Yunnan Sayu River Basin Rural Water Pollution Management and Eco-Compensation Demonstration Project
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Resettlement Plan (Draft) September 2020 PRC: Yunnan Sayu River Basin Rural Water Pollution Management and Eco-Compensation Demonstration Project Prepared by the People’s Government of Zhaotong City for the Asian Development Bank. CURRENCY EQUIVALENTS (as of 5 August 2020) Currency unit – yuan (CNY) CNY1.00 = $0.1434 $1.00 = CNY6.9736 ABBREVIATIONS AAOV – average annual output value ADB – Asian Development Bank AH – affected household AP – affected person DDR – due diligence report DI – design institute DMS – detailed measurement survey DRC – Development and Reform Committee EM – ethnic minority EPB – environmental protection bureau FGD – focus group discussion FSR – feasibility study report GDP – gross domestic product GRM – grievance redress mechanism ha – hectare HD – house demolition HH – household IA – implementing agency km – kilometer km2 – square kilometer LA – land acquisition LAB – land administration bureau LACRP – land acquisition compensation and resettlement plan LAR – land acquisition and resettlement LEF – land-expropriated farmer LUEFF – land use for ecological farming or forestry LURPI – land use for rural public infrastructure LURT – land use right transfer LWRB – Ludian County water resources bureau m – meter m2 – square meter M&E – monitoring and evaluation MLG – minimum living guarantee standard MLS – minimum living security minimum living security mu – a Chinese unit of measurement (1 mu = 666.67 m2) NPS – nonpoint source pollution NRB – natural resources bureau PIU – project implementation unit PLA – permanent land acquisition PMO – project management office PRC – People’s Republic of China RIB – resettlement information booklet RP – resettlement plan SLO – state-owned land occupation SPS – ADB’s Safeguard Policy Statement TLO – temporary land occupation WWTF – wastewater treatment facility YPG – Yunnan Provincial People’s Government ZCG – Zhaotong City People’s Government ZMG – Zhaotong Municipal People’s Government NOTE In this report, "$" refers to United States dollars. This resettlement plan (draft) is a document of the borrower. The views expressed herein do not necessarily represent those of the Asian Development Bank’s (ADB) Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section on ADB’s website. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, ADB does not intend to make any judgments as to the legal or other status of any territory or area. Yunnan Sayu River Basin Rural Water Pollution Management and Eco-Compensation Demonstration Project Resettlement Plan Resettlement Plan (Draft) PRC (52025): Yunnan Sayu River Basin Rural Water Pollution Management and Eco-Compensation Demonstration Project The People’s Government of Zhaotong City September 2020 Yunnan Sayu River Basin Rural Water Pollution Management and Eco-Compensation Demonstration Project Resettlement Plan Yunnan Sayu River Basin Rural Water Pollution Management and Eco-Compensation Demonstration Project Resettlement Plan Abbreviations AAOV average annual output value ADB Asian Development Bank AH affected household AP affected person DDR due diligence report DI design institute DMS detailed measurement survey DRC Zhaotong Development and Reform Commission EM ethnic minority EPB environmental protection bureau FGD focus group discussion FSR feasibility study report GDP gross domestic product GRM grievance redress mechanism ha hectare HD house demolition HH household IA implementing agency km kilometer km2 square kilometer LA land acquisition LAB land administration bureau LACRP land acquisition compensation and resettlement plan LAR land acquisition and resettlement LEF land-expropriated farmer LUEFF land use for ecological farming or forestry LURPI land use for rural public infrastructure LURT land use right transfer LWRB Ludian County water resources bureau m meter m2 square meter Yunnan Sayu River Basin Rural Water Pollution Management and Eco-Compensation Demonstration Project Resettlement Plan M&E monitoring and evaluation MLG minimum living guarantee standard MLS minimum living security mu a Chinese unit of measurement (1 mu = 666.67 m2) NPS nonpoint source pollution NRB natural resources bureau PIU project implementation unit PLA permanent land acquisition PMO project management office PRC People’s Republic of China RIB resettlement information booklet RP resettlement plan SLO state-owned land occupation SPS ADB’s Safeguard Policy Statement TLO temporary land occupation WWTF wastewater treatment facility YPG Yunnan Provincial People’s Government ZCG Zhaotong City People’s Government ZMG Zhaotong Municipal People’s Government Yunnan Sayu River Basin Rural Water Pollution Management and Eco-Compensation Demonstration Project Resettlement Plan Definition of Terms Affected and/or In the context of involuntary resettlement, affected and/or displaced Displaced Persons: persons are those who are physically displaced (relocation, loss of residential land, or loss of shelter) and/or economically displaced (loss of land, assets, access to assets, income sources, or means of livelihoods) as a result of (i) involuntary acquisition of land, or (ii) involuntary restrictions on land use or on access to legally designated parks and protected areas. Compensation: Money or payment given to affected persons for property, resources, and income losses. Entitlement: According to the losses categories of affected persons, they are entitled to get compensation, income restoration, relocation costs, income subsidies, and resettlement to restore socioeconomic conditions. Income Restoration: Rebuild the affected persons’ source of income and living standard. Resettlement: Rebuild houses and properties, including productive land and public facilities at another area. Resettlement Impact: Material and immaterial property losses due to land acquisition and resettlement, including loss of residential houses, communities, production land, income sources, subsidies, culture centers, social structure, network, culture characteristic, and cooperative system. Resettlement Plan: An action plan with timeline and budget, including resettlement strategies, targets, rights, action, responsibilities, monitoring, and evaluation. Vulnerable Group: Refers to a special group of people who may be impacted more seriously during the resettlement process. Yunnan Sayu River Basin Rural Water Pollution Management and Eco-Compensation Demonstration Project Resettlement Plan Table of Contents EXECUTIVE SUMMARY ------------------------------------------------------------------------------------------ I 1. PROJECT OVERVIEW --------------------------------------------------------------------------------- 1 1.1. PROJECT BACKGROUND ---------------------------------------------------------------------------- 1 1.2. PROJECT OUTPUTS AND CONSTRUCTION CONTENTS ----------------------------------- 1 1.3. RESETTLEMENT PLAN PREPARATION ---------------------------------------------------------- 2 1.4. MEASURES TO REDUCE LAND ACQUISITION AND RESETTLEMENT IMPACTS ---- 3 1.5. DUE DILIGENCE REPORT FOR EXISTING, ASSOCIATED, AND/OR LINKED ---------- FACILITIES ---------------------------------------------------------------------------------------------------------- 4 2. PROJECT LAND USE AND IMPACTS ------------------------------------------------------------- 7 2.1. OVERVIEW OF LAND USE TYPES AND IMPACTS--------------------------------------------- 7 2.2. SCOPE AND OVERVIEW OF PROJECT LAND ACQUISITION AND RESETTLEMENT IMPACTS--------------------------------------------------------------------------------------------------- 8 2.3. DETAILED LAND ACQUISITION AND RESETTLEMENT IMPACTS (PERMANENT ----- LAND ACQUISITION AND TEMPORARY LAND OCCUPATION) -------------------------------------- 9 2.3.1. PERMANENT LAND ACQUISITION-------------------------------------------------------------- 9 2.3.2. FARMLAND AND INCOME LOSS ANALYSIS ------------------------------------------------ 13 2.3.3. STATE-OWNED LAND OCCUPATION --------------------------------------------------------- 15 2.3.4. TEMPORARY LAND OCCUPATION ------------------------------------------------------------ 16 2.3.5. HOUSE DEMOLITION ------------------------------------------------------------------------------ 17 2.3.6. AFFECTED ENTERPRISE ------------------------------------------------------------------------ 17 2.3.7. AFFECTED VULNERABLE GROUPS ---------------------------------------------------------- 17 2.3.8. AFFECTED ETHNIC MINORITIES -------------------------------------------------------------- 18 2.3.9. AFFECTED GROUND (STRUCTURES) ATTACHMENTS --------------------------------- 19 2.3.10. SUMMARY OF LAND ACQUISITION AND RESETTLEMENT IMPACT SCOPE ----- 19 3. SOCIOECONOMIC PROFILE OF THE PROJECT AREAS----------------------------------- 22 3.1. SOCIOECONOMIC PROFILE OF THE AFFECTED AREAS --------------------------------- 22 3.1.1. SOCIOECONOMIC PROFILE OF ZHAOTONG CITY --------------------------------------- 22 3.1.2. SOCIOECONOMIC PROFILE OF ZHAOYANG DISTRICT -------------------------------- 22 3.1.3. SOCIOECONOMIC PROFILE OF LUDIAN COUNTY --------------------------------------- 23 3.1.4. SOCIOECONOMIC PROFILE OF THE AFFECTED TOWNS AND VILLAGES ------- 24 3.1.5. EXISTING LIVELIHOOD MODES OF THE AFFECTED VILLAGES --------------------- 27 3.2. RESULTS OF SURVEY ON AFFECTED HOUSEHOLDS’ PROFILES --------------------- 27 3.2.1. FAMILY DEMOGRAPHICS