysis of our financial affairs at the end of each financial year.
[Show full text]
Bloomberg Blames Router Hardware for Asia Terminal Interruption
INFORMATIONASIA-PACIFICSPECIAL CONFERENCE FINANCIAL REPORT Inside Market Data November 16, 2015 waterstechnology.com/imd Volume 31, Number 3 Users Seek Justification for LSE Fee Hikes NEWSWIRES 5 Finwire Unveils Swedish The London Stock Exchange Group (LSEG) is share of trading in FTSE 100 stocks currently Mutual Funds News Service introducing an average 4.8 percent fee increase below 60 percent, data subscribers say the price for its UK and International Level 1 and Level of the data no longer reflects its value. DELIVERY TECHNOLOGIES 2 market data products, which officials say In a notification sent to end users on Sept. 6 Lucera, Perseus Launch reflects continued enhancement of its “content 29, Caroline O’Shaughnessy, global head of Global On-Demand SDN delivery and scope,” but data consumers say the sales and marketing for LSEG’s Information Financial Network exchange is simply raising fees to combat falling Services division, informed customers of the data revenues. new pricing model, which will take effect on SPECIAL REPORT Combined with two earlier fee hikes for the Jan. 1, 2016. 7 Asia-Pacific Financial same products in July 2013 and January 2014, Monthly non-member fees for UK Level Information Conference the new fees represent a cumulative increase 1 data will rise by 4.75 percent from £40 to of between five and 15 percent over two-and- £41.90 per device for professional users, while SPECIAL REPORT a-half years. However, with the LSE’s market UK Level 2 data will rise by 4.9 per- >3 10 Buy Side Still Taking Wait-and-See Approach to Symphony Markit Unveils Total Return Swap Data Service ORGANIZATION & STRATEGY Information and services provider Markit is In 2012, Markit launched a set of standard- 11 RSRCHX Preps for Hiring rolling out a new total return swap (TRS) data ized TRSs based on a series of its iBoxx bond Spree, Content Push service to provide quote data and daily trading market indices.
[Show full text]
Businesses'and'startups'in'2015' By:$UTBA$ the Past Two Months Have Been Very Eventful for the Business World
Businesses'and'Startups'in'2015' By:$UTBA$ The past two months have been very eventful for the business world. Markets worldwide were rattled on the 24th of August by the collapse in the Chinese stock markets, with the S&P 500 closing 3.9% down at the end of the day’s trading.1 Subsequently, the Fed delayed raising interest rates last month and doubt exists, as to whether it will do so this month. In other news, the world’s largest carmaker, Volkswagen has taken a serious beating both in terms of its reputation and market capitalization after the EPA announced that it had installed software in nearly 11 million “clean diesel” automobiles that masked the emission of hazardous compounds.2 Subsequent legal issues could prove to be very damaging for VW. As you would be knowing, speakers from over 12 startups in different industries will be part of the UTBA’s first speaker series on entrepreneurship. As a follow-up to the event, and to keep up your interest in the challenging start-up environment, here are three that could bring radical changes to their industries. 1)! Symphony Symphony Communication Services LLC, is a communications platform in the financial services industry that allows “financial firms and their customers to put all digital communications on a single platform”.3 For a business with more than 50 users, the platform costs just $15 (American) per user for a month and is free for smaller businesses and individuals.4 Bloomberg LP and Thomas Reuters Corp. provide similar services that can cost “tens of thousands of dollars per year for each customer”.5 Symphony is being backed by a total of 14 banks and money managers which include Goldman Sachs Group Inc., Deutsche Bank AG, Credit Suisse Group AG, Bank of New York Mellon Corp.
[Show full text]
Symphony Foundation Formed to Enable Community-Built Advancements of Communication Platform
Symphony Foundation Formed to Enable Community-Built Advancements of Communication Platform May 26, 2015 New Foundation Promotes Innovation Through Open-Source Access to the Symphony Source Code PALO ALTO, Calif.--(BUSINESS WIRE)--Symphony Communication Services LLC, a secure communication and workflow technology company, announced today the formation of the Symphony Foundation, the nonprofit counterpart of the company focused on open, collaborative community development of the platform's source code to further communication innovation. The Symphony Foundation was established based on the belief that open-source development will empower community members to customize the platform and allow for choice amongst platform users. Through an open-source license, the Foundation will enable community members to make and share modifications that both serve the common interests of and will be used for the mutual benefit of the community. Additionally, the Foundation will influence the direction of the platform by incorporating elements such as enhanced security and increased functionality. "Providing open-source access to the Symphony platform has been our goal since inception to further innovation," says David Gurle, chief executive officer at Symphony. "The operating source code offers full transparency and flexibility, while building trust within our community. Furthermore, we have the opportunity to hear from our users and community regarding how we can make the platform better and more efficient for them. The Symphony Foundation allows us to become better partners in building the communication ecosystem that best meets our customers' needs." The Symphony Foundation joins the growing number of technology companies that are embracing open-source licensing for better industry collaboration.
[Show full text]
External Community Over 500 Companies Are Part of the Symphony Community
July 2021 THE INFORMATION IN THIS DOCUMENT IS CONFIDENTIAL AND SHOULD NOT BE SHARED OUTSIDE OF YOUR FIRM. External Community Over 500 companies are part of the Symphony community Not all firms on Symphony are represented in the Symphony Community grid. Please reach out to your Account Manager if you wish to check if a firm is on Symphony that is not represented in this list. This month 11 firms joined the Symphony Community, including: Creighton Capital IG Markets Ltd K5 Global Capital Meraki Global Mine Digital Ltd Sona Asset Management Advisors Management BUY SIDE | SELL SIDE | ASSET SERVICING | IDBs & EXCHANGES | TECH & PARTNERS | CORPORATES Buy Side (Asset Owners & Managers, Alternative Fund Managers, Central Banks & Official Institutions) COMPANY EQUITIES FICC OPS AMER EMEA APAC AMER EMEA APAC AMER EMEA APAC ABC Arbitrage AM • • • Alger • Alliance Bernstein • • • • • • • • • Amundi • • • • • AQR • • Ardea IM • • Artisan Partners • • BlackRock • • • BNP Paribas AM • • • • • BTG Pactual AM • • CedarKnight • • • Challenger • Citadel • • • • • • Comgest • • New joiners are indicated in blue SECURE TEAM COLLABORATION SYMPHONY.COM © 2021 Symphony Communication Services, LLC - Proprietary and Confidential. All product and company names are trademarks ™ or registered ® trademarks of their respective holders. Use of them does not imply any affiliation with or endorsement by them. BUY SIDE | SELL SIDE | ASSET SERVICING | IDBs & EXCHANGES | TECH & PARTNERS | CORPORATES COMPANY EQUITIES FICC OPS AMER EMEA APAC AMER EMEA APAC AMER EMEA APAC Dimensional Fund Advisors • • • • DWS • • • • • Empirical Capital • Exane AM • Fulcrum AM • • • Global Macro Cycle Partners • • Graticule AM • • • • • • • • • Insight Investment • • • • • • • • • Jane Street • • • • • • • • • J.P. Morgan AM • • • • • • • • • Key Capital Partners • • Kingdon Capital • • Lighthouse Canton • • • Luminus Management • Maverick • Mendon Capital • Monarch Partners • Nine Masts Capital • • • Ohman J:or Fonder • • Perpetual • Puma Capital • • Schroders • • • SPX Intl.
[Show full text]
Asia Securities Industry & Financial Markets Association Sponsorship
Asia Securities Industry & Financial Markets Association Sponsorship Packages ASIFMA Contact Alex Lipton Manager Business Development and Communications +852 2531 6517 [email protected] Event Background Further to the success of the first edition of the ASIFMA Tech & Ops Conference in 2019, ASIFMA is taking this conference virtual in-light of the COVID-19 situation. This industry-wide conference is becoming a leading platform in the region for the industry to convene and discuss key topics on the shared challenges that the industry is facing Dates Monday, 10-14 May 2021 (2-3 hours per day, morning in HKT/SGT time zone) Format Virtual Content / Topics The topics distributed as below. Day 1: Securing the Foundation – Operational Resilience Day 2: Cybersecurity Day 3: Cloud and Data Day 4: Technologies of the Future: AI and DLT Day 5: New Ways of Working Agenda Linked here Delegate Price ASIFMA Members US$99 / Non-Members US$125 2 Event Background The conference identifies key tech & ops related shared challenges that the industry is facing and brings market participants Objective together to help solve these. Five-day virtual event featuring keynote speeches, panel discussions and sponsored presentations. The conference will be Program Format conducted in English. Industry experts and senior representatives from sell-side and buy-side communities from technology, operations and COOs, senior Speaker Profile representatives from relevant law firms/ consultants/ vendors, global and Asian policy makers, regulators, central banks. To effectively engage this esteemed audience and connect with the global and regional community, various sponsorship packages Sponsorship with speaking slots and marketing opportunities are available for ASIFMA members and non-members offering unparalleled Opportunities branding exposure and lead generation.
[Show full text]
Program (Final)
Program (Final) Dates: Tuesday-Wednesday, 2-3 April 2019 Location: JW Marriott Hong Kong (JW Marriott Ballroom, Level 3) Remarks: Expecting 200-300 attendees, Open to the media except Roundtables on Day 2 afternoon DAY 1 Morning Plenary Session 09:00-09:10 Welcome Remarks 09:10-09:30 Keynote 1 09:30-09:50 Keynote 2 09:50-10:50 Plenary Panel 1 - How will Capital Markets be Transformed by Technology by 2025? 10:50-11:30 Morning Coffee Break 11:30-12:30 Plenary Panel 2 - HBS Customer Value Triangle: Product Leadership vs Customer Intimacy vs Operational Excellence 12:30-13:30 Buffet Lunch, Networking 13:00-13:30 Lunch and Learn: The Coming ISO 20022 Revolution: Are You Ready Yet? Markets Stream Technologies Stream Operations Stream Startups Pitch/Demo 13:30-14:15 13:30-14:15 13:30-14:15 Panel M1- Cybersecurity - Are Panel T1- Partnering with Panel O1 – The Future of 13:40-14:00 We On the Right Track? Fintechs: Lessons Learned Industry Communication to FutureFlow 14:15-15:00 14:15-15:00 Improve Operational 14:00-14:20 Panel M2 - The Challenges of Panel T2- Sandboxes - Are Efficiency BlueMeg Client Onboarding They Really Helping to 14:15-15:00 14:20-14:40 15:00-15:30 Promote Innovation and Panel O2 - China Challenge – Emotics Afternoon Coffee Break Clarify Regulatory Obligations? Is there an Opportunity to 14:40-15:00 15:30-16:15 15:00-15:30 Leapfrog Legacy Equities FinFabrik Panel M3 - Regulatory Afternoon Coffee Break Markets for Operational 15:00-15:20 Implementation: Humans vs.
[Show full text]
QFR Moves to Hedge Fund Hotel SEC Warns Over
ISSUE 27 MARCH 2016 THE DEFINITIVE GUIDE TO HEDGE FUND TECHNOLOGY SEC WARNS OVER CYBER-ATTACK REPORTING Regulator fires shot at firms during annual conference NEWS 05 IN SYMPHONY Symphony CEO David GRATICULE TO END FORTRESS INFRASTRUCTURE ARRANGEMENT Gurle outlines his 06 Macro firm to spin out of platform in May NEWS ambition AXIOMA TO ACQUIRE CONCEPTONE REPORTING UNIT Firm to take on risk and regulatory offering NEWS 08 COMPANY PROFILE 20 WHAT CONCENTRATION RISKS DO CTOS FACE, AND HOW SHOULD THEY RESPOND? VISIT WWW.HFMTECHNOLOGY.COM FOR MORE TECHNOLOGY UPDATES CONTENTS London Thavies Inn House 3-4 Holborn Circus London, EC1N 2HA T+44 (0)20 7832 6500 F +44 (0)20 7832 6501 New York 200 Park Avenue South Suite 1603 New York, NY 10003 T +1 646 891 2110 EDITORIAL TOO MUCH CONCENTRATION Head of content, HFMTechnology Alex Cardno Alex Cardno +1 646-891-2117 [email protected] Reporter Jasmin Leitner Concentration risk appears to have taken a back seat to cyber-security in the hedge fund technology +44 (0) 20 7832 6657 [email protected] priority list but that doesn’t mean it is any less of a threat to ﬁ rms. Head of content Indeed, CTOs who spoke to HFMTechnology this month were all too aware of the risks that exist Paul McMillan +1 646 891 2118 around too many IT services being placed in the hands of too few service providers. [email protected] Regulators on both sides of the pond have had little to say on the issue thus far, with the FCA COMMERCIAL devoting one line to it in its recent cloud computing consultation.
[Show full text]
The Twists and Turns of Secure Messaging
Europe Gets Tough on ‘Research’ Unbundling SYSTEMATIC INTERNALIZER RANKS SWELL, PRE-MIFID II Aussie Regulator Modernizes Statistics Data Collection THE TWISTS AND TURNS OF SECURE MESSAGING Will Bloomberg’s Cut-Price Chat Tool Stave Off or Sink Symphony? waterstechnology.com November 2017 smartstreamrdu.com Simplifying Reference Data. Together. Established as an industry utility based on the principle of market commonality, collaboration and contribution, The SmartStream Reference Data Utility (RDU) delivers a cost efficient approach to realize the truth of the data contained within the industry with guaranteed results. Managing data holistically across legal entity, instrument and corporate action data, this shared service model promotes fixes to data processing across the instrument lifecycle and the events that originate and change data. Join the revolution, contact us today: [email protected] Editor Max Bowie Tel: +1 646 490 3966 [email protected] Deputy Editor Jamie Hyman Tel: +44 (0) 207 316 9270 [email protected] European Reporter Joanne Faulkner Tel: +44 (0) 20 7316 9338 [email protected] Asia Staff Reporter Wei-Shen Wong Tel: +852 3411 4758 [email protected] Publisher Katie Palisoul Tel: +44 (0)20 7316 9782 [email protected] Global Commercial Director Colin Minnihan Tel: +1 646 755 7253 [email protected] Business Development Executive Arnaud Morell-Coll Tel: +1 646 736 1887 [email protected] Business Development Executive
[Show full text]
BNP Paribas: Symphony Chatbot
Project #: MXC-ABVO BNP Paribas: Symphony Chatbot A Major Qualifying Project Report Submitted to the Faculty of Worcester Polytechnic Institute In Partial Fulfillment of the Requirements for the Degree of Bachelor of Science Submitted By: Matthew Nicholson, Management Engineering Yaofeng Wang, Computer Science and Industrial Engineering Yiyi Chen, Industrial Engineering Submitted to: On-site Liaison: Andrew Clark Project Advisors: Professor Michael Ciaraldi, Department of Computer Science Professor Renata Konrad, Foisie School of Business Professor Kevin Sweeney, Foisie School of Business Submitted on: January 23, 2019 i Abstract To reduce the time and effort required to complete locate short sale requests, our team automated the communication process between the equity and derivative traders (EQD) and the stock lending and borrowing traders (SLAB) at BNP Paribas. Currently, for EQD traders to perform a short sale, they must contact the SLAB traders to figure out if they are allowed to borrow the shares. Once approved, the SLAB trader will be able to fill out a form and submit it to the SLAB software for further approval and borrowing rates. The SLAB traders review the request and reply back via Symphony chat room to let the EQD trader know if they have been approved, declined, or partially approved. The SLAB trader will also provide the EQD trader with information regarding the rate at which the shares are being borrowed. The current communication process is complex with multiple unnecessary manual steps. The chatbot our team designed will speed up the communication process by automating all the manual steps required by SLAB. The chatbot will also notify EQD traders of trades at a faster rate since it sends out responses automatically.
[Show full text]
Private Briefing
REPRINT FROM OCTOBER 2, 2019 PRIVATE BRIEFING: FINTECH BOOM BRIDGES WALL STREET, SILICON VALLEY From unicorn identity specialist Ping Identity to Members Exchange, financial technology continues to shine for both venture capital and private equity firms. BY STEVE GELSI While large IPOs from Uber Technologies Inc. (UBER) and Lyft Inc. (LYFT) have struggled in the public eye, Vista Equity Partners LLC-backed Ping Identity Holding Corp. (PING) debuted with much less fanfare on Sept. 20 at $15 a share and has traded well above $16 a share since then, with a market capitalization of $1.3 billion. While Denver-based Ping Identity works in many industries, it secures all of the 12 largest U.S. banks as measured by assets — putting it squarely into the realm of financial technology, or fintech. Or take a look at Members Exchange LLC, or MEMX, which is launching a new public equities exchange in 2020 after receiving an initial investment from Bank of America Merrill Lynch, Charles Schwab, UBS, Virtu Financial and other financial players. narrow mandates, according to the 2019 Private Equity Institutional These are a couple of examples of financial technology deals that Investor Trends for 2019 survey by Probitas Partners. Seven percent of the combine elements of Wall Street and Silicon Valley. While a disconnect survey respondents said they were focused on fintech-only funds, which between the West Coast and East Coast has arisen this year on the fair rank among the most attractive in venture capital, according to the survey. market valuation of money-losing unicorns, financial technology remains in favor.
[Show full text]