November 15, 2017

Dear Reader:

At the Clinton Foundation, our goal is simple – improve lives around the world and here in the United States. For over sixteen years, we have launched programs to make progress on some of the world’s most pressing challenges – for example, making HIV/AIDS treatment more affordable, combating climate change and promoting renewable energy, and fighting the opioid epidemic.

In 2016, we continued our efforts to improve lives wherever we work. Some examples of the progress our programs made last year include:

 The Clinton Development Initiative grew its smallholder farmer outreach in Rwanda, Malawi, and Tanzania, helping more than 150,000 farmers through 2016 by providing critical training, as well as seeds and fertilizer, to increase their yields and incomes;  The Clinton Climate Initiative continued assisting with the development of renewable energy projects across the Caribbean, including a 3 MW solar project and a 30 MW geothermal project in Saint Lucia that are expected to bring clean power to half of the country’s households;  The Clinton Health Matters Initiative continued its efforts to fight the opioid epidemic in the U.S., negotiating a groundbreaking agreement with Adapt Pharma to provide the first nasal spray version of naloxone, a drug that can reverse opioid overdoses, to all U.S. high schools free of charge;  As part of our efforts to promote early childhood development, Too Small to Fail launched a new effort to distribute books to underserved families through diaper banks, opened 21 “Talking is Teaching” themed playgrounds around the country, and distributed more than 839,000 books to underserved communities in the United States through 2016;  The Clinton Giustra Enterprise Partnership continued its work to help smallholder farmers, fishers, women entrepreneurs, and youth around the world improve their livelihoods through social enterprises, expanding its efforts to connect smallholder farmers with high-value markets in 2016;  The Clinton Global Initiative (CGI) convened a wide range of leaders through CGI America, CGI University and, after 11 years, CGI’s final Annual Meeting, which concluded with over 3,600 Commitments to Action made by CGI members that have improved the lives of more than 435 million people in more than 180 countries;  The Clinton Foundation in Haiti supported increased production of important crops such as moringa, peanuts, and castor for thousands of farmers, and joined with members of the CGI Haiti Action Network to mobilize relief in the wake of Hurricane Matthew;  No Ceilings: the Full Participation Project – together with Vital Voices Global Partnership and WEConnect International – launched a new coalition of 30 partners from the public and private sectors that seeks to increase women’s economic participation, address violence against girls and women, and promote women’s leadership;

 The Alliance for a Healthier Generation, an affiliated entity, founded by the Clinton Foundation and the American Heart Association, continued its efforts to empower kids to develop lifelong healthy habits through its work in schools, juvenile justice facilities, and out- of-school time sites, reaching more than 21 million young people through 2016 in nearly 35,000 schools and more than 2,600 out-of-school time sites;  The Clinton Presidential Center in Little Rock continued to offer a variety of educational programs, special events, exhibitions, and lectures, including the Presidential Leadership Scholars program that is jointly run with the George W. Bush Presidential Center, the George H. W. Bush Presidential Library Foundation, and the Lyndon Baines Johnson Foundation; by the end of 2016 the Clinton Presidential Center had welcomed more than four million visitors, including 327,600 students and teachers who have visited the Clinton Presidential Center free of charge.

As has been previously reported this year, we saw a decline in revenue in 2016 that we had anticipated. Part of this is attributable to closing out the endowment campaign that ended in 2015, which has helped make our programs more sustainable. In addition, starting in 2015 when Secretary Clinton launched her presidential campaign, we voluntarily adopted restrictions on fundraising. But, as the examples of our progress listed above demonstrate, our programs’ strong work continued in 2016 – and right into 2017.

As an operating foundation that implements our charitable programs directly and with partners, we are grateful to our donors who make this life-changing work possible. And, as part of our continued commitment to transparency and accountability, we disclose the names of our over 330,000 donors on our website. Every year, we make our Form 990 and audited financial statement available to the public to view. For reporting purposes, the latter statement also reflects the work of the Clinton Health Access Initiative, a separate 501(c)3 which became independent in 2010.

The Clinton Foundation’s model has continued to be affirmed as effective by independent philanthropic watchdogs. In the last few months, three charity evaluators have awarded the Clinton Foundation top ratings – Charity Navigator renewed its ranking of four out of four stars; GuideStar renewed the Foundation's Platinum rating; and the Better Business Bureau accredited the Clinton Foundation as meeting all 20 of the BBB’s standards for governance, effectiveness, finance, and fundraising. In addition, the American Institute of Philanthropy’s “Charity Watch” has awarded the Clinton Foundation an “A” rating for its financial performance.

We at the Clinton Foundation are excited about the future, and committed to continuing our efforts to improve lives everywhere we work.

Sincerely,

Kevin Thurm Acting CEO, Clinton Foundation

Bill, Hillary & Chelsea Clinton Foundation

Consolidated Financial Statements (With Supplementary Information) and Independent Auditor's Report

December 31, 2016 and 2015

Bill, Hillary & Chelsea Clinton Foundation

Index

Page

Independent Auditor's Report 2

Financial Statements

Consolidated Statements of Financial Position 4

Consolidated Statements of Activities 5

Consolidated Statements of Cash Flows 6

Notes to Consolidated Financial Statements 7

Supplementary Information

Consolidating Statement of Financial Position 30

Consolidating Statement of Activities 31

1

Independent Auditor's Report

To the Board of Directors Bill, Hillary & Chelsea Clinton Foundation

We have audited the accompanying consolidated financial statements of Bill, Hillary & Chelsea Clinton Foundation (the "Clinton Foundation"), which comprise the consolidated statement of financial position as of December 31, 2016, and the related consolidated statements of activities and cash flows for the year then ended, and the related notes to the consolidated financial statements.

Management's Responsibility for the Financial Statements

Management is responsible for the preparation and fair presentation of these consolidated financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of consolidated financial statements that are free from material misstatement, whether due to fraud or error.

Auditor's Responsibility

Our responsibility is to express an opinion on these consolidated financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the consolidated financial statements are free from material misstatement.

An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the consolidated financial statements. The procedures selected depend on the auditor's judgment, including the assessment of the risks of material misstatement of the consolidated financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity's preparation and fair presentation of the consolidated financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the consolidated financial statements.

We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion.

Opinion

In our opinion, the 2016 consolidated financial statements referred to above present fairly, in all material respects, the financial position of Bill, Hillary & Chelsea Clinton Foundation as of December 31, 2016, and the changes in its net assets and its cash flows for the year then ended in accordance with accounting principles generally accepted in the United States of America.

Prior Year Consolidated Financial Statements

The consolidated financial statements of the Clinton Foundation as of and for the year ended December 31, 2015, were audited by other auditors whose report, dated November 15, 2016, expressed an unmodified opinion on those statements.

2

Report on Supplementary Information

Our audit was conducted for the purpose of forming an opinion on the 2016 consolidated financial statements as a whole. The consolidating supplementary information on pages 30 and 31 is presented for purposes of additional analysis of the consolidated financial statements, rather than to present the financial position, results of operations or cash flows of the individual entities and is not a required part of the consolidated financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the consolidated financial statements. The information has been subjected to the auditing procedures applied in the audit of the 2016 consolidated financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the consolidated financial statements or to the consolidated financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the consolidated financial statements taken as a whole.

New York, New York November 15, 2017

3 Bill, Hillary & Chelsea Clinton Foundation

Consolidated Statements of Financial Position December 31, 2016 and 2015

Assets

2016 2015

Cash and cash equivalents $ 14,500,941 $ 37,546,683 Assets limited as to use 80,824,510 88,009,808 Accounts receivable 1,791,007 3,498,992 Grants receivable 6,230,055 2,881,923 Loan receivable 889,273 - Prepaid expenses and other 7,702,349 3,940,627 Contributions receivable, net 54,765,021 84,063,928 Investments 159,639,998 128,652,538 Programmatic and other investments 2,805,283 2,284,027 Assets held for sale - 2,678,966 Property and equipment, net 97,090,501 102,148,028

Total $ 426,238,938 $ 455,705,520

Liabilities and Net Assets

Liabilities Accounts payable and accrued expenses $ 11,970,751 $ 13,654,124 Deferred revenue 24,942,244 35,883,773

Total liabilities 36,912,995 49,537,897

Commitments and contingencies

Net assets Unrestricted 33,712,090 49,231,128 Unrestricted, invested in fixed assets 97,090,501 102,148,028

Total unrestricted 130,802,591 151,379,156

Temporarily restricted 76,448,567 71,173,749 Permanently restricted 182,074,785 183,614,718

Total net assets 389,325,943 406,167,623

Total $ 426,238,938 $ 455,705,520

See Notes to Consolidated Financial Statements.

4 Bill, Hillary & Chelsea Clinton Foundation

Consolidated Statements of Activities Years Ended December 31, 2016 and 2015

2016 2015 Temporarily Permanently Temporarily Permanently Unrestricted restricted restricted Total Unrestricted restricted restricted Total

Revenue and support Contributions $ 22,536,905 $ 108,400,797 $ 4,507,787 $ 135,445,489 $ 24,857,344 $ 123,680,344 $ 33,964,268 $ 182,501,956 Grants 81,153,172 - - 81,153,172 109,918,387 - - 109,918,387 Investment return 1,470,897 8,209,715 - 9,680,612 232,879 897,222 - 1,130,101 Presidential Center 3,781,783 - - 3,781,783 3,826,693 - - 3,826,693 Other income 2,797,413 699,634 - 3,497,047 1,407,966 48,709 - 1,456,675 Net assets released from restrictions 110,448,251 (110,448,251) - - 115,337,421 (115,337,421) - -

Total revenue and support 222,188,421 6,861,895 4,507,787 233,558,103 255,580,690 9,288,854 33,964,268 298,833,812

Expenses and losses Program services 209,507,541 - - 209,507,541 226,775,644 - - 226,775,644 Management and general 27,937,134 - - 27,937,134 29,239,881 - - 29,239,881 Fund raising 5,320,311 - - 5,320,311 7,208,712 - - 7,208,712 Provision for uncollectible pledges - 1,587,077 6,047,720 7,634,797 - 357,665 1,042,955 1,400,620

Total expenses and losses 242,764,986 1,587,077 6,047,720 250,399,783 263,224,237 357,665 1,042,955 264,624,857

Change in net assets (20,576,565) 5,274,818 (1,539,933) (16,841,680) (7,643,547) 8,931,189 32,921,313 34,208,955

Net assets, beginning 151,379,156 71,173,749 183,614,718 406,167,623 159,022,703 62,242,560 150,693,405 371,958,668 Net assets, end $ 130,802,591 $ 76,448,567 $ 182,074,785 $ 389,325,943 $ 151,379,156 $ 71,173,749 $ 183,614,718 $ 406,167,623

See Notes to Consolidated Financial Statements.

5 Bill, Hillary & Chelsea Clinton Foundation

Consolidated Statements of Cash Flows Years Ended December 31, 2016 and 2015

2016 2015

Cash flows from operating activities Change in net assets $ (16,841,680) $ 34,208,955 Adjustments to reconcile change in net assets to net cash provided by (used in) operating activities Depreciation and amortization 6,156,574 6,170,235 Loss (gain) on sales of property and equipment 695,214 (4,558) Provision for bad debts 7,634,797 1,400,620 Net realized gains on programmatic and other investments (401,556) - Net unrealized programmatic and other investment loss (gain) (3,827,288) 2,783,842 Contributions to endowment (24,583,334) (53,515,223) Changes in operating assets and liabilities Assets limited as to use 7,185,298 (5,040,703) Accounts receivable 1,707,985 (445,413) Grants receivable (3,348,132) 6,999,043 Contributions receivable 21,664,110 26,572,438 Prepaid expenses and other (3,761,722) (344,700) Accounts payable and accrued expenses (1,683,373) (13,914) Deferred revenue (10,941,529) (17,994,815) Net cash provided by (used in) operating activities (20,344,636) 775,807

Cash flows from investing activities Purchase of property and equipment (1,384,530) (3,054,330) Proceeds from sales of property and equipment 2,269,235 13,321 Purchases of securities and investments (93,558,540) (243,954,740) Sales of securities and investments 66,278,668 187,099,204 Disbursements on loan receivable (889,273) - Net cash used in investing activities (27,284,440) (59,896,545)

Cash flows from financing activities Contributions to endowment 24,583,334 53,515,223 Net cash provided by financing activities 24,583,334 53,515,223

Net decrease in cash and cash equivalents (23,045,742) (5,605,515)

Cash and cash equivalents, beginning 37,546,683 43,152,198

Cash and cash equivalents, end $ 14,500,941 $ 37,546,683

See Notes to Consolidated Financial Statements.

6 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

Notes 1 - Nature of operations and summary of significant accounting policies

Nature of operations Bill, Hillary & Chelsea Clinton Foundation ("Clinton Foundation") works with businesses, governments, Non-Governmental Organizations ("NGO"), and individuals to improve global health and wellness, increase opportunity for girls and women, reduce childhood obesity, create economic opportunity and growth, and help communities address the effects of climate change by implementing programs, facilitating opportunities and forming creative partnerships.

To accomplish its goals through measurable results, the Clinton Foundation has established separate initiatives, with distinct approaches and missions. Each initiative reflects the Clinton Foundation’s vision and overall goals.

The initiatives are as follows:

 The Alliance for a Healthier Generation ("Alliance"), an independent affiliated entity, founded by the Clinton Foundation and the American Heart Association, empowers kids to develop lifelong, healthy habits by ensuring the environments that surround them provide and promote good health. In 2016, the Alliance continued its efforts to empower kids to develop lifelong healthy habits through its work in schools, juvenile justice facilities, and out-of-school time sites.

 The Clinton Climate Initiative ("CCI") collaborates with governments and partners to increase the resiliency of communities facing climate change by creating and implementing replicable and sustainable models that foster cross-sector collaborations. CCI’s approach addresses major sources of greenhouse gas emissions by bringing together relevant partners, while also saving money for individuals and governments and growing economies. In 2016, CCI continued assisting with the development of renewable energy projects across the Caribbean. To magnify the long-term impact of these efforts, in February 2016, CCI launched a new Women in Renewable Energy ("WIRE") Network so that more women are empowered to become part of the energy solutions in their communities – and to reaffirm the Clinton Foundation's commitment to the full participation of girls and women.

 The Clinton Development Initiative ("CDI") develops and operates agribusiness projects that empower smallholder farmers to increase their economic potential. In Malawi, Tanzania, and Rwanda, CDI performs outreach to smallholder farmers to increase access and help them to participate equitably in local markets. CDI’s model puts farmers first by providing them training, as well as increasing their access to inputs to improve their crop yields and increase their incomes. In 2016, CDI grew its smallholder farmer outreach in Rwanda, Malawi, and Tanzania, and is now helping farmers through training and by providing seeds and fertilizer to increase their yields and incomes. CDI also helped farmers in Malawi find new markets in Europe for their groundnuts and opened the first of three planned health clinics on Anchor Farm in Malawi. The clinic provides primary health care services and disease prevention.

 The Clinton Foundation has been actively engaged in Haiti since 2009, focusing on economic diversification, private sector investment, and job creation to create long-term, sustainable economic development. The Clinton Foundation concentrates on creating sustainable economic growth in five priority sectors including energy, tourism, agriculture, environment, and artisans/manufacturing, where it works to develop new markets for Haitian products; to engage international companies and investors; and to strengthen local

7 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

organizations, entrepreneurs, and businesses. In 2016, the Clinton Foundation’s work in Haiti supported increased production of important crops such as moringa, peanuts, and castor, helping to improve incomes of farmers. In the aftermath of Hurricane Matthew – which devastated the country’s southern region and left an estimated 800,000 people in urgent need of emergency relief – members of the "CGI" Haiti Action Network provided emergency supplies, equipment, and services to help support the recovery effort.

 The Clinton Giustra Enterprise Partnership ("CGEP") builds social businesses to generate social impact and financial returns by addressing market gaps in developing countries’ supply or distribution chains. CGEP works with smallholder farmers, fishers, women entrepreneurs, and youth to improve their livelihoods by providing the tools they need – from training and financing to technology and innovation – and bringing them into markets where they can prosper. CGEP incorporates individuals into one of three market-driven models – supply chain businesses, inclusive distribution businesses, and vocational training center businesses. Through these models, CGEP seeks to help people work themselves out of poverty. CGEP’s successful pilot programs are incorporated to form for-profit enterprise entities in which the Clinton Foundation typically holds a significant ownership position. Included in the consolidated financial statements are the following entities carrying out the work of CGEP: Acceso Fund, LLC; Acceso Worldwide Fund, Inc.; Haiti Development Fund, LLC and Acceso Peanut Enterprise Corporation, S.A.

 The Clinton Global Initiative’s ("CGI") mission is to inspire, connect, and empower everyone to forge solutions to the world’s most pressing challenges. Through 2016, CGI has convened leaders from the private sector, public sector, and civil society to drive action through its unique model. Rather than directly implementing projects, CGI helps its members turn ideas into action through impactful and measurable Commitments to Action. To support the development of commitments year-round, CGI facilitates conversations, provides opportunities to identify partners, and communicates the results of the work.

 The Clinton Health Access Initiative, Inc. ("CHAI"), an affiliated entity, provides solutions to the biggest challenges impeding effective health care delivery in developing countries. CHAI applies the rigorous thinking, analysis and urgency of the business world to save lives and strengthen health systems rapidly and more efficiently by improving markets for medicines and diagnostics, lowering the cost of treatment, and accelerating access to key drugs and technologies. In January 2010, CHAI became a separate nonprofit organization and continues to operate as a separate legal entity. See Note 18.

 The Clinton Health Matters Initiative ("CHMI") works to improve the health and well-being of people across the U.S. by activating individuals, communities, and organizations to make meaningful contributions to the health of others. By building strategic partnerships and working across sectors, CHMI works to reduce the prevalence of preventable health outcomes and close health inequity and disparity gaps by improving access to key contributors to health for all people. In 2016, CHMI negotiated an agreement with Adapt Pharma to provide the first nasal spray version of naloxone, a drug that can reverse opioid overdoses, to all U.S. high schools free of charge. As of the end of 2016, the distributions have already begun across the U.S.

8 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

 The William J. Clinton Presidential Center and Park ("Presidential Center") is the home of the Little Rock offices of the Clinton Foundation; the Clinton Presidential Library and Museum; the Clinton School of Public Service, the first institution in the nation to offer a Master of Public Service ("MPS") degree; and is a managing partner of the Presidential Leadership Scholars program, a national bipartisan executive-style leadership development initiative. Additionally, the Presidential Center is a world-class educational and cultural venue offering a variety of educational programs, special events, exhibitions, and lectures, presenting a unique perspective of the work – past, present, and future – of the 42nd President of the United States, William Jefferson Clinton.

 No Ceilings: The Full Participation Project is an initiative of the Clinton Foundation which aims to advance the full participation of girls and women around the world. Through a data- driven analysis on gender equality, an in-depth conversation series, innovative partnerships, and CGI commitments, No Ceilings builds an evidence-based case to chart the path forward for the full participation of girls and women in the 21st century. In 2016, No Ceilings – together with Vital Voices Global Partnership and WEConnect International – launched a new coalition of partners from the public and private sectors that seek to increase women’s economic participation, address violence against girls and women, and promote women’s leadership.

 Too Small to Fail, a joint initiative of the Clinton Foundation and The Opportunity Institute, is leading a public awareness and action campaign to promote the importance of early brain and language development and to support parents with tools to talk, read, and sing with their young children from birth. Today, almost 60% of children in the U.S. start kindergarten unprepared, falling behind their peers in critical language skills. Through partnerships with pediatricians, hospitals, faith-based leaders, community-based organizations, businesses, entertainment industry leaders, and others, Too Small to Fail is meeting parents where they are to help them prepare their children for success in school and beyond. Whether at the pediatrician's office or the playground, Too Small to Fail aims to make small moments big by creating opportunities for meaningful interactions anytime, anywhere. In 2016, Too Small to Fail launched a new effort to distribute books to underserved families through diaper banks, and opened 21 "Talking is Teaching" themed playgrounds around the country that integrate learning with play – using conversational prompts that encourage parents to talk, read, and sing with their children.

 William J. Clinton Insamlingsstiftelse ("Clinton Foundation Sweden" or "WJCI") works on implementing long-term solutions focused on climate change, improving health systems in the developing world, strengthening economic development around the world and fighting childhood obesity. Clinton Foundation Sweden aims to develop or implement, independently or together with others and with joint resources, long-term solutions both locally and in all parts of the world. Clinton Foundation Sweden is a separate legal non-profit Swedish entity. See Note 17.

9 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

Principles of consolidation The accompanying consolidated financial statements of the Clinton Foundation incorporate the accounts of the Clinton Foundation, including the accounts of all program operating offices of the Clinton Foundation. Additionally, the consolidated financial statements include the net assets and activities of the entities which the Clinton Foundation maintains an economic interest in and financial control over including the Clinton Foundation Sweden, Acceso Worldwide Fund, Inc., Acceso Peanut Enterprise Corporation, S.A., Acacia Development Co. and CHAI. See Notes 17 and 18.

Use of estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates.

Cash equivalents The Clinton Foundation considers all liquid investments with original maturities of three months or less to be cash equivalents. At December 31, 2016, cash equivalents consisted primarily of money market accounts with brokers. At December 31, 2016, the Clinton Foundation’s cash and assets limited as to use accounts exceeded federally insured limits by approximately $105,000,000.

Assets limited as to use The Clinton Foundation's assets limited as to use include funds designated by contribution or grant agreements to be used for a specific limited program or purpose. Assets limited as to use held by CHAI are limited under its arrangement with UNITAID, an international organization affiliated with the World Health Organization, which works to leverage price reductions for diagnostics and medicines to better treat AIDS, malaria and tuberculosis in the developing world. The assets relate to the UNITAID arrangement and may be used only for the purchase of pediatric and second-line drugs and related commodities and diagnostics for UNITAID-sponsored projects.

Investments and investment return Investments in equity securities having a readily determinable fair value and in all debt securities are carried at fair value. The Clinton Foundation has adopted the practical expedient of valuing certain alternative investments at net asset value ("NAV") per the Financial Accounting Standards Board Accounting Standards Update No. 2015-07, Fair Value Measurement (Topic 820): Disclosures for Investments in Certain Entities that Calculate Net Asset Value per Share (or its Equivalent). Investments whose fair value is measured at NAV are excluded from the fair value hierarchy, but are presented in fair value tables as a reconciling item between the hierarchy table and total investments per the consolidated statement of financial position.

Investment return includes dividend, interest and other investment income; realized and unrealized gains and losses on investments carried at fair value; and realized gains and losses on other investments.

Investment return is reflected in the consolidated statements of activities as unrestricted, temporarily restricted or permanently restricted based upon the existence and nature of any donor or legally-imposed restrictions.

10 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

Receivables Receivables primarily consist of contributions and grants receivable. The Clinton Foundation receives grant support from foundations, governmental units and private entities funding specific programs or events. Since the consolidated financial statements of the Clinton Foundation are prepared on the accrual basis of accounting, all earned portions of the grants not yet received as of December 31, 2016 and 2015 have been recorded as receivables.

Contributions receivable are stated at the amount pledged by donors net of present value discounts. The Clinton Foundation provides an allowance for doubtful pledges receivable, which is based upon a review of outstanding receivables, historical collection information and existing economic conditions. Delinquent pledges receivable are written off based on the specific circumstances of the donor making the pledge.

Accounts receivable are comprised primarily of program related billings due, general deposits, travel advances and various deposits for leased facilities.

Property and equipment Property and equipment are stated at cost less accumulated depreciation. Depreciation is charged to expense primarily by the straight-line method. Leasehold improvements are amortized over the shorter of the life of the lease or the useful life of the asset.

The estimated useful lives for each major classification of property and equipment are as follows:

Building and fixtures 15 - 40 years Leasehold improvements 4 - 20 years Furniture and equipment 3 - 10 years

Net assets The Clinton Foundation prepares its consolidated financial statements in conformity with accounting principles generally accepted in the United States of America ("GAAP"). Net assets, revenues and releases from restriction are classified based on the existence or absence of donor-imposed restrictions. Accordingly, the net assets of the Clinton Foundation and the changes therein are classified and reported in three categories of net assets.

Unrestricted net assets are those that are not subject to donor-imposed restrictions, including the net investment in fixed assets, unrestricted gifts and unrestricted current funds.

Temporarily restricted net assets are those whose use by the Clinton Foundation is subject to donor imposed stipulations that will be satisfied either by actions of the Clinton Foundation, the passage of time or both.

Permanently restricted net assets have been restricted by donors to be maintained by the Clinton Foundation either in perpetuity or until released by specific action by the Clinton Foundation’s Board in accordance with applicable law.

Contributions Gifts of cash and other assets received without donor stipulations are reported as unrestricted revenue and net assets. Gifts received with a donor stipulation that limits their use are reported as temporarily or permanently restricted revenue and net assets. When a donor-stipulated time restriction ends or purpose restriction is accomplished, temporarily restricted net assets are

11 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

reclassified to unrestricted net assets and reported in the statement of activities as net assets released from restrictions. Gifts that are originally restricted by the donor and for which the restriction is met in the same time period are recorded as temporarily restricted and then released from restriction.

Gifts of land, buildings, equipment and other long-lived assets are reported as unrestricted revenue and net assets unless explicit donor stipulations specify how such assets must be used, in which case the gifts are reported as temporarily or permanently restricted revenue and net assets. Absent explicit donor stipulations for the time long-lived assets must be held, expirations of restrictions resulting in reclassification of temporarily restricted net assets to unrestricted net assets are reported when the long-lived assets are placed in service.

Unconditional gifts expected to be collected within one year are reported at their net realizable value. Amounts expected to be collected in future years are recorded at the present value of estimated future cash flows. The discounts on those pledges are computed using an interest rate for the year in which the promise was received and considers market and credit risk as applicable. Subsequent years’ accretion of the discount is included in contribution revenue.

Conditional gifts depend on the occurrence of a specified future and uncertain event to bind the potential donor and are recognized as assets and revenue when the conditions are substantially met and the gift becomes unconditional. No conditional gifts or pledges for which conditions had not been substantially met were recorded in either 2016 or 2015.

Collections The collections maintained at the William J. Clinton Presidential Library and Museum are the property of the National Archives and, as such, these collections are not included on the consolidated statements of financial position of the Clinton Foundation. Furthermore, the Clinton Foundation is not responsible for the maintenance or preservation of items in the collections.

In-kind contributions In addition to receiving cash contributions, the Clinton Foundation receives in-kind contributions from various donors. It is the policy of the Clinton Foundation to record the estimated fair value of certain in-kind donations as an expense in its consolidated financial statements and similarly increase contribution revenue by a like amount. For the years ended December 31, 2016 and 2015, $1,450,769 and $3,203,904, respectively, were received as in-kind contributions.

Grants Grant support is received from foundations, governmental units and private entities funding specific programs or events. Support funded by government grants is recognized as exchange transactions as the Clinton Foundation performs the contracted services or incurs outlays eligible for reimbursement under the grant agreements. Grant activities and outlays are subject to audit and acceptance by the granting agency and, as a result of such audit, adjustments could be required.

Other income Other income includes net revenues attributable to program specific transactions, sublease rental income, gains and losses on sale of fixed assets and proceeds from speeches given by members of the Clinton family, based on contractual agreements between the Clinton Foundation and the paying organization.

12 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

Income taxes The Clinton Foundation is exempt from income taxes under Section 501 of the Internal Revenue Code and a similar provision of state law. However, the Clinton Foundation is subject to federal income tax on any unrelated business taxable income. There is no tax liability due to unrelated business income. Therefore, no provision for income taxes on unrelated business income has been included in the consolidated financial statements. The consolidated for profit entities, Acceso Worldwide Fund, Inc. and Acceso Peanut Enterprise Corporation, S.A., both have net losses. It is difficult to estimate whether the tax benefit resulting from these losses will be utilized within the prescribed period as defined by pertinent tax law. Any such benefit will be recorded in the future proportionally to the tax losses utilized and is immaterial to the consolidated financial statements. Management has analyzed tax positions taken by the consolidated entities and has concluded that, as of December 31, 2016, there are no uncertain tax positions taken or expected to be taken that would require recognition of a liability or disclosure in the consolidated financial statements.

Functional allocation of expenses The costs of supporting the various programs and other activities have been summarized on a functional basis in the consolidated statements of activities. Certain costs have been allocated among the program services, management and general and fund-raising categories based on time and effort measurements and other methods.

Deferred revenue Deferred revenue includes granted and contributed funds received in advance for delivery of program services. These amounts are recognized as revenue when earned based on the underlying agreement. Deferred revenue also includes amounts unspent under the UNITAID agreement. CHAI recognizes contribution revenue when underlying conditions are met and costs are incurred. Advances from grantors were $24,942,244 and $35,883,773 at December 31, 2016 and 2015, respectively, and are reported as deferred revenue on the consolidated statements of financial position.

Translation of non-U.S. currency amounts Assets and liabilities that have a local functional currency are translated to U.S. dollars at year-end exchange rates. Translation adjustments are recorded in expenses. Income and expense transactions are recorded at exchange rates prevailing during the year.

Property and equipment, net and other nonmonetary assets and liabilities are translated at the approximate exchange rate prevailing when the assets or liabilities are acquired. All other assets and liabilities denominated in a currency other than U.S. dollars are translated at year-end exchange rates with the transaction gain or loss recognized in other revenue and expense.

Reclassification Certain prior year amounts have been reclassified to conform to the current year presentation.

Note 2 - Assets limited as to use

Assets limited as to use represent the cash available on hand for the UNITAID Commodities Program and cash on hand restricted to expenditures for specific Clinton Foundation programs. For the years ended December 31, 2016 and 2015, assets limited as to use were $80,824,510 and $88,009,808, respectively.

13 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

Note 3 - Investments and investment return

Investments at December 31, 2016 and 2015 consisted of the following:

2016 2015

Endowment and invested excess working capital Cash and cash equivalents $ 11,737,900 $ 11,514,049 Mutual funds 887,918 978,661

Equity Hedged Equit – Limited Partnership 15,358,074 12,040,574 Select Equity – Limited Partnership 41,984,831 33,708,474 Benchmark Equity – ETF 28,386,474 22,380,664 Minimum Volatility – ETF 13,408,791 11,427,968

Fixed Income Intermediate Fund – Private Investment Fund 17,207,593 13,853,031 Strategic Fixed Income – Limited Partnership 12,490,276 10,129,407

Private Equity – Limited Partnership 2,674,527 631,904

Diversified Strategy Funds – Limited Partnership 15,503,614 11,987,806

$ 159,639,998 $ 128,652,538

Investments are comprised of the following components:

2016 2015

Invested excess working capital $ 20,915,849 $ 19,967,420 Speakers' endowment 364,276 347,101 Other endowment 138,359,873 108,338,017

$ 159,639,998 $ 128,652,538

Composition of the investment return reported in the consolidated statements of activities is as follows:

2016 2015

Interest and dividend income $ 3,486,223 $ 1,768,462 Unrealized and realized net gains (losses) on investments 4,872,739 (1,887,131) Other investment income from limited partnerships 1,321,650 1,248,770

$ 9,680,612 $ 1,130,101

14 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

Investment return excludes investment expenses of $3,168,685 and $1,729,337 for 2016 and 2015, respectively. Investment expenses are included in management and general expenses in the consolidated statements of activities.

Note 4 - Programmatic and other investments

At December 31, 2016 and 2015, programmatic investments are associated with the missions of CDI and CGEP and were comprised of the following:

2016 2015

Acceso Fund, LLC $ 2,397,671 $ 1,840,876 Haiti Development Fund, LLC 117,935 127,054 Due from investment entities 38,177 245,826 Other programmatic investments 251,500 - Pre-investment capital Moyo Development Fund - 70,271

$ 2,805,283 $ 2,284,027

The primary purpose of the programmatic investments is to further the tax exempt objectives of the Clinton Foundation and not focus on production of income or the appreciation of the asset. Like grants, these financial investments have as their primary purpose the achievement of the Clinton Foundation’s programmatic mission. These investments, which represent ownership or investment interests in other organizations, are accounted for using the equity method of accounting, and are not subject to the fair value measurement requirements in Accounting Standard Codification 958- 320 due to these investments not meeting the definition of an equity security with readily determinable fair value.

The net loss on programmatic investments accounted for by the equity method for 2016 and 2015 was $1,982,217 and $1,032,191, respectively, as reported in program services.

Note 5 - Contributions and grants receivable

2016 2015

Due within one year $ 19,761,147 $ 34,299,733 Due in one to five years 36,075,000 48,239,913 Due in more than five years 4,950,000 7,400,000 60,786,147 89,939,646 Less Allowance for uncollectible contributions 3,105,997 2,148,133 Unamortized discount 2,915,129 3,727,585

$ 54,765,021 $ 84,063,928

The Clinton Foundation and CHAI receive grant support through periodic claims filed with respective funding sources, not to exceed a limit specified in the funding agreement. Grants receivable of $6,230,055 and $2,881,923 were outstanding at December 31, 2016 and 2015, respectively.

15 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

Note 6 - Property and equipment

Property and equipment at December 31, 2016 and 2015 consist of the following:

2016 2015

Land $ 1,300,874 $ 1,300,874 Furniture and equipment 15,378,184 15,163,683 Buildings and leasehold improvements 134,009,512 133,274,605 150,688,570 149,739,162 Less accumulated depreciation and amortization 53,598,069 47,591,134

$ 97,090,501 $ 102,148,028

In October 2015, it was determined that the Clinton Foundation no longer needed the building located at 610 President Clinton Avenue in order to meet established goals and missions. As a result, the group of assets with a net book value of $2,678,966 associated with this location was reclassified to assets held for sale. No gain or loss was recognized in 2015 due to this reclassification. The asset was sold in 2016, and a $491,593 loss was recognized.

Note 7 - Net assets

Temporarily restricted net assets Temporarily restricted net assets on December 31, 2016 and 2015 were available for the following purposes:

2016 2015

Pledges receivable $ 2,875,428 $ 5,833,490 CHAI initiatives 59,969,122 55,854,691 Foundation initiatives 13,604,017 9,485,568

$ 76,448,567 $ 71,173,749

Permanently restricted net assets Permanently restricted net assets at December 31, 2016 and 2015 were restricted to the following:

2016 2015

Clinton Foundation Endowment Fund $ 133,286,412 $ 108,828,078 Clinton Foundation Endowment contributions receivable, net 48,538,373 74,536,640 Speaker's Endowment Fund 250,000 250,000

$ 182,074,785 $ 183,614,718

The Clinton Foundation Endowment Fund is comprised of permanently restricted gifts received by the Clinton Foundation. The income of the endowment fund is unrestricted as to purpose.

16 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

Net assets released from restrictions Net assets were released from donor restrictions by incurring expenses satisfying the restricted purposes, by the expiration of a time restriction or by occurrence of other events specified by donors.

2016 2015

Purpose restrictions accomplished CHAI initiatives $ 72,681,758 $ 59,284,751 Haiti relief and recovery 1,232,857 2,270,250 Foundation initiatives 33,756,111 46,857,960 107,670,726 108,412,961

Time restrictions expired Collection of pledges 2,777,525 6,924,460

$ 110,448,251 $ 115,337,421

Note 8 - Endowment

The Clinton Foundation Endowment Fund ("Endowment") consists of funds established to support the Clinton Foundation’s mission to create partnerships of great purpose to improve global health and wellness, increase opportunity for women and girls, reduce childhood obesity, create economic opportunity and growth, and help communities address the effects of climate change. In furtherance of its mission, the overall goal of the Endowment is to provide a stable source of financial support and liquidity for the mission of the Clinton Foundation. The Endowment is comprised of donor- restricted endowment funds. As required by GAAP, net assets associated with endowment funds are classified and reported based on the existence or absence of donor-imposed restrictions.

Applicable law requires that all endowment funds be classified as permanently restricted. In the Endowment, these comprise two types of funds: (1) funds that have donor restrictions requiring that they be maintained in perpetuity; and (2) funds that do not have donor restrictions as to the term for which such funds must be maintained prior to their appropriation for spending and which can be appropriated for spending by specific action of the Clinton Foundation’s Board. In the latter instance, where there is no such explicit donor restriction within the gift instrument, the Clinton Foundation has determined that it will prudentially classify the original value of a gift and any subsequent gifts made under the same instrument as permanently restricted given the totality of the circumstances of the gift. Accumulated earnings on the Endowment are classified as temporarily restricted net assets until those amounts are appropriated for expenditure by the Clinton Foundation. The Clinton Foundation makes all determinations to appropriate or accumulate donor- restricted endowment funds in a manner consistent with the standard of prudence prescribed by applicable law, including UPMIFA.

The Clinton Foundation considers the following factors in making a determination to appropriate or accumulate donor-restricted endowment funds: (1) the duration and preservation of the various funds, (2) the purposes of the Clinton Foundation and donor-restricted endowment funds, (3) general economic conditions, (4) the possible effect of inflation and deflation, (5) the expected total return from income and the appreciation of investments, (6) other resources of the Clinton Foundation, (7) the Clinton Foundation’s investment policies, and (8) where appropriate,

17 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

alternatives to spending from the donor-restricted endowment funds and the possible effects of those alternatives on the Clinton Foundation.

The composition of net assets by type of endowment fund at December 31, 2016 and 2015 was as follows:

2016 Temporarily Permanently Restricted Restricted Total

Donor-restricted endowment funds $ 5,116,636 $ 182,074,785 $ 187,191,421

Total endowment funds $ 5,116,636 $ 182,074,785 $ 187,191,421

2015 Temporarily Permanently Restricted Restricted Total

Donor-restricted endowment funds $ 97,101 $ 183,614,718 $ 183,711,819

Total endowment funds $ 97,101 $ 183,614,718 $ 183,711,819

Changes in endowment net assets for the years ended December 31, 2016 and 2015 were as follows:

2016 Temporarily Permanently Restricted Restricted Total

Endowment net assets, beginning of year $ 97,101 $ 183,614,718 $ 183,711,819 Investment return Investment income 3,999,082 - 3,999,082 Investment expenses (2,637,606) - (2,637,606) Net gains (realized and unrealized) 4,204,783 - 4,204,783 5,566,259 - 5,566,259

Provision for uncollectible pledges - (6,047,720) (6,047,720) Contributions - 4,507,787 4,507,787 Recovery of prior years' endowment temporarily restricted deficit from unrestricted net assets (546,724) - (546,724)

Endowment net assets, end of year $ 5,116,636 $ 182,074,785 $ 187,191,421

18 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

2015 Temporarily Permanently Restricted Restricted Total

Endowment net assets, beginning of year $ 98,560 $ 150,693,405 $ 150,791,965 Investment return Investment income 2,511,171 - 2,511,171 Investment expenses (1,441,255) - (1,441,255) Net losses (realized and unrealized) (1,618,099) - (1,618,099) (548,183) - (548,183)

Provision for uncollectible pledges - (1,042,955) (1,042,955) Contributions - 33,964,268 33,964,268 Transfer of endowment temporarily restricted deficit to unrestricted net assets 546,724 - 546,724

Endowment net assets, end of year $ 97,101 $ 183,614,718 $ 183,711,819

Net endowment contributions receivable as of December 31, 2016 and 2015 were $48,538,373 and $74,536,640, respectively.

From time to time, the fair value of assets associated with individual donor-restricted endowment funds may fall below the value of the initial and subsequent donor gift amounts. In accordance with GAAP, when the value of endowment funds falls below initial and subsequent gift amounts, such deficiencies are classified as a reduction of unrestricted net assets. In 2015, the Clinton Foundation experienced investment losses in certain of its permanently restricted investment funds, for which income is temporarily restricted. The resulting endowment deficiency of $546,724 was transferred to unrestricted net assets as it exceeded previous unspent temporarily restricted investment gains with which it could be offset. Investment income and gains, amounting to $546,724 in 2016 with respect to these permanently restricted funds, was allocated to unrestricted net assets to recover the deficiency, and all other remaining net investment income and gains were allocated to temporarily restricted net assets.

The Endowment was created in 2013. During 2015, the Clinton Foundation Board finalized appointment of the members for the Investment Committee which is empowered to approve and adopt investment policies and procedures so that endowment funds and their related returns are spent in accordance with UPMIFA and donors’ intent and maintain the appropriate amount of risk and return for the Clinton Foundation’s purposes. For the long-term, the primary investment objective for the Endowment is to earn a total return (net of all investment program fees), within a prudent level of risk, which is sufficient to maintain in real terms the purchasing power of the Endowment, support operating expenses and payout requirements and provide moderate capital appreciation after accounting for such distributions and expenses. The risk tolerance of the Clinton Foundation is moderate. Moderate fluctuations in market value can be tolerated over time, and stability of the overall corpus is valued for predictability and consistency of payouts over time. This tolerance, as dictated by market conditions and organizational circumstances, may be adjusted over time. The Clinton Foundation’s investment time horizon is long-term. The Clinton Foundation, in consultation with the Investment Committee, has delegated to an Investment Advisor the day-to- day implementation of the investment program as set forth in the Clinton Foundation’s Investment Policy Statement. The specific roles and responsibilities of the Investment Advisor are governed by a written investment management agreement, signed and agreed to by the Clinton Foundation and the Investment Advisor.

19 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

The following is a summary of the asset allocation guidelines and performance benchmarks adopted by the Clinton Foundation:

Target Allocation by Asset Class Benchmark Near-Term Long-Term

Reserve Reserve Fixed Income 10.00 % 10.00 % Barclays Intermediate Government/Credit Index Balanced Reserves 2.50 0.00 Subtotal 12.50 10.00 Hedged Strategic Fixed Income 9.00 7.00 HFRI Strategic Fixed Income Blend Diversified Strategies 10.50 9.00 HFRI Fund of Funds Diversified Index Hedged Equity 10.50 9.00 HRFI Equity (Total) Hedge Index Subtotal 30.00 25.00 Directional Benchmark Equity 25.00 25.00 MSCI All Country World Index Select Equity 27.50 25.00 MSCI All Country World IMI Index Private Investments 5.00 15.00 State Street Private Equity Index: US Private Subtotal 57.50 65.00 Equity Funds Median Return Total 100.00 % 100.00 %

Actual allocations by major asset class are consistent with near-term targets.

The Endowment uses two different spending policies, one for the near-term and one for the long- term, to be adopted once the Clinton Foundation reaches a threshold set at the Board’s discretion. The near-term spending policy dictates that no spending will occur from the Endowment for the foreseeable future as the corpus is established and grows meaningfully from inflows. The long-term spending policy specifies that annual spending will be based on 3%-5% of the trailing 12 quarter average of the Endowment or similar formula. By using the trailing 12 quarter average the Clinton Foundation aims to smooth the spending amount and avoid large swings, providing a consistent and predictable level of financial support for the Clinton Foundation over time. The Clinton Foundation has not designated any of the endowment funds (or any net appreciation from these funds classified in temporarily restricted net assets) for spending during 2016 or 2015.

20 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

Note 9 - Functional expenses

Expenses incurred by the Clinton Foundation, excluding provision for uncollectible pledges, classified by functional categories for the years ended December 31, 2016 and 2015, were as follows:

2016 Program Management Fund services and general raising Total

Salaries and benefits $ 93,186,651 $ 15,085,832 $ 2,966,827 $ 111,239,310 Direct program expenditures 17,517,137 - - 17,517,137 Professional and consulting 12,433,899 3,322,949 387,159 16,144,007 Conferences and events 10,038,507 91,118 812,472 10,942,097 UNITAID commodities expense 8,884,898 - - 8,884,898 Procurement and shipping 1,102,357 - - 1,102,357 Travel 10,729,045 518,770 175,304 11,423,119 Telecommunications 2,181,975 484,062 18,712 2,684,749 Meetings and trainings 16,278,930 468,753 22,970 16,770,653 Bank and other fees 375,630 3,340,195 102,080 3,817,905 Occupancy costs 5,798,977 1,439,238 314,653 7,552,868 Office expenses 2,076,245 1,039,432 25,687 3,141,364 Capital charges 4,229,413 103,980 3,977 4,337,370 Depreciation 5,333,186 453,398 369,990 6,156,574 Grants 15,140,931 - - 15,140,931 Loss on program investments 2,279,891 - - 2,279,891 Other 1,919,869 1,589,407 120,480 3,629,756

Total $ 209,507,541 $ 27,937,134 $ 5,320,311 $ 242,764,986

2015 Program Management Fund services and general raising Total

Salaries and benefits $ 91,366,133 $ 15,223,518 $ 2,689,242 $ 109,278,893 Direct program expenditures 11,029,245 22,235 10,000 11,061,480 Professional and consulting 18,556,362 4,545,099 759,736 23,861,197 Conferences and events 12,516,559 123,830 816,080 13,456,469 UNITAID commodities expense 8,730,210 - - 8,730,210 Procurement and shipping 2,293,257 - - 2,293,257 Travel 16,781,074 946,324 1,110,091 18,837,489 Telecommunications 2,508,234 526,888 20,481 3,055,603 Meetings and trainings 13,186,518 333,839 31,557 13,551,914 Bank and other fees 850,090 2,166,808 144,787 3,161,685 Occupancy costs 5,623,106 1,452,950 215,400 7,291,456 Office expenses 3,810,973 1,199,373 54,369 5,064,715 Capital charges 6,601,193 17,379 - 6,618,572 Depreciation 5,337,835 536,797 295,604 6,170,236 Grants 22,177,178 - - 22,177,178 Loss on program investments 2,487,036 - - 2,487,036 Other 2,920,641 2,144,841 1,061,365 6,126,847

Total $ 226,775,644 $ 29,239,881 $ 7,208,712 $ 263,224,237

21 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

Note 10 - Program services expenses

Program service expenses incurred by the Clinton Foundation classified by initiative for the years ended December 31, 2016 and 2015 were as follows:

2016 2015 Amount Percent Amount Percent

Clinton Health Access Initiative $ 138,547,530 66 % $ 148,118,772 65 % Clinton Global Initiative 22,812,200 11 26,830,896 12 Clinton Presidential Center 12,069,307 6 12,629,567 6 Clinton Development Initiative 10,646,666 5 6,618,505 3 Clinton Giustra Enterprise Partnership 8,720,836 4 8,191,216 4 Clinton Climate Initiative 4,404,363 2 8,628,388 3 Clinton Health Matters Initiative 3,856,731 2 3,703,878 2 Other programs 8,449,908 4 12,054,422 5 $ 209,507,541 100% $ 226,775,644 100 %

Note 11 - Operating leases

The Clinton Foundation leases numerous office spaces, both domestically and internationally, under noncancellable operating lease agreements. These leases expire at various dates through 2043.

The future minimum lease payments under these leases are as follows:

2017 $ 5,245,971 2018 1,647,580 2019 1,468,639 2020 1,358,632 2021 834,606 Thereafter 4,407,614

Total $ 14,963,042

Rental expense for all operating leases was $5,557,291 and $5,032,353 for 2016 and 2015, respectively.

There are three standby letters of credit totaling $1,183,490 in support of these leases. There are no amounts outstanding on the letters of credit as of December 31, 2016.

Note 12 - Pension plan

Retirement benefits are offered to the Clinton Foundation employees based on eligibility. These benefits vary and are dependent on employee type and location.

 U.S.- based staff and U.S. expatriates are eligible to contribute into a 401(k) plan which the Clinton Foundation matches up to 6% of the employee contribution.

22 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

 Third Country Nationals and Local national retirement plans are available in a select number of countries. The Clinton Foundation also contributes to the national social security fund in many of the countries in which it operates as stipulated by local law.

Pension expense was $4,308,115 and $4,410,939 for 2016 and 2015, respectively.

Note 13 - Transactions with the National Archives and Records Administration and lease with the City of Little Rock, Arkansas

In 2004, the Clinton Foundation entered into a joint use, operating and transfer agreement with the National Archives and Records Administration ("NARA") that expires February 29, 2101. Under the agreement, NARA agreed to operate certain areas of the facility known as the William J. Clinton Presidential Library and Museum (the "Library") for the purposes of housing, preserving and making available, through historical research, exhibitions, educational programs and other activities, the presidential records and historical materials of President William Jefferson Clinton.

Because the terms of the lease essentially transfer to NARA the right to use portions of the Library for a period in excess of the property’s expected economic life, the cost of construction of those areas operated by NARA, which amounted to approximately $36,000,000, has been excluded from the Clinton Foundation’s consolidated statements of financial position.

The land occupied by the Library is owned by the City of Little Rock, Arkansas (the "City"), but is leased to the Clinton Foundation under a 99-year lease for a nominal annual amount. The Clinton Foundation is responsible for maintaining those areas within 75 feet of the buildings and certain land improvements. Maintenance of the remaining land is the responsibility of the City. Because the lease with the City does not convey exclusive right to the use of this land and because it is to be operated in a manner similar to other City parks, the Clinton Foundation does not recognize the present value of the lease’s fair value within its consolidated financial statements.

Note 14 - Disclosures about fair value of assets

Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. Fair value measurements must maximize the use of observable inputs and minimize the use of unobservable inputs. There is a hierarchy of three levels of inputs that may be used to measure fair value:

Level 1: Quoted prices in active markets for identical assets or liabilities.

Level 2: Observable inputs other than Level 1 prices, such as quoted prices for similar assets or liabilities; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data for substantially the full term of the assets or liabilities.

Level 3: Unobservable inputs that are supported by little or no market activity and that are significant to the fair value of the assets or liabilities.

Investments Where quoted market prices are available in an active market, securities are classified within Level 1 of the valuation hierarchy. Level 1 securities include money market funds, equity securities and mutual funds. If quoted market prices are not available, then fair values are estimated by using pricing models, quoted prices of securities with similar characteristics or discounted cash flows. In

23 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

certain cases where Level 1 or Level 2 inputs are not available, securities are classified within Level 3 of the hierarchy. The Clinton Foundation did not have any Level 2 or Level 3 measurements at December 31, 2016 or 2015.

The Clinton Foundation has certain alternative investments for which there is not a readily determinable fair value. These investments have financial statements consistent with the measurement principles of an investment company or have the attributes of an investment company. For such investments, as a practical expedient, the Clinton Foundation uses its ownership interest in the entity NAV to determine the fair value. These investments valued at NAV are no longer included within Levels 1, 2, or 3 in the fair value hierarchy, but are included in the fair value table for purposes of investment reconciliation to amounts in the consolidated statements of financial position.

Recurring measurements The following table presents the fair value measurements of assets and liabilities in the accompanying consolidated statements of financial position measured at fair value on a recurring basis and the NAV or level within the fair value hierarchy in which the fair value measurements fall at December 31, 2016 and 2015:

Fair Value Measurements Using Quoted Prices in Active Markets for Identical Investments at Fair Value Assets (Level 1) Net Asset Value December 31, 2016 Investments Cash and cash equivalents $ 11,737,900 $ 11,737,900 $ - Mutual funds 887,918 887,918 - - - Equity Hedged Equity 15,358,074 - 15,358,074 Select Equity 41,984,831 - 41,984,831 Benchmark Equity 28,386,474 28,386,474 - Minimum Volatility 13,408,791 13,408,791 -

Fixed Income Intermediate Fund 17,207,593 - 17,207,593 Strategic Fixed Income 12,490,276 - 12,490,276

Private Equity 2,674,527 - 2,674,527

Diversified Strategy Fund 15,503,614 - 15,503,614

Total $ 159,639,998 $ 54,421,083 $ 105,218,915

24 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

Fair Value Measurements Using

Quoted Prices in Active Markets for Identical Investments at Fair Value Assets (Level 1) net asset value

December 31, 2015 Investments Cash and cash equivalents $ 11,514,049 $ 11,514,049 $ - Mutual funds 978,661 978,661 -

Equity Hedged Equity 12,040,574 - 12,040,574 Select Equity 33,708,474 - 33,708,474 Benchmark Equity 22,380,664 22,380,664 - Minimum Volatility 11,427,968 11,427,968 -

Fixed income Intermediate Fund 13,853,031 - 13,853,031 Strategic fixed Income 10,129,407 - 10,129,407

Private Equity 631,904 - 631,904

Diversified Strategy Fund 11,987,806 - 11,987,806

Total $ 128,652,538 $ 46,301,342 $ 82,351,196

The following table provides additional information about alternative investments measured at net asset value:

Redemption Unfunded frequency (if Redemption December 31, 2016 Net asset value commitments currently eligible) notice period Investments Hedged Equity $ 15,358,074 $ - Monthly 7 business days Select Equity 41,984,831 - Monthly 7 business days Intermediate Fund 17,207,593 - Daily 5 business days Strategic Fixed Income 12,490,276 - Monthly 7 business days Private Equity 2,674,527 17,244,596 No liquidity No liquidity Diversified Strategy Funds 15,503,614 - Monthly 7 business days $ 105,218,915 $ 17,244,596

25 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

Investment Type Redemption Restrictions (if any)

Hedged Equity Redemptions are paid out in installments over time based on the liquidity of underlying funds. If a w ithdraw al request exceeds 20% of Portfolio's NAV it may be granted on a pro rata basis so that no more than 20% of the NAV w ill be w ithdraw n at any given w ithdraw al date. Select Equity Redemptions are paid out in installments over time based on the liquidity of underlying funds. If a w ithdraw al request exceeds 20% of Portfolio's NAV it may be granted on a pro rata basis so that no more than 20% of the NAV w ill be w ithdraw n at any given w ithdraw al date. Intermediate Fund None Strategic Fixed Income Redemptions are paid out in installments over time based on the liquidity of underlying funds. If a w ithdraw al request exceeds 20% of Portfolio's NAV it may be granted on a pro rata basis so that no more than 20% of the NAV w ill be w ithdraw n at any given w ithdraw al date. Private Equity At sole discretion of General Partner. Diversified Strategy Funds Redemptions are paid out in installments over time based on the liquidity of underlying funds. If a w ithdraw al request exceeds 20% of Portfolio's NAV it may be granted on a pro rata basis so that no more than 20% of the NAV w ill be w ithdraw n at any given w ithdraw al date.

Investment Type Investment Strategy

Hedged Equity The Hedged Equity Portfolio allocates capital to a number of managers w ho approach the w orld's equity markets w ith the intention of generating positive total returns over a market cycle, w hile also attempting to preserve capital during adverse market conditions.

Select Equity The Select Equity Portfolio allocates capital to a number of managers w ho apply their unique insights and talents to the w orld's public equity markets. Select Equity managers seek to exceed the return of the global public equities through research driven stock selection, private equity approaches to public corporate shares and increased concentration around a set of high conviction ideas. Intermediate Fund The Fixed Income Intermediate Fund strives to add value through vigilant security selection placing an emphasis on attractive, overlooked and inefficiently priced issues. Dedicated to finding bonds that offer attractive structural advantages w ith appropriate credit exposure and a desirable risk return profile. Portfolios are comprised of U.S. fixed income securities developed using a disciplined, bottom up investment approach. Strategic Fixed Income The Strategic Fixed Income Portfolio allocates capital to a number of managers w ho approach the w orld's fixed income, foreign exchange and credit markets w ith strong research skills and/or quantitative and technical insights. Private Equity The Private Equity Portfolio allocates capital to a number of managers w ho seek to exceed the return of the global public equity market through value generation and operational intensity. The underlying fund investments are generally expected to span a range of strategies including, w ithout limitation, investments of the follow ing nature: buyout, grow th capital, venture capital, distressed credit and direct lending. In addition, the Portfolio intends to consider, and may include, strategies that are sector specific and may be related to physical assets such as real estate and natural resources. Diversified Strategy Funds The Diversified Strategy Portfolio allocates capital to a number of managers w ho deploy their capital w ith flexibility across all major markets of the w orld including public equities, fixed income, credit foreign exchange, commodities and may, from time to time, also make privately negotiated equity and debt investments. The composition of the portfolios relative to actual underlying asset classes are likely to evolve over time based on the core competencies of each underlying manager's team.

26 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

The carrying amounts of cash and cash equivalents, contributions receivable, net, assets limited as to use, and accounts payable approximate fair value because of the relative short-term nature of these instruments.

Note 15 - Related party

The Clinton Foundation engages in certain charitable activities that are funded by CGEP. CGEP makes grants from time to time to the Clinton Foundation to carry out CGEP's and the Clinton Foundation’s charitable goals. Neither entity controls the other; however, they share a common board member. During 2016 and 2015, the Clinton Foundation received from CGEP $5,766,375 and $74,910, respectively.

Note 16 - Significant estimates and concentrations

Accounting principles generally accepted in the United States of America require disclosure of certain significant estimates and current vulnerabilities due to certain concentrations. These matters include the following:

Assets in foreign countries The Clinton Foundation maintains cash balances and equipment in Asia, Africa, the Caribbean, Sweden, Australia, Haiti and South America. At December 31, 2016 and 2015, the Clinton Foundation had approximately $3,100,000 and $11,800,000, respectively, deposited in foreign banks and equipment with an acquisition cost of approximately $6,900,000 and $11,900,000, respectively, in foreign countries.

Contributions and grants For the years ended December 31, 2016 and 2015, the concentration of earned revenue was as follows:

2016 2015

Government and multilaterals 35 % 40 % Foundations 44 39 Other donors 21 21

100 % 100 %

Contribution and grant revenue recorded in the consolidated statements of activities totaled approximately $217,000,000 and $291,000,000 for the years ended December 31, 2016 and 2015, respectively.

Litigation The Clinton Foundation is, from time to time, subject to claims that arise primarily in the ordinary course of its activities. Currently, management is not aware of any such claim or claims that would have a material adverse effect on the Clinton Foundation’s consolidated financial position or net assets. Events could occur, however, that would change this estimate materially in the near term.

27 Bill, Hillary & Chelsea Clinton Foundation

Notes to Consolidated Financial Statements December 31, 2016 and 2015

Note 17 - Disposal activities

On November 29, 2016, the board of Clinton Foundation Sweden, an affiliated non-profit organization, adopted and implemented plans to end operations. As a result, Clinton Foundation Sweden ceased fund raising activities, addressed outstanding liabilities, and dissolved its operations prior to December 31, 2016. No material gains or losses arose as a result of this dissolution.

Contribution revenue for Clinton Foundation Sweden, included in the consolidated financial statements, totaled $5,800,000 and $4,400,000, respectively, for the years ended December 31, 2016 and 2015.

Note 18 - Subsequent events

Subsequent events have been evaluated through November 15, 2017, which is the date the consolidated financial statements were available to be issued.

On March 7, 2017, CHAI amended its bylaws to alter its governance structure. Prior to that date, the Clinton Foundation appointed five of CHAI's nine board members, with the remaining board members being elected by the CHAI board as a whole. Pursuant to the amendment, the CHAI board was expanded to fifteen members, five of whom are recommended by the Clinton Foundation and ten of whom are recommended by the independent board members. This slate of nominees is then elected by the CHAI board as a whole. Accordingly, subsequent to March 7, 2017, the Clinton Foundation no longer maintains an economic interest in or control of CHAI and effective March 7, 2017, CHAI will no longer be consolidated. Revenues and total assets related to CHAI were approximately $152,732,000 and $90,763,000 respectively, as of and for the year ended December 31, 2016.

28

Supplementary Information

Bill, Hillary & Chelsea Clinton Foundation

Consolidating Statement of Financial Position December 31, 2016

Acceso Acacia Acceso Peanut Eliminations Clinton William J.Clinton Worldwide Development Enterprise and Foundation CHAI, Inc. Insamlingsstiftelse Fund, Inc. Co. Corporation, S.A. adjustments Consolidated

Assets

Cash and cash equivalents $ 11,612,637 $ 2,231,644 $ - $ 656,560 $ 100 $ - $ - $ 14,500,941 Assets limited as to use 7,921,676 72,902,834 - - - - - 80,824,510 Accounts receivable 1,381,173 409,834 - 5,900 - - (5,900) 1,791,007 Grants receivable 138,040 6,092,015 - - - - - 6,230,055 Loan receivable 889,273 ------889,273 Prepaid expenses and other 1,653,005 6,049,344 - - - - - 7,702,349 Contributions receivable, net 51,934,630 2,830,391 - - - - - 54,765,021 Investments 159,639,998 ------159,639,998 Programmatic and other investments 3,467,843 - - - 250,000 - (912,560) 2,805,283 Assets held for sale ------Property and equipment, net 96,843,172 247,329 - - - - - 97,090,501

Total assets $ 335,481,447 $ 90,763,391 $ - $ 662,460 $ 250,100 $ - $ (918,460) $ 426,238,938

Liabilities and Net Assets

Liabilities Accounts payable and accrued expenses $ 7,466,397 $ 4,510,254 $ - $ - $ - $ - $ (5,900) $ 11,970,751 Deferred revenue 1,279,854 23,662,390 - - - - - 24,942,244

Total liabilities 8,746,251 28,172,644 - - - - (5,900) 36,912,995

Net assets Unrestricted net assets 128,180,966 2,621,625 - - - - - 130,802,591 Temporarily restricted 16,479,445 59,969,122 - 662,460 250,100 - (912,560) 76,448,567 Permanently restricted 182,074,785 ------182,074,785

Total net assets 326,735,196 62,590,747 - 662,460 250,100 - (912,560) 389,325,943

Total $ 335,481,447 $ 90,763,391 $ - $ 662,460 $ 250,100 $ - $ (918,460) $ 426,238,938

See Independent Auditor's Report.

30 Bill, Hillary & Chelsea Clinton Foundation

Consolidating Statement of Activities Year Ended December 31, 2016

Acceso Acacia Acceso Peanut Eliminations Clinton William J.Clinton Worldwide Development Enterprise and Foundation CHAI, Inc. Insamlingsstiftelse Fund, Inc. Co. Corporation S.A. adjustments Consolidated

Revenues and support Contributions $ 57,333,947 $ 78,111,542 $ 5,796,904 $ - $ - $ - $ (5,796,904) $ 135,445,489 Grants 6,728,584 74,424,588 - - - - - 81,153,172 Investment return 9,680,612 - - 204,292 - - (204,292) 9,680,612 Presidential Center 3,781,783 ------3,781,783 Other 3,300,790 196,257 71,802 (11,802) - - (60,000) 3,497,047

Total revenue and support 80,825,716 152,732,387 5,868,706 192,490 - - (6,061,196) 233,558,103

Expenses and losses Salaries and benefits 38,281,980 72,957,330 - 47,180 - - (47,180) 111,239,310 Direct program expenditures 6,763,598 19,638,437 5,821,587 - - - (5,821,587) 26,402,035 Professional and consulting 8,160,827 7,983,180 - 12,200 1,500 - (13,700) 16,144,007 Conferences and events 10,942,097 ------10,942,097 Procurement and shipping - 1,102,357 - - - - - 1,102,357 Travel 3,811,775 7,611,344 - - - - - 11,423,119 Telecommunications 629,412 2,055,337 - - - - - 2,684,749 Meetings and trainings 332,454 16,438,199 - - - - - 16,770,653 Bank and other fees 3,491,776 326,129 - - - - - 3,817,905 Occupancy costs 4,812,165 2,740,703 - - - - - 7,552,868 Office expenses 1,016,016 2,125,348 - - - - - 3,141,364 Capital charges 1,118,634 3,218,736 - - - - - 4,337,370 Depreciation 6,071,818 84,756 - - - - - 6,156,574 Grants 2,772,514 12,368,417 - - - - - 15,140,931 Loss on program investments 2,279,891 ------2,279,891 Other 2,579,687 1,050,069 118,955 21,069 - - (140,024) 3,629,756 Provision for uncollectible pledges 7,634,797 ------7,634,797

Total expenses and losses 100,699,441 149,700,342 5,940,542 80,449 1,500 - (6,022,491) 250,399,783

Change in net assets before acquisitions, dispositions, and transactions between commonly controlled entities (19,873,725) 3,032,045 (71,836) 112,041 (1,500) - (38,705) (16,841,680) Purchase of Acacia shares - - - - 251,600 - (251,600) - Sale of controlling interest in APEC to Accesso Fund, LLC - - - - - (16,671) 16,671 - Dissolution of WJCI- transfer of net assets to Clinton Foundation - - 4,763 - - - (4,763) - Investor contributions - - - 117,946 - - (117,946) -

Change in net assets (19,873,725) 3,032,045 (67,073) 229,987 250,100 (16,671) (396,343) (16,841,680)

Shareholders' equity - - 67,073 432,473 - 16,671 (516,217) -

Net assets, beginning 346,608,921 59,558,702 - - - - - 406,167,623

Net assets, end $ 326,735,196 $ 62,590,747 $ - $ 662,460 $ 250,100 $ - $ (912,560) $ 389,325,943

See Independent Auditor's Report.

31

EXTENDED TO NOVEMBER 15, 2017 1545-0047 Return of Organization Exempt From Income Tax OMB No. 1545-0047 Form 9990 90 Under section 501501(c),(c), 527527,, or 49474947(a)(1)(a)(1) of the Internal Revenue Code (except private foundations) | Do not enter social security numbers on this form as it may be made public. 22016 0 1 6 Department of the Treasury | Do not enter social security numbers on this form as it may be made public. Open totoPublic Public InternalInternal Revenue Service | Information Information about about FormForm 990 and its instructions is at wwwwww.irs.gov/form990. irs gov/form990 Inspection A ForFor the 2016 calendar year, or tax year beginning and ending B Check if C Name of organization D EmployerEmployer identificationidentification number applicable: applicable: BILL, HILLARY & CHELSEA CLINTON Address r-iX Namechange FOUNDATION Name r-ichange Doing business as 31-1580204 Initial r-ireturn Number and street (or P.O.P.O. box if mail is not delivereddelivered to street address) Room/suite E Telephone number Final 1200 PRESIDENT CLINTON AVE 501-748-0471 r-ireturn/ termintermin-- ated City or town, state or province, country, and ZIP or foreign postal code G Grossreceipts$Gross receipts $ 77,390,585. Amended r-i return LITTLE ROCK,ROCK, ARAR 7220172201 H(a) Is thisthisagroup a group returnreturn Applica- r-ition F Name and address of principal officer: KEVIN THURM for subordinates?subordinates?~~~~ r-iYes r-iX No pending SAME AS C ABOVE H(b) Are all subordinates included? r-i Yes No I Tax-exempt status: X 501(c)(3) 501(c) ( )§ (insert no.) 4947(a)(1) or 527 If "No,"No, attach attach a alist. list. (see (see instructions)instructions) J Website:|Website: | WWW.WWW.CLINTONFOUNDATION.ORG CLINTONFOUNDATI ON. ORG H(c) Group exemptionexemption number number | | - Association - K Form of organization: X Corporation Trust r i Association r i Other | L Year of formation: 1997 M State of legal domicile: AR Part I Summary 1 Briefly describe the organization's mission or most significant activities: SEE SCHEDULE O.

vernance 2 Check this box | r-i if the organization discontinueddiscontinued its operations or disposed of more than 2525%% of its net assets. 3 Number of voting members of the governing body (Part(Part VI, line 1a)1a) ~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 3 10 4 Number of independent voting membersmembers of the governinggoverning body (Part(Part VI, line 11b)b) ~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 4 9 5 Total number of individuals employed in calendar year 2016 (Part V, line 22a)a) ~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 5 578 GAii& ittes 6 Total number of volunteers (estima(estimate t eif ifnecessary) necessar y~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ) ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 6 400 vco 7 12 2,024,689. 7 a Total unrelated business revenue from PartPart VIII,VIII, column (C),(C), line 12 ~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 7a7 a

Activities & Governance 0. b Net unrelated business taxable income from Form 990-T, line 34  7b 0. Prior Year CurrentCurrent Year 8 Contributions andand grantsgrants (Part(Part VIII,VIII, line 1h)1h) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 108,915,463. 62,912,331. 9 Program service revenue (Part VIII, line 22g)g) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2,628,406. 2,912,432. 10 Investment incomeincome (Part(Part VIII,VIII, column (A),(A), lines 33,, 44,, and 7d)7d) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 2,894,924. 4,742,091. Revenue 11 Other revenue (Part VIII, column (A), lines 55,, 66d,d, 88c,c, 99c,c, 10c,1 0c, and 1111e)e) ~~~~~~~~~~~~~~~~ 1,643,715. 209,674. 12 Total revenue - add lines 8 through 11 (must equal Part VIII, column (A), line 1212)  116,082,508. 70,776,528. Total revenue add lines through (must equal Part VIII, column (A), line )  13 Grants and similar amounts paidpaid (Part(Part IX,IX, column (A),(A), lines 1-31-3)) ~~~~~~~~~~~~~~~~~~~~~~ 3,744,706. 2,772,514. 14 Benefits paid to oror forfor membersmembers (Part(Part IX,IX, column (A),(A), line 44)) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 0. 0. 15 5-10 38,037,346. 37,360,489. venues s 15 Salaries, other compensation, employeeemployee benefitsbenefits (Part(Part IX,IX, column (A),(A), lines 5-10)) ~~~~~~ 16a Professional fundraising fees (Part IX, column (A), line 11e)11 ~~~~~~~~~~~~~~ 569,871. 147,564. en a Professional fund raising fees (Part IX, column (A), line e) ~~~~~~~~~~~~~~ REee b Total fundraisifundraising ng expenses (Part IX, column (D), line 2525)) | 3,348,719. xp Expenses 17 Other expenses (Part IX, column (A), lines 1111a-11d,a -11d, 1111f-24e)f -24e) ~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 56,525,427. 47,134,731. 18 Total expenses. Add lines 13-17 ((mustmust equal Part IX,IX, column (A),(A), line 2525)) ~~~~~~~~ ~ ~ ~ ~ ~ ~ 98,877,350. 87,415,298. 19 Revenue less expenses. Subtract line 18 from line 12  17,205,158. -16,638,770. r o Beginningg ofof Current Year End of Year 20 Total assets (Part X, line 1616)) ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 359,923,364. 335,481,447. 21 Total liabilities (Part X, line 2626)) ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 13,314,443. 8,746,251.

Net Assets or 22 Net assets or fund balances. Subtract line 21 from line 20  346,608,921. 326,735,196. Fund Balances Part II Signature Block Under penalties of perjury, I declare that I have examined thisthis return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration ofof preparerpreparer (other(other thanthan officer)officer) is based on all information ofof whichwhich preparerpreparer hashas anyany knowledge.

= Signature of officer Date Sign = Here ANDREW M KESSEL, CFO = Type or print name and title ______= Date Check PTIN Print/Type preparer's name Preparer's signature Date Check PTIN iif f r-i Paid TTHOMAS HOMAS LANNINGLANNING TTHOMAS HOMAS LANNINGLANNING 11/14/17 self-employed P00851654 Preparer Firm's name 9 COHNREZNICK LLP Firm's EIN 9 22-1478099 Use Only Firm's address 9 1301 AVENUE OF THE AMERICAS NEW YORK, NY 10019 Phone no.212-297-0400 May the IRS discuss this return with the preparer shown above? (see instructions)  X Yes No May the IRS discuss this return with the preparer shown above? (see instructions)                      r-i Yes No 632001 11-11-16 LHA For Paperwork Reduction Act Notice, see the separate instructions. Form 990 (2016) BILL, HILLARY & CHELSEA CLINTON Form990(2016)Form 990 (2016) FOUNDATION 31-1580204 Page 2 Part III I StatementStatement ofof ProgramProgram ServiceService AccomplishmentsAccomplishments Check if Schedule OO contains contains a a response response or or note note to to any any line line in inthis this Part Part III III ...... X 1 Briefly describe the organization's mission: THE CLINTON FOUNDATION WORKS TO IMPROVE GLOBAL HEALTH AND WELLNESS, INCREASE OPPORTUNITY FOR WOMEN AND GIRLS, REDUCE CHILDHOOD OBESITY, CREATE ECONOMIC OPPORTUNITY AND GROWTH, AND HELP COMMUNITIES ADDRESS THE EFFECTS OF CLIMATE CHANGE. 2 Did the organization undertake any significant program services during the year which were not listed on the prior Form 990 or 990-990-EZ?EZ? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No If "Yes,"Yes, describe describe these these new new services services onon ScheduleSchedule O. 3 Did the organizationorganization cease cease conducting, conducting, or or make make significant significant changes changes in how in how it conducts, it conducts, any any program program services? services?~~~~~~~~~~~~ Yes X No If "Yes,"Yes, describe describe these these changes changes onon ScheduleSchedule O. 4 Describe the organization's program service accomplishments for each of its threethree largestlargest programprogram services,services, as measured by expenses. Section 501501(c)(3) (c)(3) and 501501(c)(4) (c)(4) organizations are requiredrequired toto report the amount of grants and allocations to others, the total expenses, and revenue, ifif any, forfor eacheach programprogram service reported.reported. 4 4aa (Code: ______)() (Expenses$Expenses $ 22,636,021. including grantsgrantsof$ of $ 34,750. ) ((Revenue$Revenue $ 1,079,538. ) CLINTON GLOBAL INITIATIVE (SEE SCHEDULE O FOR FURTHER DETAILS)

4 4bb (Code: ______) (Expenses $ 11,287,293. including grants of $ 5,105. ) ((Revenue $ 783,585. ) CLINTON PRESIDENTAL CENTER (SEE SCHEDULE O FOR FURTHER DETAILS)

4 4cc (Code: ______) (Expenses $ 8,711,717. including grants of $ 0. ) ((Revenue $ 0. ) CLINTON GIUSTRA ENTERPRISE PARTNERSHIP (SEE SCHEDULE O FOR FURTHER DETAILS)

44dd Other program services (Describe in Schedule O.) (Expenses$Expenses $ 23,986,884. including grantsgrantsof$ of $ 2,732,659. ) ((Revenue$Revenue $ -143,224. ) 44ee Total programprogram service service expenses expenses | | 66,621,915. Form 990 (2016)(201 6) 632002 11-11-16 2 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY HILLARY && CHELSEA CHELSEA CLINTONCLINTON Form 990 (2016) FOUNDATION 31-1580204 Page 3 Part IV Checklist of Required Schedules Yes NoNo 1 Is the organization described in section 501501(c)(3) (c)(3) or 49474947(a)(1)(a)(1) (other than a private foundation)? IfIf "Yes,"Yes, complete ScheduleSchedule A ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 1 X 2 Is the organization required toto complete Schedule B, Schedule of Contributors? ...... ~~~~~~~~~~~~~~~~~~~~~~ 2 X 3 Did the organization engage inin directdirect or indirectindirect political campaign activities on behalf ofof or inin oppositionopposition to candidates for public office? IfIf "Yes,"Yes, complete ScheduleSchedule C,C, PartPart I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 3 X 4 Section 501501(c)(3)(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501501(h)(h) electionelection inin effecteffect during the tax year? IfIf Yes,"Yes," complete complete Schedule Schedule C,C, PartIIPart II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 4 X 5 Is the organization a sectionsection 501501(c)(4), (c)(4), 501501(c)(5), (c)(5), or 501501(c)(6) (c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-1998-19?? IfIf Yes,"Yes," complete complete Schedule Schedule C, C, Part Part IIIIII ~~~~~~~~~~~~~~...... 5 X 6 Did the organization maintain any donor advised funds or any similar fundsfunds oror accountsaccounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? IfIf Yes,"Yes," complete complete Schedule Schedule D, D, PartPart II 6 X 7 Did the organization receive or hold a conservation easement, including easements to preserve open space, the environment, historic land areas, oror historichistoric structures? IfIf Yes,"Yes," complete complete Schedule Schedule D, D, PartPart IIII ~~~~~~~~~~~~~~...... 7 X 8 Did the organization maintain collections of works of art, historical treasures,treasures, or other similar assets? IfIf "Yes,"Yes, complete complete ScheduleD,Schedule D, PartPart IIIIII ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 8 X 9 Did the organization report an amount in Part X, line 2121,, for escrow or custodial account liability, serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? IfIf "Yes,"Yes, complete ScheduleSchedule D,D, PartPart IVIV ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 9 X 10 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments?quasi-endowments? IfIf Yes,"Yes," complete complete Schedule Schedule D, D, PartPart VV ~~~~~~~~~~~~~~~~~~~~~~~~...... 10 X 11 If the organization's answer toto any ofof thethe followingfollowing questionsquestions isis "Yes,"Yes, then then complete complete Schedule Schedule D, D, Parts Parts VI, VI, VII, VII, VIII, VIII, IX,IX, or X as applicable. a Did the organization report an amount for land, buildings, and equipment in Part X, line 1010?? IfIf Yes,"Yes," complete complete Schedule Schedule D,D, PartVIPart VI ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 11a X b Did the organization report an amount for investments - other securities in Part X, line 12 that is 55%% or more of its total assets reported in Part X, line 1616?? IfIf Yes,"Yes," complete complete Schedule Schedule D, D, Part Part VIIVII ~~~~~~~~~~~~~~~~~~~~~~~~~...... 11b X c Did the organization report an amount for investments - program related in Part X, line 13 that is 55%% or more of its total assets reported in Part X, line 1616?? IfIf Yes,"Yes," complete complete Schedule Schedule D, D, Part Part VIIIVIII ~~~~~~~~~~~~~~~~~~~~~~~~~...... 11c X d Did the organization report an amount for other assets in Part X, line 15 that is 55%% or more of its total assets reported in Part X, line 1616?? IfIf Yes,"Yes," complete complete Schedule Schedule D, D, Part Part IXIX ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 11d X e Did the organization report an amount for other liabilities in Part X, line 2525?? IfIf Yes,"Yes," complete complete Schedule Schedule D, D, Part Part XX ~~~~~~...... 11e X f Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses the organization's liability for uncertain tax positions underunder FIN 48 (ASC 740)?740)? IfIf Yes,"Yes," complete complete Schedule Schedule D, D, Part Part XX ~~~~...... 11f X 12a Did the organization obtain separate, independent audited financial statements for the tax year? IfIf "Yes,"Yes, complete complete ScheduleD,Schedule D, Parts Parts XIXI andand XIIXII ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 12a X b Was the organization included in consolidated, independent audited financial statements for the tax year? IfIf Yes,"Yes," and and if ifthe the organization organization answered answered No"No" to toline line 12a, 12a, then then completing completing Schedule Schedule D, D, Parts Parts XI XI and and XII XII isis optionaloptional ~~~~~...... 12b X 13 Is the organization a schoolschool described in section 1170(b)(1)(A)(ii)? 70(b)(1)(A)(ii)? IfIf Yes,"Yes," complete complete Schedule Schedule EE ~~~~~~~~~~~~~~...... 13 X 14a Did the organizationorganization maintain maintain an an office, office, employees, employees, or oragents agents outside outside of theof theUnited United States? States? ...... ~~~~~~~~~~~~~~~~ ...... 14a X b Did the organization have aggregate revenues or expenses of more than $10,000$10,000 from grantmaking, fundraising, business, investment, and program service activities outside the UnitedUnited States,States, oror aggregateaggregate foreign investments valued at $100,000$100,000 or more? IfIf Yes,"Yes," complete complete Schedule Schedule F, F, PartsParts IandI and IVIV ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 14b X 15 Did the organization report onon PartPart IX,IX, column (A),(A), line 33,, more than $5,000$5,000 of grants or other assistance to or for any foreign organization? IfIf Yes,"Yes," complete complete Schedule Schedule F, F, Parts Parts II II andand IVIV ~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 15 X 16 Did the organization report onon PartPart IX,IX, column (A),(A), line 33,, more than $5,000$5,000 of aggregate grants or other assistance to or for foreign individuals? IfIf Yes,"Yes," complete complete Schedule Schedule F, F, Parts Parts III III andand IVIV ~~~~~~~~~~~~~~~~~~~~~~~~~~...... 16 X 17 Did the organization report a total of more than $15,000$15,000 of expenses for professional fundraising services on Part IX, column (A),(A), lines 6 and 1111e?e? IfIf Yes,"Yes," complete complete Schedule Schedule G, G, PartPart II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 17 X 18 Did the organization report more than $15,000$15,000 total of fundraising event gross income and contributions onon PartPart VIII,VIII, lines 11c c and 88a?a? IfIf "Yes,"Yes, complete ScheduleSchedule G,G, PartPart IIII ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 18 X 19 Did the organization report more than $15,000$15,000 of gross income from gaming activities onon PartPart VIII,VIII, line 99a?a? IfIf "Yes,"Yes, complete Schedule G, Part III  19 X Form 990 ((2016)2016)

632003 11-11-16 3 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON Form 990 (2016) FOUNDATION 31-1580204 Page 4 Part IV Checklist of Required Schedules (continued) Yes NoNo 20a Did the organization operate one or more hospital facilities? IfIf Yes,"Yes," complete complete Schedule Schedule HH ~~~~~~~~~~~~~~~~...... 20a X b If "Yes"Yes to to lineline 2020a,a, did the organization attach a copy of its audited financial statements to this return? ... ~~~~~~~~~~...... 2020bb 21 Did the organization report more than $5,000$5,000 of grants or other assistance to any domestic organization or domestic government onon PartPart IX,IX, column (A),(A), line 11?? IfIf Yes,"Yes," complete complete Schedule Schedule I,I, Parts IIandII and II ~~~~~~~~~~~~~~...... 21 X 22 Did the organization report more than $5,000$5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A),(A), line 22?? IfIf Yes,"Yes," complete complete Schedule Schedule I,I, Parts IIandIII and III ~~~~~~~~~~~~~~~~~~~~~~~~~~...... 22 X 23 Did the organization answeranswer "Yes" Yes to to Part Part VII, VII, SectionSection A, line 33,, 44,, or 5 about compensation of the organization's current and former officers, directors, trustees, key employees, and highest compensated employees? IfIf "Yes,"Yes, complete complete X ScheduleJSchedule J ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 23 X 24a Did the organization have a tax-exempttax-exempt bond issue with an outstanding principal amount of more than $100,000$100,000 as of the last day of the year,year, that waswas issued after December 3131,, 20022002?? IfIf Yes,"Yes," answer answer lines lines 24b 24b through through 24d24d andand completecomplete ScheduleK.Schedule K. If "No",No , go go to to line line 25a25a ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 2424aa X b Did the organization invest any proceeds of tax-exempttax-exempt bondsbonds beyond beyond a a temporary temporary period period exception? exception? ...... ~~~~~~~~~~~ ...... 2424bb c Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease any taxtax-exempt-exempt bonds? bonds? ...... ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ...... 2424cc d Did the organization actact asas anan on"on behalf behalf of of" issuer issuer for for bonds bonds outstanding outstanding at any at any time time during during the theyear? year? ...... ~~~~~~~~~~~...... 2424dd 25a SectionSection 501501(c)(3),(c)(3), 501501(c)(4),(c)(4), and 501501(c)(29)(c)(29) organizations. Did the organization engage in an excess benefit transaction withwith aa disqualifieddisqualified personperson duringduring thethe year?year? IfIf Yes,"Yes," complete complete Schedule Schedule L, L, PartPart II ~~~~~~~~~~~~~~~~...... 25a X b Is the organization aware thatthat it engaged in an excess benefitbenefit transaction with aa disqualifieddisqualified personperson inin aa prior year,year, and that thethe transactiontransaction hashas notnot beenbeen reportedreported onon anyany of the organization's prior Forms 990 or 990-990-EZ?EZ? IfIf "Yes,"Yes, complete complete X ScheduleL,Schedule L, PartPart I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 25b X 26 Did the organization report any amount on Part X, line 55,, 66,, or 22 for receivables from or payables to any current or former officers, directors, trustees,trustees, keykey employees, highest compensated employees,employees, or disqualified persons? IfIf "Yes,"Yes, completeSchedulecomplete Schedule L, PartPartII II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 26 X 27 Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor oror employeeemployee thereof, a grant selection committee member, or to a 3535%% controlled entity or family member of any of these persons? IfIf Yes,"Yes," complete complete Schedule Schedule L, L, Part Part IIIIII ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 27 X 28 Was the organization a party to a business transaction with one of the followingfollowing partiesparties (see(see Schedule L, Part IV instructions forfor applicableapplicable filingfiling thresholds, conditions, andand exceptions):exceptions): X a A current or former officer, director, trustee, or key employee? IfIf Yes,"Yes," complete complete Schedule Schedule L, L, Part Part IVIV ~~~~~~~~~~~...... 28a X b A family member of a current or former officer, director, trustee, or key employee? IfIf Yes,"Yes," complete complete Schedule Schedule L, L, Part Part IVIV ~~...... 2828bb X c An entity of which aa currentcurrent oror formerformer officer,officer, director,director, trustee,trustee, or or key key employeeemployee (or(or a family member thereof) was an officer, director, trustee, or direct or indirect owner? IfIf Yes,"Yes," complete complete Schedule Schedule L, L, Part Part IVIV ~~~~~~~~~~~~~~~~~~~~~...... 28c X 29 Did the organization receive more than $25,000$25,000 in non-cashnon-cash contributions? IfIf Yes,"Yes," complete complete Schedule Schedule MM ~~~~~~~~~...... 29 X 30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? IfIf "Yes,"Yes, complete ScheduleSchedule M ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 30 X 31 Did the organization liquidate, terminate, or dissolve and cease operations? IfIf "Yes,"Yes, complete ScheduleSchedule N,N, PartPart I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 31 X 32 Did the organization sell, exchange, dispose of, or transfer more than 2525%% of its net assets? IfIf "Yes,"Yes, complete complete ScheduleN,Schedule N, PartIIPart II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 32 X 33 Did the organization own 100100%% of an entity disregarded as separate from the organization under Regulations sections 301301.7701-2.7701-2 and 301301.7701-3?.7701-3? IfIf Yes,"Yes," complete complete Schedule Schedule R, R, PartPart II ~~~~~~~~~~~~~~~~~~~~~~~~...... 33 X 34 Was the organization related to any tax-exempttax-exempt or taxable entity? IfIf Yes,"Yes," complete complete Schedule Schedule R, R, Part Part II, II, III, III, oror IV,IV, andand PartV,linePart V, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 34 X 35a Did the organization have a controlledcontrolled entity within the meaning of section 512512(b)(13)?(b)(13)? ~~~~~~~~~~~~~~~~~~...... 35a X b If "Yes"Yes to to lineline 3535a,a, did the organization receive any paymentpayment fromfrom or engage inin anyany transactiontransaction withwith aa controlledcontrolled entity within the meaning of section 51512(b)(13)? 2(b)(1 3)? IfIf Yes,"Yes," complete complete Schedule Schedule R, R, Part Part V, V, lineline 22 ~~~~~~~~~~~~~~~~~~~...... 35b X 36 Section 501501(c)(3)(c)(3) organizations. Did the organization make any transfers to an exempt non-charitablenon-charitable related organization? IfIf "Yes,"Yes, complete ScheduleSchedule R,R, PartPart V,V, lineline 2 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 36 X 37 Did the organization conduct more than 55%% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? IfIf Yes,"Yes," complete complete Schedule Schedule R, R, Part Part VIVI ~~~~~~~~...... 37 X 38 Did the organization complete Schedule O and provide explanations inin ScheduleSchedule OO for Part VI, lines 1111b b and 1919?? Note. All Form 990 filers are required to complete Schedule O  38 X Form 990 ((2016)201 6)

632004 11-11-16 4 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON Form990(2016)Form 990 (2016) FOUNDATION 31-1580204 Page 5 Part V StatementsStatements Regarding Regarding Other Other IRS IRS Filings Filings and and TaxTax ComplianceCompliance Check if Schedule O contains a response or note to any line in this Part V Check if Schedule O contains a response or note to any line in this Part V ...... X Yes No 1a Enter the number reported in Box 3 of Form 10961096.. Enter -0- if not applicable ~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1a 137 b Enter the number of Forms W-2GW-2G included in line 11a. a. Enter -0- if not applicable ~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1b 0 c Did the organization comply with backup withholding rulesrules for reportable payments to vendors and reportable gaming (gambling) winnings winnings to prize to prize winners? winners? ......  ...... 1c X 2a Enter the number of employees reported on Form WW-3,-3, Transmittal of Wage and Tax Statements, filed for the calendar year endingending withwith or within the year covered byby this return ~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 2a 578 b If at least one is reported on line 22a,a, did the organization filefile allall requiredrequired federal federal employment employment tax tax returns? returns?~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 2b X Note. If the sum of lines 11a a andand 22aa is greater than 250250,, you may be required toto e-file (see instructions)instructions) ~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ X 3a Did the organization have unrelated business gross income of $1,000$1,000 or more during the year? ~ ~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 3a X b If "Yes,"Yes, has has it it filed filed aa FormForm 990-990-TT for this year? IfIf No,"No," to to line line 3b, 3b, provide provide an an explanation explanation in in Schedule Schedule OO ~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 33bb X 4a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial accountaccount inin aa foreignforeign countrycountry (such(such as as a a bank bank account, account, securities securities account, account, or or other other financial financial account)? account)?~~~~~~~ ~ ~ ~ ~ ~ ~ ~ 4a X b If "Yes,"Yes, enter enter the the name name of of the the foreignforeign country:country: J SEE SCHEDULE O See instructions for filing requirements for FinCEN Form 114114,, Report of Foreign Bank and Financial Accounts (FBAR).(FBAR). X 5a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ~ ~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 5a X b Did any taxable partyparty notifynotify thethe organizationorganization thatthat itit waswas oror is is a a party party to to a a prohibited prohibited tax tax shelter shelter transaction? transaction?~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 55bb X c If "Yes,"Yes, to to lineline 55aa or 55b,b, did the organization file Form 8886-8886-T?T? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 55cc 6a Does the organization have annual gross receipts that are normally greater than $100,000,$100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ~ ~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 6a X b If Yes,"Yes," did did the the organization organization include include with with every every solicitation solicitation an an expressexpress statementstatement that such contributions or gifts were notnot taxtax deductible?deductible? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 66bb 7 Organizations that may receive deductible contributions under section 170(c).170(c). X a Did the organization receive a payment in excess of $75$75 made partly as a contribution and partly for goods and services provided to the payor? 7a X b If Yes,"Yes," did did the the organization organization notify notify the the donor donor of of the the value value of of the the goodsgoods oror servicesservices provided? ~ ~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 7b7b X c Did the organization sell, exchange, or otherwise dispose of tangible personal propertyproperty for which it was required X to file Form 82828282?? ...... 7c X d If "Yes,"Yes, indicate indicate the the number number ofof FormsForms 8282 filed during thethe yearyear ~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 7d7d e Did the organization receive any funds,funds, directly or indirectly, to pay premiums on a personal benefitbenefit contract? ~ ~~~~~~~~ ~ ~ ~ ~ ~ 7e7e X f Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ~ ~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ 7f X g If the organization received aa contributioncontribution of qualified intellectual property, did thethe organizationorganization file Form 8899 as required?required?~ ~ 7g h If the organization received a contributioncontribution ofof cars,cars, boats,boats, airplanes,airplanes, or other vehicles,vehicles, did thethe organizationorganization file a Form 1098-1098-C?C? 7h7h 8 Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ~ ~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 8 9 Sponsoring organizations maintaining donor advised funds. a Did the sponsoring organization make any taxable distributionsdistributions under section 49664966?? ~ ~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 99aa b Did the sponsoring organizationorganization make make a a distribution distribution to to a adonor, donor, donor donor advisor, advisor, or or related related person? person?~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 9b 10 Section 501501(c)(7)(c)(7) organizations. Enter: a Initiation feesfees and capital contributions includedincluded onon PartPart VIII,VIII, line 12 ~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 10a10a b Gross receipts, included on Form 990990,, Part VIII, line 12,12, for public use of club facilities ~~~~~~~ ~ ~ ~ ~ ~ 10b10b 11 Section 501501(c)(12)(c)(12) organizations. Enter: a Gross income from members or shareholders ~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 11a11a b Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 11b11b 12a SectionSection 49474947(a)(1)(a)(1) non-exemptnon-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 10411041?? 12a b If "Yes,"Yes, enter enter the the amount amount ofof taxtax-exempt-exempt interest received or accrued during the year ......  12b12b 13 Section 501501(c)(29)(c)(29) qualified nonprofit health insurance issuers.

a Is the organization licensedlicensed toto issueissue qualified qualified health health plans plans in in more more than than one one state? state?~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 13a13a Note. See the instructions for additional information the organization must report on Schedule O. b Enter the amount of reserves the organization is requiredrequired toto maintain by the states in which the organization is licensed to issue qualified health plans ~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 13b13b c Enter the amount of reserves on hand ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 13c13c 14 14a Did the organization receive any payments for indoor tanning services during the tax year? ~ ~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 14a X b If "Yes,"Yes, has has it it filed filed aa FormForm 720 to report thesethese payments? IfIf No,"No," provide provide an an explanation explanation in in Schedule Schedule OO ...... 14b14b Form 990 ((2016)2016)

632005 11-11-1611-11-16 5 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON Form990(2016)Form 990 (2016) FOUNDATION 31-1580204 Page 6 Part VI Governance,Governance, Management, Management, andand DisclosureDisclosure For each "Yes"Yes response response toto lineslines 2 through 7b below,below, andand for for a a "No" No response response toto lineline 8a,8a, 8b, or 10b10b below,below, describedescribe thethe circumstances,circumstances, processes,processes, oror changeschanges inin ScheduleSchedule O.O. SeeSee instructions. Check if Schedule O contains a response or note to any line in this Part VI  X Check if Schedule O contains a response or note to any line in this Part VI                            Section A. Governing BodyBody andand ManagementManagement Yes No 1a Enter the number of voting members of the governing body at the end of the tax year ~~~~~~...... 1a1a 10 If therethere are materialmaterial differencesdifferences inin votingvoting rightsrights among members ofof the governing body, oror if the governing body delegated broadbroad authorityauthority to an executive committeecommittee or similar committee, explainexplain in ScheduleSchedule O. b Enter the number of voting members included in line 11a,a, above, who are independent ~~~~~~...... 1b1b 9 2 Did any officer, director, trustee, oror keykey employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 2 X 3 Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors,directors, or or trustees, trustees, or or key key employees employees to toa managementa management company company or otheror other person? person? ...... ~~~~~~~~~~~~~~...... 3 X 4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...~~~~~ ...... 4 X 5 Did the organization become aware during the year of a significant diversion of the organization's assets? ... ~~~~~~~~~...... 5 X 6 Did thethe organization organization have have members members or stockholders? or stockholders? ...... ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ...... 6 X 77aa Did the organization have members, stockholders,stockholders, or other persons who had the power to elect or appoint one or more members members of ofthe the governing governing body? body? ...... ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 7a X b Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 7b X 8 Did the organization contemporaneously document the meetings held oror written actions undertaken during the year byby thethe following:following: a The governing governing body? body? ...... ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 8a X b Each committee with authority to act on behalf of the governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~...... 8b X 9 IsIs there any officer, director, trustee, oror keykey employee listed in Part VII, SectionSection A,A, whowho cannotcannot be reached at the organization's mailing address? If "Yes," provide the names and addresses in Schedule O  9 X Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.) Yes No 10a Did thethe organization organization have have local local chapters, chapters, branches, branches, or affiliates? or affiliates? ...... ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ...... 10a X b If Yes,"Yes," did did the the organization organization have have written written policies policies and and procedures procedures governing governing thethe activitiesactivities ofof suchsuch chapters,chapters, affiliates,affiliates, and branches toto ensure ensure their their operations operations are are consistent consistent with with the the organization's organization's exempt exempt purposes? purposes? ...... ~~~~~~~~~~~~~ ...... 10b10b 990 111 1a Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? 11a X 990 b Describe in Schedule O the process, if any, used by the organization to review this Form 990.. 12a Did the organization have a writtenwritten conflict of interest policy? IfIf "No,"No, go go to to line line 1313 ~~~~~~~~~~~~~~~~~~~~...... 12a X b Were officers, directors, or trustees, and key employees requiredrequired toto disclose annually interestsinterests thatthat couldcould givegive riserise toto conflicts? ~~~~~~...... 12b X c Did the organization regularly and consistently monitor and enforce compliance with the policy? IfIf "Yes,"Yes, describe describe

X 1 2 inin Schedule O how this was done ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 12cc ____ 13 Did the organization have a written whistleblower policy? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 13 X 14 Did the organization have aa writtenwritten document retention and destruction policy? ~~~~~~~~~~~~~~~~~~~~~~...... 14 X 15 Did the process for determining compensation of the following personspersons include aa review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision? a The organization's CEO, Executive Director,Director, oror toptop management official ~~~~~~~~~~~~~~~~~~~~~~~~~~...... 15a X b Other officers or key employees of the organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 15b X If "Yes"Yes to to lineline 115a 5a or 115b, 5b, describe the process in Schedule O (see instructions). 16a Did the organization invest in, contribute assets to, or participate inin aa joint ventureventure or similar arrangement with a taxable entity during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 16a X b If Yes,"Yes," did did the the organization organization follow follow a awritten written policy policy or or procedure procedure requiring requiring the the organization organization toto evaluateevaluate its participation in joint ventureventure arrangements under applicable federal taxtax law,law, andand taketake stepssteps toto safeguard thethe organization's exempt status with respect to such arrangements? X exempt status with respect to such arrangements?                                     16b Section C. Disclosure 17 List the states with which a copy of this Form 990 is required to be filed JAK,AL,AR,CA,CT,DC,FL,GA,HI,IL,KS,KYAK,AL,AR,CA, CT,DC, FL,GA, HI,IL, KS,KY 18 Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990990,, and 990-990-TT (Section 501501(c)(3)s(c)( 3)s only) available for public inspection.inspection. IndicateIndicate howhow youyou mademade thesethese available.available. Check all thatthat apply. X Own website Another's website X Upon request Other (explain(explain in Schedule O)O) 19 Describe in Schedule O whether (and ifif so,so, how)how) thethe organizationorganization mademade itsits governinggoverning documents,documents, conflictconflict of interest policy, and financial statements available to the public during the tax year. 20 20 State the name, address,address, and and telephone telephone number number of of the the person person who who possesses possesses the the organization's organization's books books and and records: records: | | ______ANDREW KESSEL, CFO - 510-748-0471 1200 PRESIDENT CLINTONCLINTON AVE,AVE, LITTLELITTLE ROCK,ROCK, ARAR 72201

632006 11-11-16 SEE SCHEDULE O FOR FULL LIST OF STATES Form 990 ((2016)2016) 6 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON Form 990 (2016) FOUNDATION 31-1580204 Page 7 Part VII CompensationCompensation of of Officers, Officers, Directors,Directors, Trustees,Trustees, KeyKey Employees,Employees, Highest Compensated Employees, and Independent Contractors Check if Schedule O contains a response or note to any line in this Part VII  Check if Schedule O contains a response or note to any line in this Part VII                            Section A. Officers,Officers, Directors, Directors, Trustees, Trustees, Key Key Employees, Employees, andand HighestHighest CompensatedCompensated Employees 1a1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization's tax year. •¥ List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless ofof amountamount of compensation. Enter -0- in columns (D),(D), (E), andand (F)(F) if if no no compensation compensation was paid. •¥ List all of the organization's current key employees, if any. See instructions forfor definitiondefinition of of " "keykey employee.employee." " •¥ List the organization's five current highest compensated employeesemployees (other than an officer, director, trustee, oror keykey employee) who received report-report- able compensation (Box 5 of Form WW-2-2 and/or Box 7 of Form 11099-MISC) 099-MISC) of more than $100,000$100,000 from the organization and any related organizations. •¥ List all of the organization's former officers, key employees, and highest compensated employees who received more than $100,000$100,000 of reportable compensation fromfrom thethe organizationorganization andand anyany related organizations. •¥ List all of the organization's former directors or trustees that received,received, in the capacity asas a former director or trustee of the organization, more than $10,000$10,000 of reportable compensation from the organizationorganization and any related organizations. List persons in the following order: individual trustees or directors; institutional trustees;trustees; officers;officers; keykey employees;employees; highest compensated employees; and former such persons.

Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee. ______(A) (B) (C) (D) (E) (F) Name and Title Average Position Reportable Reportable Estimated Name and Title Average (do(do not check more than one Reportable Reportable Estimated hours per box, unless person is both an compensationcompensa t i on compensation amount of officer and a director/trustee) week off i cer anda director/trustee) from from related other (list any the organizations compensation hours for organization ((W-2/1099-MISC)W-2/1 099-MISC) from the related rroees ((W-2/1099-MISC)W-2/1 099-MISC) organization idldiidItttroce ura organizationsganizations ura and related lKeeyop below liiIttttteesno organizations below mey dtteasmn o ec s ep organizations uvn hg us iffOrec l eo e py line) n e Individual trustee or director Former Institutional trustee Highest compensated employee Key employee Officer m line) iH e ______(1) BRUCE R LINDSEY 45.00 Fm r r eo DIRECTOR 5.00 X 361,308. 0. 42,384. (2) CHELSEA V. CLINTON 25.00 DIRECTOR 10.00 X 0. 0. 0. (3) CHERYL MILLS 5.00 DIRECTOR X 0. 0. 0. (4) CHERYL SABAN 5.00 DIRECTOR X 0. 0. 0. (5) ERIC GOOSBY 5.00 DIRECTOR X 0. 0. 0. (6) FRANK GUISTRA 5.00 DIRECTOR X 0. 0. 0. (7) HADEEL IBRAHIM 5.00 DIRECTOR X 0. 0. 0. (8) LISA JACKSON 5.00 DIRECTOR X 0. 0. 0. (9) ROLANDO GONZALEZ BUNSTER 5.00 DIRECTOR X 0. 0. 0. (10) WILLIAM JEFFERSON CLINTON 20.00 DIRECTOR 5.00 X 0. 0. 0. (11) ANDREW KESSEL 50.00 CFO X 190,159. 0. 38,074. ______(12) DONNA SHALALA 50.00 PRESIDENT AND CEO X 0. 0. 0. ______(13) KEVIN THURM 50.00 COO, EVP X 394,137. 0. 46,155. ______(14) RICARDO CASTRO 50.00 GENERAL COUCOUNSEL N SEL X 268,218. 0. 39,783. (15) SCOTT CURRAN 50.00 ASSISTANTASSISTA N T SECRETARYSECRETARY X 172,226. 0. 26,822. (16) STEPHASTEPHANIE N IE S.S. STREETTSTREETT 50.00 EXECUTIVE DIRECTOR, SECRETARY X 195,197. 0. 39,557. (17) DANIELLE STILZ 50.00 CDO X 191,098. 0. 26,712. 632007 11-11-16 Form 990 ((2016)2016) 7 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON 8 Form 990 (2016) FOUNDATION 31-1580204 Page 8 Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)(continued) ______(A) (B) (C) (D) (E) (F) Name and title Average Position Reportable Reportable Estimated Name and title (do(do not check more than one Reportable Reportable Estimated hours per box, unless person is both an compensation compensation amount of officer and a director/trustee) week officer and a director/trustee) from from related other (list any the organizations compensation hours for organization ((W-2/1099-MISC)W-2/1 099-MISC) from the related ((W-2/1099-MISC)W-2/1 099-MISC) organization organizationsganizations and related below organizations liline)ne) Former Individual trustee or director Institutional trustee employee Highest compensated Officer Key employee (18) MAURA PALLY 50.00 SVP PROGRAMS X 299,080. 00. . 26,217. (19) ROBERT S. HARRISON 50.00 CEO, CGI X 240,704. 00. . 41,660. (20) AMITABH DESAI 50.00 FOREIGN POLICY DIRECTOR X 207,823. 00. . 39,487. (21) CAROLINA BOTERO 50.00 CFO, CGEP X 208,747. 0. 37,185. (22) DAVID WATT 50.00 i d l dru i ir d oI vt rte t r eona c se

DIRECTOR OF SPONSORSHIP, CGI l i i nIu t t t tr t eos ae s X 267,249. 0. 43,660.

(23) DYMPHNA VAN DER LANS 50.00 i f f O r e c CEO, CCI X 244,780. 0. 37,076. l Kmeo e eep y (24) MARK GUNTON 50.00 d hmn gi H o t ect e s a e sp CEO, CGEP Xl emo e e py 287,758. 0. 42,105.

F r e m r o

1b SubSub-total-total ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~| | ______3,528,484. 0. 526,877. c TotalTotal from from continuation continuation sheetssheets toto PartPart VII,VII, Section A ~~~~~~~~~~~~~~~~~~~~| | ______0. 0. 0. d Total (add lines 1b1 and 1c)  | 3,528,484. 0. 526,877. d Total(addlines band 1c)  | 2 Total number of individuals (including but not limited to those listedlisted above)above) who received more than $100,000$100,000 of reportable compensation from from the theorganizat organization ion| | 66 Yes NoNo 3 Did the organization list any former officer, director, or trustee, key employee, or highest compensated employee on lilinene 11a?a? IfIf Yes,"Yes," complete complete Schedule Schedule J J for for such such individualindividual ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 X 4 For any individual listed on line 11a,a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000?$150,000? IfIf Yes,"Yes," complete complete Schedule Schedule J J for for such such individualindividual ~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 X 5 Did any person listed on line 11aa receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? IfIf Yes,"Yes," complete complete ScheduleJ Schedule J for for such such personperson  5 X rendered to the organization?  5 - Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than $100,000$100,000 of compensation from

the organization. Report compensation for the calendar year endingending withwith or within the organization's tax year.year. ______(A) (B) (C) Name and business address Description of services Compensation ROUNDBOXX GROUP, INC PO BOX 575, HERMOSA BEACH, CA 90254 CCONFERENCE ONFERENCE PRODUCTIONPRODUCTION SERVICESERVICES S 897,180. PRICEWATERHOUSECOOPERS LLC PO BOX 952282, DALLAS, TX 75395 AUDIT AND TAX SERVICES 757,300. PHASE2 TECHNOLOGY, LLC 1330 BRADDOCK PLACE, ALEXANDRIA, VA 22314 WWEBSITE EBSITE DEVELOPMENTDEVELOPMENT 362,000. THE MULLION GROUP PTY LTD, 453 LEDGERS CREEK ROAD, MULLION, MULLION, AUSTRALIA TTECHNICAL ECHNICAL ADVISORYADVISORY SERVICESSERVICES 324,438. OSA INTERNATIONAL INC. 537 N EDGEWOOD AVE., WOOD DALE, IL 60191 PPRODUCTION RODUCTION SERVICESSERVICES 252,282. 2 Total number of independent contractors (including but not limited toto thosethose listedlisted above)above) who received more than $$100,0001 00 000 of compensationcompensat ion from from the theorganization organization | | 15 Form 990 ((2016)201 6) 632008 11-11-16 8 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY HILLARY & &CHELSEA CHELSEA CLINTONCLINTON Form990(2016)Form 990 (2016) FOUNDATION 31-1580204 Page 9 Part VIII StatementStatement of of Revenue Revenue Check if Schedule OO contains contains a a response response or or note note to to any any line line in inthis this Part Part VIII VIII ...... (A) (B) (C) (D) Total revenue Related or Unrelated Revenue excluded Total revenue Related or Unrelated from tax under exempt function business sections revenue revenue 512 - 514 1 aa Federated campaigns campaigns ~~~~~~~ ~ ~ ~ ~ ~ 11aa 38,905. b Membership dues dues ~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ 1 b 118,875. c Fundraising events events ~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ 1 c 12,330,627. d Related organizations ~ ~~~~~~~ ~ ~ ~ ~ 11dd 3,786,590. , , e Government grants (contributions) 11ee 4,719,576. GCGfbiiit t t t o n s s r r a n n o u s O S h A d i l i t t o s n n m r u e m a r a f All other contributions, gif gifts, t s, grants, and similar amounts not includedincluded aboveabove ~~~ ~ 11ff 41,917,758. g Noncash contributions included in lines 1a-1f:1a-1f: $ 550,543.550 ,543. 1 -1 62,912,331. and Other Similar Amounts Add lines 1a-1f  | 62,912,331. Contributions, Gifts, Grants h Total. Add lines a f ...... | ______Business Code 2 a PRESIDENTIAL CENTERCENTER 900099 1,625,055. 735,469. 889,586. b CLINTON GLOBALGLOBAL INITIAT INITIAT 900099 1,079,538. 1,079,538. SP i v r e c e m r o g c OTHER PROGRAM SERVICESERVICE 900099 204,538. 204,538. v u e e n d CLINTON DEV.INITIATIVE DEV.INITIATIVE 900099 3,301. 3,301. r a R e Revenue e

Program Service ff All other program service revenue ~~~~~~ ~ ~ ~ ~ .______2 -2 - g Total. Add lines 2a-2fa f ... ...... || 2,912,432. ______3 Investment income (including dividends, interest, and other similarsimilar amounts) amounts)~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~| | 4,807,873. 141,871. 4,666,002. 4 Income from investment of tax-exempttax-exempt bond proceeds | 5 Royalties ...... || (i) Real (ii) Personal 6 a Gross rents rents~~~~~~~ ~~~~~~~ 983,853.983,853 . b Less: rentalrental expenses expenses~~~ ~~~ 957,262.957,262 . c Rental incomeincome or or (loss) (loss)~~ ~~ 26,591.26,591 . d Net rental income or (loss) ...... || 26,591. ______26,591. 7 aa Gross amount from sales of (i) SecuritiesSecurities (i(ii) i ) Other assetsotherthanassets other than inventoryinventory 1,718,309. 2,188,648.2,188,648. b Less: cost or other basis andsalesexpensesand sales expenses ~~~ ~~~ 1,333,427. 2,639,312.2,639,312. c Gainor(loss)Gain or (loss) ~~~~~~~ ~~~~~~~ 384,882. -450,664. d Net gain oror (loss)(loss) ...... | -65,782. -450,664. 89,704. 295,178. 8 a Gross income from fundraising events (not including$including $ 12,330,627. of 1 vee contributions reported on line 1c).c). See OhRtenure Part IV, line 18 ~~~~~~~~~~~~~~~~~~~~~~~~~~ a 68,368. b Less: direct direct expenses expenses~~~~~~~~~~~~~~~~~~~~ b 936,530. Other Revenue c Net income oror (loss) (loss) from from fundraising fundraising events events ...... | | -868,162. -868,162. 9 a Gross income from gaming activities. See 19 Part IV, line 19 ~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ a ______b Less: direct expenses ~~~~~~~~~~~~~~~~~~ b ______c Net incomeincome or or (loss) (loss) from from gaming gaming activities activities ...... | | 10 a Gross sales of inventory, less returns andallowancesand allowances ~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ a 2,149,834. b Less: cost of goods sold ~~~~~~~~~~~~~~~~ b 747,526. c Net income or (loss) from sales of inventory  | 1,402,308. 498,780. 903,528. Miscellaneous Revenue Business Code 11 aa OTHER REVENUEREVENUE 900099 104,122. 104,122. b LOSS ON CDI FARMINGFARMING 900099 -455,185. -455,185. c d All other revenuerevenue ~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ e Total.Total. Add lines 1111a-11d a-11 d ~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~| | -351,063. - 12 Totalrevenue.Total revenue. Seeinstructions.See instructions. ...... || I 70,776,528. 1,719,899. 2,024,689. 4,119,609. 632009 11-11-16 Form 990 (2016)(2016) 9 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY HILLARY & &CHELSEA CHELSEA CLINTONCLINTON Form990(2016)Form 990 (2016) FOUNDATION 31-1580204 Page 10 Part IX StatementStatement of of Functional Functional ExpensesExpenses Section 501(c)(3)501(c)(3) and 501(c)(4) organizations organizations must must complete complete allall columns.columns. All other organizations must complete column (A).(A). Check if Schedule O contains a response or note to any line in this Part IX  (A) (B) (C) (D) Do not include amounts reported on lines 6b, Total expenses Program service Management and Fundraising 7b, 8b, 9b, andand 10b10b ofof PartPart VIII.VIII. expenses general expenses expenses 1 Grants and other assistance toto domestic organizations and domestic governments. See Part IV, line 21 ~~ 2,513,481. 2,513,481. 2 Grants and other assistance to domestic individuals. SeeSee Part IV,IV, line 22 ~~~~~~~~ ~ ~ ~ ~ ~ ~ 3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. SeeSee Part IV,IV, lines 15 and 16 ~~~~ ~ ~ 259,033. 259,033. 4 Benefits paid toto oror forfor membersmembers~~~~~~~ ~ ~ ~ ~ ~ ~ ~ 5 Compensation of current officers, directors, trustees, andand keykey employees employees ~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ 2,641,123. 517,119. 1,906,194. 217,810. 6 Compensation not included above, to disqualified persons (as defined under section 49584958(f)(1))(f)(1)) and persons described in section 4958(c)(3)(B)4958(c)(3)(B) ~~~~ ~ ~ 61,537. 61,537. 7 Other salaries and and wages wages~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 26,069,645. 20,221,522. 4,440,932. 1,407,191. 8 Pension plan accruals and contributionscontributions (include section 401(k)401(k) and 403(b)403(b) employer contributions) 1,415,415. 1,089,486. 247,608. 78,321. 9 Other employeeemployee benefits benefits ~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 4,766,757. 3,588,129. 953,365. 225,263. 10 Payroll taxestaxes ~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 2,406,012. 1,807,509. 469,902. 128,601. 11 Fees for services (non(non-employees):-employees): a Management ~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ b Legal ~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 501,491. 185,278. 315,809. 404. c Accounting ~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 891,612. 146,581. 745,031. d Lobbying ~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ e Professional fundraising services.services. See Part IV, line 17 147,564. 147,564. f Investment managementmanagement fees fees~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ 3,168,685. 3,168,685. g Other. (If line 11g1 1g amount exceedsexceeds 10%10% of line 2525,, column (A) amount, list line 11g1 1g expenses on Sch O.) 6,326,773. 5,242,978. 928,505. 155,290. 12 Advertising and and promotion promotion ~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ 392,460. 316,391. 26,399. 49,670. 13 Office expenses~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1,216,545. 518,422. 636,333. 61,790. 14 Information technologytechnology ~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1,548,457. 633,440. 899,316. 15,701. 15 Royalties ~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 16 Occupancy ~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 4,811,368. 3,544,153. 953,063. 314,152. 17 Travel ~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 3,917,419. 3,626,793. 288,692. 1,934. 18 Payments of travel or entertainment expenses for any federal, state,state, oror locallocal publicpublic officials 19 Conferences, conventions, conventions, and and meetings meetings~~ ~ ~ 9,027,648. 8,960,978. 64,720. 1,950. 20 Interest ~ ~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 21 Payments toto affiliatesaffiliates ~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 22 Depreciation, depletion,depletion, and and amortization amortization~~ ~ ~ 6,071,818. 5,285,700. 416,128. 369,990. 23 Insurance ~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 562,424. 156,900. 405,524. 24 Other expenses. Itemize expenses not covered above. (List miscellaneous expenses in line 24e.24e. If line 24e24e amount exceeds 10%10% of line 25,25, column (A) amount, list line 24e24e expenses on Schedule O.) a DIRECT PROGRAMPROGRAM 4,965,952. 4,965,952. b LOSS ONON PROGRAMPROGRAM INVESTM 1,813,284. 1,813,284. c EXHIBITS ANDAND FIXTURESFIXTURES 411,885. 411,885. d STAFF TRAINING ANDAND DEVEDEVE 332,452. 70,913. 261,539. e All other expenses ______1,174,458. 745,988. 255,382. 173,088. 25 Total functional expenses. Add lines 1 through 24e24e 87,415,298. 66,621,915. 17,444,664. 3,348,719. 26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from aa combined educational campaign andand fundraisingfundraising solicitation.solicitation. Check here | if following SOPSOP 98-2 (ASC 958-720958-720)) 990 2016 632010 11-11-16 Form 990 (2016)( ) 10 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.05000 BILL,BILL, HILLARY HILLARY & & CHELSEA CHELSEA C 02278101 BILL, HILLARY HILLARY & &CHELSEA CHELSEA CLINTONCLINTON Form 990 (2016) FOUNDATION 31-1580204 Page 11 Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X  Check if Schedule O contains a response or note to any line in this Part X             (A) (B) Beginning of year End of year - - - 1 Cash - nonnon-interest-bearinginterest bearing ...... ~~~~~~~~~~~~~~~~~~~~~~~~~ 28,329,841. 1 13,625,081. 2 Savings andand temporarytemporary cash cash investments investments~~~~~~~~~~~~~~~~~~ ...... 18,737,426. 2 17,647,133. 3 Pledges andand grants grants receivable, receivable, net net ~~~~~~~~~~~~~~~~~~~~~...... 81,981,740. 3 52,072,670. 4 1,724,402. 1,381,173. 4 Accounts receivable, net net ~~~~~~~~~~~~~~~~~~~~~~~~~~...... i4_i 5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L ~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 5 6 Loans and other receivables from other disqualified persons (as defined under section 49584958(f)(1)),(f)(1)), personspersons describeddescribed in section 49584958(c)(3)(B),(c)(3)(B), andand contributingcontributing employers and sponsoring organizations of section 501501(c)(9)(c)( 9) voluntary employees' beneficiary organizationsorganizations (see(see instr). instr). Complete Complete Part Part II II of of Sch Sch L L ~~...... 6 Atsses 7 Notes and loansloans receivable, receivable, net net~~~~~~~~~~~~~~~~~~~~~~~ ...... 7 I 889,273. Assets 8 InventoriesInventories for for sale sale or useor use ...... ~~~~~~~~~~~~~~~~~~~~~~~~~~ ...... 2,173,224. 8 753,190. 9 Prepaid expenses and deferred charges ~~~~~~~~~~~~~~~~~~...... 651,982. 9 899,814. 10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D ~~~...... 10a 148,417,135. b Less: accumulated depreciation ~~~~~~...... 10b 51,573,963. 104,357,939. 10c 96,843,172. - 11 InvestmentsInvestments - publicly traded traded securities securities ...... ~~~~~~~~~~~~~~~~~~~...... 36,815,371. 11 42,683,182. - 11 12 InvestmentsInvestments - other securities. SeeSee Part IV, line 11 ~~~~~~~~~~~~~~...... 82,351,196. 12 105,218,916. - - 11 13 InvestmentsInvestments - programprogram-related.related. SeeSee Part IV,IV, line 11 ~~~~~~~~~~~~~...... 2,733,171. 13 3,467,843. 14 IntangibleIntangible assets assets ...... ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ...... 14 11 15 Other assets. See Part IV, line 11 ~~~~~~~~~~~~~~~~~~~~~~...... 67,072. 15 16 Total assets. Add lines 1 through 15 (must equal line 34)  359,923,364. 16 335,481,447. 17 AccounAccounts t s payable and and accrued accrued expenses expenses ...... ~~~~~~~~~~~~~~~~~~ ...... 7,012,261. 17 7,466,397. 18 GraGrants n ts payable ... ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 18 19 Deferred revenue revenue ...... ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ...... 6,302,182. 19 1,279,854. 20 TaxTax-exempt-exempt bond bond liabili liabilities t ies ...... ~~~~~~~~~~~~~~~~~~~~~~~~~ ...... 20 21 Escrow oror cuscustodial t odial account liability.liability. Comple Complete t e ParPart t IVIV ofof ScheduleSchedule D ~~~~...... 21 22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified persons. iLlibiits a e Complete Part Part II ofII ofSchedule Schedule L ... L ...... ~~~~~~~~~~~~~~~~~~~~~~~ ...... 22 Liabilities 23 Secured mortgages and notes payable to unrelated third parties ~~~~~~...... 23 24 Unsecured notesnotes andand loans loans payable payable to to unrelated unrelated third third parties parties ...... ~~~~~~~~ ...... 24 25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-2417-24).). Complete Part X of Schedule D ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 25 26 Total liabilities. Add lines 17 through 25  13,314,443. 26 8,746,251. Organizations that follow SFAS 117 (ASC 958958),), check here | X and complete lines 27 through 2929,, and lines 33 and 3434.. 27 Unrestricted netnet assetsassets ~~~~~~~~~~~~~~~~~~~~~~~~~~~...... 147,675,145. 27 128,180,966. 28 Temporarily restricted restricted net net assets assets ~~~~~~~~~~~~~~~~~~~~~~...... 15,319,058. 28 16,479,445. 29 Permanently restricted net assets ~~~~~~~~~~~~~~~~~~~~~...... 183,614,718. 29 182,074,785. Organizations that do not follow SFAS 117 (ASC 958958),), check here | NlFABdt teossnuesrsaeanc and complete lines 30 through 3434.. 30 Capital stockstock oror trusttrust principal,principal, or or current current funds funds~~~~~~~~~~~~~~~ ...... 30 31 PaidPaid-in-in or capital surplus, oror land,land, building, building, or or equipment equipment fund fund ~~~~~~~~...... 31 32 Retained earnings, endowment,endowment, accumulatedaccumulated income,income, oror otherother fundsfunds ...~~~~ ...... 32

Net Assets or Fund Balances 33 Total netnet assets assets or or fund fund balances balances ...... ~~~~~~~~~~~~~~~~~~~~~~...... 346,608,921. 33 326,735,196. 34 Total liabilities and net assets/fund balances  359,923,364. 34 335,481,447. Form 990 ((2016)201 6)

632011 11-11-16 11 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY HILLARY & &CHELSEA CHELSEA CLINTONCLINTON Form990(2016)Form 990 (2016) FOUNDATION 31-1580204 Page 12 Part XI I Reconciliation of Net Assets Check if Schedule O contains a response or note to any line in this Part XI ------X

1 Total revenue (must equal Part VIII, column (A),(A), line 12)12) ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1 70,776,528. 2 Total expenses (must equal Part IX, column (A),(A), line 2525)) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 2 87,415,298. 3 Revenue less expenses. SubtractSubtract line 2 from line 1 ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 3 -16,638,770. 4 Net assets or fund balances at beginning of yearyear (must equal Part X, line 3333,, column (A))(A)) ~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ 4 346,608,921. 5 Net unrealized gains gains (losses) (losses) on on investments investments ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 5 4,599,896. 6 Donated services and use of facilities ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 6 7 Investment expenses ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 7 8 Prior period adjustmentsadjustments ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 8 9 Other changes inin netnet assetsassets or or fund fund balances balances (explain (explain in in Schedule Schedule O) O)~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 9 -7,834,851. 10 Net assets or fund balances at end of year. Combine lines 3 through 9 ((mustmust equal Part X, line 3333,, column (B)) ------10 326,735,196. Partt XXII I I FinancialFinancial StatementsStatements and Reporting Check if Schedule O contains a response or note to any line in this Part XII ------X Yes No 1 1 Accounting method used to prepare the Form 990990:: Cash X Accrual Other ______If the organization changedchanged itsits methodmethod ofof accountingaccounting fromfrom aa prior prior year year or or checked checked "Other," Other, explainexplain inin ScheduleSchedule O. 2a Were the organization's financial statements compiled or reviewed by an independent accountant? ~ ~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 22aa X If Yes,"Yes," check check a abox box below below to to indicate indicate whether whether the the financial financial statements statements for for the the year year were were compiledcompiled oror reviewedreviewed on a separate basis, consolidated basis, or both: Separate basis Consolidated basis Both consolidated and separate basis b Were thethe organization'sorganization's financial financial statements statements audited audited by by an an independent independent accountant? accountant?~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 2b X If Yes,"Yes," check check a abox box below below to to indicate indicate whether whether the the financial financial statements statements for for the the year year were were auditedaudited onon aa separateseparate basis, consolidated basis, or both: Separate basis X Consolidated basis Both consolidated and separate basis c If "Yes"Yes to to lineline 22aa or 22b,b, does the organization have a committeecommittee that assumes responsibility for oversight of the audit, review, oror compilationcompilation ofof itsits financialfinancial statements statements and and selection selection of of an an independent independent accountant? accountant?~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 2c X If the organization changed either its oversight process or selection processprocess duringduring thethe taxtax year,year, explainexplain in Schedule O. 3a As a result of a federal award, was thethe organization requiredrequired toto undergo an audit or audits as set forth in the Single Audit

Act and OMB Circular A-133?A-1 33? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 3a X b If "Yes,"Yes, did did the the organization organization undergo undergo the the required required audit audit or or audits? audits? If If the the organization organization diddid notnot undergoundergo thethe requiredrequired audit or audits,audits, explain why in Schedule O and describe any steps taken to undergo such audits ------33bb I Form 990 (2016)(2016)

632012 11-11-16 12 13491114 147227 0227810-0227935.0990 2016.050002016.05000 BILL, BILL, HILLARY HILLARY & &CHELSEA CHELSEA CC 0227810102278101 1 OMB No. 1545-0047 SCHEDULE A Public Charity Status and Public Support OMB No. (Form 990 or 990-990-EZ)EZ) Public Charity Status and Public Support Complete if the organization is a section 501501(c)(3)(c)(3) organization or a section 49474947(a)(1)(a)(1) nonexempt charitable trust. 2016 Department of the Treasury | Attach Attach to to FormForm 990 or Form 990-990-EZ.EZ. Open to Public Internal Revenue Service 990 990- Inspection | Information about Schedule A (Form 990 or 990-EZ)EZ) and its instructions is at www.irs.gov/fwww.irs.gov/form990. Inspection Name of the organization BILL, HILLARY HILLARY & &CHELSEA CHELSEA CLINTONCLINTON Employer identification number FOUNDATION 31-1580204 Part I Reason for Public Charity Status (All organizations must complete this part.)part.) See instructions.instructions. The organization is not a private foundation because it is:is: (For(For lines 1 throughthrough 12,12, check only one box.) 1 A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).170(b)(1)(A)(i). 2 A school described in section 170(b)(1)(A)(ii).170(b)(1)(A)(ii). (Attach ScheduleSchedule EE (Form 990 or 990-990-EZ).)EZ).) 3 A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).170(b)(1)(A)(iii). 4 A medical research organization operatedoperated inin conjunctionconjunction with a hospital described in section 170(b)(1)(A)(iii).170(b)(1)(A)(iii). Enter the hospital's name, city, and state: 5 An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv).170(b)(1)(A)(iv). (Complete Part II.)II.) 6 A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).170(b)(1)(A)(v). 7 X An organization that normally receives a substantialsubstantial partpart of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi).170(b)(1)(A)(vi). (Complete Part II.)II.) 8 A community trust described in section 170(b)(1)(A)(vi).170(b)(1)(A)(vi). (Complete Part II.)II.) 9 An agricultural research organization described in section 170(b)(1)(A)(ix)170(b)(1)(A)(ix) operated in conjunction with a landland-grant-grant college or university or a non-land-grantnon-land-grant college of agriculture (see instructions). Enter the name, city,city, and state of the college or university: 10 An organization that normally receives: ((1)1) more than 33 1/3%1/3% of its support from contributions, membershipmembership fees, and gross receipts from activities related to its exempt functions - subject to certain exceptions, and ((2)2) no more than 33 1/3%1/3% of its support from gross investment income and unrelated business taxable income (less sectionsection 511 tax)tax) fromfrom businessesbusinesses acquiredacquired byby thethe organizationorganization after June 3030,, 19751975.. See section 509509(a)(2).(a)(2). (Complete Part III.)III.) 11 An organization organized and operated exclusively to test for public safety. See section 509509(a)(4).(a)(4). 12 An organization organized and operated exclusively forfor thethe benefitbenefit of,of, toto perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509509(a)(1)(a)(1) or section 509509(a)(2)(a)(2). See section 509509(a)(3).(a)(3). Check the box in lilinesnes 112a 2a through 112d 2d that describes the type of supporting organization and complete lines 112e, 2e, 112f, 2f, and 1212g.g. a Type I. A supporting organization operated, supervised, or controlled by its supported organization(s),organization(s), typically by giving the supported organization(s)organization(s) thethe powerpower toto regularly appointappoint oror electelect aa majoritymajority ofof thethe directorsdirectors oror trusteestrustees ofof thethe supportingsupporting organization. You must complete Part IV, Sections A and B. b Type II. A supporting organization supervised or controlled in connection with itsits supportedsupported organization(s),organization(s), by having control or management of the supporting organization vested in the same persons thatthat control or manage the supported organization(s). You must complete Part IV, Sections A and C. c Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with, its supported organization(s)organization(s) (see instructions).instructions). You must complete Part IV, Sections A, D, and E. d Type III nonnon-functionally-functionally integrated. A supporting organization operated in connection with its supportedsupported organization(s)organization(s) that isis notnot functionallyfunctionally integrated.integrated. TheThe organizationorganization generally must satisfy a distribution requirement and an attentiveness requirement (see instructions).instructions). You must complete Part IV, Sections A and D, and Part V. e Check this box if thethe organizationorganization receivedreceived aa written determinationdetermination fromfrom the the IRS IRS thatthat it it is is a a Type Type I,I, TypeType II,II, Type III functionally integrated,integrated, oror TypeType III non-functionallynon-functionally integratedintegrated supportingsupporting organizationorganization. . ______f Enter the numbernumber of of supported supported organizations organizations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ I g Provide the following information about the supported organization(s). (i) Name of supported (ii) EIN (iii) Type of organization (iv) Is the organization listed (v) Amount of monetary (vi) Amount of other in your governing document? organization (described on lines 1-10 support (see instructions) support (see instructions) above (see instructions)) Yes No

Total LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-990-EZ.EZ. 632021 09-21-16 ScheduleSchedule A A (Form (Form 990 or 990-990-EZ)EZ) 2016 13 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY HILLARY & &CHELSEA CHELSEA CLINTONCLINTON Schedule AA(Form (Form 990 or 990-990-EZ)EZ) 2016 FOUNDATION 31-1580204 Page 2 Part III I SupportSupport Schedule Schedule for for Organizations Organizations Described Described in in SectionsSections 170(b)(1)(A)(iv)170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)170(b)(1)(A)(vi) (Complete only if you checked the box on line 55,, 77,, or 8 of Part I or if the organization failed to qualifyqualify underunder PartPart III.III. If the organization fails to qualify under the tests listedlisted below,below, pleaseplease completecomplete PartPart III.)III.)

Section A. Public Support ______Calendar year (or fiscal year beginning in) |(a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) 2016 (f) Total 1 Gifts,Gifts, grants, grants, contributions, contributions, and membership fees received. (Do not includeanyinclude any "unusualunusualgrants. grants.") ) ~~~ ~ 49,937,264. 142,885,956.142,885,956. 172,579,474.172,579,474. 108,915,463.108,915,463. 62,901,979. 537,220,136.537,220,136. 2 TaxTax revenues revenues leviedlevied forfor the organorgan-- ization's benefit and either paidpaid toto or expended on its behalf ~~~~~ ~ ~ ~ .______3 TheThe value value of of services services or facilities furnished by a governmental unitunit toto the organization without charge ~~ ______4 Total. Add lines 1 throughthrough 3 ~~~~ ~ ~ 49,937,264. 142,885,956.142,885,956. 172,579,474.172,579,474. 108,915,463.108,915,463. 62,901,979. 537,220,136.537,220,136. 5 TheThe portion portion of of totaltotal contributionscontributions by each person (other than a governmental unit or publicly supported organization) included on line 1 thatthat exceedsexceeds 22%% of the amount shown on line 11,11, columncolumn(f) (f) ~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ .______24,968,737. 6 6 Public support. Subtract line 5 from line 44. . 512,251,399. Section B. Total Support Calendar yearyear (or (or fiscal fiscal year year beginning beginning in) in) | | (a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) 2016 (f) Total 7 AmountsfromAmounts from line 4 ~~~~~~~~ ~ ~ ~ ~ ~ ~ 49,937,264. 142,885,956.142,885,956. 172,579,474.172,579,474. 108,915,463.108,915,463. 62,901,979. 537,220,136.537,220,136. 8 GrossGross income income fromfrom interest,interest, dividends, payments received on securities loans, rents, royalties and incomeincomefromsimilarsources from similar sources ~~ 60,308. 159,457. 388,177. 4,074,096. 5,791,726. 10,473,764. 9 NetNet income income from from unrelated unrelated businessbusiness activities, whether or not the business is regularly carried on ~______10 OtherOther income. income. Do Do notnot includeinclude gain or loss from the sale of capital assets(Explainassets (Explain in PartPartVI.) VI.) ~~~~~ ~ ~ ~ 2,464,256. 4,419,621. 5,107,819. 2,007,224. 216,085. 14,215,005. 11 TotalTotal support. support. Add lines 7 through 10 ______561,908,905. 12 GrossGross receipts receipts from from related related activities, activities, etc.etc. (see(see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 12 I 10,363,071. 13 FirstFirst five five years.years. If the Form 990 is for the organization's first, second, third, fourth, oror fifthfifth taxtax yearyear as a section 501501(c)(3) (c)(3) organization, check this box and stop here ...... | Section C. Computation of Public Support Percentage 14 Public support percentage for 2016 (line 66,, column (f(f) ) divideddivided by line 11,11, column (f))(f)) ~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 14 91.16 % 15 PublicPublic support support percentage percentage from 2015 Schedule A, Part II, line 14 ~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 15 90.40 % 16a 33 1/3%1/3% support test - 20162016.. If the organization diddid not check the box on line 1313,, and line 14 is 33 1/3%1/3% or more, check this box and stop here. The organizationorganization qualifies qualifies as as a publiclya publicly supported supported organization organization~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~| | X b 33 1/3%1/3% support test - 20152015.. If the organization did not check a box on line 13 or 116a, 6a, and line 15 is 33 1/3%1/3% or more, check this box and stop here. The organizationorganization qualifies qualifies as as a publiclya publicly supported supported organization organization~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~| | 17a 10%10% -facts-and-circumstances-facts-and-circumstances test - 20162016.. If the organization did not check a box on line 13,13, 116a, 6a, or 116b, 6b, and line 14 is 1010%% or more, and if the organization meets meets the the "facts-and-circumstances" facts-and-circumstances test,test, checkcheck thisthis box and stop here. Explain in Part VI how the organization meets thethe "facts-and-circumstances" facts-and-circumstances test. The organizationorganization qualifies qualifies as as a publiclya publicly supported supported organization organization~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~| | b 10%10% -facts-and-circumstances-facts-and-circumstances test - 20152015.. If the organization did not check a box on line 13,13, 116a, 6a, 116b, 6b, or 117a, 7a, and line 15 is 1010%% or more, and ifif thethe organizationorganization meets meets the the "facts-and-circumstances" facts-and-circumstances test,test, checkcheck this box and stop here. Explain in Part VI how the organization meetsmeets the the "facts-and-circumstances" facts-and-circumstances test. test. The The organization organization qualifiesqualifies asas a publicly supported organization ~ ~~~~~~~~~ ~ ~ ~ ~ ~ ~| | 18 Private foundation. If the organization did not check a box on line 13,13, 116a, 6a, 116b, 6b, 117a, 7a, or 117b, 7b, check thisthis box box and and see see instructions instructions ...... | | Schedule A (Form 990 or 990-990-EZ)EZ) 2016

632022 09-21-16 14 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON Schedule AA(Form (Form 990 or 990-990-EZ)EZ) 2016 FOUNDATION 31-1580204 Page 3 Part I IIII I SupportSupport Schedule Schedule for for Organizations Organizations DescribedDescribed inin Section 509509(a)(2)(a)(2) (Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.) Section A. Public Support Calendar yearyear (or (or fiscal fiscal year year beginning beginning in) in) | | (a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) 2016 (f) Total 1 Gifts, grants, contributions, and membership fees received. (Do not include anyany "unusual" unusual grants.") grants.")~~ ~ ~ 2 Gross receipts from admissions, merchandise sold or services per-per- formed, or facilities furnished in any activity that is related to the organization's tax-exempttax-exempt purpose 3 Gross receipts from activities that are not an unrelated trade or bus-bus- 513 iness underunder sectionsection 513 ~~~~~~ ~ ~ ~ ~ 4 Tax revenues levied for the organ-organ- ization's benefit and either paidpaid toto or expended on on its its behalf behalf ~~~~~ ~ ~ ~ 5 The value of services or facilities furnished by a governmental unitunit toto the organization without without charge charge~ ~ 6 Total. Add lines 1 through 5 ~~~~ ~ ~ 7a Amounts included on lines 11,, 22,, and 3 received from disqualified persons b Amounts included on lines 2 and 3 received from other than disqualifieddisqualified persons thatthat exceed the greater of $5,000$5,000 or 1%1% of the amount on line 13 for the year ~~~~~~~ ~ ~ ~ ~ ~ c Add lines 7a7a and 77bb ~~~~~~~~ ~ ~ ~ ~ ~ ~ 8 Public support. (Subtract line 7c from line 6.) Section B. Total Support Calendar yearyear (or (or fiscal fiscal year year beginning beginning in) in) | | (a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) 2016 (f) Total 9 Amounts from line 6 ~~~~~~~~ ~ ~ ~ ~ ~ ~ 10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income fromfrom similarsimilar sources sources~ ~ b Unrelated business taxable income (less section 511 taxes) from businessesbusinesses acquired after June 30,30, 1975 ~~~~~ ~ ~ ~ 10 10 c Add lines 10aa and 10bb ~~~~~~~ ~ ~ ~ ~ ~ ______11 Net income from unrelated business activities not included in line 1010b,b, whether or not the business is regularly carried on regularly carried on ~~~~~~~~ ~ ~ ~ ~ ~ ~ .______12 Other income. Do not include gain or loss from the sale of capital ~~~~~ ~ ~ ~ assets (Explain in Part VI.) .______— 13 (Add lines 9,9 10c,10 11,11 and 12.) Total support. (Add lines , c, , and 12.) ______14 First five years. If the Form 990 is for the organization's first, second, third, fourth, oror fifthfifth taxtax yearyear as a section 501501(c)(3)(c)( 3) organization, check this box and stop here  | Section C. Computation of Public Support Percentage 15 Public support percentage for 2016 (line 88,, column (f(f) ) divideddivided by line 13,13, column (f))(f)) ~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ 15 % 16 Public support percentage from 2015 Schedule A, Part III, line 15  16 % Public support percentage from Schedule A, Part III, line                   % Section D. Computation of Investment Income Percentage 17 Investment income percentage for 2016 (line 1010c,c, column (f) divided by line 1313,, column (f))(f)) ~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ 17 % 18 Investment income percentage from 2015 Schedule A, Part III, line 17 ~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 18 % 19a 33 1/3%1/3% support tests - 20162016.. If the organization diddid not check the box on line 1414,, and line 15 is more than 33 1/3%,1/3%, and line 17 is not more than 33 1/3%,1/3%, check this box and stop here. The organizationorganization qualifies qualifies as as a publicly a publicly supported supported organization organization~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~| | b 33 1/3%1/3% support tests - 20152015.. If the organization did not check a box on line 14 or line 119a, 9a, and line 16 is more thanthan 33 1/3%,1/3%, and lilinene 18 is not more than 33 1/3%,1/3%, check this box and stop here. The organizationorganization qualifies qualifies as as a publiclya publicly supported supported organization organization~~~~ ~ ~ ~ ~| | 20 Private foundation. If the organization did not check a box on line 14,14 119a, 9 or 119b, 9 check this box and see instructions  | Private foundation. If the organization did not check a box on line , a, or b, check this box and see instructions         | 632023 09-21-16 Schedule A (Form 990 or 990-990-EZ)EZ) 2016 15 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON Schedule AA(Form (Form 990 or 990-990-EZ)EZ) 2016 FOUNDATION 31-1580204 Page 4 Part IV I SupportingSupporting OrganizationsOrganizations (Complete only if you checked a box in line 12 on Part I. If you checked 12a1 2a of Part I, complete Sections A and B. If you checked 12b12b of Part I, complete Sections A and C. If you checked 1212cc of Part I, complete Sections A, D, and E. If you checked 112d 2d of Part I, complete Sections A and D, and complete Part V.) Section A. All Supporting Organizations I Yes NoNo 1 Are all of the organization's supported organizations listed by name in the organization's governing documents? IfIf No,"No," describe describe in in Part Part VI VI how how the the supported supported organizations organizations are are designated. designated. IfIf designateddesignated by class or purpose, describe the designation. If historic and continuing relationship,relationship, explain.explain. 1 2 Did the organization have any supported organization that does not have an IRS determinationdetermination of status under section 509509(a)(1)(a)(1) or ((2)?2)? IfIf Yes,"Yes," explain explain in in Part Part VI VI how how the the organization organization determined determined thatthat thethe supportedsupported organization waswas described described in in section section 509 509(a)(1) (a) (1) or (2).(2). 2 3a Did the organization have a supported organization described in section 501501(c)(4), (c)(4), ((5),5), or ((6)?6)? IfIf "Yes,"Yes, answer answer (b)(b) and (c) below. 33aa b Did the organization confirm that each supported organization qualified under section 501501(c)(4), (c)(4), ((5),5), or ((6)6) and satisfied the public support tests under section 509509(a)(2)?(a)(2)? IfIf Yes,"Yes," describe describe in in Part Part VI VI when when and and howhow thethe organization made the determination. 3b c Did the organization ensure that all support to such organizations was used exclusively for section 1170(c)(2)(B) 70(c)(2)(B) purposes? IfIf Yes,"Yes," explain explain in in Part Part VI VI what what controls controls the the organization organization put put in in place place to to ensure ensure suchsuch use.use. 3c 4a Was any supported organization not organized in the United States ("foreign supported organization")? IfIf "Yes,"Yes, and and if if you you checked checked 12a 12a or or 12b 12b in in Part Part I, I, answer answer (b) (b) andand (c)(c) below. 4a b Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? IfIf Yes,"Yes," describe describe in in Part Part VI VI how how the the organization organization had had suchsuch controlcontrol andand discretiondiscretion despite being controlled oror supervisedsupervised by or in connection with itsits supportedsupported organizations.organizations. 44bb c Did the organization support any foreign supported organization that does not havehave an IRS determination under sections 501501(c)(3) (c)(3) and 509509(a)(1)(a)(1) or ((2)?2)? IfIf Yes,"Yes," explain explain in in Part Part VI VI what what controls controls the the organization organization usedused toto ensureensure thatthat allall supportsupport toto the the foreign foreign supported supported organization organization was was used used exclusively exclusively for for section section 1 170(c)(2)(B)70(c)(2)(B) purposes. 44cc 5a Did the organization add, substitute, or remove any supported organizations during the tax year? IfIf "Yes,"Yes, answer (b) and (c) belowbelow (if applicable).applicable). Also,Also, provideprovide detaildetail in Part VI, includingincluding (i) (i) thethe namesnames andand EINEIN numbers of thethe supportedsupported organizationsorganizations added,added, substituted,substituted, or or removed; removed; (ii) (ii) thethe reasonsreasons for each such action; ((iii)i ii) the authority underunder thethe organization'sorganization's organizingorganizing document authorizingauthorizing suchsuch action;action; andand (iv)(iv) how the action was accomplished (such(such as by amendment to the organizing document). 5a b TypeType I Ior or Type Type IIII only.only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document? 5b c SubstitutionsSubstitutions only.only. Was the substitution the result of an event beyond the organization's control? 55cc 6 Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) itsits supported organizations, (ii) individualsindividuals thatthat are partpart of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization's supported organizations? IfIf Yes,"Yes," provide provide detail detail inin Part VI. 6 7 Did the organization provide a grant, loan, compensation, or other similar paymentpayment toto a substantialsubstantial contributorcontributor (defined in section 49584958(c)(3)(C)),(c)(3)(C)), aa familyfamily membermember ofof aa substantialsubstantial contributor,contributor, or a 3535%% controlled entity with regard to a substantialsubstantial contributor?contributor? IfIf Yes,"Yes," complete complete Part Part I ofI of Schedule Schedule L L (Form (Form 990 990 oror 990-EZ).990-EZ). 7 8 Did the organization make a loan to a disqualified person (as defined in section 49584958)) not described in line 77?? IfIf Yes,"Yes," complete complete Part Part I ofI of Schedule Schedule L L (Form (Form 990 990 oror 990-EZ).990-EZ). 8 9a Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509509(a)(1)(a)(1) or ((2))?2))? IfIf Yes,"Yes," provide provide detail detail in in Part Part VI.VI. 9a b Did one or more disqualified persons (as defined in line 99a)a) hold a controlling interest in any entity in which the supporting organizationorganization had an interest? IfIf Yes,"Yes," provide provide detail detail in in Part Part VI.VI. 9b c Did a disqualified person (as defined in line 99a)a) have an ownershipownership interest in, or derive any personal benefit from, assets in which the supporting organizationorganization alsoalso had an interest? IfIf Yes,"Yes," provide provide detail detail in in Part Part VI.VI. 9c 10a Was the organization subject to the excess business holdings rules of section 4943 because of section 49434943(f)(f) (regarding certaincertain Type IIII supportingsupporting organizations, and all Type III non-functionallynon-functionally integrated supporting organizations)?organizations)? IfIf Yes,"Yes," answer answer 10b 10b below.below. 10a10a b Did the organization have any excess business holdings in the tax year? (Use(Use Schedule C, Form 4720, to determine whether the organization had excess business holdings.) 10b10b 632024 09-21-16 Schedule A (Form 990 or 990-990-EZ)EZ) 2016 16 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON Schedule A (Form 990 or 990-990-EZ)EZ) 2016 FOUNDATION 31-1580204 Page 5 Part IV Supporting Organizations (continued) I Yes NoNo 11 Has the organization accepted a gift or contribution from any of the following persons? a A person who directly or indirectly controls,controls, eithereither alonealone oror togethertogether withwith personspersons describeddescribed inin (b)(b) and (c) below, the governing body of a supported organization? 11a b A family member of a person described inin (a)(a) above? 11b1 1b c A 35% controlled entity of a person described in (a) or (b) above? If "Yes" to a, b, or c, provide detail in Part VI. 11c Section B. Type I Supporting Organizations Yes No 1 Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appointappoint or elect at least a majoritymajority ofof thethe organization's directors or trustees at all times during the tax year?year? IfIf No,"No," describe describe in in Part Part VI VI how how the the supported supported organization(s) organization(s) effectively effectively operated, operated, supervised,supervised, oror controlled thethe organization'sorganization's activities.activities. IfIf thethe organizationorganization had more than one supported organization,organization, describe how the powers to appointappoint and/orand/or removeremove directorsdirectors oror trusteestrustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers duringduring thethe taxtax year.year. 1 2 Did the organization operate for the benefit of any supported organization other than the supported organization(s) thatthat operated,operated, supervised,supervised, oror controlledcontrolled the supporting organization? IfIf Yes,"Yes," explain explain inin Part VI how how providing providing such such benefit benefit carried carried out out the the purposes purposes of of the the supported supported organization(s) organization(s) that operated, supervised, or controlled the supporting organization. 2 Section C. Type II Supporting Organizations Yes No 1 Were a majority of the organization's directors or trustees during the tax year also a majority of the directors or trustees of each of the organization's supported organization(s)?organization(s)? IfIf No,"No," describe describe in in Part Part VIVI how how controlcontrol or management of the supporting organizationorganization was vested in the same persons that controlled or managedmanaged the supported organization(s). 1 Section D. All Type III Supporting Organizations Yes No 1 Did the organization provide to each of its supported organizations, by the last day ofof the fifth month of the organization's tax year, (i) aa written written noticenotice describingdescribing thethe typetype andand amountamount ofof supportsupport provided during the prior tax year, (ii) aa copycopy ofof the Form 990 that was most recently filed as of the date of notification, andand (iii)(iii) copies of the organization's governing documents in effect on the date of notification, to the extent not previously provided? 1 2 Were any of the organization's officers, directors, or trustees either (i) appointedappointed oror electedelected byby the supported organization(s) oror (ii)(ii) serving serving on on the the governinggoverning bodybody ofof aa supportedsupported organization? IfIf No,"No," explain explain in in PartPart VI howhow thethe organizationorganization maintained a close and continuous working relationshiprelationship withwith thethe supportedsupported organization(s). organization(s). 2 3 By reason of the relationship described in ((2),2), did the organization's supported organizations have a significant voice in the organization's investment policies and in directing the use of the organization's income or assets at all times during the tax year?year? IfIf Yes,"Yes," describe describe in in Part Part VI VI the the role role the the organization's organization's supported organizations played in this regard. 3 Section E. Type III Functionally Integrated Supporting Organizations 1 Check the box next to thethe methodmethod thatthat thethe organizationorganization usedused toto satisfysatisfy thethe IntegralIntegral PartPart Test during the year (see(see instructions). a The organization satisfied the Activities Test. Complete line 22 below.below. b The organization is the parent of each of its supported organizations. Complete line 33 below.below. c The organization supported a governmental entity. Describe in Part VI how you supported aa government entityentity (see(see instructions). 2 Activities Test. Answer (a)(a) and (b) below. Yes NoNo a Did substantially all of the organization's activities during the tax year directly further the exempt purposes of the supported organization(s)organization(s) to which the organizationorganization was responsive? IfIf Yes,"Yes," then then in in Part Part VI VI identifyidentify thosethose supportedsupported organizationsorganizations andand explainexplain how thesethese activities directly furthered their exempt purposes, how thethe organizationorganization was responsive to those supported organizations,organizations, and how the organization determined thatthat thesethese activities constituted substantiallysubstantially allall of itsits activities.activities. 2a b Did the activities described in (a) constituteconstitute activities that, but for the organization's involvement, one or more of the organization's supported organization(s)organization(s) would have been engaged in? IfIf Yes,"Yes," explain explain inin Part VI thethe reasonsreasons for the organization's position thatthat itsits supportedsupported organization(s) organization(s) wouldwould havehave engagedengaged in these activities but forfor thethe organization'sorganization's involvement.involvement. 2b 3 Parent of Supported Organizations. Answer (a)(a) and (b) below. a Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?organizations? Provide details inin PartPart VI.VI. 3a b Did the organization exercise a substantial degree of direction over the policies, programs, and activities of each of its supported organizations? If "Yes," describe in Part VI the role played by the organization in this regard. 3b 632025 09-21-16 Schedule A (Form 990 or 990-990-EZ)EZ) 2016 17 13491114 147227 0227810-0227935.0990 2016.050002016.05000 BILL, BILL, HILLARY HILLARY & &CHELSEA CHELSEA CC 0227810102278101 BILL, HILLARY & CHELSEA CLINTON Schedule AA(Form (Form 990 or 990-990-EZ)EZ) 2016 FOUNDATION 31-1580204 Page 6 Part VV I TypeType IIIIII NonNon-Functionally-Functionally Integrated 509509(a)(3)(a)(3) Supporting Organizations 1 Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 2020,, 1970 (explain in Part VI.) See instructions. All other TypType e III non-functionallynon-functionally integrated supporting organizationsorganizations mustmust completcomplete e Sections A through EE. (B) CurrentCurrent Year Section A - Adjusted Net Income (A) Prior Year Section A Adjusted Net Income (A) Prior Year (optional) 1 Net short-termshort-term capital gain 1 2 Recoveries of prior-yearprior-year distributions 2 3 Other gross income (see instructions) 3 4 Add lines 1 throughthrough 3 4 5 Depreciation and depletion 5 6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production ofof incomeincome (see(see instrinstructions) 6 7 Other expenses (see instructions) 7 8 Adjusted Net Income (subtract lines 5, 6, and 7 from line 4) 8 (B) CurrentCurrent Year Section B - Minimum Asset Amount (A) Prior Year Section B Minimum Asset Amount (A) Prior Year (optional) 1 Aggregate fair market value of all non-exempt-usenon-exempt-use assets (see instructions forfor shortshort taxtax yearyear oror assetsassets heldheld forfor partpart ofof year):year): a Average monthly value of securities 1a1a b Average monthly cash balances 1b1b c Fair market value of other non-exempt-usenon-exempt-use assets 1c1c d TotalTotal (add lines 11a, a, 1b,1 b, and 11c) c) 1d1d e DiscountDiscount claimed for blockage or other factors (explain(explain in detail in Part VI):): 2 Acquisition indebtedness applicable to nonnon-exempt-use-exempt-use assets 2 3 Subtract line 2 from line 11d d 3 4 Cash deemed held for exempt use. Enter 1-1/2%1-1/2% of line 3 (for greater amount, see instructions) 4 5 Net value of non-exempt-usenon-exempt-use assets (subtract line 4 from line 33)) 5 6 Multiply line 5 byby. .035035 6 7 Recoveries of prior-yearprior-year distributions 7 8 Minimum Asset Amount (add line 7 to line 6) 8

Section C - Distributable Amount Current Year

8 1 Adjusted net income for prior yearyear (from Section A, line 8,, Column A) 1 ______85 1 2 Enter 85%% of line 1 2 ______8 3 Minimum asset amount for prior year (from Section B, line 8,, Column A) 3 ______2 3 4 Enter greater of line 2 or line 3 4 ______5 Income tax imposed in prior year 5 ______6 Distributable Amount. Subtract line 5 from line 44,, unless subjectsubject toto emergency temporary reduction (see instructions) 6 ______7 Check here if the current year is the organization's first as a non-functionallynon-functionally integrated Type III supporting organization (see instructions). Schedule A (Form 990 or 990-990-EZ)EZ) 2016

632026 09-21-16 18 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON Schedule A (Form 990 or 990-990-EZ)EZ) 2016 FOUNDATION 31-1580204 Page 7 Part VV I TypeType IIIIII NonNon-Functionally-Functionally Integrated 509509(a)(3)(a)(3) Supporting OrganizationsO (continued) Section D - Distributions Current Year 1 Amounts paid to supported organizations to accomplish exempt purposes 2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity 3 Administrative expenses paid to accomplish exempt purposes of supported organizatorganizations 4 Amounts paid to acquire exempt-use assets 5 Qualified set-asideset-aside amounts (prior IRS approval required) 6 Other distributions (describe in Part VI). See instructionsinstructions 7 Total annual distributions. Add lines 1 throughthrough 6 8 Distributions to attentive supported organizationsorganizations to whichwhich thethe organizationorganization is responsive (provide details in Part VI). See instructionsinstructions 9 Distributable amount for 2016 from Section C, line 6 10 Line 8 amount divided by Line 9 amount (i) (ii) (iii) Underdistributions Distributable Excess Distributions Underdistributions Distributable Section E - Distribution Allocations (see instructions) PrePre-2016-2016 Amount for 2016

1 Distributable amount for 2016 from Section C, line 6 2 Underdistributions, if any, for years prior to 2016 (reason(reason-- able cause required-required- explain in Part VI). SeeSee instructionsinstructions 3 Excess distributions carryover, if any, to 2016: a b c From 2013 d From 2014 e From 2015 f Total of lines 3a through e g Applied to underdistributions of prior years h Applied to 2016 distributable amount i Carryover from 2011 notnot appliedapplied (see(see instructions) j Remainder. Subtract lines 33g,g, 33h,h, and 33ii from 33f.f. 4 Distributions for 2016 from Section D, lilinene 77:: $ a Applied to underdistributions of prior years b Applied to 2016 distributable amount c Remainder. Subtract lines 44aa and 44bb from 4 5 Remaining underdistributions for years prior to 20162016,, if any. Subtract lines 33gg and 44aa from line 22.. For result greater than zero,zero, explain in Part VI. SeeSee instructionsinstructions 6 Remaining underdistributions for 20162016.. Subtract lines 33hh and 44bb from line 11.. For result greater than zero, explain in Part VI. See instructionsinstructions 7 Excess distributions carryover to 20172017.. Add lines 33jj and 44cc 8 Breakdown of line 7: a b Excess from 2013 c Excess from 2014 d Excess from 2015 e Excess from 2016 Schedule A (Form 990 or 990-990-EZ)EZ) 2016

632027 09-21-16 19 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON Schedule AA(Form (Form 990 or 990-990-EZ)EZ) 2016 FOUNDATION 31-1580204 Page 8 Part VI I SupplementalSupplemental Information.Information. Provide the explanations required by Part II, line 10;10; Part II, line 117a 7a or 17b;1 7b; Part III, line 12;12; Part IV, Section A, lines 11,, 22,, 33b,b, 33c,c, 44b,b, 44c,c, 55a,a, 66,, 99a,a, 99b,b, 99c,c, 11a,11 a, 1111b, b, and 11c;11 c; Part IV, Section B, lines 1 andand 22;; Part IV, Section C, lilinene 11;; Part IV, Section D, lines 2 and 33;; Part IV,IV, Section E,E, lines 11c, c, 22a,a, 22b,b, 33a,a, and 33b;b; Part V, line 11;; Part V, Section B, line 11e; e; Part V, Section D, lines 55,, 66,, and 88;; and Part V, Section E, lines 22,, 55,, and 66.. Also complete this part for any additional information. (See instructions.)

SCHEDULE A, PART II, LINE 10, EXPLANATION FOR OTHER INCOME:

MISCELLANEOUS

2012 AMOUNT: $ 39,646.

2013 AMOUNT: $ 1,462,782.

2014 AMOUNT: $ 419,626.

2015 AMOUNT: $ 199,253.

2016 AMOUNT: $ 104,122.

CAFE REVENUE

2013 AMOUNT: $ 295,526.

2014 AMOUNT: $ 341,872.

2015 AMOUNT: $ 361,855.

2016 AMOUNT: $ 498,780.

SPEECH REVENUE

2012 AMOUNT: $ 1,482,088.

2013 AMOUNT: $ 1,784,748.

2014 AMOUNT: $ 3,629,585.

2015 AMOUNT: $ 357,500.

2016 AMOUNT: $ 0.

PRESIDENTPRESIDENTIAL IAL CENTERCENTER

2012 AMOUNT: $ 1,000,402.

FUNDRAIFUNDRAISING SING REVENUEREVENUE

2012 AMOUNT: $ 121,653.

2013 AMOUNT: $ 364,151. 632028 09-21-16 Schedule A (Form 990 or 990-990-EZ)EZ) 2016 20 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY HILLARY && CHELSEA CHELSEA CLINTONCLINTON Schedule AA(Form (Form 990 or 990-990-EZ)EZ) 2016 FOUNDATION 31-1580204 Page 8 Part VI I SupplementalSupplemental Information.Information. Provide the explanations required by Part II, line 10;10; Part II, line 117a 7a or 17b;1 7b; Part III, line 12;12; Part IV, Section A, lines 11,, 22,, 33b,b, 33c,c, 44b,b, 44c,c, 55a,a, 66,, 99a,a, 99b,b, 99c,c, 11a,11 a, 1111b, b, and 11c;11 c; Part IV, Section B, lines 1 andand 22;; Part IV, Section C, lilinene 11;; Part IV, Section D, lines 2 and 33;; Part IV,IV, Section E,E, lines 11c, c, 22a,a, 22b,b, 33a,a, and 33b;b; Part V, line 11;; Part V, Section B, line 11e; e; Part V, Section D, lines 55,, 66,, and 88;; and Part V, Section E, lines 22,, 55,, and 66.. Also complete this part for any additional information. (See instructions.)

2014 AMOUNT:AMOUNT: $ 290,150.

2015 AMOUNT:AMOUNT: $ 132,850.

2016 AMOUNT:AMOUNT: $ 68,368.

CDI FARMINGFARMING REVENUEREVENUE

2013 AMOUNT:AMOUNT: $ 512,414.

2014 AMOUNT:AMOUNT: $ 426,586.

2015 AMOUNT:AMOUNT: $ 955,766.

2016 AMOUNT:AMOUNT: $ -455,185.

PARTNERSHIP INCOMEINCOME

2012 AMOUNT:AMOUNT: $ -179,533.

632028 09-21-16 Schedule A (Form 990 or 990-990-EZ)EZ) 2016 21 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 Schedule B Schedule of Contributors Schedule B Schedule of Contributors OMB No. 1545-0047 (Form 990990, 990-990-EZ, (Form , EZ, | Attach Attach to to Form Form 990990,, Form 990-990-EZ,EZ, or Form 990-990-PF.PF. or 990-990-PF)PF) | Information about Schedule B (Form 990990, 990-990-EZ, or 990-990-PF) and Department of the Treasury | Information about Schedule B (Form , EZ, or PF) and Internal Revenue Service its instructions is atat www.irs.gov/form990 . 2016 Name of the organization Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Organization type (check one):

Filers of: Section:

Form 990 or 990-990-EZEZ X 501501(c)( (c)( 3 ) (enter number) organizationorganization

49474947(a)(1)(a)(1) nonexempt charitable trust not treated as a private foundationfoundation

527 political organization

Form 990-990-PFPF 501501(c)(3) (c)(3) exempt private foundation

49474947(a)(1)(a)(1) nonexempt charitable trust treated as a private foundation

501501(c)(3) (c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule. Note: Only a section 501501(c)(7), (c)(7), ((8),8), or ((10)10) organization can check boxes for both thethe GeneralGeneral Rule and a Special Rule. See instructions.instructions.

General Rule

For an organization filing Form 990990,, 990-990-EZ,EZ, or 990-990-PFPF that received, during the year, contributionscontributions totaling $5,000$5,000 or more (in money or property) from any oneone contributor.contributor. Complete Parts I andand II.II. SeeSee instructions instructions forfor determiningdetermining a a contributor's contributor's totaltotal contributions.contributions.

Special Rules

X For an organization described in section 501501(c)(3) (c)(3) filing Form 990 or 990-990-EZEZ that met the 33 1/3%1/3% support test of the regulations under sections 509509(a)(1)(a)(1) and 1170(b)(1)(A)(vi), 70(b)(1 )(A)(vi), that that checkedchecked ScheduleSchedule A (Form 990 or 990-990-EZ),EZ), Part II, line 1313,, 16a,1 6a, or 116b, 6b, and that received from any one contributor, during the year, total contributions of the greater of ((1)1) $$5,0005,000 or ((2)2) 22%% of the amount on (i)(i) Form 990990,, Part VIII, line 1h,1 h, or (ii) Form 990-990-EZ,EZ, line 1.1. Complete Parts I and II.

For an organization described in section 501501(c)(7), (c)(7), ((8),8), or ((10)10) filing Form 990 or 990-990-EZEZ that received from any one contributor,contributor, during the year, total contributions of more than $1,000$1,000 exclusivelyexclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention ofof crueltycruelty toto childrenchildren oror animals.animals. CompleteComplete PartsParts I,I, II,II, and III.

For an organization described in section 501501(c)(7), (c)(7), ((8),8), or ((10)10) filing Form 990 or 990-990-EZEZ that received from any one contributor,contributor, during the year, contributions exclusively for religious, charitable,charitable, etc.,etc., purposes,purposes, butbut nono suchsuch contributionscontributions totaled more than $1,000.$1,000. If this box is checked, enter here thethe totaltotal contributions thatthat werewere receivedreceived duringduring thethe yearyear for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable,charitable, etc.,etc., contributionscontributions totaling $5,000$5,000 or moremore during during the the year year~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ |~ | $ ______

Caution: An organization that isn't coveredcovered byby thethe GeneralGeneral Rule and/or the Special Rules doesn't file Schedule B (Form 990990,, 990-990-EZ,EZ, or 990-990-PF),PF), but it must answer "No"No on on Part Part IV, IV, line 22,, of its Form 990990;; or check the box onon lineline H of its Form 990-990-EZEZ or on its Form 990-990-PF,PF, Part I, line 22,, to certify that it doesn'tdoesn't meetmeet thethe filingfiling requirementsrequirements ofof ScheduleSchedule B (Form 990990,, 990-990-EZ,EZ, or 990-990-PF).PF).

LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990990,, 990-990-EZ,EZ, or 990-990-PF.PF. Schedule B (Form 990,990, 990-EZ,990-EZ, or 990-990-PF)PF) (2016)(2016)

623451 10-18-16 10-18-16 2 Schedule B (Form 990990,, 990-990-EZ,EZ, or 990-990-PF)PF) ((2016)2016) Page 2 Name of of organizationorganization Employer identificationidentification number number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204

Part I Contributors (See instructions).instructions). UseUse duplicateduplicate copies of Part I if additional space is needed.

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Typep e of of contribution contribution

1 Person X Payroll $ 5,766,375. Noncash (Complete Part II for noncash contributions.)

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Typep e of of contribution contribution

2 Person X Payroll $ 2,199,981. Noncash (Complete Part II for noncash contributions.)

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution

3 CL Person X Payroll $ 4,984,270. Noncash (Complete Part II for noncash contributions.)

(a) (b) (c) (d) No. NameName,, addressaddress,, and ZIP + 4 Total contributions Type of contribution

Person Payroll $ Noncash (Complete Part II for noncash contributions.)

(a) (b) (c) (d) No. Name, address,e ss, and ZIP + 4 Total contributions Type of contribution

Person Payroll $ Noncash (Complete Part II for noncash contributions.)

(a) (b) (c) (d) No. Name, address,e ss, and ZIP + 4 Total contributions Type of contribution

______Person Payroll ______$ ______Noncash (Complete Part II for noncash contributions.) 623452 10-18-16 Schedule B (Form 990990,, 990-990-EZ,EZ, or 990-990-PF)PF) ((2016)2016) 24 12411115 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 Schedule B (Form 990990,, 990-990-EZ,EZ, or 990-990-PF)PF) ((2016)2016) Page 3 Name of of organizationorganization Employer identificationidentification number number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204

Part II Noncash Property (See instructions).instructions). UseUse duplicateduplicate copies of Part II if additional space is needed.

(a) I I ((c) c ) No. (b) (d) I FMV (or estimate) from I Description of noncash property given Date received (See instructions) Part I

$ ______

(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions) Part I

$ ______

(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions) Part I

$ ______

(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions) Part I

$ ______

(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions) Part I

$ ______

(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions) Part I

I $ I 623453 10-18-16 Schedule B (Form 990990,, 990-990-EZ,EZ, or 990-990-PF)PF) ((2016)2016) 25 12411115 147227147227 0227810-0227935.09900227810-0227935.0990 2016.05000 2016.05000 BILL, BILL, HILLARY HILLARY & &CHELSEA CHELSEA C 02278101 4 Schedule B (Form 990990,, 990-990-EZ,EZ, or 990-990-PF)PF) ((2016)2016) Page 4 Name of of organizationorganization Employer identificationidentification number number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Part III Exclusively religious, charitable,charitable, etc.,etc., contributions contributions toto organizations organizations describeddescribed in sectionsection 501501(c)(7),(c)(7), ((8),8), or ((10)10) thatthat totaltotal more more thanthan $1,000$1,000 for Complete columns through the following line entry. For organizations the year fromfrom any one contributor.contributor. Complete columns (a)(a) through (e)(e) andand the following line entry. For organizations completing Part III, enterenter thethe total total of of exclusively exclusively religious, religious, charitable, etc., contributions of $$1,0001,000 or less forfor the the year. year. (Enterthis (Enter this info. info. once.) once.) |$| $ Use duplicate copies of Part III if additional space is needed. (a) No. ffromrom (b) Purpose of gift (c) Use of gift (d) Description of how gift is held PPart t I

(e) Transfer of gift

Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee

(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I

(e) Transfer of gift

Transferee's name,name, addressaddress,, and ZIP + 4 Relationship of transferor to transferee

(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I

(e) Transfer of gift

Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee

(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I

(e) Transfer of gift

Transferee's name,name, addressaddress,, and ZIP + 4 Relationship of transferor to transferee

623454 10-18-16 Schedule B B( (FormF orm 990990,, 990-990-EZ,EZ, or 990-990-PF)PF) ((2016)2016) 26 12411115 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 OMB No. 1545-0047 SCHEDULE D Supplemental Financial StatementsStatements OMB No. (Form 990990)) | Complete Complete if ifthe the organization organization answered answered "Yes" "Yes" onon Form 990990,, Part IV, line 66,, 7,7, 88,, 99,, 10,10, 11a,11a, 11b,11b, 11c,11c, 11d,11d, 11e,11e, 11f,11f, 12a,12a, or 12b.12b. 2016 990 Open to Public Department of the Treasury | Attach Attach to to FormForm 990.. Open to Public Internal Revenue Service | Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.form990. Inspection Name of the organization BILL, HILLARY HILLARY && CHELSEA CHELSEA CLINTONCLINTON Employer identification number FOUNDATION 31-1580204 Part I Organizations Maintaining Donor Advised FundsFu or Other Similar Funds or Accounts.c counts. Complete if the organization answeredanswered "Yes" Yes onon Form 990, Part IVIV,, line 66.. (a) Donor advised funds (b) Funds and other accounts 1 Total number atat endend ofof yearyear~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 2 Aggregate value of contributions to (during(during year)year) ~~~~ 3 Aggregate value of grants from (during year) ~~~~~~~ 4 Aggregate valuevalue at at end end of of year year ~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ I 5 Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization's property,property, subjectsubject to to thethe organization's organization's exclusive exclusive legal legal control? control?~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ Yes No 6 Did the organization inform all grantees, donors, and donor advisors inin writingwriting that grant funds can be used only for charitable purposes and not for the benefit of the donor oror donordonor advisor,advisor, or for any other purpose conferring impermissible private benefit? ...... Yes No Part II I Conservation Easements. Complete if thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 7.7. 1 Purpose(s) of conservation easements held by the organization (check all that apply). Preservation of land for public use (e.g., recreation or education) Preservation of a historically important land area Protection of natural habitat Preservation of a certified historic structure Preservation of open space 2 Complete lines 22aa through 22dd if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year. Held at the End of the Tax Year a Total number of conservation easements ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2a b Total acreage restricted by conservation easements ~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 22bb c Number of conservation easements on a certified historic structure included inin (a)(a) ~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 22cc d Number of conservation easements included in (c) acquired after 88/17/06,/17/06, and not on a historic structure lilistedsted in the National Register ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 22dd 3 Number of conservation easements modified, transferred, released, extinguished,extinguished, oror terminatedterminated by the organization during the tax year | | ______4 Number of states wherewhere property property subject subject to to conservation conservation easement easement is islocated located | | ______5 Does the organization have aa writtenwritten policypolicy regarding thethe periodicperiodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ Yes No 6 Staff and volunteer hours devoted to monitoring, inspecting, handlinghandling ofof violations,violations, andand enforcingenforcing conservationconservation easementseasements during the year | 7 Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year | $$ 8 Does each conservation easement reported on line 22(d)(d) above satisfy the requirements of section 170(h)(4)(B)(i)1 70(h)(4)(B)(i) and section 1170(h)(4)(B)(ii)? 70(h)(4)(B)(ii)? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ Yes No 9 In Part XIII, describedescribe howhow the organization reports conservation easementseasements in its revenue and expense statement,statement, and balance sheet, and include, if applicable, thethe texttext of the footnote toto thethe organization'sorganization's financialfinancial statements that describes the organization's accountingaccounting for conservation easements. Part III I Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. Complete ifif thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 88.. 1a If the organization elected, as permitted underunder SFASSFAS 116 (ASC 958958),), not to report inin itsits revenuerevenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, oror researchresearch in furtherance of public service,service, provide,provide, inin PartPart XIII,XIII, the text ofof thethe footnotefootnote toto itsits financialfinancial statementsstatements thatthat describesdescribes these items. b If the organization elected, as permitted underunder SFASSFAS 116 (ASC 958958),), to report in its revenue statement and balance sheet worksworks ofof art, historical treasures, or other similar assetsassets heldheld forfor publicpublic exhibition,exhibition, education, or research inin furtherancefurtherance ofof publicpublic service, provideprovide thethe followingfollowing amounts relating to these items: (i)(i) Revenue included on Form 990990,, Part VIII, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~| | $$ (ii)(ii) Assets included in Form 990990,, Part X ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~| | $$ 2 If the organization received or held works of art, historical treasures,treasures, or other similarsimilar assets for financial gain, provide the following amountsamounts requiredrequired to bebe reportedreported underunder SFASSFAS 116 (ASC 958958)) relating to these items: 990 1 a Revenue included on Form 990,, Part VIII, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ |~ | $ ______b Assets included in Form 990990,, Part X ...... |$ LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990990.. Schedule D (Form 990990)) 2016 632051 08-29-16 27 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY HILLARY & &CHELSEA CHELSEA CLINTONCLINTON Schedule DD(Form (Form 990990)) 2016 FOUNDATION 31-1580204 Page 2 Part III OrganizationsOrganizations Maintaining Maintaining Collections Collections of of Art, Art, Historical Historical Treasures, Treasures, or or OtherOther SimilarSimilar AssetsAssets (continued)(continued) 3 Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply): a [1Public exhibition d [1Loan or exchange programs b [1Scholarly research e [1Other ______c [1Preservation for future generations 4 Provide a description of the organization's collections and explain how they further the organization'sorganization's exemptexempt purposepurpose inin PartPart XIII.XIII. 5 During the year, did the organization solicit or receive donations of art, historical treasures, or other similar assets to be sold to raise funds rather than to be maintained as part of the organization's collection?  Yes No to be sold to raise funds rather than to be maintained as part of the organization's collection?  [1Yes [1No I Part IV I Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990990,, Part IV, line 99,, or reported an amount on Form 990990,, Part X, line 2121.. 1a Is the organization an agent,agent, trustee,trustee, custodiancustodian oror otherother intermediaryintermediary forfor contributionscontributions or other assets notnot included on Form 990990,, PartPartX?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ [1Yes [1No b If"Yes,"If "Yes," explain explain the the arrangement arrangement inin PartPart XIIIXIII and complete the following table: ______Amount Beginning balance ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 c Beginning balance ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1cc ______d Additions during during the year the~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ year ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1d1d e Distributions duringduring thethe year year ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1e1e Ending balance ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 f Ending bala n ce ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1ff ______2a Did the organization include an amount on Form 990990,, Part X, line 2121,, for escrowescrow or or custodial custodial account account liability? liability?~~~~~ ~~~~~ [1Yes [1No b If "Yes,""Yes " exexplain lain tthe hearran arrangement ementi inn PPartart XIIIXIII. ChCheckeck hhereere if theth eex explanation lanation hhasas beenbeen provided rovided on PartPart XIIIXIII  [ 1 Part V Endowment Funds. Complete if the organization answered "Yes" on Form 990, Part IVIV,, lineline 10.10. (a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back 1a BeginningofyearbalanceBeginning of year balance ~~~~~~~ ~~~~~~~ 183,711,819. 150,791,965. 59,096,285. 267,491.267,491 . 250,000. b Contributions~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ 4,507,787. 32,921,313. 91,679,557. 58,763,848.58,763,848 . 17,491. c Netinvestmentearnings,Net investment earnings, gains,andgains, and losses 5,019,534. -1,459. 16,123. 64,946.64,946 . d GraGrants n ts or or scholarships scholarships~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 6,047,720. e OOther t her expenditures expenditures for facilifacilities t ies and programsprograms ~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ f AdminisAdministrative t rative expenses expenses~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ g EndofyearbalaEnd of year balance n ce ~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1187,191,420. 8 7,191,420. 183,711,819. 150,791,965. 59,096,285.59,096,285 . 267,491. 2 Provide the estimated percentage of the current yearyear end balance (line 11g,g, column (a))(a)) held as: a Board designated or quasi-endowmentquasi-endowment| | % b Permanent endowment endowment| | 97.27 % c Temporarily restricted restricted endowment endowment| | 2.73 % The percentages on lines 22a,a, 22b,b, and 22cc should equal 100100%.%. 3 3a Are there endowment funds not in the possession of the organization that are held and administered for the organization ______by: Yes NoNo (i)(i) unrelated organizations organizations~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3a(i) X (ii)(ii) related organizations organizations~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3a(ii) X b If"Yes"If "Yes" onon lineline 33a(ii),a(ii), are are the the related related organizations organizations listed listedas required as required on Schedule on Schedule R? ~~~~~~~~~~~~~~~~~~~~ R? ~~~~~~~~~~~~~~~~~~~~ 33bb 4 Describe in Part XIII thethe intendedintended uses ofof thethe organization's endowment funds. Part VI I Land, Buildings, and Equipment. Complete if the organization answered "Yes" on Form 990, Part IVIV,, lineline 11a.11a. See Form 990, Part XX,, lilinene 1010.. Description of property (a) Cost or other (b) Cost or other (c) Accumulated (d) Book value basis (investment) basis (other) depreciation 1 943,690. 943,690. 1a Land~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~ ______. 127,552,331. 38,634,029. 88,918,302. b Buildings~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~ ______. 8,644,485. 6,332,751. 2,311,734. c Leasehold improvements improvements~~~~~~~~~~ ~~~~~~~~~~ ______. 11,276,629. 6,607,183. 4,669,446. d Equipment~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~ ______e Other  1 1 Total. Add lines 1aa through 1e.e. (Column (d) must equal Form 990, Part X, column (B), line 10c.)  | I 96,843,172. Schedule D (Form 990990)) 2016

632052 08-29-16 28 13491114 147227 0227810-0227935.0990 2016.050002016.05000 BILL, BILL, HILLARY HILLARY & &CHELSEA CHELSEA CC 0227810102278101

BILL, HILLARY & CHELSEA CLINTON Schedule DD(Form (Form 990990)) 2016 FOUNDATION 31-1580204 Page 3 Part VII InvestmentsInvestments -- Other Other Securities.Securities. Complete if thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 11b.11 b. See Form 990990,, Part X, line 1212.. - - (a) Description of security or category (including(including name of security) (b) Book value (c) Method of valuation: Cost or endend-of-yearof year market value (1)(1) Financial derivatives ~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ .______- (2)(2) CloselyClosely-heldheld equity interests ~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ .______(3)(3) Other ______(A)(A) HEDGED EQUITY 15,358,074. END-OF-YEAR MARKET VALUE (B)(B) SELECT EQUITY 41,984,831. END-OF-YEAR MARKET VALUE (C)(C) INTERMEDIATE FUND 17,207,593. END-OF-YEAR MARKET VALUE (D)(D) STRATEGIC FIXED INCOME 12,490,276. END-OF-YEAR MARKET VALUE (E)(E) PRIVATE EQUITY 2,674,527. END-OF-YEAR MARKET VALUE (F)(F) DIVERSIFIED STRATEGY FUNDS 15,503,615. END-OF-YEAR MARKET VALUE (G) (H) Total. (Col. (b) must equal Form 990, Part X, col. (B) line 12.) | 105,218,916. Part VIII Investments -- Program Related. Complete if the organization answered "Yes" on Form 990, Part IV, line 11c. See Form 990, Part X, line 13. (a) Description of investment (b) Book value (c) Method of valuation: Cost or end-of-year market value (1) (2) (3) (4) (5) (6) (7) (8) (9) Total. (Col. (b) must equal Form 990, Part X, col. (B) line 13.) | Part IX Other Assets. Complete if thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 11d.11d. See Form 990990,, Part X, line 1515.. (a) Description I (b) Book value (1) (2) (3) (4) (5) (6) (7) (8) (9) Total. (Column (b) must equal Form 990, Part X, col. (B) line 15.)  | Part X Other Liabilities. Complete if the organization answered "Yes" on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25. 1. (a) Description of liability (b) Book value (1) Federal income taxes (2) (3) (4) (5) (6) (7) (8) (9) Total. (Column (b) must equal Form 990, Part X, col. (B) line 25.)  | 22.. Liability for uncertain tax positions. In Part XIII, provideprovide thethe texttext ofof thethe footnotefootnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740740).). Check here if the text of the footnote hashas beenbeen provided inin PartPart XIIIXIII X Schedule D (Form 990990)) 2016

632053 08-29-16 29 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON Schedule DD(Form (Form 990990)) 2016 FOUNDATION 31-1580204 Page 4 Part XI I Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 12a.12a. 1 1 Total revenue, gains, andand otherother supportsupport per audited financial statements ~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1 ______2 Amounts included on line 1 but not on Form 990990,, Part VIII, line 12:12: a Net unrealized gains (losses) onon investmentsinvestments ~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 22aa b Donated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 22bb c Recoveries of prior year grants ~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 22cc d Other (Describe in Part XIII.)XIII.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 22dd e Add lines 22aa through 22dd ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 22ee 3 2 1 3 Subtract line 2ee from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 3 ______4 Amounts included on Form 990990,, Part VIII, line 1212,, but not on line 11:: a Investment expenses notnot included on Form 990990,, Part VIII,VIII, line 77bb ~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ 44aa b Other (Describe in Part XIII.)XIII.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 44bb 4 4 c Add lines 4aa and 4bb ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 4c ______5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.)  5 PartPartXII XII ReconciliationReconciliation of of Expenses Expenses per per Audited Audited Financial Financial StatemeStatements With Expenses per Return. Complete if thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 12a.12a. 1 Total expenses andand losses losses per per audited audited financial financial statements statements~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1 2 Amounts included on line 1 but not on Form 990990,, Part IX, line 2525:: 2 a Donated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ______2aa b Prior year adjustmentsadjustments ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 22bb 2 c Other losses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ______2cc d Other (Describe in Part XIII.)XIII.) ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 22dd e Add lines 22aa through 22dd ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 22ee 3 Subtract line 22ee from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 3 4 Amounts included on Form 990990,, Part IX, line 2525,, but not on line 11:: a Investment expenses notnot included on Form 990990,, Part VIII,VIII, line 77bb ~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ 4a b Other (Describe in Part XIII.)XIII.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 44bb c Add lines 44aa and 44bb ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 44cc 5 3 4  5 5 Total expenses. Add lines 3 and 4c.c. (This(This must equal Form 990, PartPart II,, lineline 18.)18.)                 5 Part XIII Supplemental Information. Provide the descriptions required for Part II, lines 33,, 55,, and 99;; Part III, lines 11aa and 44;; Part IV, lines 11bb and 22b;b; Part V, line 44;; Part X, line 22;; Part XI, lilinesnes 22dd and 44b;b; and Part XII, lines 22dd and 44b.b. Also complete this part to provide any additional information.

PART X, LINE 2:

MANAGEMENT HAS ANALYZED TAX POSITIONS TAKEN BY THE CONSOLIDATED ENTITIES

AND HAS CONCLUDED THAT, AS OF DECEMBER 31, 2016, THERE ARE NO UNCERTAIN

TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION

OF A LIABILITY OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS.

FORM 990, SCHEDULE D, PART V, LINE 4

THE ENDOWMENT CONSISTS OF FUNDS ESTABLISHED TO SUPPORT THE ONGOING MISSION

OF THE BILL, HILLARY & CHELSEA CLINTON FOUNDATION.

632054 08-29-16 Schedule D (Form 990990)) 2016 30 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON 990 Schedule DD(Form (Form 990)) 20162016 FOUNDATION 31-1580204 Page 5 Part XIII SupplementalSupplemental InformationInformation (continued)(continued)

Schedule D (Form 990990)) 2016 632055 08-29-16 31 13491114 147227147227 0227810-0227935.09900227810-0227935.0990 2016.05000 2016.05000 BILL, BILL, HILLARY HILLARY & &CHELSEA CHELSEA C 02278101 OMB No. 1545-00471 5 4 5 0 0 4 7 SCHEDULE F Statement ofof ActivitiesActivities Outside the United States OMB No. - 990 (Form 990)) | Complete Complete if ifthe the organization organization answered answered "Yes" "Yes" onon Form 990990,, Part IV, line 14b,14b, 15,15, or 16. 2016 | Attach Attach to to Form Form 990. 2016 Department of the Treasury Open to Public Internal Revenue Service | Information Information about about Schedule Schedule FF (Form(Form 990990)) and its instructions is at www.irs.gov/form990. Inspection Name of the organization Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Part I I General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990990,, Part IV, line 114b. 4b. 1 For grantmakers. Does the organization maintain records to substantiate the amount of its grants and other assistance, the grantees' eligibility for thethe grantsgrants oror assistance,assistance, and the selection criteria used to award the grants or assistance? ~~~~ X Yes No

2 For grantmakers. Describe in Part V thethe organization's procedures for monitoring the use of its grants and other assistance outside the United States. 3 Activities per Region. (The following Part I, line 3 table can be duplicated if additional spacespace is needed.) (a) Region (b) Number of (c) Number of (d) Activities conducted in the region (e) If activity listedlisted inin (d)(d) (f) Total employees, offices employees, (by type) (such as,as, fundraising,fundraising, pro-pro- is a program service, expenditures agents,andagents, and for and in the region independent gram services, investments, grants to describe specific type forand independentcontractors investments contractors recipients located in the region) of service(s) in the region in the region inintheregion the region in the region

CENTRAL AMERICA AND CLIMATE & ECONOMIC THE CARIBBEAN 0 7 PROGRAM SERVICE DEVLOPMENT 3,120,252.

EAST ASIA AND THE PACIFIC 0 4 PROGRAM SERVICE CLIMATE 271,727.

SOUTH AMERICA 2 59 PROGRAM SERVICE ECONOMICC DEVELOPMENT I 8,029,751.

SOUTH ASIA 0 2 PROGRAM SERVICE CLIMATE 55,317.

CLIMATE & ECONOMIC SUB-SAHARAN AFRICA 8 239 PROGRAM SERVICE DEVLOPMENT 9,989,643.

3 a SubSub-total-total~~~~~~ ~~~~~~ 10 311 21,466,690. b Total from continuation sheets to to Part Part I ~~~I ~~~ 0 0 0. c TotalsTotals (add lines 33aa and 33b)  10 311 21,466,690. and b)  LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990990.. Schedule F (Form 990990)) 2016

632071 09-21-16 32 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY HILLARY && CHELSEA CHELSEA CLINTONCLINTON Schedule FF(Form (Form 990990)) 2016 FOUNDATION 31-1580204 Page 2 I Part II I Grants and Other Assistance to Organizations or Entities Outside the United States. Complete ifif thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 1515,, for any recipient who received more than $5,000.$5,000. Part II can be duplicated if additional space is needed.

I I I I 1 I (g) Amount of I (h) Description I (i) Method of (b) IRS code sectionsection I (d) Purpose of I (e) Amount I (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region noncash of noncash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

CENTRALRAL AMERICAAMERICA AND THE CARIBBEANCARIBBEAN AAGRICULTURE GRICULTURE 50,000. WIRE 0.

CENTRALRAL AMERICAAMERICA AND THE CARIBBEANCARIBBEAN FFINANCIAL INANCIAL LITERACYLITERACY 61,850. WIRE 0.

CENTRALRAL AMERICAAMERICA AND THE CARIBBEANCARIBBEAN LITERACY 10,000. WIRE 0.

SUB-SAHARANSAHARAN AFRICACA EDUCATIONE DUCATION 90,156. WIRE 0.

SUB-SAHARANSAHARAN AFRICACA EDUCATIONON 40,307. WIRE 0.

EUROPEPE (INCLUDING(INCLUDING ICELANDAND && GREENLAND)NLAND) CLIMATE 6,721. WIRE 0.

2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempttax-exempt by the IRS, or for which the grantee or counsel has provided a section 501501(c)(3)(c)( 3) equivalency letter ~ ~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~| | 4 3 Enter total number of other organizations or entities  | 2 Enter total number of other organizations or entities                                              | Schedule F (Form 990990)) 2016

632072 09-21-16 33 BILL, HILLARY & CHELSEA CLINTON Schedule FF(Form (Form 990990)) 2016 FOUNDATION 31-1580204 Page 3 Part III GrantsGrants and and Other Other Assistance Assistance to to Individuals Individuals Outside Outside thethe United States. Complete if thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 16.16. Part III can be duplicated if additional space is needed. (c) Number of I (d) Amount of I (e) Manner of (f) Amount of I (g) Description of I (h) Method of (a) Type of grant or assistance (b) Region (a) Type of grant or assistance (b) Region recipients cash grant I cash disbursement noncash I noncash assistance I valuation assistance I I (book, FMV, assistance appraisal, other)

Schedule F (Form 990990)) 2016

632073 09-21-16 34 BILL, HILLARY & CHELSEA CLINTON Schedule FF(Form (Form 990990)) 2016 FOUNDATION 31-1580204 Page 4 Part IV I Foreign Forms

1 Was the organization a U.S. transferortransferor ofof propertyproperty to a foreign corporation during the tax year? IfIf "Yes,"Yes, thethe organization maybemay be requiredrequired toto file file Form Form 926,926, ReturnReturn byby aa U.S.U.S. TransferorTransferor of Property to aa Foreign Corporation (see(see Instructions for FormForm 926) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... X Yes No

2 Did the organization have an interest in a foreign trust during the tax year? IfIf Yes,"Yes," the the organization organization may be required to separatelyseparately file Form 3520, Annual Return To Report Transactions With Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see InstructionsInstructions for Forms 3520 and 3520-A; do not file with FormForm 990)990) ~~~~~~~~~~...... Yes X No

3 Did the organization have an ownership interest in a foreign corporation during the tax year? IfIf "Yes,"Yes, thethe organizationorganization may be required to filefile FormForm 5471,5471, InformationInformation ReturnReturn ofof U.S.U.S. PersonsPersons With RespectRespect ToTo Certain Foreign Corporations (see Instructions for Form 5471) ~~~~~~~~~~~~~~~~~~~~~~~~~~~...... X Yes No

4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? IfIf Yes,"Yes," the the organization organization may may be be required required toto file file FormForm 8621,8621, InformationInformation ReturnReturn byby aa ShareholderShareholder ofof aa PassivePassive Foreign Investment Company or QualifiedQualified Electing FundFund (see(see Instructions for FormForm 8621)8621) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... Yes X No

5 Did the organization have an ownership interest in a foreign partnership during the tax year? IfIf "Yes,"Yes, thethe organizationorganization may be required to filefile FormForm 8865,8865, ReturnReturn ofof U.S.U.S. PersonsPersons With Respect to CertainCertain Foreign Partnerships (see Instructions for Form 8865) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... X Yes No

6 Did the organization have any operations in oror relatedrelated toto any boycottingboycotting countries during the tax year? IfIf "Yes,"Yes, the the organization organization may may bebe required required to to separately separately filefile FormForm 5713,5713, InternationalInternational Boycott ReportReport (see(see InstructionsInstructions forfor FormForm 5713;5713; dodo notnot filefile withwith FormForm 990)990) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~...... Yes X No

Schedule F (Form 990990)) 2016

632074 09-21-16 35 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON Schedule FF(Form (Form 990990)) 2016 FOUNDATION 31-1580204 Page 5 Part V SupplementalSupplemental Information Information Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 33,, column (f(f) ) (accounting (accounting method;method; amounts of investments vs.vs. expendituresexpenditures perper region);region); Part II,II, line 1 (accounting(accounting method);method); PartPart IIIIII (accounting(accounting method);method); andand PartPart III,III, column (c)(c) (estimated number of recipients), asas applicable.applicable. AlsoAlso completecomplete thisthis partpart toto provide any additional information. See instructions.instructions.

PART I, LINE 2:

THE ORGANIZATION REQUIRES A FINAL REPORT FROM ALL GRANT RECIPIENTS

DETAILING THE USEUSE OFOF GRANTGRANT FUNDSFUNDS. . THETHE RELEVANTRELEVANT GROUPGROUP INITIATIVEINITIATIVE WITHIN

THE FOUNDATION REVIEWS THESE REPORTS FOR PROPER USE OF GRANT FUNDS AND

CONTINUED FUNDING.

FORM 990, SCHEDULE F, PART I, LINE 3, COLUMN (F)

EXPENDITURES ARE REPORTED ON AN ACCRUAL-BASIS CONSISTENT WITH THE

ORGANIZATIONORGANIZATION'S'S FINANCIAL STATEMENTS.

632075 09-21-16 Schedule F (Form 990990)) 2016 36 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 SCHEDULE G OMB No. 1545-0047 Supplemental Information Regarding FundraisingFundraising or Gaming Activities (Form 990 or 990-990-EZ)EZ) Complete if the organization answered "Yes" on Form 990990,, Part IV, line 17,17, 18,18, or 19,19, or if the 2016 organization entered more than $15,000$15,000 on Form 990-990-EZ,EZ, line 66a.a. 2016 Open to Public Department of the Treasury | Attach Attach to to FormForm 990 or Form 990-990-EZ.EZ. Open to Public Internal Revenue Service Inspection | Information about Schedule G (Form 990 or 990-990-EZ)EZ) and its instructions is at www.irs.gov/form990. Inspection Name of the organization BILL, HILLARY & CHELSEA CLINTON Employer identification number FOUNDATION 31-1580204 Fundraising Activities. 990 17 990- Part I Fundraising Activities. Complete ifif thethe organizationorganization answered answered "Yes" Yes on Form 990,, Part IV, line 17.. Form 990-EZEZ filers are not required to complete this part. 1 Indicate whether the organization raised fundsfunds throughthrough any ofof the following activities. Check all thatthat apply. a LIIX Mail solicitations e LIIX Solicitation of non-governmentnon-government grants b LIIX Internet and email solicitationssolicitations f LIIX Solicitation of government grants c LIIX Phone solicitations g LIIX Special fundraising events d LIIX InIn-person-person solicitations 2 a Did the organization have a written or oral agreement with any individual (including officers, directors, trustees, or key employees listed in Form 990990,, Part VII) oror entityentity inin connectionconnection with professional fundraising services? LIIX Yes LII No b If "Yes,"Yes, list list thethe 10 highest paid individuals or entities (fundraisers)(fundraisers) pursuantpursuant toto agreements underunder whichwhich the fundraiser isis toto be compensated at least $5,000$5,000 by the organization.

(iii) Did (v) Amount paid (iii) Did (v) Amount paid I (vi) AmounAmount t paid (i) Name and address of individual funfundraiser d r aiser (iv) Gross receiptsreceipts toto (or (or retained retained by) (vi) (ii) Activity have custody to (o(orr retaineretainedd by) or entity (fundraiser) or control of from activity fundrfundraiser a iser I or entity (fund raiser) orcontrolof from ac t ivi t y orgaorganization n izat ion contributions? lilistedsted in col.col. (i)

ANNE LEWILEWIS S DBA ANNE LEWILEWIS S Yes NoNo STRATEGIES - 1140 19TH ST,ST ONLINEINE EMAIL MARKETING X 1,407,961. 50,064. 1,357,897. AB DATA - PO BOX 170062, MILWAUKEE,MILWAUKEE ,WI WI 53217-8000 DIRECTIRECT MAIL MARKETING X 233,938. 97,500. 136,438.

Total  | 1,641,899. 147,564. 1,494,335. 3 ListList all all states states in in which which the the organization organization is is registered registered oror licensedlicensed toto solicitsolicit contributionscontributions oror hashas beenbeen notified it is exempt from registration or licensing. AL,AR,AK,AZ,CA,CO,CT,DE,DC,FL,GA,HI,ID,IL,IN,IA,KS,KY,LA,ME,MD,MA,MI,MN,MSAL,AR,AK,AZ,CA,CO,CT,DE,DC,FL,GA,HI,ID, IL,IN,IA,KS,KY,LA,ME,MD,MA,MI,MN,MS MO,MT,NE,NV,NH,NJ,NM,NY,NC,ND,OH,OK,OR,PA,RI,SC,SD,TN,TX,VT,VA,WA,WV,WI,WY

LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-990-EZ.EZ. Schedule G (Form 990 or 990-990-EZ)EZ) 2016 SEE PART IV FOR CONTINUATIONS

632081 09-12-16 37 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON ScSchedulehedule G (Form 990 or 990-990-EZ)EZ) 2016 FOFOUNDATIONU NDATION 31-1580204311580204 - Page 2 Part III I Fundraising Events. Complete if thethe organizationorganization answered answered "Yes" Yes onon Form 990990,, Part IV, line 1818,, or reported more than $15,000$15,000 of fundraising event contributions and gross income on Form 990-990-EZ,EZ, lines 1 and 66b.b. List events with gross receipts greater than $5,000.$5,000. (a) Event #1#1 (b) Event #2#2 (c) Other events (d) Total events (add col. (a) through WJC 70TH BIRTHDAYBIRTHDAY DDC C EVENT 6 col. (c)) (event type) (event type) (total number)

1 GrossreceiptsGross receipts ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ 9,377,710. 1,307,619. 1,713,666. 12,398,995. Revenue

2 Less:ContributionsLess: Contributions ~~~~~~~~~~~ ~~~~~~~~~~~ 9,342,010. 1,293,969. 1,694,648. 12,330,627.

3 Gross income (line 1 minus line 22)  35,700. 13,650. 19,018. 68,368. Grossincome(line minus line ) 

4 Cash prizes prizes~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~

5 Noncash prizes prizes~~~~~~~~~~~~~ ~~~~~~~~~~~~~

REeevnsxnep 6 Rent/facilitycostsRent/facility costs ~~~~~~~~~~~~ ~~~~~~~~~~~~ 102,007. 38,241. 3,667. 143,915.

7 iDteusecer 7 Food and and beverages beverages~~~~~~~~~~ ~~~~~~~~~~ 83,117. 4,700. 0. 87,817. Direct Expenses 8 Entertainment ~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 74,396.74,396 . 9,0009,000. . 310.310 . 83,706. 9 292,798.2 92,798 . 94,75894,758. . 233,536.233,536 . 621,092. 9 OtherdirectexpensesOther direct expenses ~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ______10 Direct expense summary. Add lines 4 through 9 in column (d) ~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~| | 936,530. 11 Net income summary. Subtract line 10 from line 33, column (d)  | -868,162. Net income summary. Subtract line from line , column (d)                         | PartPart I IIII I Gaming.Gaming. Complete ifif thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 1919,, or reported more than $$15,00015,000 on Form 990-990-EZ,EZ, line 6a. - ______(b) Pull tabs/instant (d) Total gaming (add (a) Bingo (c) OOther t her gaming gaming bingo/progressive bingo col. (a) through col. (c)) R e n e e u v I Revenue 1 Gross revenue 

2 CaCash s hprizes prizes~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~

3 Noncash prizes s e c e p 3 Noncash prizes ~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ______.______i D E ts x n 4 Rent/facility costs . e r 4 Rent/facility costs ~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ______Direct Expenses

5 Other direct expenses  - Other direct expenses           ______I I Yes % I I Yes % I I Yes % 6 Volunteer labor ~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ . I I No No No

7 Direct expense summary. Add lines 2 through 5 in column (d) ~~~~~~~~~~~~~~~~~~~~~~~~~ |

8 Net gaming income summary. Subtract line 7 from line 1, column (d)  |

9 9 Enter the state(s) inin whichwhich the organization conductsconducts gaming activities: ______a Is the organization licensedlicensed to to conduct conduct gaming gaming activities activities in in each each of of these these states? states?~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ Yes No b If "No,"No, explain: explain:

10a Were any ofof thethe organization'sorganization's gaminggaming licenses licenses revoked, revoked, suspended, suspended, or or terminated terminated during during the the tax tax year? year?~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ Yes No b If "Yes,"Yes, explain: explain:

632082 09-12-16 Schedule G (Form 990 or 990-990-EZ)EZ) 2016

38 13491114 147227147227 0227810-0227935.09900227810-0227935.0990 2016.05000 2016.05000 BILL, BILL, HILLARY HILLARY & &CHELSEA CHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON Schedule G (Form 990 or 990-990-EZ)EZ) 2016 FOUNDATION 31-1580204 Page 3 11 Does the organization conductconduct gaminggaming activitiesactivities withwith nonmembers?nonmembers?~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ Yes No 12 Is the organization a grantor, beneficiary oror trusteetrustee ofof a trust,trust, or a member ofof aa partnershippartnership oror otherother entityentity formed to administer charitablecharitable gaming?gaming?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ Yes No 13 IndicateIndicate the the percentage percentage of of gaming gaming activityactivity conductedconducted in: a The organization's facility ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 13a13a % b An outside facility ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 13b13b % 14 Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name | |

Address| |

15a Does the organization havehave a a contract contract with with a a third third party party from from whom whom the the organization organization receives receives gaming gaming revenue? revenue?~~~~~~ ~ ~ ~ ~ ~ ~ Yes No

b If "Yes,"Yes, enter enter the the amount amount ofof gaming revenuerevenue received received by by the the organization organization | | $ ______and the amount of gaming revenuerevenue retained retained by by the the third third party party | | $ ______c If "Yes,"Yes, enter enter name name and and address address ofof thethe thirdthird party:party:

Name | | ______

Address | | ______

16 GamingGaming manager manager information:information:

Name |______

Gaming manager manager compensation compensation | | $

Description of of services services provided provided | |

Director/officer Employee Independent contractorcontractor

17 Mandatory distributions: a Is the organization required underunder statestate lawlaw toto makemake charitablecharitable distributionsdistributions from the gaming proceedsproceeds toto retain thethe statestate gaminggaming license? license? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ Yes No b Enter the amount of distributions required under state law to be distributed to other exempt organizations or spent in the organization's own own exempt exempt activities activities during during the the tax tax year year | | $ I Part IV Supplemental Information. Provide the explanations required by Part I, line 22b,b, columns (iii)(iii) and (v); and Part III, lines 99,, 99b,b, 1010b,b, 15b,15b, 115c, 5c, 1616,, and 117b, 7b, as applicable. Also provide any additional information. See instructionsinstructions

SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS:

(I) NAME OF FUNDRAISER: ANNE LEWIS DBA ANNE LEWIS STRATEGIES

(I) ADDRESS OF FUNDRAISER: 11401140 19TH19TH ST,ST, WASHINGTON,WASHINGTON, DCDC 20036

SCHEDULE G, PART I, LINE 1

ALL METHODS OF SOLICITATION HAVE BEEN CHECKED INCLUDING THOSE METHODS

USED EXCLUSIVELY BYBY FOUNDATIONFOUNDATION EMPLOYEES.EMPLOYEES. HOWEVERHOWEVER THETHE PROFESSIONAL FUNDRAISERS LISTED ON LINE 2 ARE ENGAGED ONLY IN THE FOLLOWING: (A) 632083 09-12-16 Schedule G (Form 990 or 990-990-EZ)EZ) 2016 39 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY HILLARY && CHELSEA CHELSEA CLINTONCLINTON Schedule G (Form 990 or 990-EZ) FOUNDATION 31-1580204 Page 4 Part IV SupplementalSupplemental Information Information (continued)(continued)

MAIL SOLICITATIONS AND (B)(B) INTERNETINTERNET ANDAND EMAILEMAIL SOLICITATIONS.

Schedule G (Form 990 or 990-990-EZ)EZ) 632084 04-01-16 40 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101

1545-0047 SCHEDULE I Grants and Other Assistance to Organizations, OMB No. 1545-0047 (Form 990990)) Governments, and Individuals inin thethe UnitedUnited States Complete if the organization answered "Yes" on Form 990990,, Part IV, line 21 or 2222.. 2016 Department of the Treasury | Attach Attach to to FormForm 990990.. Open to Public Internal Revenue Service Inspection | Information about Schedule I (Form 990990)) and its instructions is at www.irs.gov/formwww.irs.gov/form990. Inspection Name of the organization BILL, HILLARY & CHELSEA CLINTON Employer identification number FOUNDATION 31-158020431-1580 204 Part I General Information on Grants and Assistance 1 Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ X Yes No 2 Describe in Part IV thethe organization'sorganization's proceduresprocedures for monitoring the use of grant funds in the United States. Part II Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 2121,, for any recipient that receivedreceived more than $5,000.$5,000. Part II can be duplicated if additional space is needed. 1 (a) Name and address of organization (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant (a) Name and address of organization (b) EIN (c) IRC section (d) Amount of (e) Amount of valuation (book, (g) Description of (h) Purpose of grant or government (if applicable) cash grant non-cash- v a l u a t ion ( b o o k , noncash assistance or assistance or government (if applicable) cash grant non cash FMV, appraisal, noncash assis t ance or assis t ance assistance F M V , a p p raisal , assis t ance other)

ALLIANCE FOR A HEALTHIER GENERATION - 10 G STREET #800 - WASHINGTON, DC 20002 27-2028308 501(C)(3) 2,300,000. 0. CHILDHOOD OBESOBESITY ITY

HAITIAN EDUCATION & LEADERSHIP PROGRAM - 64 FULTON ST - NEW YORK, NY 10038 02-0602245 501(C)(3) 6,135. 0. TRAINING

J/P HAITAIN RELIEF ORGANIZATION 6022 WILSHIRE BLVD LOS ANGELES, CA 90049 27-1703237 501(C)(3) 100,000. 0. HAITII RECONSTRUCTION

WORLD RESOURCES INSTITUTE 10 G STREET #800 WASHINGTON, DC 20002 52-1257057 501(C)(3) 67,492. 0. CLIMATE RESILENCY

2 Enter total number of section 501501(c)(3) (c)(3) and government organizations listed in the line 1 tabletable ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~| | 4. 3 Enter total number of other organizations listed in the line 1 tabletable ...... | LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990990. . Schedule I (Form 990990)) ((2016)2016)

632101 11-01-16 41 BILL, HILLARY & CHELSEA CLINTON Schedule I (Form 990990)) (2016) FOUNDATION 31-1580204 Page 2 Part III GrantsGrants and and Other Other Assistance Assistance to to Domestic Domestic Individuals. Individuals. Complete ifif thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 2222.. Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance (b) Number of (c) Amount of (d) Amount of nonnon-- (e) Method of valuation (f) Description of noncash assistance recipients cash grant cash assistance (book, FMV, appraisal, other)

Part IV Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.

PART I, LINE 2:

THE ORGANIZATION REQUIRES A FINAL REPORT FROM ALL GRANT RECIPIENTS

DETAILING THE USE OF GRANT FUNDS. THE RELEVANT GROUP INITIATIVE WITHIN THE

FOUNDATION REVIEWS THESE REPORTS FOR PROPER USE OF GRANT FUNDS AND

CONTINUED FUNDING.

632102 11-01-16 Schedule I (Form 990990)) ((2016)2016) 42 SCHEDULE J Compensation Information OMB No. 1545-0047 990 (Form 990)) For certain Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees 2016 |Complete if the organization answered "Yes" on Form 990990,, Part IV, line 2323.. 990 Open to Public Department of the Treasury |Attach to Form 990.. Open to Public Department of the Treasury Inspection Internal Revenue Service | Information about Schedule J (Form 990990)) and its instructions is at www.irs.gov/fwww.irs.gov/form990. m9 9 0 . Inspection Name of the organization BILL, HILLARY & CHELSEA CLINTON Employer identification number FOUNDATION 31-1580204 Part I Questions Regarding Compensation I Yes I No 1a Check the appropriate box(es) if the organization provided any of the following to or for a person listed on Form 990990,, Part VII, Section A, line 11a.a. Complete Part III to provide any relevant information regarding these items. X FirstFirst-class-class or charter travel Housing allowance or residence for personal use Travel for companions Payments for business use of personal residence Tax indemnification and gross-upgross-up payments Health or social club dues or initiation fees Discretionary spending account Personal services (such as, maid, chauffeur, chef)

b If any of the boxes on line 11aa are checked, did the organization follow a written policy regarding payment or reimbursement oror provisionprovision of of all all of of the the expenses expenses described described above? above? If "No,"If No, complete complete Part Part III III to to explain explain~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1b X 2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all directors, trustees, and officers, including thethe CEO/ExecutiveCEO/Executive Director, regarding the items checked on line 11a?a? ~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 2 X

3 Indicate which, if any, of the following the filing organization used to establish the compensation of the organization's CEO/Executive Director. Check all thatthat apply. Do not check any boxes for methods used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III. Compensation committee X Written employment contract X Independent compensation consultant X Compensation survey or study X Form 990 of other organizations Approval by the board or compensation committee

4 During the year, did any person listed on Form 990990,, Part VII, Section A, line 1a,1a, with respect to the filing organization or a related organization: a Receive a severance payment or change-of-controlchange-of-control payment? ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 4a X b Participate in, or receive paymentpayment from, from, a a supplemental supplemental nonqualified nonqualified retirement retirement plan? plan?~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 4b X c Participate in, or receive payment from, an equity-basedequity-based compensation arrangement?arrangement?~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 4c X If "Yes"Yes to to any any of of lineslines 44a-c,a-c, list the persons and provide the applicable amounts for each item in Part III.

Only section 501501(c)(3),(c)(3), 501501(c)(4),(c)(4), and 501501(c)(29)(c)(29) organizations must complete lines 5-95-9.. 5 For persons listed on Form 990990,, Part VII, Section A, line 11a,a, did the organization pay or accrue any compensation contingent on the revenuesrevenues of: a The organization?organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 5a X b Any related organization?organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 5b X If "Yes"Yes on on lineline 55aa or 55b,b, describe in Part III. 6 For persons listed on Form 990990,, Part VII, Section A, line 11a,a, did the organization pay or accrue any compensation contingent on the net earnings of: a The organization?organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 6a X b Any related organization?organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 6b X If "Yes"Yes on on lineline 66aa or 66b,b, describe in Part III. 7 For persons listed on Form 990990,, Part VII, Section A, line 11a,a, did the organization provide any nonfixed payments not described on lines 5 and 66?? If "Yes,"Yes, describe describe in in Part Part IIIIII ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 7 X 8 Were any amounts reported on Form 990990,, Part VII, paidpaid oror accruedaccrued pursuantpursuant toto aa contractcontract that was subject to the initial contract exceptionexception describeddescribed inin RegulationsRegulations sectionsection 5353.4958-4(a)(3)?.4958-4(a)(3)? IfIf "Yes,"Yes, describe describe in in PartPart IIIIII ~ ~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ 8 X 9 If "Yes"Yes on on lineline 88,, did the organization also followfollow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)?  9 ______    LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990990.. Schedule J (Form 990990)) 2016

632111 09-09-16 43 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY HILLARY && CHELSEA CHELSEA CLINTONCLINTON Schedule JJ(Form (Form 990990)) 2016 FOUNDATION 31-1580204 Page 2 I Part II I Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed. For each individual whose compensation must be reported on Schedule J, report compensation fromfrom thethe organizationorganization onon rowrow (i)(i) and from related organizations, described in the instructions, on row (ii).(ii). Do not list any individuals that aren't listed on Form 990990,, Part VII. Note: The sum of columns (B)(i)(B)(i)-(iii)-(iii) forfor each listedlisted individual must equal the total amount of Form 990990,, Part VII, Section A, line 11a, a, applicable column (D) and (E) amounts amounts forfor thatthat individual.

(B) Breakdown of WW-2-2 and/or 11099-MISC 099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation other deferred benefits (B)(i)(B)(i)-(D)-(D) in column (B)(B) (i) Base (ii) Bonus & (iii) Other (i) Base (ii) Bonus & (iii) Other compensationcompensa t ion reporreported t ed asas deferreddeferred (A) Name andand T Title i tle compensation incentive reportable compensation incentive reportable on pprior rior Form 990 compensationcompensat ion compensationcompensat ion

(1) BRUCE R LINDSEYLINDSEY (i) 361,230. 0. 78. 15,900. 26,484. 403,692. 0. DIRECTOR - ((ii)i i ) 0. 0. 0. 0. 0. 0. 0. (2) ANDREW KESSELKESSEL (i) 190,081. 0. 78. 11,590. 26,484. 228,233. 0. CFO - ((ii)i i ) 0. 0. 0. 0. 0. 0. 0. (3) KEVIN THURMTHURM (i) 394,059. 0. 78. 15,900. 30,255. 440,292. 0. COO, EVPEVP - ((ii)i i ) 0. 0. 0. 0. 0. 0. 0. (4) RICARDO CASTROCASTRO (i) 268,140. 0. 78. 14,884. 24,898. 308,000. 0. GENERAL COUNSELCOUNSEL - (ii) 0. 0. 0. 0. 0. 0. 0. (5) SCOTT CURRANCURRAN (i) 115,600. 0. 56,626. 9,760. 17,062. 199,048. 0. ASSISTANT SECRETARYSECRETARY - (ii) 0. 0. 0. 0. 0. 0. 0. (6) STEPHANIE S.S. STREETTSTREETT (i) 192,119. 3,000. 78. 12,362. 27,195. 234,754. 0. EXECUTIVE DIRECTOR, SECRETARYSECRETARY (ii) 0. 0. 0. 0. 0. 0. 0. (7) DANIELLE STILZ (i) 188,020. 3,000. 78. 16,076. 10,636. 217,810. 0. CDO (ii) 0. 0. 0. 0. 0. 0. 0. (8) MAURA PALLY (i) 298,746. 0. 334. 15,900. 10,317. 325,297. 0. SVP PROGRAMSPROGRAMS (ii) 0. 0. 0. 0. 0. 0. 0. (9) ROBERT S.S. HARRISONHARRISON (i) 237,626. 3,000. 78. 12,931. 28,729. 282,364. 0. CEO, CGICGI (ii) 0. 0. 0. 0. 0. 0. 0. (10) AMITABH DESAI (i) 204,490. 3,000. 333. 12,664. 26,823. 247,310. 0. FOREIGN POLICY DIRECTORDIRECTOR (ii) 0. 0. 0. 0. 0. 0. 0. (11) CAROLINA BOTEROBOTERO (i) 205,669. 3,000. 78. 12,540. 24,645. 245,932. 0. CFO, CGEPCGEP (ii) 0. 0. 0. 0. 0. 0. 0. (12) DAVID WATTWATT (i) 264,415. 2,500. 334. 15,418. 28,241. 310,908. 0. DIRECTOR OFOF SPONSORSHIP, CGI (ii) 0. 0. 0. 0. 0. 0. 0. (13) DYMPHNA VAN VAN DERDER LANS (i) 241,702. 3,000. 78. 12,431. 24,645. 281,856. 0. CEO, CCICCI (ii) 0. 0. 0. 0. 0. 0. 0. (14) MARK GUNTONGUNTON (i) 284,409. 3,000. 349. 15,900. 26,205. 329,863. 0. CEO, CGEPCGEP (ii) 0. 0. 0. 0. 0. 0. 0. ((i) i ) (ii)( i i ) ((i) i ) (ii) Schedule J (Form 990990)) 2016 632112 09-09-16 44 BILL, HILLARY HILLARY && CHELSEA CHELSEA CLINTONCLINTON Schedule JJ(Form (Form 990990)) 2016 FOUNDATION 31-1580204 Page 3 I Part III I Supplemental Information Provide the information, explanation, or descriptions required for Part I, lines 1a,1a, 11b, b, 33,, 44a,a, 44b,b, 44c,c, 55a,a, 55b,b, 66a,a, 66b,b, 7,7, and 88,, and for Part II. Also complete this part for any additional information.

PART I, I, LINELINE 1A:1A:

FORM 990, 990, SCHEDULE J, J, PART PART I, I, LINELINE 1A1A

THE CLINTONCLINTON FOUNDATIONFOUNDATION HAS HAS AA TRAVEL ANDAND BUSINESSBUSINESS EXPENSE POLICY APPLICABLEAPPLICABLE

TO OFFICERSOFFICERS ANDAND KEYKEY EMPLOYEESEMPLOYEES ASAS PART OF ITSITS GLOBAL GLOBAL CODECODE OFOF CONDUCT.CONDUCT. THETHE

POLICY PROVIDESPROVIDES THATTHAT TRAVELTRAVEL MUSTMUST BEBE BYBY THETHE 'LOWEST "LOWEST COMMERCIAL COMMERCIAL COACHCOACH CLASSCLASS

FARE,"FARE,' WITH WITH CERTAIN CERTAIN LIMITED LIMITED EXCEPTIONS EXCEPTIONS WHEN WHEN AIRAIR TRAVELTRAVEL EXCEEDSEXCEEDS 9 HOURSHOURS OROR

IS ANAN OVERNIGHT OVERNIGHT TRANSCONTINENTALTRANSCONTINENTAL FLIGHT,FLIGHT, ANDAND THETHE TRAVELERTRAVELER MUSTMUST REPORTREPORT TOTO

WORK SOON SOON AFTER AFTER ARRIVAL. ARRIVAL. ININ THESETHESE LIMITEDLIMITED CIRCUMSTANCES,CIRCUMSTANCES, TRAVELTRAVEL MAY BEBE VIA

THE LOWESTLOWEST COMMERCIAL CLASS CLASS ABOVE ABOVE COACH COACH CLASS, CLASS, WHICH WHICH IS IS TYPICALLY BUSINESS

CLASS.

ON A CASECASE BYBY CASECASE BASIS,BASIS, WILLIAM WILLIAM J. J. CLINTON CLINTON AND AND CHELSEA CHELSEA V V.. CLINTON CLINTON MAY MAY HAVEHAVE

REQUIRED TRAVEL TRAVEL VIA VIA FIRST FIRST CLASS. CLASS. IN ADDITION,ADDITION, ONON AA CASECASE BYBY CASECASE BASISBASIS DUEDUE

TO SECURITYSECURITY MEASURES,MEASURES, WILLIAM J. CLINTON CLINTON MAY MAY HAVEHAVE REQUIREDREQUIRED TRAVELTRAVEL VIA

CHARTER

PART I, I, LINELINE 1B:

FORM 990, 990, SCHEDULE J, J, PART PART I, I, LINE 2 Schedule J (Form 990990)) 2016

632113 09-09-16 45 BILL, HILLARY HILLARY && CHELSEA CHELSEA CLINTONCLINTON Schedule JJ(Form (Form 990990)) 2016 FOUNDATION 31-1580204 Page 3 I Part III I Supplemental Information Provide the information, explanation, or descriptions required for Part I, lines 1a,1a, 11b, b, 33,, 44a,a, 44b,b, 44c,c, 55a,a, 55b,b, 66a,a, 66b,b, 7,7, and 88,, and for Part II. Also complete this part for any additional information.

ON A CASECASE BY CASECASE BASIS,BASIS, WILLIAM WILLIAM J.J. CLINTON CLINTON AND AND CHELSEA CHELSEA V. V. CLINTON CLINTON MAY MAY HAVEHAVE

REQUIRED TRAVEL TRAVEL VIA VIA FIRST FIRST CLASS. CLASS. IN ADDITION,ADDITION, ONON AA CASECASE BYBY CASECASE BASISBASIS DUEDUE

TO SECURITYSECURITY MEASURES,MEASURES, WILLIAM J. CLINTON CLINTON MAY MAY HAVEHAVE REQUIREDREQUIRED TRAVELTRAVEL VIA

CHARTER

PART I, I, LINELINE 4A:4A:

SCOTT CURRAN RECEIVEDRECEIVED AA SEVERANCE PAYMENT. PAYMENT. THETHE SEVERANCESEVERANCE PAYMENT IS IS

REPORTED ON ON PART PART II, II, COLUMN B(III). B(III).

FORM 990, 990, SCHEDULE J, J, PART PART I, I, LINE 7

THE AMOUNTS INCLUDED INCLUDED IN IN PART PART II, II, COLUMNCOLUMN B(II)B(II) REPRESENT REPRESENT BONUSES BONUSES THATTHAT

WERE INCLUDED INCLUDED IN IN THE THE 2016 2016 W-2.

Schedule J (Form 990990)) 2016

632113 09-09-16 46 SCHEDULE M Noncash Contributions OMB No. 1545-0047 (Form 990990)) J Complete if the organizations answered "Yes" on Form 990990,, Part IV, lines 29 or 3030.. 2016 Department of the Treasury J Attach to Form 990990.. Open To Public Internal Revenue Service Inspection J Information about Schedule M (Form 990990)) and its instructions is atat www.irs.gov/form990.www.irs.gov/for Inspection Name of the organization BILL, HILLARY HILLARY && CHELSEA CHELSEA CLINTONCLINTON Employer identification number FOUNDATION 31-1580204 Part I Types of Property (a) (b) (c) (d) Check if Number of Noncash contribution Method of determining applicable contributionscontributions or amounts reported on noncash contribution amounts items contributed Form 990, Part VIII, line 1g - 1 Art - Works ofofart art ~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ______- 2 Art - Historical treasures ~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ______- 3 Art - Fractional interests ~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ______4 Books and publications ~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ .______5 Clothing and household goods ~~~~~~~ ~ ~ ~ ~ ~ .______6 Cars and other vehicles ~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ______7 Boats and planes ~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ .______8 Intellectual property ~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ .______9 Securities - PubliclytradedPublicly traded ~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ X 23 540,191. FMV - 10 Securities - Closely held stock ~~~~~~~~ ~ ~ ~ ~ ~ ~ .______11 Securities - Partnership, LLC, or trust interests ~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ______- 12 Securities - Miscellaneous ~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ______13 Qualified conservation contributioncontribution - Historic structures ~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ______- 14 Qualified conservation contributioncontribution - Other ~~ ______- 15 Real estate - Residential ~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ______- 16 Real estate - Commercial ~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ______- 17 Real estate - Other ~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ______18 Collectibles ~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ______19 Food inventory ~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ X 1 4,754. FMV 20 Drugs and medical supplies ~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ .______21 Taxidermy ~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ .______22 Historical artifacts ~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ______23 Scientific specimens ~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ .______24 Archeological artifacts ~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ .______25 Other J ( COMPUTER HARDHARD ) X 1 5,598. FMV 26 Other J ( ______) ______27 Other J ( ______) ______28 Other J ( ) ______29 Number of Forms 8283 received by the organization during the tax year forfor contributionscontributions for which the organization completed Form 82838283,, Part IV, DoneeDonee AcknowledgementAcknowledgement ~~~~~~~~ 29 Yes No 30a During the year, did the organization receive byby contribution any property reported in Part I, lines 1 throughthrough 2828,, that it must hold for at least three years fromfrom thethe datedate ofof thethe initialinitial contribution,contribution, and which isn't required to be used for exempt purposes forfor thethe entire entire holding holding period? period? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 30a X b If "Yes,"Yes, describe describe the the arrangement arrangement inin PartPart II.II. 31 Does the organization have aa giftgift acceptance policy that requires the review of any nonstandardnonstandard contributions? ~~~~~~~ ~ 31 X 32a Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash contributions? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 32a X b If "Yes,"Yes, describe describe in in PartPart II.II. 33 If the organization didn't reportreport anan amountamount inin columncolumn (c)(c) for a type of property forfor whichwhich columncolumn (a)(a) is checked, describe in Part II. LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990990.. Schedule M (Form 990990)) ((2016)2016)

632141 08-23-16 47 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON Schedule M (Form 990990)) (2016) FOUNDATION 31-1580204 Page 2 Part II Supplemental Information. Provide the information required by Part I, lines 3030b,b, 3232b,b, and 3333,, and whether the organization is reporting in Part I, columncolumn (b), thethe numbernumber ofof contributions,contributions, thethe number ofof items received,received, oror aa combinationcombination ofof both.both. Also completecomplete this part for any additional information.

SCHEDULE M, PART I, COLUMN (B):

COLUM B REPRESENTS NUMBER OF CONTRIBUTORS.

632142 08-23-16 Schedule M (Form 990990)) ((2016)2016)

48 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 OMB No. 1545-0047 SCHEDULE O Supplemental Information to Form 990 or 990-990-EZEZ OMB No. (Form 990 or 990-990-EZ)EZ) Complete to provide information for responses to specific questions on Form 990 or 990-990-EZEZ or to provide any additional information. 2016 990 990- Department of the Treasury | Attach Attach to to FormForm 990 or 990-EZ.EZ. Open to Public Internal Revenue Service | Information about Schedule O (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990. Inspection Name of the organization BILL, HILLARY & CHELSEA CLINTON Employer identification number FOUNDATION 31-1580204

FORM 990 PART I LINE 1

IMPROVE GLOBAL HEALTH & WELLNESS, INCREASE OPPORTUNITY FOR WOMEN/GIRLS,

REDUCE CHILDHOOD OBESTITY, CREATE ECONOMIC OPPORTUNITY & GROWTH AND

HELP COMMUNITIES ADDRESS EFFECTS OF CLIMATE CHANGE.

FORM 990 PART III LINE 4A

THE CLINTON GLOBAL INITIATIVE'S (CGI) MISSION IS TO INSPIRE, CONNECT,

AND EMPOWER EVERYONE TO FORGE SOLUTIONS TO THE WORLD'S MOST PRESSING

CHALLENGES. THROUGH 2016, CGI HAS CONVENED LEADERS FROM THE PRIVATE

SECTOR, PUBLIC SECTOR, AND CIVIL SOCIETY TO DRIVE ACTION THROUGH ITS

UNIQUE MODEL. RATHER THAN DIRECTLY IMPLEMENTING PROJECTS, CGI HELPS ITS

MEMBERS TURN IDEAS INTO ACTION THROUGH IMPACTFUL AND MEASURABLE

COMMITMENTS TO ACTION. TO SUPPORT THE DEVELOPMENT OF COMMITMENTS

YEAR-ROUND, CGI FACILITATES CONVERSATIONS, PROVIDES OPPORTUNITIES TO

IDENTIFY PARTNERS, AND COMMUNICATES THE RESULTS OF THE WORK. SINCE CGI

WAS FORMED IN 2005, MEMBERS AND PARTNERS HAVE MADE MORE THAN 3,600

COMMITMENTS TO ACTION THAT HAVE IMPROVED THE LIVES OF MORE THAN 435

MILLION PEOPLE IN MORE THAN 180 COUNTRIES.

FORM 990 PART III LINE 4B

THE WILLIAM J. CLINTON PRESIDENTIAL CENTER IS THE HOME OF THE LITTLE

ROCK OFFICES OF THE CLINTON FOUNDATION; THE CLINTON PRESIDENTIAL

LIBRARY AND MUSEUM; THE CLINTON SCHOOL OF PUBLIC SERVICE, THE FIRST

INSTITUTION IN THE NATION TO OFFER A MASTER OF PUBLIC SERVICE (MPS) LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-990-EZ.EZ. Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) 632211 08-25-16 49 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) Page 2 Name of the organization BILL, HILLARY & CHELSEA CLINTON Employer identification number FOUNDATION 31-1580204

DEGREE; AND IS A MANAGING PARTNER OF THE PRESIDENTIAL LEADERSHIP

SCHOLARS PROGRAM, A NATIONAL BIPARTISAN EXECUTIVE-STYLE LEADERSHIP

DEVELOPMENT INITIATIVE. ADDITIONALLY, THE CLINTON CENTER IS A

WORLD-CLASS EDUCATIONAL AND CULTURAL VENUE OFFERING A VARIETY OF

EDUCATIONAL PROGRAMS, SPECIAL EVENTS, EXHIBITIONS, AND LECTURES,

PRESENTING A UNIQUE PERSPECTIVEPERSPECTIVE OFOF THETHE WORKWORK PAST,PAST, PRESENT,PRESENT, AND FUTURE

OF THE 42ND PRESIDENT OF THE UNITED STATES, WILLIAM JEFFERSON CLINTON.

BY THE END OF 2016, THE CENTER HAD WELCOMED MORE THAN FOUR MILLION

VISITORS, INCLUDING 327,600 STUDENTS AND TEACHERS WHO HAVE VISITED THE

CLINTON PRESIDENTIAL CENTER FREE OF CHARGE, AND AS OF OCTOBER 2014, THE

CENTER CATALYZED $3.3 BILLION IN ECONOMIC IMPACT IN THE DOWNTOWN AREAS

OF LITTLE ROCK AND NORTH LITTLE ROCK.

FORM 990 PART III LINE 4C

THE CLINTON GIUSTRA ENTERPRISE PARTNERSHIP (CGEP) BUILDS SOCIAL

BUSINESSES TO GENERATE SOCIAL IMPACT AND FINANCIAL RETURNS BY

ADDRESSING MARKET GAPS IN DEVELOPING COUNTRIES'COUNTRIES' SUPPLY OR DISTRIBUTION

CHAINS. CGEP WORKS WITH SMALLHOLDER FARMERS, FISHERS, WOMEN

ENTREPRENEURS, AND YOUTH TO IMPROVE THEIR LIVELIHOODS BY PROVIDING THE

TOOLS THEY NEED FROMFROM TRAININGTRAINING ANDAND FINANCINGFINANCING TOTO TECHNOLOGYTECHNOLOGY AND

INNOVATION ANDAND BRINGINGBRINGING THEMTHEM INTOINTO MARKETSMARKETS WHEREWHERE THEYTHEY CANCAN PROSPER.PROSPER. CGEP

INCORPORATES INDIVIDUALS INTOINTO ONEONE OFOF THREETHREE MARKET-DRIVENMARKET-DRIVEN MODELSMODELS SUPPLY

CHAIN BUSINESSES, INCLUSIVE DISTRIBUTION BUSINESSES, AND VOCATIONAL

TRAINING CENTER BUSINESSES. THROUGH THESE MODELS, CGEP SEEKS TO HELP

PEOPLE WORK THEMSELVES OUT OF POVERTY. IN 2016, CGEP EXPANDED ITS WORK

CONNECTING SMALLHOLDER FARMERS WITH HIGH-VALUE MARKETS.

632212 08-25-16 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) 50 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) Page 2 Name of the organization BILL, HILLARY HILLARY && CHELSEA CHELSEA CLINTONCLINTON Employer identification number FOUNDATION 31-1580204

FORM 990, 990, PARTPART III, LINE LINE 4D, 4D, OTHER OTHER PROGRAM PROGRAM SERVICES:SERVICES:

THE CLINTON DEVELOPMENT INITIATIVE INITIATIVE (CDI) DEVELOPS DEVELOPS AND AND OPERATESOPERATES

AGRIBUSINESS PROJECTSPROJECTS THAT THAT EMPOWER EMPOWER SMALLHOLDERSMALLHOLDER FARMERS TOTO INCREASE

THEIR ECONOMICECONOMIC POTENTIAL.POTENTIAL. ININ MALAWI, MALAWI, TANZANIA, TANZANIA, AND AND RWANDA, RWANDA, CDICDI PERFORMSPERFORMS

OUTREACH TO TO SMALLHOLDER FARMERS FARMERS TO TO INCREASE INCREASE ACCESSACCESS AND HELP THEMTHEM TOTO

PARTICIPATE EQUITABLY ININ LOCALLOCAL MARKETS. CDI'SCDI'S MODELMODEL PUTSPUTS FARMERSFARMERS FIRST

BY PROVIDING THEM TRAINING, TRAINING, AS WELLWELL AS INCREASINGINCREASING THEIR ACCESSACCESS TOTO

INPUTS TO IMPROVEIMPROVE THEIRTHEIR CROP YIELDS AND INCREASEINCREASE THEIRTHEIR INCOMES. IN

2016, CDI CDI GREW GREW ITS ITS SMALLHOLDER SMALLHOLDER FARMER FARMER OUTREACH OUTREACH ININ RWANDA, RWANDA, MALAWI,MALAWI, ANDAND

TANZANIA, AND IS NOWNOW HELPINGHELPING MOREMORE THAN 150,000 FARMERS FARMERS THROUGH THROUGH TRAININGTRAINING

AND BYBY PROVIDING SEEDSSEEDS ANDAND FERTILIZER FERTILIZER TO INCREASEINCREASE THEIRTHEIR YIELDSYIELDS ANDAND

INCOMES. CDICDI ALSOALSO HELPEDHELPED FARMERSFARMERS ININ MALAWI MALAWI FINDFIND NEW NEW MARKETSMARKETS IN EUROPEEUROPE

FOR THEIRTHEIR GROUNDNUTSGROUNDNUTS ANDAND OPENED OPENED THE THE FIRSTFIRST OFOF THREE THREE PLANNED PLANNED HEALTHHEALTH

CLINICS ONON OUROUR ANCHORANCHOR FARM ININ MALAWIMALAWI. . THETHE CLINIC PROVIDESPROVIDES PRIMARYPRIMARY

HEALTH CARECARE SERVICESSERVICES AND DISEASE PREVENTION,PREVENTION, AND AND SAWSAW TENSTENS OFOF THOUSANDS THOUSANDS

OF PATIENTSPATIENTS BETWEENBETWEEN APRILAPRIL AND DECEMBER OF OF 2016. 2016.

THE CLINTON CLIMATE INITIATIVE (CCI) (CCI) COLLABORATES COLLABORATES WITH WITH GOVERNMENTS GOVERNMENTS ANDAND

PARTNERS TOTO INCREASE THE RESILIENCYRESILIENCY OFOF COMMUNITIES COMMUNITIES FACINGFACING CLIMATECLIMATE

CHANGE BYBY CREATING AND IMPLEMENTING REPLICABLE ANDAND SUSTAINABLESUSTAINABLE MODELSMODELS

THAT FOSTER CROSS-SECTORCROSS-SECTOR COLLABORATIONS.COLLABORATIONS. CCICCI'S 'S APPROACH APPROACH ADDRESSESADDRESSES MAJORMAJOR

SOURCES OF GREENHOUSEGREENHOUSE GASGAS EMISSIONS BYBY BRINGINGBRINGING TOGETHER TOGETHER RELEVANTRELEVANT

PARTNERS, WHILEWHILE ALSOALSO SAVINGSAVING MONEY MONEY FORFOR INDIVIDUALSINDIVIDUALS AND AND GOVERNMENTS GOVERNMENTS ANDAND

GROWING ECONOMIES. ECONOMIES. IN IN 2016, 2016, CCICCI CONTINUED CONTINUED ASSISTINGASSISTING WITHWITH THETHE

DEVELOPMENT OF OF RENEWABLERENEWABLE ENERGY ENERGY PROJECTS PROJECTS ACROSS ACROSS THE THE CARIBBEAN.CARIBBEAN. FORFOR

EXAMPLE, A 3 MWMW SOLARSOLAR PROJECT ANDAND A 3030 MW MW GEOTHERMALGEOTHERMAL PROJECT PROJECT IN IN SAINT

LUCIA THAT,THAT, WHEN WHEN FULLYFULLY CONSTRUCTEDCONSTRUCTED AND OPERATIONAL, ARE EXPECTEDEXPECTED TOTO 632212 08-25-16 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) 51 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) Page 2 Name of the organization BILL, HILLARY & CHELSEA CLINTON Employer identification number FOUNDATION 31-1580204

BRING CLEAN POWER TO HALF OF THE COUNTRY'S 60,000 HOUSEHOLDS. IN ORDER

TO AMPLIFY THE LONG-TERM IMPACT OF THESE EFFORTS, IN FEBRUARY 2016 CCI

LAUNCHED A NEW WOMEN IN RENEWABLE ENERGY (WIRE) NETWORK SO THAT MORE

WOMEN ARE EMPOWERED TO BECOME PART OF THE ENERGY SOLUTIONS IN THEIR

COMMUNITIES ANDAND TOTO REAFFIRMREAFFIRM OUROUR COMMITMENTCOMMITMENT TOTO THETHE FULLFULL PARTICIPATION

OF GIRLS AND WOMEN.

THE CLINTON FOUNDATION HAS BEEN ACTIVELY ENGAGED IN HAITI SINCE 2009,

FOCUSING ON ECONOMIC DIVERSIFICATION, PRIVATE SECTOR INVESTMENT, AND

JOB CREATION IN ORDER TO CREATE LONG-TERM, SUSTAINABLE ECONOMIC

DEVELOPMENT. SINCE 2010, THE CLINTON FOUNDATION HAS RAISED A TOTAL OF

MORE THAN $30 MILLION FOR HAITI, INCLUDING RELIEF FUNDS AS WELL AS

FUNDS FOCUSED ON SUSTAINABLE DEVELOPMENT, EDUCATION, AND CAPACITY

BUILDING PROGRAMS. THE CLINTON FOUNDATION CONCENTRATES ON CREATING

SUSTAINABLE ECONOMIC GROWTH IN FIVE PRIORITY SECTORS INCLUDING ENERGY,

TOURISM, AGRICULTURE, ENVIRONMENT, AND ARTISANS/MANUFACTURING, WHERE IT

WORKS TO DEVELOP NEW MARKETS FOR HAITIAN PRODUCTS; TO ENGAGE

INTERNATIONAL COMPANIES AND INVESTORS; AND TO STRENGTHEN LOCAL

ORGANIZATIONS, ENTREPRENEURS, AND BUSINESSES. IN 2016, THE FOUNDATION'S

WORK IN HAITI SUPPORTED INCREASED PRODUCTION OF IMPORTANT CROPS SUCH AS

PEANUTS HELPING TO IMPROVE INCOMES FOR MORE THAN 3,000 FARMERS. IN THE

AFTERMATH OF HURRICANEHURRICANE MATTHEWMATTHEW WHICHWHICH DEVASTATEDDEVASTATED THE COUNTRYCOUNTRY'S'S SOUTHERN

REGION AND LEFT AN ESTIMATED 800,000 PEOPLE IN URGENT NEED OF EMERGENCY

RELIEF MEMBERSMEMBERS OFOF THETHE CGICGI HAITIHAITI ACTIONACTION NETWORKNETWORK PROVIDEDPROVIDED MORE THAN $15

MILLION WORTH OF EMERGENCY SUPPLIES, EQUIPMENT, AND SERVICES TO HELP

SUPPORT THE RECOVERY EFFORT.

THE CLINTON HEALTH MATTERS INITIATIVE (CHMI) WORKS TO IMPROVE THE

632212 08-25-16 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) 52 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) Page 2 Name of the organization BILL, HILLARY & CHELSEA CLINTON Employer identification number FOUNDATION 31-1580204

HEALTH AND WELL-BEING OF PEOPLE ACROSS THE U.S. BY ACTIVATING

INDIVIDUALS, COMMUNITIES, AND ORGANIZATIONS TO MAKE MEANINGFUL

CONTRIBUTIONS TOTO THETHE HEALTHHEALTH OFOF OTHERSOTHERS. . BYBY BUILDINGBUILDING STRATEGICSTRATEGIC

PARTNERSHIPS AND WORKING ACROSS SECTORS, CHMI WORKS TO REDUCE THE

PREVALENCE OF PREVENTABLE HEALTH OUTCOMES AND CLOSE HEALTH INEQUITY AND

DISPARITY GAPS BY IMPROVING ACCESS TO KEY CONTRIBUTORS TO HEALTH FOR

ALL PEOPLE. IN 2016, CHMI NEGOTIATED A GROUNDBREAKING AGREEMENT WITH

ADAPT PHARMA TO PROVIDE THE FIRST NASAL SPRAY VERSION OF NALOXONE, A

DRUG THAT CAN REVERSE OPIOID OVERDOSES, TO ALL U.S. HIGH SCHOOLS FREE

OF CHARGE. AS OF THE END OF 2016, THE DISTRIBUTIONS HAVE ALREADY BEGUN

IN THIRTY-TWO STATES ACROSS THE COUNTRY.

NO CEILINGS: THE FULL PARTICIPATION PROJECT IS AN INITIATIVE OF THE

CLINTON FOUNDATION WHICH AIMS TO ADVANCE THE FULL PARTICIPATION OF

GIRLS AND WOMEN AROUNDAROUND THETHE WORLDWORLD. . THROUGHTHROUGH AA DATA-DRIVENDATA-DRIVEN ANALYSIS ON

GENDER EQUALITY, AN IN-DEPTH CONVERSATION SERIES, INNOVATIVE

PARTNERSHIPS, AND CGI COMMITMENTS, NO CEILINGS BUILDS AN EVIDENCE-BASED

CASE TO CHART THE PATH FORWARD FOR THE FULL PARTICIPATION OF GIRLS AND

WOMEN IN THE 21ST CENTURY.CENTURY. ININ 2016,2016, NONO CEILINGSCEILINGS TOGETHERTOGETHER WITH VITAL

VOICES GLOBAL PARTNERSHIP ANDAND WECONNECTWECONNECT INTERNATIONALINTERNATIONAL LAUNCHED A NEW

COALITION OF 30 PARTNERS FROM THE PUBLIC AND PRIVATE SECTORS THAT SEEKS

TO INCREASE WOMEN'SWOMEN'S ECONOMIC PARTICIPATION, ADDRESS VIOLENCE AGAINST

GIRLS AND WOMEN, AND PROMOTE WOMEN'SWOMEN'S LEADERSHIP. THE GROUP ANNOUNCED 24

NEW COMMITMENTS TO ACTION AT THE 2016 CLINTON GLOBAL INITIATIVE ANNUAL

MEETING, WHICH WILL INVEST MORE THAN $70 MILLION TO HELP NEARLY 900,000

PEOPLE ACROSS SIX CONTINENTS TO PROMOTE GENDER EQUALITY.

TOO SMALL TO FAIL, A JOINT INITIATIVE OF THE CLINTON FOUNDATION AND THE 632212 08-25-16 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) 53 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) Page 2 Name of the organization BILL, HILLARY & CHELSEA CLINTON Employer identification number FOUNDATION 31-1580204

OPPORTUNITY INSTITUTE, IS LEADING A PUBLIC AWARENESS AND ACTION

CAMPAIGN TO PROMOTE THE IMPORTANCE OF EARLY BRAIN AND LANGUAGE

DEVELOPMENT AND TO SUPPORT PARENTS WITH TOOLS TO TALK, READ, AND SING

WITH THEIR YOUNG CHILDREN FROM BIRTH. TODAY, ALMOST 60 PERCENT OF

CHILDREN IN THE UNITED STATES START KINDERGARTEN UNPREPARED, LAGGING

BEHIND THEIR PEERS IN CRITICAL LANGUAGE SKILLS. THROUGH PARTNERSHIPS

WITH PEDIATRICIANS, HOSPITALS, FAITH-BASED LEADERS, COMMUNITY BASED

ORGANIZATIONS, BUSINESSES, ENTERTAINMENT INDUSTRY LEADERS, AND OTHERS,

TOO SMALL TO FAIL IS MEETING PARENTS WHERE THEY ARE TO HELP THEM

PREPARE THEIR CHILDREN FOR SUCCESS IN SCHOOL AND BEYOND. WHETHER AT THE

PEDIATRICIAN'S OFFICE OR THE PLAYGROUND, TOO SMALL TO FAIL AIMS TO MAKE

SMALL MOMENTS BIG BY CREATING OPPORTUNITIES FOR MEANINGFUL INTERACTIONS

ANYTIME, ANYWHERE. IN 2016, TOO SMALL TO FAIL LAUNCHED A NEW EFFORT TO

DISTRIBUTE BOOKS TO UNDERSERVED FAMILIES THROUGH DIAPER BANKS, AND

OPENED 21 "TALKING'TALKING IS TEACHING"TEACHING' THEMED PLAYGROUNDS AROUND THE COUNTRY

THAT INTEGRATE LEARNINGLEARNING WITHWITH PLAYPLAY USINGUSING CONVERSATIONALCONVERSATIONAL PROMPTS THAT

ENCOURAGE PARENTS TO TALK, READ, AND SING WITH THEIR CHILDREN. THROUGH

2016, TOO SMALL TO FAIL DISTRIBUTED MORE THAN 839,000 BOOKS TO

UNDERSERVED COMMUNITIES IN THE UNITED STATES.

THE ALLIANCE FOR A HEALTHIER GENERATION (ALLIANCE), AN AFFILIATED

ENTITY, FOUNDED BY THE CLINTON FOUNDATION AND THE AMERICAN HEART

ASSOCIATION, EMPOWERS KIDS TO DEVELOP LIFELONG, HEALTHY HABITS BY

ENSURING THE ENVIRONMENTS THAT SURROUND THEM PROVIDE AND PROMOTE GOOD

HEALTH. IN 2016, THE ALLIANCE CONTINUED ITS EFFORTS TO EMPOWER KIDS TO

DEVELOP LIFELONG HEALTHY HABITS THROUGH ITS WORK IN SCHOOLS, JUVENILE

JUSTICE FACILITIES, AND OUT-OF-SCHOOL TIME SITES REACHING MORE THAN 21

MILLION YOUNG PEOPLE IN NEARLY 35,000 SCHOOLS AND MORE THAN 2,600

632212 08-25-16 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) 54 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) Page 2 Name of the organization BILL, HILLARY & CHELSEA CLINTON Employer identification number FOUNDATION 31-1580204

OUT-OF-SCHOOL TIME SITES.

FORM 990, PART III, LINE 4C TOTAL OTHER PROGRAM SERVICES:

EXPENSES $ 23,986,884.23,986,884. INCLINCL GRANTSGRANTS OFOF $ 2,732,659. REVENUE $ -143,224.

FORM 990, PART V, LINE 4B, LIST OF FOREIGN COUNTRIES:

AUSTRALIA, COLOMBIA, EL SALVADOR, HAITI,

INDIA, KENYA, MALAWI, PERU,

RWANDA, TANZANIA

FORM 990, PART VI, SECTION A, LINE 1:

THE BOARD OF DIRECTORS PROVIDES GOVERNANCE AND OVERSIGHT FOR THE

FOUNDATION'S AFFAIRS. THE FOUNDATION'S BYLAWS ESTABLISH TWO CLASSES OF

DIRECTORS: CLASS AA ANDAND CLASSCLASS BB. . ACTIONSACTIONS BYBY THETHE BOARDBOARD REQUIREREQUIRE THETHE SUPPORT OF

A MAJORITY OF DIRECTORS ELIGIBLE TO VOTE, INCLUDING AT LEAST ONE CLASS A

DIRECTOR. THE CLASS A DIRECTORS CONSIST OF WILLIAM J. CLINTON AND CHELSEA

VV. . CLINTON.CLINTON. THETHE REMAININGREMAINING MEMBERSMEMBERS OFOF THETHE BOARDBOARD OFOF DIRECTORSDIRECTORS ARE CLASS B

DIRECTORS. THERE IS ALSO AN EXECUTIVE COMMITTEE OF THE BOARD. THE EXECUTIVE

COMMITTEE CONSISTS OF THE CLASS A DIRECTORS AND AN ADDITIONAL MEMBER OF THE

BOARD ELECTED BY THETHE CLASSCLASS AA DIRECTORSDIRECTORS. . THETHE EXECUTIVEEXECUTIVE COMMITTEECOMMITTEE MAY ACT FOR

THE BOARD BETWEEN MEETINGS, AND RESERVES THE EXCLUSIVE AUTHORITY TO REVIEW

AND APPROVE DECISIONS RELATED TO THE USE OF THE CLINTON NAME AND THE

RENAMING OF THE FOUNDATION.

FORM 990, PART VI, SECTION A, LINE 2:

WILLIAM JEFFERSON CLINTONCLINTON ANDAND CHELSEACHELSEA VV. . CLINTONCLINTON HAVEHAVE A FAMILY

RELATIONSHIP.

632212 08-25-16 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) 55 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) Page 2 Name of the organization BILL, HILLARY & CHELSEA CLINTON Employer identification number FOUNDATION 31-1580204

FORM 990 V, LINE 2A:

THE NUMBER OF EMPLOYEES INCLUDES EMPLOYEES OF THE CLINTON GLOBAL INITIATIVE

EIN 27-1551550 WHICH WAS MERGED INTO THE BILL, HILLARY & CHELSEA CLINTON

FOUNDATION IN 2013.

FORM 990, PART VI, SECTION B, LINE 11B:

A COPY OF THE ORGANIZATION'S FORM 990 IS CIRCULATED TO THE BOARD, AMONG THE

VARIOUS OFFICERS AND AMONG THE VARIOUS INITIATIVE HEADS FOR REVIEW PRIOR TO

FILING.

FORM 990, PART VI, SECTION B, LINE 12C:

THE ORGANIZATION MONITORS COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY

BY REQUIRING DIRECTORS, OFFICERS, AND KEY EMPLOYEES TO DISCLOSE POTENTIAL

CONFLICTS ANNUALLY. THE ANNUAL DISCLOSURES ARE REVIEWED BY COUNSEL AND IF

ANY POTENTIAL CONFLICT EXISTS, IT WOULD BE EXAMINED AND APPROPRIATE ACTION

WOULD BE TAKEN.

FORM 990, PART VI, SECTION B, LINE 15B:

THE TOP MANAGEMENT OFFICIAL WAS UNPAID DURING 2016, THEREFORE, THERE WAS NO

REVIEW OF COMPENSATION AND QUESTION ON PART VI, 15A IS ANSWERED NO.

THE ORGANIZATION PARTICIPATES IN AN ANNUAL COMPENSATION STUDY THAT REVIEWS

THREE SURVEYS TO DETERMINE THE REASONABLENESS OF STAFF COMPENSATION

INCLUDING TOP MANAGEMENT. THE ORGANIZATION ALSO UTILIZES AN INDEPENDENT

COMPENSATION CONSULTANT. SALARIES ARE APPROVED ANNUALLY BY THE INDEPENDENT

MEMBERS OF THE BOARD OF DIRECTORS.

FORM 990, PART VI, LINE 17, LIST OF STATES RECEIVING COPY OF FORM 990:

AK,AL,AR,CA,CT,DC,FL,GA,HI,IL,KS,KY,MD,MA,MI,MN,MS,NH,NJ,NM,NY,NC,ND,OK,ORAK,AL,AR, CA,CT,DC,FL,GA, HI, IL,KS,KY, MD,MA,MI,M N,MS,NH,NJ,NM,NY,NC,ND, OK, OR 632212 08-25-16 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) 56 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) Page 2 Name of the organization BILL, HILLARY & CHELSEA CLINTON Employer identification number FOUNDATION 31-1580204

PA,RI,SC,TN,VA,WV,WI

FORM 990, PART VI, SECTION C, LINE 19:

THE ORGANIZATION MAKES ITS AUDITED FINANCIAL STATEMENTS AND ANNUAL REPORT

AVAILABLE ON ITS WEBSITE. ALL OTHER GOVERNING DOCUMENTS ARE AVAILABLE UPON

REQUEST.

FORM 990, PART XI, LINE 9, CHANGES IN NET ASSETS:

PROVISION FOR UNCOLLECTIBLE PLEDGE -7,634,797.

VOIDED CHECKS PREVIOUS YEAR 3,246.

PRIOR YEAR REVENUE ADJUSTMENT -160,300.

CONTRIBUTION REFUND PRIOR YEAR -43,000.

TOTAL TO FORM 990, PART XI, LINE 9 -7,834,851.

FORM 990 XII LINE 2C:

THE ORGANIZATION HAS A COMMITTEE RESPONSIBLE FOR THE OVERSIGHT OF THE

AUDIT AS WELL AS THE SELECTION OF THE INDEPENDENT ACCOUNTANT.

632212 08-25-16 Schedule O (Form 990 or 990-990-EZ)EZ) ((2016)2016) 57 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 OMB No. 1545-0047 SCHEDULE R Related Organizations and Unrelated Partnerships (Form 990990) 990 33 34 35 36 37 (Form ) | Complete if the organization answered "Yes" on Form 990,, Part IV, line 33,, 34,, 35b,b, 36,, or 37.. 2016 | Attach to Form 990990. |Attach to Form . Open to Public Department of the Treasury Open to Public I f ti b t S h d l R (F 990) d it i t ti i t Internal Revenue Service | Informationn orma on abouta o Schedulec e e R (Formorm 990) anand itss instructionsns r c ons issa at www.irs.gov/form990.i / f 9 9 0 Inspection Name of the organization BILL, HILLARY & CHELSEA CLINTON Employer identification number FOUNDATION 31-158020431-1580 204

Part I Identification of Disregarded Entities. Complete if thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 3333..

(a) (b) (c) (d) (e) (f) Name, address, and EIN (if applicable) Primary activity Legal domicile (state or Total income EndEnd-of-year-of-year assets Direct controlling of disregarded entity foreign country) entity

WILLIAM J. CLINTON FDN (KENYA) CHAR TRUST ARGWINGS KOHEK ROAD BILL,, HILLARY & CHELSEA NAIROBI, KENYA CCF F PROGRAMSPROGRAMS KKENYA ENYA 484,658. 0. CLINTONTON FOUNDATION CLINTON FOUNDATION HONG KONG 16/F TAK SHING HOUSE THEATER L BILL,, HILLARY & CHELSEA HONG KONGKONG, , HONGHONG KONGKONG CCF F PROGRAMSPROGRAMS HHONG ONG KONGKONG 0. 0. CLINTONTON FOUNDATION

Identification of Related Tax-Exempt- Organizations. Complete if the organization answered "Yes" on Form 990990, Part IV, line 34 because it had one or more related tax-exempt- Part II Identifica t ion of Related Tax Exempt Organizations. Complete if the organiz a tion answered Yes on Form , Par t IV, line because i t had one or more related tax exemp t P ar t I I organizations during the tax year. (a) (b) (c) (d) (e) (f) (g) Section 512(b)(13)5 1 2(b) ( 13) Name, address, and EIN Primary activity Legal domicile (state or Exempt Code Public charity Direct controlling controlled of related organization foreign country) section status (if section entity entity? 501501(c)(3)) (c)(3)) ______Yes NoNo WILLIAM J CLINTON FOUNDATION UK BILL, HILLARY & ACRE HOUSE 11-15 CCHELSEA HELSEA CLINTONCLINTON LONDON, UNITED KINGDOM FFUNDRAISING UNDRAISING UNITED KINGDOM FFOUNDATION OUNDATION X CLINTON HEALTH ACCESS INITIATIVE - BILL, HILLARY & 27-1414646, 383 DORCHESTER AVE, BOSTON, MA CCHELSEA HELSEA CLINTONCLINTON 02127 HHEALTH EALTH ARKANSAS 501(C)(3) LLINE INE 7 FFOUNDATION OUNDATION X CLINTON FOUNDATION INSALINGSSTIFTELSE BILL, HILLARY & BIRGER JARLSGATAN 55 CCHELSEA HELSEA CLINTONCLINTON STOCKHOLM, SWEDENSWEDEN 11145 FFUNDRAISING UNDRAISING SWEDEN FFOUNDATION OUNDATION X

For Paperwork Reduction Act Notice, see the Instructions for Form 990990.. Schedule R (Form 990990)) 2016

632161 09-06-16 LHA 58 BILL, HILLARY & CHELSEA CLINTON Schedule RR(Form (Form 990990)) 2016 FOUNDATION 31-1580204 Page 2 Identification of Related Organizations Taxable as a Partnership. Complete if thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 34 because it had one or more related Part III Identification of Related Organizations Taxable as a Partnership. organizations treated as a partnership during the tax year. I I (a) I (b) (c) (d) I (e) I (f) I (g) I (h) I (i) (j) (k) Legal Name, address, and EIN Primary activity Legal Direct controlling Predominant income Share of total Share of Code V-UBI General or Percentage Name, address, and EIN Primary activity domicile Direct controlling I Predominant income I Share of total I Share of Disproportionate I Code V-UBI managing Percentage domicile I managing of related organization (state or entity (related, unrelated, income end-of-year amount in box ownershipownership (state or allocations? 20 partner? I foreign excluded from tax under assets 20 of Schedule country) sections 512-514)512-514 K-1-1 (Form 10651065) country) I sections ) I I I Yes I No I K (Form ) YeYes s No

ACCESO FUND LLC - 27-2075171 1271 AVE OF AMERICAS NEW YORK, NYNY 1002010020 INVESTMENTESTMENT DE NN/A /A RELATED -1,767,927. 2,466,243.2,466,243 X N/A I X I 50.00% ACCESO OFERTA LOCAL-PRODUCTORS DE EL SA, CALLE EL MIRADOR Y 93 FRUITIT & BEG. EEL L AACCESO CCESO FUNDFUND AVENIDA, EL SALVADOR SUPPLYPLY SSALVADO ALVADO LLCLLC RELATED -417,463. 415,460415,460. X N/A I X I 50.00%

HAITI DEVELOPMENT FUND LLC - 45-3819678, 1271 AVE OF AMERICAS, NEWNEW YORK,YORK, NYNY 10020 INVESTMENT ESTMENT DE NN/A /A RELATED -9,119. 117,934117,934. X N/A I X I 50.00%

Identification of Related Organizations Taxable as a Corporation or Trust. Complete if thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 34 because it had one or more related Part IV Identification of Related Organizations Taxable as a Corporation or Trust. organizations treated as a corporationcorporation or trust during the tax year. (a) (b) (c) (d) (e) (f) (g) (h) (i) Section 512Section Name, address, and EIN Primary activity Legal domicile Direct controlling Type of entity Share of total Share of Percentage 512(b)(13)(b)(13) of related organization (state or entity (C corp,corp, S corp,corp, income endend-of-year-of-year ownership controlled foreign or trust) assets entity? country) or trust) assets Yes NoNo ACACIA DEVELOPMENT CO - 81-1675271 BBILL, ILL, HILLARYHILLARY 1271 AVENUE OF AMERICAS & CHELSEA NEW YORK, NYNY 1002010020 INVESTMENT DE CCLINTON LINTON C CORP 0. 250,100. 100% X ACCESO CASHEW ENTERPRISE LIMITED OFFICE NO 201 KOHINOOR PARADISE AROGYA AACCESO CCESO MAHARASHTRA, INDIA CCASHEW ASHEW PROCESSINGPROCESSING INDIA WORLDWIDE FUND C CORP 45,848. 0. 99.99% X ACCESO OFERTA LOCAL COLOMBIA S.A.S. (FORMERLY ACCESO BOYACA S.A.S.), CALLE 93A NO. 14-17 OF. 707, BOGOTA, COLOMBIA SUPPLY OF FOOD STUFFSTUFF C COLOMBIAOLOMBIA FFONDO ONDO ACCESO C CCORP CORP 0. 0. 50.00% X ACCESO OFERTA LOCAL PRODUCTOS DEL CARIBE TERNERA 1 BODEGA 49 FFONDO ONDO ACCESOACCESO CARTEGENA, COLOMBIA SUPPLY OF FOOD STUFFSTUFF C COLOMBIAOLOMBIA SSAS AS C CORP -62,150. 830,920. 50.00% X ACCESO PEANUT ENTERPRISE CORPORATION 11 RUE OGE PETION-VILLE AACCESO CCESO FUNDFUND RUE DORZIN PROLONGEE MIRABELAIS, HAITI PPEANUT EANUT SUPPLYSUPPLY CHAINCHAIN HHAITI AITI LLLC LC C CORP -2,953. 13,199. 50.00% X 632162 09-06-16 Schedule R (Form 990990)) 2016 SEE PART VII FOR CONTINUATIONS 59 BILL, HILLARY HILLARY & &CHELSEA CHELSEA CLINTONCLINTON Schedule R (Form 990) FOUNDATION 31-1580204

I Part IV I Continuation of Identification of Related Organizations Taxable as a Corporation or Trust

(a)(a) (b)(b) (c)(c) (d)(d) (e)(e) (f)(f) (g)(g) (h)(h) (i)(i) Section 512Section Name, address, and EIN Primary activity Legal domicile Direct controlling Type of entity Share of total Share of Percentage 512(b)(13)(b)(13) of related organization (state or entity (C corp,corp, S corp,corp, income endend-of-year-of-year ownership controlled foreign or trust) assets entity? country) or trust) assets YYes e s NNo o ACCESO WORLDWIDE WORLDWIDE FUND FUND INC. INC. - -46-4160920 46-4160920 BILL, HILLARY HILLARY 1271 AVENUEAVENUE OFOF AMERICASAMERICAS & CHELSEACHELSEA NEW YORK, YORK, NY NY 10020 INVESTMENT DE CLINTON C CORPCORP 144,689. 662,462. 100% XX CHAKIPI ACCESOACCESO SASA PERUPERU CALLE CASCANUECESCASCANUECES MZ M2M2 ACCESO FUND LOTE 44 LIMA,LIMA, PERUPERU DISTRIBUTION OFOF GOODSGOODS PERUPERU LLC C CORPCORP -232,909. 170,118. 50.00% XX CHAKIPI COLOMBIACOLOMBIA S.A.SS.A.S BRR MAMONAL DG DG 31 31 100 100 179 CENTROCENTRO INDUSTRIAL Y CARTAGENA, COLOMBIACOLOMBIA DISTRIBUTION OF OF GOODS GOODS COLOMBIACOLOMBIA FONDOFONDO ACCESOACCESO C CORPC CORP -232,909. 170,118. 50.00% XX FONDO ACCESOACCESO S.A.S. S.A.S. CALLE 93A 93A NO. NO. 14-1714-17 OF. 707707 ACCESSO FUND BOGOTA, COLOMBIACOLOMBIA INVESTMENT COLOMBIA LLC C CORPCORP -8,991. 782,783. 50.00% XX MOYO DEVELOPMENT COMPANYCOMPANY 1271 AVENUEAVENUE OFOF AMERICASAMERICAS ACACIA DEV. NEW YORK, YORK, NY NY 10020 INVESTMENT DE CORP C CORPCORP 0. 586,210. 40.00% XX MOYO NUTSNUTS ANDAND SEEDSSEEDS LIMITED LIMITED PO BOX 5133 REALYREALY HOUSEHOUSE MOYO DEV. CHURCH HILL HILL RD LIMBE, MALAWIMALAWI NUT PROCESSINGPROCESSING MALAWI COMPANYCOMPANY C CORPCORP 40.00% XX RUAHA DEVELOPMENT COMPANYCOMPANY LIMITED LIMITED IMMMA HSE HSE PLOT PLOT NO.357,UN NO.357,UN RD POPO BXBX 72484 ACACIA DEV. UPANGA DAR,DAR, ELEL SALVADORSALVADOR FARMING TANZANIA CORPCORP C CORPCORP 100% XX TUKULA FARMING COMPANYCOMPANY LTD.LTD. PO BOX 5133 REALYREALY HOUSEHOUSE ACACIA DEV. CHURCH HILL HILL RD LIMBE, MALAWIMALAWI FARMING MALAWI CORPCORP C CORPCORP 100% XX

632224 04-01-16 60 BILL, HILLARY & CHELSEA CLINTON Schedule RR(Form (Form 990990)) 2016 FOUNDATION 31-1580204 Page 3

Part V TransactionsTransactions With With Related Related Organizations. Organizations. Complete ifif thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 3434,, 3535b,b, or 3636..

Note: Complete line 1 if any entity is listed inin PartsParts II,II, III, or IV ofof thisthis schedule. Yes No 1 During the tax year, did the organization engage in any of the following transactions with one or more related organizations listed in Parts IIII-IV?-IV? a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent fromfrom aa controlledcontrolled entity entity ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1a X b Gift, grant, or capital contribution toto relatedrelated organization(s)organization(s) ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1b X I c Gift, grant, or capitalcapital contributioncontribution fromfrom relatedrelated organization(s) organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1c X I d Loans or loanloan guaranteesguarantees to to or or for for related related organization(s) organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1d X I e Loans or loanloan guaranteesguarantees by by related related organization(s) organization(s)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1e X

f Dividends from related organization(s)organization(s)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1f X g Sale of assets toto relatedrelated organization(s)organization(s)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1g X h Purchase of assetsassets fromfrom relatedrelated organization(s) organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1h X i Exchange ofof assetsassets withwith relatedrelated organization(s) organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1i X j Lease of facilities, equipment, or other assets to relatedrelated organization(s)organization(s) ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1j X

k Lease ofof facilities,facilities, equipment,equipment, or or other other assets assets from from related related organization(s) organization(s)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1k X l Performance of services or membership or fundraising solicitations for relatedrelated organization(s) ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1l X m Performance of services or membership or fundraising solicitations by relatedrelated organization(s)organization(s) ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1m X n Sharing of facilities, equipment,equipment, mailingmailing lists, lists, or or other other assets assets with with related related organization(s) organization(s)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1n X I o Sharing of paid employees with related organization(s) ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1o X

p Reimbursement paid paid to to related related organization(s) organization(s) for for expenses expenses~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1p X I q Reimbursement paidpaid by by related related organization(s) organization(s) for for expenses expenses~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1q X

r Other transfertransfer of of cash cash or or property property to to related related organization(s) organization(s)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1r X s Other transfer of cash or property from related organization(s)  1s1 X s Other transfer of cash or property from related organization(s)                                                        s 2 If the answer toto anyany ofof thethe aboveabove isis "Yes," Yes, see see the the instructions instructions for for information information onon whowho mustmust complecomplete t this this line, line, including including covered covered relationshipsrelationships andand transactiontransaction thresholds. (a) (b) (c) (d) Name of related organization Transaction Amount involved Method of determining amount involved type (a(a-s)-s)

(1) ACACIA DEVELOPMENT CO B 251,600. FMV

(2) ACCESO FUND LLC B 1,216,608. FMV

(3) ACCESO PEANUT ENTERPRISE CORPORATION P 339,299. FMV

(4) ACCESSO WORLDWIDE FUND INC B 644,104. FMV

(5) ACCESSO WORLDWIDE FUND INC C 532,058. FMV

(6) CLINTON FOUNDATION INSALINGSSTIFTELSE C 4,984,270. FMV 632163 09-06-16 Schedule R (Form 990990)) 2016 61 BILL, HILLARY & CHELSEA CLINTON Schedule R (Form 990) FOUNDATION 31-1580204

I Part V ContinuationContinuation of of Transactions Transactions With With RelatedRelated OrganizationsOrganizations (Schedule R (Form 990990),), Part V, line 22)) (a) (b) (c) (a) (b) (c) (d) Name of other organization Transaction Amount involved Method of determining Name of other organization - Method of determining type (a(a-r)r) amount involved

(7)MOYO NUTS AND SEEDS R 819,273. FMV

(8)MOYO NUTS AND SEEDS D 819,273. FMV

(9)

(10)

(11)

(12)

(13)

(14)

(15)

(16)

(17)

(18)

(19)

(20)

(21)

(22)

(23)

(24)

632225 04-01-16 62 BILL, HILLARY & CHELSEA CLINTON Schedule RR(Form (Form 990990)) 2016 FOUNDATION 31-1580204 Page 4

Part VI UnrelatedUnrelated Organizations Organizations Taxable Taxable as as a a Partnership. Partnership. Complete if thethe organizationorganization answered answered "Yes" Yes on Form 990990,, Part IV, line 3737..

Provide the following information for each entity taxed as a partnership through which thethe organizationorganization conductedconducted moremore thanthan fivefive percentpercent ofof itsits activities activities (measured (measured byby totaltotal assetsassets oror grossgross revenue)revenue) that waswas notnot aa relatedrelated organization. See instructionsinstructions regarding exclusion for certain investment partnerships. I (a) I (b) I (c) I (d) (e) I (f) I (g) I (h) I (i) I (j) I (k) AreAreall all I I I I I Dispropor-- GeneralGeneralor or Name, address, and EIN I Primary activity Legal domicile Predominant income partnerspartnerssec. sec. Share of I Share of I Dispropor I CodeCode V-UBI V-UBI Percentage I (related, unrelated, 501(c)(3) tiontionate a t e amount in box 20 mmanaging a naging of entientity t y (state or foreign (related, unrelated , total end-of-year allocations? amount in box partner? ownership excexcluded l uded from from tax ununder der orgs.? allocations? of Schedule KK-1-1 partne r ? country) 512-514 Y income assets Y N 1065 Y N I sections 512-514) Yeses No Yeses Noo (Form 1065) Yeses No

Schedule R (Form 990990)) 2016

632164 09-06-16 63 BILL, HILLARY & CHELSEA CLINTON Schedule RR(Form (Form 990990)) 2016 FOUNDATION 31-1580204 Page 5 Part VII I Supplemental Information. Provide additional information for responses to questions on Schedule R. See instructions.

PART IV, IDENTIFICATION OF RELATED ORGANIZATIONS TAXABLE AS CORP OR TRUST:

NAME OF RELATED ORGANIZATION:

ACACIA DEVELOPMENT CO

DIRECT CONTROLLING ENTITY: BILL, HILLARY & CHELSEA CLINTON FOUNDATION

NAME OF RELATED ORGANIZATION:

ACCESO WORLDWIDE FUND INC.

DIRECT CONTROLLING ENTITY: BILL, HILLARY & CHELSEA CLINTON FOUNDATION

632165 09-06-16 Schedule R (Form 990990)) 2016 64 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 EXTENDED TO TO NOVEMBERNOVEMBER 15, 15, 2017 Form 990-T990-T Exempt OrganizationOrganization BusinessBusiness IncomeIncome Tax ReturnReturn OMB No. 1545-0687 (and proxy taxtax under section 60336033(e))(e)) 2016 For calendar year 2016 or other tax year beginning ______,and, and endingending ______. | Information Information about about FormForm 990-T990-T and its instructions isis availableavailable at www.irs.gov/form990t. 2016 Department of the Treasury Open to Public Inspection for InternalInternal Revenue Service | Do Do not not enter enter SSN SSN numbers numbers on on this this form form as as it it may may be be made made public public if if your your organizationorganization is a 501501(c)(3).(c)(3). 501(c)(3) Organizations Only A X Check box if Name of organization ( Check box if name changed and see instructions.) D Employer identification number A [1Checkboxif Name of organization ( [1Check box if name changed and see instructions.) (Employees' trust, see address changed BILL, HILLARY HILLARY & &CHELSEA CHELSEA CLINTONCLINTON instructions.) FOUNDATION 31-1580204 B XExempt 501 under section Print X 501((c )( 3 ) ) or Number, street, and room or suite no. If a P.O. box, see instructions. E Unrelated business activity codes [1 Number, street, and room or suite no. If a P.O. box, see instructions. (See(See instructions.)instructions.) 408 220 Type 408(e) 220(e)(e) 1200 PRESIDENTPRESIDENT CLINTONCLINTON AVEAVE [1408 (e) [1530 [1408AA [1530(a)(a) City or town, state or province, country, and ZIP or foreign postal code 529(a) LITTLE ROCK, AR AR 72201 52599025990 722320 C BookvalueofallassetsBook value of all assets F GroupGr oup exemption number (See instructions.)instructions.) | C aatt eend n d oof f yyear e a r F 50 1 40 1 335,481,436. G Check organization organization type type| | [1X 501(c)50 1(c) corporation [1501(c) (c) trust [1401(a) (a) trust [1Other trust H Describe thethe organization's organization's primary primary unrelated unrelated business business activity. activity.| | CATERING, MUSEUMMUSEUM SALES && PARTNERSHIPPARTNERSHIP INVESTMENTSINVESTMENTS I During the tax year, was the corporation a subsidiary in an affiliated group or a parentparent-subsidiary-subsidiary controlled group? ~~~~~~~ ~ ~ ~ ~ ~| | [1Yes [1X No If Yes,"Yes," enter enter thethe name andand identifying identifying number number of of the the parent parent corporation. corporation.| | J The books books are are in incare care of of| | ANDREW KESSEL, KESSEL, CFOCFO Telephone number number| | 510-748-0471 Part I UnrelatedUnrelated Trade Trade or or Business Business IncomeIncome (A) Income (B) ExpensesExpenses (C) Net 1 a Gross receipts or sales 2,665,805. I b Less returns and allowances ______c Balance~~~ ~ ~ ~| | 1c1c 2,665,805.______2 Cost of goods sold (Schedule A, line 7)7) ~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 2 642,608. 3 Gross profit. Subtract line 2 from line 1c1c ~~~~~~~~~~~~~~~~ 3 2,023,197. 2,023,197. 4 a Capital gain gain net net income income (attach (attach Schedule Schedule D) ~~~~~~~~~~~~~~~ D) ~~~~~~~~~~~~~~~ 4a4a 89,704. 89,704. b Net gain (loss) (Form 4797,4797, Part II, line 17)17) (attach Form 47974797)) ~~~~~~~~~~~~ 4b4b c Capital loss loss deduction deduction for trusts for~~~~~~~~~~~~~~~~~~~~ trusts ~~~~~~~~~~~~~~~~~~~~ 4c4c 5 Income (loss)(loss) fromfrom partnershipspartnerships and and S Scorporations corporations (attach (attach statement) statement)~~~ ~~~ 5 141,871. STMT 11 141,871. 6 Rent income income (Schedule (Schedule C) ~~~~~~~~~~~~~~~~~~~~~~ C) ~~~~~~~~~~~~~~~~~~~~~~ 6 7 Unrelated debt-financeddebt-financed income income (Schedule (Schedule E) ~~~~~~~~~~~~~~ E) ~~~~~~~~~~~~~~ 7 8 Interest, annuities, royalties,royalties, andand rentsrents fromfrom controlledcontrolled organizations (Sch.(Sch .F) F)~~ 8 9 Investment income of aa section 501501(c)(7),(c)(7), (9),(9), or (17)(17) organizationorganization (Schedule(Schedule G) 9 10 Exploited exempt exempt activity activity income income (Schedule (Schedule I) ~~~~~~~~~~~~~~ I) ~~~~~~~~~~~~~~ 10 11 Advertising income income (Schedule (Schedule J) ~~~~~~~~~~~~~~~~~~~~ J) ~~~~~~~~~~~~~~~~~~~~ 11 12 Other income (See instructions; attach schedule) ~~~~~~~~~~~~~~~~~~~~~~~~ 12 13 Total. Combine lines 3 through 12 ...... I 13 I 2,254,772. I 2,254,772. Part II I Deductions Not Taken Elsewhere (See instructionsinstructions for limitations on deductions.) (Except for contributions, deductions mustmust bebe directlydirectly connectedconnected withwith thethe unrelatedunrelated businessbusiness income.)

14 Compensation of of officers, officers, directors, directors, and and trustees trustees (Schedule (Schedule K) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ K) ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 14 15 Salaries and and wages wages~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 15 1,333,660. 16 Repairs and and maintenance maintenance~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 16 57,630. 17 Bad debts ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 17 18 Interest (attach (attach schedule) schedule)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 18 19 Taxes and and licenses licenses~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 19 15,207. 20 Charitable contributionscontributions (See instructionsinstructions forfor limitation rules) ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 20 21 Depreciation (attach Form 4562)4562) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 21 22 Less depreciation claimed on Schedule A and elsewhere onon return ~ ~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 22a2 2a 22b2 2b 23 23 23 Depletion ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 23 24 Contributions to to deferred deferred compensation compensation plans plans~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 242 4 8,146. 25 Employee benefit benefit programs programs~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 252 5 46,097. 26 Excess exempt exempt expenses expenses (Schedule (Schedule I) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ I) ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 26 27 Excess readership readership costs costs (Schedule (Schedule J) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ J) ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 27 2 28 Other deductions (attach schedule) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~SEES~EE~~ STATEMENTST~A~TE~M~EN~T~ 2 ~ ~ ~ ~ ~ ~ 282 8 441,888. 29 Total deductions. Add lines 14 through 28 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 29 1,902,628. 30 Unrelated business taxable incomeincome before netnet operatingoperating loss deduction. Subtract line 29 from line 13 ~ ~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 303 0 352,144. 3 31 Net operating loss deduction (limited to the amount on line 30)30) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~SEES~EE~~ STATEMENTST~A~TE~ME~N~T ~3 ~ ~ ~ ~ ~ ~ 313 1 352,144. 32 Unrelated business taxable incomeincome before specific deduction. Subtract line 31 from line 30 ~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 323 2 0. 33 Specific deduction (Generally $1,000,$1,000, but see line 33 instructions for for exceptions) exceptions)~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 333 3 1,000. 34 Unrelated business taxable income. Subtract line 33 from line 32.32. If line 33 is greatergreater than line 32,32, enterenter the smaller of zero or lilinene32 32 ...... 34 I 0. 623701 01-18-17 LHALHA For Paperwork Reduction Act Notice, see instructions. Form 990-990-TT ((2016)2016) 66 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101

BILL, HILLARY HILLARY && CHELSEA CHELSEA CLINTONCLINTON Form 990-T990-T(2016) (2016) FOUNDATION 31-1580204 Page 3

- Schedule A - Cost of Goods Sold. Enter method of inventory valuation |N/A 1 Inventory at beginning of yearyear ~~~~ ~ ~ 1 0. 6 Inventory atat end of year ~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 6 0. 2 Purchases ~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 2 642,608. 7 Cost of goods sold. Subtract line 6 3 Cost of labor~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 3 from line 55.. Enter here andand inin PartPart I,I, 4 a Additional section 263A263A costs lilinene 2 ~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 7 642,608. (attach schedule) schedule)~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ 4a4a 8 Do the rules of section 263A263A (with respect to Yes NoNo 4 b Other costscosts (attach (attach schedule) schedule)~~~ ~ ~ ~ 4bb ______property produced or acquired for resale) apply to 5 Total. Add lines 1 through 4b4  5 642,608. the organization?  X Total. Add lines through b    5 the organization?                        Schedule C - Rent IncomeIncome (From(From RealReal PropertyProperty andand PersonalPersonal Property Leased With Real Property) (see instructions)instructions)

1.1. Description of property

(1) ((2)2) (3) (4) 2. Rent received or accrued Deductions directly connected with the income in From personal property (if the percentage of From real and personal property (if the percentage 3(a) Deductions directly connected with the income in (a) From personal property (if the percentage of (b) From real and personal property (if the percentage columns 22(a)(a) and 2(b)2(b) (attach schedule) rent for personal property is more than of rent for personal property exceeds 50%50% or if 10%10% but not more than 50%)50%) the rent is based on profit or income) (1) (2) (3) (4) Total 0. Total 0.0 .

2 2 (b) Total deductions. (c) Total income. Add totals of columns 2(a)(a) and 2(b).(b). EnterEnter (b) Total deductions. EEnter n t e r hereh e r e and a n d ono n ppage a g e 1,1, here and on page 1,1 Part I, line 66, column (A)  | 0.0 . Part I, line 6,6, column (B)  | 0. here and on page , Part I, line , column (A)        SSchedulechedule EE- - UUnrelatednrelated Debt-FinancedDebt-Financed IncomeInc (see instructions) 3. Deductions directly connected with or allocable to debt-financed- property 2.2 . Gross income from to debt financed property or allocable to debt-debt- - (a) Straight line depreciation (b) Other deductions 1.1. Description of debt-financeddebt financed property financed property (a) Straight line depreciation (b) Other deductions financed property (attach(attach schedule) (attach(attach schedule)

(1) (2) (3) (4) 4. Amount of average acquisition 5.5 . Average adjusted basis 6. Column 4 divided 7.7 . Gross income 8. Allocable deductions debt on or allocable to debt-financeddebt-financed of or allocable to by column 5 reportable (column (column 6 x total of columns - by column reportable (column (column x total of columns property (attach schedule) debt-financeddebt financed property 2 xcolumnx column 6)6) 3(a)3(a) and 3(b))3(b)) (attach schedule)

(1) % (2) % (3) % (4) %

Enter here and on page 1,1 Enter here and on page 1,1, Part I, line 7,7, column (A).(A). Part I, line 7,7, column (B). 0. 0. Totals ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~| | 0. 0. Total dividends-received deductions included in column 8  | 0. Form 990-T990-T ((2016)2016)

623721 01-18-17 68 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY HILLARY && CHELSEA CHELSEA CLINTONCLINTON Form 990-T990-T(2016) (2016) FOUNDATION 31-1580204 Page 4 - Schedule F - Interest, Annuities, Royalties, and Rents From Controlled Organizations (see instructions)instructions) Exempt Controlled Organizations 1.1. Name of controlled organization 2.2. Employer 3.3. Net unrelated income 4.4. Total of specified 5.5. Part of column 4 that is 6.6. Deductions directly identification (loss)(loss) (see instructions)instructions) payments made included in the controllingcontrolling connected with income number organization's gross income in column 5

(1) (2) (3) (4) Nonexempte mpt Controlled Organizations 7.7. Taxable Income 8. Net unrelated income (loss) 9. Total of specified payments 10. Part of column 9 that is included 11. Deductions directly connected (see(see instructions)instructions) made in the controlling organization's with income in column 10 gross income

(1) (2) (3) (4)

Add columns 5 and 10.10. Add columns 6 and 11.11. Enter here and on page 1,1, Part I, Enter here and on page 1,1, Part I, line 8,8, column (A).(A). line 8,8, column (B).(B).

Totals  J 0. 0.                                         J Schedule G - Investment Income of a Section 501501(c)(7),(c)(7), (9),(9), or (17)(17) Organization (see instructions)instructions) 3.3 Deductions Total deductions . 4 Set-asides 5. 1 Description of of inc income o me 2 Amount ofof inc income o me directly connected 4.. Set-asides and set-asides- 1.. 2.. dire c tly c o nne c ted (attach schedule) and set asides (attach schedule) (attach schedule) (col. 3 plus col. 44) ______(col. plus col. ) (1) (1) ______(2) (2) ______(3) (4) Enter here and on page 1,1, Enter here and on page 1,1, Part I, line 9,9, column (A).(A). Part I, line 9,9, column (B).

Totals  0. 0.                               9 ______9 Scheduleule I - Exploited Exempt Activity Income, Other Than Advertising Income (see instructions)instructions)

4.4 Net incomeincome(loss) (loss) 3. Expenses . 7.7 . ExcessexemptExcess exempt 2. Gross from unrelatedunrelatedtradeor trade or 5. GrossGrossincome income 6 directly connected 2 6.. Expenses expenses (column 1. Description of unrelated business business (column 2 from activity that 6 5 with production 3 attributable to 6 minus ccolumn o lumn 5,, exploitexploited e d activityactivity incincome o me fromfrom minus ccolumn o lumn 3).). If a is notnot unrelatunrelated e d of unrelatunrelated e d ccolumn o lumn 5 but notnot m more o re t thanh an trade oor rbusine business s s gain, ccompute o mpute ccols. o ls. 5 business inc income o m e business inc income o m e ccolumn o lumn 44).). tthrough h rough 77.. (1) (2) (3) (4) Enter here and on Enter here and on Enter here and page 1,1, PartPartI, I, page 1,1, PartPartI, I, on page 1,1, line 10,10, col. (A).(A). line 10,10, col. (B).(B). Part II, line 26.26. Totals  0. 0. 0. 9 _____   -     9 ScheduleleJ J - Advertising Income (see instructions)instructions ) Part I Income FromFrom PeriodicalsPeriodicals Reported onon aa ConsolidatedConsolidated BasisBasis

I 4.4 Advertising gain 7.7 Excess readership 2. GGross ross . . 2. 3.3 Direct I or (loss) (col. 2 minus 5.5 Circulation 6.6 Readership costs (column 6 minus 1 advertising . . . 1.. Name of periodical advertising costs I col. 3).3). If a gain,gain, computecompute income costs column 5,5, but not more income I cols. 5 through 77.. than column 44).). (1) (2) (3) (4)

Totals (carry to Part II, line (5))  9 0. 0. 0. Form 990-990-TT ((2016)2016) 623731 01-18-17 69 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY HILLARY && CHELSEA CHELSEA CLINTONCLINTON Form 990-T990-T(2016) (2016) FOUNDATION 31-1580204 Page 5 I Part II I Income From Periodicals Reported on a Separate BasisBasis (For eacheach periodicalperiodical listed in Part II, fill in columns 2 through 7 on a lineline-by-line-by-line basis.)

I 4.4 Advertising gain 7.7 Excess readership 2. Gross . 5 6 . 2. 3.3 Direct I or (loss) (col. 2 minus I 5. Circulation I 6. Readership I costs (column 6 minus 1 advertising . . . 1.. Name of periodical advertising costs col. 3).3). If a gain,gain, computecompute income costs column 5,5, but not more income I cols. 5 through 77.. I I I than column 44).). (1) (1) ______(2) (2) ______(3) (3) ______(4) (4) ______Totals from Part I  0. 0. 0. TotalsfromPartI        9 Enter here and on Enter here and on Enter here and page 1,1, PartPartI, I, page 1,1, PartPartI, I, on page 1,1, line 11,11,col. col. (A).(A). line 11,11,col. col. (B).(B). Part II, line 27.27.

, 1-5 0. 0. 0. TotalsTotals, Part II (lines 1-5)) 9 0. 0. 0. Schedule K - Compensation of Officers, Directors, and Trustees (see instructions)instructions) 3. Percent of 4. Compensation attributable time devoted to Name Title to unrelated business 1. 2. business (1) % (2) % (3) % (4) % Total. Enter here and on page 1, Part II, line 14  9 0. Form 990-T990-T ((2016)2016)

623732 01-18-17 70 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON FOUNDATI 31-158020431-158 0204 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}} } } } } } } } } } ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ FORM 990-T INCOME (LOSS) FROM PARTNERSHIPS STATEMENT 1 AND S CORPORATIONS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} } } } } } } } } } } }

DESCRIDESCRIPTION PTION AMOUNT }}}}}}}}}}}} } } } } } } } } } } }}}}}}}}}}}}}}}} } } } } } } } } } } } SUMMIT ROCK DIVERSIFIED - ORDINARY INCOME(LOSS) 14,607. SUMMIT ROCK HEDGED EQUITY PORTFOLIO, L.P - ORDINARY INCOMEINCOME(LOSS) (LOSS) -12,390. SUMMIT ROCK SELECT EQUITY PORTFOLIO, L.P - ORDINARY INCOMEINCOME(LOSS) (LOSS) -2,450. SUMMIT ROCK STRATEGIC FIXED INCOME - ORDINARY INCOME(LOSS) 142,623. SUMMIT ROCK PRIVATE EQUITY PORTFOLIO II - ORDINARY INCOMEINCOME(LOSS) (LOSS) -519.

}}}}}}}}}}}}}}}} } } } } } } } } } } } TOTAL TO FORM 990-T, PAGE 1, LINE 5 141,871. ~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ FORM 990-T OTHER DEDUCTIONS STATEMENT 2 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} } } } } } } } } } } }

DESCRIDESCRIPTION PTION AMOUNT }}}}}}}}}}}} } } } } } } } } } } }}}}}}}}}}}}}} EQUIPMENT RENTAL 5,435. BANQUET EXPENSES 210,236. OTHER EXPENSES 131,333. FACILITY EXPENSES 44,434. BANK & MISCELLANEOUS 17,875. MARKETING AND OUTREACH 21,022. TELEPHONE 8,363. TRAVEL 3,190.

}}}}}}}}}}}}}} TOTAL TO FORM 990-T, PAGE 1, LINE 28 441,888. ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-T NET OPERATING LOSS DEDUCTION STATEMENT 3 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } } LOSS PREVIOUSLY LOSS AVAIAVAILABLE LABLE TAX YEAR LOSS SUSTAINED APPLIED REMAINING THIS YEAR }}}}}}}}} } } } } } } } } } }}}}}}}}}}}}}}} } } } } } } } } } } } }}}}}}}}}}}}}}} } } } } }}}}}}}}}}}}}}} } } } } } } } } } } } } } }}}}}}}}}}}}}}}} } } } } } } } } } } 12/31/11 34,437. 0. 34,437. 34,437. 12/31/12 180,700. 0. 180,700. 180,700. 12/31/13 201,666. 0. 201,666. 201,666. 12/31/14 52,086. 0. 52,086. 52,086. 12/31/15 115,325. 0. 115,325. 115,325. }}}}}}}}}}}}}} }}}}}}}}}}}}}} NOL CARRYOVER AVAILABLE THIS YEAR 584,214. 584,214. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

71 STATEMENT(S) 1,1, 22, , 3 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON FOUNDATI 31-158020431-158 0204 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-T NAME OF FOREIGN COUNTRY IN WHICH STATEMENT 4 ORGANIZATION HAS FINANCIAL INTEREST }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

NAME OF COUNTRY }}}}}}}}}}}}}}} AUSTRALIA COLOMBIA EL SALVADOR HAITI INDIA KENYA MALAWI PERU RWANDA TANZANIA

72 STATEMENT(S) 4 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 SCHEDULE D Capital Gains and Losses OMB No. 1545-01231 5 4 5- 0 1 2 3 1120 Capital Gains and Losses (Form 1120)) | Attach Attach to to FormForm 1120,1120, 1120-C,1120-C, 1120-F,1120-F, 1120-FSC,1120-FSC, 1120-H,1120-H, 1120-IC-DISC,1120-IC-DISC, 1120-L,1120-L, Department of the Treasury 1120-ND,1120-ND, 1120-PC,1120-PC, 1120-POL,1120-POL, 1120-REIT,1120-REIT, 1120-RIC,1120-RIC, 1120-SF,1120-SF, or certain Forms 990-990-T.T. Internal Revenue Service | Information about Schedule D (Form 1120)1120) and its separate instructions is at www.irs.gov/form1120.www.irs.gov/form 1 120. 2016 Name I Employer identification number BILL, HILLARY HILLARY & &CHELSEA CHELSEA CLINTONCLINTON FOUNDATION 31-1580204 Part I Short-Term Capital Gains and Losses - Assets Held One Year or Less See instructions for how to figure the amounts to enter on the lines below. (d) ((e) e) (g) Adjustments to gain (h) Gain or (loss). Subtract Proceeds CostC o st or loss from Form(s) 8949,8949, column (e)(e) fromfrom columncolumn ( (d)d ) andand This form may be easier to complete if you (sales price) (or(or other basis) Part I, line 2,2, column (g) combine the result with column (g)

round off cents to whole dollars. ______1a1a Totals for all short-termshort-term transactions reported on Form 1099-B1099-B for which basis was reported to the IRS and for which you have nono adjustmentsadjustments (see(see instructions).instructions). However, if you choose to report all these transactions on Form 89498949,, leave thisthis line 1 blank and andgotoline go to line 1bb ______1b1b Totals for all transactions reported on 8949 Form(s) 8949 with BoxABox A checked ______2 Totals for all transactions reported on 8949 Form(s) 8949 with BoxBBox B checked ______3 Totals for all transactions reported on 8949 Form(s) 8949 with Box C checked ______4 ShortShort-term-term capital gain from installment sales from Form 62526252,, line 26 or 37 ~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 4 5 ShortShort-term-term capital gain oror (loss) from likelike-kind-kind exchanges from Form 8824 ~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 5 6 Unused capital capital loss loss carryover carryover (attach (attach computation) computation) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 6 ( ) 7 Net short-termshort-term capital gain oror (loss). CombineCombine lines 1a1a through 6 in column h  7 I           PartPart II Long-TermLong-Term CCapitalapital GainsGainsan andd LossesLosses - AAssetsssets HeldHeld MoreMore ThThanan One Year See instructions for how to figure the amounts I I I I to enter on the lines below. I (d) I (e) I (g) Adjustments to gain I (h) Gain or (loss). Subtract Proceeds I Cost I or loss from Form(s) 8949,8949, I column (e)(e) fromfrom columncolumn ( (d)d ) andand This form may be easier to complete if you I (sales price) I (or(or other basis) I Part II, line 2,2, column (g) combine the result with column (g) round off cents to whole dollars. I I I I 8a8a Totals for all long-termlong-term transactions reported on Form 1099-B1099-B for which basis was reported to the IRS and for which youyou havehave no adjustments (see instructions). However, if youyou choosechoose to report allall thesethese transactions on Form 8949,8949, leave this line blank and go to line 8b  8b8b Totals for all transactions reported on Form(s) 8949 with Box D checked  9 Totals for all transactions reported on Form(s) 8949 with Box E checked  10 Totals for all transactions reported on 89,704. Form(s) 8949 with Box F checked  - 11 Enter gain from Form 4797,4797, line 7 or 9 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 11 12 LongLong-term-term capital gain from installment sales from Form 62526252,, line 26 or 37 ~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 12 13 LongLong-term-term capital gain oror (loss) from likelike-kind-kind exchanges from Form 8824 ~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 13 14 Capital gain distributionsdistributions ~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 14 15 Net long-termlong-term capital gain oror (loss). CombineCombine lines 8a8a through 14 in column h ______15 89,704. Part III I Summary of Parts I and II 16 Enter excess ofof net short-termshort-term capital gain (line 7)7) over net long-termlong-term capital loss (line 15)15) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 16 17 Net capital gain. Enter excess of net long-termlong-term capital gain (line 15)15) over net short-termshort-term capital loss (line 7)7) ~~~~~~~~~~~~~~~~ 17 89,704. 18 Add lines 16 and 17.17. Enter here and on Form 1120,1120, page 1,1, line 8,8, or the proper line on other returns. If 18 89,704. the corporation hashas qualified timber gain,gain, alsoalso complete Part IV~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 18 - Note: If losseslosses exceedexceed gains, seesee Capital losses in the instructions.instructions.

JWA For Paperwork Reduction Act Notice, see the InstructionsInstructions for Form 1120.1120. Schedule D (Form 1120)1120) 2016

621051 12-27-1612-27- 16 73 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 BILL, HILLARY & CHELSEA CLINTON Schedule D (Form 1120)1120 2016 2 ScheduleD(Form ) FOUNDATION 31-1580204 Page 2 I Part IV I Alternative Tax for Corporations with Qualified Timber Gain. Complete Part IV only if thethe corporation hashas 1201 1120- qualified timber gain under section 1201(b).(b). Skip this part if youyou are filing Form 1120-RIC.RIC. See instructions.instructions. ______1201 2 19 19 EnterEnter qualifiedqualified timbertimber gaingain (as(as defineddefined in section 1201(b)(2))(b)( )) ~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 19 ______20 EnterEnter taxabletaxable income from Form 1120,1120, page 1,1, line 3030,, or thethe applicable line 20 ofyourtaxreturnof your tax return ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 20 21 EnterEnter the the smallestsmallest of:of: (a)(a) thethe amount on line 19;19; (b) thethe amount on line 2020;; or 17 2 (c) thethe amountamount onon ParPart t III,III, line 17 ~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 21 1 ______

21 23 8 0 238 22 22 MultiplyMultiply line 21 by 23.8%. % (0.238)( . ) ...... 22

17 20 -0- 23 23 SubtractSubtract line 17 from line 20.. If zero or less, enter -0- 23 24 EnterEnter thethe taxtax on line 2323,, figured usingusing thethe TaxTax Rate Schedule (or applicable tax rate) appropriate for 1120 24 the return with which ScheduleDSchedule D (Form 1120)) is being filed ...... 24

25 AddAdd lineslines 21 and 23 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 25

26 SubtractSubtract line 25 from line 20.20. If zero or less, enter -0- ~~~~~~~~~~~~~~~~ 26

27 MultiplyMultiply line 26 by 35%35% (0.35)(0.35) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 27

28 AddAdd lineslines 2222,, 24,24, and 27 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 28 29 EnterEnter thethe taxtax on line 2020,, figured usingusing thethe TaxTax Rate Schedule (or applicable tax rate) appropriate for the return with which ScheduleDSchedule D (Form 1120)1120) is being filed ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 29 30 EnterEnter thethe smallersmaller of line 28 or line 2929.. Also enter this amount on Form 1120,1120, Schedule J, line 2,2, or the applicable line of your tax return  30

Schedule D (Form 1120)1120) 201620 16

621052 12-27-16 JWA 74 13491114 147227 0227810-0227935.09900227810-0227935.0990 2016.050002016.05000 BILL,BILL, HILLARYHILLARY && CHELSEACHELSEA C 02278101 ** PUBLIC DISCLOSURE COPY ** Return of Organization Exempt From Income Tax OMB No. 1545‐0047 Form 990 Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations) 2016 Department of the Treasury | Do not enter social security numbers on this form as it may be made public. Open to Public Internal Revenue Service | Information about Form 990 and its instructions is at www.irs.gov/form990. Inspection A For the 2016 calendar year, or tax year beginning and ending B Check if C Name of organization D Employer identification number applicable:

Address change CLINTON HEALTH ACCESS INITIATIVE, INC. Name change Doing business as 27‐1414646 Initial return Number and street (or P.O. box if mail is not delivered to street address) Room/suite E Telephone number Final return/ 383 DORCHESTER AVENUE 400 617‐774‐0110 termin‐ ated City or town, state or province, country, and ZIP or foreign postal code G Gross receipts $ 145,831,195. Amended return BOSTON, MA 02127 H(a) Is this a group return Applica‐ tion F Name and address of principal officer:IRA C. MAGAZINER for subordinates? ~~ Yes X No pending SAME AS C ABOVE H(b) Are all subordinates included? Yes No I Tax‐exempt status: X 501(c)(3) 501(c) ( )§ (insert no.) 4947(a)(1) or 527 If "No," attach a list. (see instructions) J Website: | WWW.CLINTONHEALTHACCESS.ORG H(c) Group exemption number | K Form of organization: X Corporation Trust Association Other | L Year of formation: 2009 M State of legal domicile: AR Part I Summary 1 Briefly describe the organization's mission or most significant activities: CHAI IS A GLOBAL HEALTH ORGANIZATION COMMITTED TO SAVING LIVES IN THE DEVELOPING WORLD. 2 Check this box | if the organization discontinued its operations or disposed of more than 25% of its net assets. 3 Number of voting members of the governing body (Part VI, line 1a) ~~~~~~~~~~~~~~~~~~~~ 3 9 4 Number of independent voting members of the governing body (Part VI, line 1b) ~~~~~~~~~~~~~~ 4 7 5 Total number of individuals employed in calendar year 2016 (Part V, line 2a) ~~~~~~~~~~~~~~~~ 5 350 6 Total number of volunteers (estimate if necessary) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 97 7 a Total unrelated business revenue from Part VIII, column (C), line 12 ~~~~~~~~~~~~~~~~~~~~ 7a 0. Activities & Governance b Net unrelated business taxable income from Form 990‐T, line 34  7b 0. Prior Year Current Year 8 Contributions and grants (Part VIII, line 1h) ~~~~~~~~~~~~~~~~~~~~~ 170,688,566. 142,749,140. 9 Program service revenue (Part VIII, line 2g) ~~~~~~~~~~~~~~~~~~~~~ 0. 0. 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d) ~~~~~~~~~~~~~ 99,524. 192,217. Revenue 11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) ~~~~~~~~ 47,352. 11,901. 12 Total revenue ‐ add lines 8 through 11 (must equal Part VIII, column (A), line 12)  170,835,442. 142,953,258. 13 Grants and similar amounts paid (Part IX, column (A), lines 1‐3) ~~~~~~~~~~~ 18,432,471. 12,368,417. 14 Benefits paid to or for members (Part IX, column (A), line 4) ~~~~~~~~~~~~~ 0. 0. 15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5‐10) ~~~ 70,611,707. 72,957,330. 16a Professional fundraising fees (Part IX, column (A), line 11e)~~~~~~~~~~~~~~ 40,088. 60,000. b Total fundraising expenses (Part IX, column (D), line 25) | 1,035,062.

Expenses 17 Other expenses (Part IX, column (A), lines 11a‐11d, 11f‐24e) ~~~~~~~~~~~~~ 61,733,210. 54,527,613. 18 Total expenses. Add lines 13‐17 (must equal Part IX, column (A), line 25) ~~~~~~~ 150,817,476. 139,913,360. 19 Revenue less expenses. Subtract line 18 from line 12  20,017,966. 3,039,898. Beginning of Current Year End of Year 20 Total assets (Part X, line 16) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 95,237,284. 90,764,479. 21 Total liabilities (Part X, line 26) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 35,678,582. 28,173,741. Net Assets or

Fund Balances 22 Net assets or fund balances. Subtract line 21 from line 20  59,558,702. 62,590,738. Part II Signature Block Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.

Sign = Signature of officer Date Here IRA C. MAGAZINER, CEO/VICE CHAIRMAN = Type or print name and title Print/Type preparer's name Preparer's signature Date Check PTIN if Paid CRAIG KLEIN 11/13/17 self‐employed P00734640 Preparer Firm's name CBIZ TOFIAS Firm's EIN 26‐3753134 Use Only Firm's address 9 500 BOYLSTON STREET 9 9 BOSTON, MA 02116 Phone no.617‐761‐0600 May the IRS discuss this return with the preparer shown above? (see instructions)  X Yes No 632001 11‐11‐16 LHA For Paperwork Reduction Act Notice, see the separate instructions. Form 990 (2016) SEE SCHEDULE O FOR ORGANIZATION MISSION STATEMENT CONTINUATION Form 990 (2016) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part III Statement of Program Service Accomplishments Check if Schedule O contains a response or note to any line in this Part III  X 1 Briefly describe the organization's mission: THE CLINTON HEALTH ACCESS INITIATIVE (CHAI) IS A GLOBAL HEALTH ORGANIZATION COMMITTED TO SAVING LIVES, REDUCING THE BURDEN OF DISEASE AND STRENGTHENING INTEGRATED HEALTH SYSTEMS IN THE DEVELOPING WORLD.

2 Did the organization undertake any significant program services during the year which were not listed on the prior Form 990 or 990‐EZ? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No If "Yes," describe these new services on Schedule O. 3 Did the organization cease conducting, or make significant changes in how it conducts, any program services?~~~~~~ Yes X No If "Yes," describe these changes on Schedule O. 4 Describe the organization's program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported. 4a (Code: ) (Expenses $ 36,319,154. including grants of $ 3,222,392. ) (Revenue $ ) MATERNAL AND CHILD HEALTH: WOMEN AND CHILDREN BEAR THE BRUNT OF GLOBAL DISEASE MORTALITY AND MORBIDITY. WELL‐TIMED AND TARGETED INTERVENTIONS CAN DRAMATICALLY REDUCE MORTALITY FOR MOTHERS AND THEIR CHILDREN. CHAI IS WORKING TO ENSURE THAT MOTHERS AND THEIR CHILDREN HAVE ACCESS TO LIFESAVING TREATMENT AND THAT ALL FAMILIES HAVE THE TOOLS TO SAFELY PLAN THEIR FAMILIES TO IMPROVE HEALTH OUTCOMES AND STRENGTHEN THEIR ECONOMIC WELL‐BEING. CHAI HAS SIGNIFICANTLY INCREASED COVERAGE OF LIFESAVING TREATMENTS FOR DIARRHEA AND PNEUMONIA, THE LARGEST KILLERS OF CHILDREN UNDER FIVE, IMPROVED NUTRITION FOR WOMEN AND CHILDREN AND IS IMPLEMENTING AN INTEGRATED APPROACH TO DRAMATICALLY AND SUSTAINABLY REDUCE MATERNAL AND NEONATAL MORTALITY BY ADDRESSING CRITICAL GAPS IN HEALTH SYSTEMS TO AVERT PREVENTABLE DEATHS THAT OCCUR AROUND 4b (Code: ) (Expenses $ 24,092,253. including grants of $ 919,721. ) (Revenue $ ) GLOBAL HEALTH SPENDING: STRONG HEALTH SYSTEMS ARE THE KEY TO ELIMINATING DISEASE, TREATING THOSE WHO ARE SICK AND REDUCING MORTALITY. WHILE LOW‐INCOME COUNTRIES IN AFRICA AND SOUTHEAST ASIA EXPERIENCE OVER HALF OF THE GLOBAL DISEASE BURDEN AND ARE HOME TO 40 PERCENT OF THE WORLD'S POPULATION, THEY ACCOUNT FOR ONLY THREE PERCENT OF HEALTH SPENDING. THESE RESOURCE SHORTAGES, COMBINED WITH WEAKNESSES IN DELIVERY SYSTEMS, INCLUDING A SEVERE DEFICIT OF SKILLED HEALTH WORKERS, PREVENT THE POPULATION FROM ACCESSING EVEN BASIC QUALITY SERVICES. CHAI IS WORKING WITH ITS PARTNER GOVERNMENTS TO STRENGTHEN AND FUNDAMENTALLY REFORM THEIR HEALTH FINANCING SYSTEMS TO INCREASE SUSTAINABILITY AND REDUCE FINANCIAL BARRIERS PREVENTING ACCESS TO ESSENTIAL HEALTH SERVICES BY HELPING TO UNDERSTAND NEEDS, ADDRESS GAPS 4c (Code: ) (Expenses $ 27,128,978. including grants of $ 1,669,812. ) (Revenue $ ) HIV/AIDS: SINCE 2002, CHAI HAS WORKED TO IMPROVE ACCESS TO DIAGNOSIS, PREVENTION AND TREATMENT FOR THOSE IMPACTED BY HIV/AIDS IN THE DEVELOPING WORLD. ALONGSIDE OUR PARTNERS, CHAI HAS HELPED SAVE THE LIVES OF OVER 11.8 MILLION PEOPLE AND SIGNIFICANTLY LOWERED THE PRICES OF HIGH‐QUALITY TREATMENTS. CHAI CATALYZED THE SCALE UP OF PEDIATRIC AIDS TREATMENT FROM AROUND 75,000 HIV‐INFECTED CHILDREN RECEIVING TREATMENT IN DEVELOPING COUNTRIES IN 2005 (11 PERCENT OF THOSE IN NEED) TO 920,000 CHILDREN ON TREATMENT GLOBALLY TODAY. IN 2016, CHAI CONTINUED THIS WORK WITH PARTNERS TO EXPAND HIV TESTING, INCREASE ACCESS TO QUALITY CARE, AND SCALE UP PROVEN INTERVENTIONS TO PREVENT DISEASE TRANSMISSION. CHAI HELPED SEVERAL COUNTRIES ADOPT NEW GUIDELINES FROM THE WORLD HEALTH ORGANIZATION (WHO) TO INITIATE 4d Other program services (Describe in Schedule O.) (Expenses $ 42,122,250. including grants of $ 6,556,492.) (Revenue $ ) 4e Total program service expenses | 129,662,635. Form 990 (2016) 632002 11‐11‐16 SEE SCHEDULE O FOR CONTINUATION(S) 2 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Form 990 (2016) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 3 Part IV Checklist of Required Schedules Yes No 1 Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule A~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 X 2 Is the organization required to complete Schedule B, Schedule of Contributors? ~~~~~~~~~~~~~~~~~~~~~~ 2 X 3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 X 4 Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 X 5 Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98‐19? If "Yes," complete Schedule C, Part III ~~~~~~~~~~~~~~ 5 X 6 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I 6 X 7 Did the organization receive or hold a conservation easement, including easements to preserve open space, the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II~~~~~~~~~~~~~~ 7 X 8 Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8 X 9 Did the organization report an amount in Part X, line 21, for escrow or custodial account liability, serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 9 X 10 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi‐endowments? If "Yes," complete Schedule D, Part V ~~~~~~~~~~~~~~~~~~~~~~~~ 10 X 11 If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable. a Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete Schedule D, Part VI ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 11a X b Did the organization report an amount for investments ‐ other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII ~~~~~~~~~~~~~~~~~~~~~~~~~ 11b X c Did the organization report an amount for investments ‐ program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII ~~~~~~~~~~~~~~~~~~~~~~~~~ 11c X d Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 11d X e Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part X ~~~~~~ 11e X f Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses the organization's liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X ~~~~ 11f X 12a Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete Schedule D, Parts XI and XII ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 12a X b Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional ~~~~~ 12b X 13 Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E ~~~~~~~~~~~~~~ 13 X 14a Did the organization maintain an office, employees, or agents outside of the United States? ~~~~~~~~~~~~~~~~ 14a X b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 14b X 15 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If "Yes," complete Schedule F, Parts II and IV ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 15 X 16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If "Yes," complete Schedule F, Parts III and IV ~~~~~~~~~~~~~~~~~~~~~~~~~~ 16 X 17 Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 17 X 18 Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 18 X 19 Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III  19 X Form 990 (2016)

632003 11‐11‐16 3 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Form 990 (2016) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 4 Part IV Checklist of Required Schedules (continued) Yes No 20a Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H ~~~~~~~~~~~~~~~~ 20a X b If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? ~~~~~~~~~~ 20b 21 Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If "Yes," complete Schedule I, Parts I and II ~~~~~~~~~~~~~~ 21 X 22 Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If "Yes," complete Schedule I, Parts I and III ~~~~~~~~~~~~~~~~~~~~~~~~~~ 22 X 23 Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 23 X 24a Did the organization have a tax‐exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If "Yes," answer lines 24b through 24d and complete Schedule K. If "No", go to line 25a ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 24a X b Did the organization invest any proceeds of tax‐exempt bonds beyond a temporary period exception? ~~~~~~~~~~~ 24b c Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease any tax‐exempt bonds? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 24c d Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?~~~~~~~~~~~ 24d 25a Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ~~~~~~~~~~~~~~~~ 25a X b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization's prior Forms 990 or 990‐EZ? If "Yes," complete Schedule L, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 25b X 26 Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If "Yes," complete Schedule L, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 26 X 27 Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 27 X 28 Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions): a A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ~~~~~~~~~~~ 28a X b A family member of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ~~ 28b X c An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV~~~~~~~~~~~~~~~~~~~~~ 28c X 29 Did the organization receive more than $25,000 in non‐cash contributions? If "Yes," complete Schedule M ~~~~~~~~~ 29 X 30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 30 X 31 Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 31 X 32 Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 32 X 33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701‐2 and 301.7701‐3? If "Yes," complete Schedule R, Part I ~~~~~~~~~~~~~~~~~~~~~~~~ 33 X 34 Was the organization related to any tax‐exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 34 X 35a Did the organization have a controlled entity within the meaning of section 512(b)(13)? ~~~~~~~~~~~~~~~~~~ 35a X b If "Yes" to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ~~~~~~~~~~~~~~~~~~~ 35b X 36 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non‐charitable related organization? If "Yes," complete Schedule R, Part V, line 2 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 36 X 37 Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI ~~~~~~~~ 37 X 38 Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O  38 X Form 990 (2016)

632004 11‐11‐16 4 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Form 990 (2016) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 5 Part V Statements Regarding Other IRS Filings and Tax Compliance Check if Schedule O contains a response or note to any line in this Part V  X Yes No 1a Enter the number reported in Box 3 of Form 1096. Enter ‐0‐ if not applicable ~~~~~~~~~~~ 1a 44 b Enter the number of Forms W‐2G included in line 1a. Enter ‐0‐ if not applicable ~~~~~~~~~~ 1b 0 c Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners?  1c X 2a Enter the number of employees reported on Form W‐3, Transmittal of Wage and Tax Statements, filed for the calendar year ending with or within the year covered by this return ~~~~~~~~~~ 2a 350 b If at least one is reported on line 2a, did the organization file all required federal employment tax returns?~~~~~~~~~~ 2b X Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e‐file (see instructions) ~~~~~~~~~~~ 3a Did the organization have unrelated business gross income of $1,000 or more during the year? ~~~~~~~~~~~~~~ 3a X b If "Yes," has it filed a Form 990‐T for this year? If "No," to line 3b, provide an explanation in Schedule O ~~~~~~~~~~ 3b 4a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?~~~~~~~ 4a X b If "Yes," enter the name of the foreign country: J SEE SCHEDULE O See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). 5a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ~~~~~~~~~~~~ 5a X b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?~~~~~~~~~ 5b X c If "Yes," to line 5a or 5b, did the organization file Form 8886‐T? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5c 6a Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ~~~~~~~~~~~~~~~~~~~~~~~~ 6a X b If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6b 7 Organizations that may receive deductible contributions under section 170(c). a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? 7a X b If "Yes," did the organization notify the donor of the value of the goods or services provided? ~~~~~~~~~~~~~~~ 7b c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?  7c X d If "Yes," indicate the number of Forms 8282 filed during the year ~~~~~~~~~~~~~~~~ 7d e Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? ~~~~~~~ 7e X f Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ~~~~~~~~~ 7f X g If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?~ 7g h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098‐C? 7h 8 Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ~~~~~~~~~~~~~~~~~~~ 8 9 Sponsoring organizations maintaining donor advised funds. a Did the sponsoring organization make any taxable distributions under section 4966? ~~~~~~~~~~~~~~~~~~~ 9a b Did the sponsoring organization make a distribution to a donor, donor advisor, or related person? ~~~~~~~~~~~~~ 9b 10 Section 501(c)(7) organizations. Enter: a Initiation fees and capital contributions included on Part VIII, line 12 ~~~~~~~~~~~~~~~ 10a b Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities ~~~~~~ 10b 11 Section 501(c)(12) organizations. Enter: a Gross income from members or shareholders ~~~~~~~~~~~~~~~~~~~~~~~~~~ 11a b Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 11b 12a Section 4947(a)(1) non‐exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041? 12a b If "Yes," enter the amount of tax‐exempt interest received or accrued during the year  12b 13 Section 501(c)(29) qualified nonprofit health insurance issuers. a Is the organization licensed to issue qualified health plans in more than one state? ~~~~~~~~~~~~~~~~~~~~~ 13a Note. See the instructions for additional information the organization must report on Schedule O. b Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ~~~~~~~~~~~~~~~~~~~~~~ 13b c Enter the amount of reserves on hand ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 13c 14a Did the organization receive any payments for indoor tanning services during the tax year? ~~~~~~~~~~~~~~~~ 14a X b If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O  14b Form 990 (2016)

632005 11‐11‐16 5 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Form 990 (2016) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 6 Part VI Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to line 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions. Check if Schedule O contains a response or note to any line in this Part VI  X Section A. Governing Body and Management Yes No 1a Enter the number of voting members of the governing body at the end of the tax year ~~~~~~ 1a 9 If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O. b Enter the number of voting members included in line 1a, above, who are independent ~~~~~~ 1b 7 2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 X 3 Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors, or trustees, or key employees to a management company or other person? ~~~~~~~~~~~~~~ 3 X 4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ~~~~~ 4 X 5 Did the organization become aware during the year of a significant diversion of the organization's assets? ~~~~~~~~~ 5 X 6 Did the organization have members or stockholders? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 X 7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7a X b Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7b X 8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following: a The governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8a X b Each committee with authority to act on behalf of the governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~ 8b X 9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization's mailing address? If "Yes," provide the names and addresses in Schedule O  9 X Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.) Yes No 10a Did the organization have local chapters, branches, or affiliates?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 10a X b If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? ~~~~~~~~~~~~~ 10b X 11a Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? 11a X b Describe in Schedule O the process, if any, used by the organization to review this Form 990. 12a Did the organization have a written conflict of interest policy? If "No," go to line 13 ~~~~~~~~~~~~~~~~~~~~ 12a X b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ~~~~~~ 12b X c Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 12c X 13 Did the organization have a written whistleblower policy? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 13 X 14 Did the organization have a written document retention and destruction policy? ~~~~~~~~~~~~~~~~~~~~~~ 14 X 15 Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision? a The organization's CEO, Executive Director, or top management official ~~~~~~~~~~~~~~~~~~~~~~~~~~ 15a X b Other officers or key employees of the organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 15b X If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions). 16a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 16a X b If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's exempt status with respect to such arrangements?  16b Section C. Disclosure 17 List the states with which a copy of this Form 990 is required to be filed JAR,CA,CT,FL,IL,MA,NJ,NY,PA,RI 18 Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990‐T (Section 501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply. X Own website X Another's website X Upon request Other (explain in Schedule O) 19 Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year. 20 State the name, address, and telephone number of the person who possesses the organization's books and records: | PALESA MOHASOA ‐ 617‐774‐0110 383 DORCHESTER AVENUE, #400, BOSTON, MA 02127 632006 11‐11‐16 Form 990 (2016) 6 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 632007 11‐11‐16 VP, GLOBALOPERATIONS (17) CORRIEMARTIN VP, ACCESSDISEASESTRATEGY (16) COLLEENCONNELL EVP, VACCINEDEL./MATERNAL (15) ALICEKANG'ETHE EVP, ACCESSPROGRAMS (14) DAVIDRIPIN EVP, NEWINITIATIVES (13) KELLYMCCRYSTAL EVP, COUNTRYDIRECTOR (12) OWENSWIWA COO (11) MUSTAPHALEAVENWORTHBAKALI CFO (10) JULIEB.FEDER CEO/VICE-CHAIR OFTHEBOARD (9) IRAMAGAZINER BOARD MEMBER (8) TACHIYAMADA BOARD MEMBER (7) MALAGAONKAR BOARD MEMBER (6) MAGGIEWILLIAMS BOARD MEMBER (5) CHELSEACLINTON BOARD MEMBER (4) RAYMONDCHAMBERS BOARD MEMBER (3) PAULFARMER BOARD MEMBER (2) BRUCELINDSEY CHAIR OFTHEBOARD (1) WILLIAMJ.CLINTON and formersuchpersons. List personsinthefollowingorder:individualtrusteesordirectors;institutionaltrustees;officers;keyemployees;highestcompensated more than$10,000ofreportablecompensationfromtheorganizationandanyrelatedorganizations. reportable compensationfromtheorganizationandanyrelatedorganizations. able compensation(Box5ofFormW‐2and/orBox71099‐MISC)morethan$100,000fromtheorganizationandanyrelatedorganizations. Enter ‐0‐incolumns(D),(E),and(F)ifnocompensationwaspaid. 1a Section A. Form 990(2016) Part VII Complete thistableforallpersonsrequiredtobelisted.Reportcompensationthecalendaryearendingwithorwithinorganization'staxyear. ¥ Listalloftheorganization's ¥ Listalloftheorganization's ¥ Listtheorganization'sfive ¥ Listalloftheorganization's ¥ Listalloftheorganization's Check thisboxifneithertheorganizationnoranyrelatedcompensatedcurrentofficer,director,ortrustee. Check ifScheduleOcontainsaresponseornotetoanylineinthisPartVII Employees, andIndependentContractors Compensation ofOfficers,Directors,Trustees,KeyEmployees,HighestCompensated Officers, Directors,Trustees,KeyEmployees,andHighestCompensatedEmployees Name andTitle (A) CLINTON HEALTHACCESSINITIATIVE,INC. current former directorsortrustees former current current highestcompensatedemployees(otherthananofficer,director,trustee,orkeyemployee)whoreceivedreport‐ officers, keyemployees,andhighestcompensatedemployeeswhoreceivedmorethan$100,000of key employees,ifany.Seeinstructionsfordefinitionof"keyemployee." officers, directors,trustees(whetherindividualsororganizations),regardlessofamountcompensation. organizations hours per hours for Average 50.00 25.00 10.00 45.00 20.00 50.00 50.00 50.00 50.00 50.00 50.00 50.00 50.00 (list any related below week 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 5.00 5.00 line) (B) that received,inthecapacityasaformerdirectorortrusteeoforganization, box, unlesspersonisbothan X X X X X X X X X officer andadirector/trustee) Individual trustee or director (do notcheckmorethanone

Institutional trustee Position X X X

Officer (C) X X X X X X

7 Key employee Highest compensated employee Former  (W‐2/1099‐MISC) compensation organization Reportable 190,312. 179,769. 220,000. 218,000. 220,000. 336,600. 269,683. 289,721. 405,406. from the (D) 0. 0. 0. 0. 0. 0. 0. 0. (W‐2/1099‐MISC) compensation organizations from related Reportable 361,308. 27‐1414646 (E) 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. Form compensation organizations organization and related amount of 31,042. 21,832. 38,015. 18,619. 30,377. 15,689. 33,883. 20,260. 42,384. Estimated from the 5,910.

other 990 (F) Page

(2016)

0. 0. 0. 0. 0. 0. 0. 7 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 632008 11‐11‐16 CRESCENT WUSEII, ADUJA,FCT,NIGERIA FIELD INTELLIGENCE, LLC,NO.4ADZOPE LOS CIPRESESN63‐19, QUITO,ECUADOR LUIS MIGUELPEREZ ROJAS BISI OBADINAST,OMOLEPHASE1,LAGOS, PRACTICAL SAMPLINGINTERNATIONAL, 118B, EVBOMORE, BENINCITY,NIGERIA AKENA ASSOCIATES,16IGHODAROSTREET, BLOCK ESTATEMANAGEMENTOFFICECOMPLEX, GLOBAL HUMANACCESSRESOURCES,LTD, 1‐2SB COUNTRY DIRECTOR (26) VISHALBRIJLAL DIRECTOR, ACCESSGNT (25) ALANSTAPLE SR. DIRECTOR,RESEARCH&DEVELOPMENT (24) PAULDOMANICO DIRECTOR, GLOBALMALARIA (23) JUSTINCOHEN SENIOR DIRECTOR,HIVPROGRAMS (22) ELYATAGAR EVP, COUNTRYDIRECTOR (21) GERALDMACHARIA EVP, HIV/AIDS&TBPROGRAM (20) MPHURAMATLAPENG VP, GLOBALVACCINCES&SEASIA (19) YOUNG(JOSHUA)CHU CHIEF TECHNOLOGYOFFICER (18) GEOFFREYWEBER Form 990(2016) Part VII Section B.IndependentContractors 2 1 5 4 3 2 1 d c b $100,000 ofcompensation fromtheorganization Total numberofindependentcontractors (includingbutnotlimitedtothoselistedabove)whoreceived morethan the organization.Reportcompensationforcalendaryearending withorwithintheorganization'staxyear. Complete thistableforyourfivehighestcompensatedindependent contractorsthatreceivedmorethan$100,000ofcompensationfrom rendered totheorganization? Did anypersonlistedonline1areceiveoraccruecompensationfromunrelatedorganizationindividualforservices and relatedorganizationsgreaterthan$150,000? For anyindividuallistedonline1a,isthesumofreportablecompensationandotherfromorganization line 1a? Did theorganizationlistany compensation fromtheorganization Total numberofindividuals(includingbutnotlimitedtothoselistedabove)whoreceivedmorethan$100,000reportable Total (addlines1band1c) Total fromcontinuationsheetstoPartVII,SectionA Sub‐total Section A.Officers,Directors,Trustees,KeyEmployees,andHighestCompensatedEmployees If "Yes,"completeScheduleJforsuchindividual ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Name andtitle (A) Name andbusinessaddress CLINTON HEALTHACCESSINITIATIVE,INC.  former If "Yes,"completeScheduleJforsuchperson (A) officer, director,ortrustee,keyemployee,highestcompensatedemployeeon | organizations hours per hours for Average 50.00 50.00 50.00 50.00 50.00 50.00 50.00 50.00 50.00 (list any related below week 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 line) (B) If "Yes,"completeScheduleJforsuchindividual | ~~~~~~~~~~ box, unlesspersonisbothan ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ officer andadirector/trustee) Individual trustee or director (do notcheckmorethanone

Institutional trustee Position

Officer (C) X X X X

8 Key employee 9 X X X X X Highest compensated

 employee | | | Former HEALTHCARE SERVICES PROFESSIONAL HEALTHCARE SERVICES PROFESSIONAL HEALTHCARE SERVICES PROFESSIONAL HEALTHCARE SERVICES PROFESSIONAL HEALTHCARE SERVICES PROFESSIONAL (W‐2/1099‐MISC) 3,859,026. 3,859,026. compensation organization Reportable 160,250. 166,765. 160,000. 159,999. 161,000. 180,000. 221,429. 160,000. 160,092. Description ofservices from the (D) ~~~~~~~~~~~~~ (B) 0. (W‐2/1099‐MISC) (continued) compensation organizations from related Reportable 361,308. 361,308. 27‐1414646 (E) 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 1,138,024. Compensation Form compensation 143,704. 163,243. 237,605. 276,716. 404,521. 404,521. organizations 5 4 3 organization and related amount of 28,383. 35,455. 28,752. 27,100. 13,473. Estimated (C) from the

9,003. 3,382. 990 other Yes (F) X 962. Page (2016) No X X 91 0. 0. 8 Form 990 (2016) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 9 Part VIII Statement of Revenue Check if Schedule O contains a response or note to any line in this Part VIII  (A) (B) (C) (D) Related or Unrelated Revenue excluded Total revenue from tax under exempt function business sections revenue revenue 512 ‐ 514 1 a Federated campaigns ~~~~~~ 1a b Membership dues ~~~~~~~~ 1b c Fundraising events ~~~~~~~~ 1c d Related organizations ~~~~~~ 1d e Government grants (contributions) 1e 65,539,690. f All other contributions, gifts, grants, and similar amounts not included above ~~ 1f 77,209,450. g Noncash contributions included in lines 1a‐1f: $ 301,147. and Other Similar Amounts Contributions, Gifts, Grants h Total. Add lines 1a‐1f  | 142,749,140. Business Code 2 a b c d Revenue e

Program Service f All other program service revenue ~~~~~ g Total. Add lines 2a‐2f  | 3 Investment income (including dividends, interest, and other similar amounts)~~~~~~~~~~~~~~~~~ | 88,986. 88,986. 4 Income from investment of tax‐exempt bond proceeds | 5 Royalties  | (i) Real (ii) Personal 6 a Gross rents ~~~~~~~ b Less: rental expenses~~~ c Rental income or (loss) ~~ d Net rental income or (loss)  | 7 a Gross amount from sales of (i) Securities (ii) Other assets other than inventory 2,980,609. 559. b Less: cost or other basis and sales expenses ~~~ 2,877,937. 0. c Gain or (loss) ~~~~~~~ 102,672. 559. d Net gain or (loss)  | 103,231. 103,231. 8 a Gross income from fundraising events (not including $ of contributions reported on line 1c). See Part IV, line 18 ~~~~~~~~~~~~~ a b Less: direct expenses~~~~~~~~~~ b Other Revenue c Net income or (loss) from fundraising events  | 9 a Gross income from gaming activities. See Part IV, line 19 ~~~~~~~~~~~~~ a b Less: direct expenses ~~~~~~~~~ b c Net income or (loss) from gaming activities  | 10 a Gross sales of inventory, less returns and allowances ~~~~~~~~~~~~~ a b Less: cost of goods sold ~~~~~~~~ b c Net income or (loss) from sales of inventory  | Miscellaneous Revenue Business Code 11 a MISC. REVENUE 900099 11,901. 11,901. b c d All other revenue ~~~~~~~~~~~~~ e Total. Add lines 11a‐11d ~~~~~~~~~~~~~~~ | 11,901. 12 Total revenue. See instructions.  | 142,953,258. 0. 0. 204,118. 632009 11‐11‐16 Form 990 (2016) 9 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Form 990 (2016) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 10 Part IX Statement of Functional Expenses Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A). Check if Schedule O contains a response or note to any line in this Part IX  Do not include amounts reported on lines 6b, (A) (B) (C) (D) Total expenses Program service Management and Fundraising 7b, 8b, 9b, and 10b of Part VIII. expenses general expenses expenses 1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ~ 2,312,723. 2,312,723. 2 Grants and other assistance to domestic individuals. See Part IV, line 22 ~~~~~~~ 3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16 ~~~ 10,055,694. 10,055,694. 4 Benefits paid to or for members ~~~~~~~ 5 Compensation of current officers, directors, trustees, and key employees ~~~~~~~~ 3,620,389. 2,942,052. 678,337. 6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ~~~ 7 Other salaries and wages ~~~~~~~~~~ 52,029,561. 47,061,428. 4,281,166. 686,967. 8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) 2,661,452. 2,412,502. 215,238. 33,712. 9 Other employee benefits ~~~~~~~~~~ 11,626,356. 10,473,521. 1,028,773. 124,062. 10 Payroll taxes ~~~~~~~~~~~~~~~~ 3,019,572. 2,647,270. 317,554. 54,748. 11 Fees for services (non‐employees): a Management ~~~~~~~~~~~~~~~~ b Legal ~~~~~~~~~~~~~~~~~~~~ 390,548. 221,114. 169,434. c Accounting ~~~~~~~~~~~~~~~~~ 480,558. 205,667. 274,891. d Lobbying ~~~~~~~~~~~~~~~~~~ e Professional fundraising services. See Part IV, line 17 60,000. 60,000. f Investment management fees ~~~~~~~~ g Other. (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Sch O.) 7,061,481. 6,601,272. 460,209. 12 Advertising and promotion ~~~~~~~~~ 13 Office expenses~~~~~~~~~~~~~~~ 2,038,619. 1,694,978. 340,028. 3,613. 14 Information technology ~~~~~~~~~~~ 15 Royalties ~~~~~~~~~~~~~~~~~~ 16 Occupancy ~~~~~~~~~~~~~~~~~ 2,147,891. 1,798,064. 349,326. 501. 17 Travel ~~~~~~~~~~~~~~~~~~~ 21,013,305. 20,581,454. 376,844. 55,007. 18 Payments of travel or entertainment expenses for any federal, state, or local public officials 19 Conferences, conventions, and meetings ~~ 3,036,237. 2,960,445. 75,323. 469. 20 Interest ~~~~~~~~~~~~~~~~~~ 21 Payments to affiliates ~~~~~~~~~~~~ 22 Depreciation, depletion, and amortization ~~ 84,756. 47,485. 37,271. 23 Insurance ~~~~~~~~~~~~~~~~~ 348,958. 219,901. 129,042. 15. 24 Other expenses. Itemize expenses not covered above. (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.) a DIRECT PROGRAM EXPENSE 12,160,776. 12,160,726. 50. b TELEPHONE 2,055,337. 1,882,997. 161,642. 10,698. c CAPITAL CHARGES 1,811,500. 1,703,593. 103,930. 3,977. d PROCUREMENT & SHIPPING 1,102,356. 1,102,356. 0. 0. e All other expenses 795,291. 577,393. 216,605. 1,293. 25 Total functional expenses. Add lines 1 through 24e 139,913,360.129,662,635. 9,215,663. 1,035,062. 26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here | if following SOP 98‐2 (ASC 958‐720) 632010 11‐11‐16 Form 990 (2016) 10 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Form 990 (2016) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 11 Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X  (A) (B) Beginning of year End of year 1 Cash ‐ non‐interest‐bearing ~~~~~~~~~~~~~~~~~~~~~~~~~ 1 2 Savings and temporary cash investments ~~~~~~~~~~~~~~~~~~ 9,913,010. 2 2,231,644. 3 Pledges and grants receivable, net ~~~~~~~~~~~~~~~~~~~~~ 4,964,111. 3 8,922,406. 4 Accounts receivable, net ~~~~~~~~~~~~~~~~~~~~~~~~~~ 1,436,659. 4 410,922. 5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instr). Complete Part II of Sch L ~~ 6 7 Notes and loans receivable, net ~~~~~~~~~~~~~~~~~~~~~~~ 7

Assets 8 Inventories for sale or use ~~~~~~~~~~~~~~~~~~~~~~~~~~ 8 9 Prepaid expenses and deferred charges ~~~~~~~~~~~~~~~~~~ 1,006,320. 9 6,049,344. 10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D ~~~ 10a 2,271,432. b Less: accumulated depreciation ~~~~~~ 10b 2,024,103. 224,506. 10c 247,329. 11 Investments ‐ publicly traded securities ~~~~~~~~~~~~~~~~~~~ 367,118. 11 301,147. 12 Investments ‐ other securities. See Part IV, line 11 ~~~~~~~~~~~~~~ 12 13 Investments ‐ program‐related. See Part IV, line 11 ~~~~~~~~~~~~~ 13 14 Intangible assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 14 15 Other assets. See Part IV, line 11 ~~~~~~~~~~~~~~~~~~~~~~ 77,325,560. 15 72,601,687. 16 Total assets. Add lines 1 through 15 (must equal line 34)  95,237,284. 16 90,764,479. 17 Accounts payable and accrued expenses ~~~~~~~~~~~~~~~~~~ 6,096,991. 17 4,511,351. 18 Grants payable ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 18 19 Deferred revenue ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 29,206,904. 19 23,442,391. 20 Tax‐exempt bond liabilities ~~~~~~~~~~~~~~~~~~~~~~~~~ 20 21 Escrow or custodial account liability. Complete Part IV of Schedule D ~~~~ 21 22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified persons. Complete Part II of Schedule L ~~~~~~~~~~~~~~~~~~~~~~~ 22

Liabilities 23 Secured mortgages and notes payable to unrelated third parties ~~~~~~ 23 24 Unsecured notes and loans payable to unrelated third parties ~~~~~~~~ 24 25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17‐24). Complete Part X of Schedule D ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 374,687. 25 219,999. 26 Total liabilities. Add lines 17 through 25  35,678,582. 26 28,173,741. Organizations that follow SFAS 117 (ASC 958), check here | X and complete lines 27 through 29, and lines 33 and 34. 27 Unrestricted net assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3,704,011. 27 2,621,616. 28 Temporarily restricted net assets ~~~~~~~~~~~~~~~~~~~~~~ 55,854,691. 28 59,969,122. 29 Permanently restricted net assets ~~~~~~~~~~~~~~~~~~~~~ 29 Organizations that do not follow SFAS 117 (ASC 958), check here | and complete lines 30 through 34. 30 Capital stock or trust principal, or current funds ~~~~~~~~~~~~~~~ 30 31 Paid‐in or capital surplus, or land, building, or equipment fund ~~~~~~~~ 31 32 Retained earnings, endowment, accumulated income, or other funds ~~~~ 32

Net Assets or Fund Balances 33 Total net assets or fund balances ~~~~~~~~~~~~~~~~~~~~~~ 59,558,702. 33 62,590,738. 34 Total liabilities and net assets/fund balances  95,237,284. 34 90,764,479. Form 990 (2016)

632011 11‐11‐16 11 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Form 990 (2016) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 12 Part XI Reconciliation of Net Assets Check if Schedule O contains a response or note to any line in this Part XI 

1 Total revenue (must equal Part VIII, column (A), line 12) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 142,953,258. 2 Total expenses (must equal Part IX, column (A), line 25) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 139,913,360. 3 Revenue less expenses. Subtract line 2 from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 3,039,898. 4 Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ~~~~~~~~~~ 4 59,558,702. 5 Net unrealized gains (losses) on investments ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 ‐7,862. 6 Donated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 7 Investment expenses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 8 Prior period adjustments ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8 9 Other changes in net assets or fund balances (explain in Schedule O) ~~~~~~~~~~~~~~~~~~~ 9 0. 10 Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))  10 62,590,738. Part XII Financial Statements and Reporting Check if Schedule O contains a response or note to any line in this Part XII  Yes No 1 Accounting method used to prepare the Form 990: Cash X Accrual Other If the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule O. 2a Were the organization's financial statements compiled or reviewed by an independent accountant? ~~~~~~~~~~~~ 2a X If "Yes," check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both: Separate basis Consolidated basis Both consolidated and separate basis b Were the organization's financial statements audited by an independent accountant? ~~~~~~~~~~~~~~~~~~~ 2b X If "Yes," check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both: Separate basis X Consolidated basis Both consolidated and separate basis c If "Yes" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?~~~~~~~~~~~~~~~ 2c X If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. 3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A‐133? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3a X b If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits  3b X Form 990 (2016)

632012 11‐11‐16 12 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 SCHEDULE A OMB No. 1545‐0047 (Form 990 or 990‐EZ) Public Charity Status and Public Support Complete if the organization is a section 501(c)(3) organization or a section 2016 4947(a)(1) nonexempt charitable trust. Department of the Treasury | Attach to Form 990 or Form 990‐EZ. Open to Public Internal Revenue Service | Information about Schedule A (Form 990 or 990‐EZ) and its instructions is at www.irs.gov/form990. Inspection Name of the organization Employer identification number CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Part I Reason for Public Charity Status (All organizations must complete this part.) See instructions. The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.) 1 A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i). 2 A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990‐EZ).) 3 A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii). 4 A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state: 5 An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv). (Complete Part II.) 6 A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v). 7 X An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.) 8 A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.) 9 An agricultural research organization described in section 170(b)(1)(A)(ix) operated in conjunction with a land‐grant college or university or a non‐land‐grant college of agriculture (see instructions). Enter the name, city, and state of the college or university: 10 An organization that normally receives: (1) more than 33 1/3% of its support from contributions, membership fees, and gross receipts from activities related to its exempt functions ‐ subject to certain exceptions, and (2) no more than 33 1/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.) 11 An organization organized and operated exclusively to test for public safety. See section 509(a)(4). 12 An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g. a Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving the supported organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization. You must complete Part IV, Sections A and B. b Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control or management of the supporting organization vested in the same persons that control or manage the supported organization(s). You must complete Part IV, Sections A and C. c Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with, its supported organization(s) (see instructions). You must complete Part IV, Sections A, D, and E. d Type III non‐functionally integrated. A supporting organization operated in connection with its supported organization(s) that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness requirement (see instructions). You must complete Part IV, Sections A and D, and Part V. e Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III functionally integrated, or Type III non‐functionally integrated supporting organization. f Enter the number of supported organizations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ g Provide the following information about the supported organization(s). (i) Name of supported (ii) EIN (iii) Type of organization (iv) Is the organization listed (v) Amount of monetary (vi) Amount of other in your governing document? organization (described on lines 1‐10 support (see instructions) support (see instructions) above (see instructions)) Yes No

Total LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990‐EZ. 632021 09‐21‐16 Schedule A (Form 990 or 990‐EZ) 2016 13 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule A (Form 990 or 990‐EZ) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.) Section A. Public Support Calendar year (or fiscal year beginning in) | (a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) 2016 (f) Total 1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ~~ 88,448,655. 117,270,913. 141,533,835. 170,688,566. 142,749,140. 660,691,109. 2 Tax revenues levied for the organ‐ ization's benefit and either paid to or expended on its behalf ~~~~ 3 The value of services or facilities furnished by a governmental unit to the organization without charge ~ 4 Total. Add lines 1 through 3 ~~~ 88,448,655. 117,270,913. 141,533,835. 170,688,566. 142,749,140. 660,691,109. 5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f) ~~~~~~~~~~~~ 401,712,419. 6 Public support. Subtract line 5 from line 4. 258,978,690. Section B. Total Support Calendar year (or fiscal year beginning in) | (a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) 2016 (f) Total 7 Amounts from line 4 ~~~~~~~ 88,448,655. 117,270,913. 141,533,835. 170,688,566. 142,749,140. 660,691,109. 8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources ~ 91,498. 95,183. 133,981. 98,827. 88,986. 508,475. 9 Net income from unrelated business activities, whether or not the business is regularly carried on ~ 10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ~~~~ 148,563. 38,717. 13,714. 47,352. 11,901. 260,247. 11 Total support. Add lines 7 through 10 661,459,831. 12 Gross receipts from related activities, etc. (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~ 12 13 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here  | Section C. Computation of Public Support Percentage 14 Public support percentage for 2016 (line 6, column (f) divided by line 11, column (f)) ~~~~~~~~~~~~ 14 39.15 % 15 Public support percentage from 2015 Schedule A, Part II, line 14 ~~~~~~~~~~~~~~~~~~~~~ 15 40.37 % 16a 33 1/3% support test ‐ 2016. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box and stop here. The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | X b 33 1/3% support test ‐ 2015. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this box and stop here. The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | 17a 10% ‐facts‐and‐circumstances test ‐ 2016. If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more, and if the organization meets the "facts‐and‐circumstances" test, check this box and stop here. Explain in Part VI how the organization meets the "facts‐and‐circumstances" test. The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~ | b 10% ‐facts‐and‐circumstances test ‐ 2015. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or more, and if the organization meets the "facts‐and‐circumstances" test, check this box and stop here. Explain in Part VI how the organization meets the "facts‐and‐circumstances" test. The organization qualifies as a publicly supported organization ~~~~~~~~ | 18 Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions  | Schedule A (Form 990 or 990‐EZ) 2016

632022 09‐21‐16 14 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule A (Form 990 or 990‐EZ) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 3 Part III Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.) Section A. Public Support Calendar year (or fiscal year beginning in) | (a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) 2016 (f) Total 1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ~~ 2 Gross receipts from admissions, merchandise sold or services per‐ formed, or facilities furnished in any activity that is related to the organization's tax‐exempt purpose 3 Gross receipts from activities that are not an unrelated trade or bus‐ iness under section 513 ~~~~~ 4 Tax revenues levied for the organ‐ ization's benefit and either paid to or expended on its behalf ~~~~ 5 The value of services or facilities furnished by a governmental unit to the organization without charge ~ 6 Total. Add lines 1 through 5 ~~~ 7a Amounts included on lines 1, 2, and 3 received from disqualified persons b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year ~~~~~~ c Add lines 7a and 7b ~~~~~~~

8 Public support. (Subtract line 7c from line 6.) Section B. Total Support Calendar year (or fiscal year beginning in) | (a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) 2016 (f) Total 9 Amounts from line 6 ~~~~~~~ 10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources ~ b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975 ~~~~ c Add lines 10a and 10b ~~~~~~ 11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on ~~~~~~~ 12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ~~~~ 13 Total support. (Add lines 9, 10c, 11, and 12.) 14 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here  | Section C. Computation of Public Support Percentage 15 Public support percentage for 2016 (line 8, column (f) divided by line 13, column (f)) ~~~~~~~~~~~~ 15 % 16 Public support percentage from 2015 Schedule A, Part III, line 15  16 % Section D. Computation of Investment Income Percentage 17 Investment income percentage for 2016 (line 10c, column (f) divided by line 13, column (f)) ~~~~~~~~ 17 % 18 Investment income percentage from 2015 Schedule A, Part III, line 17 ~~~~~~~~~~~~~~~~~~ 18 % 19a 33 1/3% support tests ‐ 2016. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ~~~~~~~~~~ | b 33 1/3% support tests ‐ 2015. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3%, and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization~~~~ | 20 Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions  | 632023 09‐21‐16 Schedule A (Form 990 or 990‐EZ) 2016 15 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule A (Form 990 or 990‐EZ) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 4 Part IV Supporting Organizations (Complete only if you checked a box in line 12 on Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.) Section A. All Supporting Organizations Yes No 1 Are all of the organization's supported organizations listed by name in the organization's governing documents? If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose, describe the designation. If historic and continuing relationship, explain. 1 2 Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2). 2 3a Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below. 3a b Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination. 3b c Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use. 3c 4a Was any supported organization not organized in the United States ("foreign supported organization")? If "Yes," and if you checked 12a or 12b in Part I, answer (b) and (c) below. 4a b Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If "Yes," describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations. 4b c Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If "Yes," explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes. 4c 5a Did the organization add, substitute, or remove any supported organizations during the tax year? If "Yes," answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document). 5a b Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document? 5b c Substitutions only. Was the substitution the result of an event beyond the organization's control? 5c 6 Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization's supported organizations? If "Yes," provide detail in Part VI. 6 7 Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If "Yes," complete Part I of Schedule L (Form 990 or 990‐EZ). 7 8 Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If "Yes," complete Part I of Schedule L (Form 990 or 990‐EZ). 8 9a Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If "Yes," provide detail in Part VI. 9a b Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If "Yes," provide detail in Part VI. 9b c Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If "Yes," provide detail in Part VI. 9c 10a Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non‐functionally integrated supporting organizations)? If "Yes," answer 10b below. 10a b Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings.) 10b 632024 09‐21‐16 Schedule A (Form 990 or 990‐EZ) 2016 16 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule A (Form 990 or 990‐EZ) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 5 Part IV Supporting Organizations (continued) Yes No 11 Has the organization accepted a gift or contribution from any of the following persons? a A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization? 11a b A family member of a person described in (a) above? 11b c A 35% controlled entity of a person described in (a) or (b) above? If "Yes" to a, b, or c, provide detail in Part VI. 11c Section B. Type I Supporting Organizations Yes No 1 Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization's directors or trustees at all times during the tax year? If "No," describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization's activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year. 1 2 Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If "Yes," explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised, or controlled the supporting organization. 2 Section C. Type II Supporting Organizations Yes No 1 Were a majority of the organization's directors or trustees during the tax year also a majority of the directors or trustees of each of the organization's supported organization(s)? If "No," describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s). 1 Section D. All Type III Supporting Organizations Yes No 1 Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization's tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization's governing documents in effect on the date of notification, to the extent not previously provided? 1 2 Were any of the organization's officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s). 2 3 By reason of the relationship described in (2), did the organization's supported organizations have a significant voice in the organization's investment policies and in directing the use of the organization's income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization's supported organizations played in this regard. 3 Section E. Type III Functionally Integrated Supporting Organizations 1 Check the box next to the method that the organization used to satisfy the Integral Part Test during the year(see instructions). a The organization satisfied the Activities Test. Complete line 2 below. b The organization is the parent of each of its supported organizations. Complete line 3 below. c The organization supported a governmental entity. Describe in Part VI how you supported a government entity (see instructions). 2 Activities Test. Answer (a) and (b) below. Yes No a Did substantially all of the organization's activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities. 2a b Did the activities described in (a) constitute activities that, but for the organization's involvement, one or more of the organization's supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization's position that its supported organization(s) would have engaged in these activities but for the organization's involvement. 2b 3 Parent of Supported Organizations. Answer (a) and (b) below. a Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI. 3a b Did the organization exercise a substantial degree of direction over the policies, programs, and activities of each of its supported organizations? If "Yes," describe in Part VI the role played by the organization in this regard. 3b 632025 09‐21‐16 Schedule A (Form 990 or 990‐EZ) 2016 17 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule A (Form 990 or 990‐EZ) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 6 Part V Type III Non‐Functionally Integrated 509(a)(3) Supporting Organizations 1 Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970 (explain in Part VI.) See instructions. All other Type III non‐functionally integrated supporting organizations must complete Sections A through E. (B) Current Year Section A ‐ Adjusted Net Income (A) Prior Year (optional) 1 Net short‐term capital gain 1 2 Recoveries of prior‐year distributions 2 3 Other gross income (see instructions) 3 4 Add lines 1 through 3 4 5 Depreciation and depletion 5 6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6 7 Other expenses (see instructions) 7 8 Adjusted Net Income (subtract lines 5, 6, and 7 from line 4) 8 (B) Current Year Section B ‐ Minimum Asset Amount (A) Prior Year (optional) 1 Aggregate fair market value of all non‐exempt‐use assets (see instructions for short tax year or assets held for part of year): a Average monthly value of securities 1a b Average monthly cash balances 1b c Fair market value of other non‐exempt‐use assets 1c d Total (add lines 1a, 1b, and 1c) 1d e Discount claimed for blockage or other factors (explain in detail in Part VI): 2 Acquisition indebtedness applicable to non‐exempt‐use assets 2 3 Subtract line 2 from line 1d 3 4 Cash deemed held for exempt use. Enter 1‐1/2% of line 3 (for greater amount, see instructions) 4 5 Net value of non‐exempt‐use assets (subtract line 4 from line 3) 5 6 Multiply line 5 by .035 6 7 Recoveries of prior‐year distributions 7 8 Minimum Asset Amount (add line 7 to line 6) 8

Section C ‐ Distributable Amount Current Year

1 Adjusted net income for prior year (from Section A, line 8, Column A) 1 2 Enter 85% of line 1 2 3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3 4 Enter greater of line 2 or line 3 4 5 Income tax imposed in prior year 5 6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6 7 Check here if the current year is the organization's first as a non‐functionally integrated Type III supporting organization (see instructions). Schedule A (Form 990 or 990‐EZ) 2016

632026 09‐21‐16 18 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule A (Form 990 or 990‐EZ) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 7 Part V Type III Non‐Functionally Integrated 509(a)(3) Supporting Organizations (continued) Section D ‐ Distributions Current Year 1 Amounts paid to supported organizations to accomplish exempt purposes 2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity 3 Administrative expenses paid to accomplish exempt purposes of supported organizations 4 Amounts paid to acquire exempt‐use assets 5 Qualified set‐aside amounts (prior IRS approval required) 6 Other distributions (describe in Part VI). See instructions 7 Total annual distributions. Add lines 1 through 6 8 Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions 9 Distributable amount for 2016 from Section C, line 6 10 Line 8 amount divided by Line 9 amount (i) (ii) (iii) Excess Distributions Underdistributions Distributable Section E ‐ Distribution Allocations (see instructions) Pre‐2016 Amount for 2016

1 Distributable amount for 2016 from Section C, line 6 2 Underdistributions, if any, for years prior to 2016 (reason‐ able cause required‐ explain in Part VI). See instructions 3 Excess distributions carryover, if any, to 2016: a b c From 2013 d From 2014 e From 2015 f Total of lines 3a through e g Applied to underdistributions of prior years h Applied to 2016 distributable amount i Carryover from 2011 not applied (see instructions) j Remainder. Subtract lines 3g, 3h, and 3i from 3f. 4 Distributions for 2016 from Section D, line 7: $ a Applied to underdistributions of prior years b Applied to 2016 distributable amount c Remainder. Subtract lines 4a and 4b from 4 5 Remaining underdistributions for years prior to 2016, if any. Subtract lines 3g and 4a from line 2. For result greater than zero, explain in Part VI. See instructions 6 Remaining underdistributions for 2016. Subtract lines 3h and 4b from line 1. For result greater than zero, explain in Part VI. See instructions 7 Excess distributions carryover to 2017. Add lines 3j and 4c 8 Breakdown of line 7: a b Excess from 2013 c Excess from 2014 d Excess from 2015 e Excess from 2016 Schedule A (Form 990 or 990‐EZ) 2016

632027 09‐21‐16 19 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule A (Form 990 or 990‐EZ) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 8 Part VI Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a, and 3b; Part V, line 1; Part V, Section B, line 1e; Part V, Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions.)

632028 09‐21‐16 Schedule A (Form 990 or 990‐EZ) 2016 20 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 ** PUBLIC DISCLOSURE COPY **

Schedule B Schedule of Contributors OMB No. 1545‐0047 (Form 990, 990‐EZ, | Attach to Form 990, Form 990‐EZ, or Form 990‐PF. or 990‐PF) | Information about Schedule B (Form 990, 990‐EZ, or 990‐PF) and Department of the Treasury 2016 Internal Revenue Service its instructions is at www.irs.gov/form990 . Name of the organization Employer identification number

CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Organization type(check one):

Filers of: Section:

Form 990 or 990‐EZ X 501(c)( 3 ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990‐PF 501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule. Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990‐EZ, or 990‐PF that received, during the year, contributions totaling $5,000 or more (in money or property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.

Special Rules

X For an organization described in section 501(c)(3) filing Form 990 or 990‐EZ that met the 33 1/3% support test of the regulations under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990‐EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990‐EZ, line 1. Complete Parts I and II.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990‐EZ that received from any one contributor, during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990‐EZ that received from any one contributor, during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year ~~~~~~~~~~~~~~~ | $

Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990, 990‐EZ, or 990‐PF), but it must answer "No" on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990‐EZ or on its Form 990‐PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990, 990‐EZ, or 990‐PF).

LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990, 990‐EZ, or 990‐PF. Schedule B (Form 990, 990‐EZ, or 990‐PF) (2016)

623451 10‐18‐16 Schedule B (Form 990, 990‐EZ, or 990‐PF) (2016) Page 2 Name of organization Employer identification number

CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646

Part I Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution

1 Person X Payroll $ 47,855,670. Noncash (Complete Part II for noncash contributions.)

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution

2 Person X Payroll $ 22,175,450. Noncash (Complete Part II for noncash contributions.)

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution

3 Person X Payroll $ 13,138,299. Noncash (Complete Part II for noncash contributions.)

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution

4 Person X Payroll $ 9,599,563. Noncash (Complete Part II for noncash contributions.)

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution

5 Person X Payroll $ 6,738,191. Noncash (Complete Part II for noncash contributions.)

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution

6 Person X Payroll $ 6,526,298. Noncash (Complete Part II for noncash contributions.)

623452 10‐18‐16 Schedule B (Form 990, 990‐EZ, or 990‐PF) (2016) 22 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule B (Form 990, 990‐EZ, or 990‐PF) (2016) Page 2 Name of organization Employer identification number

CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646

Part I Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution

7 Person X Payroll $ 3,704,333. Noncash (Complete Part II for noncash contributions.)

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution

8 Person X Payroll $ 3,186,084. Noncash (Complete Part II for noncash contributions.)

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution

Person Payroll $ Noncash (Complete Part II for noncash contributions.)

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution

Person Payroll $ Noncash (Complete Part II for noncash contributions.)

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution

Person Payroll $ Noncash (Complete Part II for noncash contributions.)

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution

Person Payroll $ Noncash (Complete Part II for noncash contributions.)

623452 10‐18‐16 Schedule B (Form 990, 990‐EZ, or 990‐PF) (2016) 23 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule B (Form 990, 990‐EZ, or 990‐PF) (2016) Page 3 Name of organization Employer identification number

CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646

Part II Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.

(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions) Part I

$

(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions) Part I

$

(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions) Part I

$

(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions) Part I

$

(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions) Part I

$

(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions) Part I

$ 623453 10‐18‐16 Schedule B (Form 990, 990‐EZ, or 990‐PF) (2016) 24 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule B (Form 990, 990‐EZ, or 990‐PF) (2016) Page 4 Name of organization Employer identification number

CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this info. once.) | $ Use duplicate copies of Part III if additional space is needed. (a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I

(e) Transfer of gift

Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee

(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I

(e) Transfer of gift

Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee

(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I

(e) Transfer of gift

Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee

(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I

(e) Transfer of gift

Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee

623454 10‐18‐16 Schedule B (Form 990, 990‐EZ, or 990‐PF) (2016) 25 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 OMB No. 1545‐0047 SCHEDULE D Supplemental Financial Statements (Form 990) | Complete if the organization answered "Yes" on Form 990, Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b. 2016 Department of the Treasury | Attach to Form 990. Open to Public Internal Revenue Service | Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990. Inspection Name of the organization Employer identification number CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Part I Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6. (a) Donor advised funds (b) Funds and other accounts 1 Total number at end of year ~~~~~~~~~~~~~~~ 2 Aggregate value of contributions to (during year) ~~~~ 3 Aggregate value of grants from (during year) ~~~~~~ 4 Aggregate value at end of year ~~~~~~~~~~~~~ 5 Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization's property, subject to the organization's exclusive legal control?~~~~~~~~~~~~~~~~~~ Yes No 6 Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit?  Yes No Part II Conservation Easements. Complete if the organization answered "Yes" on Form 990, Part IV, line 7. 1 Purpose(s) of conservation easements held by the organization (check all that apply). Preservation of land for public use (e.g., recreation or education) Preservation of a historically important land area Protection of natural habitat Preservation of a certified historic structure Preservation of open space 2 Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year. Held at the End of the Tax Year a Total number of conservation easements ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2a b Total acreage restricted by conservation easements ~~~~~~~~~~~~~~~~~~~~~~~~~~ 2b c Number of conservation easements on a certified historic structure included in (a) ~~~~~~~~~~~~ 2c d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2d 3 Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the tax year | 4 Number of states where property subject to conservation easement is located | 5 Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No 6 Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year | 7 Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year | $ 8 Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No 9 In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and include, if applicable, the text of the footnote to the organization's financial statements that describes the organization's accounting for conservation easements. Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. Complete if the organization answered "Yes" on Form 990, Part IV, line 8. 1a If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items. b If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items: (i) Revenue included on Form 990, Part VIII, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | $ (ii) Assets included in Form 990, Part X ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | $ 2 If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the following amounts required to be reported under SFAS 116 (ASC 958) relating to these items: a Revenue included on Form 990, Part VIII, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | $ b Assets included in Form 990, Part X  | $ LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule D (Form 990) 2016 632051 08‐29‐16 26 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule D (Form 990) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets(continued) 3 Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply): a Public exhibition d Loan or exchange programs b Scholarly research e Other c Preservation for future generations 4 Provide a description of the organization's collections and explain how they further the organization's exempt purpose in Part XIII. 5 During the year, did the organization solicit or receive donations of art, historical treasures, or other similar assets to be sold to raise funds rather than to be maintained as part of the organization's collection?  Yes No Part IV Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21. 1a Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included on Form 990, Part X? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount c Beginning balance ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c d Additions during the year ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1d e Distributions during the year ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1e f Ending balance ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1f 2a Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ~~~~~ Yes No b If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided on Part XIII  Part V Endowment Funds. Complete if the organization answered "Yes" on Form 990, Part IV, line 10. (a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back 1a Beginning of year balance ~~~~~~~ b Contributions ~~~~~~~~~~~~~~ c Net investment earnings, gains, and losses d Grants or scholarships ~~~~~~~~~ e Other expenditures for facilities and programs ~~~~~~~~~~~~~ f Administrative expenses ~~~~~~~~ g End of year balance ~~~~~~~~~~ 2 Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as: a Board designated or quasi‐endowment | % b Permanent endowment | % c Temporarily restricted endowment | % The percentages on lines 2a, 2b, and 2c should equal 100%. 3a Are there endowment funds not in the possession of the organization that are held and administered for the organization by: Yes No (i) unrelated organizations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3a(i) (ii) related organizations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3a(ii) b If "Yes" on line 3a(ii), are the related organizations listed as required on Schedule R?~~~~~~~~~~~~~~~~~~~~ 3b 4 Describe in Part XIII the intended uses of the organization's endowment funds. Part VI Land, Buildings, and Equipment. Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10. Description of property (a) Cost or other (b) Cost or other (c) Accumulated (d) Book value basis (investment) basis (other) depreciation 1a Land ~~~~~~~~~~~~~~~~~~~~ b Buildings ~~~~~~~~~~~~~~~~~~ c Leasehold improvements ~~~~~~~~~~ 167,749. 164,134. 3,615. d Equipment ~~~~~~~~~~~~~~~~~ 2,103,683. 1,859,969. 243,714. e Other  Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10c.) | 247,329. Schedule D (Form 990) 2016

632052 08‐29‐16 27 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule D (Form 990) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 3 Part VII Investments ‐ Other Securities. Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12. (a) Description of security or category (including name of security) (b) Book value (c) Method of valuation: Cost or end‐of‐year market value (1) Financial derivatives ~~~~~~~~~~~~~~~ (2) Closely‐held equity interests ~~~~~~~~~~~ (3) Other (A) (B) (C) (D) (E) (F) (G) (H) Total. (Col. (b) must equal Form 990, Part X, col. (B) line 12.) | Part VIII Investments ‐ Program Related. Complete if the organization answered "Yes" on Form 990, Part IV, line 11c. See Form 990, Part X, line 13. (a) Description of investment (b) Book value (c) Method of valuation: Cost or end‐of‐year market value (1) (2) (3) (4) (5) (6) (7) (8) (9) Total. (Col. (b) must equal Form 990, Part X, col. (B) line 13.) | Part IX Other Assets. Complete if the organization answered "Yes" on Form 990, Part IV, line 11d. See Form 990, Part X, line 15. (a) Description (b) Book value (1) ASSETS LIMITED AS TO USE FOR PROGRAMMATIC PURPOSES 72,601,687. (2) (3) (4) (5) (6) (7) (8) (9) Total. (Column (b) must equal Form 990, Part X, col. (B) line 15.)  | 72,601,687. Part X Other Liabilities. Complete if the organization answered "Yes" on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25. 1. (a) Description of liability (b) Book value (1) Federal income taxes (2) ASSETS HELD FOR COMMODITIES (3) PURCHASE 219,999. (4) (5) (6) (7) (8) (9) Total. (Column (b) must equal Form 990, Part X, col. (B) line 25.)  | 219,999. 2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII X Schedule D (Form 990) 2016

632053 08‐29‐16 28 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule D (Form 990) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 4 Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered "Yes" on Form 990, Part IV, line 12a. 1 Total revenue, gains, and other support per audited financial statements ~~~~~~~~~~~~~~~~~~~ 1 143,847,488. 2 Amounts included on line 1 but not on Form 990, Part VIII, line 12: a Net unrealized gains (losses) on investments ~~~~~~~~~~~~~~~~~~ 2a ‐7,862. b Donated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~ 2b 902,092. c Recoveries of prior year grants ~~~~~~~~~~~~~~~~~~~~~~~~~ 2c d Other (Describe in Part XIII.) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 2d e Add lines 2a through 2d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2e 894,230. 3 Subtract line 2e from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 142,953,258. 4 Amounts included on Form 990, Part VIII, line 12, but not on line 1: a Investment expenses not included on Form 990, Part VIII, line 7b ~~~~~~~~ 4a b Other (Describe in Part XIII.) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 4b c Add lines 4a and 4b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4c 0. 5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.)  5 142,953,258. Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered "Yes" on Form 990, Part IV, line 12a. 1 Total expenses and losses per audited financial statements ~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 140,815,452. 2 Amounts included on line 1 but not on Form 990, Part IX, line 25: a Donated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~ 2a 902,092. b Prior year adjustments ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2b c Other losses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2c d Other (Describe in Part XIII.) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 2d e Add lines 2a through 2d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2e 902,092. 3 Subtract line 2e from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 139,913,360. 4 Amounts included on Form 990, Part IX, line 25, but not on line 1: a Investment expenses not included on Form 990, Part VIII, line 7b ~~~~~~~~ 4a b Other (Describe in Part XIII.) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 4b c Add lines 4a and 4b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4c 0. 5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.)  5 139,913,360. Part XIII Supplemental Information. Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part IV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

PART X, LINE 2:

CHAI ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A

"MORE LIKELY THAN NOT" THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS

BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER

SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR

POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE

UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A "CUMULATIVE PROBABILITY

ASSESSMENT" THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN

TAX POSITIONS. CHAI HAS IDENTIFIED ITS TAX STATUS AS A TAX EXEMPT ENTITY

AS ITS ONLY SIGNIFICANT TAX POSITION AND HAS DETERMINED THAT SUCH TAX

POSITION DOES NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. CHAI'S

U.S. FEDERAL AND STATE INCOME TAX RETURNS ARE GENERALLY OPEN FOR 632054 08‐29‐16 Schedule D (Form 990) 2016 29 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule D (Form 990) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 5 Part XIII Supplemental Information (continued)

EXAMINATION FOR THREE YEARS FOLLOWING THE EXTENDED DATE, IF ANY, OF FILING

THE RELATED RETURN. CHAI'S FOREIGN TAX RETURNS ARE SUBJECT TO EXAMINATION

BY GOVERNMENT AUTHORITIES UNDER APPLICABLE LOCAL LAW. CHAI IS NOT AWARE OF

ANY PENDING EXAMINATION BY ANY SUCH AUTHORITY.

Schedule D (Form 990) 2016 632055 08‐29‐16 30 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 SCHEDULE F Statement of Activities Outside the United States OMB No. 1545‐0047 (Form 990) | Complete if the organization answered "Yes" on Form 990, Part IV, line 14b, 15, or 16. 2016 | Attach to Form 990. Department of the Treasury Open to Public Internal Revenue Service | Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990. Inspection Name of the organization Employer identification number

CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Part I General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b. 1 For grantmakers. Does the organization maintain records to substantiate the amount of its grants and other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? ~~ X Yes No

2 For grantmakers. Describe in Part V the organization's procedures for monitoring the use of its grants and other assistance outside the United States. 3 Activities per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.) (a) Region (b) Number of (c) Number of (d) Activities conducted in the region (e) If activity listed in (d) (f) Total offices employees, (by type) (such as, fundraising, pro‐ is a program service, expenditures agents, and in the region gram services, investments, grants to describe specific type for and independent investments contractors recipients located in the region) of service(s) in the region in the region in the region

SUB-SAHARAN AFRICA 17 886 PROGRAM SERVICES HEALTH 94,041,382.

EAST ASIA AND THE PACIFIC 6 110 PROGRAM SERVICES HEALTH 7,566,756.

SOUTH ASIA 1 104 PROGRAM SERVICES HEALTH 7,953,861.

CENTRAL AMERICA AND THE CARIBBEAN 1 7 PROGRAM SERVICES HEALTH 1,348,940.

RUSSIA AND NEIGHBORING STATES 1 5 PROGRAM SERVICES HEALTH 387,587.

EUROPE (INCLUDING ICELAND & GREENLAND) 0 17 PROGRAM SERVICES HEALTH 0.

NORTH AMERICA 0 7 PROGRAM SERVICES HEALTH 0.

SUB-SAHARAN AFRICA 0 0 GRANTS HEALTH 7,457,994. 3 a Sub‐total ~~~~~~ 26 1136 118,756,520. b Total from continuation sheets to Part I ~~~ 0 0 2,597,701. c Totals (add lines 3a and 3b)  26 1136 121,354,221. LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule F (Form 990) 2016

632071 09‐21‐16 31 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 1 Part I Continuation of Activities per Region. (Schedule F (Form 990), Part I, line 3) (a) Region (b) Number of (c) Number of (d) Activities conducted in region (e) If activity listed in (d) (f) Total offices employees or (by type) (i.e., fundraising, is a program service, expenditures in the region agents in program services, grants to describe specific type for region region recipients located in the region) of service(s) in region

EAST ASIA AND THE PACIFIC 0 0 GRANTS HEALTH 480,232.

SOUTH ASIA 0 0 GRANTS HEALTH 1,629,670.

RUSSIA AND NEIGHBORING STATES 0 0 GRANTS HEALTH 23,839.

EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS HEALTH 463,960.

Totals  | 2,597,701.

632181 04‐01‐16 32 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

1 (b) IRS code section (d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region noncash of noncash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

EAST ASIA AND THE PACIFIC HEALTH 58,735. 0.

EAST ASIA AND THE PACIFIC HEALTH 50,000. 0.

EAST ASIA AND THE PACIFIC HEALTH 49,580. 0.

EAST ASIA AND THE PACIFIC HEALTH 49,008. 0.

EAST ASIA AND THE PACIFIC HEALTH 48,589. 0.

EAST ASIA AND THE PACIFIC HEALTH 42,595. 0.

EAST ASIA AND THE PACIFIC HEALTH 42,008. 0.

EAST ASIA AND THE PACIFIC HEALTH 38,747. 0. 2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax‐exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ~~~~~~~~~~~~~~~~~~~~~~~ | 0 3 Enter total number of other organizations or entities  | 134 Schedule F (Form 990) 2016

632072 09‐21‐16 33

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Continuation of Grants and Other Assistance to Organizations or Entities Outside the United States. (Schedule F (Form 990), Part II, line 1) 1 (b) IRS code section (d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region non‐cash of non‐cash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

EAST ASIA AND THE PACIFIC HEALTH 20,200. 0.

EAST ASIA AND THE PACIFIC HEALTH 17,058. 0.

EAST ASIA AND THE PACIFIC HEALTH 12,893. 0.

EAST ASIA AND THE PACIFIC HEALTH 12,270. 0.

EAST ASIA AND THE PACIFIC HEALTH 11,897. 0.

EAST ASIA AND THE PACIFIC HEALTH 7,217. 0.

EAST ASIA AND THE PACIFIC HEALTH 6,429. 0.

EUROPE (INCLUDING ICELAND AND GREENLAND) HEALTH 10,835. 0.

EUROPE (INCLUDING ICELAND AND GREENLAND) HEALTH 6,303. 0.

632182 04‐01‐16 34

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Continuation of Grants and Other Assistance to Organizations or Entities Outside the United States. (Schedule F (Form 990), Part II, line 1) 1 (b) IRS code section (d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region non‐cash of non‐cash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

RUSSIA AND THE NEWLY INDEPENDENT STATES HEALTH 20,104. 0.

SOUTH ASIA HEALTH 240,147. 0.

SOUTH ASIA HEALTH 229,423. 0.

SOUTH ASIA HEALTH 131,439. 0.

SOUTH ASIA HEALTH 106,518. 0.

SOUTH ASIA HEALTH 101,564. 0.

SOUTH ASIA HEALTH 95,820. 0.

SOUTH ASIA HEALTH 89,340. 0.

SOUTH ASIA HEALTH 74,580. 0.

632182 04‐01‐16 35

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Continuation of Grants and Other Assistance to Organizations or Entities Outside the United States. (Schedule F (Form 990), Part II, line 1) 1 (b) IRS code section (d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region non‐cash of non‐cash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

SOUTH ASIA HEALTH 72,794. 0.

SOUTH ASIA HEALTH 53,219. 0.

SOUTH ASIA HEALTH 49,209. 0.

SOUTH ASIA HEALTH 46,969. 0.

SOUTH ASIA HEALTH 43,400. 0.

SOUTH ASIA HEALTH 39,249. 0.

SOUTH ASIA HEALTH 36,285. 0.

SOUTH ASIA HEALTH 35,491. 0.

SOUTH ASIA HEALTH 32,972. 0.

632182 04‐01‐16 36

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Continuation of Grants and Other Assistance to Organizations or Entities Outside the United States. (Schedule F (Form 990), Part II, line 1) 1 (b) IRS code section (d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region non‐cash of non‐cash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

SOUTH ASIA HEALTH 29,864. 0.

SOUTH ASIA HEALTH 29,561. 0.

SOUTH ASIA HEALTH 26,664. 0.

SOUTH ASIA HEALTH 25,214. 0.

SOUTH ASIA HEALTH 11,342. 0.

SOUTH ASIA HEALTH 9,660. 0.

SOUTH ASIA HEALTH 7,459. 0.

SOUTH ASIA HEALTH 5,991. 0.

SUB-SAHARAN AFRICA HEALTH 2,017,506. 0.

632182 04‐01‐16 37

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Continuation of Grants and Other Assistance to Organizations or Entities Outside the United States. (Schedule F (Form 990), Part II, line 1) 1 (b) IRS code section (d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region non‐cash of non‐cash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

SUB-SAHARAN AFRICA HEALTH 633,145. 0.

SUB-SAHARAN AFRICA HEALTH 570,348. 0.

SUB-SAHARAN AFRICA HEALTH 281,246. 0.

SUB-SAHARAN AFRICA HEALTH 190,000. 0.

SUB-SAHARAN AFRICA HEALTH 183,725. 0.

SUB-SAHARAN AFRICA HEALTH 175,439. 0.

SUB-SAHARAN AFRICA HEALTH 172,920. 0.

SUB-SAHARAN AFRICA HEALTH 168,263. 0.

SUB-SAHARAN AFRICA HEALTH 149,592. 0.

632182 04‐01‐16 38

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Continuation of Grants and Other Assistance to Organizations or Entities Outside the United States. (Schedule F (Form 990), Part II, line 1) 1 (b) IRS code section (d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region non‐cash of non‐cash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

SUB-SAHARAN AFRICA HEALTH 144,696. 0.

SUB-SAHARAN AFRICA HEALTH 138,155. 0.

SUB-SAHARAN AFRICA HEALTH 134,523. 0.

SUB-SAHARAN AFRICA HEALTH 129,360. 0.

SUB-SAHARAN AFRICA HEALTH 126,914. 0.

SUB-SAHARAN AFRICA HEALTH 126,208. 0.

SUB-SAHARAN AFRICA HEALTH 112,689. 0.

SUB-SAHARAN AFRICA HEALTH 96,365. 0.

SUB-SAHARAN AFRICA HEALTH 93,405. 0.

632182 04‐01‐16 39

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Continuation of Grants and Other Assistance to Organizations or Entities Outside the United States. (Schedule F (Form 990), Part II, line 1) 1 (b) IRS code section (d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region non‐cash of non‐cash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

SUB-SAHARAN AFRICA HEALTH 92,547. 0.

SUB-SAHARAN AFRICA HEALTH 90,061. 0.

SUB-SAHARAN AFRICA HEALTH 83,419. 0.

SUB-SAHARAN AFRICA HEALTH 72,354. 0.

SUB-SAHARAN AFRICA HEALTH 69,105. 0.

SUB-SAHARAN AFRICA HEALTH 68,011. 0.

SUB-SAHARAN AFRICA HEALTH 65,570. 0.

SUB-SAHARAN AFRICA HEALTH 65,305. 0.

SUB-SAHARAN AFRICA HEALTH 62,728. 0.

632182 04‐01‐16 40

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Continuation of Grants and Other Assistance to Organizations or Entities Outside the United States. (Schedule F (Form 990), Part II, line 1) 1 (b) IRS code section (d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region non‐cash of non‐cash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

SUB-SAHARAN AFRICA HEALTH 60,063. 0.

SUB-SAHARAN AFRICA HEALTH 58,210. 0.

SUB-SAHARAN AFRICA HEALTH 57,628. 0.

SUB-SAHARAN AFRICA HEALTH 47,841. 0.

SUB-SAHARAN AFRICA HEALTH 47,314. 0.

SUB-SAHARAN AFRICA HEALTH 31,766. 0.

SUB-SAHARAN AFRICA HEALTH 31,299. 0.

SUB-SAHARAN AFRICA HEALTH 29,696. 0.

SUB-SAHARAN AFRICA HEALTH 29,304. 0.

632182 04‐01‐16 41

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Continuation of Grants and Other Assistance to Organizations or Entities Outside the United States. (Schedule F (Form 990), Part II, line 1) 1 (b) IRS code section (d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region non‐cash of non‐cash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

SUB-SAHARAN AFRICA HEALTH 27,371. 0.

SUB-SAHARAN AFRICA HEALTH 26,564. 0.

SUB-SAHARAN AFRICA HEALTH 24,872. 0.

SUB-SAHARAN AFRICA HEALTH 23,156. 0.

SUB-SAHARAN AFRICA HEALTH 22,930. 0.

SUB-SAHARAN AFRICA HEALTH 22,281. 0.

SUB-SAHARAN AFRICA HEALTH 21,325. 0.

SUB-SAHARAN AFRICA HEALTH 20,716. 0.

SUB-SAHARAN AFRICA HEALTH 20,232. 0.

632182 04‐01‐16 42

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Continuation of Grants and Other Assistance to Organizations or Entities Outside the United States. (Schedule F (Form 990), Part II, line 1) 1 (b) IRS code section (d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region non‐cash of non‐cash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

SUB-SAHARAN AFRICA HEALTH 20,144. 0.

SUB-SAHARAN AFRICA HEALTH 20,108. 0.

SUB-SAHARAN AFRICA HEALTH 18,090. 0.

SUB-SAHARAN AFRICA HEALTH 17,537. 0.

SUB-SAHARAN AFRICA HEALTH 17,500. 0.

SUB-SAHARAN AFRICA HEALTH 16,768. 0.

SUB-SAHARAN AFRICA HEALTH 16,098. 0.

SUB-SAHARAN AFRICA HEALTH 14,840. 0.

SUB-SAHARAN AFRICA HEALTH 14,707. 0.

632182 04‐01‐16 43

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Continuation of Grants and Other Assistance to Organizations or Entities Outside the United States. (Schedule F (Form 990), Part II, line 1) 1 (b) IRS code section (d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region non‐cash of non‐cash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

SUB-SAHARAN AFRICA HEALTH 14,589. 0.

SUB-SAHARAN AFRICA HEALTH 14,354. 0.

SUB-SAHARAN AFRICA HEALTH 13,565. 0.

SUB-SAHARAN AFRICA HEALTH 12,618. 0.

SUB-SAHARAN AFRICA HEALTH 11,012. 0.

SUB-SAHARAN AFRICA HEALTH 10,248. 0.

SUB-SAHARAN AFRICA HEALTH 9,719. 0.

SUB-SAHARAN AFRICA HEALTH 9,611. 0.

SUB-SAHARAN AFRICA HEALTH 9,537. 0.

632182 04‐01‐16 44

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Continuation of Grants and Other Assistance to Organizations or Entities Outside the United States. (Schedule F (Form 990), Part II, line 1) 1 (b) IRS code section (d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region non‐cash of non‐cash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

SUB-SAHARAN AFRICA HEALTH 9,367. 0.

SUB-SAHARAN AFRICA HEALTH 8,998. 0.

SUB-SAHARAN AFRICA HEALTH 7,495. 0.

SUB-SAHARAN AFRICA HEALTH 7,312. 0.

SUB-SAHARAN AFRICA HEALTH 7,231. 0.

SUB-SAHARAN AFRICA HEALTH 6,474. 0.

SUB-SAHARAN AFRICA HEALTH 6,437. 0.

SUB-SAHARAN AFRICA HEALTH 6,383. 0.

SUB-SAHARAN AFRICA HEALTH 6,260. 0.

632182 04‐01‐16 45

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Continuation of Grants and Other Assistance to Organizations or Entities Outside the United States. (Schedule F (Form 990), Part II, line 1) 1 (b) IRS code section (d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region non‐cash of non‐cash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

SUB-SAHARAN AFRICA HEALTH 6,059. 0.

SUB-SAHARAN AFRICA HEALTH 6,045. 0.

SUB-SAHARAN AFRICA HEALTH 6,000. 0.

SUB-SAHARAN AFRICA HEALTH 5,815. 0.

SUB-SAHARAN AFRICA HEALTH 5,736. 0.

SUB-SAHARAN AFRICA HEALTH 5,671. 0.

SUB-SAHARAN AFRICA HEALTH 5,523. 0.

SUB-SAHARAN AFRICA HEALTH 5,467. 0.

SUB-SAHARAN AFRICA HEALTH 5,301. 0.

632182 04‐01‐16 46

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Continuation of Grants and Other Assistance to Organizations or Entities Outside the United States. (Schedule F (Form 990), Part II, line 1) 1 (b) IRS code section (d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of (a) Name of organization (c) Region non‐cash of non‐cash valuation (book, FMV, and EIN (if applicable) grant of cash grant cash disbursement assistance assistance appraisal, other)

SUB-SAHARAN AFRICA HEALTH 5,101. 0.

SUB-SAHARAN AFRICA HEALTH 5,092. 0.

SUB-SAHARAN AFRICA HEALTH 5,038. 0.

EUROPE (INCLUDING ICELAND AND GREENLAND) HEALTH 268,518. 0.

EUROPE (INCLUDING ICELAND AND GREENLAND) HEALTH 110,575. 0.

EUROPE (INCLUDING ICELAND AND GREENLAND) HEALTH 21,179. 0.

EUROPE (INCLUDING ICELAND AND GREENLAND) HEALTH 17,210. 0.

632182 04‐01‐16 47

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 3 Part III Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16. Part III can be duplicated if additional space is needed. (c) Number of (d) Amount of (e) Manner of (f) Amount of (g) Description of (h) Method of (a) Type of grant or assistance (b) Region recipients cash grant cash disbursement noncash noncash assistance valuation assistance (book, FMV, appraisal, other)

Schedule F (Form 990) 2016

632073 09‐21‐16 48

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 4 Part IV Foreign Forms

1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No

2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return To Report Transactions With Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520‐A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520‐A; do not file with Form 990) ~~~~~~~~~~ Yes X No

3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons With Respect To Certain Foreign Corporations (see Instructions for Form 5471) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No

4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund (see Instructions for Form 8621) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No

5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons With Respect to Certain Foreign Partnerships (see Instructions for Form 8865) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No

6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; do not file with Form 990) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No

Schedule F (Form 990) 2016

632074 09‐21‐16 49 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule F (Form 990) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 5 Part V Supplemental Information Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.

PART I, LINE 2:

FOR GRANTS OUSTIDE THE US, EACH COUNTRY OR PROGRAM TEAM REQUESTS THEIR

CASH NEEDS EACH MONTH FROM HEADQUARTERS AP. AFTER THESE AMOUNTS ARE

VERIFIED, THE HEADQUARTERS TEAM DISBURSES THE FUNDS TO THE

COUNTRY/PROGRAM TEAMS. AT THE END OF EACH MONTH THE EXPENSES FOR EACH

TEAM ARE REVIEWED TO SEE WHERE FUNDS WERE USED AND WHAT PROJECT CHARGED.

SCHEDULE F, PART II, LINE 3:

THE GRANTEES COUNTED ON LINE 3 CONSIST OF GOVERNMENT MINISTRIES OF

HEALTH, HOSPITALS, AND OTHER ORGANIZATIONS IN FURTHERANCE OF OUR

MISSION. MANY OF THE GRANTEES MAY BE RECOGNIZED AS CHARITIES WITHIN

THEIR LOCAL COUNTRY.

632075 09‐21‐16 Schedule F (Form 990) 2016 50 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 SCHEDULE G OMB No. 1545‐0047 Supplemental Information Regarding Fundraising or Gaming Activities (Form 990 or 990‐EZ) Complete if the organization answered "Yes" on Form 990, Part IV, line 17, 18, or 19, or if the 2016 organization entered more than $15,000 on Form 990‐EZ, line 6a. Department of the Treasury | Attach to Form 990 or Form 990‐EZ. Open to Public Internal Revenue Service Inspection | Information about Schedule G (Form 990 or 990‐EZ) and its instructions is at www.irs.gov/form990. Name of the organization Employer identification number CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Part I Fundraising Activities. Complete if the organization answered "Yes" on Form 990, Part IV, line 17. Form 990‐EZ filers are not required to complete this part. 1 Indicate whether the organization raised funds through any of the following activities. Check all that apply. a Mail solicitations e X Solicitation of non‐government grants b X Internet and email solicitations f X Solicitation of government grants c X Phone solicitations g Special fundraising events d X In‐person solicitations 2 a Did the organization have a written or oral agreement with any individual (including officers, directors, trustees, or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services? X Yes No b If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is to be compensated at least $5,000 by the organization.

(iii) Did (v) Amount paid (vi) Amount paid (i) Name and address of individual fundraiser (iv) Gross receipts to (or retained by) (ii) Activity have custody fundraiser to (or retained by) or entity (fundraiser) or control of from activity organization contributions? listed in col. (i)

THE HELEN BROWN GROUP LLC - Yes No 48 SUMMER ST., SUITE 2, RESEARCH X 250,000. 60,000. 190,000.

Total  | 250,000. 60,000. 190,000. 3 List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing. AR,CA,CT,FL,IL,NJ,NY,PA,RI,MA,WA

LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990‐EZ. Schedule G (Form 990 or 990‐EZ) 2016 SEE PART IV FOR CONTINUATIONS

632081 09‐12‐16 51 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule G (Form 990 or 990‐EZ) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990‐EZ, lines 1 and 6b. List events with gross receipts greater than $5,000. (a) Event #1 (b) Event #2 (c) Other events (d) Total events (add col. (a) through col. (c)) (event type) (event type) (total number)

1 Gross receipts ~~~~~~~~~~~~~~ Revenue

2 Less: Contributions ~~~~~~~~~~~

3 Gross income (line 1 minus line 2) 

4 Cash prizes ~~~~~~~~~~~~~~~

5 Noncash prizes ~~~~~~~~~~~~~

6 Rent/facility costs ~~~~~~~~~~~~

7 Food and beverages ~~~~~~~~~~ Direct Expenses 8 Entertainment ~~~~~~~~~~~~~~ 9 Other direct expenses ~~~~~~~~~~ 10 Direct expense summary. Add lines 4 through 9 in column (d) ~~~~~~~~~~~~~~~~~~~~~~~~ | 11 Net income summary. Subtract line 10 from line 3, column (d)  | Part III Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990‐EZ, line 6a. (b) Pull tabs/instant (d) Total gaming (add (a) Bingo (c) Other gaming bingo/progressive bingo col. (a) through col. (c))

Revenue 1 Gross revenue 

2 Cash prizes ~~~~~~~~~~~~~~~

3 Noncash prizes ~~~~~~~~~~~~~

4 Rent/facility costs ~~~~~~~~~~~~ Direct Expenses

5 Other direct expenses  Yes % Yes % Yes % 6 Volunteer labor ~~~~~~~~~~~~~ No No No

7 Direct expense summary. Add lines 2 through 5 in column (d) ~~~~~~~~~~~~~~~~~~~~~~~~ |

8 Net gaming income summary. Subtract line 7 from line 1, column (d)  |

9 Enter the state(s) in which the organization conducts gaming activities: a Is the organization licensed to conduct gaming activities in each of these states? ~~~~~~~~~~~~~~~~~~~~ Yes No b If "No," explain:

10a Were any of the organization's gaming licenses revoked, suspended, or terminated during the tax year?~~~~~~~~~ Yes No b If "Yes," explain:

632082 09‐12‐16 Schedule G (Form 990 or 990‐EZ) 2016

52 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule G (Form 990 or 990‐EZ) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 3 11 Does the organization conduct gaming activities with nonmembers?~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No 12 Is the organization a grantor, beneficiary or trustee of a trust, or a member of a partnership or other entity formed to administer charitable gaming? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No 13 Indicate the percentage of gaming activity conducted in: a The organization's facility ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 13a % b An outside facility ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 13b % 14 Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name |

Address |

15a Does the organization have a contract with a third party from whom the organization receives gaming revenue? ~~~~~~ Yes No

b If "Yes," enter the amount of gaming revenue received by the organization | $ and the amount of gaming revenue retained by the third party | $ c If "Yes," enter name and address of the third party:

Name |

Address |

16 Gaming manager information:

Name |

Gaming manager compensation | $

Description of services provided |

Director/officer Employee Independent contractor

17 Mandatory distributions: a Is the organization required under state law to make charitable distributions from the gaming proceeds to retain the state gaming license? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No b Enter the amount of distributions required under state law to be distributed to other exempt organizations or spent in the organization's own exempt activities during the tax year | $ Part IV Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions

SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS:

(I) NAME OF FUNDRAISER: THE HELEN BROWN GROUP LLC

(I) ADDRESS OF FUNDRAISER: 48 SUMMER ST., SUITE 2, WATERTOWN, MA 02472

632083 09‐12‐16 Schedule G (Form 990 or 990‐EZ) 2016 53 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule G (Form 990 or 990‐EZ) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 4 Part IV Supplemental Information (continued)

Schedule G (Form 990 or 990‐EZ) 632084 04‐01‐16 54 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 SCHEDULE I Grants and Other Assistance to Organizations, OMB No. 1545‐0047 (Form 990) Governments, and Individuals in the United States Complete if the organization answered "Yes" on Form 990, Part IV, line 21 or 22. 2016 Department of the Treasury | Attach to Form 990. Open to Public Internal Revenue Service | Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990. Inspection Name of the organization Employer identification number CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Part I General Information on Grants and Assistance 1 Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X Yes No 2 Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States. Part II Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed. 1 (a) Name and address of organization (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant valuation (book, or government (if applicable) cash grant non‐cash noncash assistance or assistance FMV, appraisal, assistance other)

THOUGHTWORKS, INC. 200 EAST RANDOLPH STREET CHICAGO, IL 60601 36-3888809 957,500. 0. HEALTH

FAMILY HEALTH INTERNATIONAL 2224 E NC HWY 54 DURHAM, NC 27713 23-7413005 501(C)(3) 229,926. 0. HEALTH

YALE UNIVERSITY P.O. BOX 1873 NEW HAVEN, CT 06508 06-0646973 501(C)(3) 207,563. 0. HEALTH

MALARIA NO MORE FUND 2341 EASTLAKE AVENUE EAST, SUITE 20 SEATTLE, WA 98102 20-5664575 501(C)(3) 198,225. 0. HEALTH

JOHNS HOPKINS UNIVERSITY 1101 E 33RD ST. BALTIMORE, MD 21211 52-0595110 501(C)(3) 189,800. 0. HEALTH TRUSTEES OF BOSTON UNIVERSITY DBA BOSTON UNIVERSITY - 25 BUICK STREET, 2ND FLOOR - BOSTON, MA 02215 04-2103547 501(C)(3) 121,347. 0. HEALTH 2 Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | 12. 3 Enter total number of other organizations listed in the line 1 table  | 10. LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule I (Form 990) (2016)

632101 11‐01‐16 55

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule I (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 1 Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)

(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant organization or government if applicable cash grant non‐cash valuation non‐cash assistance or assistance assistance (book, FMV, appraisal, other)

BRIGHAM AND WOMEN'S PHYSICIANS ORGANIZATION - P.O. BOX 3684 - BOSTON, MA 02241 04-2312909 501(C)(3) 120,000. 0. HEALTH

HOWARD UNIVERSITY 2400 6TH ST., NW WASHINGTON, DC 20059 53-0204707 501(C)(3) 43,600. 0. HEALTH

STANLEY M. EPSTEIN 313 HELMSDALE DRIVE CHAPEL HILL, NC 27517 15-3349168 37,500. 0. HEALTH

OPTION2 DBA EDGEX LLC 1830 EMBARCADERO 106 OAKLAND, CA 94606 81-2178029 37,000. 0. HEALTH

TRUSTEES OF COLUMBIA UNIVERSITY P.O. BOX 29789 NEW YORK, NY 10087 13-5598093 501(C)(3) 24,885. 0. HEALTH REGENTS OF UNIVERSITY OF CALIFORNIA - 3333 CALIFORNIA STREET, SUITE 315 - SAN FRANCISCO, CA 94143 94-6036493 501(C)(3) 24,000. 0. HEALTH

PATHFINDER INTERNATIONAL 9 GALEN STREET, #217 WATERTOWN, MA 02472 53-0235320 501(C)(3) 19,851. 0. HEALTH

STATOGEN CONSULTING, LLC 3828 QUARRY ROAD ZEBULON, NC 27597-7518 20-5246842 19,375. 0. HEALTH

CHESAPEAKE RESEARCH REVIEW, LLC 6940 COLUMBIA GATEWAY DRIVE, STE 11 COLUMBIA, MD 21406 80-0876234 14,000. 0. HEALTH Schedule I (Form 990)

632241 04‐01‐16 56

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule I (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 1 Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)

(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant organization or government if applicable cash grant non‐cash valuation non‐cash assistance or assistance assistance (book, FMV, appraisal, other)

INSTEDD 955 BENECIA AVENUE SUNNYVALE, CA 94085 20-4895174 501(C)(3) 12,269. 0. HEALTH

OPEN FUNCTION GROUP LLC 66 EUCLID AVENUE HASTINGS-ON-HUDSON, NY 10706 47-3652099 10,000. 0. HEALTH

PRINCETON IN AFRICA 194 NASSUA STREET, SUITE 219 PRINCETON, NJ 08542 22-3824520 501(C)(3) 10,000. 0. HEALTH

CLINIPACE, INC. 3800 PARAMOUNT PARKWAY MORRISVILLE, NC 27560 30-0266681 9,215. 0. HEALTH

THE BOSTON CONSULTING GROUP 1 BEACON STREET BOSTON, MA 02108 04-2432614 9,167. 0. HEALTH

BOSTON MICROFLUIDICS 40 HALL STREET, #2110 MEDFORD, MA 02155 20-3259803 9,000. 0. HEALTH

ONA SYSTEMS INC. 126 E 12TH ST., SUITE 4A NEW YORK, NY 10003-5320 38-3940780 8,500. 0. HEALTH

Schedule I (Form 990)

632241 04‐01‐16 57

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule I (Form 990) (2016) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part III Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22. Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance (b) Number of (c) Amount of (d) Amount of non‐ (e) Method of valuation (f) Description of noncash assistance recipients cash grant cash assistance (book, FMV, appraisal, other)

Part IV Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.

PART I, LINE 2:

FOR GRANTS INSIDE THE US, EACH COUNTRY OR PROGRAM TEAMS REQUESTS THEIR CASH

NEEDS EACH MONTH WITH AP. AFTER THESE AMOUNTS ARE VERIFED, THE

HEADQUARTERS TEAM DISBURSES THE FUNDS TO THE COUNTRY/PROGRAM TEAMS. AT THE

END OF EACH MONTH, THE EXPENSES FOR EACH TEAM ARE REVIEWED TO SEE WHERE

FUNDS WERE USED AND WHAT PROJECT WAS CHARGED.

632102 11‐01‐16 58 Schedule I (Form 990) (2016)

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 SCHEDULE J Compensation Information OMB No. 1545‐0047 (Form 990) For certain Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees 2016 | Complete if the organization answered "Yes" on Form 990, Part IV, line 23. Open to Public Department of the Treasury | Attach to Form 990. Internal Revenue Service | Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990. Inspection Name of the organization Employer identification number CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Part I Questions Regarding Compensation Yes No 1a Check the appropriate box(es) if the organization provided any of the following to or for a person listed on Form 990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items. First‐class or charter travel Housing allowance or residence for personal use Travel for companions Payments for business use of personal residence X Tax indemnification and gross‐up payments X Health or social club dues or initiation fees Discretionary spending account Personal services (such as, maid, chauffeur, chef)

b If any of the boxes on line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain~~~~~~~~~~~ 1b X 2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all directors, trustees, and officers, including the CEO/Executive Director, regarding the items checked on line 1a? ~~~~~~~~~~~~ 2 X

3 Indicate which, if any, of the following the filing organization used to establish the compensation of the organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III. Compensation committee X Written employment contract Independent compensation consultant X Compensation survey or study Form 990 of other organizations X Approval by the board or compensation committee

4 During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization: a Receive a severance payment or change‐of‐control payment? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4a X b Participate in, or receive payment from, a supplemental nonqualified retirement plan? ~~~~~~~~~~~~~~~~~~~~ 4b X c Participate in, or receive payment from, an equity‐based compensation arrangement?~~~~~~~~~~~~~~~~~~~~ 4c X If "Yes" to any of lines 4a‐c, list the persons and provide the applicable amounts for each item in Part III.

Only section 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5‐9. 5 For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation contingent on the revenues of: a The organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5a X b Any related organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5b X If "Yes" on line 5a or 5b, describe in Part III. 6 For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation contingent on the net earnings of: a The organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6a X b Any related organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6b X If "Yes" on line 6a or 6b, describe in Part III. 7 For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed payments not described on lines 5 and 6? If "Yes," describe in Part III~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 X 8 Were any amounts reported on Form 990, Part VII, paid or accrued pursuant to a contract that was subject to the initial contract exception described in Regulations section 53.4958‐4(a)(3)? If "Yes," describe in Part III ~~~~~~~~~~~ 8 X 9 If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958‐6(c)?  9 LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule J (Form 990) 2016

632111 09‐09‐16 59 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule J (Form 990) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed. For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions, on row (ii). Do not list any individuals that aren't listed on Form 990, Part VII. Note: The sum of columns (B)(i)‐(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(B) Breakdown of W‐2 and/or 1099‐MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation other deferred benefits (B)(i)‐(D) in column (B) (i) Base (ii) Bonus & (iii) Other (A) Name and Title compensation reported as deferred compensation incentive reportable on prior Form 990 compensation compensation

(1) BRUCE LINDSEY (i) 0. 0. 0. 0. 0. 0. 0. BOARD MEMBER (ii) 361,230. 0. 78. 15,900. 26,484. 403,692. 0. (2) IRA MAGAZINER (i) 405,406. 0. 0. 0. 20,260. 425,666. 0. CEO/VICE-CHAIR OF THE BOARD (ii) 0. 0. 0. 0. 0. 0. 0. (3) JULIE B. FEDER (i) 289,721. 0. 0. 8,029. 25,854. 323,604. 0. CFO (ii) 0. 0. 0. 0. 0. 0. 0. (4) MUSTAPHA LEAVENWORTH BAKALI (i) 269,683. 0. 0. 0. 15,689. 285,372. 0. COO (ii) 0. 0. 0. 0. 0. 0. 0. (5) OWENS WIWA (i) 336,600. 0. 0. 14,688. 15,689. 366,977. 0. EVP, COUNTRY DIRECTOR (ii) 0. 0. 0. 0. 0. 0. 0. (6) KELLY MCCRYSTAL (i) 220,000. 0. 0. 13,200. 5,419. 238,619. 0. EVP, NEW INITIATIVES (ii) 0. 0. 0. 0. 0. 0. 0. (7) DAVID RIPIN (i) 218,000. 0. 0. 12,161. 25,854. 256,015. 0. EVP, ACCESS PROGRAMS (ii) 0. 0. 0. 0. 0. 0. 0. (8) ALICE KANG'ETHE (i) 220,000. 0. 0. 0. 5,910. 225,910. 0. EVP, VACCINE DEL./MATERNAL (ii) 0. 0. 0. 0. 0. 0. 0. (9) COLLEEN CONNELL (i) 179,769. 0. 0. 10,800. 11,032. 201,601. 0. VP, ACCESS DISEASE STRATEGY (ii) 0. 0. 0. 0. 0. 0. 0. (10) CORRIE MARTIN (i) 190,312. 0. 0. 10,782. 20,260. 221,354. 0. VP, GLOBAL OPERATIONS (ii) 0. 0. 0. 0. 0. 0. 0. (11) GEOFFREY WEBER (i) 180,000. 0. 0. 0. 962. 180,962. 0. CHIEF TECHNOLOGY OFFICER (ii) 0. 0. 0. 0. 0. 0. 0. (12) YOUNG (JOSHUA) CHU (i) 161,000. 0. 0. 6,720. 6,753. 174,473. 0. VP, GLOBAL VACCINCES & SE ASIA (ii) 0. 0. 0. 0. 0. 0. 0. (13) MPHU RAMATLAPENG (i) 159,999. 0. 0. 0. 3,382. 163,381. 0. EVP, HIV/AIDS & TB PROGRAM (ii) 0. 0. 0. 0. 0. 0. 0. (14) GERALD MACHARIA (i) 160,000. 0. 0. 0. 9,003. 169,003. 0. EVP, COUNTRY DIRECTOR (ii) 0. 0. 0. 0. 0. 0. 0. (15) ELYA TAGAR (i) 166,765. 0. 0. 6,901. 20,199. 193,865. 0. SENIOR DIRECTOR, HIV PROGRAMS (ii) 0. 0. 0. 0. 0. 0. 0. (16) JUSTIN COHEN (i) 160,250. 0. 0. 8,492. 20,260. 189,002. 0. DIRECTOR, GLOBAL MALARIA (ii) 0. 0. 0. 0. 0. 0. 0. Schedule J (Form 990) 2016 632112 09‐09‐16 60

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule J (Form 990) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed. For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions, on row (ii). Do not list any individuals that aren't listed on Form 990, Part VII. Note: The sum of columns (B)(i)‐(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(B) Breakdown of W‐2 and/or 1099‐MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation other deferred benefits (B)(i)‐(D) in column (B) (i) Base (ii) Bonus & (iii) Other (A) Name and Title compensation reported as deferred compensation incentive reportable on prior Form 990 compensation compensation

(17) PAUL DOMANICO (i) 160,092. 0. 0. 9,601. 25,854. 195,547. 0. SR. DIRECTOR, RESEARCH & DEVELOPMENT (ii) 0. 0. 0. 0. 0. 0. 0. (18) ALAN STAPLE (i) 160,000. 0. 0. 8,123. 20,260. 188,383. 0. DIRECTOR, ACCESS GNT (ii) 0. 0. 0. 0. 0. 0. 0. (19) VISHAL BRIJLAL (i) 221,429. 0. 0. 0. 0. 221,429. 0. COUNTRY DIRECTOR (ii) 0. 0. 0. 0. 0. 0. 0. (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) Schedule J (Form 990) 2016 632112 09‐09‐16 61

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule J (Form 990) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 3 Part III Supplemental Information Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

PART I, LINE 1A:

STAFF WHO ARE ENROLLED IN THE CHAI DOMESTIC MEDICAL PLAN ARE ELIGIBLE FOR

REIMBURSEMENT OF THEIR GYM MEMBERSHIP UP TO $250 PER CALENDAR YEAR. THE

REIMBURSEMENT IS TAXABLE INCOME.

CHAI APPLIES A 'GROSS UP' ON EDUCATIONAL ALLOWANCE PAYMENTS IN ORDER TO

ENSURE THAT THE EMPLOYEE RECEIVES THE FULL BENEFIT OF THE ALLOWANCE,

WITHOUT THE IMPACT OF TAXATION.

Schedule J (Form 990) 2016

632113 09‐09‐16 62

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 SCHEDULE M Noncash Contributions OMB No. 1545‐0047 (Form 990) J Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30. 2016 Department of the Treasury J Attach to Form 990. Open To Public Internal Revenue Service J Information about Schedule M (Form 990) and its instructions is at www.irs.gov/form990. Inspection Name of the organization Employer identification number CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Part I Types of Property (a) (b) (c) (d) Check if Number of Noncash contribution Method of determining applicable contributions or amounts reported on noncash contribution amounts items contributed Form 990, Part VIII, line 1g 1 Art ‐ Works of art ~~~~~~~~~~~~~ 2 Art ‐ Historical treasures ~~~~~~~~~ 3 Art ‐ Fractional interests ~~~~~~~~~~ 4 Books and publications ~~~~~~~~~~ 5 Clothing and household goods ~~~~~~ 6 Cars and other vehicles ~~~~~~~~~~ 7 Boats and planes ~~~~~~~~~~~~~ 8 Intellectual property ~~~~~~~~~~~ 9 Securities ‐ Publicly traded ~~~~~~~~ X 2 301,147.FAIR MARKET VALUE 10 Securities ‐ Closely held stock~~~~~~~ 11 Securities ‐ Partnership, LLC, or trust interests ~~~~~~~~~~~~~~ 12 Securities ‐ Miscellaneous ~~~~~~~~ 13 Qualified conservation contribution ‐ Historic structures ~~~~~~~~~~~~ 14 Qualified conservation contribution ‐ Other~ 15 Real estate ‐ Residential ~~~~~~~~~ 16 Real estate ‐ Commercial ~~~~~~~~~ 17 Real estate ‐ Other ~~~~~~~~~~~~ 18 Collectibles ~~~~~~~~~~~~~~~~ 19 Food inventory ~~~~~~~~~~~~~~ 20 Drugs and medical supplies ~~~~~~~~ 21 Taxidermy ~~~~~~~~~~~~~~~~ 22 Historical artifacts ~~~~~~~~~~~~ 23 Scientific specimens ~~~~~~~~~~~ 24 Archeological artifacts ~~~~~~~~~~ 25 Other J ( ) 26 Other J ( ) 27 Other J ( ) 28 Other J ( ) 29 Number of Forms 8283 received by the organization during the tax year for contributions for which the organization completed Form 8283, Part IV, Donee Acknowledgement ~~~~ 29 0 Yes No 30a During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 30a X b If "Yes," describe the arrangement in Part II. 31 Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions? ~~~~~~ 31 X 32a Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash contributions? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 32a X b If "Yes," describe in Part II. 33 If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked, describe in Part II. LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule M (Form 990) (2016)

632141 08‐23‐16 63 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule M (Form 990) (2016) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2 Part II Supplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.

SCHEDULE M, PART I, COLUMN (B):

THE NUMBER SHOWN IN COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTIONS.

632142 08‐23‐16 Schedule M (Form 990) (2016)

64 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 SCHEDULE O Supplemental Information to Form 990 or 990‐EZ OMB No. 1545‐0047 (Form 990 or 990‐EZ) Complete to provide information for responses to specific questions on Form 990 or 990‐EZ or to provide any additional information. 2016 Department of the Treasury | Attach to Form 990 or 990‐EZ. Open to Public Internal Revenue Service | Information about Schedule O (Form 990 or 990‐EZ) and its instructions is at www.irs.gov/form990. Inspection Name of the organization Employer identification number CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646

FORM 990, PART I, LINE 1, DESCRIPTION OF ORGANIZATION MISSION:

THE CLINTON HEALTH ACCESS INITIATIVE, INC. (CHAI) WAS FOUNDED IN 2002

WITH A TRANSFORMATIONAL GOAL: HELP SAVE THE LIVES OF MILLIONS OF PEOPLE

LIVING WITH HIV/AIDS IN THE DEVELOPING WORLD BY DRAMATICALLY SCALING UP

ANTIRETROVIRAL TREATMENT. CHAI PLAYED A LEADERSHIP ROLE, WORKING

ALONGSIDE GOVERNMENTS AND OTHER PARTNERS, TO LOWER THE COSTS OF

TREATMENT AND HELP BUILD THE IN‐COUNTRY SYSTEMS NECESSARY TO PROVIDE

LIFESAVING TREATMENT TO MILLIONS OF PEOPLE. SINCE THEN, CHAI HAS

PURSUED SEVERAL SIMILARLY AMBITIOUS GOALS, FROM SCALING UP PEDIATRIC

AIDS TREATMENT, TO RAPIDLY ACCELERATING THE ROLLOUT OF NEW VACCINES, TO

REDUCING THE BURDEN OF DISEASES SUCH AS MALARIA, TUBERCULOSIS AND

HEPATITIS AND IMPROVING HEALTH OUTCOMES FOR MOTHERS AND CHILDREN.

TODAY, CHAI OPERATES IN 32 COUNTRIES ACROSS THE DEVELOPING WORLD AND

MORE THAN 70 COUNTRIES ARE ABLE TO ACCESS CHAI‐NEGOTIATED PRICE

REDUCTIONS, VACCINES, MEDICAL DEVICES, AND DIAGNOSTICS.

FORM 990, PART I, LINE 5:

THE NUMBER REPORTED ON PART I, LINE 5 REFLECTS THE NUMBER OF PEOPLE

REPORTED ON FORM W‐3. CHAI EMPLOYS 1,325 PEOPLE AROUND THE GLOBE.

FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS:

CHILDBIRTH. IN 2016, TWO INDEPENDENT EXTERNAL EVALUATIONS DEMONSTRATED

THAT THE CHAI APPROACH, IN A TARGET AREA OF 10 MILLION PEOPLE IN

NORTHERN NIGERIA, CONTRIBUTED TO A SUSTAINED 37 PERCENT REDUCTION IN

MATERNAL MORTALITY, A 43 PERCENT REDUCTION IN NEONATAL MORTALITY AND A

15 PERCENT REDUCTION IN STILLBIRTHS WITHIN 12 MONTHS. LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990‐EZ. Schedule O (Form 990 or 990‐EZ) (2016) 632211 08‐25‐16 65 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule O (Form 990 or 990‐EZ) (2016) Page 2 Name of the organization Employer identification number CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646

FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS:

AND IMPROVE MANAGEMENT OF AVAILABLE RESOURCES.

FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS:

TREATMENT FOR ALL PEOPLE DIAGNOSED WITH HIV REGARDLESS OF DISEASE

PROGRESSION, HELPED IMPROVE ACCESS TO NEWER AND BETTER TREATMENT AND

PREVENTION OPTIONS, AND CONTINUED TO WORK WITH PARTNERS TO IMPROVE

ACCESS TO TESTING, PREVENTION AND TREATMENT FOR INFANTS AND CHILDREN.

FORM 990, PART III, LINE 4D, OTHER PROGRAM SERVICES:

VACCINES: IMMUNIZATION IS ONE OF THE MOST SUCCESSFUL AND COST‐EFFECTIVE

METHODS OF PREVENTING DISEASE AND SAVING LIVES. EVEN SO, MILLIONS DIE

EACH YEAR FROM VACCINE‐PREVENTABLE DISEASES DUE TO LACK OF ACCESS.

CHAI IS WORKING GLOBALLY TO ENSURE THAT VACCINES ARE AVAILABLE,

EFFECTIVE AND AFFORDABLE, WITH A SPECIAL FOCUS IN NINE LOW‐INCOME

COUNTRIES THAT REPRESENT 47 MILLION BIRTHS EVERY YEAR, ONE‐THIRD OF ALL

BIRTHS GLOBALLY. OVER THE PAST FIVE YEARS, PRICING NEGOTIATIONS

BROKERED BY CHAI HAVE SAVED THE GLOBAL COMMUNITY OVER US$800 MILLION IN

PROCUREMENT COSTS BY REDUCING VACCINE PRICES BY 45 PERCENT TO 67

PERCENT. CHAI HAS HELPED ACCELERATE THE INTRODUCTION OF NEW VACCINES,

INCREASED SPEED AND EFFICIENCY TO REACH TARGET COVERAGE, AND

STRENGTHENED NATIONAL IMMUNIZATION SYSTEMS. CHAI IS ALSO HELPING

COUNTRIES BUILD SYSTEMS THAT ENSURE VACCINES ARE AVAILABLE AND POTENT

AT THE POINT‐OF‐CARE BY WORKING WITH KEY STAKEHOLDERS INVOLVED IN

GLOBAL COLD CHAIN MARKETS, EQUIPMENT MANUFACTURERS AND PARTNER

GOVERNMENTS TO INTRODUCE SUSTAINABLE SOLUTIONS FOR THE STORAGE,

DISTRIBUTION AND MANAGEMENT OF VACCINES. 632212 08‐25‐16 Schedule O (Form 990 or 990‐EZ) (2016) 66 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule O (Form 990 or 990‐EZ) (2016) Page 2 Name of the organization Employer identification number CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646

EXPENSES $ 16,276,388. INCLUDING GRANTS OF $ 1,203,189. REVENUE $ 0.

HUMAN RESOURCES FOR HEALTH & HEALTH SYSTEMS: A SKILLED HEALTH WORKFORCE

IS CRITICAL TO ANY WELL‐FUNCTIONING HEALTH SYSTEM, YET MANY LOW‐ AND

MIDDLE‐INCOME COUNTRIES FACE CHRONIC HEALTH WORKFORCE SHORTAGES AND

LACK THE SYSTEMS NECESSARY TO RECRUIT, TRAIN, DEPLOY AND RETAIN HEALTH

WORKERS WHERE THEY ARE MOST NEEDED. IN 2016, CHAI CONTINUED ITS WORK

WITH GOVERNMENT PARTNERS TO ADDRESS HEALTH WORKFORCE SHORTAGES BY

IMPLEMENTING PROGRAMS THAT PROVIDE HIGH‐QUALITY TRAINING TO PRIORITY

HEALTH WORKERS AND STRENGTHEN HUMAN RESOURCES FOR HEALTH (HRH)

DEPARTMENTS WITHIN MINISTRIES OF HEALTH.

EXPENSES $ 15,186,458. INCLUDING GRANTS OF $ 4,055,921. REVENUE $ 0.

MALARIA: MALARIA IS A LARGELY PREVENTABLE AND TREATABLE DISEASE, YET

EACH YEAR IT KILLS OVER 400,000 PEOPLE GLOBALLY‐MOSTLY CHILDREN UNDER

FIVE YEARS OF AGE. CHAI BELIEVES THAT MALARIA ELIMINATION IS POSSIBLE

IN THE NEAR‐TERM IN MANY REGIONS OF THE WORLD AND IS WORKING WITH

PARTNERS AROUND THE GLOBE TO ACHIEVE THIS GOAL BY SCALING UP PROVEN

INTERVENTIONS AND IMPROVING THE EFFECTIVENESS OF ANTI‐MALARIA PROGRAMS.

THROUGHOUT 2016, CHAI CONTINUED ITS WORK IN ASIA, AFRICA AND THE

AMERICAS TO COMBAT THE DISEASE AND HELP COUNTRIES REACH THEIR

ELIMINATION GOALS THROUGH IMPROVED TESTING, TREATMENT AND TRANSMISSION

REDUCTION EFFORTS.

EXPENSES $ 10,134,748. INCLUDING GRANTS OF $ 1,297,369. REVENUE $ 0.

OTHER PROGRAM SERVICES

EXPENSES $ 524,656. INCLUDING GRANTS OF $ 13. REVENUE $ 0.

632212 08‐25‐16 Schedule O (Form 990 or 990‐EZ) (2016) 67 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule O (Form 990 or 990‐EZ) (2016) Page 2 Name of the organization Employer identification number CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646

FORM 990, PART V, LINE 4B, LIST OF FOREIGN COUNTRIES:

CAMBODIA, CAMEROON, ETHIOPIA, INDIA,

INDONESIA, KENYA, LESOTHO, LIBERIA,

MALAWI, MOZAMBIQUE, NIGERIA, PAPUA‐NEW GUINEA,

RWANDA, SOUTH AFRICA, SWAZILAND, TANZANIA,

UKRAINE, UGANDA, VIETNAM, ZAMBIA,

ZIMBABWE, UNITED KINGDOM, LAOS, SIERRA LEONE,

BURMA

FORM 990, PART VI, SECTION A, LINE 2:

WILLIAM J. CLINTON AND CHELSEA CLINTON HAVE A PARENT/CHILD RELATIONSHIP.

BUSINESS RELATIONSHIP: BRUCE LINDSEY IS EMPLOYED BY THE BILL, HILLARY, AND

CHELSEA CLINTON FOUNDATION ("THE FOUNDATION"), WHERE BOTH WILLIAM J.

CLINTON AND CHELSEA CLINTON SERVE AS DIRECTORS.

FORM 990, PART VI, SECTION A, LINE 6:

UNDER CHAI'S BYLAWS THE FOUNDATION HAS THE POWER TO DESIGNATE FIVE (5)

SUCCESSOR MEMBERS OF THE BOARD, TWO OF WHOM SHALL BE PRESIDENT WILLIAM J.

CLINTON, WHO SHALL SERVE AS DIRECTOR AND CHAIR OF THE BOARD UNTIL SUCH TIME

AS HE RESIGNS, DIES OR BECOMES INCAPACITATED, AND IRA C MAGAZINER, WHO

SHALL SERVE AS A DIRECTOR AND VICE CHAIR OF BOARD SO LONG AS HE REMAINS AN

EMPLOYEE OR CONSULTANT OF THE CORPORATION OR UNTIL SUCH TIME AS HE RESIGNS,

DIES OR BECOMES INCAPACITATED.

ON MARCH 7, 2017, CHAI AMENDED ITS BYLAWS TO ALTER ITS GOVERNANCE

STRUCTURE. PRIOR TO THAT DATE, THE FOUNDATION APPOINTED FIVE OF CHAI'S NINE

BOARD MEMBERS, WITH THE REMAINING BOARD MEMBERS BEING ELECTED BY THE BOARD 632212 08‐25‐16 Schedule O (Form 990 or 990‐EZ) (2016) 68 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule O (Form 990 or 990‐EZ) (2016) Page 2 Name of the organization Employer identification number CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646

AS A WHOLE. EFFECTIVE ON MARCH 7, 2017, THE BOARD WAS EXPANDED TO FIFTEEN

MEMBERS, ALL OF WHOM ARE ELECTED BY THE BOARD AS A WHOLE. CURRENTLY, THREE

OF THE FIFTEEN DIRECTORS ALSO SERVE ON THE FOUNDATION'S BOARD.

FORM 990, PART VI, SECTION A, LINE 7A:

UNDER CHAI'S BYLAWS THE FOUNDATION HAS THE POWER TO DESIGNATE FIVE (5)

SUCCESSOR MEMBERS OF THE BOARD, TWO OF WHOM SHALL BE PRESIDENT WILLIAM J.

CLINTON, WHO SHALL SERVE AS DIRECTOR AND CHAIR OF THE BOARD UNTIL SUCH TIME

AS HE RESIGNS, DIES OR BECOMES INCAPACITATED, AND IRA C MAGAZINER, WHO

SHALL SERVE AS A DIRECTOR AND VICE CHAIR OF BOARD SO LONG AS HE REMAINS AN

EMPLOYEE OR CONSULTANT OF THE CORPORATION OR UNTIL SUCH TIME AS HE RESIGNS,

DIES OR BECOMES INCAPACITATED.

ON MARCH 7, 2017, CHAI AMENDED ITS BYLAWS TO ALTER ITS GOVERNANCE

STRUCTURE. PRIOR TO THAT DATE, THE FOUNDATION APPOINTED FIVE OF CHAI'S NINE

BOARD MEMBERS, WITH THE REMAINING BOARD MEMBERS BEING ELECTED BY THE BOARD

AS A WHOLE. EFFECTIVE ON MARCH 7, 2017, THE BOARD WAS EXPANDED TO FIFTEEN

MEMBERS, ALL OF WHOM ARE ELECTED BY THE BOARD AS A WHOLE. CURRENTLY, THREE

OF THE FIFTEEN DIRECTORS ALSO SERVE ON THE FOUNDATION'S BOARD.

FORM 990, PART VI, SECTION B, LINE 11B:

THE SENIOR ACCOUNTING MANAGER COLLECTS AND CONSOLIDATES THE INFORMATION

AFTER THE 2016 AUDIT IS COMPLETED. THE RETURN IS PREPARED BY OUR EXTERNAL

TAX ADVISOR. THE CFO REVIEWS THE FORM 990, WHICH IS SUBSEQUENTLY REVIEWED

BY THE AUDIT COMMITTEE. THE BOARD OF DIRECTORS WILL RECEIVE A COPY OF THE

990 VIA EMAIL PRIOR TO THE FILING OF THE 990.

FORM 990, PART VI, SECTION B, LINE 12C: 632212 08‐25‐16 Schedule O (Form 990 or 990‐EZ) (2016) 69 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule O (Form 990 or 990‐EZ) (2016) Page 2 Name of the organization Employer identification number CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646

INTERESTED PERSONS MUST DISCLOSE ANY TRANSACTION OR ARRANGEMENT WHICH

RESULTS IN A CONFLICT OF INTEREST TO THE BOARD OR COMMITTEE OF WHICH THEY

ARE A MEMBER. THE BOARD MEETS, REVIEWS AND DISCUSSES ANY DISCLOSED

CONFLICT OF INTEREST. CHAI SHALL TAKE APPROPRIATE DISCIPLINARY ACTIONS, AS

DETERMINED BY THE BOARD, WITH RESPECT TO AN INTERESTED PERSON WHO HAS

VIOLATED THE CONFLICT OF INTEREST POLICY. THIS APPLIES TO DIRECTORS,

OFFICERS, KEY EMPLOYEES, OR COMMITTEE MEMBERS AND ALL OTHERS WHO ARE

PERMITTED TO VOTE AT BOARD OF DIRECTOR MEETINGS.

FORM 990, PART VI, SECTION B, LINE 15:

CEO, PRESIDENT & COO, AND CFO COMPENSATION WAS MOST RECENTLY DETERMINED AND

APPROVED BY THE BOARD OF DIRECTORS IN 2016.

FORM 990, PART VI, SECTION C, LINE 19:

THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE

PUBLIC UPON REQUEST.

FORM 990, PART IX, STATEMENT OF FUNCTIONAL EXPENSES, LINE 7:

CHAI IS AN OPERATING CHARITY ‐ MEANING THAT OUR PEOPLE ACTUALLY DO

PROGRAMMATIC WORK AND THEIR SALARIES ARE DIRECTLY FOR PROGRAM

IMPLEMENTATION. OUT OF THE TOTAL OF $52M, $47M IS DIRECTLY RELATED TO

PROGRAM; $4.2M IS FOR GENERAL MANAGEMENT AND $686K IS FOR FUNDRAISING.

FORM 990, PART IX, STATEMENT OF FUNCTIONAL EXPENSES, LINE 17:

WHILE THE CLASSIFICATION IS "TRAVEL", THE TOTAL OF $21M INCLUDES $13.2M

FOR MEETINGS AND TRAINING AND $7.3M FOR TRAVEL, BOTH OF WHICH ARE

PRIMARILY FOR PROGRAM IMPLEMENTATION.

632212 08‐25‐16 Schedule O (Form 990 or 990‐EZ) (2016) 70 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 OMB No. 1545‐0047 SCHEDULE R Related Organizations and Unrelated Partnerships (Form 990) | Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37. 2016 | Attach to Form 990. Department of the Treasury Open to Public Internal Revenue Service | Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990. Inspection Name of the organization Employer identification number CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646

Part I Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) (b) (c) (d) (e) (f) Name, address, and EIN (if applicable) Primary activity Legal domicile (state or Total income End‐of‐year assets Direct controlling of disregarded entity foreign country) entity

CLINTON HEALTH ACCESS INITIATIVE INDIA 26 OKHLA INDUSTRIAL ESTATE PHASE III CLINTON HEALTH ACCESS NEW DELHI, INDIA HEALTH INDIA 8,779,964. 216,648.INITIATIVE CLINTON HEALTH ACCESS INITIATIVE 3RD FLOOR, TIMAU PLAZA, ARGWINGS KODHEK RD. CLINTON HEALTH ACCESS NAIROBI, KENYA HEALTH KENYA 4,203,510. 88,671.INITIATIVE CLINTON HEALTH ACCESS INITIATIVE MAQALIKA, DR. PHORORO'S RESIDENCE CLINTON HEALTH ACCESS MASERU, LESOTHO HEALTH LESOTHO 1,493,060. 15,707.INITIATIVE CLINTON HEALTH ACCESS INITIATIVE - 98-1316363, 7, GANGES STREET, MAITAMA CLINTON HEALTH ACCESS DISTRICT ABUJA, NIGERIA HEALTH NIGERIA 15,758,202. 172,829.INITIATIVE Identification of Related Tax‐Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax‐exempt Part II organizations during the tax year. (a) (b) (c) (d) (e) (f) (g) Section 512(b)(13) Name, address, and EIN Primary activity Legal domicile (state or Exempt Code Public charity Direct controlling controlled of related organization foreign country) section status (if section entity entity? 501(c)(3)) Yes No BILL, HILLARY & CHELSEA CLINTON FOUNDATION - 31-1580204, 610 PRESIDENT CLINTON AVENUE., 2ND FLR., LITTLE ROCK, AR 72201 ECONOMIC DEVELOPMENT ARKANSAS 501(C)(3) LINE 7 N/A X WILLIAM J CLINTON FOUNDATION - UK ACRE HOUSE 11-15 LONDON, UNITED KINGDOM FUNDRAISING UNITED KINGDOM N/A N/A BHCC FDN X CLINTON FOUNDATION INSALINGSSTIFTELSE BIRGER JARLSGATAN 55 STOCKHOLM, SWEDEN 11145 FUNDRAISING SWEDEN N/A N/A BHCC FDN X

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule R (Form 990) 2016 SEE PART VII FOR CONTINUATIONS 632161 09‐06‐16 LHA 71

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule R (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646

Part I Continuation of Identification of Disregarded Entities

(a) (b) (c) (d) (e) (f) Name, address, and EIN Primary activity Legal domicile (state or Total income End‐of‐year assets Direct controlling of disregarded entity foreign country) entity

CLINTON HEALTH ACCESS INITIATIVE-SOUTH AFRICA, 1166 FRANCIS BAARD STREET, BLOCK B, CLINTON HEALTH ACCESS 1ST FL., PRETORIA, GAUTENG, SOUTH AFRICA HEALTH SOUTH AFRICA 3,548,480. 788,763.INITIATIVE CLINTON HEALTH ACCESS INITIATIVE - 98-1316357, MBABANE OFFICE PARK, BUILDING 1, CLINTON HEALTH ACCESS 3RD FL., MBABANE, SWAZILAND HEALTH SWAZILAND 2,238,970. 13,433.INITIATIVE

CLINTON HEALTH ACCESS INITIATIVE UGANDA CLINTON HEALTH ACCESS LIMITED, P.O. BOX 33252, KAMPALA, UGANDA HEALTH UGANDA 4,536,096. 437,796.INITIATIVE CLINTON FOUNDATION HIV/AIDS INITIATIVE, INC. - 98-1316375, GUSTAVO MEJIA RICANT AVE., CLINTON HEALTH ACCESS PIANTINI TOWER, SIXTH FLOOR, SANTA DOMINGO, HEALTH DOMINICAN REPUBLIC 0. 0.INITIATIVE CLINTON HEALTH ACCESS INITIATIVE SKYWAYS BUILDING, 3RD FLOOR, P.O. BOX 77277 CLINTON HEALTH ACCESS DAR ES SALAAM, TANZANIA HEALTH TANZANIA 3,505,717. 48,214.INITIATIVE CLINTON HEALTH ACCESS INITIATIVE-BOTSWANA N/A CLINTON HEALTH ACCESS BOTSWANA HEALTH BOTSWANA 0. 0.INITIATIVE CLINTON HEALTH ACCESS INITIATIVE-UK N/A CLINTON HEALTH ACCESS UNITED KINGDOM HEALTH UNITED KINGDOM 0. 0.INITIATIVE CLINTON HEALTH ACCESS INITIATIVE RDC DE LA PAIX, GAL. PRES APP 22 NO. 1 CLINTON HEALTH ACCESS KINSHASA, CONGO (KINSHASA) HEALTH CONGO (KINSHASA) 381,012. 0.INITIATIVE

632221 04‐01‐16 72

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule R (Form 990) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 2

Part III Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year. (a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k) Legal Predominant income General or Name, address, and EIN Primary activity domicile Direct controlling Share of total Share of Disproportionate Code V‐UBI Percentage of related organization entity (related, unrelated, income end‐of‐year amount in box managing ownership (state or allocations? partner? foreign excluded from tax under assets 20 of Schedule country) sections 512‐514) Yes No K‐1 (Form 1065) Yes No

HAITI DEVELOPMENT FUND LLC - 45-3819678, 1271 AVE OF AMERICAS, NEW YORK, NY 10020 INVESTMENT DE N/A RELATED 0. 0. X N/A X .00%

ACCESO FUND LLC - 27-2075171 1271 AVE OF AMERICAS NEW YORK, NY 10020 INVESTMENT DE N/A RELATED 0. 0. X N/A X .00%

ACCESO OFERTO LOCAL-PRODUCTOS CALLE EL MIRADOR Y 93 AVENIDA FRUIT & VEG EL ACCESO EL SALVADOR SUPPLY SALVADO WORLDWIDE RELATED 0. 0. X N/A X .00%

Part IV Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year. (a) (b) (c) (d) (e) (f) (g) (h) (i) Section Name, address, and EIN Primary activity Legal domicile Direct controlling Type of entity Share of total Share of Percentage 512(b)(13) of related organization (state or entity (C corp, S corp, income end‐of‐year ownership controlled foreign or trust) assets entity? country) Yes No ACACIA DEVELOPMENT CO - 81-1675271 1271 AVENUE OF AMERICAS NEW YORK, NY 10020 INVESTMENT DE BHCC FDN C CORP .00% X ACCESO WORLDWIDE FUND INC. - 46-4160920 1271 AVENUE OF AMERICAS NEW YORK, NY 10020 INVESTMENT DE BHCC FDN C CORP .00% X ACCESO CASHEW ENTERPRISE LIMITED OFFICE NO 201 ACCESO KOHINOOR PARADISE AROGYA, MAHARASHTRA, INDIA CASHEW PROCESSING INDIA WORLDWIDE C CORP .00% X RUAHA DEVELOPMENT COMPANY LIMITED IMMMA HSE, PLOT NO. 357, UN RD PO BX 72484 ACACIA DEVLP UPANGA, DAR ES SA, TANZANIA FARMING TANZANIA CO C CORP .00% X CHAKIPI ACCESO SA CALLE CASCANUECES MZ M2 ACCESSO FUND LOTE 4 LIMA, PERU DISTRIBUTION OF GOODS PERU LLC C CORP .00% X 632162 09‐06‐16 73 Schedule R (Form 990) 2016

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule R (Form 990) CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646

Part IV Continuation of Identification of Related Organizations Taxable as a Corporation or Trust

(a) (b) (c) (d) (e) (f) (g) (h) (i) Section Name, address, and EIN Primary activity Legal domicile Direct controlling Type of entity Share of total Share of Percentage 512(b)(13) of related organization (state or entity (C corp, S corp, income end‐of‐year ownership controlled foreign or trust) assets entity? country) Yes No TUKULA FARMING COMPANY LTD. PO BOX 5133 REALY HOUSE ACACIA DEV. CHURCH HILL RD LIMBE, MALAWI FARMING MALAWI CORP C CORP .00% X

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Part V Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note: Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule. Yes No 1 During the tax year, did the organization engage in any of the following transactions with one or more related organizations listed in Parts II‐IV? a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a X b Gift, grant, or capital contribution to related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b X c Gift, grant, or capital contribution from related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c X d Loans or loan guarantees to or for related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1d X e Loans or loan guarantees by related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1e X

f Dividends from related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1f X g Sale of assets to related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1g X h Purchase of assets from related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1h X i Exchange of assets with related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1i X j Lease of facilities, equipment, or other assets to related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1j X

k Lease of facilities, equipment, or other assets from related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1k X l Performance of services or membership or fundraising solicitations for related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1l X m Performance of services or membership or fundraising solicitations by related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1m X n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1n X o Sharing of paid employees with related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1o X

p Reimbursement paid to related organization(s) for expenses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1p X q Reimbursement paid by related organization(s) for expenses~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1q X

r Other transfer of cash or property to related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1r X s Other transfer of cash or property from related organization(s)  1s X 2 If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds. (a) (b) (c) (d) Name of related organization Transaction Amount involved Method of determining amount involved type (a‐s)

(1)

(2)

(3)

(4)

(5)

(6) 632163 09‐06‐16 75 Schedule R (Form 990) 2016

16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule R (Form 990) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 4

Part VI Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships. (a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k) Are all Name, address, and EIN Primary activity Legal domicile Predominant income partners sec. Share of Share of Dispropor‐ Code V‐UBI General or Percentage managing of entity (state or foreign (related, unrelated, 501(c)(3) total end‐of‐year tionate amount in box 20 ownership excluded from tax under orgs.? allocations? of Schedule K‐1 partner? country) income assets sections 512‐514) Yes No Yes No (Form 1065) Yes No

Schedule R (Form 990) 2016

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16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01 Schedule R (Form 990) 2016 CLINTON HEALTH ACCESS INITIATIVE, INC. 27‐1414646 Page 5 Part VII Supplemental Information. Provide additional information for responses to questions on Schedule R. See instructions.

PART I, IDENTIFICATION OF DISREGARDED ENTITIES:

NAME, ADDRESS, AND EIN OF DISREGARDED ENTITY:

CLINTON FOUNDATION HIV/AIDS INITIATIVE, INC.

EIN: 98‐1316375

GUSTAVO MEJIA RICANT AVE., PIANTINI TOWER, SIXTH FLOOR

SANTA DOMINGO, DOMINICAN REPUBLIC

632165 09‐06‐16 Schedule R (Form 990) 2016 77 16411113 756948 25760.001 2016.05000 CLINTON HEALTH ACCESS INITI 25760_01