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Centrifuges: a New Era for Nuclear 52 Nuclear Nonproliferation: Moving Beyond Pretense Chapter 3 53 62. On the role of signaling in international relations see James Fearon, “Sig- naling Foreign Policy Interests: Tying Hands Versus Sinking Costs,” Journal of Conflict Resolution41, no. 1 (1997): 68–90. 63. For a good overview of the Additional Protocol, see Theodore Hirsch, “The IAEA Additional Protocol: What It Is and Why It Matters,” The Nonproliferation Review 11, no. 3 (Fall/Winter 2004): 140-166. 64. See, for example, Paul Diehl and Gary Goertz, War and Peace in Interna- CHAPTER 3 tional Rivalry (Ann Arbor, MI: University of Michigan Press, 2000). 65. Miller and Sagan, “Nuclear Power without Nuclear Proliferation?” 10. Centrifuges: A New Era for Nuclear 66. Of course, this does not imply that states should oppose nuclear energy. The Proliferation development of nuclear power might help states meet growing energy needs, en- R. Scott Kemp hance their energy security, and, possibly, help address the problem of global climate change. These potential benefits must be weighed against the costs in order to determine whether the diffusion of peaceful nuclear programs is desirable The last decade has seen many new ideas for strengthening the non- or not. Matthew Fuhrmann, “Splitting Atoms: Why Do Countries Build Nuclear proliferation regime. In 2004, the United Nations (UN) Security Power Plants?” International Interactions 38, no. 1 (2012): 29-57. See also Henry Sokolski, ed., Nuclear Power’s Global Expansion: Weighing Its Costs and Risks Council passed Resolution 1540 mandating that all UN member (Carlisle, PA: Strategic Studies Institute, 2010). states adopt systems of export control to restrict transfers of sensi- tive technologies used in the production of Weapons of Mass De- 67. Kreps and Fuhrmann, “Attacking the Atom.” For an alternative perspective, struction (WMD). That same year, U.S. President George W. Bush see Reiter, “Preventive Attacks against Nuclear, Biological, and Chemical Weap- ons Programs.” proposed to restrict the rights of states to build enrichment and re- processing plants.1 In 2005, the head of the International Atomic 68. For further details, see Kreps and Fuhrmann, “Attacking the Atom;” Fuhrmann Energy Agency (IAEA), Mohamed ElBaradei, suggested that a mul- and Kreps, “Why Attacking Iran Won’t Stop the Nukes.” tinational fuel-cycle be established to limit national capabilities.2 69. A compellent threat is a demand to make some change to the existing status Since then, many other concepts, from fuel banks to cradle-to-grave quo. nuclear-power leasing, have been proposed as ways to deter the pro- 70. Todd S. Sechser and Matthew Fuhrmann, “Crisis Bargaining and Nuclear liferation of national fuel-cycle capabilities. While these proposals Blackmail,” International Organization, forthcoming. are cast as general enhancements to the nonproliferation regime, they are all motivated by instances of centrifuge proliferation. The uranium-enriching gas centrifuge has become one of the most coveted pieces of nuclear technology. Every aspiring nuclear weap- ons state since 1975 has considered the centrifuge for its weapons program. Pakistan’s first nuclear bomb was built using centrifuges, and Brazil, Iraq, Libya, Iran, South Africa, Syria, and North Korea all sought centrifuge technology for military purposes. 54 Nuclear Nonproliferation: Moving Beyond Pretense Chapter 3 55 If centrifuges have become the proliferation technology of choice, small, simple machines of the kind not effectively controlled by ex- it is not without cause. They are small, highly flexible, easy to hide, port restrictions. Fourteen of them succeeded without foreign as- and much less resource-intensive than alternative options.3 They sistance in developing these centrifuges to a level suitable for mak- produce highly enriched uranium, which is easier to handle and use ing weapons. An analysis across all twenty programs suggests that in nuclear weapons than plutonium. Moreover, centrifuge programs simple centrifuges are probably within the technical capability of can be deployed for ostensibly peaceful purposes and then rapidly nearly any country, including many or most developing countries.6 used to make fissile material for weapons without significant modi- Supply-side controls would not address this state of affairs; only fication or delay. motivations and the organizational capacity of states would restrain centrifuge proliferation. If this is indeed the case, then the nonpro- Policy makers have responded to recent cases of centrifuge prolifer- liferation system needs rethinking. ation by advocating for stronger export controls that would make it harder for states to build centrifuges. In parallel, policy makers have This chapter begins with a brief history of the effort to control the also considered new institutional arrangements that would make it spread of fuel-cycle technologies. It explains how the centrifuge more difficult for states to claim that their acquisition of centrifuge emerged from the field of other technologies as the most perni- technology had a peaceful basis. These policies keep with a long cious and most difficult to control. It then gives the history of cen- tradition of focusing on the supply of nuclear technology rather than trifuge proliferation, first by black-market transfers, followed by the demand for nuclear weapons. The newest threat to the supply- indigenous development, with a focus on important questions like side regime has come from black-market transfers: from Germa- the role of secrecy, tacit knowledge, and the human and industrial ny to Iraq and South Africa, from Holland to Pakistan, and from resources required for success. The discussion of the potential for Pakistan to Libya, Iran, Syria and North Korea.4 By shutting down states to acquire centrifuges is followed by a discussion of how diffi- these networks, and by establishing appropriate guidelines for licit cult it would be to prevent centrifuges from being used for weapons transfers, many hope the centrifuge problem can be largely solved.5 purposes. The centrifuge has certain technical characteristics that Underlying these proposals, however, is an unspoken assumption make both safeguards and counter-proliferation difficult or impos- that centrifuge technology can be controlled. The proposals do not sible. The chapter concludes with a critical review of several recent acknowledge that the centrifuge is a fifty-year old device based on proposals for coping with proliferation. While this report does not straightforward principles of mechanical engineering, that essen- outline a specific solution, it suggests that none of the supply-side tially all of the required design information needed is in the public options appear to offer any hope of success. As such, a focus on domain, or that basic centrifuges require no exotic tools or materials the demand for nuclear weapons, rather than on the capabilities, is to make. If centrifuges can be indigenously produced, they cannot perhaps the only way to mitigate centrifuge proliferation in today’s be effectively restrained by technology controls. technologically advanced world. The effort needed to make basic centrifuges is, by today’s standards, The Emergence of Supply-side Controls quite modest: Prototype centrifuges have been built by small groups of ten to twenty engineers in one to two years, and such machines Plutonium, not uranium, was the material of choice during the first have been subsequently deployed on large scales to make nuclear half of the nuclear age. Plutonium powers nearly all the nuclear weapons (particularly in the Soviet Union). Of the twenty countries weapons of the first four nuclear weapons states. In time, however, that have successfully acquired centrifuges, seventeen started with some countries found it convenient to enrich uranium and its popu- 54 Nuclear Nonproliferation: Moving Beyond Pretense Chapter 3 55 If centrifuges have become the proliferation technology of choice, small, simple machines of the kind not effectively controlled by ex- it is not without cause. They are small, highly flexible, easy to hide, port restrictions. Fourteen of them succeeded without foreign as- and much less resource-intensive than alternative options.3 They sistance in developing these centrifuges to a level suitable for mak- produce highly enriched uranium, which is easier to handle and use ing weapons. An analysis across all twenty programs suggests that in nuclear weapons than plutonium. Moreover, centrifuge programs simple centrifuges are probably within the technical capability of can be deployed for ostensibly peaceful purposes and then rapidly nearly any country, including many or most developing countries.6 used to make fissile material for weapons without significant modi- Supply-side controls would not address this state of affairs; only fication or delay. motivations and the organizational capacity of states would restrain centrifuge proliferation. If this is indeed the case, then the nonpro- Policy makers have responded to recent cases of centrifuge prolifer- liferation system needs rethinking. ation by advocating for stronger export controls that would make it harder for states to build centrifuges. In parallel, policy makers have This chapter begins with a brief history of the effort to control the also considered new institutional arrangements that would make it spread of fuel-cycle technologies. It explains how the centrifuge more difficult for states to claim that their acquisition of centrifuge emerged
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