remote sensing
Article Derivation of Red Tide Index and Density Using Geostationary Ocean Color Imager (GOCI) Data
Min-Sun Lee 1,2, Kyung-Ae Park 2,3,* and Fiorenza Micheli 1,4,5
1 Hopkins Marine Station, Stanford University, Pacific Grove, CA 93950, USA; [email protected] (M.-S.L.); [email protected] (F.M.) 2 Department of Earth Science Education, Seoul National University, Seoul 08826, Korea 3 Research Institute of Oceanography, Seoul National University, Seoul 08826, Korea 4 Department of Biology, Stanford University, Stanford, CA 94305, USA 5 Stanford Center for Ocean Solutions, Stanford University, Pacific Grove, CA 93950, USA * Correspondence: [email protected]; Tel.: +82-2-880-7780
Abstract: Red tide causes significant damage to marine resources such as aquaculture and fisheries in coastal regions. Such red tide events occur globally, across latitudes and ocean ecoregions. Satellite observations can be an effective tool for tracking and investigating red tides and have great potential for informing strategies to minimize their impacts on coastal fisheries. However, previous satellite- based red tide detection algorithms have been mostly conducted over short time scales and within relatively small areas, and have shown significant differences from actual field data, highlighting a need for new, more accurate algorithms to be developed. In this study, we present the newly developed normalized red tide index (NRTI). The NRTI uses Geostationary Ocean Color Imager (GOCI) data to detect red tides by observing in situ spectral characteristics of red tides and sea water using spectroradiometer in the coastal region of Korean Peninsula during severe red tide events. The bimodality of peaks in spectral reflectance with respect to wavelengths has become the basis for developing NRTI, by multiplying the heights of both spectral peaks. Based on the high correlation between the NRTI and the red tide density, we propose an estimation formulation to calculate the red Citation: Lee, M.-S.; Park, K.-A.; tide density using GOCI data. The formulation and methodology of NRTI and density estimation in Micheli, F. Derivation of Red Tide this study is anticipated to be applicable to other ocean color satellite data and other regions around Index and Density Using the world, thereby increasing capacity to quantify and track red tides at large spatial scales and in Geostationary Ocean Color Imager real time. (GOCI) Data. Remote Sens. 2021, 13, 298. https://doi.org/10.3390/rs Keywords: red tide; Geostationary Ocean Color Imager (GOCI); ocean color; red tide index; red 13020298 tide density
Received: 15 December 2020 Accepted: 12 January 2021 Published: 16 January 2021 1. Introduction Publisher’s Note: MDPI stays neu- Red tides can have severe negative ecological, economic, and human health impacts [1–5], tral with regard to jurisdictional clai- and their frequency is increasing globally [6–10]. Red tides are the most common type of ms in published maps and institutio- harmful algal bloom (HAB), caused by proliferation of phytoplankton (mostly dinoflagel- nal affiliations. lates and some diatoms) showing red or brown color [11–14]. Red tides produce toxic or harmful effects on marine animals and may lead to human illness or even death in extreme cases (e.g., Alexandrium tamarense)[15,16]. Although some red tide species are non-toxic (e.g., Prorocentrum micans)[16], massive volumes of red tide block the sunlight through the Copyright: © 2021 by the authors. Li- water column and cause hypoxia during the decomposition of dead cells [17,18]. These censee MDPI, Basel, Switzerland. This article is an open access article impacts have caused serious damage to marine ecosystems, fisheries, and mariculture. distributed under the terms and con- Therefore, effective monitoring methods need to be developed for red tide detection in the ditions of the Creative Commons At- coastal regions as well as in the offshore regions. tribution (CC BY) license (https:// Due to the extreme impacts of red tides on local fisheries, many previous studies creativecommons.org/licenses/by/ have been aimed at monitoring the spatial distribution of red tides and forecasting or 4.0/). creating an early warning system for red tide outbreaks [19,20]. Various studies have
Remote Sens. 2021, 13, 298. https://doi.org/10.3390/rs13020298 https://www.mdpi.com/journal/remotesensing Remote Sens. 2021, 13, 298 2 of 18
investigated potential linkages between red tides and multiple variables. For example, eutrophication of sea water with many nutrients can be one of the causes of a red tide outbreak [21]. The nutrients are supplied to sea water in the offshore regions through riverine freshwater discharge from land and the upwelling process of nutrient-rich deep water [22]. Strengthened stratification of the sea water column inhibits vertical mixing by entraining nutrients in the euphotic zone, which affects the onset, intensity, and duration of red tide events [8,23]. In addition, changes in physical variables such as sea surface winds, tidal currents and mixing, and sea water temperatures are related to the bloom of red tide as environmental factors [8]. These relationships are still poorly understood and should be further studied. It is essential to expand our ability to collect data on the onset, duration, spatial extent and intensity of red tides. A broadly applicable red tide detection strategy has not yet been developed, due to the extremely high spatiotemporal variability in environmental factors, in the distribution and intensity of events, and their large spatial extent [8,24]. Another difficulty in red tide monitoring is related to the current inefficient in situ sampling of red tides, which requires intensive time and effort, often leading to these studies being restricted to relatively small areas or short time periods [20,25]. Accordingly, it is necessary to develop more efficient and cost-effective methods that can be combined with field observations. Satellite monitoring can serve as an alternative or complementary tool to monitor red tide across large geographic scales [26]. With this technique, broader areas can be observed simultaneously and at relatively high frequencies ranging from an hour to a few days. Several studies have attempted to derive adaptive algorithms for red tide detection using near-polar orbiting satellites [5,27]. However, satellite remote sensing of red tides has been previously limited to using alternative parameters such as chlorophyll-a concentration, fluorescence line height (FLH), and sea surface temperature (SST) as proxies for characterizing the spatial distribution of red tides or a specific event [28–31]. Therefore, the development of more targeted and sensitive red tide detection algorithms, broadly applicable to different satellite images, is needed. Unprecedented red tide events occurred in the coastal areas of the Korean Peninsula (Figure1) in summer 2013. Due to these red tides, high-density aquaculture was extensively damaged in these coastal regions (Figure2a). Compared to previous red tide events, the events of 2013 are considered to be among the most severe, resulting in extensive damage (about 28 million fish died) and an extremely high impact on local economy related to fisheries [32]. A histogram of the intensity of red tide events shows the extremely high and unprecedented red tide density in 2013 (Figure2b). The red tide phenomena of 2013 initiated about a month earlier than the previous typical events and lasted for 52 days along the southern and eastern coasts of Korea with 34,800 cells mL−1 maximum cell density (Cochlodinium polykrikoides) (NIFS, https://www.nifs.go.kr/redtideInfo). Most of the satellite remote sensing methods of red tide species have used near-polar orbiting satellites such as SeaWiFS, MODIS, and Landsat [5,27]. In the seas around the Korean Peninsula, the geostationary satellite Geostationary Ocean Color Imager (GOCI) has beneficially provided hourly observations and high spatial resolution of about 500 m over 10 years since 2010 [33,34]. A common challenge is posed by variation in local conditions. The seas surrounding the Korean Peninsula (Figure1b) comprise three different coastal regions: clear waters along the eastern coast with relatively deep water depths, high turbidity and strong tidal currents along the western coast, and the southern coast with many islands and complicated coastlines as well as cold coastal waters and fronts confronted with northeastward-flowing Tsushima Warm Current [35,36]. Due to such diverse environments, it has been difficult to detect red tides with high accuracy and a standardized reproducible detection method for red tides is urgently needed. This study aims to improve capacity in monitoring red tide events using GOCI in seas around the Korean Peninsula, and, in future applications, other regions worldwide. Specifically, our goals are to (1) evaluate the previous red tide detection methods applied to GOCI in Korean waters; (2) develop a new red tide index for GOCI data based on Remote Sens. 2021, 13, x FOR PEER REVIEW 3 of 19
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Remote Sens. 2021, 13, x FOR PEER REVIEWin situ spectral characteristics of the red tide and sea water; (3) compare the performance3 of 19 of existing and new methods; (4) validate the new red tide index with in situ measurements of cell densities, and (5) suggest a formulation to derive red tide cell density through the relation between density and the red tide index.
Figure 1. (a) Geostationary Ocean Color Imager (GOCI) red–green–blue (RGB) image of the research area on 13 August 2013, (b) enlarged image of red box in (a).
This study aims to improve capacity in monitoring red tide events using GOCI in seas around the Korean Peninsula, and, in future applications, other regions worldwide. Specifically, our goals are to (1) evaluate the previous red tide detection methods applied to GOCI in Korean waters; (2) develop a new red tide index for GOCI data based on in situ spectral characteristics of the red tide and sea water; (3) compare the performance of existing and new methods; (4) validate the new red tide index with in situ measurements of cell densities, and (5) suggest a formulation to derive red tide cell density through the Figure 1. (a) Geostationary Ocean Color Imager (GOCI) red–green–blue (RGB) image of the research area on 13 August Figure 1. (a) Geostationaryrelation Ocean Color between Imager density (GOCI) and red–green–b the red tidelue (RGB)index. image of the research area on 13 August 2013,2013, ( (b)) enlarged enlarged image image of red box in ( a).
This study aims to improve capacity in monitoring red tide events using GOCI in seas around the Korean Peninsula, and, in future applications, other regions worldwide. Specifically, our goals are to (1) evaluate the previous red tide detection methods applied to GOCI in Korean waters; (2) develop a new red tide index for GOCI data based on in situ spectral characteristics of the red tide and sea water; (3) compare the performance of existing and new methods; (4) validate the new red tide index with in situ measurements of cell densities, and (5) suggest a formulation to derive red tide cell density through the relation between density and the red tide index.
FigureFigure 2. 2. ((aa)) Red Red tide tide prevention prevention work work creating creating turbulence turbulence and and spreading spreading yellow yellow soil soil on on red red tide tide on on the the southern southern coast coast of of KoreaKorea (National (National Institute Institute of of Fisheries Fisheries Science, Science, NIFS); NIFS); ( (bb)) annual annual mean mean red red tide tide density density from from 2006 2006 to to 2016 2016 (source: (source: NIFS NIFS red red tidetide report). report).
2. Data 2.1. Satellite Data GOCI, onboard the Communication, Ocean and Meteorological Satellite (COMS), has ◦ ◦ ◦ ◦ observed the seas around the Korean Peninsula (24.75 N–47.25 N, 113.40 E–146.60 E) including the seas adjacent to China, Japan, Taiwan, and Russia with 500 m × 500 m spatial resolution and a high temporal sampling capability of 8 times per day from 9:00 a.m. to Figure 2. (a) Red tide prevention4:00 p.m.work (KST,creating Korean turbulence Standard and spreading Time) since yellow June soil 2010 on red (Figure tide on1a). the It southern has six visiblecoast of (412, Korea (National Institute of Fisheries Science, NIFS); (b) annual mean red tide density from 2006 to 2016 (source: NIFS red tide report).
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2. Data 2.1. Satellite Data GOCI, onboard the Communication, Ocean and Meteorological Satellite (COMS), has observed the seas around the Korean Peninsula (24.75°N–47.25°N, 113.40°E–146.60°E) Remote Sens. 2021, 13, 298 including the seas adjacent to China, Japan, Taiwan, and Russia with 500 m × 500 m spatial4 of 18 resolution and a high temporal sampling capability of 8 times per day from 9:00 a.m. to 4:00 p.m. (KST, Korean Standard Time) since June 2010 (Figure 1a). It has six visible (412, 443,443, 490, 490, 555, 555, 660, 660, and and 680 680 nm) nm) and and two two near-infrared near-infrared (NIR) channels (745(745 andand 865 865 nm) nm) with witha bandwidtha bandwidth of 20of nm.20 Fornm. thisFor study, this study, 1440 images 1440 ofimages level 2of atmospherically level 2 atmospherically corrected [ 37] rs correctedremote [37] sensing remote reflectance sensing reflectance (Rrs) (Version (R 2.0)) (Version from the 2.0) Korea from Ocean the Korea Satellite Ocean Center Satellite (KOSC) Centerwere (KOSC) utilized were from utilized 2012 to from 2015. 2012 Unprecedented to 2015. Unprecedented severe red tide severe events red appeared tide events in the appearedsouthern in andthe southern eastern coasts and eastern along the coasts Korean along Peninsula the Korean and offshorePeninsula regions and offshore in the East regionsSea inin2013. the East Among Sea hourlyin 2013. GOCI Among images hourly on 13GOCI August images 2013, on we 13 selected August an 2013, image we with selectedless cloudy an image conditions with less at cloudy a time conditions of 04 UTC (localat a time time, of 1PM).04 UTC (local time, 1PM).
2.2. 2.2.Spectroradiometer Spectroradiometer Measurements Measurements In orderIn order to collect to collect and and understand understand spectral spectral characteristics characteristics of of red red tides tides as as a afunction function of of wavelength,wavelength, we we conducted cruise campaignscampaigns toto collect collectin in situ situspectral spectral measurements-water measurements- waterleaving leaving radiance radiance (LwT (L(λwT)),(λ)), sky sky radiance radiance (Lsky (L(skyλ)),(λ)), and and irradiance irradiance (Ed ((Eλd))-to(λ))-to calculate calculateRrs (λ) Rrs(λand) and match match its valuesits values with with satellite satellite observed observed reflectances reflectances (Lsat( λ())Lsat [38(λ)–)40 [38–40],], along along the southern the southerncoast ofcoast the of Korean the Korean Peninsula Peninsula during during the red the tide red period tide period from from 2013 2013 to 2015 to 2015 on 8 on August 8 August2013 2013 and 13and August 13 August 2015 (Figure2015 (Figure3). To develop3). To develop the algorithm the algorithm for red tide for detection,red tide it detection,is indispensable it is indispensable to collect to a collect wide spectrum a wide spectrum of red tide of red characteristics. tide characteristics. At the same At the time, sameit istime, also it importantis also important to obtain to obtain spectral spectral measurements measurements from from reference reference conditions, conditions, such as suchnormal as normal sea waterssea waters with with chlorophyll- chlorophyll-a concentration,a concentration, suspended suspended particulate particulate matter matter (SPM), (SPM),CDOM CDOM within within normal normal ranges. ranges. The algorithm The algorithm for red tidefor detectionred tide candetection be constructed can be by constructedidentifying by peculiar identifying characteristics, peculiar characteristics, distinct from the distinct usual seafrom water the spectrum.usual sea Therefore,water spectrum.we collected Therefore, the spectral we collected reflectance the spectral of both reflectance turbid and of clear both waters turbid when and redclear tide waters did not whenappear red tide during did anot period appear between during 2013 a period to 2015. between 2013 to 2015.
Figure 3. Schematic diagram of on-board measurement procedures for water leaving radiance (LwT), Figure 3. Schematic diagram of on-board measurement procedures for water leaving radiance (LwT), sky radiance (Lsky), irradiance (Ed), and satellite-observed radiance (Lsat). sky radiance (Lsky), irradiance (Ed), and satellite-observed radiance (Lsat).
SpectralSpectral characteristics characteristics of seawater of seawater can canstrongly strongly reflect reflect its physical its physical and and biological biological statestate [41]. [41 Figure]. Figure 4 4shows shows the the bin-averaged distributiondistribution ofof RRrsrs againstagainstwavelengths, wavelengths, esti- estimatedmated from inin situsituspectral spectral measurements measurements for for the the red red tides tides in 2013in 2013 and and 2015, 2015, turbid turbid waters, waters,and and clear clear sea sea waters. waters. The The bars bars represent represent the the mean mean errors errors of ofR Rrsrs valuesvalues in each bin bin of of wavelength.wavelength. For For example, example, clear clear water water (blue (blue lines lines in inFigure Figure 4)4 shows) shows a decreasing a decreasing Rrs Ratrs at relatively shorter wavelengths of less than 600 nm and a relatively flat shape at higher wavelengths. Seawater with red tide clearly shows a different spectral shape, which reveals bimodal peaks at 560 and 680 nm (red and magenta lines in Figure4). By contrast, spectral
values corresponding to turbid water (green lines in Figure4) show high values of about 0.008 sr−1 near 500–550 nm. All of these measurements were combined to derive a robust algorithm of red tide detection for GOCI data. Remote Sens. 2021, 13, x FOR PEER REVIEW 5 of 19
relatively shorter wavelengths of less than 600 nm and a relatively flat shape at higher wavelengths. Seawater with red tide clearly shows a different spectral shape, which reveals bimodal peaks at 560 and 680 nm (red and magenta lines in Figure 4). By contrast, Remote Sens. 2021, 13, 298 spectral values corresponding to turbid water (green lines in Figure 4) show high values 5 of 18 of about 0.008 sr−1 near 500–550 nm. All of these measurements were combined to derive a robust algorithm of red tide detection for GOCI data.
FigureFigure 4. 4. In Insitu situ spectralspectral remote remote sensing reflectances sensing reflectances (Rrs) as a function (Rrs of) aswavelength a function at the of southern wavelength at the southern coast of the Korean Peninsula, where red and magenta-colored Rrs represent red tide water in 2013 coast of the Korean Peninsula, where red and magenta-colored Rrs represent red tide water in 2013 and 2015, respectively, and green and blue lines represent the Rrs of turbid water and clear water, andrespectively. 2015, respectively,The upper and lower and limits green of andthe bars blue stand lines for the represent range of mean the Rerrorsrs of of turbid Rrs with water1 and clear water, respectively.standard errors Theat each upper wavelength. and lower limits of the bars stand for the range of mean errors of Rrs with 1 standard errors at each wavelength. 2.3. In Situ Water Sampling and Analysis of Red Tide Species 2.3. InTo Situidentify Water the red Sampling tide species and and Analysis estimate of the Red redTide tide density Species in the study area, we collected water samples in the southern coastal region of the Korean Peninsula on 8 AugustTo 2013 identify and 11 theAugust red 2014 tide during species red tide and events. estimate We also the sampled red tide the sea density water in the study area, weon 27 collected October 2013 water during samples normal conditions in the southern after the disappearance coastal region of the red of tides. the KoreanTo Peninsula on 8filter August out the 2013 impact and of chlorophyll- 11 Augusta concentration 2014 during and red SPM, tide we events. also estimated We also the sampledtwo the sea water concentrations to be applied to derive the red tide density during the cruise periods on[42,43]. 27October Sample analysis 2013 showed during that normal the main conditions species of the after red tides, the disappearance comprising over 5 of the red tides. To filterpercent, out are the Skeletonema impact costatum of chlorophyll-, Cochlodiniuma concentrationpolykrikoides, Pseudonitzschia and SPM, species, we also and estimated the two concentrationsThalassiosira species to in be the applied coastal region to derive [5]. the red tide density during the cruise periods [42,43]. Sample analysis showed that the main species of the red tides, comprising over 5 percent, 2.4. In Situ Red Tide Observation are Skeletonema costatum, Cochlodinium polykrikoides, Pseudonitzschia species, and Thalassiosira To quantify the spatial distribution and density of the red tide species, we used speciesreports from in the the coastalNational regionInstitute [of5]. Fisheries Science (NIFS) about red tide events in Korea. The reports have been produced on a daily basis since 2006 2.4.(http://www.nifs.go.kr/redtideInfo) In Situ Red Tide Observation and contain information about the locations of red tide appearance acquired through ship cruises, aircraft, and observations on land as well as a rangeTo quantify of red tide the density spatial by distribution analyzing the and sample density sea water of the with red vast tide red species, tide we used reports fromabundance the National[44]. Figure Institute 5 shows an of example Fisheries of the Science digitalized (NIFS) map aboutof the daily red red tide tide events in Korea. The reportsreport from have NIFS. been Red produced circular or onelliptic a daily patterns basis indicate since the 2006 locations (http://www.nifs.go.kr/redtideInfo where red tide ) andwas observed contain during information the ship cruise about surveys. the locations of red tide appearance acquired through ship cruises, aircraft, and observations on land as well as a range of red tide density by analyzing the sample sea water with vast red tide abundance [44]. Figure5 shows an example of Remote Sens. 2021, 13, x FOR PEER REVIEW 6 of 19 the digitalized map of the daily red tide report from NIFS. Red circular or elliptic patterns indicate the locations where red tide was observed during the ship cruise surveys.
Figure 5.Figure (a) Red 5.tide( areport) Red map tide and report (b) enlarged map southern and (b coastal) enlarged area of ( southerna) on 13 August coastal 2013 (source: area of National (a) on Institute 13 August 2013 of Fisheries(source: Science), National where the Institute red-colored of Fisheriesareas indica Science),te the places where where red the tide red-colored events were areas observed. indicate the places where
red tide events were3. Methods observed. To compare the previously developed methods and the method from this study, we selected five different red-tide detection algorithms such as Band Ratio Index (BRI), MODIS Red tide Index (MRI), Red tide Index (RI), and alternative index using Fluorescence Line Height (FLH) [30,31,45–49]. The performance of these algorithms is investigated by applying them to GOCI data, and then comparing with the newly developed algorithm from this study, called the Normalized Red Tide Index (NRTI).
3.1. Previous Methods of Red Tide Detection Among previous red tide indices, we chose 4 representative indices to test if the algorithms are applicable to GOCI data. Since most of the following methods have been developed for different near-polar orbiting satellites such as SeaWiFS and MODIS, we selected GOCI band data with wavelengths closest to the band of each satellite for the calculation of the following red tide index.
3.1.1. Band Ratio Index (BRI) The Band Ratio Index (BRI) uses three visible channels of SeaWiFS designed for red tide in the Northwestern Pacific Ocean including seas around the Korean Peninsula [46]. The BRI is a ratio composed of the three bands as follows: