SECURITIES AND EXCHANGE COMMISSION

FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers

Filing Date: 2019-07-30 | Period of Report: 2019-06-30 SEC Accession No. 0001144204-19-036628

(HTML Version on secdatabase.com)

FILER ARK Investment Management LLC Mailing Address Business Address 3 EAST 28TH STREET, 7TH 3 EAST 28TH STREET, 7TH CIK:1697748| IRS No.: 464309299 | State of Incorp.:DE | Fiscal Year End: 1231 FLOOR FLOOR Type: 13F-HR | Act: 34 | File No.: 028-17768 | Film No.: 19984667 NEW YORK NY 10016 NEW YORK NY 10016 212-426-7040

Copyright © 2019 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE OMB Number: 3235-0006 COMMISSION Expires: July 31, 2015 Washington, D.C. 20549 Estimated average burden hours per response: 23.8 FORM 13F

FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06-30-2019 Check here if Amendment: ☐ Amendment Number: This Amendment (Check only one.): ☐ is a restatement. ☐ adds new holdings entries.

Institutional Investment Manager Filing this Report: Name: ARK Investment Management LLC Address: 3 East 28th Street, 7th Floor New York, NY 10016 Form 13F File Number: 028-17768

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager: Name: Kellen Carter Title: Chief Compliance Officer Phone: 212-426-7040

Signature, Place, and Date of Signing: /s/ Kellen Carter New York, NEW YORK 07-30-2019 [Signature] [City, State] [Date]

Report Type (Check only one.): ☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information table Entry Total: 235 Form 13F Information table Value Total: 3969269 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

NONE

Copyright © 2019 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0006 Washington, D.C. 20549 Expires: July 31, 2015 Estimated average burden FORM 13F hours per response: 23.8

FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE 2U INC Common Stock 90214J101 52,845 1,403,952 SH SOLE 1,130,073 22,946 250,933 3D SYSTEMS CORP Common Stock 88554D205 2,058 226,193 SH SOLE 226,193 0 0 ADOBE SYSTEMS INC Common Stock 00724F101 8,058 27,347 SH SOLE 27,347 0 0 AEROVIRONMENT INC Common Stock 008073108 10,319 181,776 SH SOLE 100,928 0 80,848 ALIBABA GROUP HOLDING-SP ADR ADR 01609W102 25,783 152,159 SH SOLE 113,595 9,534 28,850 ALIGN TECHNOLOGY INC Common Stock 016255101 3,240 11,837 SH SOLE 11,837 0 0 ALLEGHENY TECHNOLOGIES INC Common Stock 01741R102 50 1,983 SH SOLE 1,983 0 0 ALPHABET INC-CL C Common Stock 02079K107 1,712 1,584 SH SOLE 1,558 0 0 AMAZON.COM INC Common Stock 023135106 21,176 11,183 SH SOLE 8,824 0 2,359 AMETEK INC Common Stock 031100100 533 5,871 SH SOLE 5,871 0 0 ANSYS INC Common Stock 03662Q105 3,521 17,190 SH SOLE 17,190 0 0 APPLE INC Common Stock 037833100 17,714 89,502 SH SOLE 65,283 333 23,886 APTIV PLC Common Stock G6095L109 6,122 75,737 SH SOLE 72,994 2,743 0 ARCONIC INC Common Stock 03965L100 497 19,234 SH SOLE 19,234 0 0 LTD Common Stock 03969T109 9,481 1,004,368 SH SOLE 1,004,368 0 0 ARKEMA SA Misc. 786477208 45 480 SH SOLE 480 0 0 ARRK CORP Common Stock J0198N101 371 396,233 SH SOLE 396,233 0 0 AUDIOCODES LTD Common Stock M15342104 475 30,696 SH SOLE 30,696 0 0 AUTODESK INC Common Stock 052769106 5,351 32,847 SH SOLE 32,847 0 0 BAIDU INC - SPON ADR ADR 056752108 74,167 631,960 SH SOLE 463,291 46,376 121,401 BERTRANDT AG Closed-End Fund 09249Y107 331 4,666 SH SOLE 4,666 0 0 BITCOIN INVESTMENT TRUST Open-End Fund 389637109 25,790 1,704,557 SH SOLE 723,176 452,291 529,090 BLUEBIRD BIO INC Common Stock 09609G100 13,781 108,341 SH SOLE 50,111 17,034 41,007 CAMTEK LTD Common Stock M20791105 415 49,129 SH SOLE 49,129 0 0 CARPENTER TECHNOLOGY Common Stock 144285103 49 1,018 SH SOLE 1,018 0 0 CELGENE CORP Common Stock 151020104 0 0 SH SOLE 0 0 0 CELLCOM LTD Common Stock M2196U109 319 110,305 SH SOLE 110,305 0 0 CELLECTIS - ADR ADR 15117K103 17,210 1,103,186 SH SOLE 970,054 115,566 15,225 NETWORKS LTD Common Stock M22013102 385 131,354 SH SOLE 131,354 0 0 CERUS CORP Common Stock 157085101 47,731 8,493,022 SH SOLE 6,703,613 97,172 1,692,237 SOFTWARE TECH Common Stock M22465104 477 4,127 SH SOLE 4,127 0 0 COGNEX CORP Common Stock 192422103 3,434 71,574 SH SOLE 71,574 0 0 COMPUGEN LTD Common Stock M25722105 32,627 8,496,641 SH SOLE 8,283,152 70,360 143,129 CRISPR THERAPEUTICS AG Common Stock H17182108 128,317 2,724,349 SH SOLE 2,079,857 167,959 473,500 CYBERARK SOFTWARE LTD/ISRAEL Common Stock M2682V108 538 4,206 SH SOLE 4,206 0 0 DANEL (ADIR YEOSHUA) LTD Common Stock M27013107 571 8,788 SH SOLE 8,788 0 0 DEERE & CO Common Stock 244199105 2,109 12,727 SH SOLE 12,727 0 0 EASTMAN CHEMICAL CO Common Stock 277432100 48 616 SH SOLE 616 0 0 EASTMAN KODAK CO Common Stock 277461406 50 20,712 SH SOLE 20,712 0 0 EDITAS MEDICINE INC Common Stock 28106W103 119,943 4,848,148 SH SOLE 3,757,979 288,386 795,739 LTD Common Stock M3760D101 2,874 19,221 SH SOLE 19,221 0 0 EVOGENE LTD Common Stock M4119S104 327 202,990 SH SOLE 202,990 0 0 EXONE CO/THE Common Stock 302104104 21,478 2,304,554 SH SOLE 1,923,735 0 380,819 FARO TECHNOLOGIES INC Common Stock 311642102 479 9,117 SH SOLE 9,117 0 0 FOAMIX PHARMACEUTICALS LTD Common Stock M46135105 349 146,745 SH SOLE 146,745 0 0 GENERAL ELECTRIC CO Common Stock 369604103 441 42,044 SH SOLE 42,044 0 0

Copyright © 2019 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document GENERAL MOTORS CO Common Stock 37045V100 1,751 45,449 SH SOLE 45,449 0 0 LTD Common Stock M51474118 460 54,388 SH SOLE 54,388 0 0 HEXCEL CORP Common Stock 428291108 61 757 SH SOLE 757 0 0 HILAN LTD Common Stock 421962101 1,423 17,566 SH SOLE 17,566 0 0 HORTONWORKS INC Common Stock 440894103 0 0 SH SOLE 0 0 0 HP INC Common Stock 40434L105 2,610 125,529 SH SOLE 125,529 0 0 HUBSPOT INC Common Stock 443573100 7,767 45,550 SH SOLE 45,550 0 0 ILLUMINA INC Common Stock 452327109 197,892 537,531 SH SOLE 420,465 30,390 86,030 INCYTE CORP Common Stock 45337C102 11,107 130,737 SH SOLE 130,737 0 0 INOVIO PHARMACEUTICALS INC Common Stock 45773H201 11,628 3,955,017 SH SOLE 3,955,017 0 0 INTELLIA THERAPEUTICS INC Common Stock 45826J105 134,941 8,243,165 SH SOLE 6,769,387 523,553 939,650 INVITAE CORP Common Stock 46185L103 221,444 9,423,157 SH SOLE 7,431,910 369,271 1,618,367 IONIS PHARMACEUTICALS INC Common Stock 462222100 10,140 157,773 SH SOLE 157,773 0 0 LOCATION AND CONTROL Common Stock M6158M104 404 13,417 SH SOLE 13,417 0 0 JD.COM INC-ADR ADR 47215P106 4,462 147,325 SH SOLE 147,325 0 0 KAMADA LTD Common Stock M6240T109 452 81,874 SH SOLE 81,874 0 0 KONINKLIJKE DSM NV Closed-End Fund 09662E109 4 445 SH SOLE 445 0 0 LENDINGCLUB CORP Common Stock 52603A208 338,818 20,659,636 SH SOLE 17,212,729 271,344 3,175,563 LENDINGTREE INC Common Stock 52603B107 41,590 99,017 SH SOLE 62,126 9,278 27,503 MATERIALISE NV-ADR ADR 57667T100 54,513 2,792,678 SH SOLE 2,515,416 40,865 236,397 MATRIX IT LTD Common Stock 576853105 729 35,995 SH SOLE 35,995 0 0 MEDIDATA SOLUTIONS INC Common Stock 58471A105 599 6,623 SH SOLE 0 6,412 0 MELLANOX TECHNOLOGIES LTD Common Stock M51363113 457 4,132 SH SOLE 4,132 0 0 MERCADOLIBRE INC Common Stock 58733R102 8,973 14,667 SH SOLE 10,759 3,500 352 MICROSOFT CORP Common Stock 594918104 1,363 10,172 SH SOLE 10,172 0 0 NANO DIMENSION LTD - ADR ADR 63008G104 382 796,459 SH SOLE 796,459 0 0 NANOSTRING TECHNOLOGIES INC Common Stock 63009R109 107,017 3,526,095 SH SOLE 3,340,959 173,099 10,135 NETFLIX INC Common Stock 64110L106 43,207 117,628 SH SOLE 89,431 9,430 18,603 NICE LTD ADR 653656108 499 3,641 SH SOLE 3,641 0 0 NOVA MEASURING INSTRUMENTS Common Stock M7516K103 442 17,266 SH SOLE 17,266 0 0 NVIDIA CORP Common Stock 67066G104 175,960 1,071,425 SH SOLE 823,598 59,057 187,833 LTD Common Stock M75253100 0 0 SH SOLE 0 0 0 ORGANOVO HOLDINGS INC Common Stock 68620A104 11,052 21,132,709 SH SOLE 21,062,140 70,569 0 PACIFIC BIOSCIENCES OF CALIF Common Stock 69404D108 0 0 SH SOLE 0 0 0 PARTNER COMMUNICATIONS CO ADR 70211M109 472 112,426 SH SOLE 112,426 0 0 PAYPAL HOLDINGS INC Common Stock 70450Y103 17,432 152,299 SH SOLE 152,299 0 0 INC Common Stock 72940R300 32,007 5,156,645 SH SOLE 5,156,645 0 0 LTD Common Stock M7946T104 0 0 SH SOLE 0 0 0 POLYONE CORPORATION Common Stock 73179P106 54 1,720 SH SOLE 1,720 0 0 PRODWAYS GROUP SA ADR 738905405 0 0 SH SOLE 0 0 0 PROTO LABS INC Common Stock 743713109 54,628 470,848 SH SOLE 346,516 35,037 88,711 PTC INC Common Stock 69370C100 1,155 12,870 SH SOLE 12,870 0 0 Common Stock M81865111 490 59,552 SH SOLE 59,552 0 0 LTD Common Stock M81873107 468 18,930 SH SOLE 18,930 0 0 RED HAT INC Common Stock 756577102 0 0 SH SOLE 0 0 0 REDFIN CORP Common Stock 75737F108 0 0 SH SOLE 0 0 0 REDHILL BIOPHARMA LTD-SP ADR ADR 757468103 389 59,820 SH SOLE 59,820 0 0 REGENERON PHARMACEUTICALS Common Stock 75886F107 8,950 28,593 SH SOLE 28,593 0 0 RENISHAW PLC ETP 78355W767 2,300 42,556 SH SOLE 42,556 0 0 SALESFORCE.COM INC Common Stock 79466L302 62,579 412,434 SH SOLE 296,497 31,035 84,390 SANDVIK AB Common Stock 80013R206 16 2,813 SH SOLE 2,813 0 0 SAPIENS INTERNATIONAL CORP Common Stock G7T16G103 553 33,298 SH SOLE 33,298 0 0 SERES THERAPEUTICS INC Common Stock 81750R102 22,665 7,038,885 SH SOLE 5,780,249 407,060 844,983 SHOPIFY INC - CLASS A Common Stock 82509L107 6,276 20,909 SH SOLE 20,909 0 0 SIEMENS AG Common Stock D69671218 0 0 SH SOLE 0 0 0

Copyright © 2019 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SILICOM LTD Common Stock M84116108 411 12,669 SH SOLE 12,669 0 0 SLM SOLUTIONS GROUP AG Common Stock D6T690109 3,556 246,474 SH SOLE 246,474 0 0 SOFTBANK GROUP CORP-UNSP ADR ADR 83404D109 98 4,075 SH SOLE 4,075 0 0 SOLAREDGE TECHNOLOGIES INC Common Stock 83417M104 720 11,520 SH SOLE 11,520 0 0 SPLUNK INC Common Stock 848637104 63,794 507,306 SH SOLE 361,650 33,332 111,788 SQUARE INC - A Common Stock 852234103 181,807 2,506,643 SH SOLE 1,874,847 154,177 474,780 STRATASYS LTD Common Stock M85548101 226,500 7,711,945 SH SOLE 5,739,259 446,687 1,518,899 SUNY CELLULAR COMMUNICATION Common Stock M8708U107 0 0 SH SOLE 0 0 0 SYROS PHARMACEUTICALS INC Common Stock 87184Q107 35,112 3,791,756 SH SOLE 3,169,408 50,874 571,474 TARO PHARMACEUTICAL INDUS Common Stock M8737E108 408 4,776 SH SOLE 4,776 0 0 TELADOC INC Common Stock 87918A105 64,920 977,559 SH SOLE 813,929 46,680 116,142 TENCENT HOLDINGS LTD-UNS ADR ADR 88032Q109 80,106 1,769,899 SH SOLE 1,384,646 102,263 281,284 TERADYNE INC Common Stock 880770102 63,843 1,332,568 SH SOLE 864,323 113,829 352,879 TESLA INC Common Stock 88160R101 259,925 1,163,182 SH SOLE 1,077,039 78,565 6,267 TEVA PHARMACEUTICAL-SP ADR ADR 881624209 318 34,407 SH SOLE 34,407 0 0 TORAY INDUSTRIES INC Common Stock J89494116 55 7,196 SH SOLE 7,196 0 0 LTD Common Stock M87915274 421 26,691 SH SOLE 26,691 0 0 TRIMBLE INC Common Stock 896239100 6,434 142,621 SH SOLE 142,621 0 0 TWITTER INC Common Stock 90184L102 112,681 3,228,676 SH SOLE 2,366,633 217,327 640,768 ULTRA CLEAN HOLDINGS INC Common Stock 90385V107 428 30,750 SH SOLE 30,750 0 0 UNITED PARCEL SERVICE-CL B Common Stock 911312106 346 3,352 SH SOLE 3,352 0 0 UROGEN PHARMA LTD Common Stock M96088105 486 13,529 SH SOLE 13,529 0 0 VERACYTE INC Common Stock 92337F107 86,575 3,036,653 SH SOLE 3,002,743 33,910 0 WIX.COM LTD Common Stock M98068105 574 4,039 SH SOLE 4,039 0 0 XILINX INC Common Stock 983919101 55,497 470,634 SH SOLE 357,727 29,065 83,366 NINTENDO CO LTD Common Stock J51699106 63 171 SH SOLE 0 171 0 FANUC CORP Common Stock J13440102 41 220 SH SOLE 0 220 0 BAYER AG REG Common Stock 072500101 27 390 SH SOLE 0 390 0 SOFTBANK GROUP CORP Common Stock J75963108 53 1,110 SH SOLE 0 1,110 0 Fiserv Inc Common Stock 337738108 98 1,078 SH SOLE 1,078 0 0 Guidewire Software Inc Common Stock 40171V100 1,816 17,914 SH SOLE 17,914 0 0 HDFC Bank Ltd ADR 40415F101 1,015 7,806 SH SOLE 7,806 0 0 Interactive Brokers Group Inc Common Stock 45841N107 1,458 26,894 SH SOLE 26,894 0 0 Intuit Inc Common Stock 461202103 2,172 8,312 SH SOLE 8,312 0 0 MSCI Inc Common Stock 55354G100 143 597 SH SOLE 597 0 0 Nasdaq Inc Common Stock 631103108 928 9,647 SH SOLE 9,647 0 0 Charles Schwab Corp/The Common Stock 808513105 808 20,100 SH SOLE 20,100 0 0 TransUnion Common Stock 89400J107 1,043 14,183 SH SOLE 14,183 0 0 Verisk Analytics Inc Common Stock 92345Y106 1,475 10,068 SH SOLE 10,068 0 0 Visa Inc Common Stock 92826C839 39 223 SH SOLE 223 0 0 Wirecard AG ADR 97654L108 298 3,559 SH SOLE 3,559 0 0 Workday Inc Common Stock 98138H101 19 92 SH SOLE 92 0 0 MOOG INC Common Stock 615394202 385 4,112 SH SOLE 4,112 0 0 STRYKER CORP Common Stock 863667101 438 2,129 SH SOLE 2,129 0 0 MGI DIGITAL GRAPHIC TECHNOLO Common Stock F4090S113 0 0 SH SOLE 0 0 0 AQUABOUNTY TECHNOLOGIES Common Stock 03842K200 1,116 363,360 SH SOLE 363,360 0 0 IOVANCE BIOTHERAPEUTICS INC Common Stock 462260100 19,805 807,688 SH SOLE 807,688 0 0 DAIMLER AG-UNSPONSORED ADR ADR 233825207 0 0 SH SOLE 0 0 0 INFINEON TECHNOLOGIES-ADR ADR 45662N103 0 0 SH SOLE 0 0 0 RAKUTEN INC-ADR ADR 75102W108 2,694 224,687 SH SOLE 224,687 0 0 TAIWAN SEMICONDUCTOR-SP ADR ADR 874039100 2,932 74,861 SH SOLE 74,861 0 0 Intercontinental Exchange Inc Common Stock 45866F104 1,333 15,515 SH SOLE 15,515 0 0 ZILLOW GROUP INC - C Common Stock 98954M200 72,375 1,560,137 SH SOLE 1,150,351 120,792 287,029 ZUORA INC - CLASS A Common Stock 98983V106 0 0 SH SOLE 0 0 0 SPOTIFY TECHNOLOGY SA Common Stock L8681T102 72,581 496,384 SH SOLE 379,595 29,740 86,615

Copyright © 2019 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document INTUITIVE SURGICAL INC Common Stock 46120E602 2,850 5,434 SH SOLE 5,434 0 0 BELLICUM PHARMACEUTICALS INC Common Stock 079481107 2,184 1,284,955 SH SOLE 1,284,955 0 0 HENKEL AG & CO KGAA Preference D3207M110 49 498 SH SOLE 498 0 0 3M CO Common Stock D3207M102 41 237 SH SOLE 237 0 0 EVONIK INDUSTRIES AG Common Stock 299766204 5 1,621 SH SOLE 1,621 0 0 ADVANCED MICRO DEVICES Common Stock 007903107 6,461 212,743 SH SOLE 212,743 0 0 GRUBHUB INC Common Stock 400110102 9,954 127,626 SH SOLE 127,626 0 0 KRATOS DEFENSE & SECURITY Common Stock 50077B207 3,127 136,624 SH SOLE 136,624 0 0 NXP SEMICONDUCTORS NV Common Stock N6596X109 2,052 21,027 SH SOLE 21,027 0 0 RUBIUS THERAPEUTICS INC Common Stock 78116T103 10,986 698,402 SH SOLE 568,680 115,432 12,369 SPARK THERAPEUTICS INC Common Stock 84652J103 0 0 SH SOLE 0 0 0 OPERA LTD-ADR ADR 68373M107 77 7,342 SH SOLE 5,286 0 0 MEDTRONIC PLC Common Stock G5960L103 441 4,530 SH SOLE 4,530 0 0 ATTUNITY LTD Common Stock M15332121 0 0 SH SOLE 0 0 0 GALMED PHARMACEUTICALS LTD Common Stock M47238106 448 60,948 SH SOLE 60,948 0 0 INTEC PHARMA LTD Common Stock M53644106 336 77,348 SH SOLE 77,348 0 0 ASX LTD Common Stock Q0604U105 91 1,579 SH SOLE 1,579 0 0 FIRSTRAND LTD Common Stock S5202Z131 170 34,982 SH SOLE 34,982 0 0 GMO INTERNET INC SHS Common Stock J1822R104 49 2,700 SH SOLE 2,700 0 0 RAKUTEN INC JPY ORD Common Stock J64264104 293 24,600 SH SOLE 24,600 0 0 SBI HOLDINGS INC TOKYO Common Stock J6991H100 397 16,100 SH SOLE 16,100 0 0 EVENTBRITE INC-CLASS A Common Stock 29975E109 26,694 1,647,777 SH SOLE 1,291,644 114,146 239,894 PINDUODUO INC-ADR ADR 722304102 13,772 667,560 SH SOLE 667,560 0 0 TWILIO INC - A Common Stock 90138F102 8,100 59,405 SH SOLE 59,405 0 0 ATLASSIAN CORP PLC Common Stock G06242104 5,519 42,178 SH SOLE 42,178 0 0 CODEXIS INC Common Stock 192005106 6,216 337,288 SH SOLE 329,160 8,128 0 LOXO ONCOLOGY INC Common Stock 548862101 0 0 SH SOLE 0 0 0 SAREPTA THERAPEUTICS INC Common Stock 803607100 0 0 SH SOLE 0 0 0 NUVASIVE INC Common Stock 670704105 417 7,122 SH SOLE 7,122 0 0 XEROX CORP Common Stock 984121608 53 1,489 SH SOLE 1,489 0 0 LINDE PLC Common Stock G5494J103 0 0 SH SOLE 0 0 0 LINE CORP ADR ADR 53567X101 462 16,412 SH SOLE 16,412 0 0 WABTEC CORP Common Stock 929740108 0 0 SH SOLE 0 0 0 LINE CORP Common Stock J38932109 2,106 75,354 SH SOLE 75,354 0 0 ADYEN NV Common Stock N3501V104 1,320 1,712 SH SOLE 1,712 0 0 ZHONGAN ONLINE P&C INSURAN-H Common Stock Y989DF109 1,263 459,900 SH SOLE 459,900 0 0 MEITUAN DIANPING-CLASS B Common Stock J38997102 3,242 201,600 SH SOLE 201,600 0 0 WIRECARD AG Common Stock D22359133 1,403 8,344 SH SOLE 8,344 0 0 FIRSTRAND LTD Common Stock S5202Z131 730 150,300 SH SOLE 150,300 0 0 RAKUTEN INC Common Stock J64264104 2,328 196,205 SH SOLE 196,205 0 0 SBI HOLDINGS INC/JAPAN Common Stock J6991H100 1,713 69,300 SH SOLE 69,300 0 0 CELLULAR BIOMEDICINE GROUP I Common Stock 15117P102 5,197 314,378 SH SOLE 314,378 0 0 BRISTOL-MYERS SQUIBB CO Common Stock 110122108 15,982 352,421 SH SOLE 310,895 37,422 3,518 CLOUDERA INC Common Stock 18914U100 13,383 2,544,376 SH SOLE 1,790,889 0 753,487 NUTANIX INC - A Common Stock 67059N108 36,630 1,412,100 SH SOLE 1,118,960 86,641 205,082 KLA-TENCOR CORP Common Stock 482480100 0 0 SH SOLE 0 0 0 FMS ENTERPRISES MIGUN LTD Common Stock M42619102 0 0 SH SOLE 0 0 0 INTERCURE LTD Common Stock M549GJ103 359 176,225 SH SOLE 176,225 0 0 XERO LIVE LTD Common Stock Q98665104 147 3,465 SH SOLE 3,465 0 0 AEROJET ROCKETDYNE HOLDINGS Common Stock 007800105 536 11,973 SH SOLE 11,973 0 0 ALTAIR ENGINEERING INC - A Common Stock 021369103 1,225 30,327 SH SOLE 30,327 0 0 ARKEMA Misc. 786477208 45 480 SH SOLE 480 0 0 CONFORMIS INC Common Stock 20717E101 1,910 438,015 SH SOLE 438,015 0 0 DASSAULT SYSTEMES SA ADR 237545108 1,302 8,172 SH SOLE 8,172 0 0 HENKEL AG & CO KGAA VORZUG Preference D3207M110 49 498 SH SOLE 498 0 0

Copyright © 2019 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document HEXAGON AB-B SHS Common Stock W40063104 513 9,250 SH SOLE 9,250 0 0 KAISER ALUMINUM CORP Common Stock 483007704 352 3,609 SH SOLE 3,609 0 0 MOOG INC-CLASS A Common Stock 615394202 385 4,112 SH SOLE 4,112 0 0 OC OERLIKON CORP AG-REG Common Stock H59187106 356 29,151 SH SOLE 29,151 0 0 SGL CARBON SE Closed-End Fund 862719101 38 5,553 SH SOLE 5,553 0 0 SIEMENS AG-REG Common Stock 826322109 384 3,208 SH SOLE 3,208 0 0 STRAUMANN HOLDING AG-REG Common Stock H8300N119 2,741 3,109 SH SOLE 3,109 0 0 AERONAUTICS LTD Common Stock 03959D205 409 116,127 SH SOLE 116,127 0 0 LTD Common Stock M0854Q105 445 61,698 SH SOLE 61,698 0 0 BET SHEMESH ENGINES HOLDINGS Common Stock M20119109 502 19,677 SH SOLE 19,677 0 0 THE ISRAELI TELECOM CO Common Stock M2012Q100 505 665,306 SH SOLE 665,306 0 0 MEDIWOUND LTD Common Stock M68830104 325 96,097 SH SOLE 96,097 0 0 JUMIA TECHNOLOGIES AG-ADR ADR 48138M105 7,210 272,881 SH SOLE 272,881 0 0 ROKU INC Common Stock 77543R102 7,013 77,425 SH SOLE 77,425 0 0 FATE THERAPEUTICS INC Common Stock 31189P102 4,508 222,064 SH SOLE 222,064 0 0 GUARDANT HEALTH INC Common Stock 40131M109 6,392 74,041 SH SOLE 74,041 0 0 CAREDX INC Common Stock 14167L103 4,593 127,608 SH SOLE 127,608 0 0 FACEBOOK INC-CLASS A Common Stock 30303M102 31,402 162,707 SH SOLE 119,857 12,637 30,055 PERSONALIS INC Common Stock 71535D106 5,368 197,720 SH SOLE 197,720 0 0 TWIST BIOSCIENCE CORP Common Stock 90184D100 6,202 213,793 SH SOLE 213,793 0 0 BRAINSWAY LTD ADR 10501L106 863 82,313 SH SOLE 82,313 0 0 DUPONT DE NEMOURS INC Common Stock 26614N102 32 421 SH SOLE 421 0 0 CORTEVA INC Common Stock 22052L104 12 421 SH SOLE 421 0 0 THERMO FISHER SCIENTIFIC INC Common Stock 883556102 263 897 SH SOLE 897 0 0

Copyright © 2019 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document