Resettlement Plan

April 2015

People’s Republic of China: Jiangxi Pingxiang Integrated Rural-Urban Infrastructure Development

Prepared by Xiangdong Subproject management office of the Jiangxi Pingxiang Integrated Rural-Urban Infrastructure Development Project for the Asian Development Bank. CURRENCY EQUIVALENTS (as of 15 April 2015)

Currency unit – yuan (CNY) CNY1.00 = $0.1609 $1.00 = CNY6.2115

ABBREVIATIONS AAOV – average annual output value ADB – Asian Development Bank AH – affected household AP – affected person DMS – detailed measurement survey DRC – Development and Reform Committee FGD – female group discussion FSR – feasibility study report HD – House Demolition HH – Household IA – Implementation Agency LA – Land Acquisition LLF – Land-Loss Farmer M&E – Monitoring and Evaluation MLS – Minimum Living Security O&M – Operation and Maintenance PMO – Project Management Office PMG – Pingxiang Municipal Government RP – Resettlement Plan WWTP – Wastewater Treatment Plant XCG – Xiangdong County Government

NOTE In this report, "$" refers to US dollars.

This resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section of this website.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. ADB-financed——Pingxiang, Jiangxi Integrated Urban and Rural Infrastructure Improvement Project

Resettlement Plan of

Jiangxi Pingxiang Integrated Rural-Urban Infrastructure Development Project

Pingshui River Integrated Improvement and Xiangdong District Wastewater Network Subproject

Xiangdong Sub-PMO of Jiangx Pingxiangi Integrated Rural- Urban Infrastructure Development Project April 2015 Abbreviation

AAOV Average Annual Output Value ADB Asian Development Bank AH Affected Household AP Affected Person DMS Detailed Measurement Survey DRC Development and Reform Committee FGD Female Group Discussion FSR Feasibility Study Report HD House Demolition HH Household IA Implementation Agency LA Land Acquisition LLF Land-Loss Farmer M&E Monitoring and Evaluation MLS Minimum Living Security O&M Operation and Maintenance PMO Project Management Office PMG Pingxiang Municipal Government RP Resettlement Plan WWTP Wastewater Treatment Plant XCG Xiangdong County Government

Units (As of April 2015)

Currency unit = Yuan (CNY) 1.00 yuan = $0.1613 1 hectare = 15 mu Glossary

Affected person People (households) affected by project-related changes in use of (or household) land, water or other natural resources

Money or payment in kind to which the people affected are entitled in Compensation order to replace the lost asset, resource or income

Range of measures comprising compensation, income restoration, transfer assistance, income substitution, and relocation which are due Entitlement to affected people, depending on the nature of their losses, to restore their economic and social base

Income Reestablishing income sources and livelihoods of people affected restoration

Rebuilding housing, assets, including productive land, and public Resettlement infrastructure in another location

Loss of physical and non-physical assets, including homes, Resettlement communities, productive land, income-earning assets and sources, impact subsistence, resources, cultural sites, social structures, networks and ties, cultural identity, and mutual help mechanisms

A time-bound action plan with budget setting out resettlement Resettlement strategy, objectives, entitlement, actions, responsibilities, monitoring plan and evaluation

Distinct groups of people who might suffer disproportionately from Vulnerable resettlement impacts, include the disabled, five-guarantee group households, female-headed households, low-income people and ethnic minorities.

Executive Summary 1) Overview of the Xiangdong Project The components to be constructed under the Xiangdong Project include: 1) Xiangdong Pingshui River restoration project include:river dredging, building new river embankment, protecting the mountain slope and building new crossing-dyke protections; 2) Xiangdong Distrcit wastewater pipeline network project. The Xiangdong Project will be commenced in October 2016 and be completed in April 2018. 2) Land acquisition and house demolition Land acquisition (LA) and resettlement under the Xiangdong Project are caused by the construction of Xiangdong Distrcit wastewater pipeline network and Pingshui River restoration. The main resettlement impacts of the Xiangdong Project are the permanent acquisition of rural collective land, the permanent occupation of state-owned land, the demolition of rural residential houses, and the relocation of enterprises.The Xiangdong Project totally affected 463 households with 1,890 person, with 921 women, account for 48.7%,, including 2 HHs with 3 persons of ethnic minorities. A total of 285.9 mu of collective land will be acquired for the Xiangdong Project, including 212.3mu of paddy fields, 66.08 mu of rural construction land, 7.46mu of dry land, and 0.06 mu of housing site. The land acquisition of Xiangdong Project affects Xinzhong, Xincun, Xinjian, RIxing, Yantian neighborhood committees of Xiangdong, Xiashankou Street and Dajiangbian Country with 19 Groups of 2 Towns, 6 Countries and the APs are 325 households with 1,294 persons. The Xiangdong Project will occupy the state-owned construction land 71.31 mu, all caused by Pingshui River Integrated Improvement Project. The Xiangdong Project will temporarily occupy 156.89 mu rural collective land, involving the Xinzhong, Rixing, Yantian Neighborhood committees of Xiashankou Street and Dajiangbian village of Xiangdong Town, with a total of 5 village groups of 4 Villages or Neighborhood committees. Total 75 households with 327 persons will be affected.The Xiangdong Project will temporarily occupy state-owned road 331.94 mu. A total of 12,518 ㎡ residential house will be demolished of the Xiangdong Project, affecting 63 households with 239 persons. Among which, the rural residential house is 12,324 ㎡ with 2,289 ㎡ in brick-concrete structure, 10,035 ㎡ in brick-timber structure, affecting 59 households with 225 persons; the urban residential house demolition area is 194 ㎡, which is in brick-timber structure, affecting 4 household with 14 persons. The non-residential demolition on rural collective land affects 2 enterprises and and 2 shops in total. Total 1,891 ㎡ (2.84 mu) land will be permenantly occupied and 497 ㎡ non-residential houses to be demolished, which will affect a total of 30 persons. Temporary land occupation is caused by the Pingshui River Integrated Improvement Project and Xiangdong Distrcit wastewater pipeline network Project, where 488.83 mu of land will be occupied, including 156.89 mu collective land, affecting 75 households with 327 persons, all caused by Pingshui River Integrated Improvement Project and 331.94 mu state-owned land, all caused by Xiangdong Distrcit wastewater pipeline network Project. 11 types of infrastructure and ground attachments will be affected. 3) Policy framework and entitlements In order to avoid or reduce negative impacts of LA, adequate consultation was conducted with affected village groups and persons at the feasibility study stage on the potential site of

the Xiangdong Project. An optimum option was selected through comparison. This RP is based on the Land Administration Law of the PRC (2004), the Decision of the State Council on Deepening the Reform and Rigidly Enforcing Land Administration (SC [2004] No.28), the applicable policies of Jiangxi Province, and ADB’s Safeguard Policy Statement (2009). According to the above policies, and in consultation with local governments and affected persons (APs), the resettlement principles of the Xiangdong Project are: 1) Screen the Xiangdong Project early on to identify past, present, and future involuntary resettlement impacts and risks. Determine the scope of resettlement planning through a survey and/or census of displaced persons, including a gender analysis, specifically related to resettlement impacts and risks. 2) Carry out meaningful consultations with affected persons, host communities, and concerned nongovernment organizations. Inform all displaced persons of their entitlements and resettlement options. Ensure their participation in planning, implementation, and monitoring and evaluation of resettlement programs. Pay particular attention to the needs of vulnerable groups, especially those below the poverty line, the landless, the elderly, women and children, and Indigenous Peoples, and those without legal title to land, and ensure their participation in consultations. Establish a grievance redress mechanism to receive and facilitate resolution of the affected persons’ concerns. Support the social and cultural institutions of displaced persons and their host population. Where involuntary resettlement impacts and risks are highly complex and sensitive, compensation and resettlement decisions should be preceded by a social preparation phase. 3) Improve, or at least restore, the livelihoods of all displaced persons through (I) land-based resettlement strategies when affected livelihoods are land based where possible or cash compensation at replacement value for land when the loss of land does not undermine livelihoods, (ii) prompt replacement of assets with access to assets of equal or higher value, (iii) prompt compensation at full replacement cost for assets that cannot be restored, and (iv) additional revenues and services through benefit sharing schemes where possible. 4) Provide physically and economically displaced persons with needed assistance, including the following: (I) if there is relocation, secured tenure to relocation land, better housing at resettlement sites with comparable access to employment and production opportunities, integration of resettled persons economically and socially into their host communities, and extension of project benefits to host communities; (ii) transitional support and development assistance, such as land development, credit facilities, training, or employment opportunities; and (iii) civic infrastructure and community services, as required. 5) improve the standards of living of the displaced poor and other vulnerable groups, including women, to at least national minimum standards. In rural areas provide them with legal and affordable access to land and resources, and in urban areas provide them with appropriate income sources and legal and affordable access to adequate housing. 6) Develop procedures in a transparent, consistent, and equitable manner if land acquisition is through negotiated settlement to ensure that those people who enter into negotiated settlements will maintain the same or better income and livelihood status. Ensure that displaced persons without titles to land or any recognizable legal rights to land are eligible for resettlement assistance and compensation for loss of nonland assets. 8) Prepare a resettlement plan elaborating on displaced persons’ entitlements, the income and livelihood restoration strategy, institutional arrangements, monitoring and reporting framework, budget, and time-bound implementation schedule. 9) Disclose a draft resettlement plan, including documentation of the consultation process in a timely manner, before project appraisal, in an accessible place and a form and language(s) understandable to affected persons and other stakeholders. Disclose the final resettlement plan and its updates to affected persons and other stakeholders. 10) Conceive and execute involuntary resettlement as part of a development project or program. Include the full costs of resettlement in the presentation of project’s costs and benefits. For a project with significant involuntary

resettlement impacts, consider implementing the involuntary resettlement component of the Xiangdong Project as a stand-alone operation. 11) Pay compensation and provide other resettlement entitlements before physical or economic displacement. Implement the resettlement plan under close supervision throughout project implementation. 12) Monitor and assess resettlement outcomes, their impacts on the standards of living of displaced persons, and whether the objectives of the resettlement plan have been achieved by taking into account the baseline conditions and the results of resettlement monitoring. Disclose monitoring reports.

4) Compensation and restoration Compensation for permanent LA includes land compensation fees, resettlement subsidies and young crop compensation fees. LA will affect Xiangdong and Xiashankou Townships. Land compensation rates are as follows: Paddy, vegetable plot, rural construction land, pond: 37,414 yuan/mu; Dry land, housing site: 25,067 yuan/mu; Wastelands: 7,483 yuan/mu; the crop compensation of paddy, vegetable plot, rural construction land, pond is 1,556yuan/ (mu.year), the crop compensation of wastelands is 1,043 yuan/ (mu.year). Income restoration measures for the APs include cash compensation, skills training, priority employment for the Xiangdong Project and social security for eligible APs. Permanent land acquisition of the Xiangdong Project is mainly caused by the construction of embankments. Therefore most of the impact of the Xiangdong Project is linear. Through statistical analysis, although the Xiangdong Project has a relatively large number of land acquisition, its rather scattered, and only has little impact on the farmers agricultural production. The compensation for the temporary occupation of rural collective land is 2,200 yuan/ (mu.year) for dredging of the Xiangdong Project. Temporary land compensation will be paid directly to the APs who are affected by the temporary occupation. The user of farmland is responsible for farmland reclamation. Temporary occupation of wastewater pipeline network construction status is state-owned road. After construction, road construction unit will recover the road immediately without further payment of temporary land compensation fees. The Xiangdong Project involves the demolition of the rural and urban residential houses. According to the investigation of resettlement willingness for APs, it provides with two resettlement methods for APs which include full monetary compensation and offering new housing site and cash for the house. The demolition compensation standard price will be identified on reconstruction price assessment. The assessment institution is co-selected by IA and APs. The main house, attached house, ground attachments and idle land around their houses of the demolition house will be included in the scope of the assessment and the assessment results will be confirmed by the APs, and compensation will be paid directly to the housing property owner. HD will be compensated with replacement rates. The compensation for rural HD is 720 yuan/ ㎡ for brick-concrete structure, 600 yuan/ ㎡ for brick-timber structure and 520 yuan/ ㎡ for wood structure. The compensation for urban HD is 850 yuan/ ㎡ for brick-concrete structure, 730 yuan/ ㎡ for brick-timber structure and 520 yuan/㎡ for wood structure. Relocation allowance: 200 yuan/household for lighting circuit; 150 yuan per fixed telephone relocated; 100 yuan per household for relocation of cable TV, broadband 200 yuan/sets, water 200 yuan/set. Other compensation: Relocation subsidies 2,000 yuan/household, Transition allowance 50 yuan/ (person.months) to compensate for six months. The affected enterprises will be compensated by the Xiangdong Project owner through consultation with them. The IA and the affected enterprises have selected an appraisal agency through consultation for reconstruction appraisal and compensation. Compensation will be paid directly to the property owner. In addition, the transition subsidy, moving subsidy and

compensation for losses from production or business suspension have also been included into the appraisal price. According to the survey, the compensation standards for the similar non-residential housing of Xiangdong are as follows : Housing Compensation: 750 yuan/㎡ for brick-concrete structure, 630 yuan/㎡ for masonry timber. 5,000 yuan/㎡ for business store. Relocation allowances: Lighting circuits change fee subsidy of 200 yuan / household, involving changes to the housing levy household cable TV line, telephone moves, broadband, water, respectively, with 100 yuan / household, 150 yuan /household, 200yuan/households, 200 yuan / household subsidy standards. 5) Vulnerable groups and women The affected population includes 30 vulnerable households with 39 persons, including 6 households with disability, 11 five-guarantee households, 7 women-headed households. The Xiangdong Project affects 921 women accounting for 48.7 % of the total APs. During project implementation and O&M stage, women will obtain unskilled jobs in the priorities. In addition, women will receive equal pay for equal work like men do. However, employment of child labor is prohibited. Priority will be given to female labor in terms of skills training so as to ensure that their economic status and income. 1000 person-times will be trained, in which female laborers are not less than 500 person-times (50%). Women will receive relevant information during resettlement, and are able to participate in resettlement consultation. The special FGDs for women will be held to introduce resettlement policies and improve their awareness. 6) Public participation and information disclosure All APs (with 30% being women) have been informed of the key points of this RP by various means and involved in the Xiangdong Project, such as meeting, interview, FGD, public participation meeting and community consultation. And their opinions have been well incorporated into this RP. The Resettlement Information Booklet (RIB) have been distributed to the APs or groups in mid April 2015, the first draft of this RP has been published on ADB’s website on May 2015. A grievance redress system has been established. All agencies will accept grievances and appeals from the APs for free, and costs reasonably incurred will be disbursed from the contingencies. 7) Grievances and appeals An appeal procedure has been established to settle disputes over compensation and resettlement. The aim is to respond to appeals of the APs timely and transparently. Grievances about the Xiangdong Project may be from collective LA and HD. Correspondingly, the Xiangdong Project Leading Group, Xiangdong Sub-PMO and the affected township governments and village committees will coordinate and handle grievances and appeals arising from resettlement. The APs could appeal for anything in the process of resettlement, such as compensation standards. 8) Organizational structure Xiangdong Government is the executing agency of the Xiangdong Project. In order to ensure the successful implementation of the Xiangdong Project, Xiangdong Government has established a project leading group for overall leadership and high-level coordination. The Xiangdong Sub-PMO has been established the leading group for routine management and coordination in project implementation, reporting overall progress and communication between Pingxiang Government and ADB are to be decided or coordinated at higher levels of the Xiangdong Project leading group. Xiangdong Sub-PMO is the IA of the Xiangdong Project, responsible for the

implementation of the Xiangdong Project. In addition, Xiangdong Sub-PMO and other agencies concerned are also responsible for the implementation of this RP. The resettlement plan will be updated and finalized based on detailed design and the affected person investigation and census; the land acquisition and resettlement will not be carried out before the ADB has approved the final resettlement plan formally. 9) Monitoring and evaluation In order to ensure the successful implementation of this RP, resettlement implementation will be subject to internal and external monitoring. The internal monitoring agency is the JXiangdong Sub-PMO and other relevant agencies (such as Land Bureau), and an internal monitoring report will be submitted to ADB semiannually. Providing an annual monitoring report to ADB during 2 years after the resettlement ending, The Xiangdong Sub-PMO has started to, though still in process, appoint an independent agency to conduct external monitoring and evaluation (M&E) semiannually, and M&E costs will be included in the Resettlement Cost. 10) Resettlement Cost and implementation schedule All costs incurred during LA and resettlement will be included in the general budget of the Xiangdong Project. Based on prices in the Dec. of 2014, the total resettlement costs of the Xiangdong Project are 39818,800 yuan, including compensation fees for LA and HD, land taxes, M&E costs and contingencies.

In accordance with the construction period of the Xiangdong Project, preliminary activities related to RP implementation will be started in September 2015, and the main resettlement works will be completed by June 2016.

Contents 1 Overview of the Xiangdong Project ...... Error! Bookmark not defined. 1.1 Background and Description of the Xiangdong ProjectError! Bookmark not defined. 1.1.1 Background of the Xiangdong Project ... Error! Bookmark not defined. 1.1.2 Components of the Xiangdong Project and Identification of Resettlement Impacts Error! Bookmark not defined. 1.1.3 Summary of Resettlement Impacts of the Xiangdong Project ...... Error! Bookmark not defined. 1.2 Social and Economic Benefits ...... Error! Bookmark not defined. 1.3 Estimated Resettlement Investment and Implementation PlanError! Bookmark not defined. 2 Impacts of the Xiangdong Project ...... 7 2.1 Measures to Minimize Land Acquisition and House Demolition...... 7 2.1.1 Principles for Project Design and Site Selection ...... 7 2.1.2 Selection of projects and programs ...... 7 2.2 Scope of Impact Survey of LA and HD ...... 8 2.3 Survey Methods and Process ...... 8 2.4 Permanent Acquisition of Collective Land ...... 9 2.5 Temporary Land Occupation ...... 12 2.6 Demolition of Residential Houses ...... 13 2.7 Demolition of Non-residential Houses ...... 14 2.8 Affected Infrastructure and Ground Attachments ...... 14 2.9 Affected Population ...... 16 2.9.1 Summary...... 16 2.9.2 Affected Vulnerable Groups ...... 19 2.9.3 Affected Women ...... 20 3 Socioeconomic Profile ...... 21 3.1 Socioeconomic Profile of the Xiangdong Project Area ...... 21 3.1.1 Jiangxi Province ...... 21 3.1.2 Pingxiang Municipality ...... 21 3.1.3 Xiangdong District...... 21 3.1.4 Socioeconomic Profile of the Affected Townships ...... 22 3.1.5 Socioeconomic Profile of the Affected Villages ...... 23 3.2 Basic Information of Affected enterprises ...... 26 3.3 Basic Information of Affected commercial shops ...... 26 3.4 Socioeconomic Profile of the Affected Population ...... 27 3.4.1 Ethnic and Gender Analysis ...... 27 3.4.2 Age Structure ...... 28 3.4.3 Educational Level ...... 28 3.4.4 Residential Conditions ...... 28 3.4.5 Productive Resources ...... 29 3.4.6 Household Properties ...... 29 3.4.7 Annual Household Income and Expenditure ...... 29 4 Legal Framework and Policies ...... 31 4.1 Laws, Regulations and Policies Applicable to Resettlement ...... 31 4.2 Abstract of ADB Policies ...... 32 4.3 Key Provisions of PRC Laws, Regulations and Policies ...... 34 4.4 Main Differences between ADB Policies and PRC Laws ...... 35 4.5 Principles for Compensation ...... 36 4.6 Cut-off Date of Compensation ...... 38

4.7 Compensation Rates for Resettlement Impacts of the Xiangdong Project . 38 4.7.1 Acquisition of Collective Land ...... 38 4.7.2 Temperary Land Occupation ...... 38 4.7.3 Demolition of Residential Houses ...... 39 4.7.4 Demolition of Non-residential Houses ...... 40 4.7.5 Attachments and Infrastructure Compensation ...... 40 4.7.6 Rates of Other Costs ...... 43 4.7.7 Supporting Measures for Women ...... 43 4.8 Social Security for LLFs ...... 44 4.9 Entitlement Matrix ...... 46 5 Resettlement and Income Restoration ...... 51 5.1 Resettlement Objectives ...... 51 5.2 Principles for Resettlement Restoration Programs ...... 51 5.3 Impacts of Acquisition of Collective Land and Restoration Program ...... 52 5.3.1 Impact Analysis of Acquisition of Collective Land ...... 52 5.3.2 Summary of Resettlement and Income Restoration Measures for Land-loss Farmers Error! Bookmark not defined. 5.3.3 Resettlement Restoration Programs of Seriously Affected Village Proups 63 5.4 Resettlement Program for Demolition of Rural Residential Houses ...... 71 5.5 Resettlement Programs for Demolition of Non-residential Houses ...... 71 5.5.1 Resettlement programs of enterprises ...... 72 5.5.2 Resettlement programs for commercial shops...... 72 5.6 Restoration Program for Temporarily Occupied Land ...... 75 5.7 Resettlement Program for Infrastructure and Ground Attachments ...... 75 5.8 Assistance Measures for Vulnerable Groups ...... 75 5.9 Training of APs ...... 76 5.10 Protection of Women’s Rights and Interests...... 77 6 Resettlement Organizational Structure ...... 79 6.1 Resettlement Implementation and Management Agencies ...... 79 6.1.1 Organizational Setup ...... 79 6.1.2 Organizational Responsibilities ...... 80 6.2 Staffing and Equipment ...... 81 6.2.1 Staffing ...... 81 6.2.2 Equipment ...... 81 7 Public Participation and Complaint ...... 83 7.1 Public Participation ...... 83 7.1.1 Participation during Project Preparation ...... 83 7.1.2 Public Participation at the Implementation Stage ...... 85 7.2 Grievances and Appeals ...... 86 7.2.1 Grievance Redress Procedure ...... 86 7.2.2 Recording and Feedback of Grievances and Appeals ...... 87 7.2.3 Contact Information for Grievance Redress ...... 88 8 Resettlement Cost ...... 89 8.1 Resettlement Cost ...... 89 8.2 Resettlement Investment Schedule and Funding Sources ...... 90 8.3 Disbursement and Management of Resettlement Funds ...... 90 8.3.1 Disbursement of Resettlement Funds ...... 90 8.3.2 Management of Resettlement Funds ...... 91 9 Resettlement Implementation Plan ...... 92 9.1 Principles for Resettlement Implementation ...... 92 9.2 Resettlement Implementation Schedule ...... 92 10 Monitoring and Evaluation...... 96

10.1 Internal Monitoring ...... 96 10.1.1 Scope of Internal Monitoring...... 96 10.1.2 Methodology of Internal Monitoring ...... 98 10.1.3 Period and Reporting of Internal Monitoring ...... 99 10.2 External Monitoring ...... 99 10.2.1 Scope and Methodology of External Monitoring ...... 99 10.2.2 External Monitoring Reporting ...... 101 10.3 Post-evaluation ...... 101 Appendixes ...... 102 Appendix 1 Due Diligence Report of Huanghua Wastewater Treatment Plant Construction in Xiangdong District ...... 102 Appendix 2 Schematic Map of the Xiangdong Project ...... 112 Appendix 3 Summary of Temporarily Occupied Land ...... 114 Appendix 4 Gender Analysis Form ...... 117 Appendix 5 Distribution of sampling survey ...... 119 Appendix 6 Provisions of Land Laws, Regulations and Policies of the PRC and Gansu Province ...... 121 Appendix 7 Policy on the Endowment Insurance for LLFs ...... 128 Appendix 8 Public Participation and Minutes ...... 143 Appendix 9 Resettlement Information Booklet ...... 147 Appendix 10 Resettlement Cost Sheet ...... 167

III

List of Tables TABLE 1-1 IDENTIFICATION OF COMPONENTS AND RESETTLEMENT IMPACTS . ERROR! BOOKMARK NOT DEFINED. TABLE 1-2 SUMMARY OF RESETTLEMENT IMPACTS OF THE XIANGDONG PROJECTERROR! BOOKMARK NOT DEFINED. TABLE 1-3 SUMMARY OF PROJECT AND RESETTLEMENT INVESTMENTERROR! BOOKMARK NOT DEFINED. TABLE 2-1 SUMMARY OF THE XIANGDONG PROJECT AREA ...... 8 TABLE 2-2 SUMMARY OF PERMANENTLY ACQUIRED COLLECTIVE LAND ...... 10 TABLE 2-3 TEMPORARILY OCCUPIED LAND FOR PINGSHUI RIVER INTEGRATED IMPROVEMENT PROJECT 12 TABLE 2-4TEMPORARILY OCCUPIED LAND FOR XIANGDONG DISTRCIT WASTEWATER PIPELINE NETWORK PROJECT ...... 12 TABLE 2-5 SUMMARY OF DEMOLISHED RESIDENTIAL HOUSES ...... 13 TABLE 2-6 IMPACTS ON AFFECTED ENTERPRISES ...... 14 TABLE 2-7 IMPACTS ON AFFECTED SHOPS ...... 14 TABLE 2-8 AFFECTED GROUND ATTACHMENTS ...... 15 TABLE 2-9 SUMMARY OF AFFECTED POPULATION...... 16 TABLE 2-10 SUMMARY OF AFFECED VULNERABLE PEOPLE ...... 19 TABLE 3-1 SOCIOECONOMIC PROFILE OF JIANGXI PROVINCE, PINGXIANG MUNICIPALITY AND XIANGDONG DISTRICT ...... 22 TABLE 3-2 SOCIOECONOMIC PROFILE OF THE AFFECTED TOWNSHIPS ...... 23 TABLE 3-3 SOCIOECONOMIC PROFILE OF THE AFFECTED VILLAGES ...... 25 TABLE 3-4 BASIC INFORMATION ON AFFECTED ENTERPRISES ...... 26 TABLE 3-5 THE BRIEF OF AFFECTED COMMERCIAL SHOPS ...... 27 TABLE 3-6 LIVING STATISTICS OF POPULATION AFFECTED BY HD...... 29 TABLE 3-7 INCOME AND EXPENDITURE OF RURAL HOUSEHOLDS AFFECTED BY LA ...... 30 TABLE 4-1 KEY PROVISIONS OF JIANGXI PROVINCE AND PINGXIANG CITY ON ACQUISITION OF COLLECTIVE LAND ...... 34 TABLE 4-2 PRINCIPLES FOR RESETTLEMENT ...... 36 TABLE 4-3 COMPENSATION FOR ACQUIRED COLLECTIVE LAND ...... 38 TABLE 4-4 COMPENSATION RATE FOR CROPS ...... ERROR! BOOKMARK NOT DEFINED. TABLE 4-5 COMPENSATION RATE FOR TEMPERARY OCCUPATION ...... 39 TABLE 4-6 COMPENSATION RATE FOR RESIDENTIAL HOUSES ...... 39 TABLE 4-7 COMEPENSATION RATE OF NON-RESIDENTIAL HOUSES ...... 40 TABLE 4-8 ATTACHMENTS AND INFRASTRUCTURE COMPENSATION RATE ...... 41 TABLE 4-9 SUMMARY OF RATES OF TAXES AND FEES PAID FOR LA ...... 43 TABLE 4-10 ENTITLEMENT MATRIX ...... 47 TABLE 5-1 SUMMARY OF IMPACT OF COLLECTIVE LAND ACQUISITION ...... 54 TABLE 5-2 ANALYSIS OF LANDLOSS RATE OF AFFECTED FARMERS ...... 56 TABLE 5-3 EXPECTED RESETTLEMENT MODES OF RURAL HOUSEHOLDS AFFECTED BY LA ...... 57 TABLE 5-4 SUMMARY SOCIAL SECURITY PLACEMENT OF AFFECTED FARMERS ...... 59 TABLE 5-5 IMPLEMENTED MEASURES FOR LAND-LOSS FARMERS SOCIAL SECURITY ...... 61 TABLE 5-6 EXPECTED INCOME RESTORATION FROM PLANTING STRUCTURE IMPROVING OF 4TH GROUP OF XINZHONG NEIGHBORHOOD ...... 64 TABLE 5-7 EXPECTED INCOME RESTORATION OF XINZHOGN NEIGHBORHOOD 4TH GROUP ...... 64 TABLE 5-8 ESTIMATION OF SOCIAL INSURANCE LEVEL AND PAYMENT FOR LLFS ...... 65 TABLE 5-9 ESTIMATION OF SOCIAL INSURANCE LEVEL AND PAYMENT FOR LLFS ...... 67 TABLE 5-10 ESTIMATION OF SOCIAL INSURANCE LEVEL AND PAYMENT FOR LLFS ...... 68 TABLE 5-11 EXPECTED INCOME RESTORATION FROM PLANTING STRUCTURE IMPROVING OF 3RD GROUP OF DAJIANGBIAN VILLAGE ...... 69 TABLE 5-12 EXPECTED INCOME RESTORATION OF DAJIANGBIAN VILLAGE 3RD GROUP ...... 70 TABLE 5-13 ESTIMATION OF SOCIAL INSURANCE LEVEL AND PAYMENT FOR LLFS ...... 71 TABLE 5-14 ESTIMATION OF DEMOLITION COMPENSATION ...... ERROR! BOOKMARK NOT DEFINED. TABLE 5-15 ESTIMATION OF THE AVERAGE AREA ONE DEMOLISHED HOUSEHOLD CAN AFFORD . ERROR! BOOKMARK NOT DEFINED. TABLE 5-16 SUMMARY OF RESETTLEMENT OF NON-RESIDENTIAL HOUSES ...... 74

TABLE 5-17 AGRICULTURAL TECHNICAL TRAINING PROGRAM FOR THE XIANGDONG PROJECT AREA 77 TABLE 5-18 EMPLOYMENT TRAINING PROGRAM FOR THE XIANGDONG PROJECT AREA ...... 77 TABLE 7-1 PUBLISH RESETTLEMENT INFORMATION AND CONSULT MAIN ACTIVITIES ...... 83 TABLE 7-2 PUBLIC PARTICIPATION PLAN ...... 85 TABLE 7-3 REGISTRATION FORM OF GRIEVANCES AND APPEALS ...... 87 TABLE 7-4 ACCEPTING AGENCIES AND STAFF OF GRIEVANCES AND APPEALS ...... 88 TABLE 8-1 RESETTLEMENT COST SHEET ...... 89 TABLE 8-2 RESETTLEMENT INVESTMENT PLAN...... 90 TABLE 9-1 SCHEDULE OF RESETTLEMENT ACTIVITIES ...... 92 TABLE 0-1 SCHEDULE OF RESETTLEMENT ACTIVITIES ...... ERROR! BOOKMARK NOT DEFINED.

List of Figures FIGURE 3-1 AGE STRUCTURE ...... 28 FIGURE 3-2 COMPOSITION OF EDUCATIONAL LEVEL ...... 28 FIGURE 6-1 ORGANIZATIONAL CHART ...... 80

1 Overview of the Xiangdong Project

1.1 Background and Description of the Xiangdong Project

1.1.1 Background of the Xiangdong Project Xiangdong is located in the west of Jiangxi Province, and it’s geographic coordinates is between east longitude 113 ° 15 '~ 114 ° 17' and north latitude 26 ° 27 '~ 28 ° 01', bordering Anyuan to the east, Li Ling City to the west, Youxian to the south, Shangli to the north. The region has 8 towns, 2 townships, a neighborhood office, 27 resident committees and 127 village committees, with a total area 858.8 km2. And the distance is 287 km from the provincial capital Nanchang. The region's total population is 39.72 million. Due to Xiangdong’s deputy city has not formed a complete system of flood control projects yet, most regional flood and water-logging control capacity remains low. The Xiangdong Project involves the bounds of the Ping River (also known as Lu water) in the middle, by the Ping River flood of abuse, the two sides are often inundated with floods. Wastewater can not be centrally controlled and uncontrolled discharge into the river, polluting the city water system. And the drainage of rainwater and wastewater system are unsuited to the development needs of the city in the future. To ensure the safety of life and property on both sides of Ping River residents, promote local economic development, and establish a new eco-city, the implementation of the Xiangdong Project is of great significance for Xiangdong.

1.1.2 Components of the Xiangdong Project and Identification of Resettlement Impacts This project is located in Xiangdong District, Pingxiang Municipality, Jiangxi province. Project construction content mainly includes: 1) Xiangdong river course comprehensive improvement project mainly includes: river dredging, building new river embankment, protecting the mountain slope and building new crossing-dyke protections; 2) Xiangdong Distrcit wastewater pipeline network project. Based on preliminary identification, the resettlement impacts of the Xiangdong Project are land acquisition (LA), house demolition (HD) and temporary land occupation. See Table 1-1. The layout of the Xiangdong Project is shown Figure 1-1. Xiangdong diagram of the location and the Xiangdong Project in Annex 2.

Table 1-1 Identification of Components and Resettlement Impacts No Component Description Location Key resettlement impact

The permanent collective land acquisition River training full-length 5.75km, 285.9 mu land, affecting 325 HHs, 1,294 including: a beach dredging 5.75km; persons; the demolition of rural residential New embankment 4.9km; New Masonry houses 12,324 m2, the demolition of comprehensive retaining wall 2.5km; new reinforced Startingpoint: urban residential housing 194 ㎡ total improvement concrete flood wall 3.9km; trimmed slope lengtanwan Water plants impact of 63 households with 239 1 project 0.2km; interlocking brick ecological slope Endingpoint: persons; demolition of non-residential ㎡ of Ping River protection 5.1km; turf ecological slope Export PingGang river buildings 497 affect two enterprises 11.5m; New Chuandi building 7; with 23 employees and 2 commercial drainage culvert 6; sewers isolation shops with 7 employees. Temporary 5.5km. occupation of collective land 156.89 mu, affecting 75 with 327 persons. This pipeline engineering design content is part of the city which control (including old Xiangdong Planning to drainage system of rainwater street area, south of the city Distrcit and wastewater are strictly separate area, power plant families, new Wastewater pipeline network will 2 wastewater system. Construction content includes street area and spring lake involve a temporary land occupation,, pipeline network 18.924 km kilometers wastewater ridge area), east to east loop, 331.94 mu. pipeline. the city of steel on the south project road, changsheng road on the west, north to 320 national road.

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1.1.3 Summary of Resettlement Impacts of the Xiangdong Project The Xiangdong Project affects a total population of 1,890, of which 921 are women, accounting for 48.73%, including 463 households with 1,860 persons,2 enterprises with 23 staff members, and 2 shops with 7 staff members. The main resettlement impacts are as follows: 1) 285.9 mu of collective land will be acquired for the Pingshui River Integrated Improvement Project, affecting 325 households with 1,294 persons, of which 602 are women. The situation of the resettlement activities have been conducted. 2) 71.31 mu of state-owned land will be acquired for the Pingshui River Integrated Improvement Project. 3) 488.83 mu land will be acquired temporarily, including 156.89 mu collective land, affecting 75 households with 327 persons and all these will be acquired for the Pingshui River Integrated Improvement Project. And Xiangdong Distrcit wastewater pipeline network Project will acquire for 331.94 mu of state-owned land. 4) Rural residential houses of 12,518 ㎡ will be demolished, affecting 63 household with 239 persons, all caused by the Pingshui River Integrated Improvement Project. The rural residential housing of 12,324 ㎡ will be demolished, affecting 59 households with 225 persons. Urban residential housing of 194 ㎡ will be demolished, affecting 4 families with 14 persons. Non-residential houses of 497 ㎡ will be demolished, including the enterprises of 285 ㎡, commercial shops of 212 ㎡, affecting 3 enterprises with 33persons, and 2 shops with 7 persons. According to the survey, most of these enterprises are partly affected, and their demolished premises are mostly unused or used for storage. See Table 1-2 for detail. .

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Table 1 2 resettlement impacts of Xiangdong project

Pingshui River Integrated Improvement Project Xiashankou town Xiangdong town Urban region

Type Xinzhong Rixing Yantian Xinjian Xincun numborh numborh numborh numborh numborh Dajiangbi Hezhou Xinmei Xiangdon Total ood ood ood ood ood Total an Total Total villiage villiage g region committe committe committe committe committe villiage e e e e e Acquisitio n of mu 133.73 67.95 36.66 0 0 238.34 24.26 10.7 1.79 36.75 10.81 10.81 285.9 collective land Cultivate mu 112.1 67.42 0 0 0 179.52 24.19 3.45 1.79 29.43 10.81 10.81 219.76 d land Rural residents house ㎡ 100 25 2238 4811 550 7724 4600 0 0 4600 0 0 12324 demolitio n Urban house ㎡ 0 0 0 0 0 0 0 0 0 0 194 194 194 demolitio n Non-resi dential house ㎡ 0 0 0 212 0 212 285 0 0 285 0 0 497 demolitio n Temporar y occupatio n of ㎡ mu 88.82 34.93 18.28 0 0 142.03 14.86 0 0 14.86 0 0 156.89 collective land D Temporar y ㎡ / / / / / / / / / / / / 331.94 occupatio

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Pingshui River Integrated Improvement Project Xiashankou town Xiangdong town Urban region

Type Xinzhong Rixing Yantian Xinjian Xincun numborh numborh numborh numborh numborh Dajiangbi Hezhou Xinmei Xiangdon Total ood ood ood ood ood Total an Total Total villiage villiage g region committe committe committe committe committe villiage e e e e e n of collective land D Affected population – households hu 99 118 31 0 0 248 35 16 3 54 23 23 325 ——by LA ren 400 467 122 0 0 989 141 65 11 217 88 88 1294 hu 2 1 10 16 3 32 27 0 0 27 4 4 63 ——by HD ren 3 2 41 59 13 118 107 0 0 107 14 14 239

By LA and hu 2 1 7 0 0 10 19 0 0 19 3 3 32 By HD ren 3 2 26 0 0 31 77 0 0 77 9 9 117 ——by hu 44 10 7 0 0 61 14 0 0 14 0 0 75 temporary land ren 192 43 30 0 0 265 62 0 0 62 0 0 327 acquire APs-enterprises and shops Relocation hu 0 0 0 0 0 0 2 0 0 2 0 0 2 of enterprise ren 0 0 0 0 0 0 23 0 0 23 0 0 23 s Relocation hu 0 0 0 2 0 2 0 0 0 0 0 0 2 of shops ren 0 0 0 7 0 7 0 0 0 0 0 0 7 Relocation ren 595 512 193 66 13 1379 333 65 11 409 102 102 1890 of shops

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1.2 Social and Economic Benefits

1) Both sides of Ping River have a large number of residents, and economic has experienced rapid development. Constructing harmonious water environment is imperative. According to the forecast, through the comprehensive ecological project, it will protect the 71,000 coast residents and 650 mu Cultivated land. It could reduce economic losses of more than 10 million yuan annually. Therefore, the implementation of the comprehensive improvement of Ping River has far-reaching significance to realize the sustainable functions of the river, to serve the local economic and social sustainable development strategic goal, as well as to construct the resource and environment friendly society. 2）The implementation of the wastewater pipeline network project could improve the quality of residents’ life, promote local economic development. The benefit of the Xiangdong Project is not only reflected in the direct economic benefits, but mainly reflected in the construction of urban infrastructure in Pingxiang City and it could meet production needs, promote local economic development and create a favorable investment environment. At the same time, the construction of this project is to further implement people-centered scientific concept of development and it is an important measure to build a harmonious society. In short, the implementation of the Xiangdong Project will help create a favorable environment for development, promote the development of non-agricultural industrial towns, activate the cities and towns economy, reduce the gap between urban and rural areas, improve the capacity of social security in rural health care and education, and promote the rural consumer market, and enhance the motivation of local economic growth.

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2 Impacts of the Xiangdong Project

2.1Measures to Minimize Land Acquisition and House Demolition

2.1.1 Principles for Project Design and Site Selection

In the period of project design, considering the effect of LA and HD, the main principles are as follows:

 Avoid or minimize existing or planned residential areas; Avoid or minimize the use quality of cultivated land, and use the existing national and local road construction area;

 It should comply with the overall development plan and related special planning requirements, and promote the realization of planning objectives;

 Accordance with the principle of national policies like traffic management, water safety and environment protection, to implement the policies and regulations in the process of RP;

 Adhere to policies of environment protection and energy saving, to reduce the pollution for the surroundings and build the green projects.

2.1.2 Measures to Minimize Rettlement Impacts During the design process, the resettlement impacts of the Xiangdong Project has been optimized continuously. The Ping River embankment is designed according to the actual requirement, lowering the flood control standard for avoid land acquisition and house demolition.

For the Ping River Restoration Project, the land acquisition line was adjusted from 5 m each side to only within the natural shoreline. After the optimization, a total of 9,397 ㎡ residential house, 265 ㎡ enterprise house and 2445 ㎡ commercial shop house no need to demolish.

Table 2 1 Impact comparison before and after optimization Enterprises and Residential housing Commercia institutions The Xiangdong Project name demolition shops demolition

（㎡）（㎡）（㎡）

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The Xiangdong Project name Residential housing Enterprises and Commercia demolition institutions shops demolition Original plan 21,915 550 2,657

Optimized plan 12,518 285 212 D-value -9,397 -265 -2,445 In addition, in the detailed design stage, through communicating with Immigrant, the program will be further optimized in order to avoid or reduce the land acquisition and resettlement impacts caused by house demolition.

2.2 Survey Methods and Process

In March 2013, the Pingxiang PMO appointed China North Municipal Engineering Design Institute Co., Ltd. to prepare the Feasibility Study Report for the ADB-financed Jiangxi Pingxiang Pingshui River Integrated Improvement Project and Xiangdong Distrcit wastewater pipeline network Project. In March 2013, the Xiangdong Project staff from China North Municipal Engineering Design Institute Co., Ltd. conducted a field investigation and collected information with the support of the Xiangdong Sub-PMO. From April to October 2014, the draft Feasibility Study Report was completed, defining the preliminary scope of construction of the Xiangdong Project. From April to November 2014, the survey team of Hohai University conducted a census on the socioeconomic profile and resettlement impacts of the Xiangdong Project area according to the FS Report, and a sampling socioeconomic survey on the AHs, covering household population, impacts of LA, household economic status, and expected resettlement modes has been conducted. During the survey, the survey team also listened to opinions of the village committees and villagers on LA, HD and resettlement, and conducted extensive consultation. The survey team also interviewed and collected information from the Xiangdong Sub-PMO, JEDIG, the Xiangdong and Xiangdong District Land and Resources Bureau, the Xiangdong Urban House Demolition and Resettlement Management Office, and the labor and social security bureau to learn the policies and practice of LA and resettlement in Xiangdong City. In November 2014, the RP of the Xiangdong Project was completed on the basis of the FSR and survey data, and public consultation. This RP analyzes and evaluates the resettlement impacts and risks of the Xiangdong Project, and proposes preliminary remedies. In December 2014, a complementary survey was conducted to reflect the latest project impacts, policies and other status. During the survey, the survey staff also listened extensively to expectations of the village committees and villagers on LA and resettlement, and conducted extensive consultation. The

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key findings are as follows:  Almost all villagers know that the Xiangdong Project is about to break ground, and support it;  The Xiangdong Project involves the permanent acquisition of rural collective land, the permanent occupation of state-owned land, the demolition of rural residential houses and non-residential houses on state-owned land, and temporary land occupation.  Almost all APs think that they are affected slightly by LA, and they can continue to farm on the remaining land after acquisition; they prefer cash compensation;  Compensation fees should be paid timely and transparently with minimum intermediate steps.

2.3 Permanent Acquisition of Collective Land

The acquisition of collective land is caused by the Pingshui River Integrated Improvement Project. Affecting 325 households with 1,294 persons in 19 groups of 6 villages in two Xiangs, Xiangdong District, Pingxiang City. 285.9 mu of collective land will be acquired for the Xiangdong Project. Among the land type, it includes 212.3 mu of paddy land (74.26%), 7.46 of dry land (2.61%), 0.06 mu of the housing site (0.02%), and rural construction land 66.08 mu (23.11%). See Table 2-2.

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Table 2-2 Summary of Permanently Acquired Collective Land

adminis LA for collective land (mu) APs trative District/ uncultiv Rural Item Villages village/c Groups Paddy Vegetab Garden housing househ county Dry land ated forest pond constructi Others Total persons ommitte field le land land site olds e land on land Xiangdo —— 3.35 0 0 7.46 0 0 0 0 0 0 10.81 23 88 Urban ng Sub-tota 3.35 0 0 7.46 0 0 0 0 0 0 10.81 23 88 district l Total 3.35 0 0 7.46 0 0 0 0 0 0 10.81 23 88 Group 1 30.3 0 0 0 0 0 0 0 3 0 33.3 28 111 Group 2 27 0 0 0 0 0 0 0 4.4 0 31.4 23 92

Xinzhon Group 4 43.7 0 0 0 0 0 0 0 5.12 0 48.82 30 123 g Group 5 1.5 0 0 0 0 0 0 0 1.31 0 2.81 4 17 committ ee Group 6 4.9 0 0 0 0 0 0 0 4.45 0 9.35 9 35 Group 7 4.7 0 0 0 0 0 0 0 3.35 0 8.05 5 22 Pingshui Sub-tota 112.1 0 0 0 0 0 0 0 21.63 0 133.73 99 400 River l Integrate Xiangdo Xiakous Group 1 8.8 0 0 0 0 0 0 0 0.1 0 8.9 15 62 d ng han Improve district street Group 2 16.55 0 0 0 0 0 0 0 0.17 0 16.72 26 105 ment Project Rixing Group 4 23.9 0 0 0 0 0 0 0 0.26 0 24.16 44 173 committ Group 6 7.42 0 0 0 0 0 0 0 0 0 7.42 14 55 ee Group 7 10.75 0 0 0 0 0 0 0 0 0 10.75 19 72 Sub-tota 67.42 0 0 0 0 0 0 0 0.53 0 67.95 118 467 l Fifth 0 0 0 0 0 0 0 0 36.66 0 36.66 31 122 Xiantian group committ Sub-tota ee 0 0 0 0 0 0 0 0 36.66 0 36.66 31 122 l Total 179.52 0 0 0 0 0 0 0 58.82 0 238.34 248 989

Xiangdo Dajiang Group 2 8.3 0 0 0 0 0 0 0 0 0 8.3 9 35 ng town bian Group 3 13.9 0 0 0 0 0 0 0.03 0.01 0 13.94 19 77

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village Group 4 1.29 0 0 0 0 0 0 0 0 0 1.29 3 14 Group 6 0.5 0 0 0 0 0 0 0.01 0 0 0.51 2 7 Group 7 0.2 0 0 0 0 0 0 0.02 0 0 0.22 2 8 Sub-tota 24.19 0 0 0 0 0 0 0.06 0.01 0 24.26 35 141 l —— 3.45 0 0 0 0 0 0 0 7.25 0 10.7 16 65 Hezhou Sub-tota village 3.45 0 0 0 0 0 0 0 7.25 0 10.7 16 65 l —— 1.79 0 0 0 0 0 0 0 0 0 1.79 3 11 Xinmei Sub-tota village 1.79 0 0 0 0 0 0 0 0 0 1.79 3 11 l Total 29.43 0 0 0 0 0 0 0.06 7.26 0 36.75 54 217 Total 212.3 0 0 7.46 0 0 0 0.06 66.08 0 285.9 325 1294

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2.4 Permanent occupying state-owned land

Xiangdong Pingshui river comprehensive treatment improvement project will occupy land 71.31 mu, which is the state-owned construction land in xiangdong downtown.

2.5 Temporary Land Occupation

Temporary land occupation is caused by the Pingshui River Integrated Improvement Project and Xiangdong Distrcit wastewater pipeline network Project, where 488.83 mu of land will be occupied, including 156.89 mu collective land, affecting 75 households with 327 persons, all caused by Pingshui River Integrated Improvement Project and 331.94 mu state-owned land, all caused by Xiangdong Distrcit wastewater pipeline network Project. See Table 2-3, 2-4 and Appendix 3. Table 2-3 Temporarily Occupied Land for Pingshui River Integrated Improvement Project Temporary Land Affected population Occupation Item Town Village Group Area (mu) Type Households Population

agricultural 1 23.94 12 50 land agricultural 4 32.86 17 75 Xinzhong land numborhood agricultural committee 6 32.02 15 67 land Xiashankou Pingshui agricultural town subtotal 88.82 44 192 River land Rixing Integrated vegetable numborhood 6 34.93 10 43 Improvement land Project committee Yantian unutilized numborhood - 18.28 7 30 land committee Xiangdong Dajiangbian agricultural 2 14.86 14 62 town village land total - 156.89 - 75 327

Table 2-4Temporarily Occupied Land for Xiangdong Distrcit wastewater pipeline network Project Temporarily Expected Number of Pipeline Pipeline Item Type occupied area construction pipelines diameter (mm) length (m) (mu) period Xiangdong Distrcit State-owned wastewater 23 D300-D600 720-4400 331.94 3-6 months road pipeline network Project

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2.6 Demolition of Residential Houses

The Xiangdong Project involves rural and urban HD which are all caused by Pingshui River Integrated Improvement Project. And the total area is 12,518 ㎡, affecting 63 households with 239 persons. Rural residential houses with a total area of 12,324 ㎡ will be demolished, affecting 59 households with 225 persons, including 2289 ㎡ in brick-concrete structure (18,75%), 10,035 ㎡ in brick-timber structure (81.43%). Urban residential houses with a total area of 194 ㎡ will be demolished, affecting 4 households with 14 persons, which is all the brick-timber structure. See Table 2-5. Table 2-5 Summary of Demolished Residential Houses Area (m2) Affected population town/c Village/t villages/ Group Affected population By Item ommite Masonry Masonry HD own committees s Simple Shed Subtotal e concrete timber Populatio Households n Xincun numborhood 1 0 550 0 0 550 3 13 committee Xinjian 1 820 2695 0 0 3515 12 46 numborhood committee 2 549 747 0 0 1296 4 13

Rixin Xiasha numborhood 4 0 25 0 0 25 1 2 nkou Rural committee committ e Xinzhong 1 0 25 0 0 25 1 1 numborhood Pingsh committee 6 0 75 0 0 75 1 2 ui River Integrat Yantian ed numborhood 5 0 2238 0 0 2238 10 41 Improv committee ement Project Total 1369 6355 0 0 7724 32 118 3 0 1993 0 0 1993 9 37

Dajiangbian 5 0 70 0 0 70 2 7 Rural village 6 340 544 0 0 884 6 26 Xiangd 7 580 1073 0 0 1653 10 37 ong town Total 920 3680 0 0 4600 27 107 Houjie Urban —— 0 194 0 0 194 4 14 commitee Total 0 194 0 0 194 4 14 subtotal 2289 10229 0 0 12518 63 239

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2.7 Demolition of Non-residential Houses

The non-residential demolition on rural collective land affects 2 enterprises and 2 shops with 23 persons in total. Total 1,891 ㎡ (2.84 mu) land will be permenantly occupied and 497 ㎡ non-residential houses to be demolished, which will affect a total of 30 persons, among which, 2 enterpriseswill affecte 23 persons with 1,641 ㎡(2.46 mu) of land will be occupied and building area of 285 ㎡, all of brick-concrete structure, will be demolished; 250 ㎡ (0.37 mu) land and 212 ㎡ non-residential houses of 2 shops will be permenantly occupied and demolished, affecting 7 persons.. See Table 2-6 and 2-7. Table 2-1 Impacts on Affected enterprises Impacts Expected The name of Affected Demolished Present Item Affected resettlement entity land area building Structure business population mode (m2) area (m2) situation One-time Masonry Pingshui Sand field 405 125 22 normal level cash timber River compensation Integrated One-time Improvement Slaughter Masonry 1236 160 1 normal level cash Project house timber compensation Total 1641 285 - 23 - -

Table 2-2 Impacts on Affected Shops Impacts Expected The name of Affected Demolished Item Affected resettlement shop land area building Structure Present use population mode (m2) area (m2) Aluminum plastic parts Masonry One-time cash 150 140 4 normal level Pingshui for doors and timber compensation River windows Integrated Improvement Baocheng SUS304 Masonry One-time cash Project 100 72 3 normal level stainless timber compensation steel Total 250 212 - 7 - -

2.8 Affected Infrastructure and Ground Attachments

The river project will affect 11 types of attachments, including house attachments, wells, canals and towers, and commercial forests, as shown in Table 2-8

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Table 2-3 Affected Ground Attachments Place Xiangdong Xiashankou town Item Item town Total Xinzhong Xincun Xinjian Rixing Yantian Dajiangbian numborhood numborhood numborhood numborhood numborhood village committee committee committee committee committee big / 0 0 0 0 0 0 0

middle / 0 0 0 0 3 2 5 Mandarin small / 0 0 0 0 0 2 2

very small / 0 0 0 0 0 0 0

big / 0 0 0 0 0 0 0

middle / 0 0 4 0 7 2 13 Grapefruit small / 0 0 0 0 0 0 0

very small / 0 0 0 0 0 0 0

big / 0 0 0 0 0 0 0

Sweet-scented middle / 0 0 12 0 8 10 30 osmanthus small / 0 0 0 0 0 0 0

very small / 0 0 0 0 0 0 0 painted red brick ㎡ 0 0 0 25 15 2768 2808 wall no-painted red brick ㎡ 0 56 0 112 0 65 233 Enclosing wall walls Earth enclosing ㎡ 0 15 10 0 0 0 25 wall three-ply ㎡ 0 0 0 0 0 0 0 earth wall Cement sunning ㎡ 0 12 84 0 130 1050 1276 Sunning ground grounds three-ply ㎡ 0 0 0 0 115 0 115 earth public well / 0 0 0 0 0 0 0 Well domestic / 0 0 0 0 1 6 7 well Tap watei / 0 0 0 0 0 0 0

Gate towers / 0 0 0 0 0 0 0

Flash toilet / 0 7 0 0 0 14 21

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2.9 Affected Population

2.9.1 Summary The Xiangdong Project affects 463 households, 2 enterprisesand 2 shops with 1,890 persons in total, including women 921 persons which is affected by the collective land acquisition for 325 households with 1,294 persons and affected by the house demolition 63 households with 239 persons. And affected by LA and HD is 32 families with 117 persons. Affected by the temporary occupation involves 75 households with 75 persons. It will demolish 2 enterprises, affecting 23 persons and demolish 2 commercial shops, affecting 7 persons. Table 2-4 Summary of Affected Population

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Pingshui River Integrated Improvement Project

Xiashankou town Xiangdong town Urban region Type Xinzhong Rixing Yantian Xinjian Xincun numborho numborho numborho numborho numborho Dajiangbia Hezhou Xinmei Xiangdong Total Total Total Total od od od od od n villiage villiage villiage region committee committee committee committee committee Acquisition of collective mu 133.73 67.95 36.66 0 0 238.34 24.26 10.7 1.79 36.75 10.81 10.81 285.9 land Arable land mu 112.1 67.42 0 0 0 179.52 24.19 3.45 1.79 29.43 10.81 10.81 219.76 Rural residents ㎡ 100 25 2238 4811 550 7724 4600 0 0 4600 0 0 12324 house demolition Urban house ㎡ 0 0 0 0 0 0 0 0 0 0 194 194 194 demolition Non-reside ntial house ㎡ 0 0 0 212 0 212 285 0 0 285 0 0 497 demolition Temporary occupation of collective mu 88.82 34.93 18.28 0 0 142.03 14.86 0 0 14.86 0 0 156.89 land

Temporary occupation of collective ㎡ / / / / / / / / / / / / 331.94 land

Affected population – households hu 99 118 31 0 0 248 35 16 3 54 23 23 325 ——by LA ren 400 467 122 0 0 989 141 65 11 217 88 88 1294

hu 2 1 10 16 3 32 27 0 0 27 4 4 63 ——by HD ren 3 2 41 59 13 118 107 0 0 107 14 14 239

By LA and hu 2 1 7 0 0 10 19 0 0 19 3 3 32 By HD ren 3 2 26 0 0 31 77 0 0 77 9 9 117

——by hu 44 10 7 0 0 61 14 0 0 14 0 0 75 temporary land ren 192 43 30 0 0 265 62 0 0 62 0 0 327

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Pingshui River Integrated Improvement Project

APs——enterprisesand commercial shops Relocation hu 0 0 0 0 0 0 2 0 0 2 0 0 2 of enterprises ren 0 0 0 0 0 0 23 0 0 23 0 0 23

Relocation hu 0 0 0 2 0 2 0 0 0 0 0 0 2 of shops ren 0 0 0 7 0 7 0 0 0 0 0 0 7 Relocation ren 595 512 193 66 13 1379 333 65 11 409 102 102 1890 of shops

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2.9.2 Affected Vulnerable Groups For the pRPose of the Xiangdong Project, vulnerable groups include the disabled, five-guarantee households①, female-headed households, and minimum living security people②. The affected population includes 30 vulnerable households and 39 vulnerable people, including 7 households with 7 persons with disability, 6 five-guarantee households and 6 five-guarantee persons, 7 women-headed households with 7 persons, 11 households and 20 persons covered by minimum living security. See Table 2-10. Table 2-5 Summary of Affeced Vulnerable People Unit: household Minimum Village/Neigh Five- Women- Town/ Village Disabi living borhood guarantee headed Total Street group lity security communittee households households households Group 1 1 0 0 0 1 Group 2 0 0 0 1 1 Xinzhong Group 4 0 0 0 1 2 neighborhood committee Group 5 0 0 1 0 1 Group 6 0 1 0 1 2 Group 7 0 0 0 0 0

Xincun Group 1 0 1 0 0 1 neighborhood committee Group 3 0 0 1 0 1 Xiasha Group 1 0 0 0 0 0 nkou Xinjian Street Group 2 1 0 0 2 3 neighborhood Office committee Group 3 0 0 0 0 0 Group 4 0 0 0 1 1

Group 1 0 0 1 0 1 Group 2 1 0 1 0 2 Rixing neighborhood Group 4 0 1 0 1 2 committee Group 6 0 0 0 0 0 Group 7 1 1 0 1 3 Yantian neighborhood Group 5 1 0 0 1 3 committee

① For elderly, weak, widowed and disabled members who are unable to work and have no means of living, or whose households lack labor, a rural production cooperative would provide production and living assistance, including daily supplies, education for the young and burial for the elderly. ② According to the latest minimum standard (Ping Gov. [2014] No. 60) released Pingxiang municipal government in 2014, in project area, the urban minimum living security subsidy standard is 450 yuan / month, rural minimum living subsidy standard is 240 yuan / month

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Minimum Village/Neigh Five- Women- Town/ Village Disabi living borhood guarantee headed Total Street group lity security communittee households households households Group 2 0 1 1 0 2 Group 3 1 0 0 1 2 Xiangd Dajiangbian ong Group 5 0 1 0 0 1 Village Town Group 6 0 0 0 1 1 Group 7 1 0 1 0 2

Total 7 6 6 11 30

2.9.3 Affected Women In the population affected by the Xiangdong Project, there are 921 women, accounting for 48.73%. According to the survey, the affected women enjoy the same rights as men, including land contracting, education receiving, family planning and election. Most of the female labor respondents think that they have the same autonomy in production and management as men, and may elect to get employed or do small business independently. Women do more housework, child care, household sideline operations (e.g., household stock breeding) and handicraft jobs. The average working hours of women at the same level with those of men. Women are more advantaged in social services, apparel processing and like industries, but disadvantaged in the building and transport industries. Boys and girls have equal opportunities in education, and parents are always willing to support their children education. According to the survey, women have the same concerns as those of men: (a) Compensation rates should comply strictly with the state laws and policies; (b) Compensation fees should be disbursed directly to the AHs; and (c) Housing sites should be allocated in advance. Women have the following needs that are different from those of men: (a) Women want skills training in crop cultivation, stock breeding, handicrafts and domestic service; and (b) Most families involved to males, but women also want to participate in village-level management, preferably while the compensation fund approved and signed by both spouses. See Appendix 4 for the gender analysis.

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3 Socio-economic Profile

3.1 Socioeconomic Profile of the Xiangdong Project Area

3.1.1 Jiangxi Province Jiangxi province is located in north latitude 24 degrees 29 '14 "and 30" 04' 41 ", between east longitude 113 degrees 34 '36" and 118 "28' 58". The east, west, south and center part are all sourounded by hill except a flat part in the north. Jiangxi province covers an area of 166900 square kilometers and 11 districts, 100 counties (city, area) are in charged. In 2013, Jiangxi’s population was 45.222 million, with 23.266 million male (accounting for 51.45%) and 21.956 million female( accounting for 48.55%). Jiangxi’s cultivated area was 3,690,900 ha and gross grain output was 21.161 million tons in 2013. GDP in 2013 was CNY1433.85 billion, among which, the added value of first ,second and third industry were CNY163.65 billion ,CNY767.14 billion CNY503.06 billion respectively. The contribution rate on economic growth were 15.1%、65.7% and 29.2% respectively. In 2013, the per capita disposable income of urban and rural residents were CNY 21,873 and CNY8,781 respectively.

3.1.2 Pingxiang Municipality Pingxiang is in the core area of radiation CZT economic circle, while accepting the radiation of Pan-PRD economic zone and southeast Fujian Economic Zone. In 2013, Pingxiang’s population was 1,881,500, with 929,500 men and 929,500 women. Pingxiang’s area was 83410 ha, with 58.21 million tons gross grain output. GDP in 2013 was CNY78.933 billion, among which, the added value of first ,second and third industry were CNY5.604 billion CNY46.807 billion and CNY26.521 billion respectively. The contribution rate on economic growth were 7.1%, 59.3% and 33.6% respectively. In 2013, per capita disposable income of urban and rural residents were CNY 23,496 and CNY11,100 respectively.

3.1.3 Xiangdong District Xiangdong is an important industrial city cross the boundary of Jiangxi and Hunan Province. In 2013, Xiangdong’s population was 407,702, with 210,167 men and 197,535 women. Among which, the population of non-agricultural populationa and labor force were 108,809 and 257,200. Pingxiang’s cultivated area was15.82 ha, and the gross grain output is 10.99 million tons. GDP in 2013 was CNY15.883billion and the per capita GDP was CNY38892. Among which, the added value of the first, second and third industry were CNY 1.529 billion, CNY10.037 billion and CNY4.318 billion respectively. The contribution rate on economic growth were 2.3%, 86.5% and 11.2% respectively. In 2013, per capita disposable income of urban and rural residents were CNY 23,780 and

CNY11,427 respectively. Table 3-1 Socioeconomic Profile of Jiangxi Province, Pingxiang Municipality and Xiangdong district Jiangxi Pingxiang Xiangdong Indicator Province Municipality district

Total population (0,000) 4522.2 188.15 40.91

Men (0,000) 2326.6 95.21 21.02 Population Women (0,000) 2195.6 92.95 19.80

Urban registered population (0,000) 2210.0 119.38 10.88

Cultivated area (ha) 3690.9 83.41 15.82 Agriculture Grain output (0,000 tons) 2116.1 58.21 10.99

GDP (CNY00 million) 14338.5 789.33 158.83

Outputvalue Primay industries (CNY00 million 1636.5 15.29 13.90

Percent (%) 11.4 9.6 12.74 Output value Output value 7671.4 100.37 63.55 Secodary industries (CNY00 million)

Percent (%) 53.5 63.2 58.24 Output value Tertiay industries (CNY00 million) 5030.6 43.18 31.66

Percent (%) 35.1 27.2 29.01 Per capita GDP (CNY) 31771 41952 38892 Per capita disposable income of urban residents (CNY) 21873 23496 23780 Income

Per capita net income of farmers (CNY) 8781 11100 11427

Source: National economic and social development statistical bulletins 2013 of Jiangxi Province, Pingxiang Municipality and Xiangdong District, data from district statistical yearbook 2013.

3.1.4 Socioeconomic Profile of the Affected Townships 1、Xiashankou street Xiashankou is located in the center of the city, administer 21 communities (of which there are five village communities and 5 are not included in the budget of the town community.There are 11 self-management by the enterprise business community) The total area is13.8 square kilometers, with 14,969 households, 44,521 people. Among which, female population, labor force population were 21,436 and 28,000 respectively. The per capita cultivated land area is 0.21 mu. Currently, there are 44 industrial enterprises, 70 commercial enterprises, of which above scale enterprises is 21. In 2011,

fiscal revenue was 95,005,000 yuan, 6.047 billion yuan of industrial output value, 1.575 billion yuan in fixed assets investment. 2、Xiangdong Township The town has a total area of 52.3 square kilometers, administer 18 administrative villages, 3 neighborhood, a total of 26 485, 73 739 people, including the female population 36,909 people, 34,736 non-agricultural population, labor force population of 37,700 people. The town has1.68 mu of cultivated land, farmers' per capita annual income is about 5,500 yuan / year. The town has convenient traffic, Zhejiang-Jiangxi Railway, HuRui Highway, 320 National Roads and town highways. Besides, fertile land, abundant coal and limestone, ceramic soil and other resources are abundant. The basic situation of the affected villages and towns are shown in table 3-2

Table 3-2 Socioeconomic Profile of the Affected Townships Annual Per per capita capita Labo Cultivate net NO. Female cultivate Househol Populatio r d area income of Township d area ds n force (mu) farmers (mu) (CNY) 280 1 Xiangdong 14969 44521 21436 0.98 0.21 6700 00 Xiashanko 377 2 26485 73739 36909 1.68 0.23 5500 u 00 Source: township statistical stations.

3.1.5 Socioeconomic Profile of the Affected Villages 1、Xinzhong community Xinzhong community is located in the north-west of XiashankouStreet, near the New village, with a total area of 2.3 square kilometers, consists of 10 residents group, the total number of households living is 685, with a total population of 2292 people, including 1101 female population, labor force 1031 people. 710 mu Cultivated land, the main crops are rice basically own rations, the main source of income to rely on migrant workers, do not rely on the land. Per capita income is about 5500 yuan / year. 2、New Village community The New Village community is located behind the power plant area, with a total area of 20,000 square kilometers, seven residents and seven groups of institutions arelocated in there. The total number of households living is 712, the total population is 1283 people. There are about 500 mu of cultivated land and the village main crops are rice, basically own rations. Economic sources is mainly rely on migrant workers, not the farmland. The per capita net income is 5400 yuan / year village neighborhood committee. 3、Xinjian community

Xinjian community is located in Xiashan Street new street area, near Rixing rcommunity, governs five residents (party) groups, with a total area of 420 mu, the existing 480 residents, population of 1886, including female population of about 906 people, labor population of 848, the village there are 72 mu of cultivated land. Per capita income is 6700 yuan/year. 4、Rixing community Rixing community is located in the southeast of xiashan street mouth, PingGang is in the west, the east river by chance and is rich in water resources, It has convenient transportation, an area of 240 mu, and seven residents groups, the existing 382 units, a total of 1680 people, including women population of 807 people, labor population accounts for about 45% of the total population. Cultivated land area of 218 mu, the per capita income of 6500 yuan/year. 5、YanTian community YanTian community is face to Xiangdong political center, an area of 370 mu, consists of six residents groups, the total number of households living is 673, a total population of 2736 people, of which the female population is 1314 people, labor population of about 1233 people. Cultivated land area of 109 mu, the per capita income is 6200 yuan/year. 6、Dajiangbian village Dajiangbian village is in the west bank of pingshui river, the whole village covers an area of 3.7 square kilometers, jurisdiction over seven villagers groups, 748 households, 3466 people, including labor with a population of about 1300 men and women proportion 52:48. Have cultivated land area of 762 mu, the whole village main crop is rice, 950 kg per mu. They have a village collective enterprises, management industry for the labor service company, currently has four employees. The village farmers' average annual net income is 4560 yuan. 7.Hezhou Village. Hezhou village located in the town of East North Central. State Road is 320 from East and crossed over and the traffic is very convenient. 29 villagers group are in charge, with 2056 households, 6528 people, including labor population about 3009 people, 2590 mu Cultivated land. The main crop is rice, and the per capita net income of farmers is 5400 yuan. 8, Xinmei Village Xinmei Village covers an area of 2.9 square kilometers with the jurisdiction of 6 villagers group, a total of 704 households, 2581 people, of which about half of the female population, 1209labor force. It has 699 mu Cultivated land and the main crop is rice. The traffic in village is convenient. This village farmer annual net income is 5500 yuan. The Xiangdong Project affect 8 neighborhood / village and all the villagers group of social economic development is shown in table 3-3

Table 3-3 Socioeconomic Profile of the Affected Villages Average Culti Per Annualper The populati vated capita capitanet Income Labor structure Population female on per area cultivate incomeof No. township village Households woman force labor househo (mu) d area farmers

force ld (mu (CNY)

Xinzhong 1 685 2292 1101 1031 567 3.3 710 0.31 5500 80%Wage

Xincun 2 712 2853 1370 1283 551 4.0 149 0.21 4500 85%Wage

3 Xiashankou Xinjian 480 1886 906 848 322 3.9 72 0.03 6700 80%Wage

Rixing 4 382 1680 807 756 331 4.4 218 0.13 6500 80%Wage

Yantian 5 673 2736 1034 1233 5531 4．1 109 0.04 6200 80%Wage

6 Xiangdong Dajiangbian 748 3466 1664 1300 532 4.6 762 0.22 4560 80%Wage

3.2 Basic Information of Affected Entities

The brief of affected entities is in Table 3-4.

Table 3-4 Basic Information on Affected Entities Basic information Occu Wag Business Annu pied e N Compon (or Build al Address land Certifi level o. ent proprieto ing Workfo turno area Land type ed or (yua r) 2 area rce ver (m ) not 2 n/ (m ) (0,000 mont yuan) h) the fifth Villagers Pingshui Group in River Dajiangbian collectively- 300 1 Sand field 405 No 125 22 200 Rehabilit village ,Lian owned 0 ation gyuan town, Xiangdong district the seventh Villagers Pingshui Group in River Dajiangbian Slaughter collectively- 2 1236 No 160 1 0 0 Rehabilit village ,Lian house owned ation gyuan town, Xiangdong district Total 1641 / / 285 23 / /

3.3 Basic Information of Affected commercial shops

The brief of affected commercial shops is in Table 3-5. Table 3-5 The brief of affected commercial shops Basic information

Business Occupi Wage Annua N Compone ed land Buildi level l Address (or Certifi o. nt area Land ng Workfor (yuan turnov proprietor) 2 ed or (m ) type area ce / er not 2 (m ) mont (0,000 h) yuan) The first group of Xinjian committ hardware p Pingshui ee in arts of River state-own 200 1 Xiashan doors and 150 Yes 140 4 8 Rehabilita ed 0 kou windows tion Strict, shop Xiangdo ng district The first group of Xinjian committ Pingshui Baocheng ee in River SUS304 state-own 200 2 Xiashan 100 Yes 72 3 300 Rehabilita Stainless ed 0 kou tion steel shop Strict, Xiangdo ng district Total 250 / / 212 7 / /

3.4 Socioeconomic Profile of the Affected Population

In order to make sure of the influence of the basic situation of the Xiangdong Project, the Hohai University team conducted a sample survey on the affected households On November,2014. The Xiangdong Project directly affects 463 households, 1860 people. The Xiangdong Project conducted a sample survey of 103 households, 379 people, with a ratio of 22.25%. Among them, land requisition affected 69 households, 261 people; the demolished affected 19 households, 43 people; temporary land affected 15 households, 75 people. A sampling survey on the distribution see annex 5

3.4.1 Ethnic and Gender Analysis The 103 sample households have 379 persons and 188 laborers in total, and an average population of 3.68, including 182 women, accounting for 48.02%.

3.4.2 Age Structure

In a survey of 103 households, 379 people, the number of the population under the age of 18 is 63, accounting for 16.5%; 18 ~ 60 year old population is 258, accounting for 68%; 58 people over the age of 60, accounting for 15.5%. Age structure shown in Figure 3-1

Figure 3-1 Age Structure

3.4.3 Educational Level

The 103 sample households have 379 persons and 188 laborers in total. Among the sample households, 125 have received primary school education or below, accounting for33.0%; 165 have received junior high school education, accounting for 43.4%; 89 have received senior high school / higher education, accounting for 23.6%. See Figure 3-2.

Figure 3-2 Composition of Educational Level

3.4.4 Residential Conditions

Among the 9 sample households with 43 persons affected by HD, 7 households live in masonry concrete houses and 12 in a brick-timber structure, and average house size is 163.39 m2 per household and 44.4 m2 per capita. See Table 3-6.

Table 3-6 Living Statistics of Population Affected by HD

Possessi Drinking water House conditions Possessi Access on n rate of Average rate of Per rate of lighting Percent per mobile Mode of Structure Size（㎡） capita cable TV power (%) househol phone supply （㎡） (%) (%) d（㎡） (%)

Masonry Tap 3104.45 163.39 44.4 100 100 100 100 concrete water

3.4.5 Productive Resources

Among the 69 sample households with 261 persons affected by LA, total cultivated area is 31.32mu, 0.12 mu per capita and 0.45 mu per household, and the main crops are rice and vegetables.

3.4.6Household Properties

Among the 103 sample households, an average household has 1.61 TV sets, 0.63 refrigerator/air-conditioner, 0.22audios, 2.98 fixed telephones/mobile phones, 0.37 bicycle/motorcycle, and 0.03 tractor/water pumps, indicating a medium or lower living standard in Xiangdong district.

3.4.7 Annual Household Income and Expenditure

1) Income 23. The per capita annual income of the sample households is CNY111424.64, in which the agricultural income is CNY1542.26,accounting for13.5%, stockbreeding income CNY337.61 accounting for 2.96%, wage income CNY4085.23, accounting for 35.76%, employment income CNY4654.27, accounting for 40.74%, other nonagricultural income CNY1,674.47, accounting for 5.90%, and property income CNY130.80, accounting for 1.14%.

2) Expenditure 24. The per capita gross expenditure of the sample households is CNY7977.23 in which the productive expenditure is CNY1131.76, accounting for 14.19%; nonproductive expenditure CNY5987.56, accounting for 75.06%; and other expenditure CNY857.91, accounting for 10.75%. See Table 3-7.

Table 3-7 Income and Expenditure of Rural Households Affected by LA

Average household Item Per capita(CNY) Percent (%) (CNY)

Agricultural income 5675.52 1542.26 13.50%

Stockbreeding income 1242.4 337.61 2.96%

Wage income 15033.65 4085.23 35.76%

Employment income 17127.71 4654.27 40.74% Annual household income Other nonagricultural 2482.05 income 674.47 5.90%

Property income 481.34 130.8 1.14%

Subtotal 42042.6752 11424.64 100.00%

Productive expenses 4164.88 1131.76 14.19%

Annual household Nonproductive expenses 22034.22 expenditure 5987.56 75.06%

Other 3157.11 857.91 10.75% Subtotal 29356.21 7977.23 100.00% 13 Net income 37877.8 10292.88 /

4Legal Framework and Policies

4.1 Laws, Regulations and Policies Applicable to Resettlement

The resettlement policies of the Xiangdong Project have been developed in accordance with the laws and regulations of the PRC, and ADB’s applicable policy.

1）ADB policy  Safeguard Policy Statement (SPS), June 2009  Public Communications Policy, 2011  Accountability mechanism policy, 2012

2）Laws, regulations and policies of the PRC  Land Administration Law of the PRC (January 1, 1999, amended on August 28, 2004)  Regulations on the Expropriation of Buildings on State-owned Land and Compensation Therefor (Decree No.590 of the State Council)  Decision of the State Council on Deepening the Reform and Rigidly Enforcing Land Administration (SC [2004] No.28) (October 21, 2004)  Guidelines on Improving Compensation and Resettlement Systems for Land Acquisition (MLR [2004] No.238) (November 3, 2004)  Measures for the Administration of the Preliminary Examination of the Land Used for Construction Projects (Decree No.27 of the Ministry of Land Resources, effective from December 1, 2004)  Guidelines of the Ministry of Labor and Social Security on Doing a Good Job in the Employment Training and Social Security for Land-lost Farmers(SCO [2006]29), issued by office of the State Council and the Ministry of Labor and Social Security (April 10, 2006).  Notice of the State Council on Issues Concerning the Strengthening of Land Control and Adjustment (SC [2006] No.31) (August 31, 2006)  Notice of the Ministry of Land and Resources on Further Improving Land Acquisition Management (promulgated by the Ministry of Land and Resources on June 26, 2010)

3）Provincial and local policies  Measures of Jiangxi Province for the Implementation of the Land Administration Law of the PRC (Amended) (April 29, 2000)  Decision of the Standing Committee of the Jiangxi Provincial People's Congress on modifying the management measure for the land expropriated in Jiangxi province(PCSC No.96) (December 22, 2001)  Notice of the Jiangxi Provincial Government on Issuing the Measures of Jiangxi Province for the Dispute coordination decision of Land requisition compensation

and resettlement standards (JPG [2007] No.23)  Notice of the Uniform AAOV Rates and Location-based Integrated Land Prices for Land Compensation of Jiangxi Province (GPG [2010] No.126)  Notice of the Jiangxi Provincial Government on forwarding the further improvement of the primary endowment insurance for land expropriated farmers issued by JXHRSS and other departments. (JPG [2014] No.12) (April 9, 2014)  Measures of Pingxiang for the Implementation of the Expropriation of houses on state-owned land and Compensation Law(PGO [2012] No.12)  Notice of the Pingxiang municipal people's government office on Issuing the Measures of the social security for Land-loss farmers in Pingxiang (PGO [2011] No.3)  Measures for the future improvement and management on the land administration issued by the Pingxiang municipal people's government(PGO [2011] No.9)  Notice of the people's government on Issuing the Measures for the social security of Land-loss farmers in Xiangdong (XPG [2012] No.10)  Notice of the Xiangdong district people's government office on Issuing the work coordination plan of the expropriation of lands and houses on the upgrading project of S533 road Wuli to Tongtian part (XGO〔2014〕No.43)

4.2 Abstract of ADB Policies

ADB’s policy on involuntary resettlement has three key elements: (1) compensation for lost properties, livelihoods and income; (2) assistance in resettlement, including the provision of a resettlement site, and appropriate facilities and services; and (3) assistance for restoration, as a minimum, to the standard of living in the absence of the Xiangdong Project, taking into account the following basic principles: 1. Screen the Xiangdong Project early on to identify past, present, and future involuntary resettlement impacts and risks. Determine the scope of resettlement planning through a survey and/or census of displaced persons, including a gender analysis, specifically related to resettlement impacts and risks. 2. Carry out meaningful consultations with affected persons, host communities, and concerned nongovernment organizations. Inform all displaced persons of their entitlements and resettlement options. Ensure their participation in planning, implementation, and monitoring and evaluation of resettlement programs. Pay particular attention to the needs of vulnerable groups, especially those below the poverty line, the land-loss, the elderly, women and children, and Indigenous Peoples, and those without legal title to land, and ensure their participation in consultations. Establish a grievance redress mechanism to receive and facilitate resolution of the affected persons’ concerns. Support the social and cultural institutions of displaced persons and their host population. Where involuntary resettlement impacts and risks are highly complex and sensitive, compensation and resettlement decisions should be preceded by a social preparation phase.

3. Improve, or at least restore, the livelihoods of all displaced persons through (i) land-based resettlement strategies when affected livelihoods are land based where possible or cash compensation at replacement value for land when the loss of land does not undermine livelihoods, (ii) prompt replacement of assets with access to assets of equal or higher value, (iii) prompt compensation at full replacement cost for assets that cannot be restored, and (iv) additional revenues and services through benefit sharing schemes where possible. 4. Provide physically and economically displaced persons with needed assistance, including the following: (i) if there is relocation, secured tenure to relocation land, better housing at resettlement sites with comparable access to employment and production opportunities, integration of resettled persons economically and socially into their host communities, and extension of project benefits to host communities; (ii) transitional support and development assistance, such as land development, credit facilities, training, or employment opportunities; and (iii) civic infrastructure and community services, as required. 5. Improve the standards of living of the displaced poor and other vulnerable groups, including women, to at least national minimum standards. In rural areas provide them with legal and affordable access to land and resources, and in urban areas provide them with appropriate income sources and legal and affordable access to adequate housing. 6. Develop procedures in a transparent, consistent, and equitable manner if land acquisition is through negotiated settlement to ensure that those people who enter into negotiated settlements will maintain the same or better income and livelihood status. 7. Ensure that displaced persons without titles to land or any recognizable legal rights to land are eligible for resettlement assistance and compensation for loss of no land assets. 8. Prepare a resettlement plan elaborating on displaced persons’ entitlements, the income and livelihood restoration strategy, institutional arrangements, monitoring and reporting framework, budget, and time-bound implementation schedule. 9. Disclose a draft resettlement plan, including documentation of the consultation process in a timely manner, before project appraisal, in an accessible place and a form and language(s) understandable to affected persons and other stakeholders. Disclose the final resettlement plan and its updates to affected persons and other stakeholders. 10. Conceive and execute involuntary resettlement as part of a development project or program. Include the full costs of resettlement in the presentation of project’s costs and benefits. For a project with significant involuntary resettlement impacts, consider implementing the involuntary resettlement component of the Xiangdong Project as a stand-alone operation. 11. Pay compensation and provide other resettlement entitlements before physical

or economic displacement. Implement the resettlement plan under close supervision throughout project implementation. 12. Monitor and assess resettlement outcomes, their impacts on the standards of living of displaced persons, and whether the objectives of the resettlement plan have been achieved by taking into account the baseline conditions and the results of resettlement monitoring. Disclose monitoring reports.

4.3 Key Provisions of PRC Laws, Regulations and Policies

The Land Administration Law of the PRC is the main policy basis of the Xiangdong Project. The Ministry of Land and Resources and the Jiangxi Provincial Government have promulgated policies and regulations on this basis. The Decision of the State Council on Deepening the Reform and Rigidly Enforcing Land Administration (SC [2004] No.28) promulgated in October 2004 defines the principles and rates of compensation and resettlement for land acquisition, and land acquisition procedures and monitoring system. These legal documents constitute the legal basis for resettlement in the Xiangdong Project together with the Guidelines on Improving Compensation and Resettlement Systems for Land Acquisition (MLR [2004] No.238). See Appendix 6 for key provisions. PMG has also developed relevant measures and provisions in accordance with the Real Right Law of the PRC, the Land Administration Law of the PRC and the implementation regulations thereof, and the Measures of Jiangxi Province for the Implementation of the Land Administration Law of the PRC. See Table 4-1. Table 4-1 Key Provisions of Jiangxi Province and Pingxiang City on Acquisition of Collective Land Item Key points Index Measures of Jiangxi Province Admi Land to be occupied for construction shall conform to the for the Implementation of the nistr overall planning and annual planning of land use. The Land Administration Law of the ative provincial government and county people government PRC (Amended) (April 29, agen are responsible to plan, take over, and exploit land by project 2000) cy in a unified manner.

1.Land compensation fees: requisition of cultivated land （ including vegetable field ），as 6-10 times the average output value of the three years prior to the requisition. Dete 2. Resettlement fees: the farmland of commandeer, rmin determined by the average per person cultivated land area, Measures of Jiangxi Province ation and its comparable multiple of the average output value of the for the Implementation of the of three years prior to the requisition. Land Administration Law of the com PRC (Amended) (April 29, pens 3. Compensation for attachments to or green crops on the 2000) ation land； rates 4．Agriculture accounts can be converted to non agriculture accounts, if all farmland of villagers group be expropriated. The average per person cultivated land area is lower than 200 m2 also can convert to non agriculture accounts in proportion. 5. New vegetable field and aquiculture pond development

Item Key points Index funds.

Comp ensati on fees Notice of the Uniform AAOV for New compensation standard for land requisition is made of Rates and Location-based land land compensation fees and resettlement fees, not including Integrated Land Prices for Land compensation for attachments to or green crops on the land acquis Compensation of Jiangxi and social security fees, which should be as separate, listed Province (GPG [2010] No.126) ition as expenditure. No lowering standards. and manag ement thereo f Land-expropriated farmers, mainly refers to agricultural Notice of the Jiangxi Provincial population of the province, who lose most owned land, per Subjec Government on forwarding the capita cultivated land is less than 0.3 Mu, as the provincial or ts of further improvement of the county government take over collective land in a unified endow primary endowment insurance manner. Over the age of 16, and having the right to for land expropriated farmers ment operate contracted land. Not including person on the strength, issued by JXHRSS and other insura retirees, or worker who enjoys right of endowment insurance departments. (JPG [2014] nce pay. Set in light of local conditions. No.12)

Sourc Notice of the Jiangxi Provincial es of 1. No less than 8% of land transfer fund in cities and counties Government on forwarding the endow be taken as land-loss farmers social security fund. further improvement of the 2. Land expropriated farmers, who take participate in the primary endowment insurance ment basic old-age pension insurance system, have for land expropriated farmers insura the society integrates with individual account issued by JXHRSS and other nce photograph as a whole. departments. (JPG [2014] fund No.12)

4.4 Main Differences between ADB Policies and PRC Laws

Compensation for land  Difference: ADB policies require that compensation should be sufficient to offset any income loss, and restore long-term income-generating potential. Chinese standards are based on AAOV or integrated section land price.  Solution: An early-stage solution is to provide replacement land, which is hardly practical. Cash compensation is the preference of most people, though they cannot ensure the rational use of such compensation. Therefore, further technical support is needed to monitor the income of seriously affected households, especially those in vulnerable groups, and local governments should provide assistance to those in need. Compensation and resettlement of vulnerable groups  Difference: ADB policies require that special compensation is granted to all vulnerable groups, especially seriously affected households faced with

impoverishment. Chinese provisions do not require social analysis, and compensation is based only on the amount of loss.  Solution: Special funds are available to assist the vulnerable groups, who will be identified during the DMS. All measures have been specified in the RP. Consultation and disclosure  Difference: ADB policies require APs are fully informed and consulted as soon as possible. Chinese provisions have improved the transparency of disclosure and compensation. However, APs still play a weak role in project decision-making, and the disclosure period is usually too short.  Solution: Consultation has begun at the early stage (before and during the technical assistance). The Xiangdong project office agrees to disclose the RP to APs as required by ADB. Lack of legal title  Difference: ADB policies require all demolished houses, whether lawful or not, should be compensated for at the same rates. According to Chinese laws, people without local registered residence are entitled to the same compensation as local people. In addition, prevailing Chinese laws stipulate that no compensation should be provided for the acquisition of illegally owned land and houses.  Solution: For an ADB financed project, all APs, whether lawful or not, whether having ownership or right of use, will be identified carefully, and provided with compensation or assistance according to the factual situation. Resettlement monitoring, evaluation and reporting  Difference: ADB requires that internal and external resettlement monitoring be conducted. However, there is no such requirement in Chinese laws, expect for reservoir projects.  Solution: Internal and external resettlement monitoring systems have been established for all ADB financed projects, and this has been included in the RP. The requirements for internal and external monitoring reporting are specified in the RP.

4.5 Principles for Compensation

The principles for compensation and entitlement of the Xiangdong Project have been developed in accordance with the regulations and policies of the PRC and ADB, with the aim of ensuring that APs obtain sufficient compensation and assistance measures so that their production and livelihoods are at least restored to pre-project levels. See Table 4-2. Table 4-2 Principles for Resettlement Principles Screen the Xiangdong Project early on to identify past, present, and future involuntary resettlement impacts and risks. Determine the scope of resettlement planning through a survey (i) and/or census of displaced persons, including a gender analysis, specifically related to resettlement impacts and risks. Carry out meaningful consultations with affected persons, host communities, and concerned (ii) nongovernment organizations. Inform all displaced persons of their entitlements and

Principles resettlement options. Ensure their participation in planning, implementation, and monitoring and evaluation of resettlement programs. Pay particular attention to the needs of vulnerable groups, especially those below the poverty line, the land-loss, the elderly, women and children, and Indigenous Peoples, and those without legal title to land, and ensure their participation in consultations. Establish a grievance redress mechanism to receive and facilitate resolution of the affected persons’ concerns. Support the social and cultural institutions of displaced persons and their host population. Where involuntary resettlement impacts and risks are highly complex and sensitive, compensation and resettlement decisions should be preceded by a social preparation phase. Improve, or at least restore, the livelihoods of all displaced persons through (i) land-based resettlement strategies when affected livelihoods are land based where possible or cash compensation at replacement value for land when the loss of land does not undermine (iii) livelihoods, (ii) prompt replacement of assets with access to assets of equal or higher value, (iii) prompt compensation at full replacement cost for assets that cannot be restored, and (iv) additional revenues and services through benefit sharing schemes where possible. Provide physically and economically displaced persons with needed assistance, including the following: (i) if there is relocation, secured tenure to relocation land, better housing at resettlement sites with comparable access to employment and production (iv) opportunities, integration of resettled persons economically and socially into their host communities, and extension of project benefits to host communities; (ii) transitional support and development assistance, such as land development, credit facilities, training, or employment opportunities; and (iii) civic infrastructure and community services, as required. Improve the standards of living of the displaced poor and other vulnerable groups, including women, to at least national minimum standards. In rural areas provide them with legal and (v) affordable access to land and resources, and in urban areas provide them with appropriate income sources and legal and affordable access to adequate housing. Develop procedures in a transparent, consistent, and equitable manner if land acquisition is (vi) through negotiated settlement to ensure that those people who enter into negotiated settlements will maintain the same or better income and livelihood status. Ensure that displaced persons without titles to land or any recognizable legal rights to land are (vii) eligible for resettlement assistance and compensation for loss of no land assets. Prepare a resettlement plan elaborating on displaced persons’ entitlements, the income and (viii) livelihood restoration strategy, institutional arrangements, monitoring and reporting framework, budget, and time-bound implementation schedule. Disclose a draft resettlement plan, including documentation of the consultation process in a timely manner, before project appraisal, in an accessible place and a form and language(s) (ix) understandable to affected persons and other stakeholders. Disclose the final resettlement plan and its updates to affected persons and other stakeholders. Conceive and execute involuntary resettlement as part of a development project or program. Include the full costs of resettlement in the presentation of project’s costs and benefits. For a (x) project with significant involuntary resettlement impacts, consider implementing the involuntary resettlement component of the Xiangdong Project as a stand-alone operation. Pay compensation and provide other resettlement entitlements before physical or economic (xi) displacement. Implement the resettlement plan under close supervision throughout project implementation. Monitor and assess resettlement outcomes, their impacts on the standards of living of displaced persons, and whether the objectives of the resettlement plan have been achieved by (xii) taking into account the baseline conditions and the results of resettlement monitoring. Disclose monitoring reports.

4.6 Cut-off Date of Compensation

The cut-off date for the eligibility for compensation is April 30, 2015, which have been disclosed in the Xiangdong Project area. Any newly claimed land, newly built house or settlement in the Xiangdong Project area by the APs after this date will not be entitled to compensation or subsidization. Any building constructed or tree planted purely for extra compensation will not be counted in.

4.7 Compensation Rates for Resettlement Impacts of the Xiangdong Project①

4.7.1 Acquisition of Collective Land According to the Land Administration Law of the PRC, the Guidelines on Improving Compensation and Resettlement Systems for Land Acquisition, Jiangxi Provincial Measures on Land Acquisition Management (amendment), the Measures of Jiangxi Province for the Implementation of the Land Administration Law of the PRC, and Notice of the Jiangxi Provincial Government on Issuing the Location-based Integrated Land Prices and Uniform AAOV Rates for Land Compensation of Jiangxi Province (JPG [2010] No.126), the compensation rates for LA shown in Table 4-3. See crops compensation rate for different types of land in Table 4-4. The compensation rates will be amended as the policies adjusted by Jiangxi province government, but are minimal for the Xiangdong Project. The risk-free② Income analysis after land compensation is showed in appendix 11. Table 4-3 Compensation for Acquired Collective Land Paddy, vegetable, Dry land, Uncultivated AAOV Woodland N Town/Str garden, fish housing site land District standa o. eet pond rd Multipl yuan/ Multipl yuan/ Multipl yuan/ Multipl yuan/ ier mu ier mu ier mu ier mu Xiashank 1 1556 24 37414 25067 7483 13095 Xiangdo ou ng Xiangdon 2 1556 24 37414 25067 7483 13095 g

4.7.2 Temperary Land Occupation Project dredging sludge dumps will be temporarily occupied rural collective land, temporary occupation of land will be compensated according to the actual occupied time,

① Replacement costs will be updated once the final design is confirmed and included in the updated RP.

② A risk-free income means the APs deposit all compensation to the bank and get the interest from the bank. In china, the latest one-year deposit rate is 3.3%, if the APs deposit 10000 yuan into the bank for 1 year, they can earned 330 yuan as the interest.

in accordance with the relevant provisions of Xiangdong, temporary land compensation standard is 2200 yuan / (mu • year), as shown in Table 4 -5. Among them, for the occupation of farmland, the unit is responsible for land reclamation. Table 4-4 Compensation Rate for Temperary Occupation No. Category Unit Rate (yuan/unit) Compensation for temporary land 1 mu·year 2200 occupation Besides, there are also some temporary land occupation caused by the laying of wastewater pipeline network, which is now land for state-owned road. After the laying of pipeline network is completed, the construction unit will recover it. Related costs are included in construction investments. So no compensation for temporary land occupation will be paid.

4.7.3 Demolition of Residential Houses Project affected area will determine the compensation standard demolition by way of reconstruction assessment, evaluation agency will be chosen by both the Xiangdong Project implementation units and the demolished persons, assessment results need to be confirmed by the demolished people. The report draws budget according to compensation standards of similar earlier works in the Xiangdong Project area, as shown in Table 4-6. The implementation rate shoud be finally decided through realistic assessment during the implementation process. See estimation table of completely reset price of rural houses in Xiangdong District in Appendix 12. Table 4-5 Compensation Rate for Residential Houses ① Categary of affct Structural type Unit Rate (yuan/unit) Brick and Concrete ㎡ 850 Urban Housing Brick ㎡ 730 Demolition Civil ㎡ 520 House Brick and Concrete ㎡ 720 compensation for Brick ㎡ 600 rural residential houses Civil ㎡ 400

Lighting circuits household 200 Phone set 150 Subsidies Cable television set 100 Broadband set 200 Running water set 200 Other compensation Relocation household 2000

① These figures are based on estimated replacement cost, for more details, please see appendix 12.

Categary of affct Structural type Unit Rate (yuan/unit) allowance Transitional person 300 allowance

4.7.4 Demolition of Non-residential Houses The Non-residential houses in the Xiangdong Project includes enterprises andshops. Through in-depth interviews with relevant units, and the migration will be properly arranged according to placement will of units/store and the overall planning of the government. According to the placement will of each units / shops, the Xiangdong Project plans to take the form of monetary compensation for the non-residential houses. Compensation standards shall be determined by the reconstruction assessment, assessing company will be chosen by both the implementing agencies and the demolished enterprises/shops, evaluation results should be confirmed by the affected people, and compensate according to according to the reconstruction assessment price, compensation will be paid directly to the property owner, loss of income production, sales and wage reduction caused by the Xiangdong Project will be included in the scope of the assessment. The compensation funds budget is estimated in the report based on compensation standards for similar on-residential housing in Xiangdong, as shown in Table 4-7, the implementating compensation rate will be set according to the actual reconstruction assessment results. Table 4-6 Comepensation Rate of Non-residential Houses

Remar Category Unit Rate(yuan/unit) k Enterprises Brick and ㎡ 750 Concrete Housecompen Brick ㎡ 630 sation Commercial Brick and ㎡ 5000 shop Concrete Lighting circuits Household 200 Phone Set 150 拆迁补助 Cable television Set 100 Broadband Set 200 Running water Set 200

4.7.5 Attachments and Infrastructure Compensation

According to the related compensation standards during the same period in similar projects in the area, develop the attachments and infrastructure

compensation rate of this project, as shown in Table 4-8. Table 4-7 Attachments and Infrastructure Compensation Rate Category Unit Rate(yuan/unit Remark

Big size Tree 60 Tree Citrus Middler size 40 trees Small size Tree 6 For the specification of Tree fruit tree: big size means Seedling 3 much flourishing time, Big size Tree 50 middle size means the bare stage, small size Tree means the growing Grapefr Middler size 30 season, seedlings for uit tree Small size Tree 6 planting of more than six Tree months to one year. Seedling 3 For the specification of Big size Tree 40 other trees (excluding tea tree):big size means 15 Tree cm in diameter or more, The Middler size 30 middle size means 10 cm vines Tree Small size 6 in diameter or more, small Tree size means planted time Seedling 3 is one year to five years, Big size Tree 40 seedlings means planting within a period of six Tree months or more a year . Osmant Middler size 30 hus tree Small size Tree 10 Seedling Tree 5 Inside and outside the red brick ㎡ 80 stucco No red brick Enclosu ㎡ 50 re stucco Adobe soil walling ㎡ 30 Concrete wall ㎡ 30 Cement 30—50（1 ㎝—3 ㎡ Sun ㎝） floor Concrete 20—30（1 ㎝—2 ㎡㎝） Blood coffin Unit 800 Grave Jug Unit 300 Public wells Unit 1500—3000 Will Household wells, Unit 400—800 pressure wells Running water Set 900 Gatehouse Unit 1000 Digesters Unit 2000 Ordinary floor tile ㎡ 12—25

Category Unit Rate(yuan/unit Remark Marble floors ㎡ 50 Granite floors ㎡ 75 Containing High Polished Ordinary wood floor ㎡ 63 Health porcelain (within the ㎡ 13 wall) Wooden dado ㎡ 19 Porcelain dado ㎡ 13 Wash stone facades ㎡ 16 Mortar expanse of water ㎡ 7 Q paint dado (ground) ㎡ 5 Parapet ㎡ 8

Wall tile ㎡ 13 Gaisu board ceiling ㎡ 19 High Ceiling ㎡ 63 Aluminum windows and doors ㎡ 88 Containing glass Security windows ㎡ 25 Reinforced Security windows ㎡ 100 Stainless steel Door Unit 125 Chuangtao Unit 35 Smokeless stoves Unit 250 No extra area or porcelain

Fangci ㎡ 15 Bathtub Unit 125 Porcelain washbasin Unit 38 Stainless steel washbasin Unit 63 Stationary Flush toilet Unit 88

Door ㎡ 100 Reinforced Door ㎡ 200 Stainless steel Manqiang wall cabinets Group 188

Wooden partition ㎡ 25 Wooden staircase handrail ㎡ 63 Steel stair handrail ㎡ 25 Stainless steel staircase ㎡ 88 handrail Buried copper wire makeup ㎡ 7 Press the decorative part of the construction area calculation Septic Unit 375

Category Unit Rate(yuan/unit Remark Ground Water Mill ㎡ 25 Choi mill ground ㎡ 35 Glazed ㎡ 50 Microwave receiver Unit 250

Volume gate ㎡ 100

4.7.6 Rates of Other Costs Taxes rate for land acquisition, seeTable 4-9 Table 4-8 Summary of Rates of Taxes and Fees Paid for LA

No. Tax Rate Foundation "Notice on the adjustment of new 1 Fees for using new construction land 24yuan/㎡ construction land use fee policy issues" (Financial Com. [2006] No. 48) Jiangxi Province implementation of the 2 Land reclamation costs 15yuan/㎡ "People's Republic of China Land Management Law" approach "Jiangxi Provincial Farmland 3 Farmland occupation tax 25yuan/㎡ Occupation Tax Implementation Measures" (Provincial Decree No. 170) "Interim Measures of Jiangxi land 4 LA management costs 4% of LA fees management fee" (Jiangxi price fee [1995] No. 25) "About regulate temporary land 5 Temporary occupation fees 2yuan/㎡ approval procedures of the notice" (Ping LB [2011] No. 26) Ministry of Finance, the State Forestry Administration on Ministry of Finance, the State Forestry Forest the issuance of 6yuan/㎡ Administration on the issuance of vegetation "forest vegetation 6 "forest vegetation restoration fee restoratio restoration fee collection Interim Measures" notice n fees collection Interim Measures" notice Provincial Decree [2002] No. 73 Provincial Decree [2002] No. 73 3yuan ㎡ 3yuan/㎡

7 Contingencies 10% of LA fees

4.7.7 Supporting Measures for Women In addition to the above compensation policies for LA, women are also entitled to the following special supporting policies in priority:

(1) Women will have priority in employment; (2) Women will have priority in receiving agricultural and nonagricultural skills training for not less than 500 person-times (50%); (3) Women will receive relevant information during resettlement, and are able to participate in resettlement consultation; (4) A special FGD for women will be held to introduce resettlement policies and improve their awareness; (5) Compensation agreement must be signed by both spouses 4.7.8 Vulnerable groups In addition to the above compensation policies for LA, vulnerable groups affected by the Xiangdong Project are also entitled to the following preferential policies: (1) Laborers in vulnerable households will be provided with occupational training, and employment information and guidance in order to increase their job opportunities; (2) During project construction, laborers in vulnerable households will have priority in being employed for unskilled jobs; (3) A special support fund at 1% of the resettlement costs of the Xiangdong Project will be established in cooperation with the Suzhou District Labor and Social Security Bureau; (4) The Xiangdong District, Xiangdong Township and Xiashankou Street Office Governments will provide institutional preferences to vulnerable groups, such as extra subsidies for LA and HD, and tax relief for commercial activities.

4.8 Social Security for LLFs

According to the practice of Pingxiang City, at present, one of the main ways of land-loss farmer’s endowment insurance will become the main way after land acquisition resettlement. According to the "Office of Jiangxi Provincial People's Government Department of human resources and social sectors to further improve the basic old-age insurance policy by the views of farmers land acquisition notice" (GaN Futingfa No. [2014]12) ", the Pingxiang Municipal People's Government on the issuance of Pingxiang land-loss farmers to participate in the notice of the opinions of the basic old-age insurance" (Ping Fu (2014). No. 27), and "Xiangdong County People's Government on the issuance of Xiangdong County, the land-loss farmers' pension plan (Revised Draft) Notice" (Lu Fu Fa No. [2013]2) regulations, farmers who comply with the conditions of Xiangdong county land expropriated pension,will be unified into Xiangdong County of land-loss farmers' pension insurance. According to estimates, the Xiangdong Project with 112 households, 237 people, needs to be included in the pension system. (1)Object and Scope of the Insurance

In accordance with the provisions of the relevant policy documents of the Xiangdong Project area, the object of social security should be: the national key project, the county administrative divisions within the scope of urban construction and industrial construction land, which is in accordance with law and unified by the government. according to the “The people's Republic of China Rural Land Contract Law “, objects are those who enjoyed a second round of rural collective land contract right, recorded land-loss farmers belongs to the original village group, and the completely land-loss or land is less than 0.3 mu of Cultivated land per capita (inclusive); recorded land-loss farmers who are 16 years (inclusive) above but unable to maintain basic life of.

(2)The compensation standards of payment and the methods of payment

Social insurance for LLFs consists of basic endowment insurance for the urban working group and basic endowment insurance for the urban and rural residents.

1) Payment compensation by government

a) Compensation standard

The compensation standard for the basic endowment insurance for the urban and rural residents for LLFs is consisted by the formula: previous year average annual salary X60%X12%X compensation years.

b) Compensation years

LLFs could get government compensation after participating in the basic endowment insurance for the urban and rural residents. The different ages could get different compensation years.

LLFs between 16 and 35 years old, the government compensation years are 5 years;

LLFs between 36 and 45 years old, the government compensation years are increasing 1 year with the increasing of every age based on the 5 years compensation.

LLFs are 45 years old, the government compensation years are 15 years.

2) Payment methods

a) Payment standard

Social insurance base is identified by the 60% of previous year’s average salary per month, and the payment ratio is 20%, which 12% is included in the social pooling account and 8% is included in the individual account.

b) Payment methods

When the man is 60 and woman is 55 years old, the 15 years basic insurance should be paid one time. From the next month, they could get the basic insurance every month.

When the man is between 45 and 60, and the woman is between 40 and 55 years old, they should pay the insurance fee every year until reaching the prescribed years. After that, they could get the basic insurance every month.

When the man is between 16 and 45, and the woman is between 16 and 40 years old, they should pay the insurance fee every year until reaching the prescribed years. After that, they could get the basic insurance every month.

3) Sources of fees

The fees come from the government compensation, social safeguard funds and financial subsidies. Since the social security for the LLFs are conducted after the land acquisition and the concrete fund of it related with the age, gender, remaining land etc, it is impossible to estimate the accurate number of it in this stage, but it already be included into the current resettlement cost, because the source of social security fund is from resettlement taxes and contingencies.

4.9 Entitlement Matrix

Equity matrix is established under the relevant policies in this chapter, see Table 4-10

Table 4-9 Entitlement Matrix

Influence Influence The compensation standard and Influence degree Compensation and resettlement policy type people Implementation (i) land acquisition is compensated in accordance with the provisions of the land area in Jiangxi piece premium. Type of land acquisition of agricultural land in accordance with the collective, the collective construction land and unused land mass divided. Land compensation standards: paddy, vegetable, garden, ponds 37,414 yuan / mu; dry Permanent collective land （ii）Land requisition compensation standards in accordance with "the new notice of land, housing site 25,067 yuan / mu; wasteland Permanent acquisition is 285.9 mu., Jiangxi unified annual output value standard and integrated land prices for land 325, 1294 7483 yuan / mu; woodland 13,095 yuan / mu; collective 20village groups involved acquisition" (Xiang Gov. No. [2010] 126) execution. people mu of paddy fields, vegetable, garden, fish land in two towns / street （） iii Land compensation fees paid directly by the PMO Xiangdong to the affected ponds crop compensation: 1556 yuan / (mu • 7neighborhood / village villages. Land affected households in obtaining compensation, voluntary, free to years), the young crop subsidies upland is 1043 participate in the local labor force training. At the same time, meet the insured yuan / (mu • year) pension conditions land-loss farmers, land-loss farmers can also choose to participate in pension insurance. （i）Compensation and resettlement way Rural House compensation standard reference: According to the willingness of APs and similar projects in the past, the APs of this project can choose cash compensation or offer new housing site and cash for the frame structure 870 yuan / m; brick and house concrete structure 720 yuan / m2; brick 600 yuan / m; civil structure 400 yuan / m2; （ii）Transitional resettlement fee and move subsidy miscellaneous Room 225 yuan / m2. Housing levy household moving expenses 2,000 yuan / household, in the case of not 12324 ㎡ Rural housing 59, 225 Relocation allowance: Lighting line 200 yuan / arrange revolving house, the household grant temporary relocation six months, the demolition 12324 ㎡ people household; phone 150 yuan / set; TV 100 yuan / monthly subsidies of 50 yuan / person, total 300 yuan per person. sets, broadband 200 yuan / sets, water 200 （） iii Relocation allowance yuan / sets. Other compensation: relocation Lighting circuits change fee subsidy of 200 yuan / household, involving changes to subsidies 2000 yuan / household; transition the housing levy household cable TV line, telephone moves, broadband, water, allowance 50 yuan / (person • May), according respectively, according to 100 yuan / household, 150 yuan / household, 200 yuan / to the six-month compensation. House household, 200 yuan / household standard subsidies. demolition (1) compensation and resettlement way （i）Compensation and resettlement way Urban housing compensation standard According to the willingness of APs and similar projects in the past, the APs of this reference: brick-concrete structure 850 yuan / project can choose cash compensation or offer new housing site and cash for the m2; brick 730 yuan / m; civil structure 520 yuan / house m2. (2) the transition period and move resettlement fee subsidy Relocation allowance: Lighting line 200 yuan / Urban residential house Housing levy household moving expenses 2,000 yuan / household, in the case of not household; phone 150 yuan / set; TV 100 yuan / 4, 14 people demolition arrange revolving house, the household grant temporary relocation six months, the sets, broadband 200 yuan / sets, water 200 monthly subsidies of 50 yuan / person, total 300 yuan per person. yuan / sets. (3) relocation allowance Other compensation: relocation subsidies 2000 Lighting circuits change fee subsidy of 200 yuan / household, involving changes to yuan / household; transition allowance 50 yuan / the housing levy household cable TV line, telephone moves, broadband, water, (person • May), according to the six-month respectively, according to 100 yuan / household, 150 yuan / household, 200 yuan / compensation. household, 200 yuan / household standard subsidies.

（i）Compensation and resettlement way For property owners eligible for compensation and resettlement in line with the implementation of "monetary compensation", "location nearest place" in two resettlement, property owners can choose their own way of compensation and resettlement.

（ii）Compensation and resettlement method Enterprises relocation compensation standard According to the survey, the Xiangdong Project may involve the two enterprises had reference: opted for monetary compensation for resettlement. Housing Compensation: Frame 1000 yuan / m; Compensation standards will be determined based on market price assessments. brick and concrete structure 750 yuan / m2; Project implementing agencies and the affected people will be negotiated an Demolition enterprises: brick 630 yuan / m; civil structure 420 yuan / m2; assessment of the company on its reconstruction assessment, production caused by covering area of 1641 ㎡ miscellaneous Room 245 yuan / m2. Non-residenti (combined2.46 mu), the 2.23people the Xiangdong Project, sales and wage loss of revenue caused by the loss, will be Relocation allowances: lighting circuits change al demolition demolition of the building included in the scope of the assessment, evaluation results need to be confirmed by fee subsidy of 200 yuan / household, involving the demolition business, compensation will be paid directly to the property owner. area 285 ㎡ changes to the housing levy household cable Resettlement cost estimates, the land is compensated by the province's newly TV line, telephone moves, broadband, water, announced unified annual output value of land and regional comprehensive land respectively, according to 100 yuan / household, notice" (Gan Gov. [2010] No. 126) provides standards, building demolition 150 yuan / household, 200 yuan / households, compensation places in the region similar projects in the same period of enterprises 200 yuan / household subsidy standards. and institutions relocation compensation standard estimates. Relocation allowance. . . （iii）Relocation allowance Lighting circuits change fee subsidy of 200 yuan / household, involving changes to the housing levy household cable TV line, telephone moves, broadband, water, respectively, according to 100 yuan / household, 150 yuan / household, 200 yuan / household, 200 yuan / household standards for subsidies. （i）Compensation and resettlement way For property owners eligible for compensation and resettlement in line with the implementation of "monetary compensation" and "physical placement" in two resettlement. （ii）Compensation and resettlement method Covering resettlemnet budget Xiangdong According to the survey, the Xiangdong Project involves the demolition of 2 shops, government announced compensation to the after the negotiation, the two sides plan to resettlement by way of monetary area near the time of the benchmark premium compensation. for compensation standards, similar to Monetary compensation will be determined based on reconstruction assessment. commercial shops in the area of relocation Project implementing agencies and the affected people will be negotiated an compensation standard reference: Covering an area of 250 assessment of the company on its reconstruction assessment, production caused by Housing Compensation: Frame 1000 yuan / m; m2 of commercial shops the Xiangdong Project, sales and wage loss of revenue caused by the loss, will be brick and concrete structure 750 yuan / m2; demolished (about 0.37 2, 7 people included in the scope of the assessment, evaluation results need to be demolished brick 630 yuan / m; civil structure 420 yuan / m2; mu), the demolition of the by the property all shops affirms that compensation will be paid directly to the miscellaneous Room 245 yuan / m2。 building area of 212 ㎡ property owner. Relocation allowances: lighting circuits change Currently, the two shops for lease to private operators. The impact of the Xiangdong fee subsidy of 200 yuan / household, involving Project in order to minimize the demolition of the lessee, the Xiangdong Project changes to the housing levy household cable implementing agencies need to inform the tenant before the implementation of the TV line, telephone moves, broadband, water, demolition of six months, and to provide the appropriate store lease information to respectively, according to 100 yuan / household, help tenant lease to the new store. 150 yuan / household, 200 yuan / households, （iii）Relocation allowance 200 yuan / household subsidy standards. Lighting circuits change fee subsidy of 200 yuan / household, involving changes to the housing levy household cable TV line, telephone moves, broadband, water, respectively, according to 100 yuan / household, 150 yuan / household, 200 yuan / household, 200 yuan / household standards for subsidies.

i. Participation in the insurance object. Over 16 years old when the land (excluding students) and not participate in basic pension insurance for urban workers, land-loss farmers. Accordance to the Circular of the People's Government of Jiangxi Province, Human ii. Payment standards and funding. Resources and Social Department and other departments to further improve the Land-loss farmers should pay pension land-loss farmers basic endowment insurance policy views of the notice" (Gan premiums, payment standard for the 300 yuan Gov.[2014] No. 12), Pingxiang Municipal People's Government Office on the per year, 400 yuan, and 500 yuan three grades. Lose all or most of the issuance of Pingxiang City land-loss farmers social security guidance notice "(Ping Land-loss Choose to pay the insured pay grade. land (after per capita Gov. [2011] 3), and" Xiangdong Xiangdong District People's Government on the farmers 280 Government for each insured pay subsidy of Cultivated land is less issuance of the notification land-loss farmer social protection Interim Measures pension 100 yuan subsidy life each year of 15 years. than 0.3 mu) "(Gordon House, [2012] 10) provides that included land-loss farmers basic iii. Pensioners and receive standard conditions。 endowment insurance coverage of staff, according to the actual situation, voluntarily （i）Pensioners standards. choose to participate in basic pension insurance or urban and rural residents in the basic old-age insurance. The local government to provide the required premium Land-loss farmers’ pensions consist of the basic pension and individual account pension payment subsidizing up to 15 years of age. components. （ii）Pensioners condition. Pension age should be 60 years of age male and female should be at least 55 years of age. Compensation standards, resettlement issues raised complaints involved a variety of fees and management compensation payments All affected Appeal fees should be exempted, unforeseen expenses will be paid reasonable expenses / and resettlement persons incurred in this project. measures

5 Resettlement and Income Restoration

5.1 Resettlement Objectives

The resettlement objective of the Xiangdong Project is to develop an action plan for resettlement and restoration for those affected by the Xiangdong Project so that they benefit from the Xiangdong Project, and their living standard could improve or at least restore to the level before LA or HD.

5.2 Principles for Resettlement Restoration Programs

Some principles for resettlement and rehabilitation have been developed according to the above objectives: 1. Production and income restoration (1) The willingness of affected persons should be respected, and their existing production and living traditions maintained; (2) Resettlement rehabilitation programs should be tailored to impacts of LA and HD, and based on compensation rates for LA and HD; (3) Resettlement rehabilitation programs should be combined with group construction, resources development, economic development and environmental protection programs so as to ensure the sustainable development of the affected village groups and persons; and (4) The standard of living of vulnerable groups adversely affected by the Xiangdong Project should be improved. 2. House reconstruction (1) AHs may select the mode of house reconstruction, including self-construction under unified planning; construction sites shall be determined by the village groups in consultation with displaced households; (2) The period of house reconstruction will be about 3 months; new housing will be constructed by displaced households themselves; they will obtain materials from their demolished housing for free, and the costs of such materials will not be deducted from compensation fees for house demolition; (3) Compensation fees for house demolition must be paid to displaced households before relocation; (4) Displaced households must pay extra costs for additional living space or higher housing quality at their own discretion; and (5) During house reconstruction and relocation, the village committees, township governments and IA and Xiangdong Sub-PMO will provide assistance to households in

difficulty.

5.3 Impacts of Acquisition of Collective Land and Restoration Program

5.3.1 Impact Analysis of Acquisition of Collective Land The permanent acquisition of collective land for the Xiangdong Project involves 23 groups of 7 neighborhood committees/villages in Xiangdong town and Xiashankou Street Office in Xiangdong district in Pingxiang City, with 285.9 mu of collective land acquired in total, including 130.8 mu of cultivated land, affecting 501 households with 2,076 persons. According to the socioeconomic survey, the neighborhood committees/villages affected by the permanent acquisition of collective land all locates near the Xiangdong suburbs, villagers have not much arable land currently, arable land per capita is not much either, among them, it is Xincun Neighborhood committee whose arable land per capita is largest, of 0.42 mu per capita; and the arable land per capita of Xinjian Neighborhood committee is 0.02mu, is the smallest one. According to the survey, comparing the conditions of the farmland in the affected neighborhood / village before and after the LA, in the 23 Groups of the6 neighborhood / village affected by this project, there are 19 groups with land loss rate between 0 to 10%,;1 group with land acquisition rate between 10% to 20%, ie. the 5th group of Yantian neighborhood (land acquisition rate of 15.38%); 3 groups with land acquisition rate of more than 20%, ie. the 4th group Xinzhong neighborhood (land acquisition rate of 27.88%), the 6th group Rixing neighborhood (land acquisition rate of 28.93%), the 3rd group of Dajiangbian village (land acquisition rate of 20.00%). After estimated the loss of income of one year, it is found that among the village groups affected by LA, the 1st group of Xinjian Neighborhood is the one that lost the most with 212.18yuan, 7th group of Xinzhong Neighborhood is the one that lost the least, with 16.67yuan. Among the 23 affected groups, 2nd group of Dajiangbian village is one with higher income loss rate, of 3.75%, 2rd group of Xinjian neighborhood is the one lower income loss rate, of 0.24%. It can be seen that the income loss rate of the 23 groups is somewhat small, all is below 10%. That’s because all the groups are near the suburbs, arable land per capita is little, and income from farming isn’t the main part of their family economy. Village family get their main income from immigrant working, self-employed and other off-farm income. See analysis of impact of collective land acquisition in Table 5-1.

Table 5-1 Summary of Impact of Collective Land Acquisition

Before LA LAimpact Land acquisition rate Income loss(yuan)

Total Total Affected Arable land Land Proporation in families villagers Arable Arable land per families Affected Arable land per capita Households Village ratio acquisition rate Year’s income Loss per Loss per total income per Village/neigborhood No. Group (household) (person) land(mu) capita(mu) (household) villagers(person) (mu) after LA(mu) ratio（%）（%）（%） loss（yuan） household(yuan) village(yuan) person（%）

1 1st group 85 370 153 0.41 30 123 15 0.37 35.29 33.24 9.8 23340 778 189.76 3.36

2 2nd group 75 335 131 0.39 35 151 13 0.35 46.67 45.07 9.92 20228 577.94 133.96 2.38

3 4th group 42 193 80 0.41 42 180 22.3 0.3 100 93.26 27.88 34698.8 826.16 192.77 3.42

4 5th group 38 165 60 0.36 10 35 0.8 0.36 26.32 21.21 1.33 1244.8 124.48 35.57 0.63

5 6th group 65 280 104 0.37 40 167 2.4 0.36 61.54 59.64 2.31 3734.4 93.36 22.36 0.4 Xinzhong neighborhood 6 7th group 56 227 90 0.4 56 224 2.4 0.39 100 98.68 2.67 3734.4 66.69 16.67 0.3

7 1st group 120 510 163 0.32 35 154 1.6 0.32 29.17 30.2 0.98 2489.6 71.13 16.17 0.35

Xincun neighborhood 8 3rd group 70 220 93 0.42 10 42 9.2 0.38 14.29 19.09 9.89 14315.2 1431.52 340.84 7.33

9 1st group 87 321 46 0.14 8 33 4.5 0.13 9.2 10.28 9.78 7002 875.25 212.18 2.48

10 2nd group 140 518 17.5 0.03 13 52 0.7 0.03 9.29 10.04 4 1089.2 83.78 20.95 0.24

11 3rd group 86 318 16.5 0.05 9 40 0 0.05 10.47 12.58 0 0 0 0 0

Xinjian neighborhood 12 4th group 97 358 8.5 0.02 7 26 0.8 0.02 7.22 7.26 9.41 1244.8 177.83 47.88 0.56

13 1st group 45 170 41 0.24 14 55 4 0.22 31.11 32.35 9.76 6224 444.57 113.16 1.92

14 2nd group 75 310 56 0.18 20 84 5.5 0.16 26.67 27.1 9.82 8558 427.9 101.88 1.73

15 4th group 80 330 56 0.17 33 116 5.5 0.15 41.25 35.15 9.82 8558 259.33 73.78 1.25

16 6th group 46 210 28 0.13 15 60 8.1 0.09 32.61 28.57 28.93 12603.6 840.24 210.06 3.57

Rixing neighborhood 17 7th group 40 175 25 0.14 18 72 1 0.14 45 41.14 4 1556 86.44 21.61 0.37

Yantian neighborhood 18 5th group 86 365 13 0.04 13 55 2 0.03 15.12 15.07 15.38 3112 239.38 56.58 0.68

19 2nd group 87 365 110 0.3 20 82 9 0.28 22.99 22.47 8.18 14004 700.2 170.78 3.75

20 3rd group 95 465 100 0.22 48 220 20 0.17 50.53 47.31 20 31120 648.33 141.45 3.1

21 5th group 127 565 113 0.2 6 27 1 0.2 4.72 4.78 0.88 1556 259.33 57.63 1.26

22 6th group 78 340 78 0.23 4 16 0 0.23 5.13 4.71 0 0 0 0 0

Dajiangbian village 23 7th group 130 570 100 0.18 15 62 2 0.17 11.54 10.88 2 3112 207.47 50.19 1.1

Total 1850 7315 2883.7 0.39 501 2076 130.8 0.38 27.08 28.38 4.54 203524.8 406.24 98.04 16.18

According to the analysis of the impact on the 23 groups of the 6 affected neighborhood / village, it is found that the Xiangdong Project is linear works, and therefore impact of LA for each household is somewhat small. There are 325(representing 64.87%) households with landloss rate of 10% or less, 143 households (representing 28.54%) with landloss rate between 10% and 20%, 29 households (accounting for 5.79%) with landloss rate between 20% -30% have, four households (representing 0.80%) with landloss rate between 30% to 40%, and no household with landloss rate over 40%. From analysis the above, the LA is caused by River Restoration Project, as linear projects, impact on the majority of affected farmers is not that big. The analysis of land acquisition rate shown in Table 5-2. The affected Xiangdong town, and Xiashankou Street both are the main urban location of Xiangdong District, the affected 23 groups of 6 neighborhood/village all located in the suburbs, the villagers now have little arable land and the arable land per capita is little. The villagers planted land is mainly for their own consumption, not the main source of income for their families. In the affected neighborhood / village, the villagers’ family income comes mainly from migrant working, as well as self-employment business. Among the affected villagers, male mainly engaged in buildings, factory workers, etc., female working as housekeeper, supermarket clerk, etc. in towns, streets or the city, to obtain labor income. There are almost no families relying solely on the farming income there. As analyzed above, impact of the LA for farmers income is small.

Table 5-2 Analysis of Landloss Rate of Affected Farmers Land acquisition rate Total Town/str Village/neighb Group <10% 10%-20% 20%-30% 30%-40% 40%-50% 60%以上 house eet orhood Proport Proport Proport Proport Proport Proport holds Amount Amount Amount Amount Amount Amount ion（%） ion（%） ion（%） ion（%） ion（%） ion（%） 1st group 14 46.67 14 46.67 2 6.67 0 0.00 0 0.00 0 0.00 30 2nd group 25 71.43 9 25.71 1 2.86 0 0.00 0 0.00 0 0.00 35

th Xinzhong 4 group 26 61.90 12 28.57 2 4.76 2 4.76 0 0.00 0 0.00 42 neighborhood 5th group 9 90.00 1 10.00 0 0.00 0 0.00 0 0.00 0 0.00 10 6th group 38 95.00 2 5.00 0 0.00 0 0.00 0 0.00 0 0.00 40 7th group 43 76.79 12 21.43 1 1.79 0 0.00 0 0.00 0 0.00 56

st Xincun 1 group 24 68.57 11 31.43 0 0.00 0 0.00 0 0.00 0 0.00 35 neighborhood 3rd group 5 50.00 4 40.00 1 10.00 0 0.00 0 0.00 0 0.00 10 1st group 4 50.00 3 37.50 1 12.50 0 0.00 0 0.00 0 0.00 8 Xiashank ou Street nd Xinjian 2 group 8 61.54 5 38.46 0 0.00 0 0.00 0 0.00 0 0.00 13 neighborhood 3rd group 4 44.44 2 22.22 2 22.22 1 11.11 0 0.00 0 0.00 9 4th group 4 57.14 2 28.57 1 14.29 0 0.00 0 0.00 0 0.00 7 1st group 9 64.29 5 35.71 0 0.00 0 0.00 0 0.00 0 0.00 14 2nd group 14 70.00 5 25.00 1 5.00 0 0.00 0 0.00 0 0.00 20 Rixing 4th group 18 54.55 8 24.24 5 15.15 0 0.00 0 0.00 0 0.00 31 neighborhood 6th group 11 73.33 5 33.33 1 6.67 0 0.00 0 0.00 0 0.00 17 7th group 11 61.11 6 33.33 1 5.56 0 0.00 0 0.00 0 0.00 18 Yantian 5th group 6 46.15 6 46.15 1 7.69 0 0.00 0 0.00 0 0.00 13 neighborhood 2nd group 14 70.00 5 25.00 1 5.00 0 0.00 0 0.00 0 0.00 20 3rd group 19 39.58 20 41.67 8 16.67 1 2.08 0 0.00 0 0.00 48 Xiangdon Dajiangbian 5th group 5 83.33 1 16.67 0 0.00 0 0.00 0 0.00 0 0.00 6 g town village 6th group 4 100.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 4 7th group 10 66.67 5 33.33 0 0.00 0 0.00 0 0.00 0 0.00 15 Total 325 64.87 143 28.54 29 5.79 4 0.80 0 0.00 0 0.00 501

5.3.2 Resettlement Plan for Commonly Affected Villages Since the affected villages vary in development level and degree of impact, resettlement and income restoration programs should be developed based on the degree of impact, practical characteristics and expectations of each village, as shown in Table 5-3. Cash compensation is available and accepted by AHs. After receiving compensation, the AHs may select agricultural or non-agricultural resettlement (including working outside or doing business after training), and eligible APs may participate in the endowment insurance for LLFs(land-loss farmers) voluntarily. Table 5-3 Expected Resettlement Modes of Rural Households Affected by LA Expected resettlement mode (households) Affecte Non-agricult Town/st d Cash Agricultural Village AHs ural Social reet popula compensatio compensatio compensatio insurance tion n n n Xinzhong neighbor 213 880 213 46 188 213 hood Xincun neighbor 45 196 45 9 38 45 hood Xinjian Xiashank neighbor 37 151 37 8 24 37 ou Street hood Rixing neighbor 100 387 100 35 79 100 hood Yantian neighbor 13 55 13 4 11 13 hood Daiangbi Xiangdo an 93 407 93 36 67 93 ng Town Village Total 501 2076 501 138 407 501 Proporation （%） 100 27.54 81.24 100

Based on the above modes, and through consultation with the affected village committees and representatives of the APs, different resettlement and income restoration programs have been developed as follows:

5.3.2.1 Cash compensation and allocation The village groups and households affected by LA will be provided with cash compensation. For the 6 villages/neighborhood, the compensation rate for paddy, vegetable plot, garden land, and pond is all 37,414 yuan/mu, dry land and housing site is 15,067 yuan/mu, uncultivated land is 7,483 yuan/mu and wood land is 13,095 yuan/mu. Crop compensation rate for paddy, vegetable land, garden land, and pond all is 1,556 yuan/mu·year, crop compensation rate for dry land is 1,043 yuan/mu·year.

According to the LA compensation allocation modes, the 6 affected neighborhood/villages took in their LA before, both land compensation and resettlement subsidy will be paid to the AHs. AHs got the cash compensation, and the village committee won’t organize adjusting land. AHs can use the compensation funds for production restoration. Through survey, AHs will use the compensation funds to improve agricultural production technology, enlarge transportation, service, family sidelines, so as to benefit from new working opportunities.

5.3.2.2 Agricultural resettlement measures According to the local socio-economical investigation, per capita cultivated area of the affected village groups is less than 0.5 mu before LA. The elder men and female farm mainly for daily consuming, only a small part will be sold. In addition, LA has little impact on the affected village groups; there are only two group’s land acquisition rate is over 20%. Therefore, the AHs will still have some remaining land, and agricultural development is one of the means for promoting their livelihood restoration. The Jiuquan PMO and the IA have designed the following agricultural resettlement measures for the Xiangdong Project based on opinions of the local governments –Improving planting structure and efficient vegetable production. These two efficient agricultural patterns are expected to increase agricultural income by 50%. 1) Improving planting structure. It’s found that the people in the Xiangdong Project area like eating chives, parsley and other seasoning vegetables, and the price is high. Guide the AHs improving planting structure, and planting proper scale of these kinds of vegetables, to improve their income, with estimated annual income per mu of 12,000~15,000 yuan. 2) Efficient vegetables. Mainly include greenhouse vegetables, solar greenhouse, and efficient land vegetables. It’s estimated that annual income per mu can be 10,000 yuan or above.

5.3.2.3 Non-agricultural Employment Resettlement Measures 1) Employment guidance Job fairs will be organized for LLFs, and employment information, labor protection services and legal advice will be provided to them to assist them in non-agricultural employment. 2) Job opportunities generated by the Xiangdong Project It is anticipated there will be 756 temporary job opportunities during the implementation period, total working time is up to 12 months, among which, 189 are technological jobs, 567 are unskilled jobs, salary is about 1,500~3,000 yuan per month; during the maintenance period after completion of the Xiangdong Project, there will be 112 permanent job opportunities, including 78 unskilled jobs and 34 skilled jobs, monthly salary is about 1,200~2,500. During the Xiangdong Project implementation, above jobs should be first made

available to the LLFs; permanent jobs after the completion of the Xiangdong Project, such as road maintenance and environmental sanitation, should also be first made available to the LLFs, in order to promote the employment of the affected population. 3) Skills training In addition to cash compensation for the AHs, a special skills training program has been developed and is open for all APs and AHs, to participate. For budgeting purposes, 1,000 training spaces will be available for participants per annum. a) Trainees Trainees are laborers with permanent household registration in Xiangdogn District, affected by LA or HD, having attained 18 years, and having a certain educational level, and will be granted with certificates of training by the Xiangdogn labor and social security bureau. b) Scope of training Based on the remaining land, land operating modes, and resettlement programs, Agricultural training on efficient seed production, refined vegetables will be given. Non-agricultural training will be based on Xiangdong socio-economical development characteristics and employment needs, including housekeeping staff and supermarket cashier and workers of industrial enterprises. In addition, guiding training for the employment of migrant farmers will carry out. They will study the knowledge of urban life methods, rights protection, safety, disaster prevention and mitigation. c) Institutional arrangement Training will be implemented by the IA and the Xiangdong district labor and social security bureau. Specific training schedule see Section 5.9.

5.3.2.4 Social Security of LLFs According to the socio-economic survey and the analysis for villagers affected by land acquisition, preliminary estimates of the need for resettlement of land-loss farmers social security situation are shown in Table 5-4. Table 5-4 Summary social security placement of affected farmers Land-loss social Town/street Village AHs(household) APs(person) security resettlement people(person) Xinzhong 213 880 142 neighborhood Xincun 45 196 32 neighborhood Xiashankou Xinjian Street 37 151 49 neighborhood Rixing 100 387 77 neighborhood

Land-loss social Town/street Village AHs(household) APs(person) security resettlement people(person) Yantian 13 55 18 neighborhood Dajiangbian Xiangdong Town 93 407 81 Village Total 501 2076 399 Summary of land-loss farmers pension policy and examples are shown in Table 5-5. Land-loss farmers endowment insurance policy detailed in Annex 6.

Table 5-5 Implemented Measures for Land-loss Farmers Social Security Standard for LLFs to When to enjoy pension & pension rate Typical pay (yuan) Min age Pension When imu Personal account standard(yuan/month) to Pay-l m Pay rate enjoy evel pay Gove Personal Fe Pers rnme Basic account’ pensio Mal yea mal onal nt Total pensio s Toal n & e r ① e pay subsi n pension pensio ② dy n rate Male up to 60 years old and female up to 55 years old can 60 55 0 0 0 0 55 0.00 55 ； directly enjoy the basic pension without paying Male Male between 45~59 years old and female 40~55 years old 59 54 1 200 100 300 55 2.16 57.16 upto 60 300 pay 300 yuan/year annually till male 60 and female 55; and yuan/ Male between 16~44 years old and female16~40 years old female year pay 300 yuan/year annually, and the payment year shall be 16~ 16~ 15 3000 1500 4500 55 32.37 87.37 up to 55 15 years or more till their pension age; 45 40 can Government provide subsidy of 100 yuan/year, with the enjoy maximum subsidy year of 15 years. the Male up to 60 years old and female up to 55 years old can 60 55 0 0 0 0 55 0.00 55.00 pension directly enjoy the basic pension without paying； ; the Male between 45~59 years old and female 40~55 years old 59 54 1 300 100 400 55 2.88 57.88 pension 400 pay 400 yuan/year annually till male 60 and female 55; consist yuan/ Male between 16~44 years old and female16~40 years old of basic year pay 400 yuan/year annually, and the payment year shall be 16~ 16~ pension 15 4500 1500 6000 55 43.17 98.17 15 years or more till their pension age; 45 40 & Government provide subsidy of 100 yuan/year, with the persona maximum subsidy year of 15 years. l 500 Male up to 60 years old and female up to 55 years old can 60 55 0 0 0 0 55 0.00 55.00 account yuan/ directly enjoy the basic pension without paying； pension year Male between 45~59 years old and female 40~55 years old 59 54 1 400 100 500 55 3.60 58.60

① According to “Xiangdong District People's Government on the issuance of the Interim Measures for landless farmers social security notice "(Xiang Gov. [2012] No.10), basic pension in Xiangdong Distric is 55 yuan/month.

② According to “Xiangdong District People's Government on the issuance of the Interim Measures for landless farmers social security notice "(Xiang Gov. [2012] No.10), personal account pension=personal account deposit/139.

Standard for LLFs to When to enjoy pension & pension rate Typical pay (yuan) Min age Pension When imu Personal account standard(yuan/month) to Pay-l m Pay rate enjoy evel pay Gove Personal Fe Pers rnme Basic account’ pensio Mal yea mal onal nt Total pensio s Toal n & e r ① e pay subsi n pension pensio ② dy n rate pay 500 yuan/year annually till male 60 and female 55; Male between 16~44 years old and female16~40 years old pay 500 yuan/year annually, and the payment year shall be 16~ 16~ 15 6000 1500 7500 55 53.96 108.96 15 years or more till their pension age; 45 40 Government provide subsidy of 100 yuan/year, with the maximum subsidy year of 15 years.

5.3.3 Resettlement Plan of Seriously Affected Village Groups Based on the impact analysis, there are 4 seriously affected groups, which are 4th Group of Xinzhong neighborhood with land loss rate of 27.88%, 6th Group Rixing neighborhood with land loss rate of 28.93%, 5th Group of Yantian neighborhood with land loss rate of 15.38%, and 3rd Group of Dajiangbian Village with land loss rate of 20.00%. In order to make sure that the APs in these groups have various opportunities to improve or at least restore their production level and living standard, and ensure the affected vulnerable groups’ livelihoods improved to national minimum standards, not only their acquired land, houses and attachments will be compensated for, production restoration programs suited to their practical conditions and future prospects have been developed through adequate consultation.

5.3.3.1 The 4th Group of Xinzhong Neighborhood

There are 42 households with 193 persons in the 4th group of Xinzhong neighborhood, 80 mu of arable land with 0.41 mu per capita. Average income per capita is 5,600 yuan/year, of which labor income and other non-agricultural income is the main part of the family income, and is in the middle level of Xinzhong neighborhood. The Xiangdong Project permanently acquired 22.3 mu of collective land from the 4th group of Xinzhogn neighborhood, land per capita after LA is 0.30 mu, which will affect 42 households with 180 persons. Through field survey and consultation with migration, restoration programs of Xinzhong neighborhood 4th group is going to be as follows: (1)Improving planting structure According to survey and analysis, there will be 57.7 mu of land remaining after LA in 4th group of Xinzhong neighborhood. Productivity of arable land could be improved by taking proper engineering and biological measures. Based on remaining land qualities and willingness of farmers, improve the planting structure and development program of the affected group, transfer the dispersed vegetable planting into greenhouse vegetable and greenhouse seeding with higher economic value are needed. The planning scale is 25 mu, of which 15 mu greenhouse vegetable is planting, 10 mu is greenhouse seeding. Cost of investment amounted to 120,000 yuan, this group of total available land expropriation compensation amount is 161,634.8 yuan. It’s estimated that additional net income per capita per year is 6,200 yuan with 155,000 yuan in total, which will benefit all the 193 farmers (including the 180 affected persons) with additional income per capita of 803 yuan. See table 5-6.

Table 5-6 Expected Income Restoration from Planting Structure Improving of 4th Group of Xinzhong Neighborhood Investment Profit Inco Bene me Net ficiar No impro uni Unit Inestme income Net Improved Quan. y . ving t price(yu n in per income(y income(yua popu meas an/mu) all(yuan) capita(yua uan) n/person) latio ures n) n Planti ng struct 1 mu 25 4800 120000 6200 155000 193 803 ure impro ving Total / 120000 / 155000 / / It’s estimated the annual reducing income of the 4th group of Xinzhong neighborhood is 34,698.8 yuan affected by the Xiangdong Project, and all the AHs will enjoy the income restoration of 144,540① yuan through the production restoration meeaures above. Therefore living standard of the APs can be restored or improved shown as table 5-6. Table 5-7 expected income restoration of Xinzhong neighborhood 4th group Annual income Improved income after restoration Difference(B-A) Group reducing(yuan/year) measures(yuan/year)(B) (yuan) (A) Planting structure improving 4th group of Xinzhong 34698.8 144540 109841.2 Neighborhood (2)Social Insurance of LLFs Based on the land-loss analysis of Xinzhong 4th group and provisions of “Xiangdong District People's Government on the issuance of the Interim Measures for land-loss farmers social security notice "(Xiang Gov. [2012] No.10), it’s estimated there would be 11 households with 24 persons could be included into the social insurance. Among those, there’re 10 persons, of which male is up to 60 years old, female is up to 55 years old, and don’t need to pay for the insurance according to provisions; there’re 9 persons, of which male is between 16~44 years old, female is between 16~39 years old, and need to pay for 15 years; and there’re 5 person, of which male is between 45~59 years old, female is between 40~54 years old, and whose pay period is between 1~15 years. According to the provisions of social insurance for LLFs, all the paymen of insured people totals 0~84,000②yuan (estimated in the 300 yuan/year level and 500 yuan/year level, in which pay year of male between 45~59 years old and female between 40~54

① The average additional income is 803 yuan per person, there’re 180 affected persons in the group, so the additional income of all Ahs totals 144,540 yuan.

② In 500 yuan/year level, the total payment of the group = (500-100)(yuan/year*person) * 15(year) * 14 (person) = 84,000 yuan.

years old is estimated in the maximum as 15 years), the group can got LA compensation of 879,229 ① yuan in all. The total payment per capita of the insured people is 1,750.00~3,500.00 yuan, average number of eligible persons per household is 1, average LA compensation per household is 20,934.02 yuan, average number of insured people one household can afford is above 6. It can be seen after getting compensation, AHs can afford the insurance payment if they are willing to. Estimation of social insurance level for LLFs of Xinzhong 4th group is shown in table 5-8. Table 5-8 Estimation of social insurance level and payment for LLFs Average number Payment per Average number Cash Payment of eligible persons person(yuan/ of eligible persons compensation per level one household person) per household household(yuann) can afford 300 yuan/year 1750.00 1 20934.02 12 400 yuan/year 2625.00 1 20934.02 8 500 yuan/year 3500.00 1 20934.02 6 In addition, the APs will have priority in receiving unskilled jobs generated by the Xiangdong Project and participating in the training program under the Xiangdong Project, thereby having more opportunities to earn non-agricultural income. Through the above measures, the income of the APs will be restored in time, and the social insurance for LLFs provides stable guarantee for their long-term livelihoods.

5.3.3.2 The 6th Group Rixing Neighborhood

There are 46 households with 210 persons in the 6th group of Rixing neighborhood, 28 mu of arable land with 0.13 mu per capita. Average income per capita is 6600 yuan/year, of which labor income and other non-agricultural income is the main part of the family income, and is in the middle level. The Xiangdong Project permanently acquired 8.1 mu of collective land from the 6th group of Rixing neighborhood, land per capita after LA is 0.09 mu, which will affect 15 households with 60 persons. Through field survey and consultation with migration, restoration programs of Rixing neighborhood 6th group is going to be as follows: (1) Non-agricultural training & guidance The priority of employment assistance. For land-loss farmers in the working-age, according to the principle of market employment, bring them in urban employment management service system; enjoy employment training subsidies and urban laid-off workers employment policy, provide free employment consultation, employment guidance,

① LA compensation rate of the group is 37414 yuan/mu, there’re 7 mu of land to be acquisited,the total compensation= 37414 yuan/mu * 7 mu = 261,898 yuan.

employment training, profession introduction and other public employment services for them. Implementation of employment assistance, will obtain employment subsidies, which is gradually included in the budget. （2）Self-employment assistance Actively guide land-loss farmers change ideas, integrate into the city life, participate in the city division of labor, and broaden channels of employment. 1) Regarded them as laid-off workers in cities and towns. Human resources and social security departments at all levels, can refer to encouragement policy of urban laid-off workers re-employment, register for the land-loss farmers, so that land-loss farmers can enjoy the same free profession introduction, employment, entrepreneurship training, guaranteed small loans and other support policy. 2)To Land-loss farmers starting a business, the administrative fees will be reduced or exempted in accordance with the local income part. 3) Encourage migrant workers who have the ability to operate their own businesses, self-employment jobs. To these engaged in individual manage, except for the national restricted industry (including construction, entertainment and advertising, sauna, Internet bar, oxygen, etc.), since the date of registration, three years are exempt from industrial and commercial registration, management class and licenses, and other administrative fees. (3) Social Insurance of LLFs Based on the land-loss analysis of Rixing 6th group and provisions of “Xiangdong District People's Government on the issuance of the Interim Measures for land-loss farmers social security notice "(Xiang Gov. [2012] No.10), it’s estimated there would be 5 households with 10 persons could be included into the social insurance. Among those, there are 4 persons, of which male is up to 60 years old, female is up to 55 years old, and don’t need to pay for the insurance according to provisions; there are 3 persons, of which male is between 16~44 years old, female is between 16~39 years old, and need to pay for 15 years; and there are 3 person, of which male is between 45~59 years old, female is between 40~54 years old, and whose pay period is between 1~15 years. According to the provisions of social insurance for LLFs, all the payment of insured people totals 0~36000①yuan (estimated in the 300 yuan/year level and 500 yuan/year level, in which pay year of male between 45~59 years old and female between 40~54 years old is estimated in the maximum as 15 years),the group can got LA compensation of 303053.4② yuan in all. The per household total payment per capita of the insured people is 1,800.00~3,600.00 yuan, average number of eligible persons per household is 1, average LA compensation is 20203.56 yuan, average number of insured people one household can afford is above 6. It can be seen after getting compensation, AHs can

① In 500 yuan/year level, the total payment of the group = (500-100)(yuan/year*person) * 15(year) * 6 (person) = 36,000 yuan.

② LA compensation rate of the group is 37,414 yuan/mu, there’re 3.5 mu of land to be acquisited,the total compensation= 37,414 yuan/mu * 3.5 mu = 130,949 yuan.

afford the insurance payment if they are willing to. Estimation of social insurance level for LLFs of Rixing 6th group is shown in table 5-9. Table 5-9 Estimation of social insurance level and payment for LLFs Average Average Cash number of number of Payment Payment per compensation eligible eligible persons level person(yuan/person) per persons per one household household(yaun) household can afford 300 yuan/year 1800.00 1 20203.56 11 400 yuan/year 2700.00 1 20203.56 7 500 yuan/year 3600.00 1 20203.56 6 Through the above measures, the income of the APs will be restored in time, and the social insurance for LLFs provides stable guarantee for their long-term livelihoods.

5.3.3.3 The 5th Group of Yantian Committee

There are 85 households with 365 persons in the 5th group of Yantian neighborhood, 13 mu of arable land with 0.04 mu per capita. Average income per capita is 8976 yuan/year, of which labor income and other non-agricultural income is the main part of the family income, and is in the middle level. The Xiangdong Project permanently acquired 2 mu of collective land from the 5th group of Yantian neighborhood, land per capita after LA is 0.03 mu, which will affect 13 households with 55 persons. Through field survey and consultation with migration, restoration programs of Yantian neighborhood 5th group is going to be as follows: (1) Non-agricultural training & guidance The priority of employment assistance. For land-loss farmers in the working-age, according to the principle of market employment, bring them in urban employment management service system; enjoy employment training subsidies and urban laid-off workers employment policy, provide free employment consultation, employment guidance, employment training, profession introduction and other public employment services for them. Implementation of employment assistance, will obtain employment subsidies, which is gradually included in the budget. (2) Self-employment assistance Actively guide land-loss farmers to change ideas, integrate into the city life, participate in the city division of labor, and broaden channels of employment. 1) Regarded them as laid-off workers in cities and towns. Human resources and social security departments at all levels, can refer to encouragement policy of urban laid-off workers re-employment, register for the land-loss farmers, so that land-loss farmers can enjoy the same free profession introduction, employment, entrepreneurship training, guaranteed small loans and other support policy. 2)To Land-loss farmers starting a business, the administrative fees will be reduced or exempted in accordance with the

local income part. 3) Encourage migrant workers who have the ability to operate their own businesses, self-employment jobs. To these engaged in individual manage, except for the national restricted industry (including construction, entertainment and advertising, sauna, Internet bar, oxygen, etc.), since the date of registration, three years are exempt from industrial and commercial registration, management class and licenses, and other administrative fees. (3) Social Insurance of LLFs Based on the land-loss analysis of Yantian 5th group and provisions of “Xiangdong District People's Government on the issuance of the Interim Measures for land-loss farmers social security notice "(Xiang Gov. [2012] No.10), it’s estimated there would be 6 households with 11 persons could be included into the social insurance. Among those, there are 4 persons, of which male is up to 60 years old, female is up to 55 years old, and don’t need to pay for the insurance according to provisions; there are 4 persons, of which male is between 16~44 years old, female is between 16~39 years old, and need to pay for 15 years; and there are 3 person, of which male is between 45~59 years old, female is between 40~54 years old, and whose pay period is between 1~15 years. According to the provisions of social insurance for LLFs, all the paymen of insured people totals 0~36000①yuan (estimated in the 300 yuan/year level and 500 yuan/year level, in which pay year of male between 45~59 years old and female between 40~54 years old is estimated in the maximum as 15 years),the group can got LA compensation of 74828 ② yuan in all. The total payment per capita of the insured people is 1,909.09~3,818.18 yuan, average number of eligible persons per household is 1, average LA compensation per household is 3938.32 yuan, average number of insured people one household can afford is above 6. It can be seen after getting compensation, AHs can afford the insurance payment if they are willing to. Estimation of social insurance level for LLFs of Yantian 5th group is shown in table 5-10. Table 5-10 Estimation of social insurance level and payment for LLFs Average number Cash Payment per Average number of of eligible compensation Payment level person eligible persons persons one per (yuan/person) per household household can household(yaun) afford 300 yuan/year 1909.09 1 5756.00 3 400 yuan/year 2863.64 1 5756.00 2 500 yuan/year 3818.18 1 5756.00 2

① In 500 yuan/year level, the total payment of the group = (500-100) (yuan/year * person) * 15(year) * 7 (person) = 42,000 yuan.

② LA compensation rate of the group is 37414 yuan/mu, there are 2 mu of land to be acquired, the total compensation= 37414 yuan/mu * 2 mu = 74,828 yuan.

Through the above measures, the income of the APs will be restored in time, and the social insurance for LLFs provides stable guarantee for their long-term livelihoods.

5.3.3.4 The 3rd Group of Dajiangbian Village

There are 95 households with 465 persons in the 3rd group of Dajiangbian village, 100 mu of arable land with 0.22 mu per capita. Average income per capita is 4,780 yuan/year, of which labor income and other non-agricultural income is the main part of the family income, and is in the middle level of Dajiangbian village. The Xiangdong Project permanently acquired 20 mu of collective land from the 3rd group of Dajiangbian village, land per capita after LA is 0.17 mu, which will affect 48 households with 220 persons. Through field survey and consultation with migration, restoration programs of Dajiangbian village 3rd group is going to be as follows: (1)Improving planting structure According to survey and analysis, there will be 80 mu of land remaining after LA in 3rd group of Dajiangbian village. Productivity of arable land could be improved by taking proper engineering and biological measures. Based on remaining land qualities and wills of farmers,improve the planting structure and development program of the affected group,transfer the dispersed vegetable planting into greenhouse vegetable and greenhouse seeding with higher economic value. The planning scale is 30 mu, of which 15 mu greenhouse vegetable is planting, 15 mu is greenhouse seeding. Cost of investment amounted to 144000 yuan, this group of total available land expropriation compensation totaled 748280 yuan, can satisfy the livelihood recovery measures of investment.It’s estimated that additional net income per capita per year is 6200 yuan with 186,000 yuan in total, which will benefit 240 farmers (including the 220 affected ones) with additional income per capita of 775 yuan. See table 5-11. Table 5-11 Expected Income Restoration from Planting Structure Improving of 3rd Group of Dajiangbian Village Investment Profit Inco Bene me Net ficiar No impro uni Unit Inestme income Net Improved Quan. y . ving t price(yu n in per income(y income(yua popu meas an/mu) all(yuan) capita(yua uan) n/person) latio ures n) n Planti ng struct 1 mu 30 4800 144000 6200 186000 240 775 ure impro ving Total / 144000 / 186000 / / It’s estimated the annual reducing income of the 3rd group of Dajiangbian village is

93,360 yuan affected by the Xiangdong Project, and the AHs will enjoy the income restoration of 170,500① yuan through the production restoration measures above. Therefore living standard of the APs can be restored or improved shown as table 5-12. Table 5-12 Expected income restoration of Dajiangbian Village 3rd group Annual income Improved income after restoration Difference(B-A) Group reducing measures(yuan/year)(B) (yuan) (yuan/year)(A) Planting structure improving Dajiangbian village 3rd 93360 170500 77140 group （2）Social Insurance for LLFs Based on the land-loss analysis of Dajiangbian village 3rd group and provisions of “Xiangdong District People's Government on the issuance of the Interim Measures for land-loss farmers social security notice "(Xiang Gov. [2012] No.10), it’s estimated there would be 11 households with 23 persons could be included into the social insurance. Among those, there are 9 persons, of which male is up to 60 years old, female is up to 55 years old, and don’t need to pay for the insurance according to provisions; there are 8 persons, of which male is between 16~44 years old, female is between 16~39 years old, and need to pay for 15 years; and there are 6 persons, of which male is between 45~59 years old, female is between 40~54 years old, and whose pay period is between 1~15 years. According to the provisions of social insurance for LLFs, all the payment of insured people totals 0~84,000②yuan (estimated in the 300 yuan/year level and 500 yuan/year level, in which pay year of male between 45~59 years old and female between 40~54 years old is estimated in the maximum as 15 years),the group can got LA compensation of 261,898 ③ yuan in all. The total payment per capita of the insured people is 1,826.09~3,652.17 yuan, average number of eligible persons per household is 1, average LA compensation per household is 7936.30 yuan, average number of insured people one household can afford is above 2. It can be seen after getting compensation, AHs can afford the insurance payment if they are willing to. Estimation of social insurance level for LLFs of Dajiangbian village 3rd group is shown in table 5-13.

① The average additional income is 775 yuan per person, there are 220 persons in the group, therefore, the additional income for all AHs totals 170,500 yuan.

② In 500 yuan/year level, the total payment of the group = (500-100) (yuan/year * person) * 15(year) * 14 (person) = 84,000 yuan.

③ LA compensation rate of the group is 37414 yuan/mu, there are 7 mu of land to be acquired, the total compensation= 37414 yuan/mu * 7 mu = 261,898 yuan.

Table 5-13 Estimation of social insurance level and payment for LLFs Cash Average number Average number of Payment per compensation Payment of eligible eligible persons person per level persons per one household can (yuan/person) household(yau household afford n) 300 yuan/year 1826.09 1 7936.30 4 400 yuan/year 2739.13 1 7936.30 3 500 yuan/year 3652.17 1 7936.30 2 In addition, the APs will have priority in receiving unskilled jobs generated by the Xiangdong Project and participate in the training program under the Xiangdong Project, thereby having more opportunities to earn non-agricultural income. Through the above measures, the income of the APs will be restored in time, and the social insurance for LLFs provides stable guarantee for their long-term livelihoods.

5.4 Resettlement Program for Demolition of Rural and Urban Residential Houses

A total of 12,518 ㎡ residential house will be demolished of the Xiangdong Project, affecting 63 households with 239 persons. Among which, the rural residential house is 12,324 ㎡ with 2,289 ㎡ in brick-concrete structure, 10,035 ㎡ in brick-timber structure, affecting 59 household with 225 persons; the urban residential house demolition area is 194 ㎡, which is the brick structure, affecting 4 household with 14 persons. According to the willingness of APs and similar projects in the past, the APs of this project can choose cash compensation or offer new housing site and cash for the house.

The government have prepared 25 mu housing site for the APs with the standard of 120 m2 each household in Xiangdong Town for the APs from Dajiangbian village; have prepared 3.78 mu in the Yantian Community for APs from Xinjian, Yantian and Xincun village with the standard of 120 m2 each household. The fund to buy the housing site will provided from the compensation of house demolition.

5.5 No matter which kind of resettlement manner, the total resettlement cost of this part is same.

5.5 Resettlement Programs for Demolition of Non-residential Houses

The Xiangdong Project involves the demolition of non-residential buildings, including enterprisesand commercial shops, of which there are 2 enterprises, affecting 29 persons, totaling an area of 2,300.01 ㎡ (3.45 mu), the demolition building is 550 ㎡; and there are 37 commercial shops, affecting 86 persons, totaling an area of 2,696.67 ㎡ (4.04 mu), the

demolition building area is 2,657 ㎡. Summary of demolition non-residential houses affected in this project is shown in table 5-9.

5.5.1 Resettlement programs for enterprises According to the survey, 2 affected enterpriseswill choose to get monetary compensation. Cash compensates for land and the buildings with attachments on the ground are calculated separately in the monetary compensation. The land of the 2 enterprises is rural collective land and the land will be compensated in accordance with "Notice on the Announcement the New Standard of Unified Annual Output Value of Land and Regional Comprehensive Price of Land " .(Gan Gov. [2010] No. 126), the compensation will be paid directly to the village collective land contract and management rights owners. Compensation standard of ground buildings and appurtenances will be determined through reconstruction assessing. The IAs and the demolished will choose an assessment agency together through negotiation to do the reconstruction assessment, land and house will be assessed separately, the loss of production, sales and wages caused by the Xiangdong Project will be included in the scope of the assessment, the assessment results need to be confirmed by the demolition enterprises, compensation will be paid directly to the property owners. In the resettlement funds budget, the land compensation is estimated based on standard provided in the "Notice on the Announcement the New Standard of Unified Annual Output Value of Land and Regional Comprehensive Price of Land " .(Gan Gov. [2010] No. 126), building demolition compensation is estimated according to the compensation rate of enterprises in the similar projects in the same period in the Xiangdong Project area.

5.5.2 Resettlement programs for commercial shops According to the survey, the 2 shops involved in the Xiangdong Project is to resettlement by way of monetary compensation. Monetary compensation will be determined based on reconstruction assessment. Project IAs and the affected shops will choose an assessment agencies together through negotiation, land and house will be assessed separately, the loss of production, sales and wages caused by the Xiangdong Project will be included in the scope of the assessment, the assessment results need to be confirmed by the demolition shops, compensation will be paid directly to the property owners. In the resettlement funds budget, compensation for land occupation is based on the local benchmark land price published recently by the government, and compensation for buildings demolition is based on the compensation standard of shops in the similar project in the area. Currently, the two shops is leased to private operators. To minimize the impact from

demolition on the lessee, the Xiangdong Project IAs need to inform the tenant half year before the implementation of the demolition, and to provide appropriate store lease information to help tenant to lease new shops.

Table 5-14 Summary of Resettlement of Non-residential Houses Impact Appraised Affected Business (or Demolished Operation Expected amount of No. land Affected Resettlement mode proprietor)） building /usage resettlement compensation area 2 population 2 area (m ) status (yuan) (m ) mode One-time cash 116878.8914 1 Sunaba 405 125 22 Not bad One-time cash compensation compensation Dajiangbian One-time cash 189765.2092 2 1236 160 1 Ununsed One-time cash compensation Slaughterhouse compensation Total of enterprises 1641 285 23 / / / 642851 Aluminum composite doors One-time cash 1 150 140 4 Not bad One-time cash compensation 362950 and windows compensation accessories Baocheng SUS304 One-time cash 2 100 72 3 Not bad One-time cash compensation 226150 Stainless steel compensation Total of shops 250 212 7 / / / 589100

5.6 Restoration Program for Temporarily Occupied Land

Silt dredging project will lead to temporary land occupation, temporary land occupation compensation will be based on the actual occupied time. The temporary land occupation time is to be 12 months. In accordance with the relevant provisions of Xiangdong, temporary land compensation standard is 2,200 yuan/(mu•year) and temporary land compensation will be paid directly to the APs. If occupy farmland, the unit is responsible for land reclamation. In addition, the wastewater network will also lead to temporary land occupation, which is now the state-owned road. The wastewater network will be constructed in stages within 3 to 6 months, and won’t make big impact on residents daily transportation. The temporarily occupied land will be restored immediately after completion, relevant costs is budgeted in the construction investment. Therefore, no compensation for temporary land occupation need to be paid.

5.7 Resettlement Program for Infrastructure and Ground Attachments

The affected infrastructure and ground attachments will be compensated for by the Xiangdong Project owner, and then restored by their respective proprietors, and should ensure the restored infrastructure and ground attachments works at least as well as the old ones, and can meet the living and production reuirement for the APs. All replacement land (for resettlement, housing, land for land); and all replacement utility or community infrastructure must be undertaken in accordance with SPS. Restoration measures for demolished facilities must be planned in advance, and suited to local conditions so as to be safe, efficient, timely and accurate, with minimum adverse impact on nearby residents. Affected special facilities will be demolished according to the construction drawings without affecting project construction and with minimum amount of relocation. Affected pipelines will be rebuilt before demolition (or relocated) without affecting regular lives of residents along such pipelines (including those not to be relocated).

5.8 Assistance Measures for Vulnerable Groups

According to the survey, the main vulnerable groups of the Xiangdong Project are five-guarantee households, households covered by minimum living security, households with disability and women-headed households, and 30 AHs with 39 persons fall into vulnerable groups. During the whole relocation process, the Xiangdong Sub-PMO, IA and local governments will pay particular attention to the resettlement of vulnerable groups. In addition to the living and production resettlement measures under the RP, vulnerable

groups will be provided certain assistance to improve their living and production conditions. The main assistance measures for low-income households are as follows: 1) Two members of each household will receive skills training, including at least one woman, jog opportunities and employment information will be provided; 2) The local governments will pay pensions; 3) A special support fund at 1% of the resettlement costs of the Xiangdong Project will be established in cooperation with the labor and social security authorities of Xiangdong district and affected towns; 4) Seriously affected households with a land loss rate of over 20% will have priority in receiving job opportunities generated by the Xiangdong Project, and participating in agricultural and nonagricultural training for LLFs.

5.9 Training of APs

Training needs depend on the resettlement and restoration mode preferred by the APs (see Section 5.3.2). In order to ensure that the APs change the traditional employment concept, build up a proper sense of occupation and master necessary labor skills, the IA will give training to them together with the district labor and social security bureau. According to the survey, most of laborers in the AHs are willing to attend skills training in farming vehicle driving and repair, building, cooking, greenhouse vegetable cultivation, domestic service, waiter, factory worker, etc. Therefore, a special skills training program for land-loss farmers has been developed to provide skills training to the APs. During project implementation, Xiangdong District Government and Xiangdong Sub-PMO will offer different training courses to the APs based on local industry and service developments, and labor demand. The Jiuquan PMO will organize discussions with the APs with the assistance of local governments to learn their demand for employment skills. All training courses will be offered for free. Training will reduce the negative impacts of LA on the APs, and improve their ability to restore livelihoods. According to the program, at least two members (one male and one female where possible) of each AH will be trained. The labor and social security offices of Xiangdong district and affected towns will be responsible for the skills training and reemployment of the LLFs, develop a training program and set up training courses scientifically. Training will be subject to semiannual reporting, and the training program will be adjusted timely based on employment needs. All APs may attend such training for free. According to the current investigation, the training programs were prepared. See Table 5-15 and Table 5-16.

Table 5-15 Agricultural Technical Training Program for the Xiangdong Project Area Person-ti Di Agency Funding mes str Township Time Trainees Scope responsi (0,000 trained per ict ble yuan) annum Xi Xiangdo All APs a ng n Xiangdong can Develop Townshi g town, 2015.9 Affected participat greenhouse p Labor 2.2 d Xiashanko 2016.2 persons e if he vegetable & Social o u street want, at Security n least 300 g Office

Table 5-16 Employment Training Program for the Xiangdong Project Area Person-ti Dis Funding mes Agency tric Township Time Trainees Scope (0,000 trained per responsible t yuan) annum All APs Xiangdong can Township 2015.9 Affected participat Cook / Labor & 1.2 2016.2 persons e if he waiter Social want, at Security least 140 Office Xi All APs Xiashankou a can street Labor n Xiangdon 2015.9 Affected participat Industiral & Social 2.6 g g town, 2016.2 persons e if he skills Security d Xiashank want, at Office o ou street least 320 n All APs Xiangdong g can Township 2015.9 Affected Cook / Labor & participat 1.8 2016.2 persons e if he waiter Social want, at Security least 240 Office Township/stre Other unscheduled training 3 et government The training program will be disclosed to the affected villages, and implemented by the district and township labor and social security bureaus, and the Xiangdong Sub-PMO; training costs will be disbursed from the resettlement cost.

5.10 Protection of Women’s Rights and Interests

At the RP preparation stage, women in the Xiangdong Project area took an active part in the impact survey, and were consulted about ideas on income restoration programs. Women support the Xiangdong Project, and think the Xiangdong Project will promote the utilization of water resources, avoid water pollution, improve the quality of infrastructure and environment, and protect people’s health. In addition, they expect job opportunities from the Xiangdong Project, and training crop cultivation, stock breeding,

employment skills and catering services. During project implementation and O&M, women will obtain unskilled jobs in the priorities. In addition, women will receive equal pay for equal work like men do. Priority will be given to female labor in terms of skills training, so as to ensure that their economic status and income. 1000 person-times will be trained, in which female laborers are not less than 500 person-times (50%). Women will receive relevant information during resettlement, and are able to participate in resettlement consultation. The special FGDs for women will be held to introduce resettlement policies and improve their awareness.

6Resettlement Organizational Structure

6.1Resettlement Implementation and Management Agencies

6.1.1Organizational Setup To ensure successful land acquisition resettlement as desired, a systematic organizational structure must be established during project implementation in order to plan, coordinate and monitor resettlement activities. Since resettlement is a very comprehensive task that requires the assistance and cooperation of different departments, Xiangdong government will ensure successful project preparation and resettlement implementation by establishing an effective organizational structure and building its capacity. Since July 2013, the resettlement agencies of the Xiangdong Project have been established successively, and their responsibilities defined clearly. See Figure 6-1.

 Project leading Group  Xiangdong Sub-PMO(Xiangdong Development and Reform Commission)  Xiangdong government and Xiashankou subdistrict office

 Affected village committees  AHs and affected enterprises  Design agency

 External M&E agency  Other agencies: land and resources bureau, construction bureau, women’s federation, labor and social security bureau, house demolition office, etc.

Project leading Group

External M&E Xiangdong PMO agency Government departments

Xiangdong Land Xiangdong Housing Bureau Authority

Affected enterprises and Affected townships bli i tit ti

AHs

Figure 6-1 Organizational Chart

6.1.2Organizational Responsibilities  Project Leading Group Leading the decision-making and construction of the Xiangdong Project  Xiangdong Sub-PMO(Xiangdong Development and Reform Commission) The Xiangdong Sub-PMO is the office established by the Xiangdong Project Leading Group, and is the highest IA of the Xiangdong Project. Key responsibilities: (1) Appointing a resettlement consulting agency to prepare for resettlement plan (2) Coordinating the consulting agency with other agencies at the preparation stage (3) Coordinating the implementation progress of the Xiangdong Project and the RP (4) Reporting the resettlement fund disbursement plan and supervising the disbursement of funds (5) Coordinating the work of the resettlement agencies (6) Raising resettlement funds (7) Disbursing resettlement funds (8) Responsible specifically for resettlement implementation (9) Tracking and supervising the disbursement of resettlement funds (10) Handling grievances and appeals of APs arising from resettlement (11) Supporting the work of the external M&E agency (12) Collecting and compiling information required for internal monitoring reporting

(13) Managing resettlement archives  Municipal / district land and resources bureaus and house demolition office (1) Developing resettlement policies in coordination with authorities concerned (2) Responsible for all-around affairs of LA (including social insurance for LLFs) (3) Participating in the DMS (4) Supervising the implementation of resettlement activities  Xiangdong government and Xiashankou subdistrict office (1) Participating in the DMS (2) Participating in the calculation of compensation fees for AHs (3) Participating in the disbursement of compensation fees to APs (4) Handling grievances and appeals arising from resettlement (5) Participating in the allocation of housing sites (6) Organizing skills training for APs (7) Taking employment measures for APs  Design agency (1) Minimizing resettlement impacts through design optimization (2) Defining the range of LA and HD  External M&E agency The Xiangdong Sub-PMO will employ a eligible M&E agency as the external resettlement M&E agency. Its main responsibilities are: (1) Observing all aspects of resettlement planning and implementation as an independent M&E agency, monitoring and evaluating the resettlement results and the social adaptability of the displaced persons, and submitting resettlement M&E reports to the Xiangdong Sub-PMO and ADB. (2) Providing technical advice to the Xiangdong Sub-PMO in data collection and processing.

6.2 Staffing and Equipment

6.2.1Staffing In order to ensure the successful implementation of the resettlement work, all resettlement agencies of the Xiangdong Project have been provided with full-time staff, and a smooth channel of communication has been established. The resettlement staff has strong organizing and coordinating capabilities, and rich experience in resettlement, and is competent for the resettlement work. 6.2.2Equipment All resettlement agencies have been provided basic office, transport and

communication equipment, including desks and chairs, PCs, printers, telephones, facsimile machines and vehicles. Organizational Training Program In order to implement resettlement successfully, the displaced persons and resettlement staff must be trained under a program developed by the Xiangdong Sub-PMO. Training will be given in such forms as workshop, training course, visit of similar projects and field training, and will cover: —Principles and policies of resettlement —Differences between ADB Policies and PRC Laws —Resettlement implementation planning and design —Resettlement implementation progress control —Resettlement financial management —Resettlement M&E In addition, the following measures will be taken to improve capacity: (1) Define the responsibilities and scope of duty all resettlement agencies, and strengthen supervision and management; (2) Improve the strength of all resettlement agencies gradually, especially technical strength; all staff must attain a certain level of professional proficiency and management level; improve their technical equipment, such as PC, monitoring equipment and means of transportation, etc.; (3) Select staff strictly, and strengthen operations and skills training for management and technical staff of all resettlement agencies to improve their professional proficiency and management level; (4) Appoint women officials appropriately, and give play to women’s role in resettlement implementation; (5) Establish a database and strengthen information feedback to ensure a smooth information flow, and leave major issues to the Leading Group; (6) Strengthen the reporting system and internal monitoring, and solve issues timely; and (7) Establish an external M&E mechanism and an early warning system.

7Public Participation and Complaint

7.1Public Participation

In order to lay a solid foundation for the resettlement work of the Xiangdong Project, safeguard the legitimate rights and interests of immigration and land acquisition units , reduce complaints and disputes, the Xiangdong Project attaches great importance to Resettlemenrt’ participation and consultation, and during the preparation and implementation, the Xiangdong Project attaches great importance to public participation as well. 7.1.1Participation during Project Preparation Since April 2014, under the guidance of technical assistance consultants, Xiangdong Sub-PMO, Pingxiang Municipal Construction Investment and Development Company, project design units and Hohai University investigation team has carried out a series of socio-economic survey and the public consultation (including about 30% of the women’s participation). During project preparation, Xiangdong Sub-PMO, implementing agencies and project design unit carried out extensive consultations on land acquisition and resettlement of the Xiangdong Project. The content of RP has been fully disclosed to all APs by Xiangdong Government. All AHs have taken part in the process of impact survey, confirming the impact survey result, compensation rates, negotiating resettlement agreements and livelihood measures. Participation activities during project preparation are described in detail in Table 7-1. Meeting minutes of public participation are described in detail in Annex 7. Resettlemenrt information booklet will be distributed in mid-June 2015. Resettlemenrt information booklet is described in detail in Annex 8. Table 7-1 Publish Resettlement Information and Consult main Activities

The number Participant Organizer Content of public of NO. Time participation and participant consultation

Xiangdong Sub-PMO, 25 April to optimizing the Xiangdong County People's Representati September Xiangdong Project Government and relevant units, ves of the Xiangdong 2014 design representatives of villages, 1 affected 10 Sub-PMO village groups and affected people, persons. including five

women

The number Participant Organizer Content of public of NO. Time participation and participant consultation

14 preliminary October to Xiangdong Sub-PMO, Representati investigations of November Xiangdong County People's impacts of ves of the 2014 Government and relevant units, Xiangdong 3 resettlement representatives of villages, affected 8 Sub-PMO village groups and affected people, persons. including 5 women

21 November Xiangdong Sub-PMO, land acquisition policy Representati to Xiangdong County Land and compensation Resources Bureau, ves of the December Xiangdong standard Xiangdong County People's 4 2014 affected 15 Sub-PMO Government and relevant unitst, people, the villages, groups and affected including five persons. women

25 November Xiangdong Sub-PMO, Hohai the compensation Representati to University, Xiangdong county policies and standard Land Resources Bureau, ves of the December Xiangdong of house demolition Xiangdong County House 5 2014 affected 13 Sub-PMO Demolition, the villages, groups people, and affected persons. including five

women

Xiangdong Sub-PMO, Hohai University, Xiangdong House Demolition, Xiangdong County Housing Authority Building, 35 October to Xiangdong County Labor & Representati November Social Security Bureau, ves of the Xiangdong 2014 Xiangdong County Women’s 6 Socioeconomic survey affected Sub-PMO Federation, Xiangdong County 25people, agriculture Bureau, Xiangdong including 8 County Poverty Reduction women Office, Civil Affairs Bureau, the villages, groups and affected persons.

40 October to Representati November Xiangdong Sub-PMO, Hohai ves of the Determination of Xiangdong 2014 University, the villages, village 7 affected 30 Sub-PMO resettlement modes groups and affected persons. people, including 10 women

The number Participant Organizer Content of public of NO. Time participation and participant consultation

20 November Xiangdong Sub-PMO, Representati to Xiangdong county People's ves of the December Government and relevant units, Xiangdong 8 2014 Resettlement policies representatives of villages, affected 10 Sub-PMO groups and affected persons. people, including 5 women

March 2015 Publish compensation 9 Villages and affected persons. / policies and rates

April 2015 Publish this Asian Development Bank Xiangdong resettlement plan 10 / Sub-PMO online 7.1.2Public Participation at the Implementation Stage With the progress of project preparation and implementation, the implementing agency will conduct further public participation. See Table 7-2. Table 7-2 Public Participation Plan PRPose Method Time Agencies Participants Topics Xiangdong Sub-PMO, All people Publish Land Land Village Xiangdong affected by acquisition area, acquisition bulletin board County land June 2015 the compensation rates announcement and village Resources Xiangdong and resettlement meeting Bureau, township Project methods, etc. and village officials Xiangdong Sub-PMO, Announcement All people Village Xiangdong of compensation affected by Compensation fees bulletin board County land and resettlement June 2015 the and method of and village Resources options for Land Xiangdong payment meeting Bureau, township acquisition Project and village officials Xiangdong 1) Finding out Sub-PMO, All people anything omitted to Verification of Xiangdong affected by determine the final Resettlement impacts Field survey July 2015 County land the impacts Resources Xiangdong 2) List of lost land Bureau, township Project and assets of and village Resettlemenrt

PRPose Method Time Agencies Participants Topics officials 3) Preparing basic compensation agreements Xiangdong Sub-PMO, Determination of All people Discussing the final Xiangdong income Village Before affected by income restoration County land restoration meeting implementati the program and the Resources programs and (many times) on Xiangdong program for use of Bureau, township implementation Project compensation fees and village officials Implementing All people agencies, August 2015 affected by Training Village Labor and social Discussing training to December the program meeting security bureau, needs 2016 Xiangdong township and Project village officials 1) Resettlement progress and impacts External All people 2) Payment of Resettlemenrt June 2015 to affected by compensation Villager monitoring Monitoring December the 3)publishing participation agency, 2017 township and Xiangdong Information village officials Project 4) Livelihood restoration and house reconstruction

7.2Grievances and Appeals

7.2.1Grievance Redress Procedure Since public participation is encouraged during the preparation and implementation of the resettlement plan, no substantial dispute will arise.However, unforeseeable circumstances may arise during this process. In order to address issues effectively, and ensure the successful implementation of project construction and land acquisition, a transparent and effective grievance redress mechanism has been established. The basic grievance redress system is as follows: Stage 1: If any right of an immigrant is infringed on the respect of Land acquisition or resettlement, he/she may report to the village committee, and either the immigrant or the village committee may consultation with the township government, after receiving a appeal,the town government should record it, and solve it with the immigrant or the village committee within two weeks together. Stage 2: If the complainer is dissatisfied with the reply of Stage 1, he/she may appeal to Xiangdong Sub-PMO within one month of receipt of the above reply, which

shall make a disposition within two weeks. Stage 3: If the complainer is still dissatisfied with the disposition of Stage 2, he/she may appeal to the Pingxiang Municipal PMO within one month of receipt of the above disposition, which shall give a reply within two weeks. Stage 4: The APs could appeal to the PMO of ADB financed program. If any immigrant will not take above procedures, he could apple to the civil court directly. Resettlemenrt can also submit complaints to Asian Development Bank which will be handled by the Xiangdong Project Team. If an immigrant is still not satisfied and believes they have been harmed due to non-compliance with Asian Development Bank policy, they may submit a complaint to Asian Development Bank’s Office of Special Project Facility or Office of Compliance Review in accordance with Asian Development Bank’s Accountability Mechanism①. All complains, oral or written, will be reported to Asian Development Bank in internal and external resettlement monitoring reports. All agencies will accept grievances and appeals from the Resettlemenrt for free, and costs incurred reasonably will be disbursed from the contingencies. At the whole construction stage, the above procedure will remain effective so that the Resettlemenrt can use it to solve relevant issues. The above appeal channel will be disclosed to the Resettlemenrt via the mass media. 7.2.2Recording and Feedback of Grievances and Appeals During the implementation of the resettlement plan, the resettlement agencies should register and manage appeal and handling information, and submit such information to the Xiangdong Sub-PMO in writing on a monthly basis. The Xiangdong Sub-PMO will inspect the registration of appeal and handling information regularly, and will prepare a registration form for this pRPose, the format of which is shown in Table 7-3. Table 7-3 Registration Form of Grievances and Appeals Accepting Time: Location: agency: Proposed Appellant Appeal Expected solution Actual handling solution

Appellant Recorder

① For further information see: http://www.adb.org/Accountability-Mechanism/default.asp.

7.2.3Contact Information for Grievance Redress The resettlement agencies will appoint persons chiefly responsible to accept and handle grievances and appeals, and the relevant information is shown in Table 7-4. Table 7-4 Accepting Agencies and Staff of Grievances and Appeals Agency Contact Address Tel Pingxiang Municipal Pingxiang City PMO(Pingxiang City economic development Construction Investment and Miss Wan 0799-6775617 zone wanxin management Development Co., Ltd.) city investment company Hezhou avenue of Xiangdong Sub-PMO Director Wu Xiangdong County of 18807991985 Pingxiang City Xiangdong County Land resource North road of Xiangdong Xiaoyu 0799-3441210 bureau County of Pingxiang City Xiangquan east road, Xiangdong County House Demolition Wangqin NO.58 of Xiangdong 0799-3441787 Office County of Pingxiang City. Da Jiangbian village Secretary Yi Da Jiangbian village 13979934543

8 Resettlement Cost

8.1Resettlement Cost

All costs incurred during LA and resettlement will be included in the general budget of the Xiangdong Project. Based on prices in the first half of 2014 (When the new rate before the emergence of land acquisition, according to the implementation of the new rate), the total resettlement costs of the Xiangdong Project are CNY39,818,800, including rural land acquisition costs of CNY97881,000 or 25.48 % of total costs; fees for temporary land occupation costs of CNY345,200 or 0.87 % of total costs; compensation fees for demolition of rural residential houses of CNY8001, 400 or 20.09% of total costs; Urban house demolition compensation 155,300 yuan, 0.39% of total costs.compensation fees for demolition of non-residential houses of CNY1275, 700 or 3.20% of total costs; land taxes of CNY15440,090or 37.78% of total costs, and survey and design costs, M&E costs, training costs, implementation management costs, vulnerable group support costs and contingencies of CNY3963,500or9.95% of total costs. See Table 8-1 for the estimated resettlement costs and Appendix 10 for the detailed resettlement cost. Table 8-1 Resettlement Cost Sheet Unit: 0,000 yuan Xiangdong Pingshui River Distrcit Integrated wastewater No. Item Total Percentage Improvement pipeline Project network Project 1 Basic resettlement costs 1951.90 34.52 1986.42 49.89% Permanent compensation fees for 978.81 0.00 978.81 24.58% 1.1 LA Compensation fees for temporary land 0.00 34.52 34.52 0.87% 1.2 occupation Compensation fees for demolition of rural 800.14 0.00 800.14 20.09% 1.3 residential houses Compensation for demolition of 15.53 0.00 15.53 0.39% 1.4 non-residential houses Compensation fees for 127.57 0.00 127.57 3.20% 1.5 ground attachments Support fund for 29.85 0.00 29.85 0.75% 2 vulnerable groups Management costs 19.52 0.35 19.86 0.50% 3 (2.1% of item1)

Xiangdong Pingshui River Distrcit Integrated wastewater No. Item Total Percentage Improvement pipeline Project network Project Resettlement 39.04 0.69 39.73 1.00% 4 monitoring costs Resettlement survey 19.52 0.35 19.87 0.50% 4.1 and design costs Resettlement M&E 9.76 0.17 9.93 0.25% 4.2 costs Training costs (including 9.76 0.17 9.93 0.25% 5 APs and agencies) 6 Taxes on LA 1219.85 324.24 1544.09 38.78%

7 Contingencies 3% 325.96 36.03 361.99 9.09% 8 Total 3585.54 396.35 3981.88 100.00%

Percentage 90.05% 9.95% 100.00%

8.2 Resettlement Investment Schedule and Funding Sources

All resettlement funds of the Xiangdong Project are from local counterpart funds and domestic loans. Before or during project construction, the investment plan will be implemented in stages in order not to affect the production and livelihoods of the AHs, as shown in Table 8-2. Table 8-2 Resettlement Investment Plan Year 2015 2016 2017 Total Investment (0,000 2389.13 1194.56 398.19 3981.88 yuan) Percentage 60% 30% 10% 100%

8.3Disbursement and Management of Resettlement Funds

8.3.1Disbursement of Resettlement Funds The Xiangdong Project’s resettlement funds will be disbursed on the following principles: All costs related to land acquisition will be included in the general budget of the Xiangdong Project, disbursed by PCID directly to the functional departments concerned of the township government through a special account according to the compensation rates, and then distributed to the affected villages/groups; land compensation fees will be paid before acquisition. Land compensation fees and resettlement subsidies will be used in full consultation with the APs; compensation fees for young corps will be paid directly to the APs; compensation fees for infrastructure and ground attachments will be paid to the enterprisesand individuals concerned.

8.3.2Management of Resettlement Funds In order that resettlement funds are available timely and fully to ensure the restoration of the production level and living standard of the AHs, the following measures will be taken: (i) All costs related to resettlement will be included in the general budget of the Xiangdong Project. (ii) Land compensation fees and resettlement subsidies will be fully paid before LA to ensure that all APs are resettled properly. (iii) All of compensation fees for HD will be paid to the APs after HD compensation agreements are signed, and the balance paid after HD. (iv) Financial and supervisory agencies will be established at different levels to ensure that all funds are fully and timely available. (v) The Finance and Audit Bureaus of JMG have the power to monitor and audit the use of resettlement funds. (vi) The external M&E agency will perform follow-up monitoring on the availability of compensation fees for the AHs and the affected enterprises and during external monitoring.

9 Resettlement Implementation Plan

9.1Principles for Resettlement Implementation

According to the Xiangdong Project implementation schedule, the Xiangdong Project will be constructed from Septemberr 2016 to March 2018. In order that the resettlement schedule links up the construction schedule of the Xiangdong Project, land acquisition will started in September 2015 and end in June 2016. The basic principles for resettlement implementation are as follows:  LA should be completed at least 3 months prior to the commencement of construction, and the starting time will be determined as necessary.  During resettlement, the APs shall have opportunities to participate in the Xiangdong Project. Before the commencement of construction, the range of LA will be disclosed, the RIB distributed and public participation activities conducted properly.  All compensation fees will be paid to the affected proprietors directly and fully within 3 months of approval of the resettlement and compensation program. No organization or individual should use compensation fees on their behalf, nor should compensation fees be discounted for any reason.

9.2Resettlement Implementation Schedule

The general resettlement schedule of the Xiangdong Project has been drafted based on the progress of project construction, LA and HD, and resettlement preparation and implementation. The exact implementation schedule may be adjusted due to deviations in overall project progress. See Table 9-1. Table 9-1 Schedule of Resettlement Activities No. Task Target Agencies responsible Time remarks

1 Information disclosure 20 groups of 7 villages/ 1.1 RIB neighborhood IA April 2015 committees Disclosure of the RP on 1.2 IA, PMO and ADB End April 2015 ADB’s website 2 RP and budget Approval of RP and 2.1 budget (including 398,188,00 yuan XDG and PMO April 2015 compensation rates) 2.2 Village-level income 20 groups Village/neighborhood Augutst 2015

No. Task Target Agencies responsible Time remarks restoration programs of7villages/neighborhood committees committees Updating of the RP Xiangdong Sub-PMO before project 2.3 based on the detailed / and IA implementation design 3 DMS after Updating of DMS on the 7 affected 7 villages/neighborhood IA, Xiangdong Land & the RP based 3.1 villages committees Resources Bureau on the detailed design 4 Compensation agreement Village-level land 20 groups of7 IA and Xiangdong Land 4.1 compensation villages/neighborhood May. 2016 & Resources Bureau agreement committees Household land Village/neighborhood 4.2 compensation 325 households May. 2016 committees agreement Compensation 63 HHs, 2 entities, 2 IA and Xiangdong Land 4.3 agreement for house May. 2016 shops & Resources Bureau demolition 5 House reconstruction Township Houses compensation governments, 5.1 63 AHs Jun.. 2016 & demolition village/neighborhood committees and AHs 5.2 House demolition 63 households Contractor / AHs Jul.. 2016

No. Task Target Agencies responsible Time remarks PMO, labor and social Hiring APs at the OCT. 2016 6.6 about 280 APs security bureau, and construction stage –MAR. 2018 contractor 7 Capacity building Training of staff of Jiuquan PMO, IA, and Feb. – Jun. 7.1 15 persons ADB the land and resources 2016 bureau Training of county, AUG. 2015 – 7.2 township and village 60 persons Pingxiang PMO, IA Jun. 2016 officials 8 M&E

8.1 Baseline survey As per the RP External M&E agency Apr. 2016 Establishment of 8.2 internal M&E As per the RP Pingxiang PMO and IA AUG. 2015 mechanism Appointing an external 8.3 One Pingxiang PMO SPET. 2015 M&E agency Internal monitoring 8.4 Semiannual report Pingxiang PMO and IA SPET. 2015 reporting No.1 Jul. 2016 report External monitoring No.2 8.5 Semiannual report External M&E agency Feb. 2017 reporting report No.3 Jul 2017 report No.1 Jul. 2018 External evaluation report 8.6 Annual report External M&E agency reporting No.2 Jul. 2019 report 8.7 Post-evaluation report One report Pingxiang PMO Dec. 2019

9 Public consultation IA Ongoing

10 Grievance redress IA Ongoing

11 Disbursement of compensation fees

11.1 Disbursement to IA Initial funds XDG / PMO Dec. 2015 finished Disbursement to Apr.. 2016 – 11.2 Most funds IA villages DCE. 2016 Disbursement to IA and village Apr.. 2016 – 11.3 Most funds households committees DCE. 2016 12 Commencement of civil construction Pingshui River Course Comprehensive 12.1 IA Sep. 2016 Improvement Project

No. Task Target Agencies responsible Time remarks

12.2 Wastewater pipeline network construction IA Sep. 2016

IA=JEDIG

10Monitoring and Evaluation

In order to ensure the successful implementation of the RP and realize the objectives of resettlement properly, LA, HD and resettlement activities of the Xiangdong Project will be subject to periodic M&E according to ADB’s resettlement policies, including internal and external monitoring.

10.1Internal Monitoring

10.1.1Scope of Internal Monitoring Internal monitoring will cover the following: (1) Organizational structure: setup, division of labor, staffing and capacity building of resettlement implementation and related agencies; (2) Resettlement policies and compensation rates: development and implementation of resettlement policies; actual implementation of compensation rates for different types of impacts (permanent LA, temporary land occupation, HD, relocation of entities and special facilities), with particular focus on compliance with the rates in the RP and reasons for deviations; (3) LA, HD and resettlement progress: overall and annual schedules, resettlement agencies and staffing, LA and HD progress, construction progress of resettlement housing and special facilities, progress of relocation and other resettlement activities (see Table 10-1 for the reporting format) (4) Resettlement Cost and implementation thereof: level-by-level disbursement of resettlement funds, fund use and management, disbursement of compensation fees to proprietors, holders of land use rights and land users, village-level use and management of compensation fees, supervision and auditing of fund use (see Table 10-2 for the reporting format) (5) Employment and resettlement of APs: main modes of resettlement, employment and resettlement of APs in entities, resettlement of vulnerable groups, effectiveness of resettlement (6) House reconstruction and production resettlement: form of house reconstruction, three supplies and one leveling of housing sites, disbursement of compensation fees, and construction of special facilities; (7) Restoration and reconstruction of entities and special facilities; (8) Grievance redress, public participation and consultation, information disclosure, and external monitoring: appeal channel, procedure and agencies; key points of appeal and handling thereof, key activities and progress of public participation and consultation,

RIB and information disclosure, external M&E agency, activities and effectiveness; (9) Handling of relevant issues in the Memorandum of the ADB Mission; (10) Existing issues and solutions. Table 10-1 Sample Schedule of LA and HD Agency:______Reporting date:______/___/___ (MM/DD/YY) Completed in Total Resettlement activity Unit Planned Completed total percentage（%） Permanent land acquisition mu Temporary land occupation mu Demolition of residential houses ㎡ Business premises ㎡ Land compensation 0,000yuan House compensation 0,000yuan House reconstruction ㎡ Store reconstruction ㎡ Reconstruction of business ㎡ premises Prepared by: signature of person responsible: stamp:

Table 10-1 Sample Schedule of Fund Utilization ____District___ Town(sub-district）____ Village(Community) Date: /_/__ (MM/DD/YY))

Total Amount of amount of Brief Amount compensation Qty. compensati Percentage( Affected agency descriptio needed(yu available inn (unit) on %) n an) the reporting available(yu period(yuan) an)

Collective

Village 1 Househol

Collective

Village 2 Househol

Entities

Infrastructure

Prepared by: Signature of person responsible Stamp:

10.1.2Methodology of Internal Monitoring For internal monitoring, a normative, smooth top-down resettlement information management system should be established among the Jiuquan PMO, the IA and resettlement agencies concerned to track and reflect the progress of resettlement, including the progress, quality and funding of resettlement, and collate and analyze such information. The following measures have been taken in the Xiangdong Project to implement internal monitoring: (1) Normative statistical reporting system The Xiangdong Sub-PMO and the IA will develop uniform report forms to reflect the progress of disbursement of resettlement funds, LA and HD. Such forms will be submitted monthly. Table 10-2 Sample Monitoring Reporting Form Updated Act Complete Complete Total RP No. Item RP ual d to date d in total percentage # # # # # %

Acquisition Area(mu) 1 of collective AHs land Aps State-owned 2 land Area (mu)

Temporary Area (mu) 3 land AHs occupation Aps Area (㎡)) Demolition of 4 residential AHs houses Aps Area (㎡)

5 Entities Number Population 6 Resettlement funds(yuan) (2) Regular or irregular reporting Information on issues arising from resettlement will be exchanged in various forms between the resettlement agencies and the external M&E agency. (3) Regular meeting During resettlement implementation, the Xiangdong Sub-PMO will hold resettlement coordination meetings regularly to discuss and handle issues arising from project and resettlement implementation, exchange experience and study solutions.

(4) Inspection The Xiangdong Sub-PMO will conduct routine and non-routine inspection on the resettlement work of the IA and the resettlement agencies, handle resettlement issues on site, and verify the progress of resettlement and the implementation of resettlement policies. (5) Exchange of information with the external M&E agency The Xiangdong Sub-PMO will keep routine contact with the IA and the external M&E agency, and take findings and opinions of the external M&E agency as a reference for internal monitoring.

10.1.3Period and Reporting of Internal Monitoring Internal monitoring is a continuous process, in which comprehensive monitoring activities will be conduct at least semiannually; more frequent monitoring is required at key times. Internal monitoring reports will be submitted by the resettlement agencies to the IA and the Xiangdong Sub-PMO. The Xiangdong Sub-PMO will compile relevant data and information, and submit an internal monitoring report to ADB semiannually.

10.2External Monitoring

According to ADB’s policy, the Xiangdong Sub-PMO will appoint an eligible, independent agency experienced in ADB-financed projects as the external M&E agency. The external M&E staff should:

(1) Have participated in similar tasks, have rich experience in socioeconomic survey, and understand ADB’s policy on involuntary resettlement, and the state and local regulations and policies on resettlement; (2) Be able to conduct socioeconomic survey independently, have good communication skills, and be tough; and (3) Include a certain percentage of females. The external M&E agency will conduct follow-up M&E of resettlement activities periodically, monitor resettlement progress, quality and funding, and give advice. It shall also conduct follow-up monitoring of the APs’ production level and living standard, and submit M&E reports to the Xiangdong Sub-PMO and ADB.

10.2.1Scope and Methodology of External Monitoring (1) Baseline survey The external M&E agency will conduct a baseline survey of the affected villages and village groups affected by land acquisition to obtain baseline data on the monitored APs’

production level and living standard. The production level and living standard survey will be conducted semiannually to track variations of the APs’ production level and living standard. This survey will be conducted using such methods as panel survey (sample size: 20% of the households affected by LA, to be sampled randomly; 50% of the affected entities), random interview and field observation to acquire necessary information. A statistical analysis and an evaluation will be made on this basis. (2) Periodic M&E During the implementation of the RP, the external M&E agency will conduct periodic follow-up resettlement monitoring semiannually of the following activities by means of field observation, panel survey and random interview:  Payment and amount of compensation fees;  Preparation and adequacy of the resettlement site;  House rebuilding;  Relocation of the Aps;  Compensation and resettlement of entities;  Training;  Support for vulnerable groups;  Restoration and rebuilding of infrastructure and special facilities;  Production resettlement and restoration;  Compensation for lost properties;  Compensation for lost working hours;  Transition subsidy;  Timetables of the above activities (applicable at any time);  Resettlement organization;  Use of compensation fees for collective land and income of APs;  Inome growth of labor through employment;  If APs benefited from the Xiangdong Project. (3) Public consultation The external M&E agency will attend public consultation meetings held during resettlement implementation to evaluate the effectiveness of public participation. (4) Grievance redress The external M&E agency will visit the affected villages and groups periodically, and inquire the Xiangdong Sub-PMO, resettlement agencies and IAs that accept grievances about how grievances have been handled. It will also meet complainants and propose corrective measures and advice for existing issues so as to make the resettlement process more effectively.

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10.2.2External Monitoring Reporting The external M&E agency will prepare external monitoring reports based on observations and survey data in order to: 1) reflect the progress of resettlement and existing issues to ADB and the Xiangdong Project owner objectively; and 2) evaluate the socioeconomic benefits of resettlement, and proposing constructive opinions and suggestions to improve the resettlement work. A routine monitoring report should at least include the following: 1) subjects of monitoring; 2) progress of resettlement; 3) key monitoring findings; 4) key existing issues; and 5) basic opinions and suggestions. The external M&E agency will submit a monitoring or evaluation report to ADB and the Xiangdong Sub-PMO semiannually. See Table 10-4. Table 10-3 Schedule of Resettlement Monitoring and Evaluation

No. Resettlement Report Date 1 Baseline socioeconomic survey report 2016.4 2 Monitoring report (No.1) 2016.7 3 Monitoring report (No.2) 2017.2 4 Monitoring report (No.3) 2017.7 5 Evaluation report (No.1) 2018.7 6 Evaluation report (No.2) 2019.7 7 Completion report 2019.12

10.3Post-evaluation

After project implementation, the Xiangdong Sub-PMO (or through the external M&E

agency) will apply the theory and methodology of post-evaluation to evaluate the Xiangdong Project’s resettlement activities on the basis of M&E to obtain successful experience and lessons in LA and HD as a reference for future work. A post-evaluation report will be submitted to ADB.

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Appendixes Appendix 1 Due Diligence Report of Huanghua Wastewater Treatment Plant Construction in Xiangdong District To supervise and inspect the implementation of the resettlement program, to ensure the legitimate rights of migrants be protected, commissioned by Xiangdong DRC, NRCR of Hohai University have take due diligence on the LA process of Huanghua WWT Plant in Xiangdong District.

1. PRPose of Due Diligence Conduct a comprehensive review of land acquisition and resettlement work, evaluate whether the LA and resettlement the Xiangdong Project involves meets the "Land Management Law of PRC", and the requirements of resettlement-related laws and policies, as well as compensation laws and polycies in Jiangxi province, Pingxiang City and Xiangdong district; inspect the workflow, implementation schedule, financial management resettlement effects of LA and resettlement implementation, assess the level of production and living status and their satisfaction; discover the legacy of LA and resettlement, and provide feasible recommendations.

2. Methodology of Due Diligence The due diligence materials mainly comes from two aspects: A. Documents, literature review and information collection, collect and collate project information and related survey datas provided by both local government departments and project implementation agencies.

 Literature collected during the due diligence include: project approval documents, land approval, "a book four programs" of construction land, LA compensation payee list of immigration and many kinds of agreements related to resettlement;  The resettlement public participation information: meeting records of allocation scheme, LA announcement, other information, etc. B. Fieldwork work, supplemented by forums and communication with stakeholders as well as other methods to further verify the collected information and data.

 Fieldwork work specifically include the following components: seminars, field interviews,etc.  Symposium: had symposium with Xiangdong ADB PMO staff, the Water Authority Bureau staff who used to be in charge of the LA process, the staff

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of Xiangdong town which was affected by LA, as well as the resettlement households affected by the LA, respectively , to understand the land compensation and resettlement implementation;

 December 3rd,2014, Due diligence team had visited the Huanghua village. Interviewed the chief of the village and the sample villagers, issuing two valid questionnaires.

3. Scope of Due Diligence

 Background of LA  LA policy & implementation  LA process, disbursement of funds, compensation standard, etc.  Income restoration and satisfaction of imigration  Operating efficiency of resettlement implementation organization  Public participation and consultation  Complaints & appeals

4. Land Acquisition Background and Process In order to improve the urban environment of Xiangdong District, protect the health of residents, improve the investment environment and try to build a urban ecological environment where environment is beautiful, and man and nature live in harmony, and promote Xiangdong’s city, environment, economy and society develop sustainable and coordinated, the Xiangdong District People's Government began planning the construction of Xiangdong Distrcit Wastewater treatment projects, of which the Xiangdong yellow Wastewater Treatment Plant is one phase . Learned through field survey, in 2008, Xiangdong District Government and Xiangdong Town Government reached an agreement on levying 49.1088 mu of collective land from Huanghua Village, Xiangdong Town, the land acquisition has been completed before Nov. 2008. During our field work, we got the Xiangdong People's Government "Note Letter on Pingxiang City Xiangdong Huanghua Wastewater Treatment Plant Project Land Acquisition Compensation" from Captain Zhong of WAB, who used to be in charge of the land acquisition. According to the note letter, the LA compensation standard was based on the Land Mnanagement Law and local laws and regulation of Jiangxi Province, besides, the compensation was a combination of monetary compensatioin and social security measures and so on, a long-term guarantee has been set on the affected farmers. According to Xiangdong "Huanghua Wastewater Treatment

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Plant Land Acquisition Compensation Payment List" we got during the survey, all the compensation fees has been payed in time in place, the affected farmers has received a total of 1,169,826 yuan of land compensation and crop compensation. To see Xiangdong People's Government "Note Letter on Pingxiang City Xiangdong Huanghua Wastewater Treatment Plant Project Land Acquisition Compensation” in Figure Annex 1-1, see "Huanghua Wastewater Treatment Plant Land Acquisition Compensation Payment List" in Figure Annex 1-2. 5. Compensation and resettlement Measures 1) Land Acquisition Compensation Standard According to Xiangdong People's Government "Note Letter on Pingxiang City Xiangdong Huanghua Wastewater Treatment Plant Project Land Acquisition Compensation”, and "Huanghua Wastewater Treatment Plant Land Acquisition Compensation Payment List", the LA compensation standard of this case of land has been described in details. Among them, according to average output value of the previous 3 years on paddy, 18,000 yuan/ha (about 1200 yuan/mu), the land compensation and resettlement subsidy respectively takes 6 times and 10 times of the average annual output value of the previous 3 years, the compensation multiples totals 16 times, to be 20,000 yuan/mu; crop compensation was payed by one quarter, to be 600 yuan/mu. According to the policy, the actual compensation fee is：

Compensation Compensation Ammout of LA Category standard Formula ammount Remark （mu）（yuan/mu）（yuan） LA compensation +resettlement 49.1088 1200*16 49.1088*1200*16 1129502 compensation Payed to Crop villagers 54.9653 1200*0.5 54.9653*1200*0.5 38423 compensation （See Figure Lost income Annex 1-2） / / / 1900 subsidy Total 1169826 2) Other Scurity Resettlemet Measures a) Establish Minimum Living Security System The land-loss farmers whose minimum living cannot be guaranteed, can apply to the civil affairs department for the minimum living allowance, and enjoy rural minimum living allowance. b) Medical Relief

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Encouraged land-loss farmers of this project to participate in the new rural cooperative medical care, for the really poor land-loss farmers family who are hospitalized, implement the medical assistance. c) Education Support Provide free compulsory education and secondary education grants for the children of land-loss farmers of this project. For the children of land-loss farmers within nine-year compulsory education, waive their tuition and fees; Those normally enrolled by ordinary public and key vocational high school through examination, shall enjoy an annual subsidy of up to three grants high school stages. See Figure Annex 1-3 Xiangdong District People's Government “Referrals on Presenting the Notes about Social Security Measures Implementation of Land-loss Farmers of Huanghua Waste Water Treatment Plant”（Xiiang Gov. No. 154） in Figure annex 1-3.

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Figure Annex 1-1 Xiangdong People's Government "Note Letter on Pingxiang City Xiangdong Huanghua Wastewater Treatment Plant Project Land Acquisition Compensation”

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Figure Annex 1－2 "Huanghua Wastewater Treatment Plant Land Acquisition Compensation Payment List"

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Figure Annex 1-3 Xiangdong District People's Government “Referrals on Presenting the Notes about Social Security Measures Implementation of Land-loss Farmers of Huanghua Waste Water Treatment Plant”（Xiang Gov. No. 154）

6) Distribution and Use of Compensation Funds Huanghua village received the land compensation fees 1,169,826 yuan, after consultations, land compensation was compensated to the affcted farmers, and there was no land adjusting among the villagers group. According to the field interviews, land compensation and resettlement compensation have been paid in full, no arrears of land resettlement compensation exist. No vulnerable groups involved. To ensure long-term livelihood of the affected farmers of the Xiangdong Project, with the leadership of the district government and Xiangdong town government, Huanghua village actively organized implementation of the minimum living allowance, medical assistance,

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education support and many other resettlement assisting measures, effectively protected land-loss farmers’ production and living conditions.

7) Livelihood recovery and resettlement Evaluation According to the Agriculture Office Director Luo from Xiangdong town and village chief of Huanghua village, there are currently 610 households, a total of 2625 people in Huanghua village, with 1,200 mu of Cultivated land. Huanghua villagers mainly farms vegetables, the average annual income is 6,500 yuan per person. There are a number of business units near the village, including electrical porcelain, paper mills, shoe factories,etc. The South Porcelain Factory, Zhengda high - tech paper mill are two of them, with large-scale porcelain. The Xiangdong Project land acquisition affected 125 people, including 51 abors. After land acquisition, the village organized some courses every winter, there were 40-50 participants each time. Before 2010, trains were basically about fruit trees, vegetable cultivation; and after 2010, they began to engage in job training, such as chefs, housekeeping, factory working technology,etc. After years of exploration, training achieved good results. After training, there are about 200 people working in the factory near the village. Men preferred to working in electrical porcelain factories, the average monthly wage is 1500-2000 yuan. Women preferred to working in shoe factories or clothing sales, their monthly salary is about 1000-1500 yuan. Due diligence investigators also conducted a sample survey of the affected households, respectively interviewed Tan Genming and others, and found that their revenue generally increased slightly. In Tan Genming as an example: before LA, annual agricultural net income of Tan Genming’s family was 5500 yuan, the annual ancillary revenue was 20,000 yuan; till 2013, annual agricultural net income of his family was 3,600 yuan, and annual ancillary income reached 42,000 yuan, the total income has been restored and increased slightly.

8) Information disclosure and Public Participation a) Public Participation of LA Organization In the preparation phase of LA and demolition, the implementation unit has issued land acquisition announcement, the land compensation and resettlement program announcement, demolition notice, etc. respectively both in document and notice ways, also announced the demolition of complaints, monitoring phone number, so that information is publicly available. In the implementation of the land acquisition and delimotion process, a working group was established, composed of the Land Bureau, Demolition Office, Huanghua Village, and affected Resettlemenrt households, to ensure that land acquisition and resettlement work effectively, and promptly listened to the views of affected villagers. Working group composed of the stakeholders, to communicate and negotiate with the affected people, solved problems during the land acquisition process, reduced the impact on the various stakeholders to the maximum extent in

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the implementation process, and reached good results. From May 2008 to October, land acquisition and resettlement implementing agencies held five seminars and five immigrant household interviews in Huanghua village, where up to 79 people participated, discussing on the views of local residents on construction projects, land acquisition range, land acquisition compensation standards and protocols, immigrant resettlement programs, environment protection and other related issues, and fully consulted immigrant households on these problems. b) Complain, Complaint Procedures and Efficiency For the I controversial issues during the land acquisition process, households affected by LA can appeal to the relevant agencies, redress channels for immigration are as follows: Route 1: If the affected households doubts about the land acquisition, can appeal to the Xiangdong Project headquarters, municipal government, village, the investigation team will answer them in person, and in discuss on solution with the affected; Route 2: Affected households can appeal through a special petition government agencies. Route 3: According to “People's Republic of China Administrative Procedure Law”, affected households can appeal to administrative organ with jurisdiction for arbitration level by level. If immigration is still dissatisfied with the arbitration, after receiving the arbitration decision, according to the Civil Procedure Law, they can proceed in the civil court. Affected households can appeal on all aspects they affected. The affected households has been informed of redress channels above through meetings and other ways, to fully understand their right to appeal. At the same time, take advantage of the media for publicity, and compiled views and suggestions from all parties on LA working into information provisions, for land acquisition and resettlement agencies at all levels to study on treatment. Agencies are free to accept affected people’ complaining and appealing.

9) Gender Impact Analysis There are 2625 people in Huanghua village in total, where the female population is 1299 people, accounting for 49.49% of the village population. Before land expropriation, some of the women engage in farming and household-based, there are some women working or doing independent business nearing the county. After land acquisition, there are more women choose to work near the village, mostly working in shoe factories, paper mills, or go to the town and engaged in retail or catering staff, the monthly income is about 1,200 yuan. Their workload is easier than the farming, and the the income is higher, therefore it can be concluded that land acquisition promote the improvement of living standards of women.

10) Conclusions and Recommendations (1) The land acquisition compensation standard is implemented strictly in accordance with

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policies, the Xiangdong Project affected people's living standards improved. (2) The LA agencies responsibility is clear, staff are high-qualified, can be very good to complete the relevant resettlement issues. (3) During the period of preparation and implementation of the Xiangdong Project, the Xiangdong Project units held a number times of public participation acticities on issues which the affected households concerned a lot, such as physical measurement, compensation standards, compensation funds payment, etc. Most of the villagers understood the land acquisition policy and compensation standards clearly. (4) Complaints and appeals: Channels for immigration’s complaints and appeals are open, the establishment of a full-time coordinator to complain complaint system, Resettlemenrt know their Redress channels when their rights have been violated.

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Appendix 2 Schematic Map of the Xiangdong Project

Annex Figure 2-1 Schematic Map of Xiangdong Pingshui River Comprehensive Course Improvement Project

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Annex Figure 2-2 Schematic Map of Xiangdong Distrcit Wastewater Network Project

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Appendix 3 Summary of Temporarily Occupied Land 1. Temporarily Occupied Land for Pingxiang Pingshui River Improvement Project Temporarily occupied Affected population Component Town village group area(mu) type Households Population

agricultural 1 23.94 12 50 land agricultural 4 32.86 17 75 land Xinzhong agricultural 6 32.02 15 67 Pingxiang land Xiashankou Pingshui agricultural subtotal 88.82 44 192 River land Integrated vegetable Improvement Rixing 6 34.93 10 43 land Project unutilized Yantian - 18.28 7 30 land agricultural Xiangdong Dajiangbian 2 14.86 14 62 land total - 156.89 - 75 327

2. Temporarily Occupied Land for Xiangdong Distrcit wastewater pipeline network Project Component No. Project Pipe Pipe Temporarily Construction Remarks Expected name diameter length occupied method period of (km) area (m2) construction

1 Changsheng DN300 1.5 5850 Excavation State-owned 3-6 months road road

2 Renmin road DN300 1.3 5070 Excavation State-owned 3-6 months road

Xiangdong Distrcit 3 Ganxi road DN300 0.9 3510 Excavation State-owned 3-6 months wastewater road pipeline network Project 4 Hezhou road DN300 4.4 17160 Excavation State-owned 3-6 months road

5 Sitong road DN300 3 11700 Excavation State-owned 3-6 months road

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Component No. Project Pipe Pipe Temporarily Construction Remarks Expected name diameter length occupied method period of (km) area (m2) construction

6 Yantian road DN300 0.55 2145 Excavation State-owned 3-6 months road

7 Gangcheng DN300 1.7 6630 Excavation State-owned 3-6 months road road

8 Bosheng DN300 0.8 3120 Excavation State-owned 3-6 months road road

9 Xiashankou DN300 0.78 3042 Excavation State-owned 3-6 months west road road

10 New road DN300 1.4 5460 Excavation State-owned 3-6 months road

11 Zhangda DN400 4.2 20160 Excavation State-owned 3-6 months line road

12 Yanhe south DN600 1.7 10200 Excavation State-owned 3-6 months road road

13 Xiashankou DN300 1.6 6240 Excavation State-owned 3-6 months east road road

14 Quanhu DN300 2.4 9360 Excavation State-owned 3-6 months road road

15 Yuncheng DN300 3.4 13260 Excavation State-owned 3-6 months road road

16 Yaoquan DN300 3.2 12480 Excavation State-owned 3-6 months road road

17 Jianshe road DN300 0.72 2808 Excavation State-owned 3-6 months road

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Component No. Project Pipe Pipe Temporarily Construction Remarks Expected name diameter length occupied method period of (km) area (m2) construction

18 Yanhe north DN600 1.8 10800 Excavation State-owned 3-6 months road road

19 Old DN300 5 19500 Excavation State-owned 3-6 months Xiangdong road street area

20 South city DN300 5 19500 Excavation State-owned 3-6 months area road

21 Electric DN300 3 11700 Excavation State-owned 3-6 months power plant road staff living area

22 New street DN300 2 7800 Excavation State-owned 3-6 months area road

23 Quanhulong DN300 3 11700 Excavation State-owned 3-6 months area road

Total 53.35 219195 - - -

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Appendix 4 Gender Analysis Form

Part A—Gender analysis of rural women in the Xiangdong Project area 1. Legal rights of According to laws of the PRC, women have equal legal rights with men, though some women women are not fully aware of this. 2. Social status Women of the Xiangdong Project area have relatively good social status. All key matters of women of a family are determined by the couple through discussion. Men are the backbone of families, and attend the important meetings of the village. However, women can influence men when they make decisions at meetings. 3. Title to land Women have the same title as men. Like other parts of China, in the Xiangdong Project and properties area, when a daughter is married, her land will remain in her mother’s family and she can only share the land owned by her husband’s family since the household contract responsibility system was put into practice in 1982. However, if a second round of land contracting has been carried out at the affected village (around 1999), this situation has been corrected. If land acquisition, house demolition or resettlement is involved, women will have equal rights to compensation. 4. Right to Women have equal rights. collective properties 5. Living and There is no restriction on gender role. However, women do housework and appropriate gender role farm work mainly in Chinese rural areas, while men mostly do farm work or work outside. Generally, the working hours of women are at the same level of men. In addition, many young women also work outside. 6. Contribution to Women’s income is from farming and household sideline operations mainly, accounting household for about 25% of household income. income 7. Family status Women have an equal voice in decision-making; when men are away for work, women make decisions themselves in many aspects. 8. Educational Boys and girls enjoy equal opportunities in receiving education, and as long as children level study hard, their parents would do their best to support their school education. 9. Health Women’s health condition is quite good and there is no significant difference in nutrition level compared to men; however, medical expenses are rising and have become a significant burden for some households, and women may suffer more. 10. Village and Women are represented in all village committees. In addition, women have a good government informal network in the village and the village group. Women may participate in the agencies election of the village committee, and have the right to elect and be elected; local governments attach great importance to women’s development, especially in poverty reduction. Overall Women enjoy a good status in the Xiangdong Project area, and there is no restriction on evaluation and gender role; though women seldom participate in the decision-making of public affairs of key risks the village collective, they can express their views in many ways (e.g., through male members of their families). B—Gender analysis of women during resettlement

Gender issue Concern/risk Impact of the Xiangdong Project Mitigation measures

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1. Land, properties Women are Men and women have equal rights to (1) Cash and right to deprived of land or compensation for land acquisition, house compensation or compensation properties or have demolition and resettlement; the improvement of the no right to Xiangdong Project will not have any quality of remaining compensation. significantly adverse impact on women. land, and crop restructuring 2. House demolition Women have no Women have title to houses, and house (2) Women have title and reconstruction right to make reconstruction is determined jointly by all to newly built houses. decisions or use family members, so women can compensation fees. participate in housing site selection, house construction and transitional housing arrangement, etc. 3. Production and Women are All AHs will lose part of land only, so the (1) Women will receive income restoration affected even more AHs will lose part of income only. compensation fees for after land seriously, and Compensation fees will be used at the land acquisition; (2) At acquisition receive less AHs’ discretion. Only seriously affected least 50% of trainees assistance. households have to change their income of skills training will be sources. In addition to cash women; (3) During compensation, the AHs will be assisted construction, and in restoring income through auxiliary M&O, women will measures (priority in employment during obtain the job construction, skills training and opportunities in priority subsequent support, etc.) 4. Increase of Women have a The Xiangdong Project will not lead to Monitoring gender inequalities heavier burden or gender inequalities. For most fewer households, resettlement impacts are not opportunities. serious. Land loss and sufficient compensation will help women change the crop structure (e.g., cultivating more cash crops), which will increase their income. 5. Social network The social network The Xiangdong Project will not affect the No impact system is damaged. social network seriously. 6. Impact on health / Serious health or The Xiangdong Project will not affect the Providing assistance increase of social social problems villages seriously, but some seriously together with the civil problems due to the stress of affected households and vulnerable affairs department resettlement groups will be faced with difficulties. (violence, AIDS propagation, etc.)

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Appendix 5 Distribution of sampling survey

Proportion for Proportio Sample Affected sample(%) n County Township Village Group populatio Household Populatio Proportio Populatio n (%) s n n n Town Xiangdong 1 24 102 5 14 20.83% subtotal 24 102 5 14 20.83% 1 41 125 9 28 21.95% 2 23 92 5 15 21.74% 4 47 181 10 31 21.28% Xinzhong 5 11 31 3 9 27.27% 6 25 104 5 21 20.00% 7 5 22 1 4 20.00% subtotal 152 555 33 108 21.71% 一组 15 62 3 12 20.00% 二组 26 105 6 23 23.08% Xiashanko 四组 u 45 159 9 29 20.00% Rixing 六组 24 98 5 21 20.83% 七组 19 72 4 16 21.05% Ping River River subtotal 129 496 27 101 20.93% Restoratio Xiangdon 五组 n Project g Yantian 48 302 10 39 20.83% in Xincun 一组 3 13 1 3 33.33% Xiangdong 一组 1 1 1 4 100.00% 六组 1 2 1 3 100.00% Xinzhong subtotal 2 3 2 9 100.00%

subtotal 334 1369 73 260 21.86% 二组 23 97 5 22 21.74% 三组 28 106 6 23 21.43% 五组 Dajiangbia 15 43 3 13 20.00% n 六组 8 26 2 8 25.00% Xiangdong 七组 12 45 4 19 33.33% subtotal 86 317 20 85 23.26% —— 16 61 4 16 25.00% Hezhou subtotal 16 61 4 16 25.00% Xinmei —— 3 11 1 4 33.33%

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subtotal 3 11 1 4 33.33% subtotal 105 389 25 105 23.81% subtotal 463 1860 103 379 22.25%

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Appendix 6 Provisions of Land Laws, Regulations and Policies of the PRC and Gansu Province

ABSTRACT OF THE LAND MANAGEMENT LAW AND RELEVANT POLICIES

ITEM KEY POINTS INDEX THE PEOPLE'S REPUBLIC OF CHINA RESORTS TO A SOCIALIST PUBLIC OWNERSHIP I.E. AN OWNERSHIP BY THE LAND WHOLE PEOPLE AND OWNERSHIPS BY COLLECTIVES, OF LAND. ARTICLE 2 OF THE LAND OWNERSHIP THE STATE INTRODUCES THE SYSTEM OF COMPENSATED USE OF LAND OWNED BY THE STATE EXCEPT THE ADMINISTRATION LAW OF THE PRC LAND HAS BEEN ALLOCATED FOR USE BY THE STATE ACCORDING TO LAW. ANY UNIT OR INDIVIDUAL THAT NEED LAND FOR CONSTRUCTION PRPOSES SHOULD APPLY FOR THE USE OF APPLICATION LAND OWNED BY THE STATE ACCORDING TO LAW; …… FOR ARTICLES 43 AND 44 OF THE LAND WHEREAS OCCUPATION OF LAND FOR CONSTRUCTION PRPOSES INVOLVES THE CONVERSION OF CONSTRUCTION ADMINISTRATION LAW OF THE PRC AGRICULTURAL LAND INTO LAND FOR CONSTRUCTION PRPOSES, THE EXAMINATION AND APPROVAL LAND PROCEDURES IN THIS REGARD SHALL BE REQUIRED. THE ACQUISITION OF BASIC FARMLAND LAND EXCEEDING 35 HECTARES OUTSIDE THE BASIC FARMLAND, AND OTHER LAND EXCEEDING 70 HECTARES SHALL BE APPROVED BY THE STATE COUNCIL. ARTICLE 45 OF THE LAND ACQUISITION OF LAND OTHER THAN PRESCRIBED IN THE PRECEDING PARAGRAPH SHALL BE APPROVED BY THE ADMINISTRATION LAW OF THE PRC GOVERNMENTS OF PROVINCES, AUTONOMOUS REGIONS AND MUNICIPALITIES AND SUBMITTED TO THE STATE COUNCIL FOR THE RECORD. IF ANY UNTITLED STATE-OWNED WASTE MOUNTAIN, UNUTILIZED LAND OR WASTE FLAT IS DEVELOPED FOR CULTIVATION, FORESTRY OR FISHERY WITHIN A LAND RECLAMATION AREA IDENTIFIED IN THE MASTER LAND UTILIZATION PLAN, AN APPLICATION SHALL BE FILED WITH THE ADMINISTRATIVE DEPARTMENT IN CHARGE OF LAND LAND OF THE LOCAL COUNTY AT OR ABOVE THE COUNTY LEVEL: ACQUISITION THE DEVELOPMENT OF NOT MORE THAN 20 HECTARES OF STATE-OWNED LAND AT A TIME ACCORDING TO THE AUTHORITY ARTICLE 22 OF THE MEASURES PRECEDING PARAGRAPH SHALL BE APPROVED BY THE COUNTY GOVERNMENT; THE DEVELOPMENT OF MORE OF JIANGXI PROVINCE FOR THE THAN 20 HECTARES BUT NOT MORE THAN 40 HECTARES SHALL BE APPROVED BY THE PREFECTURE OR IMPLEMENTATION OF THE LAND MUNICIPAL GOVERNMENT; AND THE DEVELOPMENT OF MORE THAN 100 HECTARES BUT NOT MORE THAN 600 ADMINISTRATION LAW OF THE HECTARES SHALL BE APPROVED BY THE PROVINCIAL GOVERNMENT . PRC (APRIL 29, 2000) IF ANY COLLECTIVELY OWNED WASTE MOUNTAIN, UNUTILIZED LAND OR WASTE FLAT IS DEVELOPED FOR CULTIVATION, FORESTRY OR FISHERY WITHIN A LAND RECLAMATION AREA IDENTIFIED IN THE MASTER LAND UTILIZATION PLAN, SUCH DEVELOPMENT SHALL BE REPORTED TO THE COUNTY GOVERNMENT FOR APPROVAL.

LAND FOR THE ACQUISITION OF LAND BY THE STATE THE LOCAL GOVERNMENTS AT AND ABOVE THE COUNTY LEVEL ARTICLES 46, 48 AND 49 OF THE ACQUISITION SHALL MAKE AN ANNOUNCEMENT AND ORGANIZE THE IMPLEMENTATION AFTER THE APPROVAL ACCORDING TO LAND ADMINISTRATION LAW OF

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ITEM KEY POINTS INDEX ANNOUNCEMENT THE LEGAL PROCEDURES. THE PRC SYSTEM AFTER THE PLAN FOR LAND COMPENSATION AND RESETTLEMENT FEES IS FINALIZED, RELATED LOCAL GOVERNMENTS SHALL MAKE AN ANNOUNCEMENT AND HEAR THE OPINIONS OF THE RURAL COLLECTIVE ECONOMIC ORGANIZATIONS AND FARMERS WHOSE LAND HAS BEEN ACQUIRED. RURAL COLLECTIVE ECONOMIC ORGANIZATIONS SHALL MAKE PUBLIC TO ITS MEMBERS THE RECEIPTS AND EXPENDITURES OF THE LAND COMPENSATION FEES FOR LAND ACQUIRED AND ACCEPT THEIR SUPERVISION. IN ACQUIRING LAND, COMPENSATION SHOULD BE MADE ACCORDING TO THE ORIGINAL PRPOSES OF THE LAND ACQUIRED. COMPENSATION FEES FOR LAND ACQUIRED INCLUDE LAND COMPENSATION FEES, RESETTLEMENT FEES AND COMPENSATION FOR ATTACHMENTS TO OR GREEN CROPS ON THE LAND. THE LAND COMPENSATION FEES SHALL BE 6-10 TIMES THE AVERAGE OUTPUT VALUE OF THE THREE YEARS PRECEDING THE ACQUISITION OF THE CULTIVATED LAND. THE RESETTLEMENT FEE SHALL BE CALCULATED ACCORDING TO THE NUMBER OF ARTICLE 47 OF THE LAND AGRICULTURAL POPULATION TO BE RESETTLED. THE NUMBER OF AGRICULTURAL POPULATION TO BE ADMINISTRATION LAW OF THE RESETTLED SHALL BE CALCULATED BY DIVIDING THE AMOUNT OF CULTIVATED LAND ACQUIRED BY THE PER PRC CAPITAL LAND OCCUPIED OF THE UNIT WHOSE LAND IS ACQUIRED. THE RESETTLEMENT FEES FOR EACH AGRICULTURAL PERSON TO BE RESETTLED SHALL BE 4-6 TIMES THE AVERAGE ANNUAL OUTPUT VALUE OF THE THREE YEARS PRECEDING THE ACQUISITION OF THE CULTIVATED LAND. HOWEVER, THE MAXIMUM RESETTLEMENT FEE PER HECTARE OF LAND ACQUIRED SHALL NOT EXCEED 15 TIMES OF THE AVERAGE ANNUAL OUTPUT VALUE OF THE THREE YEARS PRIOR TO THE ACQUISITION. COMPENSATIO REQUISITION OF LAND SHALL PAY LAND COMPENSATION FEES FOR LAND ACQUISITION UNITS ACCORDING TO N RATES FOR THE FOLLOWING PROVISIONS: LAND (1) REQUISITION OF CULTIVATED LAND（INCLUDING VEGETABLE FIELD），IS AS 6-10 ACQUISITION TIMES THE AVERAGE OUTPUT VALUE OF THE THREE YEARS PRIOR TO THE REQUISITION. (2) REQUISITION OF AQUICULTURE PONDS IN THE SUBURBS WITH SUBORDINATE DISTRICTS, IS AS 6-9 TIMES THE AVERAGE OUTPUT VALUE OF THE THREE YEARS PRIOR TO THE REQUISITION. REQUISITION OF ARTICLE 27、28、29、30、31 OF FISHPONDS IN THE COUNTY LEVEL AND SUBURBS WITHOUT SUBORDINATE DISTRICTS, IS AS 5-7 THE MEASURES OF JIANGXI TIMES THE AVERAGE OUTPUT VALUE OF THE THREE YEARS PRIOR TO THE REQUISITION. PROVINCE FOR THE EQUISITION OF ARDEN PONDS AQUATIC FOREST PASTURE IS AS (3) R G , , , , , 5-6 IMPLEMENTATION OF THE LAND TIMES THE AVERAGE OUTPUT VALUE OF THE THREE YEARS PRIOR TO THE REQUISITION. ADMINISTRATION LAW OF THE (4) REQUISITION OF HOUSING LAND, COMPARE TO ADJACENT FARMLAND, IS AS 4-5 PRC (APRIL 29, 2000) TIMES THE AVERAGE OUTPUT VALUE OF THE THREE YEARS PRIOR TO THE REQUISITION. （5）REQUISITION OF WASTE MOUNTAIN, UNUTILIZED LAND OR WASTE FLAT，COMPARE TO ADJACENT FARMLAND, AS 2-3 TIMES THE AVERAGE OUTPUT VALUE OF THE THREE YEARS PRIOR TO THE REQUISITION. REQUISITION OF LAND SHALL PAY RESETTLEMENT FEES FOR LAND ACQUISITION UNITS ACCORDING TO THE FOLLOWING PROVISIONS:

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ITEM KEY POINTS INDEX 2 (1) REQUISITION OF CULTIVATED LAND, AVERAGE EXPROPRIATED ENTITY HAS MORE THAN 1333M LAND; 2 THE FEES ARE 4-5 TIMES THE AVERAGE OUTPUT VALUE OF THE THREE YEARS. MORE THAN 667 M BUT NOT 2 MORE THAN 1333 M , THE FEES ARE 5-7 TIMES THE AVERAGE OUTPUT VALUE OF THE THREE YEARS. MORE 2 2 THAN 333 M BUT NOT MORE THAN 667 M , THE FEES ARE 7-9 TIMES THE AVERAGE OUTPUT VALUE OF THE 2 2 THREE YEARS. MORE THAN 200 M BUT NOT MORE THAN 333 M , THE FEES ARE 9-10 TIMES THE AVERAGE OUTPUT VALUE OF THE THREE YEARS. LESS THAN 200, THE FEES SHOULD NOT EXCEED 15 TIMES THE AVERAGE OUTPUT VALUE OF THE THREE YEARS. (2) REQUISITION OF GARDEN, PONDS, AQUATIC, FOREST, PASTURE, THE FEES ARE 4-5 TIMES THE AVERAGE OUTPUT VALUE OF THE THREE YEARS. REQUISITION OF AQUICULTURE PONDS, ARE 6-10 TIMES. (3) REQUISITION OF OTHER LAND, COMPARE TO THE NEARBY FARMLAND, THE FEES ARE 2-4 TIMES THE AVERAGE OUTPUT VALUE OF THE THREE YEARS. REQUISITION OF LAND SHALL PAY COMPENSATION FOR ATTACHMENTS TO OR GREENCROPS ON THE LAND FOR LAND ACQUISITION UNITS ACCORDING TO THE FOLLOWING PROVISIONS: (1) COMPENSATION FOR GREEN CROPS ON THE LAND FOR LAND ACQUISITION UNITS IS TO MATERIAL DAMAGE. HOUSES, TREES AND OTHER ATTACHMENTS ARE PRICING COMPENSATION, OR RECONSTRUCT, REPLANT. ILLEGAL BUILDING AND STRUCTURES, AND BUILDING, STRUCTURES, TREES AND CROPS BUILT OR CULTIVATED AFTER THE LAND ACQUISITION ANNOUNCEMENT SHALL NOT BE COMPENSATED FOR. (2) HOUSE REMOVAL RESETTLEMENT PLAN AND COMPENSATION WITHIN PLANNED URBAN AREA, SUBJECT TO THE RELEVANT PROVISIONS OF THE NATIONAL OR PROVINCIAL GOVERNMENT. AGRICULTURE ACCOUNTS CAN BE CONVERTED TO NON AGRICULTURE ACCOUNTS, IF ALL FARMLAND OF VILLAGERS GROUP BE EXPROPRIATED. THE AVERAGE PER PERSON CULTIVATED LAND AREA IS LOWER THAN 200 M2 ALSO CAN CONVERT TO NON AGRICULTURE ACCOUNTS IN PROPORTION. 5. NEW VEGETABLE FIELD AND FISHPOND DEVELOPMENT FUNDS. UNITS AND INDIVIDUALS, WHO REQUISITION VEGETABLE FIELD AND AQUICULTURE PONDS, SHOULD PAY NEW VEGETABLE FIELD AND AQUICULTURE POND DEVELOPMENT FUNDS. THE STANDARDS OF VEGETABLE FIELD AND FISHPOND DEVELOPMENT FUNDS ARE AS FOLLOWS: (1) NO LESS THAN 45YUAN PER SQUARE METER IN NANCHANG. (2) PEOPLE'S GOVERNMENTS OF MUNICIPALITIES WITH SUBORDINATE DISTRICTS AND AUTONOMOUS PREFECTURES ARE 21-26YUAN PER SQUARE METER. (3) COUNTY LEVEL AND PROVINCE WITHOUT SUBORDINATE DISTRICT ARE 15-24YUAN PER SQUARE METER. USERS WHO USE THE LAND TEMPORARILY SHOULD USE THE LAND ACCORDING TO THE PRPOSES AGREED ARTICLE 57 OF THE LAND UPON IN THE CONTRACT FOR THE TEMPORARY USE OF LAND AND SHOULD NOT BUILD PERMANENT ADMINISTRATION LAW OF THE TEMPORARY STRUCTURES. THE TERM FOR THE TEMPORARY USE OF LAND SHALL NOT USUALLY EXCEED TWO YEARS. PRC LAND USE IF STATE LAND OR LAND COLLECTIVELY OWNED BY FARMERS IS TO BE USED TEMPORARILY FOR PROJECT ARTICLE 35 OF THE MEASURES CONSTRUCTION OR GEOLOGIC EXAMINATION, SUCH USE SHALL BE APPROVED BY THE LAND ADMINISTRATIVE OF JIANGXI PROVINCE FOR THE

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ITEM KEY POINTS INDEX AUTHORITIES OF THE MUNICIPAL OR COUNTY (DISTRICT) GOVERNMENT. IF USING THE FARMLAND, BELOW THE IMPLEMENTATION OF THE LAND 0.4 HECTARE, SHALL BE APPROVED BY PREFECTURAL ADMINISTRATIVE OFFICE AND ADMINISTRATION LAW OF THE MUNICIPALITIES WITH SUBORDINATE DISTRICTS. PRC (APRIL 29, 2000)

KEY PROVISIONS OF SC [2004] NO.28 AND MLR [2004] NO.238, AND THEIR APPLICATION SC [2004] NO.28—IMPROVEMENT OF COMPENSATION AND RESETTLEMENT SYSTEMS FOR LAND ACQUISITION MLR [2004] NO.238 COUNTY-LEVEL AND ABOVE LOCAL GOVERNMENTS SHALL TAKE PRACTICAL MEASURES SO THAT THE STANDARD OF LIVING OF LLFS IS NOT REDUCED BY LAND ACQUISITION. LAND COMPENSATION, RESETTLEMENT SUBSIDY AND COMPENSATION FOR GROUND ATTACHMENTS AND CROPS SHALL BE PAID IN FULL AND TIMELY PURSUANT TO LAW. IF THE LAND COMPENSATION AND RESETTLEMENT SUBSIDY PURSUANT TO THE PREVAILING LAWS AND REGULATIONS ARE INSUFFICIENT TO FIXATION OF UNIFORM Article 12 MAINTAIN THE FORMER STANDARD OF LIVING OF THE LLFS OR TO PAY THE SOCIAL SECURITY EXPENSES AAOV RATES Improvement OF FARMERS WHO LOSE ALL LAND DUE TO LAND ACQUISITION, GOVERNMENTS OF PROVINCES, DETERMINATION OF of measures AUTONOMOUS REGIONS AND MUNICIPALITIES DIRECTLY UNDER THE CENTRAL GOVERNMENT SHALL UNIFORM AAOV MULTIPLES for APPROVE AN INCREASED RESETTLEMENT SUBSIDY. IF THE SUM OF THE LAND COMPENSATION AND THE FIXATION OF INTEGRATED compensation RESETTLEMENT SUBSIDY ATTAINS THE STATUTORY UPPER LIMIT AND IS STILL INSUFFICIENT TO MAINTAIN LAND PRICES FOR LAND for land THE FORMER STANDARD OF LIVING OF THE LLFS, LOCAL GOVERNMENTS MAY PAY A SUBSIDY FROM THE ACQUISITION AREAS acquisition INCOME FROM COMPENSATED USE OF STATE LAND. DISTRIBUTION OF LAND GOVERNMENTS OF PROVINCES, AUTONOMOUS REGIONS AND MUNICIPALITIES DIRECTLY UNDER THE COMPENSATION CENTRAL GOVERNMENT SHALL FIX AND PUBLISH THE UNIFORM AAOV RATES OR INTEGRATED LAND PRICES FOR LAND ACQUISITION OF ALL CITIES AND COUNTIES, SO THAT THE SAME PRICE APPLIES TO THE SAME KIND OF LAND. FOR KEY CONSTRUCTION PROJECTS OF THE STATE, LAND ACQUISITION EXPENSES MUST BE LISTED IN THE BUDGETARY ESTIMATE IN FULL. COUNTY-LEVEL AND ABOVE LOCAL GOVERNMENTS SHALL TAKE SPECIFIC MEASURES TO GUARANTEE LONG-TERM LIVELIHOODS OF LLFS. RESETTLEMENT FOR FOR PROJECTS WITH A STABLE INCOME, FARMERS MAY BECOME A SHAREHOLDER USING THE RIGHT TO AGRICULTURAL USE OF LAND USED FOR CONSTRUCTION APPROVED PURSUANT TO LAW. PRODUCTION Article 13 WITHIN THE URBAN PLANNING AREA, LOCAL GOVERNMENTS SHALL BRING FARMERS WHO LOSE ALL LAND RESETTLEMENT BY Proper DUE TO LAND ACQUISITION INTO THE URBAN EMPLOYMENT SYSTEM, AND ESTABLISH A SOCIAL SECURITY REEMPLOYMENT resettlement of SYSTEM; OUT OF THE URBAN PLANNING AREA, IN ACQUIRING LAND COLLECTIVELY OWNED BY FARMERS, RESETTLEMENT BY LLFs LOCAL GOVERNMENTS SHALL RESERVE NECESSARY CULTIVATED LAND OR ARRANGE APPROPRIATE JOBS DIVIDEND DISTRIBUTION FOR LLFS WITHIN THE SAME ADMINISTRATIVE AREA; FARMERS WITHOUT LAND WHO DO NOT HAVE THE NON-LOCAL BASIC LIVING AND PRODUCTION CONDITIONS SHALL BE SUBJECT TO NON-LOCAL RESETTLEMENT. RESETTLEMENT THE LABOR AND SOCIAL SECURITY AUTHORITIES SHALL PROPOSE GUIDELINES FOR THE EMPLOYMENT TRAINING AND SOCIAL SECURITY SYSTEMS FOR LLFS AS SOON AS POSSIBLE. Article 14 DURING LAND ACQUISITION, THE OWNERSHIP OF COLLECTIVE LAND OF FARMERS AND THE RIGHT TO DISCLOSURE OF

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SC [2004] NO.28—IMPROVEMENT OF COMPENSATION AND RESETTLEMENT SYSTEMS FOR LAND ACQUISITION MLR [2004] NO.238 Improvement CONTRACTED MANAGEMENT OF FARMERS’ LAND SHALL BE MAINTAINED. INFORMATION ON LAND of land BEFORE ACQUISITION IS SUBMITTED FOR APPROVAL PURSUANT TO LAW, THE USE, LOCATION, ACQUISITION acquisition COMPENSATION RATE AND MODE OF RESETTLEMENT OF THE LAND TO BE ACQUIRED SHALL BE NOTIFIED CONFIRMATION OF LAND procedures TO LLFS; THE SURVEY RESULTS OF THE PRESENT SITUATION OF THE LAND TO BE ACQUIRED SHALL BE ACQUISITION SURVEY CONFIRMED BY RURAL COLLECTIVE ECONOMIC ORGANIZATIONS AND FARMERS TO BE AFFECTED BY LAND RESULTS ACQUISITION; IF NECESSARY, THE LAND AND RESOURCES AUTHORITIES SHALL ORGANIZE A HEARING IN ORGANIZATION OF LAND ACCORDANCE WITH THE APPLICABLE PROVISIONS. THE MATERIALS FOR NOTIFICATION TO AND ACQUISITION HEARING CONFIRMATION BY THE LLFS SHALL BE TAKEN AS REQUISITE MATERIALS FOR APPROVAL FOR LAND ACQUISITION. ACCELERATE THE ESTABLISHMENT AND IMPROVEMENT OF THE COORDINATION AND JUDGMENT MECHANISM FOR DISPUTES OVER COMPENSATION AND RESETTLEMENT FOR LAND ACQUISITION TO PROTECT THE LAWFUL RIGHTS AND INTERESTS OF LLFS AND LAND USERS. APPROVED MATTERS OF LAND ACQUISITION SHALL BE DISCLOSED UNLESS IN SPECIAL CASES. IF THE COMPENSATION AND RESETTLEMENT FOR LAND ACQUISITION HAS NOT BEEN IMPLEMENTED, THE DISCLOSURE OF APPROVAL ACQUIRED LAND SHALL NOT BE USED FORCIBLY. ITEMS OF LAND Article 15 GOVERNMENTS OF PROVINCES, AUTONOMOUS REGIONS AND MUNICIPALITIES DIRECTLY UNDER THE ACQUISITION Strengthening CENTRAL GOVERNMENT SHALL FORMULATE THE PROCEDURES FOR THE DISTRIBUTION OF THE LAND PAYMENT OF Supervision COMPENSATION WITHIN RURAL COLLECTIVE ECONOMIC ORGANIZATIONS ON THE PRINCIPLE THAT THE COMPENSATION AND over the LAND COMPENSATION IS USED FOR RURAL HOUSEHOLDS AFFECTED BY LAND ACQUISITION MAINLY. RESETTLEMENT EXPENSES implementation RURAL COLLECTIVE ECONOMIC ORGANIZATIONS AFFECTED BY LAND ACQUISITION SHALL DISCLOSE THE FOR LAND ACQUISITION of land RECEIPT, DISBURSEMENT AND ALLOCATION OF LAND COMPENSATION FEES TO THEIR MEMBERS AND POST-APPROVAL acquisition ACCEPT SUPERVISION. THE AGRICULTURAL AND CIVIL AFFAIRS AUTHORITIES SHALL STRENGTHEN THE SUPERVISION AND SUPERVISION OVER THE ALLOCATION AND USE OF LAND COMPENSATION FEES WITHIN RURAL COLLECTIVE INSPECTION OF LAND ECONOMIC ORGANIZATIONS. ACQUISITION

ABSTRACT OF POLICIES AND REGULATIONS ON THE ACQUISITION OF COLLECTIVE LAND OF JIANGXI PROVINCE

ITEM KEY POINTS INDEX 1.People's governments at all levels should attach great importance to the land-loss Notice of the Jiangxi farmers work of primary endowment insurance, strengthen the leadership, the work Provincial Government Endowment insurance should be brought into the economic and social development plans and annual target on forwarding the for LLFs management, carrying out responsibility system of the government's main leadership, further improvement of strengthen the policy implementation, ensure the timely and full funding in place. To set the up by human resources social security departments, coordinate relevant departments to primary endowment in

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ITEM KEY POINTS INDEX work closely with the working mechanism of the policies and measures to strengthen surance work scheduling, situation of work and strengthen supervision and inspection to timely for land expropriated f solve the new situation, new problems in the policy implementation, to ensure work armers issued by safety. JXHRSS and other 2. Human resources department of social security is the main department in charge of departments. (JPG primary endowment insurance work for land-loss farmers, responsible for organization of [2014] No.12) overall planning, policy formulation, implementation and management. Financial department is responsible for extraction, fund-raising, the budget and audit supervision and management of funds. Land resources department is responsible for land expropriation, compensation; cooperating with the financial department in raising money for land-loss farmers’ basic endowment insurance, in conjunction with the human resources social security departments in verification scope of ginseng protect personnel and censorship. The auditing department, according to its duty, implements the supervision of the fund-raising, management and usage of primary endowment insurance expends subsidies for land-loss farmers. 3.According to the actual need of the basic endowment insurance work for land-loss farmers, all places should enrich the work force, ensure the necessary working conditions and funds, regulate the handling process, improve the information system, strengthen the statistical management, promote land-loss farmers pension insurance agency service refinement, standardization and scientific management. Set up primary endowment insurance early warning mechanism, accurately assess and estimate risk and fund gap after bringing land-loss farmers into the basic old-age insurance system, strictly involve land-loss farmers primary endowment insurance into the provincial level plan as a whole, earnestly assign the local government’s responsibility of fund collection and fund underpinning in the basic endowment insurance. 4. Before the implementation of this Notice, the places where have already issued regulations for the land-loss farmers' basic endowment insurance, have to modify and improve in accordance with the provisions of this opinion, to earnestly implement the land-loss farmers' primary endowment insurance expends subsidies, urban and rural residents basic endowment insurance should not instead of land-loss farmers social security, to ensure a smooth transition of new and old system; The places where have not issued regulations for the land-loss farmers' basic endowment insurance, have to implement before the end of December 2014. The city divided into districts shall be submitted to the provincial human resources and social security department for the record; the counties’ must be reported to districts municipal human resources and social

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ITEM KEY POINTS INDEX security bureau for the record.

New compensation standard for land requisition is made of land compensation fees and resettlement fees, not including compensation for attachments to or green crops on the Notice of the Uniform land and social security fees, which should be as separate, listed as expenditure. No AAOV Rates and lowering standards. Using state-owned land, the compensation can refer to this Location-based published criterion. The national and provincial key transportation, energy, water Integrated Land Prices Compensation rates for conservancy and other large-scale infrastructure construction projects, subject to the LA for Land relevant provisions of the provincial government. Compensation of According to the table of the Uniform AAOV Rates for land compensation of Jiangxi Jiangxi Province (GPG province, the compensation standards of Xiangdong town and Xiashankou street in [2010] No.126) Pingxiang province are 37414yuan per Mu.

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Appendix 7 Policy on the Endowment Insurance for LLFs  Jiangxi Province Notice of the Jiangxi Provincial Government on forwarding the further improvement of the primary Endowment Insurance for land-loss farmers issued by JXHRSS and other departments (JPG [2014] No.12)

Municipal and county (district) people's government, provincial government departments： Provincial human resources and social security department, ministry of land and resources, the provincial financial department on issuing the further improvement of the primary endowment insurance for land-loss farmers, has been approved by provincial government. Now forward to you, please combine with the actual, and earnestly carry out. （publicly）

the further improvement of the primary endowment insurance for land-loss farmers Provincial human resources and social security department, ministry of land and resources, the provincial financial department

In order to put into effect the ccp central committee’s spirit of document, decisions on the comprehensive reform of certain major issue decision, further improve the policy of the primary endowment insurance for land-loss farmers, according to the relevant laws, regulations and policies, in light of the actual situation of this province, these opinions are enacted.

1. The guiding ideas and fundamental principles

(1) The guiding ideas. Guided by Deng Xiaoping theory and "three represents" important thought, the concept of scientific development, move forward and coordinate the social security system in urban and rural areas as required, adhere to the policy of universally available, basic insurance, multi-tiered and sustainable, focus on fairness, adaptation to mobility, sustainability, bring land-loss farmers into social security system, fist

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provide insurance and then expropriate, safeguard the legitimate rights and interests of land-loss farmers, maintain social harmony and stability.

(2) The fundamental principle. Insist the same platform, focus on the old-age security, and bring land-loss farmer into current basic old-age pension insurance system. The one who use the land requisitioned has the responsibility. Widen the channel of fund-raising, combine social subsidy with individual payment. Firstly solve the problem of new land-loss farmers’ old-age security, according to our capability, actively and steadily, solve these remaining problems.

2. The scope of protection

(3) Land-expropriated farmers, mainly refers to agricultural population of the province, who lose most owned land, per capita cultivated land is less than 0.3 Mu, as the provincial or county government take over collective land in a unified manner, over the age of 16, and having the right to operate contracted land. Not including person on the strength, retirees, or worker who enjoys right of endowment insurance pay. Set in light of local conditions.

(4) The village economic collectives shall list ginseng protect personnel, which the township people's governments and urban neighborhood offices approve, the ministry of land and resources, the Ministry of agriculture, and the ministry of human resources and social security confirm and announce, then shall be filed with people's government in the locality. The date, which the state council and provincial people's government agree to land acquisition, is presumed to be an age point.

3. Security measures and subsidies standards

(5) Voluntary chooses to take part in workers basic endowment insurance, or urban and rural pension insurance.

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(6) In accordance with the regulations, the local government shall provide insurance subsidies; the time limit shall not be more than 15 years. They themselves have performed the obligation of paying premium, no matter which insurance system they choose. Non-participating land-loss farmers do not enjoy premium subsidies. Encourage the village collective economic organizations fund the farmers on the requisitioned land.

(7)The standards of the premium subsidies are equal to annual average wages of staff and workers *60%*12%*fixed number of year of the subsidies. The fixed number of year of the subsidies is graded by the age of farmers. No reducing subsidies standards.

(8) Land expropriated farmers, who take participate in the workers basic old-age pension insurance system, registered by social insurance agencies, into the individual account, the individual base pay in accordance with the approved 60% annual average wages of staff and workers, expend scale is 20%. The subsidies merge into the society plans as a whole plans. Individuals pay endowment insurance to the ratio of 8%, into personal accounts. When reaching a certain age, farmers can enjoy the treatment.

(9) Land expropriated farmers, who take participate in the urban and rural basic old-age pension insurance system, registered by urban and rural basic old-age pension insurance agencies, into the individual account. To who have already attended endowment insurance, increase the issuance of pensions in personal accounts, but do not calculate capture expends fixed number of year. When reaching a certain age, farmers can enjoy the treatment. If the insured farmers whose land was expropriated death, its individual account of basic pension insurance payment can be inherited according to law.

(10) To solve the legacy problems before this law enacted all places should raise funds through multiple channels, according to the social security system of urban and rural residents. For farmers who have troubles in payment, the government should explore

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options, such as bank loans, government subsidized, and part of pension funds repay, to solve the problem.

4. Raising the Subsidies

(11) Operate strictly following the requirements, that is “the approval is not allowed if social security costs are not implemented “in Notice of the State Council on Issues Concerning the Strengthening of Land Control and Adjustment (SC [2006] No.31), when land acquisition. Base on this condition, bring primary endowment insurance expends subsidies into land acquisition costs, formulate payment subsidy scheme, specific objects, standards and fund-raising method. Ensure that subsidy funds are allocated to the social security fund account within 3month after the plan of land acquisition compensation and settlement approved.

（12）City, county government should be conscientiously implement the policy of standardize management of revenue and expenditure of state-owned land-use right. No less than 8% of land transfer fund in cities and counties be taken as land-loss farmers social security fund. Subsidies for social security of farmers on the requisitioned land are mainly used to solve the payment problems before or after the implementation of this notice, and the funding gap problem.

(13)After this notice implementation, prior to approval land acquisition, all places should calculate the funds number according to land scale, security number (divide the estimated area of the expropriated land by per capita agricultural land before acquisition in village economic collectives), and subsidy standards. The funds will be deposit to bank escrow account, which is preset by ministry of human resources and social security, and finish the payment after the land approved, prepaid insurance retreat more fill less.

(14) Prior to approval land acquisition, all places should following the Notice of conscientiously do the work of social security of farmers on the requisitioned, issued by the

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ministry of labor and social security and the ministry of land and resources, submit the material to the ministry of labor and social security after prepaid insurance putting in place. Otherwise the requisition shall not be approved.

5. Requirements

(15) People's governments at all levels should attach great importance to the land-loss farmers work of primary endowment insurance, strengthen the leadership, the work should be brought into the economic and social development plans and annual target management, carrying out responsibility system of the government's main leadership, strengthen the policy implementation, ensure the timely and full funding in place. To set up by human resources social security departments, coordinate relevant departments to work closely with the working mechanism of the policies and measures to strengthen work scheduling, situation of work and strengthen supervision and inspection to timely solve the new situation, new problems in the policy implementation, to ensure work safety.

(16) Human resources department of social security is the main department in charge of primary endowment insurance work for land-loss farmers, responsible for organization of overall planning, policy formulation, implementation and management. Financial department is responsible for extraction, fund-raising, the budget and audit supervision and management of funds. Land resources department is responsible for land expropriation, compensation; cooperating with the financial department in raising money for land-loss farmers’ basic endowment insurance, in conjunction with the human resources social security departments in verification scope of ginseng protect personnel and censorship. The auditing department, according to its duty, implements the supervision of the fund-raising, management and usage of primary endowment insurance expends subsidies for land-loss farmers.

(17)According to the actual need of the basic endowment insurance work for land-loss farmers, all places should enrich the work force, ensure the necessary working conditions

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and funds, regulate the handling process, improve the information system, strengthen the statistical management, promote land-loss farmers pension insurance agency service refinement, standardization and scientific management. Set up primary endowment insurance early warning mechanism, accurately assess and estimate risk and fund gap after bringing land-loss farmers into the basic old-age insurance system, strictly involve land-loss farmers primary endowment insurance into the provincial level plan as a whole, earnestly assign the local government’s responsibility of fund collection and fund underpinning in the basic endowment insurance.

(18) Before the implementation of this Notice, the places where have already issued regulations for the land-loss farmers' basic endowment insurance, have to modify and improve in accordance with the provisions of this opinion, to earnestly implement the land-loss farmers' primary endowment insurance expends subsidies, urban and rural residents basic endowment insurance should not instead of land-loss farmers social security, to ensure a smooth transition of new and old system; The places where have not issued regulations for the land-loss farmers' basic endowment insurance, have to implement before the end of December 2014. The city divided into districts shall be submitted to the provincial human resources and social security department for the record; the counties’ must be reported to districts municipal human resources and social security bureau for the record.

(19) To encourage and support the basic endowment insurance work for the land-loss farmers, the incentive mechanism is founded since 2014, the required funds is arranged by the provincial social security funds collect and plan as a whole. The specific measures shall be formulated by Provincial financial department and human resources and social security office.

(20) The opinions from the date of release, as stated in the past, such as do not agree with this opinion, will be subject to this opinion. The provincial human resources and social

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security department, ministry of land and resources, the provincial financial department shall be responsible for the interpretation of the specific Execution issues

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 Pingxiang municipality Notice of Pingxiang Municipal People's Government on the issuance of the Pingxiang land-loss farmers to participate in the implementation of views of basic endowment insurance (Ping Fu Fa [2014] No. 27)

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 Xiangdong District

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Appendix 8 Public Participation and Minutes

Time November 3, 2014 Location Xiangdong Sub-PMO NRCR, Director Liu and Director Wu of Xiangdong County Participants Development and Reform Commission, Head of Xiangdong county Water Authority, Head of wastewater pipeline network Project Consultation the relevant policy on housing demolition of Xiangdong Topics County. (1)A meeting system should be established and the list of collected materials updated regularly. The main (2)Project progress should be caught up. Contents and (3)Hohai University made a brief introduction to the resettlement tasks Results to be implemented and support needed in the next few days. (4)The scope of construction was discussed, and the feasibility study report studied. Time November 3, 2014 Location Dajiang Bian Village Committee Organizers Xiangdong Sub-PMO, Xiangdong Town People's Government Participants NRCR, Xiangdong Town People's Government, Dajiang Bian Village Committee, representatives of groups, 22 affected persons including 6 women. Topics Resettlement willing , meetings which are relative to land acquisition. Dajiang Bian village is located at the west of Pingshui river,including 7 groups with 3247 persons.Held a meeting to learn the extent of policy propaganda and villagers’ agreement to the Xiangdong Project, the choice of resettlement willingness, family size, income, The main consumption situation, living environment and the extent of villagers Contents and understand land acquisition policy. Results 56% persons choose to cash compensation.adjusted land account for 22%. A little more Persons choose to the method of rebuilding their house compare with the way of buying commercial housing and other ways. Time November 4, 2014 Location Xinjian Committee Organizers Xiangdong Sub-PMO, Xiashan Kou sub-district office Participants NRCR, Xiashan Kou sub-district office, Xinjian Committee, representatives of groups, 22 affected persons including 6 women and vulnerable groups of 2 persons. Topics Resettlement willing , meetings which are relative to land acquisition. Xinjian Community is located at the new street of Xiashan Kou, and is The main adjacent to Rixing community. The community has 5 groups including Contents and 480 households with 1886 persons.Man account for about 52% of the Results total population. The population of labor force is 848. The total land area is 420 mu,including 72 mu cultivated field. per capita net income

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is 6500 yuan/year. Held a meeting to learn the extent of policy propaganda and villagers’ agreement to the Xiangdong Project, the choice of resettlement willingness, family size, income, consumption situation, living environment and the extent of villagers understand land acquisition policy. 60% persons choose to cash compensation. Persons whose house will be dismantled prefer to choose the way of buying commercial housing and other ways. Time November 4, 2014 Location Xinzhong Committee Organizers Xiangdong Sub-PMO, Xianshan Kou sub-district office Participants NRCR, Xianshan Kou sub-district office, Xinzhong Committee, representatives of groups, 17 affected persons, 6 representatives of vulnerable groups ,including 5 women. Topics Resettlement willing , meetings which are relative to land acquisition. Xinzhong village has 16 groups, including 615 households with 2702 persons.Villagers’ income mainly comes from non-agricultural industry. Held a meeting to learn the extent of policy propaganda and villagers’ The main agreement to the Xiangdong Project, the choice of resettlement Contents and willingness, family size, income, consumption situation, living Results environment and the extent of villagers understand land acquisition policy. They willing to accept cash compensation. Persons whose house will be dismantled prefer to choose the way of buying commercial housing . Time November 4, 2014 Location Xincun committee Organizers Xiangdong Sub-PMO, Xianshan Kou sub-district office Participants NRCR, Xianshan Kou sub-district office, Xincun Committee, representatives of groups, 15 affected persons, 7 representatives of vulnerable groups ,including 5 women. Topics resettlement willing , meetings which are relative to land acquisition. Xincun Committee has 705 households with more than 3000 persons. It has about 500 mu land, including 300 mu cultivated field and 200 mu vegetable field. The per capita Cultivated land is 0.17 The main mu. The whole village mainly plant rice,the rice yield is 500 kg/mu. Contents and They plant vegetable for eating. Villagers’ income mainly comes from Results non-agricultural industry. In this project, 19 mu collective land in the village is expropriated permanently. The village does not involve a temporary covering, the rural housing demolition affect 3 households with 18 persons. The housing demolition does not affect enterprises. Time November 5, 2014 Location Rixing Committee Organizers Xiangdong Sub-PMO, Xianshan Kou sub-district office Participants NRCR, Xianshan Kou sub-district office, representatives of groups,

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15 affected persons, including 5 women. Topics Resettlement willing , meetings which are relative to land acquisition. The main villagers almost do not plant rice, each household plant vegetable. Contents and per capita net income is 5800 yuan/year. Villagers are all choose Results cash compensation because there is no farm land in the village. Time November 5, 2014 Location Yantian Committee Organizers Xiangdong Sub-PMO, Xianshan Kou subdistrict office Participants NRCR, Xiangdong Town People's Government, Yantian Committee, representatives of groups, 16 affected persons, 7 representatives of vulnerable groups ,including 5 women. Topics Resettlement willing , meetings which are relative to land acquisition. The main Mode of compensation and resettlement for housing Contents and demolition,including two ways of exchange of land and cash Results compensation. The compensation will be paid at replacement cost. Time November 6, 2014 Location Qianjie Committee Organizers Xiangdong Sub-PMO, Xiangdong Town People's Government. Participants NRCR, Xiangdong Town People's Government, Qianjie Committee, representatives of groups, 13 affected persons, 4 representatives of vulnerable groups ,including 3 women. Topics Resettlement willing , meetings which are relative to land acquisition. Learning resource of income:Qianjie Committee is located at the right side of Pingshui river.villager has almost no farm land ,they make The main their living by working or doing business. Construction of flood Contents and control projects has been implemented in 2004, Mode of Results compensation for housing demolition,including upfront compensation and latter compensation. Time November 7, 2014 Location Xiangdong County People's Government 2 persons of NRCR , Head of Xiangdong County People's Participants Government Topics Consultation the relevant policy on housing demolition . 1) Learning impacts of land acquisition and housing demolition in the Xiangdong Project The main 2) Learning the compensation rates for and policies on land Contents and acquisition and housing demolition in the Xiangdong Project. Results 3) Learning taxes and fees payable on land acquisition. 4) Learning past resettlement and compensation policies on land acquisition and housing demolition in the Xiangdong Project. Time November 7, 2014 Location Xiangdong County House Demolition Office Participants 2 persons of NRCR , Head of Xiangdong County House Demolition

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Office Consultation the relevant policy on housing demolition of Xiangdong Topics County. 1) Learning impacts of land acquisition and housing demolition in the Xiangdong Project The main 2) Learning the compensation rates for and policies on land Contents and acquisition and housing demolition in the Xiangdong Project. Results 3) Learning past resettlement and compensation policies on land acquisition and housing demolition in the Xiangdong Project. Time November7, 2014 Location Xiangdong County Agricultural Insurance Bureau 2 persons of NRCR, Head of Xiangdong County Agricultural Participants Insurance Bureau Consultation the relevant policy on Social Security Policy of Topics Xiangdong County 1)Recently, Social Security Policy of Land-expropriated Farmers of Xiangdong County is mainly based on Notice of Xiangdong County People's Government Office Issuing on Social Security Policy of Land-expropriated Farmers （JPG[2012]NO.10） 2)The latest Social Security Policy of Land-expropriated Farmers of The main Jiangxi Province has just issued this year, the policy is Contents and Jiangxi Provincial People's Government Office Transmit Notice of Results Jiangxi Provincial Human Resources and Social Security Office and other departments on further Perfecting the Policy of Endowment Insurance of Land-expropriated Farmers.（JPGO[2014]NO.12） 3)Pingxiang City and Xiangdong County are actively studying the latest policies on Social Security policies of Land-expropriated Farmers of Jiangxi Province.but it has not yet issued.

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Appendix 9 Resettlement Information Booklet

ADB-financed——Jiangxi Pingxiang Integrated Urban and Rural Infrastructure Improvement Project

ADB-financed Jiangx Pingxiangi Integrated Urban and Rural Infrastructure Improvement Project Pingshui River Integrated Improvement Project

Resettlement Information Booklet

Xiangdong·China

April 2015

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1 Overview of the Xiangdong Project 1.1 Background and Description of the Xiangdong Project Xiangdong is located at west of Jiangxi Province,it’s geographic coordinates is between east longitude 11 113 ° 15 '~ 114 ° 17' and north latitude 26 ° 27 '~ 28 ° 01', bordering Anyuan to the east, Li Ling City to the west, Youxian to the south, Shangli to the north. The region has eight towns, 2 townships, a neighborhood offices, 27 resident committees and 127 village committees, with a total area 858.8km2, from the provincial capital Nanchang 287km. The region's total population is 39.72 million. Due to Xiangdong’s deputy city has not formed a complete system of flood control projects yet, most regional flood and waterlogging control capacity remains low. The two sides are often inundated Ping River midstream, when floods occur; moreover not Xiangdong drainage system, street gutters is mostly stamped plate, could easily lead to poor blockage of drainage; Wastewater is not centrally controlled and uncontrolled discharge into the river, polluting the city water system; in order to ensure safety of life and property of the residents of the Ping River on both sides, and promote local economic development, the establishment of new eco-city, the implementation of the Xiangdong Project is significant. 1.2 Summary of Resettlement Impacts of the Xiangdong Project The Xiangdong Project affects a total population of 1890 among the female population 921 people, accounting for 48.73% of all affected by population,including463 households with 1860 persons, 2 entities with 23 staff members, and 2 shops with 7 staff members.The main resettlement impacts are as follows: The main resettlement impacts of the Xiangdong Project are the permanent acquisition of rural collective land, the permanent occupation of state-owned land, the demolition of rural residential houses, and the relocation of enterprises.The Xiangdong Project totally affected 463 households with 1,890 person, with 921 women, account for 48.7%,, including 2 HHs with 3 persons of ethnic minorities. A total of 285.9 mu of collective land will be acquired for the Xiangdong Project, including 212.3mu of paddy fields, 66.08 mu of rural construction land, 7.46mu of dry land, and 0.06 mu of housing site. The land acquisition of Xiangdong Project affects Xinzhong, Xincun, Xinjian, RIxing, Yantian neighborhood committees of Xiangdong, Xiashankou Street and Dajiangbian Country with 19 Groups of 2 Towns, 6 Countries and the APs are 325 households with 1,294 persons. The Xiangdong Project will occupy the state-owned construction land 71.31 mu, all caused by Pingshui River Integrated Improvement Project. The Xiangdong Project will temporarily occupy 156.89 mu rural collective land, involving the Xinzhong, Rixing, Yantian Neighborhood committees of Xiashankou Street and Dajiangbian Country of Xiangdong Town total 5 groups of 2 Towns, 4 Villages, the

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APs are 75 households with 327 persons.The Xiangdong Project will temporarily occupy state-owned road 331.94 mu. 12,518 ㎡ house will be demolished of the Xiangdong Project, affecting 63 households with 239 persons, including residential housing 12,324 ㎡ with 2,289 ㎡ in brick-concrete structure, 10,035 ㎡ in brick-timber structure, affecting 59 household with 225 persons. Urban residential house demolition is 194 ㎡, which is the brick structure, affecting 4 household with 14 persons. The non-residential demolition on rural collective land affects 2 enterprises and and 2 shops in total. Total 1,891 ㎡ (2.84 mu) land will be permenantly occupied and 497 ㎡ non-residential houses to be demolished, which will affect a total of 30 persons. Temporary land occupation is caused by the Pingshui River Integrated Improvement Project and Xiangdong Distrcit wastewater pipeline network Project, where 488.83 mu of land will be occupied, including 156.89 mu collective land, affecting 75 households with 327 persons, all caused by Pingshui River Integrated Improvement Project and 331.94 mu state-owned land, all caused by Xiangdong Distrcit wastewater pipeline network Project. 11 types of infrastructure and ground attachments will be affected. Pingshui River Integrated Improvement ProjectPingshui River Integrated Improvement ProjectXiangdong Distrcit wastewaterPingshui River Integrated Improvement ProjectSee table 2.

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Table 2 Summary of Resettlement Impacts of the Xiangdong Project

Pingshui River Integrated Improvement Project Xiashankou town Xiangdong town Town Type New NewCom village Dajiangbi Xiangdon Total Xinzhong Rixing Jiantian Total Hezhou Xinmei Total Total munity Communi an g ty Acquisitio n of mu 133.73 67.95 36.66 0 0 238.34 24.26 10.7 1.79 36.75 10.81 10.81 285.9 collective land Among which, the mu 112.1 67.42 0 0 0 179.52 24.19 3.45 1.79 29.43 10.81 10.81 219.76 cultivated land Demolition of rural ㎡ 100 25 2238 4811 550 7724 4600 0 0 4600 0 0 12324 residential houses Demolition of urban ㎡ 0 0 0 0 0 0 0 0 0 0 194 194 194 residential houses Demolition of non-reside ntial ㎡ 0 0 0 212 0 212 285 0 0 285 0 0 497 houses on state-own ed land Temporar y occupatio mu 88.82 34.93 18.28 0 0 142.03 14.86 0 0 14.86 0 0 156.89 n of collective land Temporar y mu / / / / / / / / / / / / 331.94 occupatio n of state

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land

Affected population – households HH 99 118 31 0 0 248 35 16 3 54 23 23 325 ——by LA / 400 467 122 0 0 989 141 65 11 217 88 88 1294 HH 2 1 10 16 3 32 27 0 0 27 4 4 63 ——by HD / 3 2 41 59 13 118 107 0 0 107 14 14 239

——by LA HH 2 1 7 0 0 10 19 0 0 19 3 3 32 and HD / 3 2 26 0 0 31 77 0 0 77 9 9 117 ——by HH 44 10 7 0 0 61 14 0 0 14 0 0 75 temporary land / 192 43 30 0 0 265 62 0 0 62 0 0 327 acquired Affected population – enterprises Relocation HH 0 0 0 0 0 0 2 0 0 2 0 0 2 of enterprise / 0 0 0 0 0 0 23 0 0 23 0 0 23 s Relocation HH 0 0 0 2 0 2 0 0 0 0 0 0 2 of shops / 0 0 0 7 0 7 0 0 0 0 0 0 7 Subtotal of affected / 595 512 193 66 13 1379 333 65 11 409 102 102 1890 populatio n

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2 Legal Framework and Policies 2.1 Laws, Regulations and Policies Applicable to Resettlement The resettlement policies of the Xiangdong Project have been developed in accordance with the laws and regulations of the PRC, and ADB’s applicable policy.

1）ADB policy  Safeguard Policy Statement (SPS), June 2009  Public Communications Policy, 2011  Accountability mechanism policy, 2012

 Decision of the State Council on Deepening the Reform and Rigidly Enforcing Land Administration (SC [2004] No.28) (October 21, 2004)  Guidelines on Improving Compensation and Resettlement Systems for Land Acquisition (MLR [2004] No.238) (November 3, 2004)  Measures for the Administration of the Preliminary Examination of the Land Used for Construction Projects (Decree No.27 of the Ministry of Land Resources, effective from December 1, 2004)  Guidelines of the Ministry of Labor and Social Security on Doing a Good Job in the Employment Training and Social Security for Land-lost Farmers(SCO [2006]29), issued by office of the State Council and the Ministry of Labor and Social Security (April 10, 2006).

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resettlement standards (JPG [2007] No.23)  Notice of the Uniform AAOV Rates and Location-based Integrated Land Prices for Land Compensation of Jiangxi Province (GPG [2010] No.126)  Notice of the Jiangxi Provincial Government on forwarding the further improvement of the primary endowment insurance for land expropriated farmers issued by JXHRSS and other departments. (JPG [2014] No.12) (April 9, 2014)  Measures of Pingxiang for the Implementation of the Expropriation of houses on state-owned land and Compensation Law(PGO [2012] No.12)  Notice of the Pingxiang municipal people's government office on Issuing the Measures of the social security for Land-loss farmers in Pingxiang (PGO [2011] No.3)  Measures for the future improvement and management on the land administration issued by the Pingxiang municipal people's government(PGO [2011] No.9)  Notice of the people's government on Issuing the Measures for the social security of Land-loss farmers in Xiangdong (XPG [2012] No.10) Notice of the Xiangdong district people's government office on Issuing the work coordination plan of the expropriation of lands and houses on the upgrading project of S533 road Wuli to Tongtian part (XGO〔2014〕No.43) 2.2 Cut-off Date of Compensation The cut-off date for the eligibility for compensation is April 30, 2015, which have been disclosed in the Xiangdong Project area. Any newly claimed land, newly built house or settlement in the Xiangdong Project area by the APs after this date will not be entitled to compensation or subsidization. Any building constructed or tree planted purely for extra compensation will not be counted in. 2.3 Compensation rate of resettlement impact 2.3.1Acquisition of Collective Land According to the Land Administration Law of the PRC, the Guidelines on Improving Compensation and Resettlement Systems for Land Acquisition, Jiangxi Provincial Measures on Land Acquisition Management (amendment), the Measures of Jiangxi Province for the Implementation of the Land Administration Law of the PRC, and Notice of the Jiangxi Provincial Government on Issuing the Location-based Integrated Land Prices and Uniform AAOV Rates for Land Compensation of Jiangxi Province (JPG [2010] No.126), the compensation rates for LA shown in Table 3. See crops compensation rate for different types of land in Table 4. The compensation rates will be amended as the policies adjusted by Jiangxi province government, but are

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minimal for the Xiangdong Project. Table 3 Compensation for Acquired Collective Land Paddy, vegetable, Dry land, housing AAOV Uncultivated land Woodland No Town/Stre garden, fish pond site District standar . et d Multipli yuan/m Multipli yuan/m Multipli yuan/m Multipli yuan/m er u er u er u er u Xiashanko 1 1556 24 37414 25067 7483 13095 Xiangdo u ng 2 Xiangdong 1556 24 37414 25067 7483 13095

2.3.2 Temporary Land Occupation Project dredging sludge dumps will be temporarily occupied rural collective land,

temporary occupation of land will be compensated according to the actual occupied time, in accordance with the relevant provisions of Xiangdong, temporary land compensation

standard is 2200 yuan / (mu • year), as shown in Table 5. Among them, for the occupation of farmland, the unit is responsible for land reclamation.

Table 5 Compensation Rate for Temperary Occupation

No. Category Unit Rate (yuan/unit)

Compensation for temporary land 1 mu·year 2200 occupation Besides, there are also some temporary land occupation caused by the laying of

wastewater pipeline network, which is now land for state-owned road. After the laying of pipeline network is completed, the construction unit will recover it. Related costs are included in construction investments. So no compensation for temporary land occupation will be paid.

2.3.3Demolition of Residential Houses Project plans for their resettlement program offers two options for residential demolition affected households, can be completely monetary compensation can also be arranged by the government in this village a new housing site, while providing monetary compensation for housing, self-building by farmers. Affected area house demolition compensation standards will determine the compensation standard housing demolition by resetting the assessment methodology to assess the Xiangdong Project implementation agencies and units will be demolished common choice, assessment results need to be confirmed demolition. The report referring to the same period in engineering project budget period similar compensation standards,

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Table 6 Compensation Rate for Residential Houses Categary of affct Structural type Unit Rate (yuan/unit) Brick and Concrete ㎡ 850 Urban Housing Brick ㎡ 730 Demolition Civil ㎡ 520 House Brick and Concrete ㎡ 720 compensation for rural residential Brick ㎡ 600 houses Civil ㎡ 400

Lighting circuits household 200 Phone set 150 Subsidies Cable television set 100 Broadband set 200 Running water set 200 Relocation household 2000 allowance Other compensation Transitional person 300 allowance

2.3.4Demolition of Non-residential Houses The Non-residential houses in the Xiangdong Project includes enterprises andshops. Through in-depth interviews with relevant units, and the migration will be properly arranged according to placement will of units/store and the overall planning of the government. According to the placement will of each units / shops, the Xiangdong Project plans to take the form of monetary compensation for the non-residential houses. Compensation standards shall be determined by the reconstruction assessment, assessing company will be chosen by both the implementing agencies and the demolished enterprises/shops, evaluation results should be confirmed by the affected people, and compensate according to according to the reconstruction assessment price, compensation will be paid directly to the property owner, loss of income production, sales and wage reduction caused by the Xiangdong Project will be included in the scope of the assessment. The compensation funds budget is estimated in the report based on compensation standards for similar on-residential housing in Xiangdong, as shown in Table 7, the

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implementating compensation rate will be set according to the actual reconstruction assessment results.

Table 7 Comepensation Rate of Non-residential Houses Remar Category Unit Rate(yuan/unit k Enterprises Brick and ㎡ 750 Concrete Housecompen Brick ㎡ 630 sation Commercial Brick and ㎡ 5000 shop Concrete Lighting circuits Household 200 Phone Set 150 Subsidy for house Cable television Set 100 demolition Broadband Set 200 Running water Set 200

2.3.5Attachments and Infrastructure Compensation According to the related compensation standards during the same period in similar projects in the area, develop the attachments and infrastructure compensation rate of this project, as shown in Table 8.

Table 8 Attachments and Infrastructure Compensation Rate

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No. Tax Rate Foundation Ministry of Finance, the State Forestry Administration on Ministry of Finance, the State Forestry Forest the issuance of 6yuan/㎡ Administration on the issuance of vegetation "forest vegetation 6 "forest vegetation restoration fee restoratio restoration fee collection Interim Measures" notice n fees collection Interim Measures" notice Provincial Decree [2002] No. 73 Provincial Decree [2002] No. 73 3yuan ㎡ 3yuan/㎡

7 Contingencies 10% of LA fees

2.4 Entitlement Matrix Equity matrix is established under the relevant policies in this chapter, see Table 9.

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Table 9 Entitlement Matrix

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Special facilities affected by the Xiangdong Project will be built in accordance with Total affect housing the requirements of the complex, under construction it will be compensated or subsidiary, drainage wells Ground Property reconstructed in accordance with the "original function, the original scale and electric tower, economic / attachments owner standards", and the costs will be included in the Xiangdong Project cost. trees and other ancillary All ground attachments affected by the Xiangdong Project will be direct compensated facilities to the property owner based on the replacement value of the standard six artificial disability households, five households Providing The labor force in the vulnerable households with vocational training, while artificially , providing employment information and guidance to increase employment CPC involve the affected seven were Vulnerable opportunities; population vulnerable is female-heade / Groups During project construction, to recruit vulnerable households who are able to work to 30 and 39 d, eleven do unskilled work in the priority; artificially low Government subsidies difficulties; households of 20, two and three are ethnic minorities According to the wishes of women, during the Xiangdong Project implementation and maintenance management, opportunity unskilled labor will give priority to women. Also, if the same work, women would like men to get the same reward, and the prohibition of child labor. 48.94% total Technical training will consider in the priority of affected women labor, in order to Women's 925 female population affected ensure their economic status is not compromised. A total number of Resettlemenrt / rights affected people population of trained 1,000 people, including women's labor force is not less than (50%) 500 48.94% people. Affected women receive relevant information available in the resettlement process, and impartial advice and can participate in resettlement. Meanwhile, in the resettlement implementation, women held a special symposium presentation resettlement policies, thereby to raise awareness of women. i. Participation in the insurance object. Over 16 years old when the land (excluding students) and not participate in basic pension insurance for urban workers, land-loss farmers. Accordance to the Circular of the People's Government of Jiangxi Province, Human ii. Payment standards and funding. Resources and Social Department and other departments to further improve the Land-loss farmers should pay pension land-loss farmers basic endowment insurance policy views of the notice" (Gan premiums, payment standard for the 300 yuan Gov.[2014] No. 12), Pingxiang Municipal People's Government Office on the per year, 400 yuan, and 500 yuan three grades. Lose all or most of the issuance of Pingxiang City land-loss farmers social security guidance notice "(Ping Land-loss Choose to pay the insured pay grade. land (after per capita Gov. [2011] 3), and" Xiangdong Xiangdong District People's Government on the farmers 280 Government for each insured pay subsidy of Cultivated land is less issuance of the notification land-loss farmer social protection Interim Measures pension 100 yuan subsidy life each year of 15 years. than 0.3 mu) "(Gordon House, [2012] 10) provides that included land-loss farmers basic iii. Pensioners and receive standard conditions。 endowment insurance coverage of staff, according to the actual situation, voluntarily （i）Pensioners standards. choose to participate in basic pension insurance or urban and rural residents in the basic old-age insurance. The local government to provide the required premium Land-loss farmers’ pensions consist of the basic pension and individual account pension payment subsidizing up to 15 years of age. components. （ii）Pensioners condition. Pension age should be 60 years of age male and female should be at least 55 years of age.

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Compensation standards, resettlement issues raised complaints involved a variety of fees and management compensation payments All affected Appeal fees should be exempted, unforeseen expenses will be paid reasonable expenses / and resettlement persons incurred in this project. measures

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3 Resettlement Organizational Structure To ensure successful land acquisition resettlement as desired, a systematic organizational structure must be established during project implementation in order to plan, coordinate and monitor resettlement activities. Since resettlement is a very comprehensive task that requires the assistance and cooperation of different departments, Xiangdong government will ensure successful project preparation and resettlement implementation by establishing an effective organizational structure and building its capacity. Since July 2013, the resettlement agencies of the Xiangdong Project have been established successively, and their responsibilities defined clearly. See Figure 1.  Project leading Group  Xiangdong Sub-PMO(Xiangdong Development and Reform Commission)  Xiangdong government and Xiashankou subdistrict office  Affected village committees  AHs and affected entities  Design agency  External M&E agency  Other agencies: land and resources bureau, construction bureau, women’s federation, labor and social security bureau, house demolition office, etc. Project leading Group

External M&E Xiangdong PMO agency Government departments

Xiangdong Land Xiangdong Housing Bureau Authority

Affected entities Affected townships

AHs

Figure 1 Organizational Chart

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4 Grievances and Appeals Since public participation is encouraged during the preparation and implementation of the resettlement plan, no substantial dispute will arise.However, and unforeseeable circumstances may arise during this process. In order to address issues effectively, and ensure the successful implementation of project construction and land acquisition, a transparent and effective grievance redress mechanism has been established. The basic grievance redress system is as follows: Stage 1: If any right of an immigrant is infringed on the respect of Land acquisition or resettlement, he/she may report to the village committee, and either the immigrant or the village committee may consultation with the township government, after receiving a appeal,the town government should record it, and solve it with the immigrant or the village committee within two weeks together. Stage 2: If the complainer is dissatisfied with the reply of Stage 1, he/she may appeal to Xiangdong Sub-PMO within one month of receipt of the above reply, which shall make a disposition within two weeks. Stage 3: If the complainer is still dissatisfied with the disposition of Stage 2, he/she may appeal to the Pingxiang Municipal PMO within one month of receipt of the above disposition, which shall give a reply within two weeks. Stage 4: If the complainer is still dissatisfied with the disposition of Stage 3, he/she may file an action in a civil court in accordance with the Civil Procedure Law after receiving the arbitration award. If any immigrant will not take above procedures, he could apple to the civil court directly. Resettlemenrt can also submit complaints to Asian Development Bank which will be handled by the Xiangdong Project Team. If an immigrant is still not satisfied and believes they have been harmed due to non-compliance with Asian Development Bank policy, they may submit a complaint to Asian Development Bank’s Office of Special Project Facility or Office of Compliance Review in accordance with Asian Development Bank’s Accountability Mechanism①. All complains, oral or written, will be reported to Asian Development Bank in internal and external resettlement monitoring reports. All agencies will accept grievances and appeals from the Resettlemenrt for free, and costs incurred reasonably will be disbursed from the contingencies. At

① For further information see: http://www.adb.org/Accountability-Mechanism/default.asp.

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the whole construction stage, the above procedure will remain effective so that the Resettlemenrt can use it to solve relevant issues. The above appeal channel will be disclosed to the Resettlemenrt via the mass media. The Xiangdong Sub-PMO will inspect the registration of appeal and handling information regularly, and will prepare a registration form for this pRPose, the format of which is shown in Table 10. Table 10 Registration Form of Grievances and Appeals Accepting Time: Location: agency: Proposed Appellant Appeal Expected solution Actual handling solution

Appellant Recorder

(signature) (signature) Notes: 1. The recorder should record the appeal and request of the appellant factually. 2. The appeal process should not be interfered with or hindered whatsoever. 3. The proposed solution should be notified to the appellant within the specified time. The resettlement agencies will appoint persons chiefly responsible to accept and handle grievances and appeals, and the relevant information is shown in Table 11. Table 11 Accepting Agencies and Staff of Grievances and Appeals Agency Contact Address Tel Pingxiang Municipal Pingxiang City PMO(Pingxiang City economic development Construction Investment and Miss Wan 0799-6775617 zone wanxin management Development Co., Ltd.) city investment company Hezhou avenue of Xiangdong Sub-PMO Director Wu Xiangdong County of 18807991985 Pingxiang City Xiangdong County Land resource North road of Xiangdong Xiaoyu 0799-3441210 bureau County of Pingxiang City Xiangquan east road, Xiangdong County House Demolition Wangqin NO.58 of Xiangdong 0799-3441787 Office County of Pingxiang City. 5 Resettlement Implementation Plan According to the Xiangdong Project implementation schedule, the Xiangdong Project will be constructed from Septemberr 2016 to March 2018. In order that the resettlement schedule links up the construction schedule of the Xiangdong Project, land acquisition will started in Septembe 2015 and end inJune r 2016. The basic principles for resettlement implementation are as follows:

 LA should be completed at least 3 months prior to the commencement of construction, and the starting time will be determined as necessary.  During resettlement, the APs shall have opportunities to participate in the

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Xiangdong Project. Before the commencement of construction, the range of LA will be disclosed, the RIB distributed and public participation activities conducted properly.  All compensation fees will be paid to the affected proprietors directly and fully within 3 months of approval of the resettlement and compensation program. No organization or individual should use compensation fees on their behalf, nor should compensation fees be discounted for any reason. The general resettlement schedule of the Xiangdong Project has been drafted based on the progress of project construction, LA and HD, and resettlement preparation and implementation. The exact implementation schedule may be adjusted due to deviations in overall project progress. See Table 12. Table 12 Schedule of Resettlement Activities

No. Task Target Agencies responsible Time remarks

1 Information disclosure

20 groups of 7 villages/ 1.1 RIB neighborhood IA April 2015

committees

Disclosure of the RP on 1.2 IA, PMO and ADB End April 2015 ADB’s website

2 RP and budget

Approval of RP and

2.1 budget (including 398,188,00 yuan XDG and PMO April 2015 compensation rates) 20 groups Village-level income Village/neighborhood 2.2 of7villages/neighborhood Augutst 2015 restoration programs committees committees

Updating of the RP Xiangdong Sub-PMO before project 2.3 based on the detailed / and IA implementation design

3 DMS

after Updating of

DMS on the 7 affected 7 villages/neighborhood IA, Xiangdong Land & the RP based 3.1 villages committees Resources Bureau on the detailed design

4 Compensation agreement

Village-level land 20 groups of7 IA and Xiangdong Land 4.1 compensation villages/neighborhood May. 2016 & Resources Bureau agreement committees

Household land Village/neighborhood 4.2 compensation 325 households May. 2016 committees agreement

4.3 Compensation 63 HHs, 2 entities, 2 IA and Xiangdong Land May. 2016

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No. Task Target Agencies responsible Time remarks agreement for house shops & Resources Bureau demolition 5 House reconstruction Township Houses compensation governments, 5.1 63 AHs Jun.. 2016 & demolition village/neighborhood committees and AHs 5.2 House demolition 63 households Contractor / AHs Jul.. 2016

6 Implementation of livelihood restoration measures Distribution of land Township governments compensation fees to 7 villages/neighborhood and 6.1 Jun.. 2016 households and land committee village/neighborhood reallocation (if possible) collectives Implementation of 7 villages/neighborhood Village/neighborhoood 6.2 village-level income Jun.. 2016 committee collectives restoration programs Township Advice on income governments, JAN. – MAR. 6.3 restoration, commerce 325 AHs village/neighborhood 2016 and work collectives, and BLI Implementation of OCT. 2015- 6.4 325 AHs BLI training program MAR. 2016 Identifying vulnerable households and 30 households with 39 Civil affairs bureau and AUG 2015-JAN. 6.5 implementing persons PMO 2016 assistance measures PMO, labor and social Hiring APs at the OCT. 2016 6.6 about 280 APs security bureau, and construction stage –MAR. 2018 contractor 7 Capacity building Training of staff of Jiuquan PMO, IA, and Feb. – Jun. 7.1 15 persons ADB the land and resources 2016 bureau Training of county, AUG. 2015 – 7.2 township and village 60 persons Pingxiang PMO, IA Jun. 2016 officials 8 M&E

8.1 Baseline survey As per the RP External M&E agency Apr. 2016 Establishment of 8.2 internal M&E As per the RP Pingxiang PMO and IA AUG. 2015 mechanism 8.3 Appointing an external One Pingxiang PMO SPET. 2015

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No. Task Target Agencies responsible Time remarks M&E agency

Internal monitoring 8.4 Semiannual report Pingxiang PMO and IA SPET. 2015 reporting No.1 Jul. 2016 report External monitoring No.2 8.5 Semiannual report External M&E agency Feb. 2017 reporting report No.3 Jul 2017 report No.1 Jul. 2018 External evaluation report 8.6 Annual report External M&E agency reporting No.2 Jul. 2019 report 8.7 Post-evaluation report One report Pingxiang PMO Dec. 2019

9 Public consultation IA Ongoing

10 Grievance redress IA Ongoing

11 Disbursement of compensation fees

IA=JEDIG

Appendix 10 Resettlement Cost Sheet 1. Resettlement Cost Compensation Budget (Ten Physical NO Fee Category Unit standard thousand Proportion (%) volume (yuan / unit) yuan) The basic cost 1 0,000 yuan 1986.42 49.89% of immigration Permanent land 1.1 acquisition 0,000 yuan 978.81 24.58% compensatio n

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Compensation Budget (Ten Physical NO Fee Category Unit standard thousand Proportion (%) volume (yuan / unit) yuan) Paddy 1.1.1 mu 37414 212.30 794.32 19.95% Vegetable 1.1.2 mu 37414 0.00 0.00 0.00% plot Corner 1.1.3 mu 37414 0.00 0.00 0.00% Dry 1.1.4 mu 25067 7.46 18.70 0.47% Wasteland 1.1.5 mu 7483 0.00 0.00 0.00%

1.1.6 Housing site mu 25067 66.14 165.79 4.16% Other 1.1.7 mu 13095 0.00 0.00 0.00% Temporary land 1.2 0,000 yuan 34.52 115052.67% compensatio n Temporary land 1.2.1 mu·year 2200 156.89 34.52 115052.67% compensatio n Rural housing 1.3 demolition 0,000 yuan 800.14 20.09% compensatio n Brick 1.3.1 ㎡ 720 2289 164.81 4.14% structure Brick 1.3.2 ㎡ 600 10229 613.74 15.41%

Lighting 1.3.3 Household 200 63 1.26 0.03% circuits 1.3.4 Phone set 150 12 0.18 0.00% Cable 1.3.5 set 100 38 0.38 0.01% television Relocation 1.3.6 Household 2000 63 12.60 0.32% allowance Transitional 1.3.7 person 300 239 7.17 0.18% allowance Urban housing 1.4 demolition 0,000 yuan 15.53 0.39% compensatio n 1.4.1 Brick ㎡ 730 194 14.16 0.36% Lighting 1.4.2 Household 200 4 0.08 0.00% circuits

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Compensation Budget (Ten Physical NO Fee Category Unit standard thousand Proportion (%) volume (yuan / unit) yuan) 1.4.3 Phone Set 150 2 0.03 0.00% Cable 1.4.4 Set 100 4 0.04 0.00% television Relocation 1.4.5 Household 2000 4 0.80 0.02% allowance Transitional 1.4.6 Person 300 14 0.42 0.01% allowance Non-residenti al house 1.5 demolition 0,000 yuan 127.57 3.20% compensatio n Brick and 1.5.1 Concrete ㎡ 750 285 21.38 0.54% (enterprises) Brick and Concrete 1.5.2 ㎡ 5000 212 106.00 2.66% (commercial shops) Lighting 1.5.3 household 200 4 0.08 0.00% circuits 1.5.4 Phone Set 150 2 0.03 0.00% Cable 1.5.5 Set 100 0 0.00 0.00% television 1.5.6 Broadband Household 200 0 0.00 0.00% Running 1.5.7 Household 200 4 0.08 0.00% water Attachment 1.6 compensatio 0,000 yuan 29.85 0.75% n The citrus 1.6.1 / 40 5 0.02 0.00% trees Small citrus 1.6.2 / 6 2 0.00 0.00% tree The 1.6.3 grapefruit / 30 13 0.04 0.00% tree The sweet-scente 1.6.4 / 30 30 0.09 0.00% d osmanthus tree Inside and outside the 1.6.5 ㎡ 80 2808 22.46 0.56% red brick stucco No red brick 1.6.6 ㎡ 50 233 1.17 0.03% stucco

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Compensation Budget (Ten Physical NO Fee Category Unit standard thousand Proportion (%) volume (yuan / unit) yuan) Adobe soil 1.6.7 walling ㎡ 30 25 0.08 0.00%

Concrete 1.6.8 ㎡ 30 0 0.00 0.00% wall 1.6.9 Cement ㎡ 40 1276 5.10 0.13%

1.6.10 Concrete ㎡ 25 115 0.29 0.01% Household wells, 1.6.11 person 600 7 0.42 0.01% pressure wells 1.6.12 Flush toilet set 88 21 0.18 0.00%

Helping / 1% of the 2 Vulnerable basic cost of \ 19.86 0.50% Group funds resettlement Management / 2% of the 3 Fee basic cost of \ 39.73 1.00% resettlement Resettlement planning 4 \ 19.86 0.50% monitoring costs Planning / 0.5% of the 4.1 immigration basic cost of \ 9.93 0.25% charges resettlement Resettlement / monitoring 0.5% of the 4.2 test basic cost of \ 9.93 0.25% assessment resettlement fee Training / costs (including 0.5% of the 5 basic cost of \ 9.93 0.25% immigration resettlement and institutions) Land-related 6 \ 1544.09 38.78% taxes Land 6.1 reclamation yuan/㎡ 15 190600.95 285.90 7.18% fees New 6.2 construction yuan/㎡ 24 190600.95 457.44 11.49% land use fees Farmland 6.3 yuan/㎡ 25 295194.81 737.99 18.53% occupation

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Compensation Budget (Ten Physical NO Fee Category Unit standard thousand Proportion (%) volume (yuan / unit) yuan) tax Vegetation 6.4 restoration yuan/㎡ 4 104593.86 41.84 1.05% fee Temporary 6.5 yuan/㎡ 2.0 104593.86 20.92 0.53% land use fees Unforeseen 7 costs (10% of 0,000 yuan \ \ 361.99 9.09% 1 to 6) 8 Total 0,000 yuan \ \ 3981.88 100.00%

2. Resettlement Cost for Pingshui cRiver Improvement Project.

Replacement budget(0,000yu No. Item unit price quantity Percentage an) (yuan/unit) The basic 1 cost of 0,000 yuan 1951.90 54.44% resettlement Permanent land 1.1 acquisition 0,000 yuan 978.81 27.30% compensatio n 1.1.1 Paddy mu 37414 212.30 794.32 22.15% Vegetable 1.1.2 mu 37414 0.00 0.00 0.00% plot 1.1.3 Corner mu 37414 0.00 0.00 0.00% 1.1.4 Dry mu 25067 7.46 18.70 0.52% 1.1.5 Wasteland mu 7483 0.00 0.00 0.00% 1.1.6 Housing site mu 25067 66.14 165.79 4.62% 1.1.7 Other mu 13095 0.00 0.00 0.00% Rural housing 1.2 demolition 0,000 yuan 800.14 22.32% compensati on Brick 1.2.1 ㎡ 720 2289 164.81 4.60% structure 1.2.2 Brick ㎡ 600 10229 613.74 17.12% Lighting 1.2.3 househole 200 63 1.26 0.04% circuits

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Replacement budget(0,000yu No. Item unit price quantity Percentage an) (yuan/unit) 1.2.4 Phone set 150 12 0.18 0.01% Cable 1.2.5 set 100 38 0.38 0.01% television Relocation 1.2.6 househole 2000 63 12.60 0.35% allowance Transitional 1.2.7 人 300 239 7.17 0.20% allowance Urban housing 1.3 demolition 0,000 yuan 15.53 0.43% compensatio n 1.3.1 Brick ㎡ 730 194 14.16 0.39% Lighting 1.3.2 househole 200 4 0.08 0.00% circuits 1.3.3 Phone set 150 2 0.03 0.00% Cable 1.3.4 set 100 4 0.04 0.00% television Relocation 1.3.5 househole 2000 4 0.80 0.02% allowance Transitional 1.3.6 person 300 14 0.42 0.01% allowance Non-residenti al house 1.4 demolition 0,000 yuan 127.57 3.56% compensatio n Brick and 1.4.1 Concrete ㎡ 750 285 21.38 0.60% (enterprises) Brick and Concrete 1.4.2 ㎡ 5000 212 106.00 2.96% (commercial shops) Lighting 1.4.3 househole 200 4 0.08 0.00% circuits 1.4.4 Phone set 150 2 0.03 0.00% Cable 1.4.5 set 100 0 0.00 0.00% television 1.4.6 Broadband househole 200 0 0.00 0.00% Running 1.4.7 househole 200 4 0.08 0.00% water Attachment 1.5 compensatio 0,000 yuan 29.85 0.83% n The citrus 1.5.1 / 40 5 0.02 0.00% trees

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Replacement budget(0,000yu No. Item unit price quantity Percentage an) (yuan/unit) Small citrus 1.5.2 / 6 2 0.00 0.00% tree The 1.5.3 grapefruit / 30 13 0.04 0.00% tree The sweet-scente 1.5.4 / 30 30 0.09 0.00% d osmanthus tree Inside and outside the 1.5.5 ㎡ 80 2808 22.46 0.63% red brick stucco No red brick 1.5.6 ㎡ 50 233 1.17 0.03% stucco Adobe soil 1.5.7 ㎡ 30 25 0.08 0.00% walling Concrete 1.5.8 ㎡ 30 0 0.00 0.00% wall 1.5.9 Cement ㎡ 40 1276 5.10 0.14% 1.5.10 Concrete ㎡ 25 115 0.29 0.01% Household wells, 1.5.11 / 600 7 0.42 0.01% pressure wells 1.5.12 Flush toilet / 88 21 0.18 0.01% Helping / 1% of the 2 Vulnerable basic cost of \ 19.52 0.54% Group funds resettlement Management / 2% of the 3 Fee basic cost of \ 39.04 1.09% resettlement Resettlement planning 4 \ 19.52 0.54% monitoring costs Planning / 0.5% of the 4.1 immigration basic cost of \ 9.76 0.27% charges resettlement Resettlement / monitoring 0.5% of the 4.2 test basic cost of \ 9.76 0.27% assessment resettlement fee Training / costs 0.5% of the 5 basic cost of \ 9.76 0.27% (including resettlement immigration

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Replacement budget(0,000yu No. Item unit price quantity Percentage an) (yuan/unit) and institutions)

Land-related 6 \ 1219.85 34.02% taxes Land 6.1 reclamation yuan/㎡ 15 190600.95 285.90 7.97% fees New 6.2 construction yuan/㎡ 24 190600.95 457.44 12.76% land use fees Farmland 6.3 occupation yuan/㎡ 25 190600.95 476.50 13.29% tax Unforeseen 7 costs (10% of 0,000 yuan \ \ 325.96 9.09% 1 to 6) 8 Total 0,000 yuan \ \ 3585.54 100.00%

3. Resettlement Cost for Xiangdong Distrcit wastewater pipeline network Project Replacement No. Item unit price quantity budget(0,000yuan) Percentage (yuan/unit)

Basic resettlement 0,000 1 34.52 8.71% costs yuan

Compensation fees 0,000 1.1 for temporary land 34.52 8.71% yuan occupation

Compensation fees 1.1.1 for temporary land mu·year 2200 156.89 34.52 8.71% occupation

1% of the Support fund for 0,000 2 basic cost of \ 0.35 0.09% vulnerable groups yuan resettlement

2% of the Management costs 0,000 3 basic cost of \ 0.69 0.17% (2.1% of item1) yuan resettlement

Resettlement 0,000 4 \ 0.35 0.09% monitoring costs yuan

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0.5% of the Resettlement survey 0,000 4.1 basic cost of \ 0.17 0.04% and design costs yuan resettlement

0.5% of the Resettlement M&E 0,000 4.2 basic cost of \ 0.17 0.04% costs yuan resettlement

Training costs 0.5% of the 0,000 5 (including APs and basic cost of \ 0.17 0.04% yuan agencies) resettlement

0,000 6 Taxes on LA \ 324.24 81.81% yuan

temporary land 6.1 yuan/㎡ 25 104593.86 261.48 65.97% occupation fee

land reclamation 6.2 yuan/㎡ 4 104593.86 41.84 10.56% earnest money

Temporary land use 6.3 yuan/㎡ 2.0 104593.86 20.92 5.28% fees

Contingencies(10% 0,000 7 \ \ 36.03 9.09% of item1-6) yuan

0,000 8 Total \ \ 396.35 100.00% yuan Appendix 11: Risk-free① Analysis after Land Compensation (Calculated at the price level of Dec. 2014)

1. Farming income analysis table of project area Items Summer Harvest Autumn Harvest Total Input / yuan/mu 650 320 970 Output Output kg/mu 535 245 780 / Price yuan/kg 1.9 2.8 / / Net income yuan/mu 1016.5 686 732.5

2、Risk-free Analysis Table of Affected Villages after Land Compensation

① A risk-free income means the APs deposit all compensation to the bank and get the interest from the bank. In china, the latest one-year deposit rate is 3.3%, if the APs deposit 10000 yuan into the bank for 1 year, they can earned 330 yuan as the interest.

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land Village Dry Paddy land interest(yua interest-loss(yu acquisition village Group land\(mu) (mu) n) an) area (mu) 1 33.30 24408.9 1245886.20 40491.30 16082.40 2 31.40 23016.2 1174799.60 38768.39 15752.19 4 48.82 35785.06 1826551.48 60276.20 24491.14 Xinzhong 5 2.81 2059.73 105133.34 3469.40 1409.67 6 9.35 6853.55 349820.90 11544.09 4690.54 7 8.05 5900.65 301182.70 9939.03 4038.38 1 8.90 6523.7 332984.60 10988.49 4464.79 2 16.72 12255.76 625562.08 20643.55 8387.79 Rixing 4 24.16 17709.28 903922.24 29829.43 12120.15 6 7.42 5438.86 277611.88 9161.19 3722.33 7 10.75 7879.75 402200.50 13272.62 5392.87 Jiantian 5 36.66 26871.78 1371597.24 45262.71 18390.93 2 8.30 6083.9 310536.20 10247.69 4163.79 3 13.94 10218.02 521551.16 17211.19 6993.17 Dajiangbian 5 1.29 945.57 48264.06 1592.71 647.14 6 0.51 373.83 19081.14 629.68 255.85 7 0.22 161.26 8231.08 271.63 110.37 Hezhou —— 10.70 7843.1 400329.80 13210.88 5367.78 Xinmei —— 1.79 1312.07 66971.06 2210.04 897.97 Qianjie —— 10.81 7923.73 404445.34 13346.70 5422.97 Total 285.90 209564.7 10696662.60 352989.87 143425.17

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Appendix 12: Demonstration of the Replacement Price for the Compensation of the Rural Houses Demolition in Xiangdong District (Calculated at the price level of Dec. 2014, provided by Xiangdong Construction Bureau) Unit Brick wood Soil wood Miscellaneous Framework Brick structure Simple structure price structure structure Housing Project Unit The Investm The Investm The Investm The Investm The Investm The Investm yuan amount ent amount ent amount ent amount ent amount ent amount ent

The building 2 m 100.00 100.00 100.00 100.00 100.00 100.00 area Direct costs 67434.50 55326.75 47117.50 29993.0 22646.0 17520.0 Labor costs wor k 120.0 40.0 4800.0 35.0 4200.0 30.0 3600.0 25.0 3000.0 20.0 2400.0 15.0 1800.0 day The cost of 62634.50 148.15 51126.75 9623.80 43517.50 2566.20 26993.0 2048.30 20246.0 1527.0 15720.0 materials 1. The main 44634.50 148.15 39126.75 9623.80 40517.50 2566.20 23993.0 2048.30 18446.0 1527.0 13720.0 material Ordinary T 4610.0 4.0 18440.0 2.90 13369.0 1.0 4610.0 0.0 0.0 0.0 0.0 0.0 0.0 steel bar Ordinary portland t 410.0 20.0 8200.0 20.0 8200.0 8.0 3280.0 1.50 615.0 1.30 533.0 1.0 410.0 cement Log M3 1835.0 0.50 917.50 0.40 734.0 7.0 12845.0 6.0 11010.0 4.0 7340.0 3.0 5505.0 Clay brick 103 piec 320.0 20.0 6400.0 20.00 6400.0 25.50 8160.0 20.0 6400.0 18.0 5760.0 15.0 4800.0 e Grey tile piec 0.35 0.0 0.0 0.0 0.0 9500.0 3325.0 2500.0 875.0 2000.0 700.0 1500.0 525.0 es

Sand - 3 M 30.0 20.0 600.0 20.0 600.0 1.60 48.0 1.0 30.0 0.0 0.0 0.0 0.0 gravel Sand M3 35.0 25.0 875.0 23.35 817.30 24.20 847.0 1.0 35.0 1.0 35.0 0.0 0.0

Pebble M3 35.0 30.0 1050.0 27.0 945.0 25.0 875.0 12.0 420.0 10.0 350.0 0.0 0.0

Lime t 165.0 2.0 330.0 1.50 247.50 1.50 247.50 1.20 198.0 0.0 0.0 0.0 0.0

Nails kg 4.0 6.0 24.0 4.0 16.0 5.0 20.0 5.50 22.0 2.0 8.0 0.0 0.0

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Paint kg 12.0 4.0 48.0 4.0 48.0 5.0 60.0 4.0 48.0 0.0 0.0 0.0 0.0

Windows 2 m 310.0 25.0 7750.0 25.0 7750.0 20.0 6200.0 14.0 4340.0 12.0 3720.0 8.0 2480.0 and doors 2 Other yuan 18000.0 12000.0 3000.0 3000.0 1800.0 2000 materials Indirect yuan 9395.18 7669.01 6527.63 4048.95 3036.90 2358.0 costs The total yuan 76829.68 62995.76 53645.13 34041.95 25682.9 19878.0 cost Unit price 768.30 629.96 536.45 340.42 256.83 198.78

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