SMALL SCIENCE IN BIG CHINA An overview of the state of Chinese nanoscience and technology.
Conducted in collaboration between Springer Nature, the National Center for Nanoscience and Technology, China, and the National Science Library of the Chinese Academy of Sciences. Ed Gerstner The National Center for Nanoscience and Springer Nature, China Minghua Liu Technology, China National Center for The National Center for Nanoscience and Technology, China (NCNST) was established in December 2003 by the Nanoscience and Chinese Academy of Science (CAS) and the Ministry of Education as an institution dedicated to fundamental and Technology, China applied research in the field of nanoscience and technology, especially those with important potential applications. Xiangyang Huang NCNST is operated under the supervision of the Governing Board and aims to become a world-class research National Science Library, centre, as well as public technological platform and young talents training centre in the field, and to act as an Chinese Academy of important bridge for international academic exchange and collaboration. Sciences The NCNST currently has three CAS Key Laboratories: the CAS Key Laboratory for Biological Effects of Yingying Zhou Nanomaterials & Nanosafety, the CAS Key Laboratory for Standardization & Measurement for Nanotechnology, Nature Research, Springer and the CAS Key Laboratory for Nanosystem and Hierarchical Fabrication. Besides, there is a division of Nature, China nanotechnology development, which is responsible for managing the opening and sharing of up-to-date instruments and equipment on the platform. The NCNST has also co-founded 19 collaborative laboratories with Zhiyong Tang Tsinghua University, Peking University, and CAS. National Center for The NCNST has doctoral and postdoctoral education programs in condensed matter physics, physical Nanoscience and chemistry, materials science, and nanoscience and technology. At the end of 2016, 1699 peer-reviewed papers Technology, China were published. Moreover, a total of 868 patents were applied for, among which 393 patents had been authorized. Shuxian Wu In 2014, the International Evaluation Committee highly applauded the significant achievements and outstanding National Center for contributions in nanoscience, and remarked that NCNST had risen to a position of “by far the best in China”. In Nanoscience and 2016, the Nature Index showed that NCNST has become one of the “Top 10 Institutes of CAS”. Technology, China In October 2015, CAS set up the Center for Excellence in Nanoscience (CAS-CENano) to accelerate the Xiwen Liu establishment of a new model for scientific research. The Center’s tasks are to accumulate innovative talent, focus on National Science Library, the frontier of nanoscience, to achieve major breakthroughs and become an internationally renowned organization. Chinese Academy of Sciences Qimei Chen National Science Library, The National Science Library, Chinese Chinese Academy of Sciences Academy of Sciences Yajuan Zhao The National Science Library, Chinese Academy of Sciences (NSLC) is the research library service system of National Science Library, CAS as well as the National Library of Sciences in the Chinese National Science and Technology Libraries (NSTL) Chinese Academy of system. NSLC functions as the national reserve library for information resources in natural sciences, inter- Sciences disciplinary fields, and high-tech fields, serving the researchers and students of CAS and researchers around Xuezhao Wang the country. It also provides services in information analysis, research information management, digital library National Science Library, development, scientific publishing (with its 17 academic and professional journals), and promotion of sciences. Chinese Academy of NSLC is proactively leading national efforts to build a shared National Scientific Information Infrastructure. Sciences As the key member of NSTL, it organizes research and training activities for strategic planning for STM libraries, Bo Zhang digital library standards, knowledge organization systems, digital preservation technologies and practices, and National Science Library, open access policies, in addition to provision of STM information nation-wide. It collaborates with major domestic Chinese Academy of and foreign libraries for resources sharing and research in library and information services. NSLC is credited, under the auspice of CAS University, to offer master and doctoral degree programs in library Sciences and information sciences, with a yearly enrolment of about 50. The library also hosts senior visiting scholars William Chiuman and organizes vocational training and continuing education programs. It is one of the most published and cited Springer Nature, China research organizations in library and information sciences in China, and the hosting institute for the China Society Juanxiu Xiao of Special Libraries. Springer Nature, China NSLC, aiming at developing a world first-class information service ability and leadership in library development in the country, strives to strengthen its resources, improve its systems, and innovate its services, to best suit its users.
Springer Nature Springer Nature advances discovery by publishing robust and insightful research, supporting the development of new areas of knowledge, making ideas and information accessible around the world, and leading the way on open access. Key to this is our ability to provide the best possible service to the whole research community: helping authors to share their discoveries; enabling researchers to find, access and understand the work of others; supporting librarians and institutions with innovations in technology and data; and providing quality publishing support to societies. As a research publisher, Springer Nature is home to trusted brands including Springer, Nature Research, BMC, Palgrave Macmillan and Scientific American. Springer Nature is also a leading educational and professional publisher, providing quality content through a range of innovative platforms, products and services. Every day, around the globe, our imprints, books, journals and resources reach millions of people. For more information, please visit http://springernature.com/
This work is licensed under the Creative Commons Attribution 4.0 International License (CC-BY 4.0). To view a copy of this license, visit http://creativecommons.org/licenses/by/4.0/ [ Foreword ]
research plans. The National Natural Science Foundation of China and the Chinese Academy of Sciences have also funded a great deal of nano-related research. These initia- tives have strongly encouraged the development of China’s nanoscience and technology. Springer Nature, the National Center for Nanoscience and Technology, and the National Science Library, Chinese Academy of Sciences collaboratively produced this whitepa- per on China’s development of nanoscience and technology. By looking at publications of high quality academic papers, patent applications, key areas of development, international collaborative networks and other aspects, it reveals recent trends of China’s development in nanoscience and technol- ogy in comparison of the world. Having also incorporated experts’ interpretations and views, the study applies both qualitative and quantitative analysis. This whitepaper shows that over the past two decades, the development of nanoscience and technology has achieved great progress worldwide and made much positive impact on society. Meanwhile, it reveals the changes in related fields and the impact it has. The technical application of nanoscience and technology has influenced many fields such as materials and manufacturing, electronics and information technology, energy and environment, and medicine and health. The rapid development of nanotechnology brings new opportunities, as well as posing ethical and security challenges to the society. Chunli Bai The potential risks should be evaluated and studied. President of the Chinese Academy of Sciences The analysis also demonstrates that China has become a strong contributor to nanoscience research in the world, and is a powerhouse of nanotechnology R&D. Some of China’s basic research is leading the world. China’s applied nanoscience anoscience is the study of the interaction, compo- research and the industrialization of nanotechnologies have sition, properties and manufacturing methods of also begun to take shape, with nano-related patent applica- materials at the nanoscale (from the micrometre tions leading the world. These achievements are largely due N scale down to the atomic scale). It encourages to China’s strong investment in nanoscience and technology. integration of many disciplines and fosters opportunities China’s nanoscience research is also moving from quantitative for scientific breakthroughs and innovations. In addition, increase to quality improvement and innovation, with greater nanoscience has a direct impact on our daily work and life emphasis on the applications of nanotechnologies. by leading to discoveries of advanced technologies. There are challenges in the future of nanoscience and Nanoscience and technology started to attract public at- technology. We need to make true breakthroughs in basic tention since the 1980s. In 2000, the United States took the research, close the gap between basic research and applica- lead to initiate the National Nanotechnology Initiative (NNI), tions, and solve issues in energy, environment and health by which evoked a global boom of nano-related research. China applying nanotechnologies. Fostering young scientists with too is committed to the development of nanoscience and strong innovation abilities, as well as building value chains technology, and has set up research plans keeping up with and a broader and more efficient international collaborative the international pace of progress. For instance, China estab- network are highly important. Through our effort, we expect lished the National Steering Committee for Nanoscience and to achieve more original breakthroughs in basic nanoscience Technology in 2000 and founded the National Center for research, apply nanotechnology to serve the country and Nanoscience and Technology in 2003. The national medium benefit people, and contribute to making China a leading and long-term development program includes nanoscience research powerhouse in the world. n
Small Science in Big China | 1 SMALL SCIENCE IN BIG CHINA [ An overview of the state of Chinese nanoscience and technology ]
FROM A SMALL SEED A MIGHTY TRUNK MAY GROW
n 1992, the study turned out to be pessimistic. A quarter of a century ago, of objects at the Computer chips are now Nature convened a meeting nanometre scale routinely manufactured with in Tokyo that brought I — perhaps better features that are just tens together the world’s described as nanoscience of nanometres in size, with leading experts in a then than nanotechnology — IBM recently announcing emerging area of research was carried out in just a the introduction of commer- that sought to understand handful of (mostly) physics cially produced chips with and manipulate matter on or chemistry labs around transistor features just 5 the scale of atoms1. They the world. There were no nanometres wide. The light called it ‘nanotechnology’, journals devoted to the emitting elements of many though not everyone was topic and barely half a consumer televisions use happy with the name. Don dozen research institutes nanometre-scale fluorescent Eigler, whose demonstra- included the prefix ‘nano’ in particles known as quantum tion of the ability to spell their title. Today, there are dots. Paints, sunscreens, the letters ‘IBM’ with 86 journals included under medicines, sunglasses, individually-placed xenon the category of ‘nanosci- pollution sensors, and gene atoms on a nickel surface ence & nanotechnology’ in sequencers are just a few of produced one of the most the Journal Citation Report the many products that now the involvement of three of iconic images of the field, for 2016 published by Clar- use nanotechnology. China’s most elite research expressed doubt about ivate Analytics. And of the China recognized the institutions — Tsinghua whether such a thing as institutes currently listed in potential contribution that University, Peking University nanotechnology even the Global Research Iden- nanoscience could make and CAS. Over the past two existed. Another dele- tifier Database maintained to its own scientific, tech- decades, organizations like gate from IBM, Paul Horn, by Digital Science, 192 nological and economic the NCNST, the other insti- argued that although the explicitly reference nano- development, early on. In tutes of CAS, and China’s tools they had available science or nanotechnology 2003, the Chinese Academy leading universities have to them were “wonderful in their names. of Sciences (CAS) and helped China to become tools for science” he didn’t Although it is true that we the Ministry of Education the leading contributor to expect them to have any have yet to realize technol- together established the nanoscience and technology impact on mainstream elec- ogies that involve building National Center for Nano- in the world today. tronics technology any time things atom by atom, the science and Technology, In this whitepaper, we in the coming 25 years. caution urged by many of China (NCNST). Key to the have set out to give an the founders of the field has NCNST’s success has been overview of the state of
2 | Small Science in Big China [ An overview of the state of Chinese nanoscience and technology ]
nanoscience and tech- how it is helping us to diag- platform developed by future direction of Chinese nology in China today. In nose and treat diseases. Nature Research known as nanoscience. And we will the second section, we try In the third section, we Nano (http://nano.nature. explore the ways in which to set the scene with a brief provide the hard numbers com), we hope to provide our experts think that their history of the discipline and that plot the rise of nano- qualitative insight into the institutions, funders and the milestones that have science as a discipline and nature of China’s strengths, policy makers might help to marked that history to date. China’s rapid development weaknesses and areas of ensure the field continues We describe some of the to becoming a leader in emergence in the field. And to thrive. n ways in which nanoscience that discipline. We will look we will survey China patent is changing the materials at the output of nano-re- output in related fields. that make up our world, lated research papers and And in the fourth section, how we communicate, in particular those that we will present what we the development of new are making the strongest have learned from talking to sources of energy and ways impact on the field. Using experts from the commu- 1. Garwin, L. & Ball, P. Nanotechnol- ogy: Science at the atomic scale. to make our use of that a recently developed nity about their thoughts Nature 355, 761–766 (1992); doi: energy more efficient, and nanoscience research on the current status and 10.1038/355761a0
Small Science in Big China | 3 SMALL SCIENCE IN BIG CHINA [ An overview of the state of Chinese nanoscience and technology ]
THE PAST, PRESENT AND FUTURE OF NANOSCIENCE AND TECHNOLOGY
Milestones in the “On the Basic Concept of Nanoscience, in a nutshell, development of ‘Nano-Technology’” on the is the study of extremely nanotechnology use of ion sputtering to etch small things on scales nanoscale structures into of between one and one The development of nano- hard surfaces. hundred billionths of a science and technology as But the use of nanoscale metre — that is, 1–100 a distinct field of research is materials can be traced back nanometres. At such small fairly recent. It has become a centuries ago, such as in scales, the physical, chem- cliché to cite Richard Feyn- the ceramic glazes and the ical and biological proper- man’s posthumously famous decoration of stained glass ties of materials are very “There’s plenty of room windows. Almost a century It is one thing to appre- different to those at larger at the bottom” speech at before Feynman speculated ciate the potential of being scales — often profoundly Caltech in 1959, as the birth on the potential of manipu- able to engineer the world so. Alloys that are weak or of the field. In this Feynman lating matter at the atomic atom-by-atom, but quite brittle become strong and notes that it should in level, British physicist and another to realize this poten- ductile, compounds that are principle be possible to write electromagnetic pioneer, tial. And in this sense, it has chemically inert become the contents of the entire Michael Faraday, already been the development of powerful catalysts, semi- Encyclopaedia Britannica on described the wave- tools for seeing and manip- conductors that are optically the head of a pin, if it were length-dependent scattering ulating matter that has inactive become intense possible to do so atom by of light (Tyndall scattering) determined the timeline of emitters of light. The ability atom. Yet this talk was cited by chemically-produced nanoscience and technology. to change the way matter only a handful of times in gold colloids suspended The invention of the electron behaves by manipulating the immediate decades that in water, what we now call microscope by Ernst Ruska it at the nanoscale has followed. The term ‘nano- nanoparticles of gold. He and Max Knoll in 1931 implications for most areas technology’ itself didn’t noticed the changed colour was the first such tool to of science, technology and come into existence until of gold colloids and recog- be developed —though it engineering and medicine. 1974, when Norio Taniguchi nized the existence of tiny would take many decades introduced it in his paper gold particles. of development before
4 | Small Science in Big China [ An overview of the state of Chinese nanoscience and technology ]
these devices would reach optics into the nanoscopic about 250 nm. But it wasn’t Russian physicists Alexei atomic-level resolution. But domain. The wavelength until 1994 that Stefan Ekimov and Alexander Efros it was the demonstration of visible light starts at Hell and Jan Wichmann identified the presence in 1990 of the ability to around 400 nm, which proposed the first practical of embedded nanoscale spell the letters ‘IBM’ using according to classical approach, known as stim- crystals that have subse- individually-placed xenon understanding makes it ulated-emission-depletion quently come to be atoms on a nickel surface by incompatible with struc- fluorescence microscopy, known as semiconducting Don Eigler and colleagues, tures at the sub-100-nm capable of optical imaging quantum dots. Just a few using a scanning tunnelling length-scales associated at the scale of molecules years later, Louis Brus from microscope invented 9 with nanoscience and well below this limit. the Bell Labs demonstrated years earlier by Gerd Binnig technology. In 1928, Edward Improvements in our the ability to grow these and Heinrich Rohrer, that Hutchinson Synge proposed ability to study matter at the particles in solution. heralded the beginning of the construction of a ‘near nanoscale initially led to the In 1985, Harold Kroto, the age of nano into the field’ microscope to beat discovery of many naturally Sean O’Brien, Robert Curl public mind. the so-called Abbe diffrac- occurring nanostructures. and Richard Smalley from It was also in the 1980s tion limit that prevents In 1981, while studying the Rice University in the U.S. and 90s that researchers conventional from resolving optical properties of semi- discovered buckminster- began pushing the limits of any structure smaller than conductor-doped glasses, fullerene (C60), a soccer
Small Science in Big China | 5 SMALL SCIENCE IN BIG CHINA [ An overview of the state of Chinese nanoscience and technology ] ball-shaped molecule which early 2000s saw growing development of nanotech- rackets, bicycles and suit- is composed entirely of applications of nanotech- nology has also brought cases to automobile parts carbon and is extremely nology. One example is the ethical and safety issues that and rechargeable batteries. stable. This disproved the invention of electronic ink need to be addressed before In the manufacturing conventional wisdom at in 1998, a paper-like display we can enjoy the desirable industry, nanostructured the time that there were technology consisting of fruits of nanotechnology. materials are used in coat- only two stable allotropes ink made of tiny capsules, ings for machine parts and of carbon — graphite and which is now widely used in Materials and lubricants, reducing the diamond — and ignited e-readers, such as Kindle. manufacturing wear and tear and helping the imagination of chem- Another is the discovery of The benefits of nanotech- to extend the lifetime of ists to the possibility of giant magnetoresistance nology are primarily repre- machines. Nanostructured growing new and much in 1988 by Albert Fert and sented in new materials alloys, with their great larger classes of molecular Peter Grünberg, which created by manipulating strength, high durability structures than they had led to the development of matter at atomic or molec- and light weight, are ideal previously considered. In magnetic read heads that ular scales. With desired high-performance materials 1991, Sumio Iijima reported enabled the drastic reduc- mechanical, chemical, for airplanes and aerospace the growth of carbon tion in size and increase in electrical, thermal or optical components. They are used nanotubes, which exhibit capacity of computer hard properties, these new for airframes, filler materials special electrical, thermal disks. And the quantum dots nanomaterials are applied and other components, and mechanical properties, discovered and developed in everyday commercial offering enhanced corrosion paving the way for wide by Ekimov, Efros, Brus (and products, as well as indus- resistance, resilience to applications of these tube- many others) have made trial manufacturing. vibration and fire, as well as shaped nanostructures. their way into a wide range It is estimated that there excellent weight-to-strength Soon after, Charles Kresge of practical applications, are more than 1,600 nano- ratios. Nanoparticles of and colleagues invented including the light emitting technology-based consumer metals, oxides, carbon and mesoporous molecular sieve elements of flat-screen products on the market, other compounds also make nanomaterials MCM-41 and televisions and as the according to a manufactur- good catalysis and have MCM-48, which are now fluorescent dyes for imaging er-identified list prepared important industrial applica- widely used in oil refine- the smallest structures in by the Project on Emerging tions in petroleum refining ment, water treatment, as living cells and tissues. Nanotechnologies , spon- and biomass fuels. With well as drug delivery. In sored by the Wilson Center2. good surface-to-volume the latter half of the 1990s, The most popular consumer ratios, high catalytic activity Societal impacts of groups led by Charles use of nanomaterials is and low energy consumption, nanotechnology Lieber, Lars Samuelsson and seen in health and fitness nanocatalysis bring benefits Kenji Hiruma developed The scale at which products, such as cosmetics, such as optimal feedstock techniques for growing nanoscale materials are personal care products and utilization, high energy effi- crystalline semiconductor studied is small, but its clothes. An ordinary hair ciency, minimized chemical nanowires — another vital potential impact on the way dryer or straightener may waste and improved safety. step to bring nanoscience we live is large. Scientists have used nanomaterials to to the fields of photonics and engineers around the be made lighter and more Information technology and optoelectronics. The world are making new durable. Sunscreens have Nanotechnology has been a isolation of individual sheets discoveries about the micro- used nanoscale titanium key driver that has powered of graphene, a two-dimen- scopic world and translating dioxide or zinc oxide for sun the advancement of infor- sional, one-atom-thick their scientific discoveries protection, which appear mation technology and the layer of carbon, achieved by to new products and tech- to be invisible on the skin. digital electronics industry. Andre Geim and Konstantin nologies that reshape a wide Nano-engineered fabrics It has enabled increased Novoselov in 2004 has range of industrial sectors, are used for wrinkle- and performance of a range opened the doors to incred- primarily materials and stain-resistant clothes, of electronics, including ible future technologies. manufacturing, electronics which are lightweight and computers, mobile phones Being ultra-light, flexible and and information technology, may even prevent bacteria and televisions. strong and highly conduc- energy and environment, growth. Nanomaterials When Intel’s cofounder tive, graphene was hailed as as well as medicine and are also used in a variety Gordon Moore proposed a new wonder material. health. With the sweeping of products, ranging from the famous Moore’s Law The late 1990s and societal impacts, the rapid lightweight and stiff tennis in 1965 that the number of
6 | Small Science in Big China [ An overview of the state of Chinese nanoscience and technology ]
nanotechnology contributes nanostructured electrode to our environmental protec- materials that support a tion efforts. In the field of wider range of electrochem- traditional energy sources, ical reactions could improve oil or gas extraction and fuel the capacity and perfor- combustion are made more mance of rechargeable efficient with nanotechnolo- batteries. Not only could this gy-based approaches or new improve the storage capacity catalysts. This has helped of future generations of with reducing the pollution batteries, it should reduce and energy use caused the weight and therefore by power plants, vehicles, improve the efficiency and and other types of heavy range of electric cars and equipment. other forms of transport. For many years, Nanotechnology also researchers have been finds applications in water working to improve the treatment and contaminant performance and cost-ef- clean-up. Membrane-based fectiveness of photovoltaic nanomaterials, such as devices for converting molybdenum disulphide sunlight to electricity by (MoS2) membranes have transistors on an integrated nano-scale semiconductor nanoscale engineering of assisted water desalination chip would double every year quantum dots, which are the materials and struc- via more efficient filtering, (later revised to every two able to detect and generate tures on which they are while porous nanomaterials years), nanotechnology was single photons, are applied based. For instance, the can work as sponges to still in its infancy. Thanks in cryptography systems, inclusion of quantum dots absorb toxins from water, to the development of enhancing the performance can enable these devices such as heavy metals or oil nanotechnology, integrated and security of information to absorb more light. spills. Nanoparticles can chips and transistors have networks. Another appli- And the use of materials also be used for cleaning become smaller and smaller cation of quantum dots, or such as conducting poly- pollutants in industrial water as Moore predicted, while inorganic semiconductor mers and metal-organic through chemical reactions. the computational speed nanocrystals, is in the display perovskites that can be Moreover, nanofibers can is increasing, even though industry. Nanotechnology grown at low-temperature trap small particles in the air Moore’s Law is stalling in has enabled ultra-high on inexpensive substrates, and be used as air filters to recent years. In 2016, the definition, energy-efficient, offers a potentially cheaper clean up air. world’s first one-nanometre and even flexible displays alternative to conventional Applications of nanotech- transistor was born. Made for televisions, computers photovoltaic materials such nology in environmental from carbon nanotubes and mobile devices, which as silicon. remediation also lie in the and molybdenum disul- produce more vivid images. Beyond assisting efficient detection of contaminants phide, rather than silicon, Using carbon nanotubes harvesting of sunlight, in air, water and soil. With the nanotube transistor or silver nanowires, new nanomaterials can also be unique chemical and phys- demonstrated the potential transparent conductor used to transform waste ical properties, nanoparti- to further shrink electronics, materials are designed, heat, such as car exhaust, cles have higher sensitivity keeping Moore’s Law alive, opening the door to a variety into useful energy. For to chemical or biological at least a while longer. of electronic devices with instance, nanoparticles that agents and can be used as Deeper understanding of flexible touchscreens. convert carbon dioxide into sensors to identify toxins the physics of nanomaterials methane, a clean fuel gas, in a simpler and faster way has promoted development Energy and environment and new nanoparticulate than conventional on-site of quantum devices, with By enhancing the develop- photocatalysts that increase tests and may even remove applications in photodetec- ment of alternative energy hydrogen production have contaminants at the same tors, lasers and transistors, sources, making energy been developed, enhancing time. which allow high speed data consumption more efficient promises of alternative transfer with lower power and offering new solutions to sources of renewable energy. Medicine and health consumption. Devices using environmental remediation, In energy storage, Arguably the most mature
Small Science in Big China | 7 SMALL SCIENCE IN BIG CHINA [ An overview of the state of Chinese nanoscience and technology ]
1974: Nanotechnology coined 1985: Buckyballs discovered 1994: Stimulated-emission-depletion microscopy 2013: Artificial Scienti c Norio Taniguchi coins the term Harold Kroto, Sean Stefan Hell and Jan Wichmann describe a technique for optical ribosomes ‘nano-technology’. O’Brien, Robert Curl & 1988: Giant magnetoresistance imaging features below the diffraction limit by stimulated-emis- David Leigh creates Richard Smalley sion-depletion fluorescence microscopy. a molecular milestones Albert Fert and Peter Grünberg report [ [ discover C60 machine that acts as giant magnetoresistance in thin film buckminsterfullerene an artificial 1974: Surface-enhanced multilayers. molecule. 1994: Bistable molecular shuttle ribosome to join Raman spectroscopy together amino Fraser Stoddart demonstrates a bistable Martin Fleischmann, Patrick Hendra and acids in a specific chemically switchable molecular shuttle. James McQuillan report anomalous 1991: Carbon sequence. enhancement of Raman scattering, 1983: Growth of semiconductor nanotubes subsequently explained by Richard van Duyne quantum dots Sumio Iijima 1856: Observation of and Alan Creighton to be due to field-en- hancement by nanosized metal structures. Louis Brus reports synthesis of reports growth of 1994: Templated nanowires carbon nanoparticles colloidal semiconductor quantum Martin Moskovits grows aligned nanowire nanotubes. A Michael Faraday dots. arrays using porous anodic aluminium oxide year later Millie describes the 1974: Molecular electronics as a template. Dresselhaus and 2006: DNA origami wavelength-dependent Mark Ratner & colleagues Paul Rothemund scattering of light Arieh Aviram 1981: Scanning (Tyndall scattering) by propose a theory 1996: Nanopore gene sequencing demonstrates a 1931: Electron microscopy propose the idea tunneling that accurately chemically-produced John Kasianowicz, Eric Brandin, Daniel Branton, and method for folding of a molecular microscopy predicts the ratio gold colloids suspended Ernst Ruska and Max David Deamer demonstrate the ability to thread a individual strands diode. of metallic to in water. Knoll demonstrate the 1959: Plenty of Gerd Binnig, single strand of DNA through a nanopore in a lipid of DNA complex semiconducting first electron room at the Heinrich Rohrer bilayer membrane. two-dimensional nanotubes. microscope. bottom invent the scanning shapes. tunneling Richard Feynman microscope. speculates on the 1997: Cs corrected scanning potential of tunneling microscopy manipulating matter Ondrej Krivanek demonstrates at the atomic level in the ability to correct spherical his ‘Plenty of room aberration in a scanning at the bottom’ 2001: Nanowire lasers tunneling electron speech at a meeting 1983 microscope. Peidong Yang demonstrates 1928 of the American 1981 room temperature nanowire Physical Society at 1985 1997 laser. Caltech. 1974 1996 1982 1988 1856 1980 1986 1991 1931 1959 2006 1976 1990 1994 1998 1968 1992 2004 2001 2013 1928: Near-field 1999 1976: Atomic optical microscope 1993 1946 layer deposition Edward Hutchinson Synge Tuomo Suntola proposes the near-field 1935 invents atomic layer 1999: Molecular motors 2004: Isolation of graphene scanning optical epitaxy thin film microscope to obtain Ben Feringa and Ross Andre Geim & Konstantin growth technique. 1993: Quantum corrals images beyond the Kelly report light-driven Novoselov describe a Michael Crommie, Christopher Lutz and diffraction limit. and chemically driven technique to isolate Don Eigler report the confinement of 1980: Observation of molecular motors individual sheets of electrons by quantum corrals formed by respectively. graphene. 1935: Single molecule thin films naturally occurring iron atoms on a copper surface. Irving Langmuir and Katharine Blodgett quantum dots invent technique for growing monolay- Alexei Ekimov and Alexander 1998: Extraordinary er-thick molecular thin films. Efros report existence and optical optical transmission properties of nanocrystal quantum dots. Ebbesen, Lezec, Ghaemi, Thio, & Wolff report observation of extraordinary 1946: Molecular self-assembly transmission of light through an array of Zisman, Bigelow and Pickett report the self-assembly of subwavelength holes in a metal film. well-ordered molecular monolayers on a surface. 1992: Molecular sieves Charles Kresge invents mesoporous molecular 1998: E-Ink 1982: DNA nanotechnology sieve materials MCM-41 and MCM-48. Comiskey, Albert, Yoshizawa & Jacobson Nadrian Seeman proposes the idea of report the invention of E-Ink. 1968: Molecular beam epitaxy DNA nanotechnology. John Arthur Jr and Albert Cho develop molecular beam epitaxy for growing high-quality single-crystal thin films. 1990: Atom-by-atom manipulation Don Eigler and Erhard Schweizer demonstrate the use 1998: Crystalline nanowires 1986: Atomic force microscopy of an STM to manipulate Charles Lieber, Lars Samuelsson and Gerd Binnig, Calvin Quate and individual xenon atoms on a Kenji Hiruma independently develop Christoph Gerber invent the atomic nickel surface to form the techniques for growing of crystalline force microscope. letters ‘IBM’. semiconductor nanowires.
8 | Small Science in Big China [ An overview of the state of Chinese nanoscience and technology ]
1974: Nanotechnology coined 1985: Buckyballs discovered 1994: Stimulated-emission-depletion microscopy 2013: Artificial Scienti c Norio Taniguchi coins the term Harold Kroto, Sean Stefan Hell and Jan Wichmann describe a technique for optical ribosomes ‘nano-technology’. O’Brien, Robert Curl & 1988: Giant magnetoresistance imaging features below the diffraction limit by stimulated-emis- David Leigh creates Richard Smalley sion-depletion fluorescence microscopy. a molecular milestones Albert Fert and Peter Grünberg report [ [ discover C60 machine that acts as giant magnetoresistance in thin film buckminsterfullerene an artificial 1974: Surface-enhanced multilayers. molecule. 1994: Bistable molecular shuttle ribosome to join Raman spectroscopy together amino Fraser Stoddart demonstrates a bistable Martin Fleischmann, Patrick Hendra and acids in a specific chemically switchable molecular shuttle. James McQuillan report anomalous 1991: Carbon sequence. enhancement of Raman scattering, 1983: Growth of semiconductor nanotubes subsequently explained by Richard van Duyne quantum dots Sumio Iijima 1856: Observation of and Alan Creighton to be due to field-en- hancement by nanosized metal structures. Louis Brus reports synthesis of reports growth of 1994: Templated nanowires carbon nanoparticles colloidal semiconductor quantum Martin Moskovits grows aligned nanowire nanotubes. A Michael Faraday dots. arrays using porous anodic aluminium oxide year later Millie describes the 1974: Molecular electronics as a template. Dresselhaus and 2006: DNA origami wavelength-dependent Mark Ratner & colleagues Paul Rothemund scattering of light Arieh Aviram 1981: Scanning (Tyndall scattering) by propose a theory 1996: Nanopore gene sequencing demonstrates a 1931: Electron microscopy propose the idea tunneling that accurately chemically-produced John Kasianowicz, Eric Brandin, Daniel Branton, and method for folding of a molecular microscopy predicts the ratio gold colloids suspended Ernst Ruska and Max David Deamer demonstrate the ability to thread a individual strands diode. of metallic to in water. Knoll demonstrate the 1959: Plenty of Gerd Binnig, single strand of DNA through a nanopore in a lipid of DNA complex semiconducting first electron room at the Heinrich Rohrer bilayer membrane. two-dimensional nanotubes. microscope. bottom invent the scanning shapes. tunneling Richard Feynman microscope. speculates on the 1997: Cs corrected scanning potential of tunneling microscopy manipulating matter Ondrej Krivanek demonstrates at the atomic level in the ability to correct spherical his ‘Plenty of room aberration in a scanning at the bottom’ 2001: Nanowire lasers tunneling electron speech at a meeting 1983 microscope. Peidong Yang demonstrates 1928 of the American 1981 room temperature nanowire Physical Society at 1985 1997 laser. Caltech. 1974 1996 1982 1988 1856 1980 1986 1991 1931 1959 2006 1976 1990 1994 1998 1968 1992 2004 2001 2013 1928: Near-field 1999 1976: Atomic optical microscope 1993 1946 layer deposition Edward Hutchinson Synge Tuomo Suntola proposes the near-field 1935 invents atomic layer 1999: Molecular motors 2004: Isolation of graphene scanning optical epitaxy thin film microscope to obtain Ben Feringa and Ross Andre Geim & Konstantin growth technique. 1993: Quantum corrals images beyond the Kelly report light-driven Novoselov describe a Michael Crommie, Christopher Lutz and diffraction limit. and chemically driven technique to isolate Don Eigler report the confinement of 1980: Observation of molecular motors individual sheets of electrons by quantum corrals formed by respectively. graphene. 1935: Single molecule thin films naturally occurring iron atoms on a copper surface. Irving Langmuir and Katharine Blodgett quantum dots invent technique for growing monolay- Alexei Ekimov and Alexander 1998: Extraordinary er-thick molecular thin films. Efros report existence and optical optical transmission properties of nanocrystal quantum dots. Ebbesen, Lezec, Ghaemi, Thio, & Wolff report observation of extraordinary 1946: Molecular self-assembly transmission of light through an array of Zisman, Bigelow and Pickett report the self-assembly of subwavelength holes in a metal film. well-ordered molecular monolayers on a surface. 1992: Molecular sieves Charles Kresge invents mesoporous molecular 1998: E-Ink 1982: DNA nanotechnology sieve materials MCM-41 and MCM-48. Comiskey, Albert, Yoshizawa & Jacobson Nadrian Seeman proposes the idea of report the invention of E-Ink. 1968: Molecular beam epitaxy DNA nanotechnology. John Arthur Jr and Albert Cho develop molecular beam epitaxy for growing high-quality single-crystal thin films. 1990: Atom-by-atom manipulation Don Eigler and Erhard Schweizer demonstrate the use 1998: Crystalline nanowires 1986: Atomic force microscopy of an STM to manipulate Charles Lieber, Lars Samuelsson and Gerd Binnig, Calvin Quate and individual xenon atoms on a Kenji Hiruma independently develop Christoph Gerber invent the atomic nickel surface to form the techniques for growing of crystalline force microscope. letters ‘IBM’. semiconductor nanowires.
Small Science in Big China | 9 SMALL SCIENCE IN BIG CHINA [ An overview of the state of Chinese nanoscience and technology ] form of nanotechnology is to healthy tissues, bringing Ethical and safety issues commercial products, the that realized by life itself. significant advantages over New technologies are like economic impacts and From the organelles of conventional medicines. For double-edged swords, societal upheavals that will cells down to the operation example, carefully designed bringing in both benefits and incur are still unclear, which of biomolecules such as nanomedicines are able to potential risks. Nanotech- require careful judgement ribosomes, DNA, and ATP, leak into cancerous tissues nology is no exception. Its about the ethics of tech- these living systems are a via leaky blood vessels rapid development, while nology use. source of continual inspi- and accumulate in target much hailed, also deserves In response to these ration for nanoscientists. locations, offering higher cautions to the unintended various concerns, many Or, as synthetic biologist precision of targeted cancer environmental, health and governments around the Tom Knight once remarked, therapy. Additional applica- social effects. world have taken actions. “biology is nanotechnology tions include encapsulating The biggest current The US government has that works!” As such, biologically-active molecules, concern is the health threats launched the National nanotechnology is having such as antibodies, within of nanoparticles, which can Nanotechnology Initiative, an increasing impact in the nanoparticles to facilitate easily enter body systems with supporting responsible field of health and medicine, target-specific drug delivery. via our lungs or skin. For development of nanotech- with steady progress in Nanoparticles, given their instance, contaminated nology as one of its main drug delivery, biomaterials, small size and chemical metals in carbon nanotubes goals, and organized several imaging, diagnostics, active properties, show particular and diesel nanoparticles are working groups to explore implants and other thera- promise for use in medical found to have detrimental and address ethical, legal peutic applications. imaging. Conventional health effects. While worker and societal issues of nano- Perhaps the most remark- fluorescent dyes are made exposure to nanopollutants technology. In collaboration able development in the of organic compounds that during manufacturing with the U.S., the European application of nanotech- are often short lived and processes is a high risk, Union has also set up a nology to biomedicine is the whose optical properties are consumers of nanotechnol- platform to develop proto- advent of so-called nanopore difficult to tailor to operate ogy-based products also cols to address emerging genetic sequencing. This at arbitrary wavelengths. By face health risks. The use issues associated with method works by driving using inorganic quantum of nanomedicines, while the development of nano- individual strands of DNA dots whose operating promising, may also have technology. The Chinese through a nanometre-sized wavelengths can be tuned unintended consequences, government has invested hole in a thin membrane by their size, both these given the lack of under- in nanosafety research — or nanopore — using an limitations can be overcome. standing of whether or how since 2001, with around electrical field. By measuring What’s more, they could they are metabolized in 7% of research budgets for the electrical current that be more easily designed human bodies. The long- nanotechnology flowing flows across the nanopore to accumulate in specific term effects of their use are into scientific investigation as a strand of DNA passes tissues or tumour sites, still unclear. of environmental, health through it, one can deter- enabling easier and better Furthermore, industrial and safety implications of mine the sequence of genes diagnoses and more effec- emissions during the nanotechnology. It also that is encoded in the strand. tive treatment. production of nanoma- supports the development This technology is expected Nanotechnology has also terials and recycling of of standard methods to to significantly reduce the found applications in tissue used nano products cause quantify the environmental cost and increase the speed engineering. Nanomaterials contamination risks to the and health hazards, as well of genetic sequencing. such as graphene, nano- environment. The high as guidelines to monitor and Another promising tubes, and molybdenum reactivity and small size of regulate nanopollutants. medical application of disulphide can be used as nanoparticles may adversely With careful consider- nanotechnology is in drug scaffolds to help repair or affect the bio-ecological ations of the potential risks, delivery. Nanotechnology reshape damaged tissue. system, posing threats to nanotechnology can be enables drugs to overcome Nanostructured scaffolds plants and other animals. harnessed to change our chemical, anatomical and mimic the tissue-specific And as nanotechnology will lives and environment in a physiological barriers to microenvironment, facili- dramatically alter the way desirable way. n reach diseased tissues, and tating cell adhesion, prolif- we produce products, with increase the accumulation eration, and maturation, molecular manufacturing of drugs at target sites, and fostering normal cell as an example, and change 2. See http://www.nanotechproj- while reducing the damage functions and tissue growth. the dimension of many ect.org/cpi/
10 | Small Science in Big China [ An overview of the state of Chinese nanoscience and technology ]
THE RISE AND RISE OF CHINESE NANOSCIENCE
It is no secret that over the past two decades, China’s scientific output has grown at a rate that is unprecedented in recorded human history. In 1997, China-based researchers coauthored around 2 per cent of the scientific papers published globally by journals listed in the expanded Science Citation Index (SCI, compiled by Clarivate Analytics). China now contributes almost a quarter of all the primary research published in the world today. In few areas of research is this trend reflected more strongly Publication output microscopy’ (see Appendix 1 from 820 papers in 1997 to than in nanoscience and for the past 20 years for a more detailed descrip- over 52,000 papers in 2016, technology. tion of the methodology). a compound annual growth To get a better under- To begin our survey of In 1997, around 13,000 rate of 24% (Figure 1). standing of the rise of the state of nanoscience nanoscience-related papers Unsurprisingly, the rela- Chinese nanoscience research in China, we were published globally. tive contribution of nanosci- we looked at the China’s obtained the numbers of By 2016, this number had ence research as a fraction research output relative papers published year-on- risen to more than 154,000 of the total scientific output to the rest of the world year by the world’s leading nano-related research has also grown considerably in terms of numbers of countries in scientific papers. This corresponds to (Figure 2). Twenty years primary research papers, research, filtered by nano- a compound annual growth ago only around one-in- research contribution science- and technology-re- rate of 14% per annum, fifty papers published in contained in Nature lated keywords, according almost four times the growth the world involved research Research’s recently to the extended SCI data- in publications across all related to nanoscience or launched Nano database, base. This included papers areas of research of 3.7%. technology. Today, that has and finally patents. containing terms such Over the same period of increased to over one-in-ten. as ‘nanotube’, ‘quantum time, the nano-related Throughout that time, nano- dot’, and ‘atomic force output from China grew science has made a more
Small Science in Big China | 11 SMALL SCIENCE IN BIG CHINA [ An overview of the state of Chinese nanoscience and technology ]
FIGURE 1 | GROWTH OF NANOSCIENCE. FIGURE 2 | CONTRIBUTION OF NANOSCIENCE TO TOTAL The total output of papers related to nanoscience and technology published SCIENTIFIC OUTPUT. in ournals listed in the SC has been growing for the past two decades. Papers related to nanoscience and technology represents an ever growing fraction of the total scientific output of most countries. For China, South Korea and India, that fraction is now well above the global average.