Radical Leaders: Status, Competition, and Violent Islamic Mobilization in Indonesia
By
Alexandre Paquin-Pelletier
A thesis submitted in conformity with the requirements for the degree of Doctor of Philosophy Political Science University of Toronto
© Copyright by Alexandre Pelletier, 2019
Radical Leaders: Status, Competition, and Violent Islamic Mobilization in Indonesia
Alexandre Paquin-Pelletier
Doctor of Philosphy
Department of Political Science University of Toronto
2019
Abstract
Why do some Muslim leaders radicalize while others do not? Drawing on a study of radical mobilization in Indonesia, this dissertation argues that Muslim leaders radicalize when they find religious authority hard to gain and maintain. It makes two specific points: 1) radical mobilization is more likely among weak and precarious religious leaders, those with few followers and little institutionalization; and, 2) weak and precarious leaders are more likely to radicalize in crowded and competitive religious markets, because they need to be creative if they want to survive. It argues that weak Muslim leaders, in competitive environment, are the ones most likely to use strategies of outbidding, scapegoating, and provocation. The dis- sertation’s empirical puzzle is the cross-regional variations in Islamist mobilization observed in post-transition Java, Indonesia. Since 1999, radical groups have proliferated and mobi- lized more in some regions than others. The study finds that in regions with radical groups and mobilization, most clerics have weak religious institutions, fragmented networks, and operate in competitive religious markets. In these markets, radical mobilization provides
ii low-status clerics with a cheap and efficient way to bolster their religious authority. In re- gions where radical groups did not proliferate, most clerics have strong religious institutions with deep roots in society, extensive networks, and operate in much less competitive reli- gious environments. In these markets, clerics do not feel the same urge to mobilize, as reli- gious authority is more secure, stable, and routinized. The origins of these religious markets are traced back to sub-regional variations in the process of state building. State building strategies had long-lasting consequences on contemporary Muslim institutions by shaping subsequent political cleavages and state policies toward Islam. This dissertation is based on
13 months of fieldwork in Indonesia, 124 interviews with Muslim clerics and activists, and a new dataset of Java’s 15,000 Islamic boarding schools and their 30,000 Muslim clerics.
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Acknowledgments
It has been a long journey, but a stimulating and fulfilling one! I would not have made it to the end without the dedicated support and energy of so many people. First and foremost, I owe my most sincere and heartfelt thanks to my supervisor, Jacques Bertrand, who made my experience in the program incredibly unique and rich. I thank you first for your patience and for never stopping to believe that I would complete this dissertation, even when I was not sure myself. I also thank you for giving me the confidence to study a topic and a region that fascinate me. Thanks for guiding me in the right direction, for your insightful questions, and for giving me the space to grow intellectually and develop my own ideas. Your frankness (especially about my awkward English at times!) and rigour helped me turn this dissertation into something better, but also helped me become a much better scholar. But Jacques, you were more than a supervisor to me, you gave me amazing opportunities, you were an ex- traordinary mentor, a wonderful travel companion, and you have become a friend. Merci infiniment!
I thank my two other committee members, Lucan A. Way and the late Lee Ann Fujii, for their amazing work. Thanks Lucan for helping me see the broader picture and for your en- couragement and commenting on my work. As I finished and defended my dissertation, I could not but think of Lee Ann Fujii who left us too early. As a scholar of political violence and identity, I was profoundly influenced and inspired by her work, and especially the way she approached fieldwork. She will never read the final version of this dissertation, but I hope she would have been proud of it. I would like to thank Aisha Ahmad whose enthusiasm for my work gave me confidence that I was saying something important and relevant. Thanks for being such a good mentor and a role model. Finally, I want to thank John T. Sidel from the London School of Economics for his excellent reading of my dissertation, for chal-
iv lenging me at the defense, and for his amazing comments that will shape future iterations of this project.
I feel privileged to have joined a community of scholars that welcomed me with open arms and that sees its role as helping the new generation do well. The AAS Conferences and SEAREG meetings have become like old friends reunions for me. I have enormously bene- fited from the generous suggestions, criticisms, and encouragement, at various stages of my dissertation, of Michael Buehler, Greg Fealy, Kikue Hamayotsu, Robert W. Hefner, Allen Hicken, Sana Jaffrey, Eunsook Jung, Erik Martinez Kuhonta, Diana Kim, Rita Smith Kipp, Edmund Malesky, Jeremy Menchik, Tom Pepinsky, Dan Slater, and Yuhki Tajima. I have also benefited over the years from the support of many members of the broader academic community such as Dominique Caouette, Isabelle Côté, Alain G. Gagnon, Tania Murray Li, Matthew I. Mitchell, and Ardeth Maung Thawnghmung. I owe a very special thanks to Jer- emy Menchik and Isabelle Côté for their friendship, and for being just amazing and generous mentors. I will pay it forward, I promise.
At the University of Toronto, besides my dissertation committee, I have learned a lot from the late Richard Simeon, who rapidly believed in me and who I miss dearly. I have also ap- preciated the encouragement of Neil Nevitte and all my conversations with Donald Forbes. The staff of the Department of Political Science is simply extraordinary. I would like to thank them all for making Sidney Smith’s cinder block walls so much warmer and welcom- ing. I especially want to thank Carolynn Branton and Sari Sherman for everything they did for me. I will keep sending pictures of Louise, I promise.
I owe a deep gratitude to many people in Indonesia, who gave both time and energy to help me conduct this research. I have learned so much more than this dissertation could ever con- vey. I had the privilege to meet genuinely friendly, welcoming, and generous people and I would like to apologize to all of you for any mistake I may have committed, especially for not being “halus” enough sometimes or for other unintentional cultural missteps. I owe spe- cial thanks to my friend Wawan Gunawan who made a lot of this research possible and who made my trips to the Priangan so much more fun. Many thanks to Abdil Mughis Mudhoffir, Abdul Karim Addakhil, Ahmad Bastomi, Ahmad Suaedy, Sukron Hadi, Ali Munhanif, Andi Rahman Alamsyah, Dadi Darmadi, Hunaifi Mas’oed, Andi Rahman, Ahmad Zainul Hamdi,
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Jalaluddin, Shohei Nakamura, Sri Nuryanti, Sukirman Marshan, and Wahyuni Widyaning- sih. To all of you, and those I cannot name here, terima kasih atas segalanya!
My colleagues and friends have greatly enriched my time in graduate school on both an in- tellectual and personal level. It always felt good to share meals, drinks, laughs, and also to picket with you all. I want to thank for their friendship over the years Noaman Ali, Gabriel Arsenault, Ozlem Aslan, Karlo Basta, Ève Bourgeois, Dragana Bodruzic, Yi-Chun Chien, Yannick Dufresne, Min Do, Ahmad Fuad Fanani, Marie Gagné, Carmen Jacqueline Ho, Da- vid Houle, Kate Korycki, Melissa Levin, Jaby Mathew, Michael Morden, Jerald Sabin, Jes- sica Soedirgo, Paul Thomas, Mark Winward, Irene Poetranto, Jean Lachapelle, Hamish van der Ven, Andrew McDougall, and Luke Melchiorre. I would also like to thank my friends outside of Toronto for their support, especially Stéphanie Chouinard, Catherine Ellyson, Guillaume Filion, Arnaud Marion, Julien McEvoy, Sébastien O’Neill, and Jean-Charles Saint-Louis. Special thanks to my friend Gabriel who persuaded, when I was the most con- fused, that I was at the right place and that I should continue. Your friendship is one of the best things that the University of Toronto brought me. Marie, you have been an amazing friend throughout the years. You offered constant support and encouragement, always read my work and provided brilliant feedback and, most importantly, made sure to tell me when I was silly. I also want to thank Jessica for her friendship and support both in Canada and In- donesia, and especially during our fieldwork (i.e. when I was always sick!). I look forward to our next dim sum brunch!
My work would not have been possible without the financial support of the Social Science and Humanities Research Council of Canada (SSHRC) and the Ontario Government Schol- arships Program (OGS). I would also like to thank the University of Toronto’s Department of Political Science and School of Graduate Studies for supporting my fieldwork. Without this crucial financial support, it would have been impossible to spend as much time in the field. Fieldwork has easily been the most challenging, yet life-changing part of the experi- ence. I am glad I was part of a department, a university, and an academic community that recognize and value fieldwork. Finally, support from the Trudeau Center for Peace, Conflict, and Justice (Munk School of Global Affairs) and the Centre d’études et de recherches inter- nationales (Université de Montréal) helped me complete this program.
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My greatest debt is to my family. I would like to thank my parents for always valuing educa- tion and for prizing curiosity and experience over comfort and stability. I thank my mother, Jacqueline, for giving me her love of reading, and my father, Magella, for giving me his pas- sion for research. I thank them both for their unconditional support and for all the sacrifices they have made for me throughout all those years. They have never stopped believing in me, even when it was hard to say that I would do a PhD, let alone do well in college. You can be proud. Merci beaucoup, je vous aime.
I would also like to thank my brother and his wife, Jean-Philippe and Virginie, for their con- stant love and encouragement. I also thank Huguette, Jude, Pierre-Charles, Jean-Robert, Ja- cynthe, Sébastien, and Esther for their encouragement over the years and occasional jokes about my status of (eternal) student, which undoubtedly provided an extra-motivation to fin- ish.
And of course, many thanks to my wife Mireille, who has been my rock and anchor through- out this process. Without you, none of this would have been possible. You have supported me from the very beginning to the end and have seen me through the best and worst parts of this process. Thanks for being calm when I was anxious, enthusiastic when I was confident, and comforting when I was in doubt. You were a constant source of joy and happiness and never stopped believing in this project and me. I am extremely grateful for those days we escaped routine together, for our endless dinners, and for all of our future projects. I cannot but tell you how fortunate I am to have you as my partner wherever we live and go and how lucky I was to have you with me in Jakarta (in good and in bad times!). I cannot imagine this journey without you and I look forward to the next one. It is to you and our wonderful daughter, Louise, that I dedicate this dissertation.
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Table of Content
Abstract ...... ii Acknowledgments ...... iv Table of Content ...... viii List of Figures ...... xi List of Tables ...... xii Glossary ...... xiii
Chapter 1. Introduction ...... 1 1. The Argument ...... 2 2. The Puzzle ...... 4 2.1. A Puzzling Geography of Radical Mobilization ...... 11 3. Explaining Patterns of Radical Mobilization in Java ...... 15 4. Methodology ...... 21 5. Outline of the Dissertation ...... 23
Chapter 2. An Institutional Theory of Radical Entrepreneurship and Mobilization ...... 27 1. The Limits of Conventional Explanations ...... 28 2. An Institutional Theory of Radicalism and Radicalization ...... 37 2.1 “Vertical integration”: Ties to Followers ...... 40 2.2 “Horizontal integration”: Ties to Other Clerics ...... 41 3. The Origins of Islamic Institutions and Religious Markets ...... 43 4. Status, Competition, and Radicalism ...... 46 5. Conclusion ...... 51
Chapter 3. Radical Mobilization and Islamic Institutions: Setting the Stage ...... 53 1. Radical Clerics and Intolerant Mobilization ...... 54 2. A Geography of Islamic Institutions ...... 57 2.1. Comparing Within Java ...... 61
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3. Conclusion ...... 70
Chapter 4. The Colonial Origins of Islamic Organizations in Java ...... 72 1. Mobilizing Labour, Collecting Taxes ...... 76 1.1. Islamic Leaders in the Countryside ...... 80 1.2. Islam and “Secular” Power ...... 84 2. Colonial Reforms, Colonial Legacies ...... 87 2.1. Administrative Reforms ...... 88 2.2. Government Ulama in West Java ...... 91 2.3. Land Reforms ...... 94 2.4. Independent Kyai in West Java ...... 99 3. Conclusion ...... 102
Chapter 5. Cleavage Formation, State Response, and Muslim Leadership ...... 104 1. Cohesion in East Java ...... 106 1.1. Kyai vs. the Modernists: The National Awakening in East Java (1880–1930) ..... 108 1.2. Political Competition and the Consolidation of NU ...... 114 1.3. Kyai Against the Communists ...... 118 2. Fragmentation in West Java ...... 121 2.1. Kyai vs. the Colonial State: National Awakening in West Java (1880–1930) ...... 123 2.2. The Sarekat Islam/Rakyat Movement ...... 126 2.3. Repression, Co-optation and the Rise of Nahdlatul Ulama in West Java ...... 131 2.4. Ulama Against the Republic ...... 139 2.5. Co-optation and Repression in Post-Darul Islam West Java ...... 142 3. Ulama and Suharto’s “New Order” (1966-1998) ...... 149 4. Conclusion ...... 153
Chapter 6. Radical Mobilization in West Java ...... 155 1. Democracy and Religious Authority ...... 157 2. Generating Religious Authority in West Java ...... 167 2.1. Radical Groups and Religious Authority ...... 173 3. Opposition to Radical Groups ...... 183 4. Conclusion ...... 186
Chapter 7. Radical Mobilization in East Java ...... 187 1. Generating Religious Authority in East Java ...... 188
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1.1. Low Competition, Low Proliferation ...... 189 1.2. Barriers of Entry ...... 196 1.3. Institutionalized Authority, Low Entrepreneurship ...... 203 2. Conclusion ...... 210
Chapter 8. Conclusion ...... 211 1. Summary of the Argument ...... 212 2. Beyond Indonesia ...... 222 3. Conclusion ...... 227
Bibliography ...... 229 1. Articles and Books ...... 229 2. Newspaper Articles ...... 250
Appendix 1. List of Interviews ...... 256
x
List of Figures
Figure 1.1- Radical Mobilization by Vigilante Organizations in Java, 1999–2014 ...... 8
Figure 1.2- Regional Variations of Vigilante Mobilization, 2008-2014 ...... 12
Figure 1.3- Summary of the Historical Argument ...... 25
Figure 2.1- The Two Sources of Religious Authority ...... 39
Figure 2.2- The Religious Authority Continuum ...... 41
Figure 3.1- Religious Titles of FPI chairmen, Java ...... 56
Figure 3.2- Summary of Religious Field Structures and Islamic Mobilization in Java ...... 67
Figure 4.1- Summary of the Religious Markets in Java ...... 72
Figure 4.2- Land Tenure Systems in Java, c. 1900 ...... 98
Figure 4.3- Number of Haji per 100,000 inhabitants in Java, 1900-1950 ...... 101
Figure 5.1- Pathway to Cohesion in East Java ...... 107
Figure 5.2- Organizational Structure of Traditional Islamic Education in Java ...... 111
Figure 5.3- Pathway to Fragmentation in West Java ...... 122
Figure 5.4- Number of “Mukim” leaving Java, 1921-1939 ...... 134
Figure 6.1- Total number of pesantren per 10,000 Capita, 2003-2014 ...... 161
xi
List of Tables
Table 3.1- Pesantren Size and Ulama Influence ...... 60
Table 3.2- Pesantren Size in Java ...... 62
Table 3.3- Pesantren and Agriculture ...... 63
Table 3.4- Mosques and Land, 2018 ...... 64
Table 3.5- Crowding of the Religious Markets in Java ...... 65
Table 3.6- Affiliation of Traditionalist Pesantren in Java, 2002–2003 ...... 69
Table 4.1- Main Crop Produced, by Province, 1837–1844 ...... 77
Table 4.2- Village with Office Land in Java, by Province, 1870 ...... 79
Table 4.3 - Religious Power in Java, Summary of the Findings ...... 83
Table 4.4- Proportion of Haji Official Ulama, c. 1850–1942 ...... 84
Table 4.5 - Revenue and Revenue Source of Village Official, Java, 1926 ...... 90
Table 5.1- Percentage of Hajis among Sarekat Islam Board, 1913-16 ...... 128
Table 5.2- Results of the national elections, 1955 ...... 138
Table 7.1- Title of FPI’s chairmen, by province and region ...... 189
Table 7.2- Number of Kyai per Province ...... 197
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Glossary
Alim, Ulama (plural): Muslim scholar, cleric. Bupati: regent, head of a regency (kaputaten). Cuke: agricultural share destined to native officials during the colonial period. Fatwa: non-binding but authoritative legal opinion pertaining to the Islamic law. Fitrah: charity given to the poor at the end of the Ramadan. Gus: honorific title for the son of a kyai. Hajj: Islamic pilgrimage to Mecca. Hajji: honorific title given to someone who completed the hajj. Kyai: honorific title for an alim in Indonesia (mostly Java). Lurah: head of an administrative village. Majelis taklim: gatherings for religious learning and performance Menak: West Javanese/Sundanese gentry. Mukim: a pilgrim who stays in Mecca for a longer term. Pengajian: Islamic sermons or seminars. Penghulu: government ulama. Pesantren: Islamic boarding school. Priyayi: Javanese gentry. Ramadan: ninth month of the Islamic calendar, holy month of fasting. Santri: student of a pesantren. Tanah bengkok: land owned by a village. Ustadz: honorific title for teacher; refers to Islamic teacher in Indonesia. Wakaf: charitable endowment under Islamic law (building, plot of land, or other asset). Zakat: Islamic tithe.
xiii Chapter 1 Introduction
Islamic radicalism is one of the most pressing global security challenges. Yet the landscape of contemporary Islam is exceptionally diverse. Many vie to control the Islamic discourse, while no one seems to control it. Muslims are the first victims of this apparent “crisis of au- thority” in Islam.1 Despite a “crisis,” however, the role of Muslims clerics remains central in both spawning and contesting jihadist doctrines.2 Clerics are the primary interpreters of sha- ria law and play a crucial role in guiding lay Muslims, whether it is online, in a London mosque, or a village in Indonesia. While a growing scholarship tackles the broader question of Islamic radicalism, the actors and leaders of that racialization have decisively remained in the background. Yet understanding the factors that push some leaders to radicalize is central to understanding the roots of so-called Islamist violence worldwide. This dissertation is about why some Muslim leaders pursue contentious and violent paths—why they “radicalize”— while so many others do not.
1 Eli Lake, “Muslims Are Often the First Victims of Muslim Terrorists”, Bloomberg, 24 November 2017.
2 See, for instance: MWN, “300 African Ulemas Gather in Fez to Promote Values of ‘Moderate Is- lam’,” Morocco World News, 7 December 2017; Joe Cochrane “From Indonesia, a Muslim Challenge to the Ideology of the Islamic State,” New York Times, 26 November 2015; Rachel Rinaldo, “How a growing number of Muslim women clerics are challenging traditional narratives,” The Conversation, 6 June 2017.
1 2
1. The Argument
Drawing on a study of radical mobilization in Indonesia, this dissertation argues that reli- gious leaders choose radical mobilization when they find religious authority hard to gain and maintain. In contrast to dominant approaches, which emphasize radicalization’s ideological and instrumental drivers, my approach focuses on the institutional opportunities and con- straints faced by Muslim leaders when they seek to gain and maintain a status of religious authority. When religious organizations fail to produce and secure religious authorities and, instead, induce religious competition, leaders are drawn toward radicalization. When reli- gious organizations generate strong authorities and mitigate religious competition, even lead- ers with “radical” or “extremist” ideas can afford to remain quiet.
Sunni Islam is a decentralized religion; it has no church and no priests. In the absence of a church, there are no strict boundaries between the “ordained” and the “laity,” and no profes- sional clergy has a monopoly over religious authority. Instead, the status of religious authori- ty is fluid, prone to appropriation, and the path toward that status is open-ended and inherent- ly competitive. Instead of being part of a (vertical) hierarchical structure, Islamic leaders compete in a horizontal space, a “religious market,” for the right to speak in the name of Is- lam.3
Without a church that grants authority, Sunni clerics have to seek both 1) the recognition of the community of believers and 2) the recognition of other clerics to pretend having some form of religious “authority.”4 Sunni Islam may lack a central institution but it is far from a religion without institutions. Building and running mosques, Islamic schools, or charities, and creating and joining Islamic associations have always been inseparable from claiming reli- gious authority in Islam. These organizations, which connect leaders among themselves and leaders to their communities, help produce and reproduce recognition. Islamic institutions,
3 Dale F. Eickelman and James P. Piscatori. Muslim politics (New York, NY: Princeton University Press, 2004); Rogers Brubaker, “Religious Dimensions of Political Conflict and Vio- lence,” Sociological Theory, 33, no.1 (2015): 1-19.
4 David C. Hofmann and Lorne L. Dawson. “The Neglected Role of Charismatic Authority in the Study of Terrorist Groups and Radicalization,” Studies in Conflict & Terrorism, 37, no.4 (2014): 351.
3 whether they are strong or weak, facilitate or hamper clerics’ capacity to recruit followers and to secure resources.
This dissertation makes two important points. First, that radicalization is an outcome of weakness, not strength. Leaders with strong institutions and a dominant position in a reli- gious market do not behave the same way as low-status leaders. High-status leaders have more “theological independence,” they “preach what they please,” while low-status leaders are constrained. They become what Sam Cherribi calls “prisoners of the mosque,” that is, “[clerics who are] required to cater [their] preaching to the whims of whichever audience is supporting [them] from day to day.”5 Low-status leaders have to cater to their followers al- most as clients and are judged more by their personal appeal to the people than their profes- sional qualifications.6 Their future is inherently unpredictable and unstable.7
Second, that radicalization is an outcome of competition. The more people compete for reli- gious authority, the more precarious religious entrepreneurs become, particularly those with weak institutions. “In a cramped marketplace of clerics, each attempt to appeal to similar groups of lay Muslims, and each attempt to promote their own credentials.”8 Clerics, particu- larly those with low-status, have to be extremely creative if they want to survive: they need to break into new “markets,” target overlooked niches, and better advertise and promote their offers. Precarious leaders are more likely to feel threatened by other or new entrepreneurs, as they do not have the tools or networks to secure their position. Another leader’s gain could be a mortal blow to their claim to religious authority. Competition creates incentives for radical- ization through “strategies of outbidding, in which [clerics] claim to be more truly Islamic
5 Sam Cherribi, In the House of War: Dutch Islam Observed (Oxford: Oxford University Press, 2010): 114-115, cited by Richard Alexander Nielsen. The Lonely Jihadist: Weak Networks and the Radicalization of Muslim Clerics. (Boston, MA: Harvard University Press, 2013): 64.
6 Roger Finke, “Religious Deregulation: Origins and Consequences,” Journal of Church and State, 32, no.3 (1990): 617.
7 Gifford, Paul. “Religious Authority: Scripture, Tradition, Charisma,” John R. Hinnells (ed.), The Routledge Companion to the Study of Religion (New York, NY: Routledge, 2005): 388
8 Nielsen, The Lonely Jihadist: 80.
4 than others, and toward strategies of provocation, intended to gain visibility and recogni- tion.”9 Targeting vulnerable minorities, women, or “less virtuous” co-religionists are ways for clerics to gain visibility, increase their religious credentials, and strengthen their autono- mous networks.10 Scapegoating the “Other” is more likely in competitive environments be- cause some clerics can discredit those with an ambiguous position and strengthen a new “im- agined” in-group.
Islamic institutions and religious markets do not create extremist ideas, but provide incen- tives for Muslim leaders with such ideas to either remain silent or to mobilize radically. This dissertation shows that violence and radicalism have less to do with ideas, or Islam as such, and more with intra-religious dynamics. The critical question is what keeps radical actors silent or spurs them to violent action.
2. The Puzzle
This dissertation’s point of departure is the important cross-regional variations in how reli- gious entrepreneurs mobilize and contest religious authority in post-transition Indonesia. Since the democratic transition of 1998, Indonesia has experienced unprecedented levels of radical mobilization by small but vocal radical groups. Yet radical groups’ activities have varied substantially across regions, and the province of West Java has systematically been the most radicalism-prone province.
The concepts of radicalism and radicalization are inherently controversial.11 For the purpose of this analysis, I define radical activities and radicalism as “the willingness to use, support,
9 Brubaker, “Religious Dimensions”: 8.
10 Jacques Bertrand and Alexandre Pelletier, “Violent Monks in Myanmar: Scapegoating and the Con- test for Power,” Nationalism and Ethnic Politics, 23, no.3 (2017): 257-279.
11 For the debates surrounding the concept, see Peter R. Neumann, “The Trouble with Radicaliza- tion,” International Affairs, 89, no. 4 (2013): 873-893.
5 or facilitate violence” or other forms of extralegal contentious mobilization.12 A “radical” group is a group that engages in violent or extra-legal activities to achieve a particular social, religious or political goal. In this dissertation, therefore, “radicalism” and “radicalization” do not refer to ideologies or ideas, which are the most contentious dimension of the concept. While I focus on groups appealing to Islamic norms or ideas, I do not focus on the content of those ideas (radicalism) or the process whereby one relinquishes tolerant or pluralistic reli- gious ideas in favour of intolerant, exclusive or violent ones (radicalization). Instead, for this research, radicalization means the process whereby a leader or a group moves from behav- ioural “restraint”13 to the use of contentious or violent mobilization.14 In essence, it focuses exclusively on “behavioural radicalism,” rather than “cognitive radicalism.”
Furthermore, this dissertation focuses on “vigilantism,” a specific set of radical activities that is very similar to terrorism. Unlike Islamist groups elsewhere, most radical groups in Indone- sia are not concerned with capturing state authority through elections, mass movements, coups, or underground terrorist activities.15 Instead, they use mobilization, violence or the threat of violence to control or repress the behaviour of certain groups they see as undesira- ble. They target other groups rather than political regimes or foreign nations. They are “vigi- lante” groups.16 Like terrorists, vigilante groups pursue activities “designed to have far- reaching psychological repercussions beyond the immediate victim or target.”17 Through
12 Idem.
13 “Restraint” is when leaders and/or group “abstain from or moderate the use of extensive violence against [others].” See Scott Straus, “Retreating from the Brink: Theorizing Mass Violence and the Dynamics of Restraint,” Perspectives on Politics, 10, no.2 (2012): 344.
14 See for instance Clark McCauley and Sophia Moskalenko, “Mechanisms of Political Radicaliza- tion: Pathways Toward Terrorism,” Terrorism and Political Violence, 20, no.3 (2008): 415–33.
15 But, see Carrie Rosefsky Wickham, Mobilizing Islam: Religion, Activism and Political Change in Egypt (New York, NY: Columbia University Press, 2005).
16 See the definition of vigilantism and vigilante violence in Les Johnston, “What is Vigilantism?,” The British Journal of Criminology, 36, no.2 (1996): 220-236 and H. Jon Rosenbaum and Peter C. Sederberg. “Vigilantism: An Analysis of Establishment Violence,” Comparative Politics, 6, no.4 (1974): 541-570.
17 Bruce Hoffman, Inside Terrorism (New York, NY: Columbia University Press, 2006): 40.
6 shows of force and violence—intimidation and provocation—it seeks to impose enough pres- sure on religious minorities, women, and the majority co-religionist population that they forcefully cease a practice or disappear altogether.18 In contrast to terrorist organizations, however, vigilante groups operate above ground often with impunity; they rent offices, wear uniforms, maintain websites, and engage in public relations. Vigilantism is a common and widespread form of militancy in the Muslim world and beyond.19
Islamic vigilante mobilization was uncommon under Suharto’s New Order but did take place periodically.20 Little space existed for political mobilization around issues related to “SARA” (Suku, Agama, Ras, dan Antar golongan, i.e., ethnicity, religion, race, and inter-group rela- tions) and the state generally managed to clamp down on those who tried to initiate such con- flict. Toward the end of the New Order regime, increasing religious polarization between Christians and Muslims led to some riots and the destruction of Christian churches. These riots, while they may have been planned, involved Muslim mobs rather than vigilante groups. Two of the best-known cases took place in West Java (Tasikmalaya) and East Java (Situ- bondo).21
18 Andrew H. Kydd and Barbara F. Walter. “The Strategies of Terrorism.” International Security, 31, no.1 (2006): 49-80.
19 Emmanuel Sivan, “The Clash within Islam,” Survival, 45, no.1 (2003): 25-44; Joshua T. White, “Vigilante Islamism in Pakistan: Religious Party Responses to the Lal Masjid Crisis,” Current Trends in Islamist Ideology, 7 (2008): 50-65; and, Conerly Casey, “‘Policing’ through Violence: Fear, Vigi- lantism, and the Politics of Islam in Northern Nigeria,” in David Pratten and Atreyee Sen, Global Vigilantes: Anthropological Perspectives on Justice and Violence (London: Hurst, 2007). 93-124.
20 For instance, Ahmadiyah mosques were attacked and torched down in Garut, Cianjur, and Bogor in the 1980s. See Darul Aqsha, Dick van der Meij, and Johan H. Meuleman, Islam in Indonesia: A Sur- vey of Events and Developments from 1988 to March 1993 (Jakarta: INIS, 1995). During the New Order, other forms of non-religious “vigilantism” involved, for example, youth groups who worked for political and economic elites. See Loren Ryter, “Pemuda Pancasila: The Last Loyalist Free Men of Suharto's Order?,” Indonesia, 66 (1998): 45-73 and Joshua Barker, “State of fear: Controlling the Criminal Contagion in Suharto's New Order,” Indonesia 66 (1998): 7-43.
21 See Jacques Bertrand, “The Escalation of Religious Conflict” in Nationalism and Ethnic Conflict (Cambridge, MA: Cambridge University Press, 2004). John Thayer Sidel, Riots, Pogroms, Jihad: Religious Violence in Indonesia (Ithaca, NY: Cornell University Press, 2006). See also Toriq Hadad, Amarah Tasikmalaya: Konflik di Basis Islam (Jakarta: ISAI, 1998) and Thomas Santoso, Peristiwa Sepuluh-Sepuluh Situbondo, (Surabaya: Luftansah Mediatama, 2003).
7
Radical Islamic groups emerged in the context of the fall of Suharto in 1998 and the hectic days of the early democratic era. In August of that year, Misbahul Anam, a Nahdlatul Ulama- educated preacher, and Habib Rizieq, an Islamic preacher of mixed Arab-Betawi origins and a Sayyid, founded the now notorious Islamic Defenders Front (Front Pembela Islam, FPI). Today, the FPI has a membership in the tens of thousands and has dozens of provincial-level branches and hundreds of regency-level branches. In 1998, the police used the FPI and other similar “self-help security groups” to bolster their overstretched forces around the national parliament. Groups such as the FPI were rumoured to have close links with sections of the military. For the latter, militant and radical groups were a means to slow down the democrat- ic transition and help counter the student-led reform movement.22 In fact, from among the 23 civil militias active during the special session of the parliament in October 1999, most were staunch supporters of the Habibie presidency.23 During that period, the FPI was mostly con- cerned with national politics and sought, among others, the inclusion of the Jakarta Charter into the national constitution.
Attempts to reopen the constitution failed and Habibie lost. With Abdurrahman Wahid and then Megawati Sukarnoputri in power, the window for large-scale constitutional changes closed. Claiming 200,000 members around that time24, the FPI retreated from high-politics and became a more autonomous vigilante group that took upon itself to cleanse the streets of Jakarta from sinful activities. Using the Qur’anic edict of “amar ma’ruf nahi munkar” (lead- ing people toward good and away from evil), the FPI intensified its raids on nightclubs, kara- oke bars, brothels, and gambling dens. Some raids involved the smashing of tables and beer bottles, but in others, the FPI injured patrons, staff and residents, burned down buildings, and
22 Ian D. Wilson, “Morality Racketeering: Vigilantism and Populist Islamic Militancy in Indonesia” In Boo Teik, K., Hadiz, V. & Nakanishi, Y. (eds.), Between Dissent and Power: The Transformations of Islamic Politics in the Middle East and Asia (Palgrave Macmillan, 2014): 253 and Ian D. Wilson, “Continuity and Change: The Changing Contours of Organized Violence in Post-New Order Indone- sia,” Critical Asian Studies, 38, no.2 (2006): 268.
23 See FX Rudy Gunawan and Nezar Patria, “TNI/ABRI dan Proyek Militerisasi Sipil,” in Preman- isme Politik, (Jakarta: Institut Studi Arus Informasi, 2000): 59-60.
24 Majalah Tajuk, 10.2, (October 1999): 31; cited in FX Rudy Gunawan and Nezar Patria, Preman- isme Politik, 60.
8 clashed with local security.25 The FPI raids were initially confined to the Ramadan, but soon extended beyond.
In the mid-2000s, Islamic militias like the FPI suddenly expanded their agenda. They started targeting religious minorities in addition to activities deemed immoral. Bolstered by this new agenda—and as shown in Figure 1.1—radical mobilization spread outside of Jakarta around the year 2005. In highly publicized shows of force, white-clad men began to storm “illegal” Christian churches, and attack, seal, or destroy mosques of Muslim sects deemed deviant (e.g., Ahmadiyah, Shiah). In addition to direct action, they also regularly protested, intimi- dated, and, at times, helped the police to disband “heretical” religious minorities and groups deemed too liberal.
Figure 1.1- Radical Mobilization by Vigilante Organizations in Java, 1999–2014
30
25
20
15
10
5
0
Banten West Java Central Java East Java Jakarta
Source: Author’s own data, from various sources, including monitoring report, Wahid Institute, Laporan Tahunan Kebebasan Beragama/Berkeyakinan dan Intoleransi (Jakarta: Wahid Insti- tute, 2009, 2010, 2011, 2012, 2013, 2014, 2015).
25 Wilson, “Continuity and Change”: 285.
9
The timing of radical mobilization’s rise coincides with a series of fatwas released by the Indonesian Council of Ulama (Majelis Ulama Indonesia, MUI). From 2005 to 2007, MUI issued a fatwa against pluralism, liberalism, and secularism (2005); a fatwa declaring the Ahmadiyah sect to be deviant (2005); and, finally, a fatwa specifying ten criteria that make a non-orthodox sect “deviant” (2007).26 During that same period, the Indonesian government also adopted new regulations, which increased legal restrictions on religious minorities. It passed a regulation on the building of houses of worship, which allowed local populations and governments to vet the construction of new houses of worship (2006); a Joint Ministerial Decree ordering the Ahmadiyah sect to stop spreading its teaching (2008); and, a new law on “religious harmony” which updated previous regulations against blasphemy and imposed limits on proselytization, the celebration of religious holidays, the construction of houses of worship, funerals, and religious education.27
In the post-transition period, local governments have also increasingly restrained religious freedoms. As part of the transition to democracy, Indonesia implemented a vast program of political and administrative decentralization, turning district governments into one of the most powerful levels of government in Indonesia28. While religion remained the sole jurisdic- tion of the national government, local governments nonetheless adopted many regulations on religion. Among these regulations were sharia-inspired bylaws regulating morality, Muslim clothing (especially women’s), Islamic knowledge, almsgiving, deviant groups, and Islamic
26 See Moch Nur Ichwan, “Towards a Puritanical Moderate Islam: The Majelis Ulama Indonesia and the Politics of Religious Orthodoxy,” Contemporary Developments in Indonesian Islam: Explaining the ‘Conservative Turn’ (Singapore: Institute of Southeast Asian Studies, 2013): 60-104; and Syafiq Hasyim, “Majelis Ulama Indonesia and Pluralism in Indonesia,” Philosophy & Social Criticism, 41, no.4-5 (2015): 487-495.
27 See, for instance, Melissa Crouch, “Regulating Places of Worship in Indonesia: Upholding Free- dom of Religion for Religious Minorities,” Singapore Journal of Legal Studies, (2007): 96.
28 Jacques Bertrand, “Indonesia's Quasi-Federalist Approach: Accommodation Amid Strong Integra- tionist Tendencies” International Journal of Constitutional Law, 5 no.4 (2007): 576-605.
10 finance.29 Some regency-wide regulations also proscribed Muslim minority sects from prose- lytizing and holding activities. The construction of new houses of worship became a politi- cally sensitive topic. In response to new national laws and popular mobilization, many local administrations removed permits from existing Churches or halted the construction of new ones.30
Finally, the image of Indonesia as the tolerant “smiling face of Islam” has come under in- creasing critical scrutiny in recent years.31 A growing number of opinion polls confirm that most Indonesians feel uncomfortable living close to people of different religious identity, especially those that are Ahmadis or Shiites. A survey found that Indonesians are incredibly intolerant of heterodox expressions of Islam as almost 80 percent declared Javanese syncretic or mystical religious groups to be heretical; and, about 60 percent believed that liberalism and Islam were simply incompatible.32 Surveys also indicate that a rising number of Indone- sian Muslims think that popular action, including vigilante violence, is an acceptable way of upholding religious principles and that they have to demonstrate against groups that insult or threaten Islam.
29 See Dani Muhtada, The Mechanisms of Policy Diffusion: A Comparative Study of Sharia Regula- tions in Indonesia, Unpublished Ph.D. Dissertation, (DeKalb, IL: Northern Illinois University, 2014) and Michael Buehler, The Politics of Sharia Law: Islamist Activists and the State in Democratizing Indonesia, (Cambridge, MA: Cambridge University Press, 2016).
30 Ihsan Ali-Fauzi, Samsu Rizal Panggabean, Nathanael Gratias Sumaktoyo, Anick H.T., Husni Mu- barak, Testriono, and Siti Nurhayati. Disputed Churches in Jakarta. (Melbourne: University of Mel- bourne, 2012).
31 See Martin van Bruinessen, “What Happened to the Smiling Face of Indonesian Islam. Muslim Intellectualism and the Conservative Turn in Post-Suharto Indonesia.” RSIS Working Paper (Singa- pore: RSIS, 2010), Martin van Bruinessen (ed.). Contemporary Developments in Indonesian Islam: Explaining the” Conservative Turn.” (Singapore: Institute of Southeast Asian Studies, 2013) and Andrée Feillard and Remy Madinier. The End of Innocence? Indonesian Islam and the Temptations of Radicalism, (Singapore: NUS Press, 2011).
32 Pew Research Center, Forum on Religion & Public Life, “The World’s Muslims: Unity and Diver- sity,” 9 August 2012, 134: www.pewforum.org/files/2012/08/the-worlds-muslims-fullreport.pdf; cited in Greg Fealy, “The Politics of Religious Intolerance in Indonesia: Mainstream-ism Trumps Extrem- ism?” in Tim Lindsey and Helen Pausacker, Religion, Law and Intolerance in Indonesia (New York: Routledge, 2016): 119.
11
2.1. A Puzzling Geography of Radical Mobilization
While discriminatory policies and fatwas account the rise of vigilante mobilization’s timing, they fail to explain regional variations. Indeed, some regions have experienced persistent mobilization and the proliferation of vigilante groups, while other regions have remained much calmer. As shown in Figure 1.2, West Java is the province most affected by radical mobilization; it is the province with both the most radical groups and the region where they have been the most active. From 2008 to 2015, West Java alone accounts for 70.5% of radi- cal and vigilante mobilization in Java.33 Most incidents come from a handful of regencies in West Java, mostly those located in the Priangan region, the region southeast of the provincial capital Bandung. The regencies more prone to radicalism are Sumedang (6.4 incidents per 1,000,000 capita), Cirebon (5.1), Cianjur (4.6), Ciamis (3.5), Bekasi (3.2), and Tasikmalaya (3.0). By contrast, Central and East Java account for only 25% of vigilante mobilization in Java. Taking into account population size, the number of incidents in East Java is negligible (0.5 incident per 1,000,000). The regencies most prone to radicalism are Surakarta (5.9 incidents per 1,000,000 capita) and Purworejo (2.8) in Central Java, and Surabaya (2.2) and Pamekasan (1.3) in East Java.
33 I counted as an “incident” of radicalism every instance of mobilization that involved 1) a demon- stration that asked the government to restrain another group’s freedom of (e.g., women, alcohol drinkers, Christians, sect members, communists); 2) a demonstration or the threat of a demonstration against another group; 3) a physical or violent encounter with another group; 4) an action aimed at disbanding another group’s activities or sealing another group’s offices or house of prayer; or, finally, 5) an attack on another group’s asset or members (e.g., the burning of buildings to the killing of peo- ple).
12
Figure 1.2- Regional Variations of Vigilante Mobilization, 2008-2014
Jakarta Bandung City
Madura Island
Banten 4 groups (0.3 groups/ 1 m. inhabitants) West Java 61 groups (1.3 groups/ Central Java 1 m. inhabitants) 24 groups (0.7 groups/ 1 m. inhabitants) East Java Vigilante groups 20 groups (0.5 groups/ 1 m. inhabitants) Incidents per 1,000,000 inhabitants 0.0 0.1-1.9
> 2.0
Source: Author’s own database, original data from monitoring available in Wahid Institute, Laporan Kebebasan Beragama/Berkeyakinan dan Toleransi (Jakarta: Wahid Institute, 2009, 2010, 2011, 2012, 2013, and 2014).
West Java is also home to more vigilante organizations than other provinces of Indonesia. As Figure 1.2 shows, about 61 different organizations have conducted vigilante actions in the province between 2008 and 2014. When we take into account population size, the regencies of Purwakarta (2.3 groups per 1,000,000 capita), Sukabumi (2.3), and Tasikmalaya (2.2) are those with the largest number of vigilante organizations in West Java. The province has most regency with the largest numbers of vigilante groups. These vigilante groups, similar to the FPI, are often purely local in orientation. Their influence does not extend beyond a single regency or city. Some have been extremely short-lived, while others have lasted for many years. By contrast, Central and East Java have few vigilante organizations and regional branches of the FPI have conducted most vigilante activities.
Could different levels of tolerance within these provinces explain such variations? Public opinions surveys on tolerance show East and West Java to be more similar than different. Nathanael Sumaktoyo surveyed people’s attitudes toward Christians and found that people in East and West Java had similar overall levels of tolerance (+ or – 0.1 on his index of toler-
13 ance). People in Aceh, Banten, and North Maluku, not West Java, were among the most in- tolerant in his survey results (ranging from -0.3 to -0.6).34 A survey by the Ministry of Reli- gious Affairs found that “religious harmony” is the lowest in Aceh, Lampung, and West Su- matra, not West Java.35 The survey found that while religious harmony in West Java is slight- ly lower than East Java, fewer than three percentage points on their religious harmony index separate both provinces (East Java: 75.0, West Java: 72.6). The five provinces with the most tolerant populations have, for instance, indexes equal to or above 80 percent.36 Other surveys reached similar conclusions.37 In sum, opinions toward minorities do not seem to explain or justify the variations observed above. While differences in levels of tolerance are generally small, differences in levels of Islamic mobilization are enormous. West Java has produced ten times as many vigilante incidents than East Java.
When we look at public policy as well, provinces in Java are somewhat similar. Since refor- masi, local governments have used their powers to adopt regulations on various moral and religious issues; some have prohibited alcohol, gambling, and prostitution, for instance, and others have regulated the collection of religious alms and make compulsory Qur’anic educa- tion.38 According to data compiled by Buehler and Muhtada, 62 percent of all sharia regula- tions adopted since 1998 cluster in six provinces, and two of the clusters include West Java
34 Nathanael Sumaktoyo, “Measuring religious intolerance across Indonesian provinces” New Manda- la, 1 June 2018, http://www.newmandala.org/measuring-religious-intolerance-across-indonesian- provinces/
35 Religious harmony is measured by an index of a dozen questions about Christians and non- mainstream Muslim sects.
36 Raudatul Ulum and Budiyono (eds.) Survey Kerukunan Umat Beragama di Indonesia, Tahun 2015 (Jakarta: Puslitbang Kehidupan Keagamaan 2016): 21-25
37 Haidlor Ali Ahmad, Survei Kerukunan Umat Beragama di Indonesia (Jakarta: Puslitbang Ke- hidupan Keagamaan 2013).
38 Michael Buehler and Dani Muhtada. “Democratization and the diffusion of sharia law: Compara- tive insights from Indonesia,” South East Asia Research, 24, no.2 (2016): 261-282; Michael Buehler, The Politics of Sharia Law: Islamist Activists and the State in Democratizing Indonesia (Cambridge, MA: Cambridge University Press, 2016).
14
(85 regulations) and East Java (32).39 Similarly, reports of the Wahid Institute generally rank East Java as one of the provinces with the most cases of minority persecution by the state. 40 For instance, the provincial government of East Java even banned the Ahmadi a few months before that of radicalism-prone West Java. In Madura, the local Ulama Council has even banned the Shi’ite minority long before it tried, but failed, in West Java.41
State policies are known to incentivize popular mobilization against minorities. Politicians who play the ethnic or religious card often seek to generate conflict or violence to strengthen ethnoreligious identities ahead of elections.42 Brian J. Grim and Roger Finke found that “government restriction of religious freedom holds a powerful and robust relationship with violent religious persecution. […] As the [government] restriction increase, so does violent persecution.”43 In Central and East Java, however, they did not. Intolerant state actions (par- ticularly the provincial, regency/city, and district governments), and intolerance from the police and the local Majelis Ulama councils, have not triggered social mobilization. In other words, despite politicians playing the “religious card,” few Muslim clerics have mobilized against minorities or mounted vigilante campaigns.44 In West Java, by contrast, intolerance came from both state and non-state actors.
39 Buehler and Muhtada, “Democratization and the Diffusion of Sharia Law”: 267
40 Wahid Institute, Laporan Tahunan Kebebasan Beragama/Berkeyakinan dan Intoleransi (Jakarta: Wahid Institute, 2013): 23.
41 “MUI Sampang Keluarkan Fatwa Sesat Syiah yang Dibawa Tajul Muluk” [Sampang’s Ulema Council adopt a Fatwa declaring Syiah led by Tajul Muluk heretical], Hidayatullah, 3 January 2012.
42 Paul R. Brass, The Production of Hindu-Muslim Violence in Contemporary India (Seattle, WA: University of Washington Press, 2011).
43 Brian J. Grim and Roger Finke, The Price of Freedom Denied: Religious Persecution and Conflict in the Twenty-First Century (Cambridge, MA: Cambridge University Press, 2010): 79-80.
44 See Wahid Institute, Laporan Tahunan Kebebasan Beragama/Berkeyakinan dan Intoleransi, (Ja- karta: Wahid Institute, 2012, 2013, and 2014).
15
These variations are puzzling and lead to two main questions: What makes West Java more vulnerable to radical anti-minority mobilization? What explains the proliferation of radical groups in that province?
3. Explaining Patterns of Radical Mobilization in Java
This dissertation shows that the regions where radical groups have proliferated and radical mobilization has thrived all have one thing in common: religious institutions are weak, cleric networks are fragmented, and religious markets are competitive. In West Java, most religious leaders have weak religious institutions, their religious schools are small and landless, and their Islamic organizations are weak and dysfunctional. In the absence of strong institutions and networks, religious authority in the region is much more fluid and the religious market is crowded with low-status leaders, as no one can impose barriers of entry in the market. In an institution-poor environment such as West Java, there is no channel to follow or ladder to climb to gain religious authority. It is, as a result, a more competitive religious environment. Clerics responded to these challenges by joining or forming radical groups such as the FPI because they help to gain followers, solidify their networks, and leverage their newly gained authority into influence, positions in various state bodies, or access to state patronage.
In regions where radical groups did not proliferate and radical mobilization remained moder- ate, religious institutions and religious markets are organized very differently: clerics are part of strong institutions with deep roots in society, share strong collective networks, and are part of common Islamic associations. Strong institutions and networks render access to religious authority more secure, stable, and routinized, and in doing so, help dampen religious compe- tition. Clerics, even if they genuinely have intolerant or radical ideas, do not feel the same urge to form radical organizations. They can gain influence and access through existing and well-institutionalized channels and institutions. In an institution-rich environment like East Java, religious leaders have incentives to use the whole spectrum of opportunities allowed by existing institutions. When these institutions are powerful and dominant, clerics have little incentives to innovate. Lack of incentive for innovation helped mitigate spirals of outbidding, provocation, and scapegoating in East Java, and thus had an overall soothing effect on inter-
16 religious relations. Clerics and aspiring clerics use existing institutions such as pesantren, Islamic associations (e.g., Nahdlatul Ulama), student unions, and youth organizations to se- cure influence and gain access to state positions and patronage.
The argument in this dissertation differs from other studies that have addressed anti-minority mobilization in post-transition Indonesia. We can classify these explanations into two catego- ries. A first line of work traces the origins of radical mobilization in a “conservative turn” and the growing influence of puritanical forms of Middle Eastern Islam in Indonesia.45 The origins of this turn are traced to the so-called dakwah movement on Indonesian campuses during the 1980s46 and the influence of the Saudi-financed Institute for Islamic and Arabic Studies (LIPIA) and those Indonesians who studied religion in Saudi universities.47 As Indo- nesia democratized, Wahhabi Indonesians became increasingly bold and visible. They creat- ed civil society organizations, student organizations, and political parties (e.g., Partai Keadi- lan Sejahtera, PKS) and built Islamic schools and mosques in city outskirts and rural villag- es.48 Alumni of the dakwah movement are increasingly apt at penetrating the state, political parties, and even existing Islamic socio-religious organizations, which all have negative con- sequences for religious minorities.49 While useful for tracing ideational changes among Indo-
45 See the discussion in Martin van Bruinessen (ed.). Contemporary Developments in Indonesian Is- lam: Explaining the ‘Conservative Turn’ (Singapore: Institute of Southeast Asian Studies, 2013).
46 Yon Machmudi, Islamising Indonesian: The Rise of Jemaah Tarbiyah and the Prosperous Justice Party (PKS). (Canberra: ANU Press, 2013); Hasan Noorhaidi, “Islamist Party, Electoral Politics and Da‘wa Mobilization Among Youth: The Prosperous Justice Party (PKS) in Indonesia,” RSIS Work- ing Paper, No. 184, (Singapore: Nanyang Technological University, 2009); and Kikue Hamayotsu, “The Political Rise of the Prosperous Justice Party in Post-Authoritarian Indonesia: Examining the Political Economy of Islamist Mobilization in a Muslim Democracy,” Asian Survey, 51, no.5 (2011): 971-992. 47 Martin van Bruinessen, “Genealogies of Islamic Rradicalism in Post-Suharto Indonesia,” South East Asia Research, 10, no. 2 (2002): 117-154; Krithika Varagur, “Saudi Arabia Quietly Spreads its Brand of Puritanical Islam in Indonesia” VOA News, 17 January 2017.
48 Noorhaidi Hasan, “The Salafi Movement in Indonesia: Transnational Dynamics and Local Devel- opment,” Comparative Studies of South Asia, Africa and the Middle East, 27 no.1 (2007): 83-94.
49 Abdurrahman Wahid (ed). “Infiltrasi Agen-Agen Garis Keras Terhadap Islam Indonesia” in Ilusi Negara Islam: Ekspansi Gerakan Islam Transnasional di Indonesia, (Jakarta: LibForAll Foundation, 2009): 171-220.
17 nesians, this approach does not focus on sub-regional variations: why are conservative ideas more influential in some regions than others? This dissertation argues that while ideas matter, they are—alone—a poor predictor of Islamists’ behaviour. Islamists are capable of incredible ideological flexibility.50
A second line of work treats radicalism and anti-minority mobilization as products of politi- cal incentives linked to democratization and decentralization, rather than to ideational chang- es. Some suggest that vigilante mobilization is entirely about material interests and that Islam is a front. Ian D. Wilson, for instance, argues that vigilante groups are part of Indonesia’s long history of decentralized violence, a state that never had, nor sought to have the monopo- ly over violence.51 Democratization has prompted the decline in state-sponsored violence, but the rise of non-state violent groups who employ violence and intimidation as a political, so- cial, or economic strategy.52 Under the New Order regime, “preman” groups (thugs groups) used secular and nationalist ideologies, but now adopt a variety of identities such as ethnic and religious.53 Radical groups operate in ways similar to criminal gangs and offer conven-
50 The “inclusion-moderation” literature has reached similar conclusions. See Jillian Schwedler, “De- mocratization, Inclusion and the Moderation of Islamist Parties,” Development, 50, no.1 (2007): 56- 61.
51 Joshua Barker and Benedict Anderson, Violence and the State in Suharto's Indonesia, (Ithaca, NY: Cornell University Press, 2001); Ariel Ira Ahram, “Indonesia” in Proxy Warriors: the Rise and Fall of State-Sponsored Militias. (San Francisco: Stanford University Press, 2011); and Joshua Barker, “State of Fear: Controlling the Criminal Contagion in Suharto's New Order” Indonesia, 66 (1998): 7- 44.
52 Ian D. Wilson, “Morality Racketeering: Vigilantism and Populist Islamic Militancy in Indonesia.” In K. Teik, Vedi Hadiz, and Yoshihiro Nakanishi (eds). Between Dissent and Power: The Transfor- mation of Islamic Politics in the Middle East and Asia (London: Palgrave Macmillan, 2014) and Ian D. Wilson, The Politics of Protection Rackets in Post-New Order Indonesia: Coercive Capital, Au- thority and Street Politics (London: Routledge, 2015).
53 Ian D. Wilson, “Continuity and Change: The Changing Contours of Organized Violence in Post– New Order Indonesia.” Critical Asian Studies, 38, no.2 (2006): 265-297; David Brown and Ian D. Wilson. “Ethnicized Violence in Indonesia: Where Criminals and Fanatics Meet,” Nationalism and Ethnic Politics, 13, no.3 (2007): 367-403.
18 ient services to political and economic elites (e.g., thugs-for-hire)54; and, engage in their own businesses of protection racketeering and extortion. The state not only fails to control illegal activities according to that approach, but its officials are increasingly using criminal tactics themselves.55
Like the instrumental approach, I argue that concrete material interests often supersede ideo- logies. The instrumentalist approach does not explain, however, why some regions have pro- duced more “Islamic” preman (thugs) than others. In contrast to the instrumental approach, this dissertation argues that clerics’ interests are not necessarily political or economic and that they are not always coterminous to those of state or political elites. This dissertation identifies instead the complex institutional context that generates religious leaders’ interests and incentives. It helps illuminate why clerics sometimes do not ally with or even resist poli- ticians’ anti-minority campaigns.
Another instrumental approach argues that vigilante mobilization is both ideological and in- strumental. It argues that democratization and decentralization did not create Islamist net- works, but allowed them to be useful to some political interests. Thus, in contrast to the two previous approaches, it explains regional variation by the presence or absence of pre-existing Islamist networks. This approach generally posits that the origin of Islamism in Indonesia is the Darul Islam rebellion of the 1950s, a rebellion meant to transform the country into an Islamic state, and that contemporary mobilization is an outgrowth of the movement’s rem- nants.56 Michael Buehler is one of that approach’s leading proponents. He argues that radical groups play an increasingly important role as power brokers and vote-getters. Hardline
54 Gunawan, FX Rudy and Nezar Patria. Premanisme Politik (Jakarta: Institut Studi Arus Informasi, 2000); Abdil Mughis Mudhoffir, “Islamic Militias and Capitalist Development in Post-Authoritarian Indonesia,” Journal of Contemporary Asia, 47, no.4 (2017): 495-514.
55 Ed Aspinall and G. van Klinken. The State and Illegality in Indonesia (Leiden: KITLV Press, 2011).
56 Solahudin, The Roots of Terrorism in Indonesia: From Darul Islam to Jema’ah Islamiyah (Singa- pore: Ridge Books, 2013); Quinton Temby, “Imagining an Islamic State in Indonesia: From Darul Islam to Jemaah Islamiyah,” Indonesia, 89 (2010): 1-36; and, Ismail Hasani and Bona Tigor Naipo- spos. Wajah Para Pembela Islam (Jakarta: Setara Institute, 2010).
19 groups use the opportunities created by decentralization to lobby local governments for poli- cy changes, such as banning alcohol or closing Ahmadiyah mosques or Christian Churches. Political elites in return are generally “opportunist Islamizers” and enact Islamic policies in the hope to garner their support and gaining “cultural capital” that will bolster their legitima- cy and recognition among voters.57 State actors allow and even actively participate in the persecution of minority groups to win the support of those brokers as Jessica Soedirgo con- vincingly shows.58 For Buehler, West Java has experienced more vigilante mobilization simply because the province has more of those Islamist networks with roots that date back decades. He argues that prominent Islamist figures linked to the Darul Islam rebellion are the nucleous of most vigilante groups in the region.
My work did not find that Islamist networks of the past are the driving force behind contem- porary Islamic radicalism in Indonesia. In contrast, my dissertation argues that the key to radicalism in contemporary Indonesia is not the radical fringes, but those at the “moderate” centre of Indonesia’s religious spectrum.59 Most leaders of the vigilante movement are oth- erwise “mainstream” clerics: some run Islamic boarding schools, others teach in madrasahs or preach in mosques. These leaders could well be “quiet" and do their own things, but in this context, some decide to engage in radical mobilization. If they do so, it is because most are clerics with a few followers, little-institutionalized ties to their communities and to other cler- ics. If radical mobilization is concentrated in West Java, it is because the region has an unu- sually large number of such low-status clerics and that gaining religious authority in the re- gion is achieved in a particularly competitive way. In more peaceful regions too, low-status clerics exist, although they are fewer. Unlike their counterparts in West Java, however, they
57 Michael Buehler, The Politics of Sharia Law; and Michael Buehler, “Identifying Patterns in the Accumulation and Exercise of Power in Post-New Order Indonesia,” Pacific Affairs, 85, no.1 (2012): 161-168.
58 Jessica Soedirgo, “Informal Networks and Religious Intolerance: How Clientelism Incentivizes the Discrimination of the Ahmadiyah in Indonesia,” Citizenship Studies, 22, no.2 (2018): 191-207.
59 This point is also made by Greg Fealy in “The Politics of Religious Intolerance in Indonesia: Main- stream-ism Trumps Extremism?” In Tim Lindsey and Helen Pausacker, Religion, Law and Intoler- ance in Indonesia (London & New York: Routledge, 2016): 149-165.
20 face few incentives to engage in radical mobilization since they have a more secure access to religious authority, are embedded in their communities, and have stronger ties to other cler- ics.
This dissertation answers a critical yet generally overlooked question in studies of Islamic radicalism: under what conditions do radical leaders emerge and what triggers their decision to engage in radical mobilization rather than some other activities? Most studies of Islamist mobilization, jihadism, and terrorism focus on the radicalization of lay masses and give short shrift to leadership. While many have suggested the existence of a “crisis of authority” in Islam60, leadership remains a crucial dimension of both radicalization and moderation. Imams, preachers, Mullahs, and ulama, among others, play an essential role as religious ref- erences by interpreting sacred texts and providing legal rulings (fatwas) or other justifications in favour, or not, of violence. They also act as propagandists, recruitment magnets, and create networks of like-minded people.61 Unsurprisingly, in the wake of September 11th, govern- ments have found Islamic leaders of utmost strategic and security importance.62 This disserta- tion sheds a crucial light on the factors behind clerics’ radical mobilization.
Dominant approaches point to ideational and psychological factors like fundamentalism, marginality, and grievances as sources of radicalization. While ideas matter, this dissertation shows that no direct link between extremist ideas and extremist actions exist; both respond to logics of their own. Like instrumentalist theories, I argue that interests may supersede ideas
60 Haim Malka, “Jihadi-Salafi Rebellion and the Crisis of Authority,” Religious Radicalism after Arab Uprising (Washington DC: The Center for Strategic and International Studies, 2015): 16-18; Francis Robinson, “Crisis of authority: Crisis of Islam?,” Journal of the Royal Asiatic Society, 19, no.3 (2009): 339-354; and, Richard W. Bulliet, “The Crisis within Islam.” The Wilson Quarterly, 26, no.1 (2002): 11-19.
61 Peter R. Neumann, Joining al-Qaeda: Jihadist Recruitment in Europe (New York: Routledge, 2012).
62 Yvonne Yazbeck Haddad and Tyler Golson, “Overhauling Islam: Representation, Construction, and Cooption of Moderate Islam in Western Europe,” Journal of Church & State, 49, no. 3 (2007): 487; Maha Azzam, “The Radicalization of Muslim Communities in Europe: Local and Global Di- mensions.” Brown Journal of World Affairs, 13, no.2 (2006): 123-138; and, Yvonne Yazbeck Haddad and Michael J. Balz, “Taming the Imams: European Governments and Islamic Preachers Since 9/11,” Islam and Christian–Muslim Relations, 19, no.2 (2008): 215-235.
21 and that concrete political opportunities account for the type of strategies that religious entre- preneurs pursue. This literature, however, has a shallow conceptualization and theorization of the interests peculiar to religious leaders. While some clerics have political ambitions, most do not run for office or aspire to control the state. The dissertation shows instead that clerics’ decision to engage in radical mobilization is rooted in considerations related to their position and strength in the religious market. In other words, institutional interests, the desire to mobi- lize and maintain a large following, often trump ideological or theological commitments among religious leaders. This dissertation thus contributes to the study of the micro- foundation of religious behaviour and the growing literature on the comparative politics of religion.
4. Methodology
Much of this research is qualitative. It is based on 13 months of fieldwork in two regions of Indonesia in 2014 and 2015—the violence-prone West Java, and the more peaceful East Ja- va—where I conducted 126 interviews with local academics, NGO leaders, religious clerics, and leaders of radical groups. I also relied on a wide array of primary and secondary material in Bahasa Indonesia, French, and English to reconstitute the history of these two regions. In a second trip to Indonesia in 2016, I interviewed, among others, local historians to fill gaps and missing information in the primary and secondary historical material.
While many criteria guided the selection of these two cases (East and West Java), the goal was to control for as many independent variables as possible. The total Muslim population is similar in numbers, and both provinces have a majority of traditional Muslims. The two re- gions have similar levels of religiosity based on some crude indicators: both have large num- bers of mosques (East Java 127,439 [34 per 10,000 Capita]; West Java 147,378 [32 per 10,000] and religious schools (East Java 6,044 [2 per 10,000]; West Java 9,167 [2 per 10,000]).63 The two provinces have about the same percentage of minorities as well. While
63 Anonymous, “10 Provinsi Dengan Masjid Terbanyak,” Republika, 30 Sept 2014.
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West Java has more members of the Ahmadi group, East Java has more Shiites. Both regions have similar numbers of Christians and a substantial number of sects (both Javanese and Muslim) that mainstream Muslims consider unorthodox. 64 Finally, the two provinces have similar political institutions, and both were exposed to the same decentralization policies in post-transition Indonesia. West Java is slightly more urban and wealthy, and East Java slight- ly more rural, but the two provinces have similar overall socioeconomic backgrounds. Where the two provinces differ is on the dependent variable of interest: anti-minority mobilization. As discussed above, West Java is prone to mobilization against minority groups, while East Java is more peaceful.
The research also uses quantitative methods. It develops a new and original method to meas- ure religious institutions and religious market, the dissertation’s main independent variable. In the past, few other studies have attempted to systematically assess and compare the extent to which religious markets are competitive. Those who look at the market structure’s effect on its adherents’ religiosity, for instance, use data on denominational strength or growth to assess whether a market is competitive or not.65 This dissertation, by contrast, looks at intra- religious rather than interreligious competition and focuses on the behaviour of religious leaders instead of the followers. To measure competition, I built a new database from previ- ously un-analyzed data produced by the Ministry of Religious Affairs. The Ministry publish- es yearly almanacs that survey Indonesia’s 29,000 religious schools and report basic infor- mation such as the owner’s name, the number of students, and the location of the school. These almanacs also include other aggregate data about religious schools’ staff, buildings, land, businesses, and curricula. I collected a set of almanacs that go back to 2002 and coded this data to measure cross-regional variations and temporal changes to religious “market”
64 Badan Pusat Statistik, Kewarganegaraan, Suku Bangsa, Agama, dan Bahasa Sehari-hari Penduduk Indonesia: Hasil Sensus Penduduk 2010, (Jakarta : BPS, 2010).
65 See Mark Chaves and David E. Cann. “Regulation, Pluralism, and Religious Market Structure: Explaining Religion's Vitality,” Rationality and Society, 4, no.3, (1992): 272-290.
23 structures for each of Java’s 107 districts.66 For Java alone, the database contains information about more than 15,000 religious schools and 30,000 religious leaders.
5. Outline of the Dissertation
This dissertation proposes a structural theory that specifies the conditions under which radi- cal leaders emerge and engage in radical mobilization. Chapter 2 develops an institutional theory of radical mobilization. It explains that radical mobilization is a by-product of a broader competition among religious elites to speak on behalf of Islam. Depending on a cler- ic’s networks and organizations, gaining recognition as a religious “authority” is more or less secure and is done in a more or less competitive way. How religious entrepreneurs gain and secure authority has profound consequences for the behaviour of clerics. Clerics are more inclined to engage in radical mobilization when they are weak, insecure, and engaged in fierce competitive struggles over authority. The chapter posits that radical mobilization pro- vides a quick and efficient way to stand out, build a follower base and gain recognition from other leaders.
The empirical argument is two-pronged. First, chapters 3, 6 and 7 treat religious institutions and markets as the independent variables. The relation between institutions and radical mobi- lization is demonstrated both at the macro level (Ch. 3) and qualitatively, through an in-depth study of West Java (Ch. 6) and East Java (Ch. 7). Second, chapters 4 and 5 treat religious institutions and structures as the dependent variables. These chapters explain the origins of religious institutions in various regions of Java by tracing their formation during the late co- lonial period and early post-colonial regime.
Chapter 3 measures the dissertation’s core independent variables—i.e., religious institution and religious market configurations—for each of Java’s 107 districts. It shows that most cler- ics located in districts that have experienced anti-minority violence all have extremely weak
66 I focused exclusively on Java because approximately 90% of the cases of violence have happened on this island alone.
24 religious institutions and are members of highly competitive religious markets. The chapter develops a new method that gauges the extent to which a “market” is competitive by looking at religious schools as “firms” and pupils as “market share.” The chapter finds telling varia- tions across districts. Some districts have a large number of unusually small and poor schools, as well as extraordinarily fragmented and competitive elite structures, while other districts have fewer, more prominent and richer schools, with extremely cohesive and oligar- chic elite structures.
In Chapters 4 and 5, I show that the structure of religious elites and religious institutions are not endogenous to contemporary radical mobilization. They are, in the case of Indonesia, the outcome of enduring legacies of colonial state building. Previous works on the state for- mation in Indonesia tend to see state formation as a single, uniform process across Java.67 My analysis reveals significant regional variations in the process of colonial and post-colonial state formation and the way the state has engaged with religious authorities since the colonial period.
In Chapter 4, I show that state-building strategies in colonial Java were shaped by considera- tions related to export crops, labour mobilization, and taxation. State strategies of direct or indirect rule either empowered or weakened independent clerics. A crucial factor to contem- porary developments was whether kyai had the right to collect the zakat, the Islamic tithe. West Java was under greater indirect rule and remained less bureaucratized than other re- gions until the final years of the colonial regime. In that region, local state officials collected the zakat and, as a result, clerics were unable to build strong religious institutions. State offi- cials also engaged in patron-client relations with some clerics, thuse weakening inter-clerics institutions and networks. East Java was under greater direct rule and was bureacuratized earlier. In that region, the local state had its own income sources and did not need to monopo-
67 Tuong Vu, “State Formation and the Origins of Developmental States in South Korea and Indone- sia,” Studies in Comparative International Development, 41, no.4 (2007): 27-56 and Benedict R.O'G. Anderson, “Old state, New Society: Indonesia's New Order in Comparative Historical Perspective.” The Journal of Asian Studies, 42, no.3 (1983): 477-496.
25 lize the collection of zakat. Clerics built strong religious institutions and networks since they, rather than state officials, collected zakat.
Figure 1.3- Summary of the Historical Argument
Colonial strategies Post-colonial of state-building Political cleavage policies toward Islam
Coercion and Patronage Infighting among • weak clerics Indirect rule clerics along • fragmented clerical • State officials clientelistic lines networks West Java control zakat
• Patronage
Direct rule
• Independent clerics
East Java control zakat Cohesion of clerics • Laissez-faire against Modernist Muslims and Communists Laissez-faire • strong clerics • Cohesive clerical networks
In Chapter 5, I show that these state-building strategies shaped subsequent political cleavages and local state policies toward Islam in the post-colonial period. Post-colonial developments locked these two regions into their respective path: one of weakness, competition, and frag- mentation in West Java; and, one of strength and cohesion in East Java. In East Java, clerics were mostly undisturbed by the colonial regime. As a result, the main political cleavage op- posed clerics as a group to modernist Muslims and communists. This cleavage helped clerics realize their common identity and forced them to strengthen their collective institutions and networks. As a result, the state had trouble, throughout the post-colonial era, to penetrate East Javanese clerical networks. In West Java, colonial patterns of patron-client ties led to the fragmentation of clerical networks. As a result, the political cleavage of the post-colonial
26 period opposed clerics among themselves who fought along clientelistic lines and allegianc- es. Infighting prevented the realization of a common interest among clerics, despite intense competition with modernist Muslims and communists, and undermined their efforts at creat- ing collective institutions. To quell conflict, the post-colonial state intensified patronage and coercion as the main, if not the only modalities of interaction with clerics. These new state strategies kept West Javanese clerics in a permanent state of disorganization, fragmentation, and internal competition.
The legacies of these state strategies are seen today. Chapters 6 and 7 focus on two specific provinces—the violence-prone West Java and the more peaceful East Java—and show that these structural conditions help explain the development of radical groups from 1998 to 2014. Chapter 6 shows that colonial state formation (Ch. 4) and post-colonial state-building (Ch. 5) have led to a fragmented, crowded, and competitive religious market in West Java. This structural condition has generated the growth of religious entrepreneurship. For low- status clerics, leading a vigilante organization helps gain recognition and influence. Chapter 7 discusses the case of East Java. It argues that lower levels of competition among clerics have mitigated incentives for radical mobilization. Religious leaders’ cohesion and strong organi- zations have prevented many putatively radical clerics from creating vigilante organizations. Religious leaders have used both direct and indirect anti-competitive measures to prevent the emergence of radical groups in the region.
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Chapter 2 An Institutional Theory of Radical Entrepreneurship and Mobilization
Why do some religious leaders choose to radicalize and mobilize against religious minorities while others do not? So far, most answers to this question have focused on the role played by ideologies or political interests and overlooked the role played by religious leaders. This disser- tation focuses on Muslim leaders and locates incentives for radicalization in the institutions and the religious market in which they negotiate their religious authority. The theory presented in this chapter specifies the conditions necessary for violent entrepreneurs to emerge and for cler- ics to choose anti-minority mobilization rather than other activities.
The chapter has three main sections. First, it reviews conventional explanations and shows that most studies to date have tried to explain the radicalization of lay masses or politicians by focus- ing on ideas or instrumental interests. The behaviour of clerics has remained a “black box” in comparative politics. Second, it suggests that, in the absence of a church that licence authority, recognition from followers and other clerics shape religious authority. This process of recogni- tion is more or less institutionalized, more or less competitive, which makes Islamic authority more or less precarious. Third, the chapter posits that clerics whose status is weakly institution- alized and who operate in a competitive environment will find recognition particularly difficult to achieve. Such clerics, I argue, are most likely to turn to aggressive strategies such as radical mobilization to gain recognition. By contrast, clerics whose status is institutionalized and who operate in less competitive environments have more stable position and are less likely to find aggressive strategies relevant.
27 28
1. The Limits of Conventional Explanations
Most studies of radicalization focus on the role played by ideas and tend to link the persecution of minorities to the rise of fundamentalism, particularly the Wahhabi creed. Fundamentalists generally share world-views that are intolerant and exclusive: for those who see themselves as “rightly guided,” fighting those outside the law is a “sacred” duty that trumps any moral consid- erations.1 Wahhabis’ strict observance of tawhid (monotheism) has shattered tolerance toward “people of the Book” such as Christians and Jews and turned a number of Muslim into kufr or infidels.2 The takfiri rhetoric is self-expanding and increasingly includes a broader range of Muslims that may be targeted such as moderate Sunnis and non-takfiri Sunnis.3 In this context, violence against minorities is inevitable, as fundamentalists tend to see the world in Manichean ways.4 They conceive themselves as having “God” on their side, and as having the “sacred” duty to resist and fight those outside the law actively.5 The “straight path” is fixed by a system of divine laws that trump any moral consideration and ethical values not fully coded in the law.
The intolerant puritanism of the Wahhabi and Salafi creeds does not, in and of itself, predict Islamist militancy. Most Salafi remain inward looking or “quietists.” While they have “radical” ideas, they do not engage in “radical” activities such as violence or extra-legal contentious activ- ities. Two main explanatory models generally explain the rise of fundamentalist ideologies and their transformation into radical Islamist militancy: one that locates its sources in the economy and another one in the political system. The dominant model suggests that economic depriva-
1 Khaled Abou El Fadl, ”The Place of Tolerance in Islam” In Khaled Abou El Fadl and Ian Lague, The Place of Tolerance in Islam (Boston, MA: Beacon Press, 2002): 4-5 and Gabriel A. Almond, Emmanuel Sivan, and R. Scott Appleby, “Fundamentalism: Genus and Species.” Fundamentalisms Comprehended (Chicago, IL: University of Chicago Press, 1995): 399-424.
2 John L. Esposito, Unholy War: Terror in the Name of Islam (Oxford: Oxford University Press, 2002).
3 VG Julie Rajan, Al Qaeda’s Global Crisis: The Islamic State, Takfir and the Genocide of Muslims. (London: Routledge, 2015). See also Lynch, Marc. “Islam Divided Between Salafi-Jihad and the Ikhwan,” Studies in Conflict & Terrorism, 33, no.6 (2010): 467-487.
4 On the link between sacred texts and violence, see Charles Selengut, “Fighting for God: Scriptural Ob- ligations and Holy Wars” In Sacred Fury: Understanding Religious Violence (Laham: AltaMira Press, 2003).
5 El Fadl, The Place of Tolerance in Islam: 4-5
29 tion, the breakdown of traditional solidarity caused by rapid urbanization, and the failure of modern states in the Middle East to meet the rising expectations of the people have contributed to the support for Islamist groups and militancy.6 Islamists constitute powerful opposition forces as they, unlike socialist and nationalist leaders, are not to blame for any of these failings. They succeed in drawing sympathy by grounding their appeals in the rhetoric of a pristine Islam, the idea that “Islam is the solution.”7 Impoverished people turn to Islamic organizations for what the state does not offer, social services such as education, health care, and credit.8 In the West, radi- calization has gained traction among “rootless” Muslim youth, in particular among second- and third-generation migrants, for similar reasons.9 The study of homegrown terrorists and jihadists in Europe almost always point to social exclusion and marginality as preconditions of radicali- zation’s early stages.10 This body of work, while useful, does not explain cross-regional varia- tions very well: many Muslim societies have faced the combined effect of modernization and globalization, but have experienced different levels of mobilization.
6 For the Middle East, see Gilles Kepel, Muslim Extremism in Egypt: The Prophet and Pharaoh (Berke- ley and Los Angeles: University of California Press, 2003); Gilles Kepel, Jihad: The Trail of Political Islam. (London and New York: IB Tauris, 2006); R. Hrair Dekmejian, Islam in Revolution: Fundamen- talism in the Arab World. (Syracuse, NY: Syracuse University Press, 1995); Susan Waltz, “Islamist Ap- peal in Tunisia,” Middle East Journal, 40, no.4 (1986): 651-670; and, Hamied N. Ansari, “The Islamic Radicals in Egyptian Politics.” International Journal of Middle East Studies 16.1 (1984): 123-144.
7 Devin R. Springer et al. Islamic Radicalism and Global Jihad (Washington, DC: Georgetown Universi- ty Press, 2009). See also Kristen Stilt, “Islam is the Solution: Constitutional Visions of the Egyptian Muslim Brotherhood,” Texas International Law Journal, 46 (2010): 73-104.
8 For one of the most extensive accounts of the Islamic parallel civil society, see Carrie Rosefsky Wick- ham, Mobilizing Islam: Religion, Activism and Political Change in Egypt (New York, NY: Columbia University Press, 2005), particularly Chapter 5, “The Parallel Islamic Sector”: 93-118; See also Janine A. Clark, Islam, Charity, and Activism: Middle-Class Networks and Social Welfare in Egypt, Jordan, and Yemen. (Bloomington, IN: Indiana University Press, 2004).
9 Olivier Roy, Globalized Islam: The Search for a New Ummah. (New York, NY: Columbia University Press, 2004).
10 See, for instance, Fathali M. Moghaddam, “The Staircase to Terrorism: A Psychological Exploration,” American Psychologist, 60, no.2 (2005): 161; John Horgan, “From Profiles to Pathways and Roots to Routes: Perspectives from Psychology on Radicalization Into Terrorism,” The ANNALS of the American Academy of Political and Social Science, 618 no.1 (2008): 80-94; and, Michael King and Donald M. Taylor. “The Radicalization of Homegrown Jihadists: A Review of Theoretical Models and Social Psy- chological Evidence,” Terrorism and Political Violence, 23, no.4 (2011): 602-622.
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These economic and psychological models focus on macro-variables and the radicalization of lay masses. They generally give short shrift to the drivers of clerics’ radicalization and remain ambiguous about the role they play in Islamist movements. Instead, some scholars point to the increasingly leaderless nature of contemporary Islamic movements. In the post 9/11 period, groups such as al-Qaeda and ISIS are decentralized, composed of a multitude of informal and loosely-knit cells, “lone wolves,” 11“wannabes, copycats or homegrown initiates,”12 and in many cases entirely disconnected from a central direction.13 Some have highlighted, however, the cru- cial role played by radical preachers and clerics in radicalizing, recruiting, and connecting indi- viduals with each other and forming terrorist networks.14 According to Peter R. Neumann, they play four roles: they act as chief propagandists, religious authorities, recruitment magnets, and create networks of networks.15 While this literature discusses the role of clerics, it says little about the factors that account for their radicalization, aside from the life stories of some radical clerics such as Ali al-Sistani, Abu Bakr al-Baghdadi, Osama bin Laden, and Ayman al- Zawahiri.16
11 Mark S.Hamm and Ramón Spaaij. The Age of Lone Wolf Terrorism (New York, NY: Columbia Uni- versity Press, 2017).
12 Marc Sageman, Leaderless Jihad: Terror Networks in the Twenty-First Century (Philadelphia, PA: University of Pennsylvania Press, 2011): 31
13 On ISIS in Europe, see Petter Nesser et al. “Jihadi Terrorism in Europe: The IS-Effect,” Perspectives on Terrorism, 10, no.6 (2016): 3-24.
14 Peter R. Neumann, Joining al-Qaeda: Jihadist Recruitment in Europe (New York: Routledge, 2012). See also Jessica Stern, “Inspirational Leaders and Their Followers,” In Terror in the Name of God: Why Religious Radicals Kill (New York, NY: Ecco, 2003). For a discussion of the leadership role played by veteran jihadists in the recruitment of new jihadists, see Thomas Hegghammer, “Should I stay or Should I Go? Explaining Variation in Western Jihadists' Choice Between Domestic and Foreign Fighting,” American Political Science Review, 107, no.1 (2013): 1-15.
15 Neumann, Joining al-Qaeda: 13. See also Frank Peter, “Individualization and Religious Authority in Western European Islam,” Islam and Christian–Muslim Relations, 17, no.1 (2006): 105-118. Numerous governments have also recognized this role. See Yvonne Yazbeck Haddad and Michael J. Balz. “Taming the Imams: European Governments and Islamic Preachers Since 9/11,” Islam and Christian–Muslim Relations, 19, no.2 (2008): 215-235.
16 See, for instance, Brynjar Lia, Architect of Global Jihad: The Life of Al-Qaeda Strategist Abu Mus‘ab al-Suri (London: Hurst 2007) and Bruce Hoffman. “The Myth of Grass-Roots Terrorism: Why Osama bin Laden Still Matters,” Foreign Affairs, 87, no.3 (2008): 133-138.
31
Instrumentalist approaches, by contrast, focus more directly on leadership. It emphasizes how political entrepreneurs activate ethnic identities to increase their power base. Conflicts are not inherently religious; political entrepreneurs frame them in ethnic or religious terms, mainly when alternative modes of political organization are weak or absent.17 Political entrepreneurs mobilize their followers in a competition for state resources or to make political gains relative to another group.
While this perspective is useful in pointing to the type of interests that may supersede grievanc- es or religious ideologies, it focuses mostly on (lay) Muslim elites rather than clerics. A conven- tional approach points to political exclusion as the driving factor behind Islamist mobilization. Mohammed M. Hafez argues that Islamist insurgencies are not primarily an aggressive response to economic deprivation or psychological alienation, but defensive reactions to exclusion and state repression that threatens the organizational resources and lives of Islamists.18 Similarly, another group of scholars argues that the political inclusion of Islamists creates strong incentives for moderation as it forces Islamists to accept and play by the rules of the game, cooperate with opponents, and move away from exclusionary practices.19
Political competition is frequently seen as a driver of conflicts and violence. In his study of communal conflicts, Steven I. Wilkinson focuses on local political incentives as the “major pre- cipitant” of religious violence. Politicians in close, competitive races, are more tempted to use
17 Paul Brass, The Production of Hindu-Muslim Violence in Contemporary India (Seattle, WA: Universi- ty of Washington Press, 2011); Jack Snyder, “Chapter 2, Nationalist Elite Persuasion in Democratizing States” in From Voting to Violence (New York, NY: W. W. Norton and Company, 2000); David D. Laitin, Hegemony and Culture: Politics and Change Among the Yoruba. (Chicago, IL: University of Chicago Press, 1986) and, Kanchan Chandra (ed.), Constructivist Theories of Ethnic Politics (Oxford: Oxford University Press, 2012).
18 Hafez, Why Muslim Rebel: xvi.
19 Hafez, Why Muslim Rebel; Carrie Rosefsky Wickham, “The Path to Moderation: Strategy and Learn- ing in the Formation of Egypt's Wasat Party,” Comparative Politics, 36, no.2 (2004): 205-228; Jillian Schwedler, “Democratization, Inclusion and the Moderation of Islamist Parties,” Development, 50, no.1 (2007): 56-61; Jillian Schwedler, “Islamists in Power? Inclusion, Moderation, and the Arab Uprisings,” Middle East Development Journal, 5, no.1 (2013): 1-13; and, Janine A. Clark, “The Conditions of Islam- ist Moderation: Unpacking Cross-Ideological Cooperation in Jordan,” International Journal of Middle East Studies, 38, no.4 (2006): 539-560.
32
“ethnic wedge issues to increase the salience of ethnic issues that they hope will benefit their party.”20 Communal appeals, ethnic outbidding, and polarization strategies are particularly like- ly when ethnic party systems are composed of parties appealing exclusively to voters from their own ethnic group (“catch-us”) rather than to all voters (“catch-all”).21 Similarly, Jack Snyder argues that during political transitions, political elites may try to prevent threats to their political authority by fanning the flames of nationalist conflict. In such contexts, ethnic outbidding—a process in which competing political parties try to outdo each other in nationalist rhetoric in order to receive the support of ethnic voters, which spirals to more extreme positions—is com- mon.22 Small and innocuous minorities frequently pay the price of outbidding spirals, as they are often easy targets or scapegoats.
Sectarianism, like ethnic politics, is politically expedient. Monica Toft argues that the logic of outbidding also extend to religious conflicts. She argues that political elites transform civil con- flicts into religious conflicts through “religious outbidding” when they feel under threat and in need of external support. In Sudan, the civil war was sparked by elites who relied on two op- tions to bolster their credibility and power: introducing and intensifying sharia law and scape- goating those they deemed a threat. Like “ethnic cleansing,” religious discourses of “purity” may lead to sanctioned threats and escalating persecution against those deemed “dirty.” Chris- tians and other religious minorities are potential victims, since political elites can easily identify
20 Steven I. Wilkinson, Votes and Violence: Electoral Competition and Ethnic Riots in India. (Cam- bridge, MA: Cambridge University Press, 2006): 93; The use of wedge issues in the context of intense electoral competition is also known to happen elsewhere. See Marc Van de Wardt et al. “Exploiting the Cracks: Wedge Issues in Multiparty Competition,” The Journal of Politics, 76 no.4 (2014): 986-999 and Sara B. Hobolt and Catherine E. De Vries. “Issue Entrepreneurship and Multiparty Competition,” Com- parative Political Studies, 48, no.9 (2015): 1159-1185.
21 Paul Mitchell, Geoffrey Evans, and Brendan O'Leary, “Extremist Outbidding in Ethnic Party Systems is not Inevitable: Tribune parties in Northern Ireland,” Political Studies, 57, no.2 (2009): 401.
22 Alvin Rabushka and Kenneth A. Shepsle. “Political Entrepreneurship and Patterns of Democratic In- stability in Plural Societies,” Race, 12, no.4 (1971): 461-476; and Stuart J. Kaufman, “Spiraling to Ethnic War: Elites, Masses, and Moscow in Moldova's Civil War,” International Security, 21, no.2 (1996): 108- 138.
33 them as threats to the community or Umma.23 Geneive Abdo explains the current increase in sectarian conflict throughout the Middle East as the outcome of the “collapse of authoritarian rule and a struggle for political and economic power, and over which interpretation of Islam will influence societies and new leadership.”24
The outbidding literature, like other instrumental accounts of conflict, tends to overlook reli- gious leaders. This literature focuses mostly on political leaders, for whom the incentive struc- ture is clear. Through outbidding, they seek to gain electoral support. By focusing on politicians and state actors, instrumental theories do not generally grant much agency to religious leaders. They general conceive political actors as “rational”, “goal-oriented,” and either say little about religious leaders or assume that they are driven by ideology. In his study of Hindu-Muslim vio- lence in India, Paul Brass recognizes that politicians do not act alone. He argues that if politi- cians exploit local religious incidents, they are turned into violence by “riot specialists,” i.e., “[people] who are ready to be called out on such occasions, who profit from it, and whose activ- ities profit others who may or may not be actually paying for the violence carried out.”25 Spe- cialists come from various backgrounds and include criminal elements, local radical group lead- ers, politicians, businesspeople, and religious leaders.26 While Brass identifies religious leaders as potential riot specialists, he does not specify what kind of interest this particular group’s members have, beyond saying that they have some interests in violence. In other words, the lit- erature does not make a particular difference between religious leaders—whether scholars, cler- ics, or leaders of organizations—and other forms of ethnic or political leadership.
Yet, religious elites have their own sets of interests, which are not always aligned with those of politicians. Most religious leaders do not seek election or re-election, and may not necessarily
23 Monica D. Toft, “The Politics of Religious Outbidding,” The Review of Faith & International Affairs, 11, no.3 (2013): 14
24 Geneive Abdo, The New Sectarianism: The Arab Uprisings and the Rebirth of the Shi'a-Sunni Divide (Oxford: Oxford University Press, 2017) and Frederic M. Wehrey, Sectarian Politics in the Gulf: From the Iraq War to the Arab Uprisings (New York: Columbia University Press, 2014).
25 Paul R. Brass, (ed) Riots and Progrom (Houndmills, Macmillan, 1996): 12
26 Ibid: 12-3.
34 benefit from increased religious tensions. Indeed, political elites may find it difficult to use reli- gion as an instrument of mobilization if clerics do not cooperate and grant permission. Clerics can use their influence to prevent violence and oppose politicians if they wish. For instance, we know that some churches and religious leaders have played a positive role in opposing dictator- ship in Latin America27, fighting against or in favour of segregation in the United States28, res- cuing Jews during the Holocaust29, and preventing the killing of Tutsis in some regions of Rwanda.30 As argued by Alexander De Juan, clerics generally cooperate with politicians to pro- tect their religious communities, expand their religious influence, and realize their religious agendas.31 We know little, however, about clerics’ interests. The theory proposed in this chapter aims to fill that gap.
When applied to clerics, the religious outbidding literature also tends to largely overpredict reli- gious radicalism in the Muslim world. It has become something of a truism today to state that the Sunni religious field is fragmented, decentralized, and competitive. In the absence of a Church, there has never been an official clergy and the boundaries between the laity and the religious specialists have always been fluid. Each cleric is autonomous and independent. Mo-
27 Anthony Gill, Rendering Unto Caesar: The Catholic Church and the State in Latin America (Chicago: University of Chicago Press, 2008); Christopher W. Hale, “Religious Institutions and Civic Engagement: A Test of Religion's Impact on Political Activism in Mexico,” Comparative Politics, 47, no.2 (2015): 211-230; Guillermo Trejo, “Religious Competition and Ethnic Mobilization in Latin America: Why the Catholic Church Promotes Indigenous Movements in Mexico,” American Political Science Review, 103, no.3 (2009): 323-342.
28 Allison Calhoun-Brown, “Upon this Rock: The Black Church, Nonviolence, and the Civil Rights Movement,” PS: Political Science and Politics, 33, no.2 (2000): 169-174; Aldon D. Morris The Origins of the Civil Rights Movement: Black Communities Organizing for Change (New York, NY: The Free Press, 1986); and, Wyn Craig Wade, The Fiery Cross: The Ku Klux Klan in America. (Oxford: Oxford University Press, USA, 1998).
29 Herbert Fein, Accounting for Genocide: National Responses and Jewish Victimization during the Hol- ocaust (Chicago, IL: University of Chicago Press, 1979); Jacques Sémelin et al. Resisting Genocide: The Multiple Forms of Rescue (New York, NY: Columbia University Press, 2011); and, Scott Straus, The Order of Genocide: Race, Power, and War in Rwanda (Ithaca, NY: Cornell University Press, 2013).
30 Timothy Longman, Christianity and Genocide in Rwanda (Cambridge, MA: Cambridge University Press, 2009).
31 Alexander De Juan, “A Pact with the Devil? Elite Alliances as Bases of Violent Religious Con- flicts,” Studies in Conflict & Terrorism, 31, no.12 (2008): 1121.
35 dernity has eroded the authority of the ulama, which was protected until then by their privileged access to education and the Arabic language (in most Muslim countries). In other words, it has opened the religious field to numerous “new intellectuals” of Islam.32 As Eickleman and Pisca- tori put it,
common to contemporary Muslim politics is a marked fragmentation of authority. The ulama no longer have, if they ever did, a monopoly on sacred authority. Rather, Sufi shaykhs, engineers, professors of education, medical doctors, army and militia leaders, and others compete to speak for Islam. In the process, the playing field has become more level, but also more dangerous.
Despite fragmentation and competition—a de facto condition in the Sunni religious field—not all clerics have radicalized. A better understanding of the type of competition that triggers radi- calization and the nature clerics’ interest is therefore necessary.
The literature is only starting to delve into clerics’ decision-making and the reasons that push some, and not others, into radical mobilization. In his book Deadly Clerics: Blocked Ambition and the Paths to Jihad, Richard Nielsen examines the influence of academic, religious, and po- litical institutions on the rise of modern jihad. He argues that clerics are unlikely to espouse vio- lent jihad when their academic ambitions are attainable, but they are at a higher risk of turning to violent ideologies when their ambition is blocked. Insider clerics have dense and well- connected networks, while outsider clerics may preach jihadi ideologies to attract supporters and funding.33 Similarly, Quinn Mecham argues that Islamist actors have low incentives to politicize Islam when religious superiors can police them and when they have access to state rents such as state subsidies, economic agreements, or employment.34 Both scholars focus on “establishment ulama,” ulama who have access to government positions. In Indonesia as elsewhere, this would
32 Muhammad Qasim Zaman, The Ulama in Contemporary Islam: Custodians of Change (New York, NY: Princeton University Press, 2010).
33 Nielsen, Richard A. Deadly Clerics: Blocked Ambition and the Paths to Jihad (Cambridge, MA: Cam- bridge University Press, 2017).
34 R. Quinn Mecham, Institutional Origins of Islamist Political Mobilization (Cambridge, MA: Cam- bridge University Press, 2017).
36 overlook the much larger body of clerics without government jobs and who are not radical. A theory of radicalism that focuses on clerics must have a broader understanding of their interests.
The religious economy literature has long framed the question of religious behaviour as one of interests and institutions. This approach focuses on 1) the producers of religious “goods,” clerics and churches, and 1) the religious “market” in which they are located, the arena in which vari- ous clerics and churches interact with each other and the government.35 The premise is that cler- ics, like firms in a market, aim to maximize followers and resources. This approach avoids treat- ing clerics as pure “ideologues” and as potentially irrational actors. Indeed, even the most de- voted cleric must find resources to run his school, hire staff, and pay electricity bills. While ide- as matter, religious firms’ behaviour is modelled as a rational response to constraints and oppor- tunities they find in the religious market.
A central argument of the religious economy literature is that clerics and churches behave dif- ferently under conditions of religious pluralism than under conditions of (state-enforced) reli- gious monopoly such as official churches. The puzzle they tackle is the decline of religiosity in Europe and its stability in the United States. They argue that under religious pluralism, like the United States, competitive religious markets produce incentives for “evangelical vigour,” as clients can turn to alternative offers in more diversified niche markets. Pluralism leads to higher levels of religiosity. By contrast, monopolistic markets like in Europe produce fewer incentives for “religious innovations,” and thus religious institutions are less responsive to the various preferences of the religious goods consumers.36 A growing body of comparative work shows that religious competition is a key factor that explains shifts in clerics’ preference in favour of defending the poor37 and the indigenous population in Latin America.38 The religious economy literature has mostly focused on Christian societies, leaving Muslim societies under-theorized.
35 See Anthony Gill, “Religion and Comparative Politics,” Annual Review of Political Science, 4, no.1 (2001): 130.
36 However, see Malika Zeghal, “État et Marché des Biens Religieux. Les Voies Égyptienne et Tu- nisienne.” Critique Internationale, 5, no.1 (1999): 75-95.
37 Anthony Gill, Rendering unto Caesar: the Catholic Church and the state in Latin America. (Chicago, IL: University of Chicago Press, 2008) and Christopher W. Hale, “Religious Institutions and Civic En-
37
This theory of radicalization builds on some of the insights of the religious economy literature. It conceives religious behaviour as an outcome of rational considerations related to clerics’ in- terests, and the interactions between “producers” of religious goods. It goes beyond this litera- ture’s shallow understanding of clerics’ interests (i.e., follower maximization), however. It shows that clerics’ interests —the desire to maintain a large following and gain recognition from other clerics— take shape in a complex institutional environment. In contrast to the outbidding litera- ture, this dissertation shows how institutions construct the competitive space for clerics to bid for support. It shows that these interests of trump ideological or theological commitments among clerics. It also shows that clerics’ own sets of interests may trump political efforts to po- liticize interreligious conflict. This theory seeks to explain more than behavioural radicalization and seeks to explain the emergence of radical entrepreneurs themselves.
2. An Institutional Theory of Radicalism and Radicalization
A theory of clerics’ radicalization begins by identifying what is at stake. Religious entrepreneurs seek to lay claim on religious authority. Religious authority is “the ability (chance, power, or right) to define correct belief and practice […], to shape and influence the views and conduct of others accordingly; to identify, marginalize, punish or exclude deviance, heresy and apostasy and their agents and advocates; [and] to compose and define the canon of ‘authoritative’ texts and the legitimate methods of interpretation.”39 Yet Sunni Islam lacks a formal clerical structure and an institution resembling a church that would recognize and legitimize a class of ordained and professional clergy with complete de facto and de jure monopoly over religious authority.
Muslim clerics thus face a fundamental problem. In the absence of a church, how does gain recognition as a cleric? Once recognized, how does one maintain that status? While authority
gagement: A Test of Religion's Impact on Political Activism in Mexico.” Comparative Politics, 47, no.2 (2015): 211-230.
38 Christopher W. Hale, “Religious Institutions and Collective Action: The Catholic Church and Political Activism in Indigenous Chiapas and Yucatán.” Politics and Religion 11, no.1 (2018): 27-54.
39 Krämer, Gudrun, and Sabine Schmidtke (eds.) Speaking for Islam: Religious Authorities in Muslim Societies. (Boston, MA: Brill, 2006): 1-2
38 rests on specific qualities and qualifications, inherited or acquired40, “it is the willingness of others to credit any given person, group or institution with religious authority that ultimately renders it effective.”41 Religious authority is not a fixed attribute. It is premised on “recognition and acquiescence.”42
Most clerics seek a loyal base of followers, the most obvious and visible indicator of recogni- tion. Indeed, without a church to grant sanctions, followers are often the only judges of a cleric’s “worth.” As Sam Cherribi puts it, “success of the imam in the eyes of the public […], measured by the number of followers, is an important metric for cleric status.43 People typically perceive clerics with large numbers of followers perceived as employing well-reasoned arguments and to write clear, pragmatic rulings on relevant issues.44 Those clerics are better able to leverage their popularity when seeking political influence or material rewards such as a position at a prestig- ious mosque or a job in the government.45 A loyal base of followers is also useful for material reasons. In the absence of a central Church, each cleric is responsible for his income via the con- tributions he can gather from his followers.46 Clerics also require material resources if they want to grow their flock. Proselytizing, operating churches, mosques or temples, and providing social services or religious education are costly. The long-term survival of a church, a monastery, or a madrasah (a Quranic school) depends on a religious leader’s ability to secure material re- sources.
40 See Tamara Sonn, “Continuity and Change in Religious Authority among Sunni Arabs” Sociology of Islam, 6 (2018): 141-64
41 Ibid: 2.
42 Ibid: 2; see also Mandaville, Peter. “Globalization and the Politics of Religious Knowledge: Pluraliz- ing Authority in the Muslim World.” Theory, Culture & Society, 24, no.2 (2007): 101.
43 Cherribi, In the House of War: 114
44 Richard Alexander Nielsen, The lonely Jihadist: Weak Networks and the Radicalization of Muslim Clerics. Unpublished Ph.D. Dissertation, Harvard University, 2013: 63
45 Idem.
46 Gill. “Religion and Comparative Politics”: 132.
39
Figure 2.1- The Two Sources of Religious Authority
Recognition from other clerics
Recognition from followers
Followers
Most clerics seek recognition from fellow clerics. As discussed by Cherribi, a form of informal hierarchy exists among imams and ulama based on degree of recognition by other clerics. The society of imams and ulama acknowledge (or not) the legitimacy of their colleagues’ religious authority. This recognition involves various elements including, but not restricted to the recogni- tion of degrees from well-known and well-respected Islamic schools and universities, family ties to famous ulama, membership in common networks and organizations, or reputation.47 Clerics who cannot gain recognition from other clerics risk isolation or outright exclusion as inter-cleric recognition acts as a form of “peer review.”48 When clerics do not recognize each other, greater competition and less cooperation exist among them. The need for recognition from followers and other clerics interact: for those clerics who cannot gain recognition from other clerics, more of their status rests on amassing a large number of followers. Clerics with large flocks force other clerics to recognize them.
47 Nielsen, The lonely Jihadist: 63.
48 Cherribi, In the House of War: 114.
40
2.1 “Vertical integration”: Ties to Followers
If Sunni Islam lacks a central institution, it is far from a religion without institutions. Building and running mosques, Islamic schools, or charities, and creating or joining Islamic associations, have always been inseparable from claiming religious authority in Islam. These organizations— which tie clerics to communities of followers and clerics among themselves—produce, repro- duce, and help with the recognition of religious authority. Organizations either facilitate or hamper clerics’ capacity to gain influence, recruit followers, and secure resources. Stronger ver- tical integration produces more stable religious access to followers and resources, while weaker integration makes authorities more precarious.
Leaders have more or less institutionalized ties to their followers. For instance, informal patterns of patron-client relations often form the basis of vertical ties. Mutual exchanges reinforce the cleric’s (patron’s) authority and the followers’ loyalty. Some of these ties are stronger when they involve a sense of common identity and mutual trust, which facilitate a cleric’s claim to authority. These ties can also lead to more institutionalized forms of vertical integration such as organizational ties for instance. Religious entrepreneurs are often part of socio-religious organi- zations that target various groups such as youth, students, farmers, women, and even activities such as literature, arts, and cooperative. Some clerics also engage in the provision of services, such as healthcare and education, complementing or sometimes replacing the state. While more or less “religious,” these socio-religious organizations play a crucial role in strengthening col- lective identities and increase the legitimacy of the clerics’ leadership claims. They create spac- es of participation through which followers gain a sense of belonging and mutual obligations, which all help to reinforce leadership positions.
Entrepreneurs who evolve in institution-poor environments—who are not embedded in their community—face additional challenges to gain and stabilize their religious authority. They have to work a lot harder for society to recognize them, as they are not part of it; they just cannot rely on patron-client relations or use socio-religious organizations to gain a foothold in society. Con- tacts with potential followers are, as a result, more episodic and uncertain, and entrepreneurs need to build and rebuild them all the time. Clerics have to be particularly creative in such situa- tions and use a variety of means to signal and demonstrate their value to potential followers and
41 thus gain recognition. Access to influence and authority is, for clerics without vertical ties to communities, much more unstable and precarious.
Figure 2.2- The Religious Authority Continuum
Fragile, Secure, precarious, and strong, and competitive stable religious religious authority authority
Followers Followers
Less institutionalized More institutionalized Weak vertical integration Weak vertical integration Weak horizontal integration Weak horizontal integration
2.2 “Horizontal integration”: Ties to Other Clerics
Horizontal ties connect clerics among each other, both locally and across space. Like ties with followers, ties with fellow clerics are more or less formal and more or less profound. Social bonds such as friendship, kinship ties, marriages, or ethnicity are the most basic horizontal net- works. Such solidarity-based social bonds are generally stronger than instrumentally driven “transaction” networks.49 Transaction networks nevertheless help clerics increase information sharing and mutual trust. Both types of ties help clerics settle disputes, instill a sense of collec-
49 Delia Baldassari and Mario Diani. “The Integrative Power of Civic Networks.” American Journal of Sociology, 113 (2007): 735–80. Quoted in Sidney G. Tarrow, Power in movement: Social movements and contentious politics. (Cambridge, MA: Cambridge University Press, 2011): 132.
42 tive identity, and mitigate conflict potential among clerics. Social or transactional bonds can also lead to more formal organizational ties, which help cement inter-elite bonds. It is easier for entrepreneurs to gain recognition as religious authorities within organizations that grant them official leadership position and opportunities to increase their networks.
When strong, inter-cleric connections can also facilitate collective action and help mitigate in- ter-elite competition. Indeed, clerics that coalesce can come together and form a religious “car- tel.” A cartel is a form of horizontal concentration in which independent firms agree to control prices and share a market. The goal is to make it more difficult for new competitors to enter the market and thus maximize their profit. Religious “firms” and entrepreneurs can also seek cartel- like arrangements in order to mitigate religious competition. In The Churching of America, Roger Finke and Rodney Stark found that various churches throughout the U.S. history have tried through formal and informal agreements to cooperate and refrain from competing against each other. For instance, they avoided to recruit from each other’s flock, by dividing the territo- ry, and by imposed limitations on who has the right to preach or not. In other words, cartels seek to impose barriers of entry to new religious leaders in the religious market in the hope of max- imizing existing leaders’ authority. These types of arrangements are only possible when clerics have some form of horizontal ties.
Without horizontal ties, clerics are isolated and gaining religious authority is often more com- petitive. Religious markets are characterized by a series of localized power centres and networks that cluster around particular leaders. Clerics find it more difficult to coordinate, and the broker- age of interests is limited; religious cartels are impossible. The more fragmented and segmented the elite structure is, the more competitive gaining religious authority for a cleric becomes. In a competitive environment, the number of competing clerics is central. Like party systems, some religious markets are more or less crowded, and some more or less competitive. In the absence of cartel arrangements among elites, barriers of entry are low. Religious entrepreneurs find it easier to gain access to the religious market since established religious leaders are unable to act collectively and block access to the religious market. In a crowded religious market, a large number of religious leaders and entrepreneurs compete for the same constituency. A limited supply of followers exists, however. With more entrepreneurs in a religious market, an entrepre-
43 neur can often secure only a smaller share of followers. Entrepreneurs with fewer followers are more vulnerable to go “out of business” and be unable to sustain their religious efforts.
The rest of this chapter explains how the institutional context in which clerics operate shape and mediate religious leaders’ decision to embrace radical mobilization. Islamic leaders with weak ties to the community and to other clerics are more likely to radicalize, whereas those with strong ties are less likely. Before turning to radicalization, I discuss the origins of Islamic insti- tutions briefly.
3. The Origins of Islamic Institutions and Religious Markets
Religious markets and institutions are varied. Their configuration results from broader political dynamics and conflicts. Factors such as ethnicity, clans, war, and geography may all have long- lasting impacts on the strength or weakness of clerics’ ties to the community and other clerics. The existence of a common identity is often not sufficient, however, for the emergence of a strongly integrated elite structure.50
Throughout the world, the advent of colonialism and the building of modern states represented significant ruptures in how states and religious elites interact in the Muslim world.51 The terms on which modern states incorporated religious leaders and organizations differed greatly across countries and left long-lasting consequences. As shown in this dissertation, they also differed
50 Stathis N. Kalyvas, The Rise of Christian Democracy in Europe. (Ithaca, NY: Cornell University Press, 1996): 13.
51 Marcel Maussen, Veit-Michael Bader, and Annelies Moors (eds.), Colonial and Post-Colonial Gov- ernance of Islam: Continuities and Ruptures. (Amsterdam: Amsterdam University Press, 2011); David Robinson, Paths of Accommodation: Muslim Societies and French Colonial Authorities in Senegal and Mauritania, 1880-1920.” (Athens: Ohio University Press, 2000); and Pierre-Jean Luizard, Le Choc Co- lonial et l'Islam: Les Politiques religieuses des puissances coloniales en terres d'Islam (Paris: La Découverte, 2006).
44 significantly within countries.52 A crucial and strategic dimension of that incorporation revolved around clerics’ autonomous sources of revenue. Clerics historically drew most of their revenue and autonomy from wakaf (charitable foundation).53 A wakaf is an inalienable charitable en- dowment (a building, a plot of land, or other assets) given for a religious or charitable purpose with no intention of reclaiming the asset. Muslims have long used incomes generated by a wakaf to maintain imams, khatibs, ulama, and even madrasahs’ students. A second source of income for clerics is the zakat, the obligatory Islamic alms. Zakat is either given to the poor directly, to Muslim associations, charitable organizations, or the Islamic clergy. People use it to fund a vari- ety of activities, primarily welfare and educational institutions such as madrasahs. Aside from income, the degree of autonomy granted to clerics was also crucial to state-building strategies.
State-building altered clerics’ access to independent sources of revenue. In many cases, 19th- and 20th-century state-builders seized, nationalized, or replaced Islamic charitable institutions (wakaf) with state-run substitutes. The state often took over zakat and made it part of state taxa- tion.54 Through these reforms, modern and colonial state builders sought to eliminate, co-opt, or bureaucratize Islamic leaders, often transforming into salaried employees of the state. The state tried to strengthen its power, avoid fiscal evasion, and destroy the autonomy and strength of Islamic leaders by attacking religious endowments. For states that had weak legitimacy, incor- porating religion into the state, and making the state into the main patron of the religion, aimed
52 Catherine Boone also finds variations in state-building within a single state in Africa. See Political Topographies of the African State: Territorial Authority and Institutional Choice (Cambridge, MA: Cambridge University Press, 2003); and Catherine Boone, Property and Political Order in Africa: Land Rights and the Structure of Politics (Cambridge, MA: Cambridge University Press, 2014).
53 Abd Al-Rahman Al-Salimi, “Zakāt, Citizenship and the State: The Evolution of Islamic Religious and Political Authority.” Journal of the Royal Asiatic Society, 25, no.1 (2015): 57-69; Jennifer Bremer, “Is- lamic Philanthropy: Reviving Traditional Forms for Building Social Justice,” Unpublished Conference Paper, CSID Fifth Annual Conference, Defining and Establishing Justice in Muslim Societies (Washing- ton, D.C., May 28-9, 2004).
54 Jennifer Bremer, “Islamic Philanthropy”: 12; Tamir Moustafa, “Conflict and Cooperation Between the State and Religious Institutions in Contemporary Egypt.” International Journal of Middle East Stud- ies 32, no.1 (2000): 3-22; Malika Zeghal, “État et marché des biens religieux”; Arnold H. Green “A Comparative Historical Analysis of the Ulama and the State in Egypt and Tunisia.” Revue de l'Occident Musulman et de la Méditerranée, 29, (1980). 31-54.
45 at tapping into religious leaders and organizations’ legitimacy.55 In other contexts, state builders granted more autonomy to religious elites and left their wakaf and zakat almost untouched. Is- lamic leaders were sometimes useful allies to state builders as they kept the population subservi- ent. They helped collect taxes, mobilize labour, offer a much-needed social safety net, and keep the population obedient.56
The model adopted left enduring legacies on religious authorities and their institutions. Often, ulama that were too close to the state lost legitimacy in the eyes of the ummah. Clerics who re- sisted integration, but faced policies of nationalization and bureaucratization, often became powerless. Where ulama were neutralized, the religious market became wide open for new Is- lamic actors to fill the space.
Those who successfully resisted and were empowered became important economic or political elites, and subsequent regimes were often unable to undo what the previous regimes did. Vested interests, both among religious and secular leadership, often prevented states from altering their relation to religious leaders. For example, religious organizations resisted the development of the welfare state in countries where they were responsible for providing social services.57 Reli- gious organizations have also become an integral part of some country’s social services provi- sion systems.58 Eventually, these interactions came to be entrenched in laws and constitutions,
55 Seyyed Vali Reza Nasr, Islamic Leviathan: Islam and the Making of State Power. (Oxford: Oxford University Press, 2001); Stephen McCarthy, “Overturning the Alms Bowl: The Price of Survival and the Consequences for Political Legitimacy in Burma”. Australian Journal of International Affairs, 62, no.3 (2008): 298-314.
56 The most striking example of such a system took form in West Africa. In West Africa, the French co- lonial power used the Sufi brotherhood as a means to get access to the lucrative peanut cultivation. See Boone, Political Topographies; and David Robinson and Jean-Louis Triaud (eds.), Le Temps des Mara- bouts: Itinéraires et Stratégies Islamiques en Afrique Occidentale Française (Paris: Karthala Editions, 2012). Robinson, Paths of Accommodation.
57 Anders Bäckström et al. Welfare and Religion in 21st Century Europe: Volume 1: Configuring the Connections. (New York, NY: Routledge, 2016).
58 Arendt Lijphart, “Consociational Democracy,” World Politics, 21, no.02 (1969): 207-225.
46 making reversal even less likely.59 The configuration of relations with religious leaders and or- ganizations established in the 17th and 18th centuries still shape European states’ approach to contemporary problems such as the integration of new religious minorities.60
4. Status, Competition, and Radicalism
The opportunities and constraints faced by clerics when they seek religious authority shape the choice to mobilize against minorities, women, and co-religionists. Low-status clerics are par- ticularly precarious. With weak vertical and horizontal ties, they find it difficult to secure recog- nition from followers. They often have to compete with other clerics for recognition by follow- ers. When leaders have weak ties to the community and inter-elite competition is intense, they tend to adopt more aggressive strategies of recruitment. Scapegoating and radical marginaliza- tion are efficient strategies in these contexts.
This dissertation is about “behavioural” radicalization, the use of violent and extra-legal mobili- zation. It is not about radical ideas and it does not suggest that institutions generate tolerance or intolerance per se. Clerics with weak ties do not suddenly become intolerant and start to despise their neighbours. A variety of factors—psycho-sociological, theological, or historical— explain intolerant attitudes, but they are beyond the scope of this theory.61 Instead, intolerant clerics
59 See for example the American case, Leonard W. Levy, The Establishment Clause: Religion and the First Amendment (Chapel Hill, NC: University of North Carolina Press, 1994).
60 See for example Ahmet T. Kuru, Secularism and State Policies Toward Religion: The United States, France, and Turkey. (Cambridge, MA: Cambridge University Press, 2009); Anthony Gill, The Political Origins of Religious Liberty (Cambridge, MA: Cambridge University Press, 2007); Joel S. Fetzer and J. Christopher Soper, Muslims and the State in Britain, France, and Germany (Cambridge, MA: Cam- bridge University Press, 2005); Michael Koenig, “Europeanising the Governance of Religious Diversity: An Institutionalist Account of Muslim Struggles for Public Recognition. Journal of Ethnic and Migra- tion Studies, 33, no.6 (2007): 911-932. See Christian Joppke for a critique of that longue durée approach in “Beyond National Models: Civic Integration Policies for Immigrants in Western Europe” West Euro- pean Politics, 30, no.1 (2007), 1-22.
61 Classic social psychological perspectives on prejudice are: Gordon W. Allport, The Nature of Preju- dice. (Reading, MA: Addison-Wesley, 1979) and Thomas F. Pettigrew, “Intergroup Contact Theo- ry.” Annual Review of Psychology, 49, no.1 (1998): 65-85. For a historically grounded explanation of
47 exist just as much as tolerant clerics do, and they either mobilize or remain silent. This disserta- tion shows that no inevitable connection exists between extremist political or religious ideas and extremist or violent actions; radicalization—i.e., the internalizing of a set of beliefs—does not entail participation in violent organizations.62 Intolerant clerics mobilize only if they have the opportunities or incentives to mobilize. Conversely, tolerant clerics mobilize in favour of minor- ities only if they have the incentive.
This dissertation shows that “tolerant” societies may not be truly or entirely tolerant when it comes to social attitudes. Tolerance is more often the unintended consequence the intolerants’ silence, rather than the tolerants’ heartfelt ethics or mobilization. In other words, tolerance is often a form of truce, an “indifference to differences,” or in Walzer’s words, a “resigned ac- ceptance of difference for the sake of peace.” Religious persecutions are neither spontaneous nor inevitable. Instead, the critical question is what keeps intolerant actors silent or spurs them to violent action.63
Clerics with deep roots in society are in a stronger position: they have constant access to follow- ers and have higher status. A high-status cleric has more “theological independence”: he “preaches what he pleases, while a low-status cleric is constrained to the point [of becoming] a ‘prisoner of the mosque,’ required to cater his preaching to the whims of whichever audience is supporting him from day to day.”64 In other words, clerics who want to persist “must constantly prove [themselves] to the immediate religious group that grants legitimation.”65 They have to cater to their followers’ needs almost as clients. Without regularized interaction with followers, “the messenger is […] judged more by his personal appeal to the people, rather than his profes-
hatreds see Stuart J. Kaufman, Modern Hatreds: The Symbolic Politics of Ethnic War. (Ithaca, NY: Cor- nell University Press, 2001).
62 For a similar argument see Randy Borum, ‘Rethinking Radicalization’, Journal of Strategic Security, 4, no. 4, (2011): 2.
63 Cherian George, Hate Spin: The Manufacture of Religious Offense and its Threat to Democracy. (Cambridge, MA: The MIT Press, 2016): 4.
64 Cherribi, In the House of War: 114-115, cited by Nielsen, Lonely Clerics: 64
65 Jackson W. Carroll, “Some Issues in Clergy Authority.” Review of Religious Research (1981): 100.
48 sional qualifications […]; and the message is judged by its application to the practical life […] and not by the professional standards of a well-trained clergy.”66 When institutions do not facili- tate the gaining religious authority, recognition lies entirely on the shoulders of clerics and as- piring clerics. Such leadership is unpredictable, personal and unstable, and hence must become “routinized” if the mission of the originator is to persist. Clerics who have deep ties in society and strong horizontal ties are less likely to feel threatened by religious minorities. Their imme- diate survival does not depend on annihilating the other group.
Religious markets in which clerics have weak horizontal ties are more competitive and prone to conflicts. The more a religious market is crowded and pluralistic, the more access to authority and resources is precarious. In pluralistic markets, religious entrepreneurs need to be incredibly creative if they want to survive: they need to gain a competitive advantage by breaking into new “markets,” catering to overlooked niches, or better advertising and promoting their “offer.” As Richard A. Nielsen puts it, “in a cramped marketplace of clerics, each attempt to appeal to simi- lar groups of lay Muslims, and each attempt to promote their own credentials.”67 Low-status clerics are unable to send credible signals as to where they stand and what is their “worth”, so this has a radicalizing effect on the clerics’ position taking. In less crowded religious markets, access to resources and followers is less competitive. In such markets, clerics need not be as fervent or as creative. They can even afford to be “lazy” as other clerics are not as threatening.68 They are often more concerned with maintaining their market share than to conquer new mar- kets.
Clerics who operate in competitive religious markets are more amenable to strategies of radical- ization and anti-minority mobilization. Competition sets off a process of internal differentiation. Cunningham et al. show that in contexts of civil war, ingroup competition for political relevance
66 Roger Finke, “Religious Deregulation: Origins and Consequences,” Journal of Church and State 32(3): 617 (1990).
67 Nielsen, Lonely Clerics: 80
68 See for instance, Mark Chaves and David E. Cann, “Regulation, Pluralism, and Religious Market Structure: Explaining Religion's Citality,” Rationality and Society, 4, no.3 (1992), 272-290; Laurence R. Iannaccone, Roger Finke, Rodney Stark, “Deregulation Religion: The Economics of Church and State,” Economic Inquiry 35 (1997): 350-364.
49
“creates incentives for militancy” and “for all factions to use violence against the state and against their co-ethnic brethren.”69 Clerics with weak vertical and horizontal ties are particularly vulnerable to radicalization. In her study of radical leftist organizations in Italy and Germany, Donatella Della Porta found that activists who lacked resources were those who most radical- ized their repertoire.70 Violent mobilization is “a resource for survival for groups that are weak”: violent militancy a substitute for other resources and “militancy become its only unifying prin- ciple.”71 Like rival companies vying for a share of the market, competition between activists triggered their attempt to distinguish their “product” from that of the others in order to occupy a niche where their products were most in demand.72 The range of options is wide open: where clerics have weak horizontal ties, no institutions or cartels can impose barriers of entry in the religious market. The boundaries between the legitimate and the illegitimate, orthodox and unor- thodox, and acceptable and unacceptable religious expression are much more fluid as a result. Inter-elite competition also leads to tactical differentiation.73 In their search for a specific politi- cal identity, different groups tested different strategies, thus polarizing the moderate and radical wings. Nielsen shows that clerics with little access to networks and influence are more likely to radicalize and adopt jihadist rhetoric as a way to demonstrate their commitment and autonomy. Finally, as argued by Roger Brubaker, competitive religious markets are more disposed toward
69 Kathleen Gallagher Cunningham, Bakke Kristin M. and Lee J. M. Seymour. “Shirts Today, Skins To- morrow: Dual Contests and the Effects of Fragmentation in Self-Determination Disputes,” Journal of Conflict Resolution, 56, no.1 (2012): 67–93, cited in Kathleen Gallagher Cunningham and Wendy Pearlman, “Nonstate Actors, Fragmentation, and Conflict Processes,” The Journal of Conflict Resolution, 56, no.1 (2012): 11.
70 Donatella Della Porta, Social Movements, Political Violence, and the State: A Comparative Analysis of Italy and Germany, (Cambridge, MA: Cambridge University Press, 2006): 110.
71 Ibid: 107.
72 Ibid: 196.
73 Mayer N. Zald and John D. McCarthy. “Social Movement Industries: Competition and Cooperation Among Movement Organizations,” in L. Kriesberg (ed), Research in Social Movements, Conflict, and Change (Greenwich, CT: JAI Press, 1980): 6.
50 what he calls “heteronomy,” that is, the use of capital and principles of valuation derived from other markets such as capital of notoriety, fame, or media exposure.74
Radicalization and intolerant mobilization are more likely to happen when clerics face intense competition and are weakly embedded in society. Mobilizing against a minority is a cheap and efficient strategy to generate religious authority. It is powerful because it strengthens in-group solidarity by erecting sharp boundaries between an in-group and an out-group; it amplifies dis- tinctions between one group and another by spreading negative ideas about a minority; it taps into anxieties and prejudice to foster a sense of urgency and threat; and stimulates strong popu- lar reactions by painting another group as being offensive, blasphemous, or humiliating.75
Hate speech, “offence-taking” and scapegoating change followers’ sense of priority, make the status quo unacceptable, and silence those who perceive themselves as tolerant. On the one hand, noisy intolerant clerics hope to discredit moderate clerics, whose position on these issues are ambiguous, and push them into total silence. On the other hand, by identifying a problem, and offering to solve the problem, some clerics can promote their own leadership position and strengthen their appeal as religious leaders. Through public provocation, they hope to gain visi- bility, fame and media exposure and thus strengthen their social ascendency. By forcing reli- gious entrepreneurs to stress the comparative advantage of their offer, competitive religious markets trigger dynamics of religious outbidding.76 Through outbidding, religious entrepreneurs gain religious credentials by claiming to be more religious than other religious leaders.
Mobilization against a minority is not just a short-term strategy for low-status clerics; it also expands religious entrepreneurs’ influence, networks, and access in the longer run. As Sirianni and Friedland recognize, “social movements do not merely rely upon existing social capital:
74 Rogers Brubaker, “Religious Dimensions of Political Conflict and Violence,” Sociological Theory, 33, no.1 (2015): 11.
75 George, Hate-Spin: 18
76 Monica D. Toft, “The Politics of Religious Outbidding,” The Review of Faith & International Affairs, 11, no.3 (2013): 10-19; Monica D. Toft, “Getting religion? The Puzzling Case of Islam and Civil War,” International Security, 31, no.4 (2007): 97-131; and Aisha Ahmad, “Going Global: Islamist Competition in Contemporary Civil Wars,” Security Studies, 25, no.2 (2016): 353-384.
51 they also reproduce it, and sometimes create new forms of it.”77 While some of them may fall back into oblivion after mobilization, others will use it as a means to solidify their position. For instance, mobilization itself often helps the creation of new networks and organizational struc- tures, which may outlast mobilization itself. Clerics who are low-status may increase following through mobilization, and they may increase their status by gaining a “greater integration 78 […] within elite circles,” and “within the associational networks of their societies.”
5. Conclusion
The goal of this chapter was to develop a theoretical framework explaining the drivers of clerics radicalization. I showed the limits of dominant approaches, which focus on lay masses or politi- cians and state elites, rather than religious leaders per se. The literature often links ideas to radi- cal actions, without looking at the structure of incentives and the interests of those who claim to be religious leaders.
I developed two interrelated causal arguments. First, I argued that a theory of clerics’ radicaliza- tion must begin by identifying what is at stakes. In the absence of a church, which assigns au- thority to a professional clergy, recognition by followers and other clerics is the basis of reli- gious authority. The challenge for clerics and aspiring clerics is to garner and maintain that recognition. Ties to followers and other clerics are more or less institutionalized. When they are institutionalized, religious authority is more stable, routinized, and competitive. When they are not institutionalized, religious authority is inherently unstable, precarious, and competitive. Se- cond, I argued that clerics have incentives for radicalization when they have weak ties to their followers and other clerics and evolve in competitive religious environments. Such clerics are
77 Carmen Sirianni and Lewis Friedland. 1995. “Social Capital and Civic Innovation: Learning and Ca- pacity Building from the 1960s to the 1990s.” Paper presented at the American Sociological Association Annual Meeting, Washington, DC., cited by Mario Diani, “Social Movements and Social Capital: A Network Perspective on Movement Outcomes.” Mobilization: An International Quarterly, 2, no.2 (1997): 129-147.
78 Diani, “Social Movements and Social Capital,” 136.
52 more likely to adopt aggressive strategies of recruitment. Scapegoating and radical marginaliza- tion are efficient strategies in these contexts.
53
Chapter 3 Radical Mobilization and Islamic Institutions: Setting the Stage
Since the early 2000s, Indonesia has experienced unparalleled levels of Islamic militancy. New radical groups have spread throughout Indonesia and have increasingly adopted aggressive strategies against immorality, blasphemy, and religious deviancy. A striking feature of contem- porary mobilization is cross-regional differences in how religious authority is mobilized and contested. While most regions have radical groups, only some have experienced widespread and persistent mobilization. West Java is the province most affected by radical mobilization: it is the province with both the most radical groups and the region where they have been the most active. Far from a fringe phenomenon, anti-minority mobilization in West Java has involved kyai and ustadz as leaders of the radical groups. The provinces of Central and East Java, by contrast, are home to fewer radical groups and radical mobilization. In these provinces, kyai and ustadz have refrained from condoning or joining radical anti-minority mobilization. Why?
This chapter sets the stage to the dissertation’s main argument, which is that there is a link be- tween the production of radical entrepreneurs and the features of a religious environment, the strength of its clerics and its religious organizations. This chapter argues that the proliferation of vigilante groups and higher levels of mobilization are linked to the involvement of traditional Muslim leaders. Where clerics have participated, vigilante groups have proliferated, and mobili- zation has exploded, but where they have not, vigilante groups found it hard to get a foothold and have generally laid low. This chapter then explains that the participation of those clerics is linked to local Islamic organizations and the configuration of local religious markets. In regions with high numbers of vigilante groups and high levels of mobilization, being recognized as a religious leader is more difficult and more competitive. This chapter uses a newly compiled da-
53 54 taset to systematically measure differences in the configuration of religious organizations and religious markets across Java. The data shows previously overlooked sub-regional differences: in West Java, a radical region, clerics are fragmented and have small religious organizations and the religious market is crowded and competitive; in East Java, a region less prone to militancy, clerics are cohesive and have large religious organizations, and the religious market is less crowded and competitive.
1. Radical Clerics and Intolerant Mobilization
My point of departure is, as discussed at length in chapter 1, the cross-regional difference in how religious authority is mobilized and contested in post-transition Indonesia. Since the coun- try’s democratic transition in 1998, new Islamic radical groups have been created, and some of them have adopted increasingly aggressive strategies such as fighting against immorality, pro- testing blasphemy, or attacking “deviant” religious minorities. The rise of radical groups varies across regions. Although vigilante militias exist in most districts of Java, some districts have higher levels of mobilization than do others. West Java is the province most affected by radical mobilization. It is the province with both the most radical groups and the region where they have been the most active. By comparison, Central and East Java are more peaceful. They have fewer radical groups and lower levels of radical mobilization.
The key driver to radical proliferation and mobilization is the interaction between these new radical organizations and traditional Islamic leaders. Where traditional Islamic leaders have joined radical groups, mobilization has thrived, and groups proliferated. In Java, traditional Is- lamic leaders are kyai and ustadz. Kyai are charismatic ulama and generally own an Islamic boarding school (pesantren), while ustadz are teachers at a pesantren or a madrasah, or preach or hold pengajian (Islamic sermons or seminars) in mosques or other public venues. Today, the 28,000 or more pesantren throughout Indonesia remain a significant source of religious authority, despite the emergence of so-called “celebrity preachers” who use television and Internet rather than pesantren or pengajian as a base of authority.
55
Figure 3.2 systematically compares the chairmanship of the Islamic Defenders’ Front’s (FPI) regency branches throughout Java.1 The FPI is not the only vigilante group in Indonesia. It is, however, the only vigilante group that has opened branches almost in almost every province. As the figure shows, radical groups have found widespread support among kyai and ustadz in West Java but not in East Java.2 In West Java, a kyai or an ustadz chair almost 70 percent of the re- gency branches. The headquarters of district branches of the FPI are often located in Islamic boarding schools.3 In the Priangan, the region southeast of Bandung, 87.5 percent are either ustadz or kyai hajis. In 2012, when the central government suggested dismantling the vigilante organization, FPI received support from the Indonesian Pondok Pesantren Cooperation Body (Badan Kerjasama Pondok Pesantren Se-Indonesia, BKSPPI), which claim to represent thou- sands of pesantren mostly in West Java.4 In the aftermath of the so-called Monas tragedy in 2008, where members of the FPI attacked dozens of peaceful protesters in favour of religious freedoms, a short-lived yet widespread countermovement requesting the FPI to disband emerged throughout Java. In West Java, however, protests against the FPI remained relatively insignifi- cant in comparison to other provinces. The map shows clear regional patterns in the leadership of FPI.
1 The map surveys only the FPI because it allows for cross-regional comparison. FPI is the only pan- national organization. Other local organizations may have different patterns of leadership, but since FPI is the largest and most influential group, we are confident that it reveals signficant trends.
2 Interview with Muhammad Sofyan Ansori, Chairman of FPI-Tasikmalaya, Tasikmalaya, West Java, May 2014; Interview with KH Ijad Noorjaman, Kyai pesantren, former chairman of FPI-Tasikmalaya (c. 1998-2001), Tasikmalaya, West Java, May 2014.
3 Anonymous interview with a former rank-and-file member of FPI, Bandung, West Java, April 2014.
4 See BKSPPI, Surat Nomor 03/BKSPPI/II/2012, 15 Februari 2012.
56
Figure 3.1- Religious Titles of FPI chairmen, Java
Jakarta Bandung City
Banten
West Java
Central Java No FPI branch identified No title East Java Ustadz Kyai haji
Source: Compiled by the author from various media sources.
In Central and East Java, by contrast, the relation between kyai and radical groups has been much more fraught. Despite the ideological sympathy of some kyai, radical groups have not found the environment particularly fertile. 5 Less than 30 percent of FPI leaders are from the ranks of kyai or ustadz in the region. On mainland East Java (excluding Madura) not a single chairman of the FPI is a kyai. Some kyai and their followers have even openly opposed the es- tablishment of new branches of the organization in the region. Why do kyai and ustadz join FPI in West Java and less so in Central and East Java?
5 Interview with Ustad Maman, Commander-in-Chief of FPI, Depok, West Java, December 2013; Inter- view with Gus Roy Murtadho, Pesantren Tebuireng, Jombang, East Java, June 2014; Interview with Wahyuni Widyaningsih, Executive Director of the Center for Marginalized Communities Studies, Sura- baya, East Java, May 2016.
57
2. A Geography of Islamic Institutions
This puzzling variation is connected to differences in the structure of religious authority in the two provinces. A cleric’s decision to lead a radical group like FPI is related to the opportunities and challenges he faces when he tries to gain and maintain religious authority. Mainstream Is- lamic leaders have joined vigilante militias where they have weak organizations, i.e., weak ties with their followers and with other clerics, and where religious markets are competitive.
Comparing religious organizations and the configuration of the structure of the religious market in each regency is the first step in understanding the kinds of challenges, constraints, and incen- tives that new or established clerics face when they try to be recognized by others as legitimate religious authorities. Measuring the religious organizations and markets are a difficult task, however.
I use in this dissertation an approach similar to the one used by the religious economy literature. Like this literature, I focus on those who supply religious goods instead of the demand, the con- sumers; I also conceive the behaviour of religious “firms” as a (rational) response to incentives generated by the interaction between firms in a space, which they call, a religious “market.” However, the religious economy literature is mostly concerned with Christian societies. It gen- erally measures religious markets by looking at denominational data.6 They use the number of denominations, and the growth of one over others, as indicators of market competitiveness. In Sunni Islam, however, there is no such thing as a denomination or churches. While some com- petition takes place between religious traditions (e.g., Muslims/Christians) and between Islamic movements (e.g., traditionalist/modernist, Salafi/Sufi, or Sunni/Shi’ite), most of the competition
6 See for instance Laurence R. Iannaccone, “The Consequences of Religious Market Structure: Adam Smith and the Economics of Religion.” Rationality and Society, 3, no.2 (1991): 156-177; Eva M. Ham- berg and Thorleif Pettersson. “The Religious Market: Denominational Competition and Religious Partic- ipation in Contemporary Sweden,” Journal for the Scientific Study of Religion, (1994): 205-216; Roger Finke and Rodney Stark, “Religious Choice and Competition,” American Sociological Review, 63, no.5 (1998): 761-766; and Anthony Gill, Rendering unto Caesar: the Catholic Church and the State in Latin America (Chicago, IL: University of Chicago Press, 2008).
58 takes place within each Islamic movement, say between one traditionalist preacher and another. As Julian Millie puts it, in a preachers’ economy,
“the competition […] is not played out between organized units competing for support in the manner of denominations, but between talented mediators competing for patronage by anticipating the likes, needs, and preferences of audiences. Some preachers clearly appear as innovators because they read the needs and preferences of emerging audiences, while others style themselves as bearers of tradition but nevertheless owe their success to their ability to read and mediate changing cultural subjectivities.”7
Unlike denominational strength, it is more challenging to measure the relative success of each preacher and the extent to which a given market is competitive or not. No survey of preachers exists; most preachers do not keep a tally of their followers; mosques do not have attendance sheets; and, the variety of preaching outlets (TV, books, magazines, or the Internet) make it dif- ficult to get a sense of who is active and who has larger “shares” in a given preaching economy.
This chapter responds to this challenge and measures Java’s religious markets by using an inno- vative method. It looks at pesantren as “firms” and santri as “clients” and uses a newly compiled database of Java’s 15,000 Islamic boarding schools (pesantren) and 30,000 ulama. While it is not a perfect measure of religious authority structure, the size of pesantren and the number of santri and ulama are useful proxies, allowing to systematically assess cross-regional differences in how religious authority is structured, experienced, and practised. Pesantren, and Islamic schools in general are an important source of religious authority in Indonesia and beyond. Kyai continue to be highly respected and considered as key bearers of religious authority for many Indonesian Muslims.8
We can measure the success of a kyai or a preacher in claiming authority by looking at the size of his flock. The followers of a kyai do not, however, register or buy a membership card. We know, however, that the larger a pesantren is, the more authority a kyai commands. Kyai in
7 Julian Millie, “Oratorical Innovation and Audience Heterogeneity in Islamic West Java” Indonesia, 93, no.1 (2012): 145.
8 Millie, “Oratorical Innovation”: 145. Kyai seem to have less political influence than they used to have. On this topic, see Greg Fealy and Robin Bush, “The Political Decline of Traditional Ulama in Indone- sia.” Asian Journal of Social Science, 42, no.5 (2014): 536-560.
59 large pesantren have lots of santri and generally lots of followers within the broader society. In Indonesia, people refer to the least influential kyai as “kyai kampung” or “kyai langgar” (i.e., village kyai). Kyai kampung do have some religious authority, but their influence is generally limited to the boundaries of the village. They most often do not own a pesantren, but teach to small groups of students in the langgar (small village mosque) or their own house. They have limited training and focus on simple matters, such as teaching the Arabic alphabet and the mem- orizing of the Qur’an, generally after Maghrib (sunset prayer) or Subuh (dawn prayer). Villagers often consult these kyai about some social and religious questions, but their influence is limited to the village level.
Kyai with madrasah diniyah (extracurricular qur’anic school) or pesantren (Islamic boarding school) are influential well beyond their village. The more influential they are, the more people and kyai from outside of the region will come to visit and pay their respect. This influence is tightly connected to the size of the school a kyai command. While madrasah diniyahs targets children from the area, pesantren offer more potential for growth. Most pesantren have dormito- ries, which allows santri from other towns and region to come and study under the kyai. Santri from other villages, districts, or provinces are key to expanding a kyai’s influence. Upon return to their hometown, santri generally maintain strong connections with “their” kyai and will often help the pesantren grow, by providing material or financial assistance to their kyai.9
As summarized in Table 3.1, the more significant the number of santri in a pesantren, the higher is the influence of a kyai. 10 Although typologies are always arbitrary, and that categories are never as discrete as implied, my interviews revealed a generally accepted understanding of the relation between ulama’s number of santri and their social and religious influence. People typi- cally consider pesantren with fewer than 50 santri as extremely local, and their kyai as marginal. Kyai with small pesantren, somewhere between 50 to 200 santri, are influential at the sub- district levels, while those with between 200 to 500 santri are influential at the district level.
9 Zamakhsyari Dhofier, The Pesantren Tradition: A Study of the Role of the Kyai in the Maintenance of the Traditional Ideology of Islam in Java. (Jakarta: LP3ES, 1982): 61.
10 While approximate, these numbers were obtained through multiple interviews, which asked partici- pants to evaluate pesantren and kyai’s sphere of influence vis-à-vis others. The number of santri almost always came back as a metric of influence.
60
Kyai “khos” (special kyai) are those kyai who operate pesantren with 500 santri or more. These kyai are incredibly influential and commonly head vast networks spanning multiple districts and provinces. They are the most influential kyai.
Table 3.1- Pesantren Size and Ulama Influence
Small pesantren Langgar or no Mid-sized Large Very large or pesantren Pesantren Pesantren Pesantren Madrasa dini- yah
Less than 50 50 to 200 200 to 500 500 to 2,000 More than students students students students 2,000 students Clerics have Clerics have Clerics have Clerics have Clerics have provincial- and village-level district-level regency-level national-level National-level influence influence influence influence influence Source: Author’s own typology, based on interviews.
By using pesantren as the primary market units, as the “firms,” I was able to measure and com- pare market structure across Java by focusing on four indicators: (1) how many firms a market includes (crowding), (2) how much of the market is controlled by each firm; (3) how levelled the market is, and (4) how easy it is for new firms to enter the market.11 For economists, markets that are levelled, that have multiple sellers of relatively equal size, and almost no barriers of entry are deemed perfectly competitive. In contrast, markets that have one or a few sellers with most market share, and that have considerable barriers of entry are considered oligopolistic or monopolistic.
11 William Baumol and Alan S. Blinder, Economics: Principles and Policy (Mason, OH: Cengage, 2009): 504.
61
2.1. Comparing Within Java
The basic make-up of the four provinces in Java is similar. Traditionalist Islam is dominant, especially in the countryside. Although no cross-national surveys exist, my interviews repeated- ly estimated that approximately 75 to 80 percent of the population are traditionalist Muslims and that Java’s four provinces are similar in that respect.12 Among the traditionalists, a majority of Muslim has cultural affinities, i.e., similar religious practices and rituals, to the Nahdlatul Ula- ma. In a survey of pesantren, 76.3 percent of all pesantren claim cultural affiliation with NU in Java. While slightly lower than in East Java, more than two-thirds of the pesantren in West Java claimed cultural ties with Nahdlatul Ulama.13
A systematic comparison of religious organizations across Java reveals crucial, yet previously unnoticed East-West differences. Clerics in West Java are much less influential than clerics in East Java. As shown in Table 3.2, pesantren are generally smaller in the province of West Java (111.5 santri/pesantren) than other provinces like Central (188.3) and East Java (230.5). In some East Javanese regencies, pesantren have on average more than 300 santri, three times the aver- age pesantren in West Java and the Priangan. The regencies with the largest pesantren are Gresik (373), Bangkalan (368), Lamongan (313), Ponorogo (305), and Magetan (302). In some West Javanese districts, by contrast, pesantren have fewer than a hundred santri on average. The districts with the smallest pesantren are Cianjur (70), Bandung Barat (80), Majalengka (90), Sumedang (96), Tasikmalaya (98), Ciamis (101), and Garut (103). Based on the typology pre-
12 Based on many interviews with kyai in East and West Java. Karl D. Jackson reached a similar conclu- sion through survey data. He found that only 16 percent of the population in the 19 villages surveyed were Modernist Muslims and the rest were traditionalist, syncretist, or nominal Muslims. See Karl D. Jackson, Traditional Authority, Islam, and Rebellion (Berkeley, CA: University of California Press, 1980): 90.
13 Kementerian Agama RI, Statistik Pendidikan Islam (Jakarta: Direktorat Jenderal Pendidikan Agama RI, 2002-2003). This was confirmed by high-ranking officials from Nahdlatul Ulama: Interview with M. Imdadun Rahmat, Vice-General Secretary of PBNU (2010-2015), Jakarta, July 2014; Interview with Adnan Anwar, Vice-General Secretary of PBNU, Jakarta, April 2014; and Anonymous Interview with a Senior NU leader in West Java, Yogyakarta, June 2014.
62 sented above, the average cleric in West Java has district- or village-level influence whereas the average cleric in East Java has a comfortable regency-level influence.
Table 3.2- Pesantren Size in Java
Santri per Pe- Pesantren santren
Banten 2,467 94.7
West Java** 7,691 111.5
… Priangan 4,133 102.1
Central Java 5,025 188.3
East Java 4,047 230.5
Java* 19,230 146.5 Notes: * Excludes Yogyakarta; ** Includes the Priangan Source: Author’s own database; original data from Kemen- terian Agama, Direktori Pondok Pesantren: Jumlah Santri dan Nama Kyai Tahun 2008–2009 (Kemenag: Jakarta, 2009).
In addition to being smaller, pesantren’s land is generally smaller in West Java. The land on which pesantren sit and the pesantren buildings themselves are often held as wakaf. In Indone- sia, as in the Muslim world in general, the proceeds from agriculture on wakaf land are crucial to the income and autonomy of clerics and their educational institutions. The Indonesian gov- ernment does not yet compile data on wakaf tied to pesantren. To measure whether pesantren have land, I look at data on pesantren’s agribusinesses. As Table 3.3 shows, a majority of pe- santren in East Java engage in agriculture; they grow fruits, vegetable, and rice, or they raise livestock or farm fish. These businesses are central to the pesantren’s financial autonomy, but also reveal that they are endowed with land. Indeed, pesantren in East Java are not only bigger regarding numbers of santri, which imply that they have larger landholdings, but also can afford to devote on average 35.6 percent of their land to agriculture. In West Java, the average pe- santren is land-poor, and only a fifth of the pesantren engage in agriculture. On average, only 15
63 percent of pesantren land is used for agriculture. As the table’s third column illustrates, these differences are not related to the extent to which the province is rural or not. The percentage of the province land used for agriculture in West and East Java is almost similar (41.6 to 47.8) and the difference is too small to justify the variation observed in the percentage of pesantren en- gaged in agribusiness (33 pp).
Table 3.3- Pesantren and Agriculture
Averahe per- Percentage of Percentage of centage of pe- pesantren en- santren land the province gaged in agri- land used for * used for agricul- *** business ture** agriculture
Banten 9.0 15.3 36.9
West Java 19.0 15.4 41.6
Central Java 38.2 22.1 56.2
East Java 52.3 35.6 47.8 Notes: * Direktorat Jenderal Pendidikan Islam. Statistik Pendidikan Agama dan Keagamaan, Tahun Pelajara 2003-2004 and Ibid, 2006-2007. ** Direktorat Jenderal Pendidikan Islam. Statistik Pendidikan Agama dan Keaga- maan, Tahun Pelajara 2005-2006 and Ibid, 2006-2007. *** Includes both wetland and dry land agriculture, Kementerian Pertanian. 2014, Statistik Lahan Pertanian, Tahun 2009-2013, Jakarta: Pusat Data dan Informasi Pertanian, Kementerian Pertanian.
There is a broader scarcity of wakaf land in West Java, a scarcity unknown in other regions of Java. I use a newly compiled dataset14 on Indonesia’s 400,000-plus mosques, which contains data on the size of almost every mosque’s wakaf land.15 Similar to pesantren, land of mosques in West Java is remarkably smaller than that of other provinces. Table 3.4 shows that the average
14 I would like to thank Nicholas Kuipers from the University of California-Berkley for providing me with the dataset.
15 There is less than 5 percent of missing data points on the size of wakaf land in Java.
64 land surface for wakaf mosques in West Java is 133.2 square meters, while the average in East Java is 214.1 square meters.
Table 3.4- Mosques and Land, 2018
Wakaf Average wakaf Mosques land size (m2)
Banten 6,361 218.7
West 66,102 133.2
Central 75,886 149.5
East 59,643 214.1
Source: raw data from Sistem Informasi Masjid, Daftar Profil Masjid (online) http://simas.kemenag.go.id/index.php/profil/masjid/
In sum, West Java has the smallest pesantren and the pesantren and mosques with the smallest wakaf land. The consequences are particularly important for pesantren. Pesantren with small landholdings are generally less self-suficient than pesantren with larger ones. Clerics who are “landlocked” are also less able to expand and increase their santri base.
The religious market in West Java is more crowded than those of other provinces as more Islam- ic entrepreneurs compete for a smaller share of santri. As shown in Table 3.5, it has more pe- santren and more kyai per capita (1.9) than Central and East Java (1.4 and 1.2 respectively). However, a higher ‘demand’ does not match this greater ‘offer.’ The demand for pesantren is smaller in Banten and West Java (with only 171 and 212 santri per 10,000 Capita) and much more signficant in East Java (with 277 santri per 10,000 Capita). As the Table shows, despite a similar demand to East Java, the Priangan has nearly three times as many pesantren as East Java. In other words, clerics are not only smaller in West Java, but they are more numerous: more entrepreneurs compete for a smaller market of santri.
65
Table 3.5- Crowding of the Religious Markets in Java
Santri per Pesantren per Kyai per 10,000 pop. 10,000 pop. 10,000 pop.+
Banten 170.5 1.8 4.8
West Java** 211.9 1.9 3.3
… Priangan 297.4 2.9 –
Central Java 263.6 1.4 1.9
East Java 276.6 1.2 2.3
Java* 230.7 1.6 3.1
Notes: * Excludes Yogyakarta; ** Includes the Priangan Source: Author’s own database; original data from Kementerian Agama, Direktori Pondok Pesantren: Jumlah Santri dan Nama Kyai Tahun 2008–2009 (Kemenag: Jakarta, 2009). +Author’s own data; original data from Direktorat Jenderal Pen- didikan Agama RI, Statistik Pendidikan Islam (Jakarta: Kementeri- an Agama RI), Year 2009–2010, 2010–2011, 2013–2014, and 2014–2015.
The Priangan, the region where most vigilante militias are active, stands out as the region with the most crowded religious market in all of Java. As the Table shows, the demand is significant in the Priangan: the number of santri is comparable, and even larger, to that of East Java as a whole. For a similar demand (number of santri), however, East Java has only 1.2 pesantren per 10,000 capita, while the Priangan has 2.9 pesantren per 10,000. With that many pesantren, the Priangan is by far the most crowded religious environment of all of Java. In other words, in that region prone to radicalism and violence, more firms compete for much smaller pieces of the santri pie.
The number of religious schools and their size is one essential characteristic of market structure. It reveals the number of players, and their relative strength, but does not show whether a market is levelled or not. A levelled market is one in which most firms are of a similar size and control
66 similar share of the market. A levelled market is naturally more competitive than one in which some firms control most market shares, that is, an oligopolistic market.
To gauge whether markets are levelled or not, I computed a “concentration ratio” for each of Java’s 107 districts. A concentration ratio is a measure frequently used in economics to measure the share of an industry’s output produced by a given number of firms in an industry. The ratio is used to compare the extent to which the output is concentrated in a few firms or not, both across countries and industries. For example, markets in Canada are generally more concentrat- ed, less competitive, than markets in the United States and the United Kingdom. Within Canada, the tobacco and soda industries are more highly concentrated, than the bread and women cloth- ing industries.
The most common way of measuring that ratio is to take the four largest firms in an industry and calculate the market share they control. The closest a concentration ratio is to zero, the more a market is perfectly levelled; and, conversely, the closest it is to 100 percent, the more the market is purely monopolistic. I computed the concentration ratio of each of Java’s regency by calculat- ing the percentage of the total number of santri attending the four biggest pesantren.
Predictably, concentration ratios vary significantly across provinces in Java, and the same sharp East-West divide is visible. In the West, religious markets approximate a situation of perfect competition. Figure 3.3 shows that the most levelled markets are located mostly in the western part of the island. In West Java and Banten, the average concentration ratio is close 10 percent, meaning that the four biggest schools have a mere 10 percent of all the santri in the province. In the Priangan, the southern portion of West Java, concentration ratios drop to about 7 percent, the lowest in all of Java. Regencies like Cianjur, Sukabumi, Majalengka, Garut, and the city of Tasikmalaya have concentration ratios below 5 percent.
In the East, religious markets are oligopolistic, and a handful of big pesantren control large shares of the religious market. In Central and East Java, religious markets have a concentration ratio of about 28 percent on average. Districts like Ponorogo, Situbondo, Jombang, and Kediri have concentration ratios of more than 40 percent. In other words, these regencies’ four biggest pesantren have more than 40 percent of all the santri in the region. There is thus very little com- petition among the schools in these regencies.
67
Figure 3.2- Summary of Religious Field Structures and Islamic Mobilization in Java
> 500 santri pesantren Small pesantren on average > 2, 000 santri pesantren Small pesantren on average and competitive religious market
Banten
West Java Central Java Incidents per 1,000,000 inhabitants East Java 0.0 0.1-1.9 Vigilante groups > 2.0
A levelled religious market means that no pesantren are dominant. As discussed above, kyai with pesantren that have more than 500 santri are almost certain of having province-level influ- ence, while those with more than 2,000 santri may have national-level influence. In West Java, only seven pesantren have more than 2,000 santri, and 114 have more than 500. By contrast, East Java has 37 pesantren with more than 2,000 santri and 319 pesantren with more 500. As a result, large pesantren (with 500 santri or more) have a meagre 16.8 percent of the total santri market in West Java, while they have 37.9 percent of that market in East Java.
West Java is the province with the most substantial proportion of marginal pesantren. As dis- cussed above, marginal pesantren are those pesantren with fewer than 50 santri. A quarter of all the pesantren has fewer than 50 santri in West Java, while only a fifth do in East Java. These
68 very small pesantren are essentially built around a kyai who command little influence beyond his pesantren. These pesantren could be compared to “start-ups”; most of them have been estab- lished recently, and may not last long.
Clerics have more or less institutionalized ties to other clerics. Most religious elites in Central and East Java are tied to the Nahdlatul Ulama, a traditionalist Sunni organization. As Table 3.6 shows, 82 to 84 percent of all the Islamic boarding schools of the region have cultural affiliation to the Nahdlatul Ulama.16 Independent schools and other traditionalist organizations are margin- al. As mentioned above, a kyai’s claim to NU membership is based on shared religious practic- es, but each kyai remains independent from any central control. The strength of the affiliation to the NU is hard to assess. A kyai can claim filiation to NU culture without ever participating in NU structures and organizations. Data on the participation of pesantren in NU boards, at the national, provincial, and regency levels are not available.
A way around that problem is to look at pesantren’s participation in Rabithah Ma’ahid Islami- yah (RMI). RMI is the pesantren association attached to NU. Established in 1954, it seeks to improve the quality and the management of pesantren across Indonesia.17 Pesantren who are members of RMI can be said to be active participants of Nahdlatul Ulama’s broader organiza- tion. Some pesantren are more or less active in RMI, but their participation indicates that they have more than just the NU “culture.” They are at least minimally involved in RMI, part of NU structure, and most also participate in other instances of NU. Pesantren that are part of RMI also have frequent interaction with other pesantren, which increase the strength of their horizontal inter-elite ties. As Table 3.6 shows, almost one pesantren out of two in East and Central Java are active participants in RMI.18 In other words, almost half of the pesantren both have NU culture and participate in NU structure.
16 Kementerian Agama RI, Statistik Pendidikan Islam (Jakarta: Direktorat Jenderal Pendidikan Agama RI, 2002-2003).
17 Anonymous interview with a general secretary of RMI-Surabaya, East Java, Surabaya, June 2016.
18 The affiliation of pesantren has unfortunately only been asked once, in the pesantren survey of 2001- 2002.
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Table 3.6- Affiliation of Traditionalist Pesantren in Java, 2002–2003
Nahdlatul Ulama Other Traditionalists
NU NU & RMI* Small Org. Independent
Banten 67.4 9.6 2.6 29.5
West Java 71.9 16.1 3.5 22.7
Central Java 82.0 43.0 3.5 12.2
East Java 84.0 42.8 2.3 12.7
Java 76.3 27.9 3.0 19.2
Note: Rows do not add up to 100% because the table excludes modernist pesantren; * Participate in both NU and RMI; Source: Author’s own database. Original data retrieved from Kementerian Agama RI, Statistik Pendidikan Islam (Jakarta: Direktorat Jenderal Pendidi- kan Agama RI, 2002-2003).
In the West, associational ties are weaker and religious networks are less cohesive and more fragmented. As shown in Table 3.6, twice as many pesantren are independent in West Java and Banten than in Central and East Java. A majority of pesantren identifies with NU like in the East, but these affiliations are more tenuous. In West Java, 71 percent of the pesantren claim to be affiliated to NU, but only 16.1 percent is active members. “NU” pesantren in West Java sel- dom participate in the organization. As one NU activist puts it, “NU is culturally strong, but organizationally weak in West Java.”19 Kyai often use NU as a vehicle for other personal ambi- tions and have little desire to keep the organization working on itself in the long term.20 As a
19 Interview with a NU activist in Tasikmalaya, Tasikmalaya, West Java, May 2016
20 Interview with H. Ahmad Dasuki, Secretary of Lakpesdam NU-Jawa Barat, Bandung, West Java, 19
70 result, only some regencies and districts of the province have established branch and sub-branch boards. Some branches are more active, such as Cianjur, Garut, Tasikmalaya, and Ciamis, but others only exist on paper and rarely, if ever, take part in regency-level or provincial-level activ- ities.21 The provincial capital Bandung had no organization at the sub-district or village level until 2006, a situation unusual in East and Central Java.
Although NU is weak, no other organization has filled the space or achieved a dominant posi- tion in the region. Instead, West Java has a greater associational diversity than any other regions of Java, which again reflects the competitive nature of that religious environment. Religious associations and networks are extremely localized, and none is present across the province. For instance, Persatuan Umat Islam (PUI) is strong in Majalengka, with up to 80 percent of all the regency’s madrasas, and relatively strong in neighbouring Kuningan (20 percent), Indramayu (16 percent) and the city of Tasikmalaya (11 percent) but almost absent everywhere else in the province. GUPPI is strong only in Kuningan (16 percent) and Indramayu (8 percent), the same regency in which PUI is strong. A traditionalist organization called At-Taqwa is strong only in the regency and city of Bekasi (31 and 12 percent respectively). Mahtaul Anwar, a traditionalist organization from Banten, is quite well established in the regency and city of Bogor (10 percent) and the neighbouring regency of Karawang (10 percent), but virtually absent elsewhere in the province.
3. Conclusion
This chapter’s goal was to set the stage for the upcoming chapters. It mapped two critical varia- bles in this study: the strength of clerics and the configuration of the religious market. It showed that in West Java, pesantren has weak and low-status clerics and the configuration of the reli- gious market suggests sharp inter-elite competition. Indeed, most West Javanese kyai have weak organizations: they have small pesantren, and most do not have land. If pesantren were “firms” in a market, West Java would approximate a situation of perfect competition: most pesantren are
May 2016
21 Idem.
71 of similar size, and few pesantren are either large or very large. Furthermore, clerics are general- ly fragmented: loose horizontal ties and fragmented associational networks characterize the province’s Islamic elite structure. By contrast, pesantren in Central and East Java produce stronger and higher status clerics, and religious markets suggest oligopolistic inter-elite configu- ration. Indeed, most East Javanese kyai have strong organizations: they have large pesantren, and most have land. East Java is closer to an oligopoly than a competitive model since a handful of large pesantren has great share of the santri “market”. Leaders have strong horizontal ties and associational networks within the Nahdlatul Ulama. The next two chapters will explain these cross-regional variations by going back to the early origins of the state in Java. It will show that the unique colonial state formation style in West Java account for much of its uniqueness.
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Chapter 4 The Colonial Origins of Islamic Organizations in Java
Why are religious organizations and religious markets so different across Java? Why are reli- gious schools (pesantren) small and clerics (kyai) weak in West Java, while most religious schools are large and clerics strong in East Java (see Figure 4.1)? In this chapter, I argue that colonial state-building had long-lasting consequences on Islamic institutions and authorities throughout Java. These consequences were not uniform, however. I show that colonial state formation strategies varied geographically within Java and that local imperatives related to taxa- tion and the mobilization of labour led to different sub-regional strategies of state formation. These strategies inadvertently shaped local religious organizations and authorities in different ways.
Figure 4.1- Summary of the Religious Markets in Java
> 500 santri pesantren Small pesantren on average > 2, 000 santri pesantren Small pesantren on average and competitive religious market
72 73
The chapter argues that state formation strategies, in particular policies related to land owner- ship, labour mobilization, and taxation either empowered or weakened the clerics. A crucial factor to contemporary developments was whether clerics had the right to collect the zakat, the Islamic tithe. Where independent kyai collected zakat, as in East Java, religious organizations are still strong and wealthy today; by contrast, where state officials collected zakat, as in West Java, religious organizations are still weak today.
The type of cash crops produced in a specific region shaped the local patterns of state-building. In West Java, coffee was the main staple and required the mobilization of labour, but little ad- ministrative capacities. Not willing to mobilize labour themselves, the Dutch entrusted native state officials with the task of mobilizing labour and collecting taxation. This decision led to powerful native elites with extensive discretionary powers.
Among the powerful elites of West Java were the “penghulu”, i.e. government clerics, who were part of the state power structure. In West Java, and not elsewhere, government clerics were giv- en the monopoly over the collection of zakat and fitrah. Despite attempts to reform the colonial state in the early 20th century, legacies of the colonial regime continued to empower native offi- cials and government clerics until the independence. In West Java, local state formation strate- gies led to the independent kyai’s marginalization. The architecture of the local state prevented non-state clerics from collecting independent sources of revenue, such as zakat and fitrah. Inde- pendent clerics were also victims of the commercialization of the rural economy. The colonial state’s policies in the region led to weak village institutions and the individual ownership of land. Inadvertenly, then, the local state encouraged the commercialization of land more rapidly than elsewhere on the island. As a resut, many independent kyai lost their land. As the colonial regime ended, independent kyai in West Java did not have the chance to build strong education- al institutions and consolidate their power in the countryside as much as East Javanese ulama.
In East Java, sugar was the main staple and required both labour and extensive administrative capacities. With the goal of improving sugar outputs, the Dutch bureaucratized native officials and developed increasingly modern administrative capabilities. State officials were paid through land owned by villages (village land) and the land tax, both absent in West Java. The Dutch did not use East Javanese penghulu (i.e. government ulama) for the production of sugar and bureau- cratized them instead. Unlike government clerics in West Java, they were not granted exclusive
74 control over the collection of zakat and fitrah. As a result, independent ulama became the domi- nant Islamic leaders in East Java. As the colonial regime concluded, independent kyai in East Java had had plenty of time to build strong institutions in the countryside and strengthen their patronage power among the villagers.
A detailed historical analysis such as this is warranted for three main reasons. First, this disserta- tion’s main argument is that religious competition and fragmentation promotes radical entrepre- neurship and leads to radical mobilization. The opposite argument could, in theory, be true as well: radical entrepreneurs and radical mobilization lead to religious competition and fragmenta- tion. This chapter and the next one show that religious institutions and religious markets’ struc- ture are exogenous to religious radicalization. In other words, they show that radicalism is a response to religious structure rather than the other way around. Second, most of the large and influential pesantren that exist today, and that form the building blocks of Java’s religious mar- kets, were founded during the colonial period. If we are to understand why few large pesantren grew in West Java, we have to understand the opportunities and constraints faced by ulama dur- ing the colonial period, a time they should have been building pesantren. This chapter tries to understand what made the West Javanese “soil” so different from the rest of Java. Third, and similarly, religious entrepreneurs established most of the current Islamic mass organizations – i.e., Persis, Muhammadiyah, Nahdaltul Ulama, and GUPPI— during the National Awakening period (1880-1930). Again, if we are to understand why they did not grow well in West Java, we need to explore the political environment faced by ulama during that period. To understand this political environment, the current chapter goes back a few years earlier, during the late colonial period, when various colonial policies forged its actors and institutions.
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Figure 4. 1- Pathways to Power Configurations in Java Coffee Sugar Technology Labour Technology Labour
• • • No village system Autonomous native officials Indirect rule • • • Village system Bureaucratized native officials Direct rule
Individual ownership Individual No village land No land rent system Communal ownership Village land Land rent
• • Native official • clerics Independent • Native official • kyaiIndependent • • Penghulu (government clerics) • Penghulu (government clerics)
Discretionary taxation powers Mobilize and exploit Control over zakat and fitrah and village land). (zakat and fitrah) No taxation power (paid by land tax and village land). No access to zakatNo access and fitrah Discretionary taxation power Mobilize and exploit No taxation power (paid by land tax
West Java East Java
labour labour