La Circulation Des Scandinaves Dans La Rus' Aux Ixe-Xie

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La Circulation Des Scandinaves Dans La Rus' Aux Ixe-Xie La circulation des Scandinaves dans la Rus’ aux IXe-XIe siècles : perspectives comparées avec les fondations scandinaves occidentales : Normandie et îles anglo-saxonnes Benoît Humbert To cite this version: Benoît Humbert. La circulation des Scandinaves dans la Rus’ aux IXe-XIe siècles : perspectives comparées avec les fondations scandinaves occidentales : Normandie et îles anglo-saxonnes. Histoire. École pratique des hautes études - EPHE PARIS, 2015. Français. NNT : 2015EPHE4045. tel- 02099639 HAL Id: tel-02099639 https://tel.archives-ouvertes.fr/tel-02099639 Submitted on 15 Apr 2019 HAL is a multi-disciplinary open access L’archive ouverte pluridisciplinaire HAL, est archive for the deposit and dissemination of sci- destinée au dépôt et à la diffusion de documents entific research documents, whether they are pub- scientifiques de niveau recherche, publiés ou non, lished or not. The documents may come from émanant des établissements d’enseignement et de teaching and research institutions in France or recherche français ou étrangers, des laboratoires abroad, or from public or private research centers. publics ou privés. Mention « Histoire, textes et documents » École doctorale de l’École Pratique des Hautes Études n° 472 C. N. R. S. – UMR 8167 : Orient et Méditerranée LA CIRCULATION DES SCANDINAVES DANS LA RUS’ AUX IXe-XIe SIÈCLES. Perspectives comparées avec les fondations scandinaves occidentales : Normandie et îles anglo-saxonnes. Par Benoît Humbert Thèse de doctorat en Histoire médiévale Sous la direction de M. Constantin Zuckerman Soutenue le 3 Octobre 2015 Devant un jury composé de : Fedir, Androshchuk, Dr. hab., Research fellow at the Swedish History Museum François-Xavier, Dillmann, Directeur d’études à l’EPHE, Section SHP Pierre, Gonneau, Directeur d’études à l’EPHE, Section SHP Tatjana, Jackson, Doctor of Historical Sciences, Russian Academy of Sciences (Moscou) Anne, Nissen, Professeur des Universités, Université Paris I, Panthéon-Sorbonne Constantin, Zuckerman, Directeur d’études à l’EPHE, Section SHP Laboratoire de formation : C. N. R. S. – UMR 8167 : Orient et Méditerranée Institut d’Histoire et Civilisation de Byzance, Collège de France, 52 rue du Cardinal Lemoine, 75 005, Paris. Tel : 01 44 27 17 77/ fax : 01 44 27 18 85 Résumé : La pénétration des Scandinaves en Russie, qui s’insère dans un vaste mouvement d’échanges qui entre les VIIIe et XIIe siècles fait circuler hommes et biens, apparaît à bien des égards comme un stimulant économique et politique d’envergure dans l’émergence d’organisations politiques et sociales qui aboutirent au développement de centres proto- urbains et du premier État russe. L’objectif de cette étude est donc de s’attacher à travers le traitement des sources historiographiques scandinaves et leur croisement avec les corpus slavon, byzantin et arabo-persan, à l’appréhension des modalités de transport de ces Scandinaves qui empruntèrent la voie de l’Est. Ce traitement nous permettra alors en plus de mesurer la variété et la richesse des contacts et des types de voyages entrepris, de redessiner des itinéraires, et d’appréhender plus en détail de quelle manière l’historiographie envisageait la géographie russe ainsi que le voyage en ces régions. Mots-Clés : Vikings, Rus’, Varègues, Byzance, Mémoire et Transmission du Passé, Transferts culturels, Écriture du Passé, Migration, Diasporas, Identité et Altérité. Abstract : The penetration of the Scandinavians in Russia, which takes place in this vast movement of exchanges between the eighth and twelfth centuries where men and goods where circulating around Europe, appears in many respects as a political and economic 1 stimulus in the emergence of political and social organizations that led to the development of proto-urban centers and to the creation of the first Russian state. So the aim of this study is through the analyze of the Scandinavian historiography and its crossing with the Slavonic, Byzantine and Arabo-persian corpuses, to focus on the transport modalities of these Scandinavians who took the road to the East. This treatment will allow us to underline the wide variety of contacts and journeys undertaken, and in addition to reconstruct itineraries, and to understand in a better way how historiography dealt with Russian geography and with the journey across those regions as a pattern. Keywords : Vikings, Rus’, Varangians, Byzantium, Memory and Transmission of the Past, Cultural Transfers, Writing the Past, Migration, Diasporas, Identity and Otherness. 2 Table des matières Table des matières .................................................................................................................. 3 Table des cartes et illustrations ............................................................................................... 7 Remerciements ....................................................................................................................... 9 Abréviations.......................................................................................................................... 11 Introduction .......................................................................................................................... 13 I/ Approche Historiographique ......................................................................................... 14 A/ Définitions et problématique d’étude ....................................................................... 14 B/Problèmes historiographiques et querelle sur les origines scandinaves de la Rus’ ... 25 II/ Contexte politique et culturel ....................................................................................... 28 A/ L’arrivée des Scandinaves dans le nord de la Russie et le Kaganat russe ............... 29 B/ La deuxième vague d’occupation ............................................................................. 33 III/ Méthodologie .............................................................................................................. 44 A/ Sources et matériaux de recherche ........................................................................... 44 B/ Approches théoriques et structure du manuscrit ...................................................... 59 Partie I : Navigation et voies de communication dans la Rus’ ancienne ................................. 63 Chapitre I : Voies maritimes et fluviales de la Rus’ ancienne.............................................. 64 I/ Le réseau hydrographique en question : géographie, distances et contraintes physiques ........................................................................................................................................... 64 A/ Mouvements scandinaves et premières connexions ................................................. 66 B/ La route Baltique-Volga ........................................................................................... 67 C/ La voie Baltique-Byzance ou la « Voie des Varègues aux Grecs » ......................... 70 II/ Rapides, portages et nœuds de communications .......................................................... 76 A/ Le témoignage du DAI sur les voies fluviales de la Rus’ ......................................... 76 B/ Les portages et le développement de nœuds de communication : le cas du Nord-Est ....................................................................................................................................... 90 Chapitre II : Navigation fluviale et modalités de transport d’après l’historiographie russe . 98 I/ La navigation russe au confluent de plusieurs héritages : le cas des terminologies nautiques ........................................................................................................................... 98 II/ Étymologies et classifications des navires ................................................................. 102 3 A/ L’emprunt au vocabulaire byzantin ........................................................................ 107 B/ Les embarcations slaves et finnoises ...................................................................... 112 Chapitre III : L’héritage maritime scandinave ................................................................... 123 I/ L’apport du vocabulaire scandinave : problématiques et tentatives d’identifications 123 A/ Skyd’/skedija et chnieka : deux navires de guerres d’origine scandinave ............. 123 B/ Les parties de navire et l’emprunt au scandinave ................................................... 149 II/ Héritage scandinave et diffusion de pratiques issues de la culture scandinave : le cas de la levée navale ............................................................................................................ 160 A/ Principes du leiðangr .............................................................................................. 161 B / La levée navale dans le DAI, réinterprétation du chapitre IX ............................... 165 C/ Les attaques des Russes contre Constantinople ...................................................... 169 D/ Un autre cas de diffusion possible du leiðangr : la Normandie ............................. 174 Chapitre IV : Voyages expérimentaux et reconstitutions d’itinéraires ............................... 178 I/ L’archéologie expérimentale, objectifs et méthodologie ............................................ 178 A/ Méthodologie ......................................................................................................... 178 B/ La reconstruction de navires ..................................................................................
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