Gupta V. New Silk Route Advisors, L.P., Et Al
Case 1:19-cv-09284-PKC Document 41 Filed 09/09/20 Page 1 of 39 FILING COPY UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK --------------------------------------------------------------------- X RISHI K. GUPTA, : Plaintiff, : 19-cv-09284-PKC - against - : NEW SILK ROUTE ADVISORS, L.P., : NEW SILK ROUTE PARTNERS, LTD., (the “Employer Defendants”) : PARAG SAXENA, : (“Saxena”) AMENDED COMPLAINT : NEW SILK ROUTE PE ASSOCIATES, L.P., NEW SILK ROUTE PE ASIA FUND-A, L.P., : NEW SILK ROUTE PE ASIA FUND, L.P., NEW SILK ROUTE HOLDINGS, LLC, : (the “Entity Control Defendants”) : NEW SILK ROUTE MAURITIUS ADVISORS, LLC, : JURY TRIAL DEMANDED ARDUINO HOLDINGS LIMITED, FOR INGAIN TRADERS LLC, : ALL ISSUES SO TRIABLE SOUTH ASIA GASTRONOMY ENTERPRISES, LLC, : ORISEN MEDTECH LIMITED, A H HOLDINGS (BVI) LIMITED, and : A H HOLDINGS S.A.R.L., (the “Relief Defendants”), : Defendants. : --------------------------------------------------------------------- X Plaintiff Rishi K. Gupta (“Plaintiff” or “Gupta”), for his Complaint against the above- named Defendants, alleges the following on information and belief, except for paragraphs 2-6, 8, 12, 31-35, 39-48, 51, 54, 55, 58, 61-63, 65-70, 72, 73, 75, 83, 84, 86, 88-94, 96-98, 102, 104- 107, 109, 112-115, 117, 120-122, and 125, which are alleged on personal knowledge, as follows: 00085741.DOCX v 4 Case 1:19-cv-09284-PKC Document 41 Filed 09/09/20 Page 2 of 39 NATURE OF THE ACTION 1. This action is brought under the whistleblower protection provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, codified at Section 21F(6)(h) of the Securities Exchange Act of 1934, as amended, 15 U.S.C.
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