16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 1 of 115
UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK
In re: Chapter 11 THE BIG APPLE CIRCUS, LTD. Case No. 16-13297 (SHL) Debtor.
GLOBAL NOTES AND STATEMENT OF LIMITATIONS, METHODOLOGY AND DISCLAIMER REGARDING DEBTOR’S SCHEDULES OF ASSETS AND LIABILITIES AND STATEMENT OF FINANCIAL AFFAIRS
On November 20, 2016 (the “Petition Date”), The Big Apple Circus, Ltd, the above- captioned debtor and debtor in possession (the “Debtor”) filed a voluntary petition for relief under chapter 11 of title 11 of United States Code (the “Bankruptcy Code”) with the United States Bankruptcy Court for the Southern District of New York (the “Bankruptcy Court”). The Debtor is currently operating its business as a debtor in possession pursuant to sections 1107(a) and 1108 of the Bankruptcy Code.
The Debtor, with the assistance of its advisors, has prepared its Schedules of Assets and Liabilities (the “Schedules”) and Statement of Financial Affairs (the “SOFA”) pursuant to section 521 of the Bankruptcy Code and rule 1007 of the Federal Rules of Bankruptcy Procedure. These Global Notes and Statement of Limitations, Methodology and Disclaimer Regarding the Debtor’s Schedules of Assets and Liabilities and Statement of Financial Affairs (the “Global Notes”) pertain to all of the Schedules and the SOFA. While the Debtor’s management has made reasonable efforts to ensure that the Schedules and the SOFA are accurate and complete based on information that was available to them at the time of preparation, subsequent information or discovery may result in material changes to the Schedules and the SOFA, and inadvertent errors or omissions may exist in the Schedules and the SOFA. Moreover, the Schedules and the SOFA contain unaudited information that is subject to further review and potential adjustment. Nothing contained in the Schedules or the SOFA shall constitute a waiver of any of the Debtor’s rights or an admission with respect to the Debtor’s chapter 11 case including, without limitation, any issues involving objections to claims, equitable subordination, assumption or rejection of contracts or leases, or causes of action arising under the provisions of chapter 5 of the Bankruptcy Code and any other applicable laws to recover assets or avoid transfers. These Global Notes are incorporated by reference in, and comprise an integral part of, the Schedules and the SOFA, and should be referred to and reviewed in connection with any review of the Schedules and the SOFA. These Global Notes are in addition to any specific notes contained in the Schedules or the SOFA.
These Schedules and the SOFA and these Global Notes should not be relied upon by any persons for information relating to current or future financial conditions, events or performance of the Debtor.
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Amendment. While reasonable efforts were made to file complete and accurate Schedules and a complete and accurate SOFA, inadvertent errors or omissions may exist. The Debtor thus reserves the right to amend and/or supplement its Schedules and the SOFA from time to time as may be necessary or appropriate.
Dates. All asset and liability information, except where otherwise noted, is provided as of the Petition Date.
Basis of Presentation. The Schedules and the SOFA do not purport to represent financial information or data prepared in accordance with U.S. Generally Accepted Accounting Principles. The Schedules and the SOFA are unaudited and reflect the Debtor’s reasonable efforts to report certain financial information. Unless otherwise noted, each asset is shown on the basis of the book value of the asset in the Debtor’s accounting books and records, rather than the current market values of such interest in property. The Debtor reserves all rights with respect to the values, amounts and characterizations of the assets and liabilities listed in its Schedules and the SOFA.
Causes of Action and Contingent Assets. The Debtor believes that it may possess certain claims and causes of action against various parties, including contingent claims in the form of various avoidance actions it could commence under the provisions of chapter 5 of the Bankruptcy Code and other relevant non-bankruptcy laws. The Debtor, despite commercially reasonable efforts, may not have identified or set forth all of its causes of action (filed or potential) against third parties as assets in the Schedules and the SOFA. The Debtor reserves all of its rights with respect to any claims and causes of action, including avoidance actions, it may have and nothing contained in these Global Notes or the Schedules and the SOFA shall be deemed a waiver of any such claims, avoidance actions or causes of action or in any way prejudice or impair the assertion of such claims.
Totals. All totals that are included in the Schedules and the SOFA represent totals of all of the known amounts included on the Schedules and the SOFA, including disputed or contingent amounts. To the extent that there are unknown or undetermined amounts, the actual total may be different than the listed total, at times materially.
Excluded Assets and Liabilities and Effect of “First Day” Orders on Scheduled Claim Amounts. The Debtor has excluded certain categories of assets and liabilities from the Schedules and the SOFA, such as customer relationships, accrued liabilities, and assets with a net book value of zero. Other immaterial assets and liabilities may also have been excluded. Furthermore, the Bankruptcy Court has entered orders in the Debtor’s chapter 11 case that authorize the Debtor to honor and/or pay certain prepetition claims. Consequently, certain prepetition fixed, liquidated and undisputed priority, general unsecured, or secured claims may have been paid under this authority. The Debtor reserves the right to amend the Schedules and the SOFA to reflect payments made pursuant to such authority.
Intellectual Property Rights. Exclusion of certain intellectual property shall not be construed to be an admission that such intellectual property rights have been abandoned, have been terminated or otherwise expired by their terms of have been assigned or otherwise transferred pursuant to a sale, acquisition or other transaction. Conversely, inclusion of certain intellectual
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property shall not be construed to be an admission that such intellectual property rights have not been abandoned, have not been terminated or otherwise expired by their terms, or have not been assigned or otherwise transferred pursuant to a sale, acquisition or other transaction. Accordingly, the Debtor reserves all of its rights with respect to the legal status of any and all such intellectual property rights.
Current Values. It would be prohibitively expensive, unduly burdensome and an inefficient use of estate assets for the Debtor to obtain current market valuations of all of its assets. Accordingly, unless otherwise indicated, the assets and liabilities of the Debtor are listed on the basis of the book value of the asset or liability in the Debtor’s accounting books and records, and the Schedules and the SOFA reflect the carrying value, rather than the current market value, of the Debtor’s assets and liabilities. For this reason, amounts ultimately realized may vary from net book value and such variance may be material. Exceptions to this include operating cash, which is presented as bank balances as of the Petition Date. Certain other assets are listed as “Unknown” amounts because the net book values may materially differ from fair market value. Thus, the amounts shown for liabilities exclude items identified as “Unknown” and the Debtor’s ultimate liabilities may differ materially from those stated in the Schedules and the SOFA. Furthermore, the description of an amount as “Unknown” is not intended to reflect upon the materiality of such amount.
Claims Descriptions. Any failure to designate a claim on the Debtor’s Schedules and the SOFA as “disputed,” “contingent” or “unliquidated” does not constitute an admission by the Debtor that such amount is not “disputed,” “contingent” or “unliquidated.” Listing a claim does not constitute an admission of liability by the Debtor. The Debtor reserves the right to dispute any claims reflected on its Schedules or the SOFA on any grounds, including to assert an offset or any defense to any claim reflected on the Schedules and/or the SOFA with respect to, but not limited to, amount, liability or classification, or to otherwise subsequently designate such claims as “disputed,” “contingent” or “unliquidated.” The Debtor reserves the right to amend these Schedules and the SOFA accordingly.
Classifications. Listing a claim on (i) Schedule D as “secured” or (ii) Schedule E/F as “priority” or “unsecured nonpriority,” or listing a contract on Schedule G as “executory” or “unexpired,” does not constitute an admission by the Debtor of the legal rights of the claimant, or a waiver of the Debtor’s right to recharacterize or reclassify such claim or contract. In particular, the Debtor reserves the right to amend the Schedules and the SOFA to recharacterize or reclassify any such contract or claim.
Currency. All amounts shown in the Schedules and the SOFA are in U.S. Dollars.
Insiders. The Debtor has included in the SOFA all payments made during the one year period preceding the Petition Date to any individual deemed an “insider,” as that term is defined in section 101(31) of the Bankruptcy Code. Persons listed as “insiders” have been included for informational purposes only. The Debtor does not take any position with respect to (a) such person’s influence over the control of the Debtor, (b) the management responsibilities or functions of such individual, (c) the decision-making or corporate authority of such individual or (d) whether such individual could successfully argue that he or she is not an “insider” under applicable law.
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Recharacterization. The Debtor has made reasonable efforts to characterize, classify, categorize or designate the claims, assets, executory contracts, unexpired leases and other items reported in the Schedules and the SOFA correctly. However, the Debtor may have improperly characterized, classified, categorized or designated certain items. Thus, the Debtor reserves its rights to recharacterize, reclassify, recategorize or redesignate items reported in the Schedules and the SOFA at a later time as necessary or appropriate as additional information becomes available, including, but not limited to, whether contracts listed herein were executory as of the Petition Date or remain executory postpetition.
Schedule A/B - Real and Personal Property.
Part 1, question 3. Bank account balances are reflective of the opening book balances as of the Petition Date, which may differ from the bank balances due to common reconciling items. Certain funds listed on Schedule A/B are subject to donor restrictions, and may only be used in accordance with the terms of their respective gift instruments.
Part 4. Investment information is provided by the Debtor as of November 30, 2016.
Schedule D - Creditors Who Have Claims Secured by Property. The Debtors reserve the right to dispute or challenge the validity, perfection or immunity from avoidance of any lien purported to be granted or perfected in any specific asset to a secured creditor listed on Schedule D. The descriptions provided in Schedule D are intended only to be a summary. Reference to the applicable loan agreements and related documents is necessary for a complete description of the collateral and the nature, extent and priority of any liens.
Schedule E/F - Creditors Who Have Unsecured Claims. Priority Unsecured Claims. The listing of any claim on Schedule E/F, Parts 1 and 4 does not constitute an admission by the Debtor that such claim is entitled to priority treatment under section 507 of the Bankruptcy Code. The Debtor reserves its rights to dispute or challenge whether such claims are entitled to priority.
Nonpriority Unsecured Claims. Schedule E/F, Parts 2 and 4 do not include certain deferred charges, deferred liabilities, or general reserves. Such amounts are general estimates of liabilities based upon the Debtor’s books and records and do not represent specific claims as of the Petition Date.
The claims listed in Schedule E/F arose or were incurred on various dates. In certain instances, the date on which a claim arose is an open issue of fact. While commercially reasonable efforts have been made, determining the date upon which each claim in Schedule E/F was incurred or arose would be unduly burdensome and cost prohibitive and, therefore, the Debtor does not list a date for each claim listed on Schedule E/F. Schedule E/F contains information regarding potential, pending and closed litigation involving the Debtor.
The descriptions provided in Schedule E/F are intended only to be a summary. Nothing in the Global Notes or the Schedules and the SOFA shall be deemed to be a modification or interpretation of the terms of such agreements. The claims of individual creditors for, among other things, merchandise, goods, services or taxes are listed at the amounts listed on the
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Debtor’s books and records and may not reflect credits or allowances due from such creditor. The Debtor reserves all of its rights respecting such credits or allowances. The dollar amounts listed may be exclusive of contingent and unliquidated amounts. The Debtor expressly incorporates by reference into Schedule E/F all parties to pending and potential pending litigation listed in the Debtor’s SOFA as contingent, unliquidated and disputed claims to the extent not already listed on Schedule E/F.
Schedule G - Executory Contracts and Unexpired Leases. While commercially reasonable efforts have been made to ensure the accuracy of Schedule G regarding executory contracts and unexpired leases, inadvertent errors, omissions, or over-inclusions may have occurred. The Debtor reserves all of its rights to dispute the validity, status or enforceability of any contracts, agreements or leases set forth in Schedule G and to amend or supplement such Schedule as necessary.
The contracts, agreements and leases listed on Schedule G may have expired or may have been modified, amended and supplemented from time to time by various amendments, restatements, waivers, estoppel certificates, letters and other documents, instruments and agreements which may not be listed herein. Certain of the leases and contracts listed on Schedule G may contain certain renewal options, guarantees of payment, options to purchase, rights of first refusal and other miscellaneous rights that are embedded in the Debtor’s agreements. Such rights, powers, duties and obligations are not set forth on Schedule G.
Listing a contract, agreement or lease on Schedule G does not constitute an admission that such contract, agreement or lease is an executory contract or unexpired lease or that such contract, agreement or lease was in effect on the Petition Date or is valid or enforceable. Conversely, the omission of a contract, agreement or lease from Schedule G is not intended and shall not be construed as an admission that such omitted contract, agreement or lease is not an executory contract or unexpired lease. The Debtor’s rights under the Bankruptcy Code with respect to its contracts, agreements or leases shall not be construed as and are not impaired by the omission or inclusion on Schedule G. The Debtor reserves all of its rights, claims and causes of action with respect to the contracts and agreements listed on Schedule G, including the right to dispute or challenge the characterization or the structure of any transaction, or any document or instrument (including, without limitation, any intercompany agreement) related to a creditor’s claim.
In the ordinary course of business, the Debtor may have entered into confidentiality agreements, non-disclosure agreements, non-compete agreements and non-access agreements, which, to the extent that such agreements constitute executory contracts, are not listed individually on Schedule G.
SOFA 1. The income stated in the Debtor’s response to SOFA 1 reflects gross operating support and revenue.
SOFA 26(d). The Debtor provided financial statements in the ordinary course of business to certain donor foundations.
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Global Notes Control. In the event the Schedules and the SOFA differ from the foregoing Global Notes, the Global Notes shall control.
[Schedules and the SOFA begin on the following page]
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Fill in this information to identify the case:
Debtor name: The Big Apple Circus, Ltd. United States Bankruptcy Court for the: Southern District of New York Case number (if known): 16-13297
þ Check if this is an amended filing Official Form 206Sum Summary of Assets and Liabilities for Non-Individuals 12/15
Part 1: Summary of Assets
1. Schedule A/B: Assets–Real and Personal Property (Official Form 206A/B)
1a. Real property: Copy line 88 from Schedule A/B ...... $2,500,000.00
1b. Total personal property: Copy line 91A from Schedule A/B ...... $909,918.01
1c. Total of all property: Copy line 92 from Schedule A/B ...... $3,409,918.01
Part 2: Summary of Liabilities
2. Schedule D: Creditors Who Have Claims Secured by Property (Official Form 206D) Copy the total dollar amount listed in Column A, Amount of claim, from line 3 of Schedule D ...... $740,940.00
3. Schedule E/F: Creditors Who Have Unsecured Claims (Official Form 206E/F)
3a. Total claim amounts of priority unsecured claims: Copy the total claims from Part 1 from line 5a of Schedule E/F ...... $183,210.81
3b. Total amount of claims of nonpriority amount of unsecured claims: Copy the total of the amount of claims from Part 2 from line 5b of Schedule E/F ...... + $7,503,754.88
4. Total liabilities Lines 2 + 3a + 3b ...... $8,427,905.69
Official Form 206Sum Summary of Assets and Liabilities for Non-Individuals Page 1 of 1 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 8 of 115
Fill in this information to identify the case:
Debtor name: The Big Apple Circus, Ltd. United States Bankruptcy Court for the: Southern District of New York Case number (if known): 16-13297
þ Check if this is an amended filing Official Form 206A/B Schedule A/B: Assets — Real and Personal Property 12/15 Disclose all property, real and personal, which the debtor owns or in which the debtor has any other legal, equitable, or future interest. Include all property in which the debtor holds rights and powers exercisable for the debtor's own benefit. Also include assets and properties which have no book value, such as fully depreciated assets or assets that were not capitalized. In Schedule A/B, list any executory contracts or unexpired leases. Also list them on Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G). Be as complete and accurate as possible. If more space is needed, attach a separate sheet to this form. At the top of any pages added, write the debtor’s name and case number (if known). Also identify the form and line number to which the additional information applies. If an additional sheet is attached, include the amounts from the attachment in the total for the pertinent part. For Part 1 through Part 11, list each asset under the appropriate category or attach separate supporting schedules, such as a fixed asset schedule or depreciation schedule, that gives the details for each asset in a particular category. List each asset only once. In valuing the debtor’s interest, do not deduct the value of secured claims. See the instructions to understand the terms used in this form.
Part 1: Cash and cash equivalents
1. Does the debtor have any cash or cash equivalents?
¨ No. Go to Part 2. þ Yes. Fill in the information below All cash or cash equivalents owned or controlled by the debtor Current value of debtor’s interest
2. Cash on hand
2.1. ______$______
3. Checking, savings, money market, or financial brokerage accounts (Identify all) Name of institution (bank or brokerage firm) Type of account Last 4 digits of account number Current value of debtor’s interest 3.1. BANK OF AMERICA CHECKING 8106 $12,754.00 3.2. BANK OF AMERICA CHECKING 8093 $0.00 3.3. BANK OF AMERICA CHECKING 8122 $0.00 3.4. BANK OF AMERICA CHECKING 8130 $0.00 3.5. BANK OF AMERICA CHECKING 2154 $48,744.44 4. Other cash equivalents (Identify all) Description Name of institution Type of account Last 4 digits of account Current value of number debtor’s interest 4.1. ______$______
5. Total of part 1 Add lines 2 through 4 (including amounts on any additional sheets). Copy the total to line 80. $61,498.44
Official Form 206A/B Schedule A/B: Assets — Real and Personal Property Page 1 of 10 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 9 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
Part 2: Deposits and prepayments
6. Does the debtor have any deposits or prepayments?
þ No. Go to Part 3. ¨ Yes. Fill in the information below 7. Deposits, including security deposits and utility deposits
Description, including name of holder of deposit Current value of debtor’s interest
7.1. ______$______
8. Prepayments, including prepayments on executory contracts, leases, insurance, taxes, and rent Description, including name of holder of prepayment Current value of debtor’s interest 8.1. ______$______
9. Total of part 2 Add lines 7 through 8. Copy the total to line 81. $0.00
Part 3: Accounts receivable
10. Does the debtor have any accounts receivable?
¨ No. Go to Part 4. þ Yes. Fill in the information below. Current value of debtor’s interest
11. Accounts receivable
Face amount Doubtful or uncollectible accounts
11a. 90 days old or $29,981.00 - $0.00 = ...... → $29,981.00 less:
Face amount Doubtful or uncollectible accounts
11b. Over 90 days old: $______- $______= ...... → $______
12. Total of part 3 Current value on lines 11a + 11b = line 12. Copy the total to line 82. $29,981.00
Part 4: Investments
13. Does the debtor own any investments?
¨ No. Go to Part 5. þ Yes. Fill in the information below. Valuation method used Current value of for current value debtor’s interest
14. Mutual funds or publicly traded stocks not included in Part 1
Name of fund or stock
14.1. SEE EXHIBIT E ______$818,438.57
Official Form 206A/B Schedule A/B: Assets — Real and Personal Property Page 2 of 10 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 10 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
15. Non-publicly traded stock and interests in incorporated and unincorporated businesses, including any interest in an LLC, partnership, or joint venture Name of entity % of ownership 15.1. ______% ______$______16. Government bonds, corporate bonds, and other negotiable and non-negotiable instruments not included in Part 1 Describe 16.1. ______$______
17. Total of part 4 Add lines 14 through 16. Copy the total to line 83. $818,438.57
Part 5: Inventory, excluding agriculture assets
18. Does the debtor own any inventory (excluding agriculture assets)?
þ No. Go to Part 6. ¨ Yes. Fill in the information below. General description Date of the last physical Net book value of Valuation method used Current value of inventory debtor's interest for current value debtor’s interest (Where available) 19. Raw materials
19.1. ______$______$______
20. Work in progress 20.1. ______$______$______21. Finished goods, including goods held for resale 21.1. ______$______$______22. Other inventory or supplies 22.1. ______$______$______
23. Total of part 5 Add lines 19 through 22. Copy the total to line 84. $0.00 24. Is any of the property listed in Part 5 perishable?
¨ No ¨ Yes 25. Has any of the property listed in Part 5 been purchased within 20 days before the bankruptcy was filed?
¨ No ¨ Yes Book value: $______Valuation method: ______Current value: $______26. Has any of the property listed in Part 5 been appraised by a professional within the last year?
¨ No ¨ Yes
Part 6: Farming and fishing-related assets (other than titled motor vehicles and land)
27. Does the debtor own or lease any farming and fishing-related assets (other than titled motor vehicles and land)?
þ No. Go to Part 7. ¨ Yes. Fill in the information below. Official Form 206A/B Schedule A/B: Assets — Real and Personal Property Page 3 of 10 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 11 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
General description Net book value of Valuation method Current value of debtor's interest used for current debtor’s interest (Where available) value 28. Crops—either planted or harvested
28.1. ______$______$______
29. Farm animals. Examples: Livestock, poultry, farm-raised fish 29.1. ______$______$______30. Farm machinery and equipment (Other than titled motor vehicles) 30.1. ______$______$______31. Farm and fishing supplies, chemicals, and feed 31.1. ______$______$______32. Other farming and fishing-related property not already listed in Part 6 32.1. ______$______$______
33. Total of part 6 Add lines 28 through 32. Copy the total to line 85. $0.00 34. Is the debtor a member of an agricultural cooperative?
¨ No ¨ Yes. Is any of the debtor’s property stored at the cooperative? ¨ No ¨ Yes 35. Has any of the property listed in Part 6 been purchased within 20 days before the bankruptcy was filed?
¨ No ¨ Yes Book value: $______Valuation method: ______Current value: $______36. Is a depreciation schedule available for any of the property listed in Part 6?
¨ No ¨ Yes 37. Has any of the property listed in Part 6 been appraised by a professional within the last year?
¨ No ¨ Yes
Part 7: Office furniture, fixtures, and equipment; and collectibles
38. Does the debtor own or lease any office furniture, fixtures, equipment, or collectibles?
þ No. Go to Part 8. ¨ Yes. Fill in the information below. General description Net book value of Valuation method Current value of debtor's interest used for current debtor’s interest (Where available) value 39. Office furniture
39.1. ______$______$______
40. Office fixtures 40.1. ______$______$______
Official Form 206A/B Schedule A/B: Assets — Real and Personal Property Page 4 of 10 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 12 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
41. Office equipment, including all computer equipment and communication systems equipment and software
Net book value of Valuation method Current value of debtor's interest used for current debtor’s interest value
41.1. ______$______$______
42. Collectibles. Examples: Antiques and figurines; paintings, prints, or other artwork; books, pictures, or other art objects; china and crystal; stamp, coin, or baseball card collections; other collections, memorabilia, or collectibles 42.1. ______$______$______
43. Total of part 7 Add lines 39 through 42. Copy the total to line 86. $0.00 44. Is a depreciation schedule available for any of the property listed in Part 7?
¨ No ¨ Yes 45. Has any of the property listed in Part 7 been appraised by a professional within the last year?
¨ No ¨ Yes
Part 8: Machinery, equipment, and vehicles
46. Does the debtor own or lease any machinery, equipment, or vehicles?
¨ No. Go to Part 9. þ Yes. Fill in the information below. General description Net book value of Valuation method Current value of Include year, make, model, and identification numbers (i.e., VIN, debtor's interest used for current debtor’s interest HIN, or N-number) (Where available) value (Where available) 47. Automobiles, vans, trucks, motorcycles, trailers, and titled farm vehicles
47.1. SEE EXHIBIT F $______$______
48. Watercraft, trailers, motors, and related accessories. Examples: Boats, trailers, motors, floating homes, personal watercraft, and fishing vessels 48.1. ______$______$______49. Aircraft and accessories 49.1. ______$______$______50. Other machinery, fixtures, and equipment (excluding farm machinery and equipment) 50.1. SEE EXHIBIT F $______$______
51. Total of part 8 Add lines 47 through 50. Copy the total to line 87. $0.00 52. Is a depreciation schedule available for any of the property listed in Part 8?
þ No ¨ Yes 53. Has any of the property listed in Part 8 been appraised by a professional within the last year?
þ No ¨ Yes Official Form 206A/B Schedule A/B: Assets — Real and Personal Property Page 5 of 10 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 13 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
Part 9: Real property
54. Does the debtor own or lease any real property?
¨ No. Go to Part 10. þ Yes. Fill in the information below. Description and location of property Nature and Net book value Valuation Current value of Include street address or other description such as extent of of debtor's method used for debtor’s interest Assessor Parcel Number (APN), and type of property debtor’s interest interest current value (for example, acreage, factory, warehouse, in property (Where available) apartment or office building), if available. 55. Any building, other improved real estate, or land which the debtor owns or in which the debtor has an interest
55.1. ______$375,000.00 Comparable Sales $2,500,000.00 WAREHOUSE ______39 EDMUNDS LANE WALDEN NY 12586
56. Total of part 9 Add the current value on lines 55. Copy the total to line 88. $2,500,000.00 57. Is a depreciation schedule available for any of the property listed in Part 9?
¨ No þ Yes 58. Has any of the property listed in Part 9 been appraised by a professional within the last year?
þ No ¨ Yes
Part 10: Intangibles and intellectual property
59. Does the debtor have any interests in intangibles or intellectual property?
¨ No. Go to Part 11. þ Yes. Fill in the information below. General description Net book value of Valuation method Current value of debtor's interest used for current debtor’s interest (Where available) value 60. Patents, copyrights, trademarks, and trade secrets
60.1. COPYRIGHT: THE BIG APPLE CIRCUS CLOWN CARE UNIT : A $______UNDETERMINED REPORT ON ITS DEVELOPMENT, IMPACT, IMPLICATIONS FOR RESEARCH, AND POSSIBLE FUTURE DIRECTIONS / BY JILL VORENBERG ALBERTS TXU000522895
60.2. COPYRIGHT: THE BIG APPLE CIRCUS CLOWN CARE UNIT : $______UNDETERMINED TRAINING MANUAL TX0003319701
60.3. TRADEMARK: CLOWN CARE 4249048 $______UNDETERMINED
60.4. TRADEMARK: CIRCUSCHARGE 3591055 $______UNDETERMINED
60.5. TRADEMARK: BEYOND THE RING 2351980 $______UNDETERMINED
60.6. TRADEMARK: CIRCUS TO GO! 2375024 $______UNDETERMINED
Official Form 206A/B Schedule A/B: Assets — Real and Personal Property Page 6 of 10 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 14 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
60.7. TRADEMARK: CIRCUS OF THE SENSES 2372094 $______UNDETERMINED
60.8. TRADEMARK: CIRCUS FOR ALL - ENTERTAINMENT IN THE $______UNDETERMINED NATURE OF CIRCUSPERFORMANCES 2260868
60.9. TRADEMARK: CIRCUS FOR ALL - CHARITABLE SERVICES, $______UNDETERMINED NAMELY, FUND RAISING ACTIVITIES TO SUPPORT A SERVICE WHICH PROVIDES FREE AND DISCOUNTED TICKETS TO CIRCUSPERFORMANCES TO CHILDREN WITH ECONOMIC DISADVANTAGES OR PHYSICAL DISABILITIES. 2259308
60.10. TRADEMARK: CIRCUS THE WAY IT WAS MEANT TO BE $______UNDETERMINED 2228887
60.11. TRADEMARK: FAMILY ENTERTAINMENT THE WAY IT WAS $______UNDETERMINED MEANT TO BE 2228886
60.12. TRADEMARK: CLOWN CARE UNIT 1672160 $______UNDETERMINED
60.13. TRADEMARK: BIG APPLE CIRCUS - TOYS AND GAMES, $______UNDETERMINED NAMELY, [ BOARD GAMES, ] JIGSAW PUZZLES, [ PARLOR GAMES, ] PLUSH TOYS, TOY VEHICLES 2037681
60.14. TRADEMARK: BIG APPLE CIRCUS - CLOTHING, NAMELY $______UNDETERMINED BELTS, HATS, CAPS, SHORTS, JEANS, TIES, COATS, VESTS, SWEATERS, SHIRTS, JERSEYS, SHOES AND SANDALS 2053297
60.15. TRADEMARK: BIG APPLE CIRCUS - PIECE GOODS, NAMELY $______UNDETERMINED TOWELS, BATH LINENS, BED LINENS, TABLE LINENS, KITCHEN TOWELS, CLOTH FLAGS, CLOTH PENNANTS AND CLOTH BANNERS 2041171
60.16. TRADEMARK: BIG APPLE CIRCUS - HOUSEHOLD AND $______UNDETERMINED NOVELTY ITEMS, NAMELY, CUPS, DISHES, GLASS BEVERAGEWARE, COMMEMORATIVE PLATES, AND DECORATIVE PLATES 2037680
60.17. TRADEMARK: BIG APPLE CIRCUS - PAPER GOODS, $______UNDETERMINED NAMELY, MAGAZINES AND BROCHURES REGARDING CIRCUSES, PAPER FLAGS, PAPER PENNANTS AND PAPER BANNERS, CALENDARS, BUMPER STICKERS, DECALS, COLORING BOOKS, COMIC BOOKS, [ SCRAP BOOKS ], ADDRESS BOOKS, [ PHOTO ALBUMS, APPOINTMENT BOOKS, GIFT WRAPPING PAPER AND STATIONERY, PLAYING CARDS ] 2049670
60.18. TRADEMARK: BIG APPLE CIRCUS - ENTERTAINMENT $______UNDETERMINED SERVICES IN THE NATURE OF CIRCUSPERFORMANCES. MARK DRAWING CODE (3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS DESIGN SEARCH CODE 03.03.01 - ELEPHANTS; MAMMOTHS; MASTODONS 03.03.24 - STYLIZED ELEPHANTS, HIPPOPOTAMI, RHINOCERI, GIRAFFES, ALPACAS, CAMELS, LLAMAS 03.03.26 - COSTUMED ELEPHANTS, HIPPOPOTAMI, RHINOCERI, GIRAFFES, ALPACAS, CAMELS, LLAMAS 21.01.07 - BLOCKS, TOY; BUILDING BLOCKS (TOY); BUILDING PIECES (TOY) 21.03.01 - BALLS INCLUDING PLAYGROUND BALLS, BEACH BALLS, BILLIARD BALLS, TENNIS BALLS, BINGO BALLS AND LOTTERY BALLS; BEACH BALLS; BILLIARD BALLS; BINGO BALLS; LOTTERY BALLS; PADDLE BALLS; PLAYGROUND BALLS; TABLE TENNIS BALLS; TENNIS BALLS 26.05.21 - TRIANGLES THAT ARE COMPLETELY OR PARTIALLY SHADED 27.03.05 - OBJECTS FORMING LETTERS OR NUMERALS 1893391
Official Form 206A/B Schedule A/B: Assets — Real and Personal Property Page 7 of 10 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 15 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
60.19. TRADEMARK: BIG APPLE CIRCUS - ENTERTAINMENT $______UNDETERMINED SERVICES IN THE NATURE OF A CIRCUS 1236748
61. Internet domain names and websites Net book value of Valuation method Current value of debtor's interest debtor’s interest 61.1. WWW.BIGAPPLECIRCUS.ORG $______UNDERTERMINED 61.2. SOCIAL MEDIA: FACEBOOK $______UNDERTERMINED 61.3. SOCIAL MEDIA: TWITTER $______UNDERTERMINED 61.4. SOCIAL MEDIA: PINTEREST $______UNDERTERMINED 61.5. SOCIAL MEDIA: YOUTUBE $______UNDERTERMINED 61.6. SOCIAL MEDIA: FOURSQUARE $______UNDERTERMINED 61.7. EMAIL SERVICE PROVIDER: CONSTANT CONTACT $______UNDERTERMINED 62. Licenses, franchises, and royalties 62.1. ______$______$______63. Customer lists, mailing lists, or other compilations 63.1. SEE EXHIBIT G $______UNDETERMINED 64. Other intangibles, or intellectual property 64.1. ______$______$______65. Goodwill 65.1. ______$______$______
66. Total of part 10 Add lines 60 through 65. Copy the total to line 89. UNDETERMINED 67. Do your lists or records include personally identifiable information of customers (as defined in 11 U.S.C. §§ 101(41A) and 107)?
¨ No þ Yes 68. Is there an amortization or other similar schedule available for any of the property listed in Part 10?
þ No ¨ Yes 69. Has any of the property listed in Part 10 been appraised by a professional within the last year?
þ No ¨ Yes
Part 11: All other assets
70. Does the debtor own any other assets that have not yet been reported on this form? Include all interests in executory contracts and unexpired leases not previously reported on this form.
þ No. Go to Part 12. ¨ Yes. Fill in the information below.
Official Form 206A/B Schedule A/B: Assets — Real and Personal Property Page 8 of 10 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 16 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
Current value of debtor’s interest
71. Notes receivable
Description (include name of obligor) Total face amount Doubtful or Current value of uncollectible amount debtor’s interest
71.1. ______$______- $______= ...... → $______
72. Tax refunds and unused net operating losses (NOLs) Description (for example, federal, state, Tax refund amount NOL amount Tax year Current value of local) debtor’s interest 72.1. ______$______$______$______73. Interests in insurance policies or annuities Insurance company Insurance policy Annuity issuer name Annuity account Annuity account Current value of No. type No. debtor’s interest 73.1. ______$______74. Causes of action against third parties (whether or not a lawsuit has been filed) Nature of claim Amount requested Current value of debtor’s interest 74.1. ______$______$______75. Other contingent and unliquidated claims or causes of action of every nature, including counterclaims of the debtor and rights to set off claims Nature of claim Amount requested Current value of debtor’s interest 75.1. ______$______$______76. Trusts, equitable or future interests in property 76.1. ______$______77. Other property of any kind not already listed Examples: Season tickets, country club membership 77.1. ______$______
78. Total of part 11 Add lines 71 through 77. Copy the total to line 90. $0.00 79. Has any of the property listed in Part 11 been appraised by a professional within the last year?
¨ No ¨ Yes
Official Form 206A/B Schedule A/B: Assets — Real and Personal Property Page 9 of 10 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 17 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
Part 12: Summary
In Part 12 copy all of the totals from the earlier parts of the form.
Type of property Current value of Current value of personal real property property
80. Cash, cash equivalents, and financial assets. Copy line 5, $61,498.44 Part 1.
81. Deposits and prepayments. Copy line 9, Part 2. $0.00
82. Accounts receivable. Copy line 12, Part 3. $29,981.00
83. Investments. Copy line 17, Part 4. $818,438.57
84. Inventory. Copy line 23, Part 5. $0.00
85. Farming and fishing-related assets. Copy line 33, Part 6. $0.00
86. Office furniture, fixtures, and equipment; and $0.00 collectibles. Copy line 43, Part 7.
87. Machinery, equipment, and vehicles. Copy line 51, Part 8. $0.00
88. Real property. Copy line 56, Part 9...... → $2,500,000.00
89. Intangibles and intellectual property. Copy line 66, Part 10. UNDETERMINED
90. All other assets. Copy line 78, Part 11. + $0.00
91. Total. Add lines 80 through 90 for each column...... 91a. $909,918.01 + 91b. $2,500,000.00
92. Total of all property on Schedule A/B. Lines 91a + 91b = 92...... $3,409,918.01
Official Form 206A/B Schedule A/B: Assets — Real and Personal Property Page 10 of 10 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 18 of 115
Fill in this information to identify the case:
Debtor name: The Big Apple Circus, Ltd. United States Bankruptcy Court for the: Southern District of New York Case number (if known): 16-13297
þ Check if this is an amended filing Official Form 206D Schedule D: Creditors Who Have Claims Secured by Property 12/15 Be as complete and accurate as possible. 1. Do any creditors have claims secured by debtor’s property?
¨ No. Check this box and submit page 1 of this form to the court with debtor’s other schedules. Debtor has nothing else to report on this form. þ Yes. Fill in all of the information below.
Part 1: List Creditors Who Have Secured Claims
2. List in alphabetical order all creditors who have secured claims. If a creditor has more than one secured claim, list the creditor separately for each claim.
Column A Column B Amount of Value of Claim collateral that Do not deduct supports this the value of claim collateral.
2.1. Creditor's name and address Describe debtor’s property that is subject to a lien
NONPROFIT FINANCE FUND 39 EDMUNDS LANE, WALDEN, NY 12586 $740,940.00 $2,500,000.00 FIVE HANOVER SQUARE, 9TH FLOOR NEW YORK NY 10004 Describe the lien Creditor’s email address, if known MORTGAGE ______Is the creditor an insider or related party? Date debt was incurred: ______þ No Last 4 digits of account number: ¨ Yes Is anyone else liable on this claim? Do multiple creditors have an interest in the same property? þ No þ No ¨ Yes. Fill out Schedule H: Codebtors ¨ Yes. Have you already specified the (Official Form 206H). relative priority? As of the petition filing date, the claim is: Check all that apply. ¨ No. Specify each creditor, including this creditor, and its relative priority. ¨ Contingent ______¨ Unliquidated ¨ Yes. The relative priority of creditors is ¨ Disputed specified on lines: ______
Official Form 206D Schedule D: Creditors Who Have Claims Secured by Property Page 1 of 2 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 19 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
Total of the dollar amounts from Part 1, Column A, including the amounts 3. $740,940.00 from the Additional Page, if any.
Part 2: List Others to Be Notified for a Debt Already Listed in Part 1
List in alphabetical order any others who must be notified for a debt already listed in Part 1. Examples of entities that may be listed are collection agencies, assignees of claims listed above, and attorneys for secured creditors. If no others need to be notified for the debts listed in Part 1, do not fill out or submit this page. If additional pages are needed, copy this page.
Name and address On which line in Last 4 digits of Part 1 did you enter account number the related for this entity creditor?
3.1. ORRICK HERRINGTON AND SUTCLIFFE LLP Line 2.1 ______AMY PASACRETA ESQ AND RANIERO D'AVERSA ESQ 51 WEST 52ND ST NEW YORK NY 10019-6142
3.2. ORRICK HERRINGTON AND SUTCLIFFE LLP Line 2.1 ______DOUGLAS S MINTZ ESQ 1152 15TH ST NW COLUMBIA CENTER WASHINGTON D.C. 20005-1706
Official Form 206D Schedule D: Creditors Who Have Claims Secured by Property Page 2 of 2 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 20 of 115
Fill in this information to identify the case:
Debtor name: The Big Apple Circus, Ltd. United States Bankruptcy Court for the: Southern District of New York Case number (if known): 16-13297
þ Check if this is an amended filing Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims 12/15
Be as complete and accurate as possible. Use Part 1 for creditors with PRIORITY unsecured claims and Part 2 for creditors with NONPRIORITY unsecured claims. List the other party to any executory contracts or unexpired leases that could result in a claim. Also list executory contracts on Schedule A/B: Assets - Real and Personal Property (Official Form 206A/B) and on Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G) .Number the entries in Parts 1 and 2 in the boxes on the left. If more space is needed for Part 1 or Part 2, fill out and attach the Additional Page of that Part included in this form.
Part 1: List All Creditors with PRIORITY Unsecured Claims
1. Do any creditors have priority unsecured claims? (See 11 U.S.C. § 507).
¨ No. Go to Part 2. þ Yes. Go to line 2. 2. List in alphabetical order all creditors who have unsecured claims that are entitled to priority in whole or in part. If the debtor has more than 3 creditors with priority unsecured claims, fill out and attach the Additional Page of Part 1.
2.1. Priority creditor’s name and mailing As of the petition filing date, the claim Total claim Priority amount address is: Check all that apply. $12,650.00 $12,650.00 MASS DEPT OF REVENUE/SALES & USE TAX ¨ Contingent P.O. BOX 7089 Nonpriority amount BOSTON MA 02204-7089 ¨ Unliquidated ¨ Disputed $0.00 Date or dates debt was incurred Basis for the claim: ______GOVERNMENT
Last 4 digits of account Is the claim subject to offset? number: þ No Specify Code subsection of PRIORITY unsecured claim:11 U.S.C. § 507(a) (8) ¨ Yes
2.2. Priority creditor’s name and mailing As of the petition filing date, the claim Total claim Priority amount address is: Check all that apply. $77,616.59 $77,616.59 NYS DEPT. OF TAXATION AND FINANCE PO BOX 4127 ¨ Contingent BINGHAMTON NY 13902 Nonpriority amount ¨ Unliquidated ¨ Disputed $0.00 Date or dates debt was incurred Basis for the claim: ______GOVERNMENT
Last 4 digits of account Is the claim subject to offset? number: þ No Specify Code subsection of PRIORITY unsecured claim:11 U.S.C. § 507(a) (8) ¨ Yes Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 1 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 21 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
2.3. Priority creditor’s name and mailing As of the petition filing date, the claim Total claim Priority amount address is: Check all that apply. $12,650.00 $12,650.00 STATE OF NEW JERSEY DEPT. OF THE TREASURY, DIVISION OF ¨ Contingent REVENUE Nonpriority amount PO BOX 628 ¨ Unliquidated TRENTON NJ 08625-0628 ¨ Disputed $0.00 Date or dates debt was incurred Basis for the claim: ______GOVERNMENT
Last 4 digits of account Is the claim subject to offset? number: þ No Specify Code subsection of PRIORITY unsecured claim:11 U.S.C. § 507(a) (8) ¨ Yes
2.4. Priority creditor’s name and mailing As of the petition filing date, the claim Total claim Priority amount address is: Check all that apply. $80,294.22 $80,294.22 VILLAGE OF WALDEN PROPERTY TAX ONE MUNICIPAL SQUARE ¨ Contingent WALDEN NY 12586 Nonpriority amount ¨ Unliquidated ¨ Disputed $0.00 Date or dates debt was incurred Basis for the claim: ______GOVERNMENT, MUNICIPAL
Last 4 digits of account Is the claim subject to offset? number: þ No Specify Code subsection of PRIORITY unsecured claim:11 U.S.C. § 507(a) (8) ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 2 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 22 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
Part 2: List All Creditors with NONPRIORITY Unsecured Claims
3. List in alphabetical order all of the creditors with nonpriority unsecured claims. If the debtor has more than 6 creditors with nonpriority unsecured claims, fill out and attach the Additional Page of Part 2.
3.1. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. 360 MEDIAWATCH $2,020.00 14-25 33RD ROAD ¨ Contingent ASTORIA NY 11106 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.2. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. 90.9 WBUR/BOSTON UNIVERSITY $1,520.00 890 COMMONWEALTH AVE FLR 3 ¨ Contingent BOSTON MA 02215 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.3. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. A1 PROTABLE TOILETS $2,734.26 901 RT 52 ¨ Contingent WALDEN NY 12586 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 3 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 23 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.4. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ADVANCE COMPUTER TECHNOLOGIES $20,927.00 108 MAIN STREET ¨ Contingent NORWALK CT 06851 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.5. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ALLIANT INSURANCE SERVICES, INC $750.00 ATT: 401K/403B ¨ Contingent 701 B ST 6TH FL SAN DIEGO CA 92101 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.6. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ALSCHULER COMMUNICATIONS, LLC $6,000.00 1504 DENNISTON STREET ¨ Contingent PITTSBURGH PA 15217 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 4 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 24 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.7. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. AMERICAN FEDERATION OF MUSICIANS AND UNKNOWN EMPLOYERS PENSION FUND ¨ Contingent 14 PENNSYLVANIA PLAZA NEW YORK NY 10122 þ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______OTHER Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.8. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ANGLIN, RON $254.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.9. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ARENA AMERICAS $90,770.07 55 MONTGOMERY STREET ¨ Contingent BELLEVILLE NJ 07109 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 5 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 25 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.10. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ARNHOLD, HENRY $25,000.00 Address Intentionally Omitted þ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______UNDELIVERED SERVICES Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.11. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ARTSBOSTON, INC. $1,000.00 31 ST. JAMES AVENUE ¨ Contingent BOSTON MA 02116 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.12. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ASCAP $1,780.00 21678 NETWORK PLACE ¨ Contingent CHICAGO IL 60673-1216 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 6 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 26 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.13. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ASSOC. MUSICIANS LOC/DUES $5,562.85 322 WEST 48TH STREET ¨ Contingent NEW YORK NY 10036 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.14. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ASSOC. MUSICIANS LOCAL 802/PENSION $23,996.80 322 WEST 48TH STREET ¨ Contingent NEW YORK NY 10036 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.15. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ASSOC. MUSICIANS LOCAL/HEALTBEN $8,046.78 322 WEST 48TH STREET ¨ Contingent NEW YORK NY 10036 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 7 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 27 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.16. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ASTAR $386.04 36 WES WARREN DRIVE ¨ Contingent MIDDLETOWN NY 10941 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.17. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ATLANTA PARENT $1,350.00 2346 PETIMETER PARK DR. ¨ Contingent ATLANTA GA 30341 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.18. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ATLANTIC TOMORROWS OFFICE $861.92 134 WEST 26TH ST, #3 ¨ Contingent NEW YORK NY 10001 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 8 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 28 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.19. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ATRIUM $2,286.00 ACCOUNT DEPT ¨ Contingent 165 WEST 65TH ST 9TH FL NEW YORK NY 10023 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.20. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. AUDIENCEVIEW TICKETING $372,076.86 425 ADELAIDE STREET WEST ¨ Contingent TORONTO M5V 3C1 CANADA ¨ Unliquidated þ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.21. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. BACKSTRETCH VETERINARY, INC $600.44 PO BOX 204 ¨ Contingent GROVELAND MA 01834 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 9 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 29 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.22. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. BANDMAN, DAVID $22,250.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.23. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. BARONE, JEFF $189.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.24. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. BELMONT SPRINGS $102.58 PO BOX 660579 ¨ Contingent DALLAS TX 75266 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 10 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 30 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.25. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. BIG APPLE CIRCUS [BANK OF AMERICA $1,981,870.83 ACCOUNT -2154] ¨ Contingent 1 METROTECH CENTER NORTH 3RD FLOOR ¨ Unliquidated BROOKLYN NY 11201 þ Disputed Date or dates debt was incurred Basis for the claim: ______LOAN + INTEREST Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.26. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. BILLUPS, INC. $236,762.00 PO BOX 3558 ¨ Contingent PORTLAND OR 97208-3558 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.27. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. BINDER, PAUL $57,588.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 11 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 31 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.28. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. BINDER, PAUL $5,103.40 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______LOAN Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.29. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. BMI GENERAL LICENSING $5,508.00 PO BOX 630893 ¨ Contingent CINCINNATI OH 45263-0893 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.30. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. BOSTON EMS $22,880.00 ATTN: SPECIAL EVENTS ¨ Contingent 785 ALBANY ST BOSTON MA 02118 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 12 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 32 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.31. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. BOSTON PARENTS PAPER $2,600.00 639 GRANITE STREET ¨ Contingent BRAINTREE MA 02184 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.32. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. BOSTON TRANSLATION COMP. $725.00 31 SAINT JAMES AVENUE ¨ Contingent BOSTON MA 02116 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.33. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. BOWMAN TRAILER LEASING $4,023.71 2910 HEDLEY STREET ¨ Contingent PHILADELPHIA PA 19137 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 13 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 33 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.34. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. BROCK, MARY JANE $25,000.00 Address Intentionally Omitted þ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______UNDELIVERED SERVICES Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.35. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. BROCK, MARY JANE $100,000.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______LOAN Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.36. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. CANARD, INC. $3,076.00 503 WEST 43RD STREET ¨ Contingent NEW YORK NY 10036 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 14 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 34 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.37. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. CENTRO INC. $198,510.21 11 EAST MADISON ¨ Contingent CHICAGO IL 60602 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.38. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. CHILDREN OF PROMISE $425.00 1 COFFEY STREET ¨ Contingent BROOKLYN NY 11231 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.39. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. CHRISTENSEN, ROBERT MICHAEL $75,255.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 15 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 35 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.40. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. CHRISTIE LITES ORLANDO/MISC $6,141.28 6990 LAKE ELLENOR DRIVE ¨ Contingent ORLANDO FL 32809 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.41. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. CHRISTIE LITES ORLANDO/RENTALS $9,020.92 ATTN: HONEY MURPHY, EDGAR TORRES ¨ Contingent 6990 LAKE ELLENOR DRIVE ORLANDO FL 32809 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.42. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. CHRISTIE LITES ORLANDO/RENTALS $176,843.36 ATTN: HONEY MURPHY ¨ Contingent 6990 LAKE ELLENOR DR ORLANDO FL 32809 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 16 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 36 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.43. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. CITY OF BOSTON $31,877.90 TREASURY DEPARTMENT ¨ Contingent CITY HALL ROOM M5 ONE CITY HALL SQUARE ¨ Unliquidated BOSTON MA 02201 ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.44. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. CITY OF BOSTON/PO BOX 9715/PMD $40,609.89 P.O. BOX 9715 ¨ Contingent BOSTON MA 02114 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.45. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. CITY OF BOSTON/PO BOX9715/BPD $6,608.81 P.O. BOX 9715 ¨ Contingent BOSTON MA 02114 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 17 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 37 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.46. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. COMCAST SPOTLIGHT, INC./BOSTON $46,519.65 P.O. BOX 415949 ¨ Contingent BOSTON MA 02241-5949 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.47. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. COMMUNITY NEW/FAMILY PUBLICATION $5,320.00 1 METROTECH CENTER NO. ¨ Contingent BROOKLYN NY 11201 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.48. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. CONNOISSEUR MEDIA LLC $7,500.00 619 ALEXANDER ROAD ¨ Contingent PRINCETON NJ 08540 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 18 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 38 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.49. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. CREATIVE GOODS MERCHANDISE $5,141.34 213 WEST 40TH STREET ¨ Contingent NEW YORK NY 10018 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.50. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. DAILY NEWS/NEW JERSEY $2,000.00 ATTN: FINANCE DEPARTMENT ¨ Contingent 125 THEODORE CONRAD DR JERSEY CITY NJ 07305-4698 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.51. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. DESI TALK LLC $2,868.50 115 WEST 30TH STREET ¨ Contingent NEW YORK NY 10001 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 19 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 39 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.52. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. DOCTORS, SHELLY $5,103.40 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______LOAN Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.53. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. DON'S JOHN $4,564.98 5524 WELLINGTON ROAD ¨ Contingent GAINESVILLE VA 20155 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.54. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. DUFRESNOY, GUILLAUME $20,000.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______LOAN Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 20 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 40 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.55. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. DUFRESNOY, GUILLAUME $83,077.11 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated þ Disputed Date or dates debt was incurred Basis for the claim: ______EMPLOYEE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.56. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. EGAN, KATHY GARCIA $450.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.57. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. EIDEM, BRUCE $947.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 21 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 41 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.58. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ENTERTAINMENT TRANSPORTATION $31,250.75 6429 LIBERTY STREET ¨ Contingent AVE MARIA FL 34142 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.59. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ENTERTEX MARKETING, INC. $20,483.99 99 MADISON AVENUE ¨ Contingent NEW YORK NY 10016-7419 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.60. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. EVANS, DEAN $200.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 22 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 42 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.61. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. EVERSOURCE/NSTAR/BOSTON $22,489.52 P.O. BOX 660369 ¨ Contingent DALLAS TX 75266-0369 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.62. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. FEDERAL EXPRESS COROPORATION/WAL $128.62 P.O. BOX 371461 ¨ Contingent PITTSBURGH PA 15250-7461 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.63. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. FEDERAL EXPRESS/CORP $6,029.56 P.O. BOX 371461 ¨ Contingent PITTSBURGH PA 15250-7461 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 23 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 43 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.64. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. FELDMAN, GOLINSKI, REEDY PLLC $8,100.00 100 WALL STREET ¨ Contingent NEW YORK NY 10005 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.65. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. FINLAND, ERIC $216.50 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.66. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. FIRST UNUM LIFE INSURANCE COMPANY $2,900.00 PO BOX 406919 ¨ Contingent ATLANTA GA 30384-6919 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 24 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 44 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.67. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. FIRST UNUM LIFE INSURANCE COMPANY $3,732.12 PO BOX 406919 ¨ Contingent ATLANTA GA 30384-6919 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.68. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. FIRTH, PATRICK $231.04 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.69. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. FORMEX PRINTING LLC $402.00 200 WALL STREET ¨ Contingent WEST LONG BRANCH NJ 07764 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 25 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 45 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.70. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. FRONTIER $320.10 PO BOX 20550 ¨ Contingent ROCHESTER NY 14602-0550 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.71. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. FUND FOR THE CITY OF NEW YORK $760,000.00 121 AVENUE OF THE AMERICAS ¨ Contingent NEW YORK NY 10013 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______LOAN Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.72. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. GALAXY AMUSEMENT SALES $162.00 123 WEST BLOOMINGDALE AVE. ¨ Contingent BRANDON FL 33511 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 26 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 46 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.73. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. GE CAPITAL $1,987.28 PO BOX 642333 ¨ Contingent PITTSBURGH PA 15264-2333 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.74. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. GPASS $4,450.00 ANNE TREMON ¨ Contingent 257 EUCLID AVE HACKENSACK NJ 07601 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.75. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. GREATER NEW YORK CHAMBER OF $295.00 COMMERCE ¨ Contingent 20 WEST 44TH STREET NEW YORK NY 10036 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 27 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 47 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.76. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. GRIMALDI, JOHN $66.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.77. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. GROSS, RONNIE $8,505.66 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______LOAN Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.78. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. HERC RENTALS $142.87 PO BOX 650280 ¨ Contingent DALLAS TX 75265 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 28 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 48 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.79. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. HERTZ, PATRICIA $200.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.80. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. I HEARTMEDIA/5080COLLECTION DRIVE $10,980.00 5080 COLLECTIONS CENTER DRIVE ¨ Contingent CHICAGO IL 60693 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.81. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ICCNE LLC $4,935.48 1790 BROADWAY ¨ Contingent NEW YORK NY 10019 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 29 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 49 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.82. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. IPFS CORPORATION $104,364.16 PO BOX 32144 þ Contingent NEW YORK NY 10087-2144 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.83. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ITC $7,084.50 831 LITTLE BRITAIN ROAD ¨ Contingent NEW WINDSOR NY 12553 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.84. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. J.J. KELLER & ASSOCIATES, INC. $6,175.38 PO BOX 6609 ¨ Contingent CAROL STREAM IL 60197-6609 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 30 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 50 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.85. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. JEANNETTE NEILL DANCE STUDIO $235.00 261 FRIEND STREET ¨ Contingent BOSTON MA 02114 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.86. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. JEWISH WORLD $8,424.00 511 HEMPSTEAD AVENUE ¨ Contingent WEST HEMPSTEAD NY 11552 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.87. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. JPMORGAN CHASE LEASE ADMINISTRATION $62,470.85 BK 1 RENTAL INCOME ¨ Contingent 625 BROADWAY ALBANY NY 12233-0001 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 31 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 51 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.88. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. KAPLAN, LINDA VOGEL $45,768.98 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______LOAN Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.89. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. KAUFMANN, DEBORAH $1,537.78 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.90. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. KAWECKI, WILLIAM $441.70 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 32 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 52 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.91. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. KEIM, GINNY $25,000.00 Address Intentionally Omitted þ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______UNDELIVERED SERVICES Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.92. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. KINSLEY POWER SYSTEMS $650.00 14 CONNECTICUT SOUTH DRIVE ¨ Contingent EAST GRANBY CT 06026 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.93. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. KOREA CENTRAL DAILY NEWS $3,600.00 35-35 149TH STREET ¨ Contingent FLUSHING NY 11354 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 33 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 53 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.94. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. KRIGER NEWBAURER, LISA $79.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.95. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. LEO, JOHN $1,012.19 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.96. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. LINCOLN CENTER FOR THE PERFORMING ARTS $5,505.52 ATTN: ACCOUNTING DEPT. ¨ Contingent 70 LINCOLN CENTER PLZ NEW YORK NY 10023 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 34 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 54 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.97. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. LINCOLN SQUARE $2,500.00 1840 BROADWAY ¨ Contingent NEW YORK NY 10023 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.98. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. LOCAL MEDIA CONNECTION, LLC $1,788.64 P.O. BOX 1179 ¨ Contingent ALEXANDRIA VA 22313 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.99. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. MANATT PHELPS PHILLIPS $2,100.00 7 TIMES SQUARE ¨ Contingent NEW YORK NY 10036 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 35 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 55 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.100. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. MANPOWER $3,245.86 21271 NETWORK PLACE ¨ Contingent CHICAGO IL 60673-1212 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.101. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. MANPOWER $254.15 21271 NETWORK PL ¨ Contingent CHICAGO IL 60673-1212 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.102. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. MARATHON STAFFING $1,604.40 164 WESTFORD ROAD ¨ Contingent TYNGSBORO MA 01879 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 36 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 56 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.103. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. MCCARTY, KAREN $102.15 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.104. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. MCDONALD ELECTRICAL CORP $5,465.00 72 SHARP STREET ¨ Contingent HINGHAM MA 02043 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.105. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. MING PAO DAILY NEWS (NEW YORK) $3,828.60 43-31 33RD STREET ¨ Contingent LONG ISLAND CITY NY 11101 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 37 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 57 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.106. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. MINTZHOKE $144,890.83 40 TOWER LANE ¨ Contingent AVON CT 06001 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.107. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. MITCHELL'S $639.71 P.O. BOX 8367 ¨ Contingent LONG ISLAND CITY NY 11101-8367 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.108. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. MOIDEL, DAVID $300.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 38 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 58 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.109. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. MR JOHN $15,967.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.110. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. MT. SINAI CHILDREN'S CENTER FOUNDATION $101,960.00 1468 MADISON AVENUE, BOX 1198 þ Contingent NEW YORK NY 10029 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______UNDELIVERED SERVICES Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.111. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. NATIONAL CORPORATE HOUSING $5,373.00 4 LONGFELLOW PLACE ¨ Contingent BOSTON MA 02114 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 39 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 59 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.112. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. NATIONWIDE MUTUAL INSURANCE CO $234.05 ONE NATIONWIDE PLAZA ¨ Contingent COLUMBUS OH 43215-2220 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.113. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. NATIONWIDE TRUST COMPANY $8,645.69 3400 SOUTHPARK PLACE ¨ Contingent GROVE CITY OH 43218-3046 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.114. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. NAUSET STRATEGIES, INC $15,000.00 66 LONG WHARF ¨ Contingent BOSTON MA 02110 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 40 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 60 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.115. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. NEIGHBORS, MARTHA $12.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.116. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. NEW JERSEY FAMILY $4,250.00 480 MORRIS AVENUE ¨ Contingent SUMMIT NJ 07901 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.117. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. NEW YORK FAMILY $2,980.00 72 MADISON AVENUE ¨ Contingent NEW YORK NY 10016 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 41 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 61 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.118. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. NEW YORK PUBLIC RADIO $14,300.00 ATT; FINANCE/ACCOUNTS RECEIVABLE ¨ Contingent 160 VARICK ST 7TH FL NEW YORK NY 10013 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.119. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. NJTV $5,270.00 ATTN: GIFT PROCESSING ¨ Contingent 825 EIGHTH AVE NEW YORK NY 10019-7435 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.120. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. NORTER, KRISTY $576.67 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 42 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 62 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.121. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. NYC & COMPANY, INC. $5,104.33 810 SEVENTH AVENUE ¨ Contingent NEW YORK NY 10019 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.122. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. NYM PUBLISHING, LLC $1,500.00 55 BROAD STREET ¨ Contingent NEW YORK NY 10004 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.123. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ODONNELL, JENNIFER $167.96 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 43 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 63 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.124. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. OHIO CAT $15,783.34 COMMERCIAL COLLECTION CORP OF NY ¨ Contingent 34 SEYMOUR ST TONAWANDA NY 14150 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.125. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. OMNITRANS CORPORATION, LTD $5,957.89 167-16 146TH AVENUE ¨ Contingent JAMAICA NY 11434 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.126. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. PARTY RENTAL LTD. $6,092.10 275 NORTH STREET ¨ Contingent TETERBORO NJ 07608 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 44 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 64 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.127. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. PEACHTREE ENTERPRISES $10,482.27 22-19 41ST AVENUE ¨ Contingent LONG ISLAND CITY NY 11101 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.128. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. PENSKE TRUCK LEASING $1,705.67 P.O. BOX 827380 ¨ Contingent PHILADELPHIA PA 19182-7380 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.129. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. PERFORMANCE FOOD SERVICE $15,540.31 ATTN: BRADLEY BOE, DIR. OF CREDIT ¨ Contingent 12650 E. ARAPAHOE ROAD, BLDG. D CENTENNIAL CO 80112 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 45 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 65 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.130. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. PETERSIEL, SARAH $57.14 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.131. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. PETTY CASH ELENA EGOROVA $168.59 107 RACINE COURT ¨ Contingent MONTICELLO NY 12701 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.132. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. PEYRAMAURE, MARIA $393.61 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 46 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 66 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.133. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. PEYRAMAURE, VIRGILE $87.50 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.134. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. PHSI PURE WATER FINANCE $285.00 P.O. BOX 404582 ¨ Contingent ATLANTA GA 30384-4582 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.135. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. PITNEY BOWES /371874/16609661 $63.87 PO BOX 371874 ¨ Contingent PITTSBURGH PA 15250-7874 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 47 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 67 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.136. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. PITNEY BOWES INC./371887/7507487 $2,844.88 PO BOX 371887 ¨ Contingent PITTSBURGH PA 15250-7887 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.137. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. PORTILLIO, JOSELYN $139.51 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.138. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. PRODUCTION RESOURCE GROUP $62,847.00 P.O. BOX 5115 ¨ Contingent NEW YORK NY 10087-5115 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 48 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 68 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.139. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. PROGRAMMATIC MECHANICS $17,500.00 500 7TH AVENUE ¨ Contingent NEW YORK NY 10018 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.140. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. QUEENS COURIER $4,800.00 38-15 BELL BLVD. ¨ Contingent BAYSIDE NY 11361 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.141. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. QUEENS ECONOMIC DEVELOPMENT $250.00 120-55 QUEENS BLVD. ¨ Contingent KEW GARDENS NY 11424 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 49 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 69 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.142. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. RASKIN, KENNY $300.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.143. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. RHODE ISLAND NOVELTY, INC. $1,411.68 PO BOX 9278 ¨ Contingent FALL RIVER MA 02720 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.144. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. RIDER, LINDSAY $7,500.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 50 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 70 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.145. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. RIGBY, JASON $330.10 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.146. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ROSEASP.COM $600.00 11512 EL CAMINO REAL ¨ Contingent SAN DIEGO CA 92130 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.147. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. RUDIN MANAGEMENT $105,000.00 345 PARK AVE, FL. 33 þ Contingent NEW YORK NY 10154-0004 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______UNDELIVERED SERVICES Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 51 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 71 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.148. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. SB NEW YORK $11,450.00 PO BOX 203704 ¨ Contingent DALLAS TX 75320-3704 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.149. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. SEIDEN ADVERTISING $202,947.26 112 MADISON AVENUE ¨ Contingent NEW YORK NY 10016 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.150. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. SEMICH, CHARLES, J. $400.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 52 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 72 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.151. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. SKY WATER $665.00 8747 20TH AVENUE ¨ Contingent BROOKLYN NY 11214 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.152. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. SLIFKA, BARBARA $737,500.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______LOAN Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.153. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. SLOWIK, ROB $521.50 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 53 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 73 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.154. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. SOCIAL THERAPY GROUP, LCSW, P.C. $550.00 106 S. OXFROD STREET ¨ Contingent BROOKLYN NY 11217 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.155. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. SOMERSET PATRIOTS BASEBALL CLUB $20,000.00 1 PATRIOTS PARK ¨ Contingent BRIDGEWATER NJ 08807 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.156. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. SPOTLIGHT GRAPHICS $14,478.37 6054 CLARK CENTER ROAD ¨ Contingent SARASOTA FL 34238 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 54 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 74 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.157. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. SQUARE ONE $86,470.72 1455 MARKET ST., SUITE 600 ¨ Contingent SAN FRANCISCO CA 94103 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______LOAN Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.158. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. STAPLES BUSINESS ADVANTAGE $2,366.40 DEPT. NY ¨ Contingent PO BOX 415256 BOSTON MA 02241-5256 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.159. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. SULLIVAN, SKYLER $58.75 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 55 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 75 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.160. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. SUNBELT RENTALS/GA $127,684.66 PO BOX 409211 ¨ Contingent ATLANTA GA 30384-9211 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.161. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. SUTTMAN, ROBERT $668.63 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.162. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. SYNCRO SERVICES, INC. $600.00 333 7TH AVENUE ¨ Contingent NEW YORK NY 10001 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 56 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 76 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.163. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. TABNICK, MICHELLE M $2,611.05 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.164. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. TAFT FOUNDATION $239,500.00 1177 AVENUE OF THE AMERICAS þ Contingent NEW YORK NY 10036 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______UNDELIVERED SERVICES Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.165. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. THE HOLE IN THE WALL GANG FUND $38,750.00 555 LONG WHARF DR þ Contingent NEW HAVEN CT 06511 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______UNDELIVERED SERVICES Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 57 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 77 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.166. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. THE JAMES E AND DIANE W. BURKE $150,000.00 FOUNDATION þ Contingent C/O JAMES BURKE P.O. BOX 1997 ¨ Unliquidated MORRISTOWN NJ 07962 ¨ Disputed Date or dates debt was incurred Basis for the claim: ______UNDELIVERED SERVICES Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.167. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. THE RUDIN FOUNDATIONS $25,000.00 Address Intentionally Omitted þ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______UNDELIVERED SERVICES Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.168. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. THEATER PROGRAMS, LLC $984.00 560 HARRISON AVENUE ¨ Contingent BOSTON MA 02118 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 58 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 78 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.169. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. TIME OUT NEW YORK KIDS $1,261.74 405 PARK AVENUE ¨ Contingent NEW YORK NY 10022 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.170. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. TIME WARNER CABLE BUSINESS CLASS $1,748.66 PO BOX 11820 ¨ Contingent NEWARK NJ 07101-8120 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.171. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. TINSMAN, JIMMY $228.34 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 59 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 79 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.172. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. UNITED RENTALS $4,946.75 6125 LAKEVIEW ROAD, ¨ Contingent SUITE 300 CHARLOTTE NC 28269 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.173. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. VALLEY STREAM GREEN ACRES LLC $625.00 PO BOX 844377 ¨ Contingent LOS ANGELES CA 90084-4377 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.174. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. VALPAK OF AMERICA $1,420.00 11030 JONES BRIDGE ROAD ¨ Contingent ALPHARETTA GA 30022 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 60 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 80 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.175. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. VANCE, PATRICIA $10,000.00 Address Intentionally Omitted þ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______UNDELIVERED SERVICES Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.176. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. VARICK MEDIA MANAGEMENT $2,554.85 160 VARICK STREET ¨ Contingent NEW YORK NY 10013 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.177. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. VERADATA $5,324.02 1910 PARK MEADOWS DRIVE ¨ Contingent FORT MYERS FL 33907 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 61 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 81 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.178. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. VERIZON WIRELESS $4,889.52 P.O. BOX 408 ¨ Contingent NEWARK NJ 07101-0408 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.179. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. VILLAGE OF WALDEN $7,049.99 WATER & SEWER ¨ Contingent 1 MUNICIPAL SQUARE WALDEN NY 12586-1799 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.180. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. VILLAGE OF WALDEN/DUMPSTERS $4,469.33 COMMERCIAL REFUSE DEPT. ¨ Contingent 1 MUNICIPAL SQUARE WALDEN NY 12586-1799 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 62 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 82 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.181. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WABC-808 $25,249.25 ATTN:WABC-808 ¨ Contingent PO BOX 732384 DALLAS TX 75373-2384 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.182. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WCBS AM $2,350.00 PO BOX 33049 ¨ Contingent NEWARK NJ 07188 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.183. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WCBS TV $3,910.00 1700 BROADWAY ¨ Contingent 11TH FLOOR NEW YORK NY 10019 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 63 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 83 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.184. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WCBS-FM/CBS RADIO $5,000.00 P.O. BOX 33049 ¨ Contingent NEWARK NJ 07188-0049 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.185. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WCVB TV $39,151.80 P.O. BOX 26874 ¨ Contingent LEHIGH VALLEY PA 18002-6874 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.186. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WEAVER, JUSTIN $185.34 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 64 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 84 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.187. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WEEKS LERMAN GROUP, LLC $120.00 58-38 PAGE PLACE ¨ Contingent MASPETH NY 11378 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.188. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WEISS, WILL MAITLAND $18,767.79 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______LOAN Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.189. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WESTCHESTER FAMILY $990.00 222 PURCHASE STREET ¨ Contingent RYE NY 10580-2101 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 65 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 85 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.190. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WFXT-TV $23,140.00 COX MEDIA GROUP-NE ¨ Contingent PO BOX 83143 CHICAGO IL 60691-0143 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.191. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WGBH EDUCATIONAL FOUNDATION $11,050.00 PO BOX 414670 ¨ Contingent BOSTON MA 02241-4670 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.192. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WHELAN GROUP, INC $88,567.88 315 WEST 36TH STREET ¨ Contingent NEW YORK NY 10018 ¨ Unliquidated þ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 66 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 86 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.193. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WHISPERS FROM THE MOON $225.00 2011 N. 78TH STREET ¨ Contingent ELMWOOD PARK IL 60707 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.194. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WILEY, ANISSA $1,621.41 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.195. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WINDSTREAM $12,729.87 PAETEC ¨ Contingent LOUISVILLE KY 40290-1013 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 67 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 87 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.196. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WINS-AM/CBS AM RADIO $3,000.00 P.O. BOX 33085 ¨ Contingent NEWARK NJ 07188-0085 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.197. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WINSLOW, KIM $32.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.198. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WIRELESS SERVICES CENTER $321.22 6170 INNOVATION WAY ¨ Contingent CARLSBAD CA 92009 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 68 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 88 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.199. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WLVI-TV/CW56 $5,858.20 7 BULFINCH PLACE ¨ Contingent BOSTON MA 02114-2977 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.200. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WORLD AND EYE ARTS CENTER, INC. $250.00 109 NW 5TH STREET ¨ Contingent FORT LAUDERDALE FL 33301 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.201. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WORLDWIDE TICKETCRAFT $3,980.74 3606 QUANTUM BLVD. ¨ Contingent BOYNTON BEACH FL 33426 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 69 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 89 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.202. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. WWFS-FM $5,000.00 PO BOX 33086 ¨ Contingent NEWARK NJ 07188-0086 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.203. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. XEROX CORPORATION/ACCT 714127537 $1,048.61 PO BOX 802555 ¨ Contingent CHICAGO IL 60680-2555 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.204. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. XEROX CORPORATION/ACCT722064029 $5,737.23 PO BOX 827598 ¨ Contingent PHILADELPHIA PA 19182-7598 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 70 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 90 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
3.205. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. YAHOO INC. $4,000.06 PO BOX 3003 ¨ Contingent CAROL STREME IL 60132-3003 ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
3.206. Nonpriority creditor’s name and mailing address As of the petition filing date, the claim is: Amount of claim Check all that apply. ZUCKER, LISA $600.00 Address Intentionally Omitted ¨ Contingent ¨ Unliquidated ¨ Disputed Date or dates debt was incurred Basis for the claim: ______TRADE Last 4 digits of account number: Is the claim subject to offset?
þ No ¨ Yes
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 71 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 91 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
Part 3: List Others to Be Notified About Unsecured Claims
4. List in alphabetical order any others who must be notified for claims listed in Parts 1 and 2. Examples of entities that may be listed are collection agencies, assignees of claims listed above, and attorneys for unsecured creditors.
If no others need to be notified for the debts listed in Parts 1 and 2, do not fill out or submit this page. If additional pages are needed, copy the next page.
Name and mailing address On which line in Part 1 or Part 2 is the related Last 4 digits of account creditor (if any) listed? number, if any
COHEN WEISS & SIMON LLP Part 2 line 3.7 ______DAVID R HOCK; ZACHARY N LEEDS 330 WEST 42ND ST NEW YORK NY 10036
GOLENBOCK EISEMAN ASSOR BELL AND Part 2 line 3.147 ______PESKOE LLP JONATHAN L FLAXER ESQ MICHAEL S WEINSTEIN ESQ 711 THIRD AVE NEW YORK NY 10017
KRAMER LEVIN NAFTALIS AND FRANKEL LLP Part 2 line 3.164 ______ROBERT T SCHMIDT 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036
WILLKIE FARR AND GALLAGHER LLP Part 2 line 3.96 ______PAUL V SHALHOUB 787 SEVENTH AVE NEW YORK NY 10019-6099
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 72 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 92 of 115 Debtor The Big Apple Circus, Ltd. Case number (if known) 16-13297
Part 4: Total Amounts of the Priority and Nonpriority Unsecured Claims
5. Add the amounts of priority and nonpriority unsecured claims.
Total of claim amounts
5a. Total claims from Part 1 5a. $183,210.81
5b. Total claims from Part 2 5b. + $7,503,754.88
Total of Parts 1 and 2 5c. 5c. $7,686,965.69 Lines 5a + 5b = 5c.
Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 73 of 73 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 93 of 115
Fill in this information to identify the case:
Debtor name: The Big Apple Circus, Ltd. United States Bankruptcy Court for the: Southern District of New York Case number (if known): 16-13297
þ Check if this is an amended filing Official Form 206G Schedule G: Executory Contracts and Unexpired Leases 12/15 Be as complete and accurate as possible. If more space is needed, copy and attach the additional page, numbering the entries consecutively. 1. Does the debtor have any executory contracts or unexpired leases?
¨ No. Check this box and file this form with the court with the debtor’s other schedules. There is nothing else to report on this form. þ Yes. Fill in all of the information below even if the contracts or leases are listed on Schedule A/B: Assets - Real and Personal Property (Official Form 206A/B). 2. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease
2.1. Title of contract ______JP MORGAN CHASE N.A. LEASE ADMINISTRATION State what the contract or MAIN OFFICE BUILDING 1111 POLARIS PARKWAY lease is for SUITE 1E, MAIL CODE OH1-0241 COLUMBUS OH 43240 Nature of debtor's interest ______
State the term remaining ______
List the contract number of ______any government contract
2.2. Title of contract ______State the name and mailing address for all other parties with whom the State what the contract or PITNEY BOWES POSTAGE MACHINE debtor has an executory contract or lease is for unexpired lease Nature of debtor's interest ______PITNEY BOWES
State the term remaining CONTRACT PERIOD: 6/8/2015-6/8/2020
List the contract number of ______any government contract
2.3. Title of contract ______State the name and mailing address for all other parties with whom the State what the contract or XEROX COPIERS debtor has an executory contract or lease is for unexpired lease Nature of debtor's interest ______XEROX
State the term remaining CONTRACT PERIOD: 6/8/2015-6/8/2020
List the contract number of ______any government contract
Official Form 206G Schedule G: Executory Contracts and Unexpired Leases Page 1 of 1 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 94 of 115
Fill in this information to identify the case:
Debtor name: The Big Apple Circus, Ltd. United States Bankruptcy Court for the: Southern District of New York Case number (if known): 16-13297
þ Check if this is an amended filing Official Form 206H Schedule H: Codebtors 12/15 Be as complete and accurate as possible. If more space is needed, copy the Additional Page, numbering the entries consecutively. Attach the Additional Page to this page. 1. Does the debtor have any codebtors?
þ No. Check this box and submit this form to the court with the debtor's other schedules. Nothing else needs to be reported on this form. ¨ Yes 2. In Column 1, list as codebtors all of the people or entities who are also liable for any debts listed by the debtor in the schedules of creditors, Schedules D-G. Include all guarantors and co-obligors. In Column 2, identify the creditor to whom the debt is owed and each schedule on which the creditor is listed. If the codebtor is liable on a debt to more than one creditor, list each creditor separately in Column 2.
Column 1: Codebtor Column 2: Creditor
Name Mailing address Name Check all schedules that apply:
2.1. ______¨ D ¨ E/F ¨ G
Official Form 206H Schedule H: Codebtors Page 1 of 1 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 95 of 115 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 96 of 115
Exhibit E
BIG APPLE CIRCUS
The following attachment shows the value of the Debtor’s investments.
16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document \¡'*t' Pg 97 of 115 ffi$ Morgan Stanley llÁi4J CLIENT STATEMENT I Forthe Period November 1-30,2016
STATEMENT PACKAGE FOR: TOTAL VALUE OF YOUR ACCOUNTS (as of 11/30/16l $818,438.57 MSB FBO BIG APPLE CIRCUS lncludes Accrued lnterest ATTN WILL MAITLAND WEISS,3RD FL
Your Financial Advisor Team THE TRISCHMAN GROUP Morgan Stanley Smith Barney UC. Member SIPC. 203-661-3330
Your Branch ONE FAWCETT PLACE,3RD FLOOR GREENWICH, CT 05830 Telephone: 203-66 1 -3330; Alt. Phone: 800-243-5977 ; Fax: 203-661 -4280
()(o iI o =J oN ô -9 M o -!i arì o =o o i3 o .s6 (A- -l- a _ut^t^l!r N .îQ N ä Í il 9,.., O N .ã ü , * ü o o f È u e= z Ë T :Ë-j-ìiu.loaIr'rlQzrl r (, - ^ - f\¡ föo-i-{X--l-NÉ-4- =_gl<<=*-l ---äu-?Yr> 5-l-{-LOl-2. tr =- => co --.1 O ã s E f; rì a¿* Ív z. 19=h I z-\-Oç =Ë m ø¡ ur Õ co=9Øf-Jz.É= =È l- +t --õ t < n O cô Client Service Center (24 Hours a Day; 7 Days a Week): 800-869-3326 fËjiiË EÆ H+rw I rl-¿'l Access Your Accounts Online: www.morganstanley.com/online t#tsl. ¡Þ.r-1 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 98 of 115 lVlcrEan Stanley CL¡ENT STATEMENT For the Period November 1-30, 2016 Page 2 of 12
Standard Disclosures
The iollowing Disclosures are applicable to the enclosed statement(s). v¿lue of the eligible securÍties în your margin accounts. lf a securiiy has exposed to warmth, the blue rectangle will disappcat, ¿nü îb*n Expanded Disclosures are attached to your most recent June and eligible shares, the number of shares pledged as coilateral wlli be reappear. December statement (or your f¡rst Statement ìf you have not received a indicated below the position. SIPC Protection statemenl for those months). The Expanded Disclosures are also Margin lnterest Charges We are a member of Securilies lnvestor Proteciion Corporation (SIPC), availabie by selecting Account Documents when you log on to We calculate ¡nterest charges on margin loans as foliows: (1) mul:ìply which protects securities of i',s customers up to S500,0'3ü (iccluCing www, morganstanley.com/online or, call 800-869-3326. the appl¡cable merg¡n lnterest rate bythe daily close of business net $250,000 for claÌms for cash). An explanalory brochure is availabie 0uestions? settled debit bâlance, and (2) divìde by 360 (days). Margin interæt upon request or at www.sipc.org. Losses due to market fluctuatlon are Questions regarding your account may be directed to your Financial accrues daily throughout the month and js added to your debiT balance not protected þy SIPC and assets not heid with us mal nût be co\"{ed Advisor or the Branch Manager for the branch office where you at month-end, The month-end interest charge Ìs the sum of the daily by SIPC protection. To obtain information about SIPC, inc:uding at maintain your account. lf you require further assistance, call Client accrued ¡nterest calculations for the month. We add the accrued explanatory SIPC brochure, contact SIPC al l2A2-371-8300 or visil Service Center at (800) 869"3326 or for account-related concerns call interest to your debit balance and start â new calculation each trme the www.sipc.org. our Client Advocate at (866) 227-2286. applicable inlerest rate changes and at the close of every statement Transaction Dates and Conditions E¡rors and lnquiries month. For interest rate information, log into your Morgan Stanley Upon written request, we will furnish the cjate and t¡me oí å transection It is your responsibìlity to review your statement promptly and to seek account at morganstanley.com/online. Select your account with a and the name of the other pârty 1o a transact¡on. We and/cr or.r¡ immediate clarificatîon about entries that you do not understand or Margin agreement and click ìnterest Rates for more information. affiliates may accept benefits that constitute payrne ni lot orcie¡ flo!"r. believe were made in error by contacting the Branch Manager of the lnformation regarding Special Memorandum Account Details regardinE these benefÌts and the source end amount of any office where you maintain your account. Oral communications lf you have a Margin Account, this is a combined statement of your other remuneration received or to be recerved by us in crnnecií¡rr wììh regarding any inaccuracy or discrepancy in thìs statement should be MargÍn Account and Special Memorandum Account maintained fcr you any transactión will be furnished upon written requâsi. re-confirmed in vrriting to further protect your rights, including rights under Section 220.5 of Regulation T issued by the Board of Governors Equity Research Ratings Definitions and Global lnvestment tr4anager under the Securities lnvestor Protectíon Art (SIPA). Your statement will of the Federal Reserve System. ihÉ permanent record of the Special Analysis Status be deemed correct unless we receive a written Ìnqurry of a suspected Memorandum Account as requìred by Regulation T is ava¡ìâble fo; your Some equily securities may have research ratings frorù Morgan Sta¡ley enor. See your account documentat¡on for specìal rules regarding your inspectìon ât your request, & Co. LLC or Morningstar, lnc. Research ratings are the research rights and responsibilities with respect to erroneous electronic filnd lmportant lnformation About Auction Rate Securities providers'opinions and not representations or guaranlees of transfers, including a descriptíon of the t¡ansfers covered. For certain Auctþn Rate Securities there is no or limited lìquÌdily, performance, Fo¡ more information about êach research prcvider's Availability of F¡ee Credit Balances and Financial Statements Therefore, the price(s) for these Auctìon Rate Securitres are indicated rat¡ng system, see the Research Ratings on your mcst recent June or Under the cuslomer protectÍon rules of ihe SEC t17 CFR by N/A (not available). there can be no assurance thâl â successful Decenrber statement (or your first statement if you have not received a 5240.15c3-31, we may use funds comprising free credit balances âuction will occur or that a secondary market exists or will develop for statemenl for those months), go io ldww.morganstan¡ey.comlonlin€ or carried for customer accounts here, provided that these funds are a particular securìÎy. refer to the research provider's reseai'ch repor"t. Research repofs payable to customers on demand (i.e., are free oÍ a lÌen or rìght of Structu¡ed lnvestments Risks and Considerations contain more compìete infoimalion concernìng the analyst's views and set-off in ou¡ favoi or on behalf of some third party to whom you have Structured lnvestmen'rs (Structured Products) are complex products and you should read the enlire research repoü ånd not ir:fei ifs cùiÌenls gÍven control). A financial staternent of this organization is available fo¡ may be subiect to special risks. Inveslors should consider the from the ratíng alone. lf your account contains an advisrty cûmF0neoi your personal inspection êt lts offices, or a copy will be melled 1o you concentraiion risk of owning the reìated security and their total or is an advisory ãccounl, a GIN4A status will apply. upon your writt€n request. exposure to any underlying âsset. Structured Ìnvestments, which may Credit Ratings from Moody's lnvestors Service and Standa¡d & Poor's Listed Options appear in var¡ous staternent product categories and are identifíed on The credil rating from Moodys lnvestors Serv¡ce ând Standa¡d & Poor's lnformatlon with respect to commissìons and other charges related to 'the Position Ðescription Details line as "Asset Class: Struci lnv," may may be shown for cedain securities. All credit ratißgs rspreseilì thÊ the executìon of options transactions has been ¡ncluded ¡n not perform ¡n a mânner consistent with the statement product opinrons of the provider and are not represenlations or guarantees ai conf¡rmat¡ons of such transactions previously furnished to you and such category where they appear and therefore may not satisfy portfolio performance. Your Financial Advisor will be plees?d lc provide yau !çrîlr informalion w¡ll be made avaliable to you prompfly ¿t yosr request. asset allocatíon needs for that category. For information on the riskÊ further information or assistance in Ìnterpreting these credÍì tatings.
Prompily advise us of any material change in your f nvestmenl and conffícts of ínterest relaled to Structured lnvestments generaììy, ìog objectives or financial situation. in 1o Morgan Stanley Online ãnd go to Revised 08/2016 lrnportant lnformation if you are a Margin Custome¡ (not available fol www. mo rga nstâ nley.corn/structuredproductsrisksandconlìicts. certaìn retirement accounts) Securîty Measu¡es lf you have margin privileges, you ma)¡ borrow money from us in This statemenl features several embedded securìty elements to exchange for pledging assets ¡n your accounts as coìlateral for any safeguard its auihentic¡ty. One Ís a unique security mark-a blue outstanding margin loan. the amount yru may borrow is based on the rectangle printed in heat-sensit¡ve ink on the back of every page. When
I s*nrty r,,rt* Bight . I ,Bt 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document i-. Pg 99!: of 115 \çt Morgan Stanley ffi
CLIENT STATEMENT I For the Period November 1-30, 2016 Fage 3 of 12
Portfolio Management Active Assets Account MSB FBO BIG APPLE CIRCUS Account Summary ATTN WILL MAITLAND WEISS, 3RD FL
CHANGE lN VALUE OF YOUR ACCOUNTS {ínctudes accrued intarest) CHANGE IN VALUE OVER TIME This Period This Year The display of market value (totaì account value) and net invested capital (total amount invested minus (rut/16-rrß0t16) (1tr/16-11/30/i 6) totai withdrawn), demonstrates the impact of deposits and withdrawals. TOTAL BEGINNING VALUE 9836,437.99 $827,963.81 r,250.00
Credìts c Debits \62,939.94J o 975.00 Security Transfers Net Credi ts/Debi ts/Transfers $(62,939.94) 700.00 Change in Value $7,999,42) 53,4L4.70 JUL20L2 DtC201? DtC20i3 DtC2014 Dtc2015 No\/20ì6 TOïAL ENDtNc VALUE $818,438.57 $818,438.57 Net Credits / Debits include investment advisory fees as applicable. See Activity section for details. Total Market Value --- Net lnvested Capital Since O7l31/12 - This graph does not reflect corrections io ¡Vef lnvested Capital or Market Value made subsequent to the dates depicted, It may exclude transactions in Annuities or positions where we are nat the custodian, which could delay the reportingof Market Value or affect i¡le lVet lnvested Capital.
ASSff ALLOCATION {includes accrued interest} n@ Market Value Percentage oN O Cash $54,639.11 6.68 o o Equities 262,270.t9 32.04 Altern o Lt) Fixed lncome & Preferreds 285,953.93 34.94 N N Alternatives @ 215,635.34 26.35 r uities TOTAL VALUE $818,438.57 100.00%
FDIC rules apply and Bank Deposíts are eligible for FÐlC insurance but are not covered by S/PC. Casir and securities (including MMFs) are eligible for SIPC covenge. See Expanded Disclosures. Values may include assets externally held, which are provided to you as a courtesy, and may not be covered by SIPC. For additional informatìon, refer to the corres¡nnding section of this statement. Fixed lncome & Preferreds
Iiirs assel allocation represents holdings on a trade date óasls, and projected settled Cashl BDP and MMF balances. These classifications do not constitule a recommendatian and may difter from the classification of instrumenls for regulatory or tax purposes.
CONSOLIDATED PERSONAL RETIREMENT ËDUCAÏION TRUST BUSINESS SUMMARY ACCOUNÏ S ACCOUNTS ACCOUNTS ACCOUN'iS ACCOUNTS 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 100 of 115 Morgan Stantey Page 4 of 12 cLIENT srnmmr¡¡r I For the Period November 1-30, 2016
Portfolio Management Active Assets Account MSB FBO BIG APPLE CIRCUS Account Summary AfiN VúILL MAITLAND WEISS, 3RD FL
BALANCE SHEET {^ includes accrued interest} CASH FLOW Perìod This Year Last Period This Period This (1 111/16-i 1/30i16) (1/1/16-1 l/30/16) (as of l0/3ii16) (as of i 1Æ0i16) $58,964.62 Cash, BDP, MMFs $35,992.49 $54,639.11 OPENING CASH, BDP, MMFS $35,992.49 Stocks 302,1 16.91 269,137.93 Purchases (24,382.46) (24,382.46) ETFs & CEFs 414,271.84 4r3,879.43 Sales and Redemptions 41,034.12 47,A34.12 Corporate Fìxed lncome 84,056.75 80,782.i0 Income and Distributions 1,994.96 4t,962.77 ïotal Assets $836,437.99 $818,438.57 Total lnvestment Related Activity $18,646.62 $s8,614.43
Total Liabilities (outstanding balance) Ëlectronic Tra nsf ers- Debits (52,4A7.69) 10 532.?5) ÏOTAL VALUE $836,437.99 $818,438.57 Other Debìts Total Cash Activity $(62,939.94) Portfolio Loan Account (7 54XXXX543) Total O$er Liabilities Total Card/Check Activity (not included in Total Value) CLOSING CASH, BDP, MMFS $54,639. i 1 $54,639.11
The Portfolio Laan Account, js a securities"b ased loan that may not be used to purchase, trade or carry marketable secu¡itles, at to repay margin debt. The Portfolio Loan Account is offered by Morgan Stanley Bank, N.A., an affiliate of Morgan Stanley Snith Barney UC.
INCOME AND DISTRIBUTION SUMMARY GAIN/(LOSS) SUMMARY Unrealized Th[s Period This Year to Date (i i/1/i6-i1130/16) (1/1/16-1 1/301i6) Realized This Period Reaiized This Year lnception (11/1/16-1 1/30/16) ( 1li1t6- ] 1/30/16) (as of 1 i/30/16) Qualified Dividends s806.57 $ 13,664.19 Short-Term Gain $486.61 0ther Dividends 1,188.39 23,818.01 Short-Term Loss) (343.61) Long Term Capital Gains Distributions Û.07 Total Short-Term $143,00 lnterest 4,47r.67 Total Taxable lncome And Distributions $1,994.96 $41,953.94 Long-Term Gain 53,841.37 Total Tax-Exempt lncome Long-Term (Loss) (2,6i6.30) (2,616.s0) (57,004.13) TOTAL INCOME AND DISTRIBUTIONS $1,994.96 S41,953.94 Total Long-Term $(2,616.30) $(2,616.30) $(3,162.76) Taxable and tax exempt incame classificatians are based on the characteristîcs of the underlying TOTAL GA¡N/(LOSS) $(2,616.30) ${2,616"30) $(3,0i9.76) securitles and not the taxable status of the accounL The Gain/(Loss) Summary, which may change due to åasls adiustments, is provided for informetianal purposes and should noi be used for tax preparation. Refer to G¿inl(ass) in the Expanded Disclosures 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 101 of 115 '\*, "rr"-Ãi Morgan Stanley CL¡ENT STATEMENT I For the Period November 1-30,2016 Page 5 of 12
Portfollo Management Active Assets Account MSB FBO BIG APPLE CIRCUS ATTN WILL MAITLAND WEISS, 3RD FL Accou nt Detai I
lnvestment 0bjectivesl: Capital Appreciation, lncome lnvestment Adviso ry Account Pledged to: Portfolio Loan Account I lnform us if your investment oójectives, as defined in the Expanded Disc/osures, change
HOLDII\¡GS
CASH, BANK DEPOSIT PROGRAM A,ND MONEY MARKET FUNDS
7-Day Description Markel Value CunentYieid % tstAnn lncome APY% o @ CASH $813.40 on oc\.¡ MS ACNVE ASSFIS GOWTRUST 0.280 150.7 I o ô o Percentage ô rt nf Holdin ss Market Value Fst Ann lncome ¿ N CASH, BDP, ANt} MMFS 6.68% $s4,63s.11 $150.71 N€ No o
reflected aþove include the balances in your automaflc sweep teature, if any, and may include other noney market funds that have been purchased in your account.
STOCKS COMMON STOCKS
Unre¿lized Cunent Sæurig Description Trade Dab Quan[8 Unit Cost Share Price Total Cost Market Value Gain/(Loss) tstAnn lncome Yield % AMIREN CORP (HLDG CO) (AEE) 3/4113 656.000 $33.893 $49.120 $22,233.68 13\222.72 $9,989.04 LT $1,r55.00 3.58 ry{_Dtuj!fld_ta_L4Je_!4?!_t9¡-4s_*!_c!q':: AT&T INC fi) 7126lt0 593.000 26.047 38.630 15,445.8i 22,90i.59 7,461.72 Lï 2t23t12 r85.000 30.436 38.630 5 630 68 7,146.55 1 5i5.87 LT
Total 778.000 2i,076.55 30,t54.14 8.97i.59 LT 1,525 00 5.07 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 102 of 115 Morgan Stanley CLIENT STATEMENT I For the Period November 1-30, 20i6 Page 6 of 12
Portfolio Management Active Assets Account MSB FBO BIG APPLE CIRCUS ATTN WILL MAITLAND WEISS, 3RD FL Accou nt Deta i I
Unrealized Cunent
CON5OLIDATTD TDISON INC. (ED) 7126lr0 335.00û 46"577 69.7i0 15,603.30 23,3i2.95 7,769.65 LT 1/11t n 80.000 57.975 69.770 4,637.98 5.581.60 943.62 LT Total 415.000 2t,?4128 28,954.55 8,713.27 LT i,i12,00 3.84 Nexl Ðividend C/ass:
DUKE ENERGY CORP NTW (DUK) 7i26ln 652.369 51.086 73.770 33,326.95 4ö,1LJ.tõ 14,798.3i LT q 1t13.t T¿ 89.631 62.638 73.770 614.33 6,612.08 997.75 LT
Tot¿l 742.040 38,941.28 54,137.34 15,796.06 tT 2,538.00 4.63 Next Ðividend (255.50) PENIIYMAC MORTGAGI I NI/ESTMINT {PMT) tllt6l16 i,482.000 16.452 16.280 24,382.46 24,126.S 6 ST 2,786.00 il.54 Netr Divìdend 0ll2017; Asset Class, Alt
STARWOOD PROPERTY TRUST INC (STWD) 5lr4l13 785.000 22"669 22.470 t7,794.93 17,638.95 (155.98) LT R
5 17.0û0 22.470 35i "09 381 99 24.90 LT Total 802.000 i8,i52.02 18,020.94 (131.08) LT 1.540.00 8.M
vERlz0N c0MMUNrcATl0Ns (vz) 10/t?lt0 379.000 32.436 49.900 12,293.36 18,9i2.r0 6.618,74 LT u23ll2 73.000 38.062 49.900 2,778.50 3,642.70 864.20 LT 1Í27115 290.000 46.657 49.900 13,530.44 14.471.00 940.56 LT 8.000 44.958 49.900 359,66 399.20 39.54 LT Tolal 750.000 28,961.96 37,425.00 8,463.04 LT 1,733.00 4.63 Nert Divìdend /sset Class'
c0MM0N s1'0ct{s $173,98s.23 $ZZS,541.çS $s1,807.92 LT $12,38s.00 5.49% $(25s.so) sT
PREFERRED STOCKS
lJn realized Current Securifu Descriotion Trade Date 0r¡näfu unít Cost Share Prhe Tohl Cost Market Value Gain/(l oss) Est An¡ lncome Y'ield % ASPTN INSURANCE HLDG LID 5.95% ßHL.C) 5l2el13 r,652.000 $26.2M $26.390 $c¡.¡sq.zs $43,5s6.28 fi242.02 Ll $2,457.00 5.63 U.qsqL 8i1 S&P Next Class: Fl & Pref
Percentage U n realized Cunent o/ Est Ann sT0cKs 32.88% $21i,343.49 $eôS,r¡l.S¡ $52,049.34 LT $i¡,s¡s.oo 5.52% $(255.50) ST
Secüdty Mal( ât Êloht.: ,f 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document
; Pg 103 of 115 ii Morgan Stantey CLIENT STATEMENT I Forthe Period November 1-30,2016 PageT oî12
Portfolio Management Active AsseB Account MSB FBO BIG APPLE CIRCUS Account Detail ATTN WILL MAITLAND WEISS,3RD FL
EXCHANGE-TRADED & CLOSED-END FUNDS
Programs" in the June or December statement for a descrîption of these status codes. Unrealized Cunent Sæuiir Descmb'on Trade Date 0uantih Unit Cost Share Price Tobl Cost Market Value Gain/(Loss) Est ,Ann lncome Yield % ARES CAPITAL CORP (ARCC) rlt0lrz 1,830.535 $15.889 $to.olo $29,085.0û $29,36 r.i8 $276.78 LT 7t23t12 230.000 16 353 16.040 3.761.26 3 689.20 (72.06) LT
Purchases 2,060.535 32,846.26 33,050.98 2M.72 LI Long Term Reinveshnents 136.465 ?.?03.96 2,188.90 (15.06) LT
Total 2, i97.000 35,050.22 35,239.88 189.66 LT 3,339.00 9 47 Nert Dividend , sset C/ass: Fl & Pref
BLACKROCI{ INTL GRWTH A INC TR (BGY) 7126t10 4,01L000 7.567 5.410 30,3 5l.l 1 21,699.5i (8,651.60) LT R (3,842.r8) slT lto 1,500.000 7.971 5.4i0 1 1,957.18 8,1 15.00 LT R u?31t2 669.000 6.616 5.4i0 4,426.08 3,6 19.29 (806.79) LT R sl4t15 I,884.000 6.1 08 5.4i 0 11,507.93 10,192.44 (1,315.49) LT R
Total 8,064.00û 58,242.30 43,626.24 (14,616 06) LT 3,677.00 8.42 Nert Dividend Payable 12l2Aß; Assef C/ass;
ÐNP STLECT INCOME INC (DNP) 1/27 10.040 37,048.80 35,190.20 (r,858.60) LT 2,734.0Û 7.76 @ lts 3,505.000 10.570 R 6 o N {e("0y:!yq4l1y1bþ14_t.4!s:1s:glc_t_a::,- o EATON VANCE RISK MNGD (ETJ) 34,872.05 29,509.S2 (5,362.13) 3,696 12.57 O 712113 3,312.000 10.529 8.9r0 LT R 00 o Next Ðividend Payable 12/2016; i4sset C/¿ss: l/f ôÕ Ø EATON llANCE TAX MG CEF (Eff) 9l4l1s 2,360.000 10.708 10.240 25,2n.59 24,166.40 (1,105.i9) LT 2,388.00 9.88 N Next Dividend 12/2016; Asset Class: Alt N @ N ISHARES BARCLAYS 1.3 YR TSY BD (SHY) rt13l14 233.000 84.446 84.500 19,675.99 19,688.50 12.51 LT óo 9t4fi5 I,059.000 84.187 84.500 8q 78S 64 89 485 50 (304.i4) LT
Tolal 1,292.000 109,465.63 10s,174.00 (29i 63) LT 745.00 0.68 qt!{l$a!!s:!1!:tt_QUF:t|ltyþte-t!!!o_!_ai Ásset C/ass: Fl & Pref ISHARTS JP MORGAN TM BOND EI'F (EMB) 3l4lt3 157.000 1i8.840 109.310 18,657.86 17,1S1.67 (1,496.ì9) LT 878,00 5.11 1W4!!u!ys:!4 Nert Dividend 12/2016; Asset Class: Fl & Pref KAYNE ANDERSON INERGY TOT (KYE} 7126110 124.000 21.616 I i.520 2,680.43 1,428 48 (r,251.eÐ LT R 2123/12 I67.û00 24.6t6 11.520 4,i 10.88 i,923.84 (2,187.04) LT R 6/6t12 800.000 21.830 .l r.520 17,464.32 9,216.00 (8.248.32) LT R Total 1,091.000 24,255.63 12,568.32 {11,687.31) LT I,091.00 8.68
I(AYNEAIIDERS0NMLP tNWCo0{yl{) 7l17lr3 i,179.000 34.84i 19.720 41,077.55 23,249.58 (17,827.67) LT R çtû.115 6.000 28.315 19.720 169.89 118.32 t5 57t LTR
Total r, l 85.000 41,247.M 23,368.20 (i7,87e.24t LT 2,6l7.a0 i1.15 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 104 of 115 fVlorgan Stantey gLIENT Srnrgrv¡E¡\lt I Forthe Period November 1^30,2016 Page I of 12
Portfolio Management Active Assets Account MSB FBO BIG APPLE CIRCUS Account Detail ATÎN V/ILL MAITLAND WEISS, 3RD FL
Unreeli¿ed Cunent Security DescriÊtion Trade Date 0uanäiç Unit Csst Share Price ïotal Cost Market Vaiue Gain/(Loss) [st,Ann lncome Yield %
NUVTEN RIAL tST tNC FD URS) 3/4tr3 937.000 11^9i5 10^290 r1,164.8i 9,641.73 (1,523.08) LT R 3l4lr3 208.000 11.513 10.29û 2,394.67 ?,140.32 (254.35) LÏ H q In1t 14 tl 70,000 717 10 ?q0 2t.215.64 72,329.30 1 113.66 LT R
Tolal 3,315.000 34,775.t2 34,111.35 (663.7i) LT 3,315 00 9.71
NUVEÊN S&P 5OO BUY.WRITT INC (B)(MX} 111241t5 2,537.000 13.084 13.01û 33,193.m 33,006 37 (187.23) LT r¿t14t15 I ?88 nofl r2.632 13.01 0 16,270^27 16,/56.88 486.61 ST Total 3,825.000 49,463.8i 49,763.25 (187.23) LT 3,496.00 7.az 486.61 ST
f.¡rranl Percentage U nrealized of llnl¡linac Tnt¡l flnct Market Value Gain/(Loss) Fst Ann lncome Yield %
EXCI.IANûT.TRADED & CLOSED-END FUI.IDS 50.s1% $468,350.51 $413,879.43 $(54,e5i.6e) LT $27,96t.00 Ë.16% 486.61 ST
CORPORATE FIXED INCOME FIXEÐ.RATE CAPITAL SECURITf ES
Oris Unit Cost Oris Total Cost lJ nrea lized Est Ann lncome Cunent Securitv Descdntion Trade Date Face Value Adi Unit Cost Unit Price Adì ïotal Cost Market Value Gaìn/[¡s$ Accrued lnterest Y'ield %
GENERAL ILTC CAP CORP 4.8i5%.A (GEB) 10/r3i I 5 678.000 $25.072 $24.790 $ i 6,998.52 Coupon Bate 4 875%; Matures 1011512052 $25.07 I $16,ee7.97 $16,807.62 $(1e0 35) LT
17114115 879.000 24.890 24.790 2 I,878.52 24.890 71 878.52 21.190 4t (88.1i) ST
ïotal 1,557.000 38,877.04 1,898.00 4.S1 38,876.49 38,598.03 (19035) Lî (88.i1) sT
PPL CAPITAL FUNDTNG INC 5.90%-8 (PPX) 4lt2lt3 662.000 25.339 24.890 16,774ji4 97û.00 592 Coupon Rate 5.900%; Maiures 0413012073 25.339 16,774.34 16,477.18 (297"16) LT p-a! lnterest tJy ql on 04l3Alß; Fl & Pref !v.q Í: 9si I Q¡ -Q lqþ !r, I ? !.!! THr S0UIHtRN C0 6.2s%-A (SoJA) 10/1 3/1 5 1,003.000 25_398 25.630 25,474.39 1,567,00 6.09 Coupon Rab 6.250%; Matures lÌlß/2075 2 5.398 25,474"39 25,70t.8S 232.50 LT t*e:p i,pr 15; Callable $25.00 on B/.A3 .1&P /sssf C/¿ssi F/ & :t-ly! -9t t t t t!y_ I
| .sgq,,ity u*iC I er Flsht 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 105L,} of 115 \*., Morgan Stanley CL¡ENT STATEMENT I For the Period November L-30,2016 Page 9 of 12
Portfolio Management Active As-sets Account MSB FBO BIG APPLE CIRCUS Account Detail ATTN WILL MAITLAND WEISS, 3RD FL
Percentage OriqToblCost lJnrea lized Est Ann Income Current of Holdinss Fanp Valro Ärli Tnhl f¡çl Market Value Gein/ll ossì Accrued lnterest Yield %
CORPORATE FIXED INCOME $81,1 25.77 $¿,¿¡t.00 5.50% s.87% $at,t ?5.22 $80,i82.10 $(255.01) tT $o.oo $(88.1i) ST
Percenbge Unrealized Est Ann lncome Current nf l-{nldinsc Tntal flost Markot Uahlp Gain/fl nrc) Amnrp¡l lnhrpst Yielrl %
TOTAL MARKFT VALUE $766,81e.22 $818,438.s7 $(3,162.76) LT $47,403.71 5.7s% $143.00 ST $o.oo
TOTAL VALUE (includes accrued ¡nterest) 100.00% $818,438.57
adjustment is identified in italics under the Security Description. R - Ihe cosf basis for thts tax lot was adjusted due to a reclassification of income.
included. o o@ oN ALLOCAT¡ON OF ASSETS o o Fixed lncome & Annuities & Shuctured o o Cash ities Prefened Alternatives lnsurance lnvesbnents 0her Õ U) Cash, BDP, MMFs $54,$e.it N Stocks N $183,393.75 $43,5e6.28 $42;l4i.90 @ r FlFs & CtFs 78,816.44 16i,575.55 1i3,487.M O Corporah Fixed lncome 80.782.10
TOTAL ALLOCATION OF ASSETS $54,63e.11 $262,210.19 $285,953.33 $215,635.34
ACTIVITY
I NVESTM ENT RELATED ACTIVITY PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS Actiui$ Settlement
4 lIlIT Sold NS 6.3000% sERS G ACTED AS AGENT 1 5.000 5.8896 I 4 6 PENNYMAC M M 24 2.46
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $ 16.651.66 TOTAL PURCHASES $(24,382.46) 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 106 of 115 Morgan Stanley CLIEt\lT SfRfEV¡f ¡¡f I For the Period November i.30, 2016 Page 10 of 12
Portfolío Management,Activc Assets Account MSB FBO BIG APPLE CIRCUS Account Detail ATTN WILL MAITI.AND WEISS,3RD FL
PU RCHASES, DIVI DEN D RElNVESTMENTS, SALES AN D REDEMPTIONS (CONTINU TD) Act¡vity Seltlement Pr¡ce TOTAL SALES $41,034.12 Purchase and Sale tnnsactians above may have received an aveñge price execution. Details regarding the actual prices are availabÍe upon rcquest. TAXABLE INCOME AND ÐISTRIBUTIONS
373.44 Dìvidend ISHARESJP MORGAN TM BOND ETF 71.ii ISH I-AYS i.3 SY BD 0 Dividend i l,ao EATON VANCE RISK MNGD 308.02 11/30 Dividend BLACKROCK INTL GRWTH & NC 11,€0 VAN 1 98, l1/Qn Dividend MS ACTIVÊ ASSETS GOW ÎRUST i0.67 n'\/ ÞA VÀ,ß trt\!1 TOTAL TAXABLÉ INCOMÊ AND DISTRIBUTIONS $ 1,994.96 TOTAL OUALIFìÊD DIViDEN DS $806.57 TOTAL OTHER DIVIDENDS $1,188,39
MONEY MP.RKET FI.JND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY Activity Date 11/l Automaticlnvestment MS ACTìVE ASSETS GOVT TRUST 5i 1I12 Automat¡c lnvestment MS ASSETS RUST 806.57 i1 IL MS ACTIVE ASSETS GOW ÏRUSÏ 4 Automatìc lnvestment MS ACT]VE ASSETS GOW TRUST ¿¿t.öa 1i/18 Automatic lnvestment 4 I ,034. 12 III2I Automatic Redemption IV \¿4 ,3ó¿.+A I 1 i/30 Automatic lnvestment MSA IV tl TRUST 10.67
NET ACTIVITY FOR PERIOD si8,890.73
REALTZED GAI N/ TLOSS) DETATL LONG-TERM GAIN/(LOSS) Date Date ^ Salee Odg / AdJ Re¿lizecl SecutiW Description Acquired Sold Quantity Proceeds Total Cost Gain/(Loss) Comments Z|oNS,BANCORP 6.3000% SERSS 05/10113 11/14i16 1.,585.000 $41,034.12 $43,650.42_ 5(2,616.30) . , LongTerm This Period $41,034.12 543,650.42 g(2,616.30) Long-Term Year to Date $41,034.12 $43,650-42 $(2,616-30i I ¡"q"*v¡r"¡q "- lþlRF i 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document [4.frf# Pg 107 of 115 l?Í1.+rj \--' \r,*J" Morgan Stanley l'& CLIENT STATEMENT I For tne Period November i-30, 2016 Page 11 of 12
Portfolio Management Active Assels Account MSB FBO BIG APPLE CIRCUS ATTN WILL MAITLAND WEISS, 3RD FL Accou nt Deta i I
LONG.TERM GAIN/(LOSS) (CONTIN UED) Sales O¡ie / Adj Realized Proceeds Total Cost Gain/(Loss) Net Realîzed Gain/(Loss) This Period $41,034.12 $43,5s0.42 $(2,616.30) Net Realized Gain/(Loss) Year to Date $41,034,12 $43,650.42 ${2,616.30)
required when filing your tax return. Refer to the Expanded Drsc/osu¡es.
MESSAGES lmportant lnformation About Advisory Accounts
Advìsory accounts, or to reasonably modify existing restrictions.
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
a on oN o o o U)s N @ N O a 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 108 of 115 Morgan Stantey Page 12 of 12
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¡;*Crrt Vã* iai Ftght' 16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 109 of 115
Exhibit F
BIG APPLE CIRCUS
The following lists the machinery, equipment and vehicles owned by Big Apple Circus:
VEHICLES Body BAC # Type of Vehicle Year MFG/Model Vehicle Vin # Type POWER UNITS (Tractors/Vans/Pickups): TR1 Teal MACK 1995 MACK 1M1AA13Y8SW053621 Tractor Club- V4 White Van 1999 Ford E350 1FBSS31LXXHB12348 Van Club- V5 Red Van 2002 Ford E350 1FBSS31L42HA26462 Van Club- V6 White Van 2003 Ford E350 1FBSS31L83HA27583 Van Club- V7 Silver Van 2007 Ford E350 1FBSS31L57DA45844 Van SU02 Jeep Cherokee 2008 Jeep 1J8GR48K48C198814 SUV PK4 Red Ford 1997 Ford F350 1FTJX35F1VEB63832 Pickup PK9 Blue Ford 1996 Ford F350 1FTJW35F0TEA77184 Pickup PK10 Red Ford 1997 Ford F350 1FTJX35F3VEA67734 Pickup
PK15 Black Ford (stick) 1997 Ford F350 1FTJW35F3VEC70254 Pickup
PK27 Blue Ford 2006 Ford F350 1FTWW33PX6EA84231 Pickup GD007 Freightliner 1998 Utility 1FV6GLBC2WH923450 Pickup TR6 Green MACK 2007 Tractor
TRC2 White Yard Dog 2009 Capacity Truck
PK24 White Ford 2007 Ford F350 Pickup
PK25 White Ford 2007 Ford F350 Pickup
PK26 White Ford 2007 Ford F350 Pickup
NON-POWER UNITS (RV Travel Trailers/5th Wheel): RV21 Chateau 1995 Chateau 4CH7HT80SM002970 RV Trlr RV26 Citation 2001 Citation 1CNTD85211M002226 RV Trlr RV30 Citation 2005 Citation 1CNTD77285M003094 RV Trlr RV31 Citation 2005 Citation 1CNTD85255M003093 RV Trlr RV32 Citation 2005 Citation 1CNTD772X5M003095 RV Trlr RV33 Gulfstream 2006 Conquest 1NL1GTN2761072726 RV Trlr
16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 110 of 115
RV34 Gulfstream 2006 Conquest 1NL1GTN2961072727 RV Trlr RV37 Starwood 2008 Starwood LE 4K01A1H298E176764 RV Trlr RV38 Marathon 2007 Marathon 1M93M0Z3871019282 5th Whl RV39 Gulfstream 2008 StreamLite 1NL1XTP2781024577 RV Trlr RV40 Holiday Rambler 2006 Savoy 1KB1B1M286E166137 RV Trlr RV41 Sunline 1995 Solaris 1LC2S2N2XSL298040 RV Trlr RV42 Springdale 2005 Springdale 4YDT266205C117017 RV Trlr NON-POWER UNITS (Semi Trailers): S1 Sleeper 1 1992 Fruehauf 1H2V04828NB017943 Semi S2 Sleeper 2 2001 Uni-Glide 1U9CT48291V019035 Semi S3 Sleeper 3 1993 Great Dane 1GRAA962XPS013308 Semi S7 1998 Kentucky 1KKVD5324WL111832 Semi S8 1991 Great Dane 1GRAA062XMS081003 Semi S9 1988 Great Dane 1GRAA9624JB145634 Semi S10 Cookhouse 1997 Beckman 1BTT53209WAB12283 Semi S16 1988 Great Dane 1GRAA9623JB122605 Semi S19 1988 Great Dane 1GRAA9626JB145604 Semi S20 1988 Great Dane 1GRAA9622JB145647 Semi S23 1988 Great Dane 1GRAA9625JB122623 Semi S24 1988 Great Dane 1GRAA9621JB145607 Semi S25 1988 Great Dane 1GRAA9627JB145627 Semi S26 1988 Great Dane 1GRAA9624JB145648 Semi S27 1994 Great Dane 1GRAA9025RS071404 Semi S28 1994 Great Dane 1GRAA9628RB130016 Semi S29 2001 Uni-Glide 1U9CT53281V019010 Semi S30 Horse Trailer 2003 Pegasus 1P9AC48223E338182 Semi S31 Seat Box Trailer 2004 Stoughton 1DW1A48264S710801 Semi
16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 111 of 115
NON-POWER UNITS (Semi-Flatbed Trailers): Flatbed Trailers Semi F3 1988 Dorsey 1DTP36Z20JA184050 DD Semi F4 1988 Dorsey 1DTP36Z22JA184051 DD Semi F5 1988 Dorsey 1DTP36Z24JA184049 DD Semi F6 1999 Uniglide 1U9CT5024XV019194 DD F8 2006 Fontaine 13N1532C861532416 Semi FB F9 2006 Fontaine 13N1532C661532415 Semi FB F19 1990 Fontaine 13N248200L1550429 Semi FB F20 1993 Fontaine 13N248204P1557809 Semi FB Semi F34 1998 Fruehauf 1JJF482F6WS531027 DD F35 1998 Dorsey 1DTP16Z24WG051916 Semi FB Semi F36 2008 Kaufman 5VGFR50228L002083 DD F37 2008 Pitts 5JYDF48288P080942 Semi FB F38 2008 Pitts 5JYDF482X8P080943 Semi FB F39 2000 Dorsey 1DTP80Z24YG055220 Semi FB Utility Trailers
Donniker/Port-o- UT26 1998 Modular 1M9BA452981235538 Trailer Sans UT29 Bobcat/Trailboss 1996 Trailboss 1T9DP2923T1118842 Trailer
Frklft Forklift 2001 Eagle Pitcher 5BB01210 Forklift
Code Legend
TR Tractor DD Drop Deck S Semi Trailer TK Truck V Van F Flatbed Trailer PK Pickup MH Motorhome UT Utility Trailer
16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 112 of 115
EQUIPMENT:
Framed Circus Posters Blue reception tent 28 cases Toy Trucks Old Ring Carpets 24 cases Juggling Balls Aluminum trusses for backstage curtain 10 cases Sippy Cups Big Top stable parts 6 cases Push Puzzles Steel Cables & steel pipe 9 cases Umbrellas Fencing 1 case Slinkys Pallet of sand bags 1500 Red Paper Goody Bags (4) X holders for Masts 2000 Small White Goody Bags Seat steel stringers, frames, braces, kick boards Welder Seating system floorboards Drill Press Backstage flooring (2) Band Saws Cupola/Mast (2) Circular Saws (4) mast plate feet Mounted Circular Saw (2) pallets of wood blocks Electric Sander Ladders Paint Guns Floor Boards/Metal Containers Assorted Tools Ring Curb Fresh water pumps Palletainer of show lights & lenses Gray Water Pumps Aluminum channeling from ring crew area Truck Jack Bandstand - Floor- Truss- pieces, etc Transmission Jack Steel stringers for grandstand seats and boxes (3) Road Boxes with Tools Asstd sizes of Concrete blocks for Lincoln Center counter weight system Hard Hats and Vests Asstd sizes of Steel Plates for Lincoln Center for Sledge Hammers counter weight system Paint Floorboards for seating system Wardrobe Washer & Dryer Stables (2) Projectors Ramps for stables Traffic cones Rubber flooring for stables Palletainer of Fire Extinguishers Leftover carpet rolls from Lincoln Center rotunda Drum Set tent Electric Drum Set Side poles Bandstand Chairs Tent stakes Music Stands (2) pallets of yellow cable covers for ELEX cables 2 Big Apple Circus-branded Big Top performance Crash mats tents (one blue, one white) Old portafloor (3) Palletainers with extra elex cable & feeder Palletainer of orange cable covers for phone cables (2) acrobat platforms (2) Palletainers of fresh water hoses Spot Operator Chairs Palletainer of 3" waste water hose Spot Operator Towers Large hoses for gray water system Spot Tower Legs (2) Palletainers of large yellow cable covers for Emergency Lights & Exit Signs hoses (2) Palletainers of Elex Extension Cords & Feeders 3 Red Guard booths Little Box Office Kiosk
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2 Membership Booths Mylar Rolls Novelty Wagon Foam Rubber Rolls Bar Old calliope - broken Concession Table 30+ Tables Bar- Beer TVs for lounges & lobby tents Coffee Counter Stand Black Couches (2) Condiment Stands Café Tables Donut Machine Red Chairs Hot Dog Stand Lounge Table Pretzel Stand Misc. Tables and Chairs (4) Convection Ovens [2 stacked] (3) Generators (5) Warmers (18) Diesel Heaters for Big Top Tilt Skillet (2) Waste Oil Heaters by Elogic 340 H w/ 500 gallon tanks by Dunn Deli Slicer (1) 500 gallon auxiliary oil tank for waste oil to be Keurig Coffee Machine used with heaters (11) Trash Bins (1) 800 gallon auxiliary oil tank for waste oil to be used with heaters (2) Soda Coolers (3) 275 gallon diesel storage tanks on outside Push Cart (2) 200 gallon containers of absorbent for fuel spills Freezer Laptop Computers (2) Table Top Warmers Hp Pavilion Entertainment PC- Vista opersting Soda Machine system Coffee Grinder and Machine ThinkPad- XP operating system Salad Bar Dell Inspirion 1150- XP 5 cases Kids Meal Boxes Dell Inspirion 15- Windows 8 8 cases Adults Meal Boxes Dell Inspirion 17-Windows 7 30-35 racks of old costumes Sony Vaio- Vista 3-4 wardrobe road boxes Sony Vaio-XP Assorted Shoes Toshiba Satellite P205- Vista Assorted Hats HP Compaq d530 CMT- XP Assorted Fabric HP Compaq dc 5100 MT-XP Assorted Props HP Compaq dc 5700 Microtower- XP CONTAINER A HP Pavillion p6-2127c- Windows 7 "Legendarium" Set Gateway DX4870- Windows 7 CONTAINER B Apple Computer-Mac "Bello's Back" Set Epson Stylus Pro 3800-color CONTAINER C Epson WF 2540- fax, copy scan Assorted Floors Epson Workforce Pro-color CONTAINER D HP Laserjet CP1215-color HP Officejet Pro 8600 Multi-Function Ctr. Large 12' x 12' Juggling Floor MFC9970CDW-fax, copy, scan Container E Money Counter- Royal Sovereign RBC-2100 Stage Show "Oops" Props Cash Drawers- 2 small, 4 large
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Boca Printer Acer Projector Counterfeit Detector Doc u Seal Laminator Apple Square 8" Samsung Galaxy 4 Tablet Dock for Apple Square Assorted keyboards, mice etc. Apple Square Stands Arris Router Thermal Receipt Printer Orange Tractor with lawn mower and snow plow/bucket Tabletop Microphone
16-13297-shl Doc 158 Filed 03/10/17 Entered 03/10/17 11:59:23 Main Document Pg 115 of 115
Exhibit G
BIG APPLE CIRCUS
The following consist of email lists that contain information pertaining to ticket buyers, donors and others who requested to be added to mailing lists.
Venue List Name # of Emails Date of Upload LC 2016 LC Holiday Resend List 87,954 12/9/2015 NJ NJ Box Office Open 34,947 1/29/2016 BOS Last Chance Reminder List 54,973 5/2/2016 QNS EARLYBIRD Extended List 85,421 1/20/2016 NJ NJ Groups List 304 1/5/2016 BOS BOS Groups List 4,638 1/13/2016 QNS QNS Groups List 2,070 1/13/2016