Trading Notice – 0198

Date: 8th October 2009

Priority: Notification Bulletin

Subject: Additions to the Swiss guaranteed stock universe

Sent from: Trading Operations

Message:

Chi-X Ltd (Chi-X) is pleased to announce the following additions to the Swiss guaranteed stock universe to include all constituents of the SMIM index (SMI Mid), which will be available for trading from Wednesday 14 th October 2009.

Chi-X UMTF* B’berg Tick Name Chi-X RIC Chi-X RIC B’berg ISIN Index Code Code Table Code AG ARYNz ARYN.I ARYN.S ARYNs.CHI ARYN SW ARYN IX CH0043238366 Swiss SMIM Baloise Holding AG BALNz BALN.I BALN.VX BALNvx.CHI BALN VX BALN IX CH0012410517 Swiss SMIM AG BARNz BARN.I BARN.S BARNs.CHI BARN SW BARN IX CH0009002962 Swiss SMIM Basilea BSLNz BSLN.I BSLN.S BSLNs.CHI BSLN SW BSLN IX CH0011432447 Swiss SMIM Pharmaceutica AG CLNz CLN.I CLN.VX CLNvx.CHI CLN VX CLN IX CH0012142631 Swiss SMIM EFG International EFGNz EFGN.I EFGN.S EFGNs.CHI EFGN SW EFGN IX CH0022268228 Swiss SMIM AG AG GALNz GALE.I GALN.S GALNs.CHI GALN SW GALN IX CH0015536466 Swiss SMIM GAM Holding AG GAMz GAMS.I GAMH.VX GAMHvx.CHI GAM VX GAMH IX CH0102659627 Swiss SMIM AG GEBNz GEBN.I GEBN.VX GEBNvx.CHI GEBN VX GEBN IX CH0030170408 Swiss SMIM Georg Fischer AG FINz FGEN.I FIN.S FINs.CHI FI/N SW FI/N IX CH0001752309 Swiss SMIM SA GIVNz GIVN.I GIVN.VX GIVNvx.CHI GIVN VX GIVN IX CH0010645932 Swiss SMIM Helvetia Holding AG HELNz HEPN.I HELN.S HELNs.CHI HELN SW HELN IX CH0012271687 Swiss SMIM Kuehne + Nagel KNINz KNIN.I KNIN.VX KNINvx.CHI KNIN VX KNIN IX CH0025238863 Swiss SMIM International AG & Spruengli LISNz LISN.I LISN.S LISNs.CHI LISN SW LISN IX CH0010570759 Swiss SMIM AG Lindt & Spruengli LISPz LISP.I LISP.S LISPs.CHI LISP SW LISP IX CH0010570767 Swiss SMIM AG LOGNz LOGN.I LOGN.VX LOGNvx.CHI LOGN VX LOGN IX CH0025751329 Swiss SMIM International SA Nobel Biocare NOBNz NOBZ.I NOBN.VX NOBNvx.CHI NOBN VX NOBN IX CH0037851646 Swiss SMIM Holding AG OC Oerlikon Corp OERLz OERC.I OERL.VX OERLvx.CHI OERL VX OERL IX CH0000816824 Swiss SMIM AG Panalpina Welttransport PWTNz PWTN.I PWTN.S PWTNs.CHI PWTN SE PWTN IX CH0002168083 Swiss SMIM Holding AG Pargesa Holding SA PARGz PRGZ.I PARG.S PARGs.CHI PARG SW PARG IX CH0021783391 Swiss SMIM Petroplus Holdings PPHNz PPHN.I PPHN.VX PPHNvx.CHI PPHN VX PPHN IX CH0027752242 Swiss SMIM AG PSP Swiss Property PSPNz PSP.I PSPN.S PSPNs.CHI PSPN SW PSP IX CH0018294154 Swiss SMIM AG Schindler Holding SCHPz SCHP.I SCHP.S SCHPs.CHI SCHP SW SCHP IX CH0024638196 Swiss SMIM AG Sika AG SIKz SIKZ.I SIK.S SIKs.CHI SIK SW SIK IX CH0000587979 Swiss SMIM Holding AG SOONz SOON.I SOON.VX SOONvx.CHI SOON VX SOON IX CH0012549785 Swiss SMIM Holding STMNz STMN.I STMN.S STMNs.CHI STMN SW STMN IX CH0012280076 Swiss SMIM AG AG SUNz SUNS.I SUN.S SUNs.CHI SUN SW SUN IX CH0038388911 Swiss SMIM Swatch Group UHRNz UHRN.I UHRN.S UHRNs.CHI UHRN SW UHRN IX CH0012255144 Swiss SMIM AG/The Temenos Group AG TEMNz TEMN.I TEMN.S TEMNs.CHI TEMN SW TEMN IX CH0012453913 Swiss SMIM Valiant Holding VATNz VATN.I VATN.S VATNs.CHI VATN SW VATN IX CH0014786500 Swiss SMIM

* UMTF = Uniform MTF common symbology Stocks highlighted in yellow are currently tradable on Chi-X.

1 Any queries regarding this notice should be directed to:

Name Telephone Email

Trading Surveillance +44 (0)20 7131 3399 [email protected] & Compliance

Please be aware, that while every effort has been made to ensure its accuracy, Chi-X Europe Ltd is unable to accept responsibility for any errors in information provided to you in this notice. Chi-X Europe Ltd is regulated by the FSA and registered in England & Wales under company registration no 01651728.

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