Money. and How to Keep It. Sustainably

Money. And how to keep it. Sustainably.

Mine. Yours. Ours. Bank Gutmann. Founded around 100 years ago, we live the sustainability motto. Deliberately. Acting responsibly. Investing sustainably.

Working with and managing clients‘ assets needs an Do more with Impact Investing. understandable and reliable client relationship management approach, which tackles the exact needs of each individual client. Transparency, innovation, Exclusive cooperation with the Austrian Development individuality and careful risk assessment are our top bank, which follows the following mission: priorities.

- Reduce poverty Investment products that do good. - Strengthen the private sector - Protect lifes and resources

+8.73% p.a. since inception* Gutmann Aktien Nachhaltigkeitsfonds Gutmann Private Equity Impact Investing fund gives AT0000A15M75 investors a chance to make a difference while profiting from an attractive expected return. > EUR 1 bln Assets under management

in ESG mutual funds Gutmann. Third largest of eco-label certified funds in Austria.

EUR 1200 bn

EUR 1000 bn - Gutmann Euro Short Term Anleihen EUR 800 bn Nachhaltigkeitsfonds - Gutmann Euro Anleihen Nachhaltigkeitsfonds EUR 600 bn - Gutmann Aktien Nachhaltigkeitsfonds EUR 400 bn - Gutmann Strategie Nachhaltig EUR 200 bn - Gutmann GHS-Senior Housing - Gutmann Private Equity Impact Investing EUR 0 bn 2014 2015 2016 2017 2018 2019

* Inception date Mar 01, 2014. Net of fees in EUR as of Dec 31, 2020

Our understanding of investing sustainably over generations.

We take sustainability into account in the investment process through a combination of exclusion criteria and best in class stock selection with exception of:

Do more with Impact Investing.

- Genetic engineering - Atomic energy - Armor - Corruption - Coal mining - Pesticides - Labor rights violations - UN Global Compact - Animal testing violation Source: Bank Gutmann - Tobacco Joint social responsibility.

We stay behind the principles of joint responsibility. We show continuous involvement with topics that will shape the future of the next generations. Our employees and we, as a bank, make a conscious decision to protect the environment on a daily basis, so we can also stay a trusted partner for you, your children and grandchildren.

Corporate governance

- Gutmann High Potentials training program - Seminars and courses for Gutmann employees - “Leitbetriebe Austria Certificate 2016“ - Austrian quality-mark “Audit Beruf und Familie“

Social governance

- Psychological counseling - Children’s events for Gutmann employees - Health consult for Gutmann employees - Workplace healthcare policy and corporate pension plan for Gutmann employees

Environment

- Car-sharing principle for corporate vehicles - Video conference system in place, which reduces the overall traveling time - Office supplies and paper from sustainable materials - Recycling and a conscious waste separation Source: istockphoto.com / Ahmed bsr - Gutmann uses mainly green electricity

Sustainability in numbers

Each employee contributes to the overall success of Bank Gutmann. We strive for very high standards in business areas such as compliance, corporate governance, data privacy and anti-money laundering.

156,067 km Gutmann employees have traveled around the world travels by rail > almost four times by train

39.1 kg 4.8% less than a year before. consumption of printing paper per head > Gutmann is becoming a digital organization

278 employees > of which 53% are women Source: Bank Gutmann, annual numbers as of the end of 2019

Social awareness and reliability.

Social engagement is an important value for Bank Gutmann. Since 2002, we as a group support various charity organizations.

Source: istockphoto.com / PeopleImages

Since 2002 Since 2007 In „Haus Immanuel Caritas“, homeless women Together with the ICEP, Bank Gutmann supports edu- and their children can find shelter and all required cational projects in developing countries to reduce support. global poverty.

Since 2014 For over 15 years Saint Francis Foundation of Deva supports children’s CliniClowns organizes hospital visits for seriously ill homes in Romania and Hungary. children and adults.

Since 2007 2020 donations „Red Cross + Caritas“ JUCA is a Caritas house for young homeless men and Two organizations and their maxims have been in women who want to work actively to improve their the front row for a long time when it comes to sup- life situation. porting those in need: Caritas and the Red Cross. With our 2020 acute support in the amount of EUR 100.000 we would like to make a contribution so that these institutions can help all those who need this help more urgently than ever in this particularly challenging situation. PRIVATE BANKERS

Contact

Clemens Hansmann Mario Zipfl, EIP® Chief Sustainability Officer Private Clients Gutmann Kapitalanlageaktiengesellschaft Bank Gutmann Aktiengesellschaft Phone: +43-1-502 20-457 Phone: +43-1-502 20-158 [email protected] [email protected]

Disclaimer

This is a marketing communication. Investments in financial instruments This document contains information on a sub-fund of an investment or shares in closed-end funds are subject to market risks. Past performance company with variable capital in the form of a Luxembourg limited refers to the past and is not a reliable indicator of future results. partnership named Gutmann OeEB Impact Fund which is authorized for distribution in Austria and Germany to professional investors and to Gutmann Strategie Nachhaltig may invest mainly in categories of assets qualified retail investors/semi-professional investors. This document in other than securities or money market instruments. Due to the composition no way replaces fund documentation or any other part of the contractual of the portfolio and the used portfolio management techniques the Gutmann documentation. Accession to the Company is restricted to knowledgeable Aktien Nachhaltigkeitsfonds under certain circumstances can show an investors who, on the basis of the fund documentation and the Memorandum increased volatility, i.e. the value of units may be exposed to high up- and and Articles of Association, have arrived at their own assessment of the downturns within short periods of time. Referring to the fund provisions terms and conditions of their participation in the Company. Accordingly, approved by the FMA we point out that the following funds may acquire it is their responsibility to assess whether the rights and obligations of a securities or money market instruments exceeding 35% of the fund assets Shareholder of the Company are suitable for them from a legal, tax and of the following issuers, provided that the investment of fund assets takes economic point of view. place in at least six different issues with an investment in any single issue not exceeding 30% of the fund assets: Gutmann Aktien Nachhaltigkeitsfonds, This document contains information on a real estate fund. This Gutmann Euro Short Term Anleihen Nachhaltigkeitsfonds, Gutmann Euro presentation is neither a public offer within the meaning of the Austrian Anleihen Nachhaltigkeitsfonds: Federal Republic of Germany, Kingdom Capital Markets Act (KMG) nor an offer that can be accepted in the legal of the Netherlands, Republic of Austria; Gutmann Strategie Nachhaltig: sense. Only the company‘s final documentation is legally binding. This Federal Republic of Germany, Kingdom of the Netherlands, Republic of presentation and the opportunity to participate described in it is not Austria, Kingdom of Spain. intended for sale in the United States of America or to US citizens or for the benefit of US citizens (with “US citizens” are persons who are citizens of the For interested parties the Key Investor Information Document (“KID”) United States of America or domiciled in the USA; “US citizens” may also be in accordance with section 134 InvFG respectively the prospectus in ac- partnerships or corporations incorporated under the laws of the United States cordance with section 131 InvFG in their current versions are provided in of America or any state, territory or possession of the United States). Similar German language free of charge at Gutmann KAG and Bank Gutmann AG, or different sales restrictions as for US citizens may exist in other countries. both Schwarzenbergplatz 16, 1010 Vienna, Austria as well as at the German Persons who have received this presentation are invited to put additional information center Dkfm. Christian Ebner, Attorney at Law, Theresienhöhe questions regarding the type, content and conditions of the investment to 6a, 80339 Munich. Bank Gutmann Aktiengesellschaft and SHI Management GmbH.

All figures made without guarantees. Errors and omissions excepted. This document was produced by Bank Gutmann Aktiengesellschaft, Schwarzenbergplatz 16, 1010 Vienna. Bank Gutmann Aktiengesellschaft Investments in private equity are exposed to a variety of risk factors, both hereby explicitly points out that this document is intended solely for at fund of funds and target fund level. These include, but are not limited personal use and for information only. Publishing, copying or transfer shall to: long investment horizon, fluctuation in the net asset value, no guaran- not be permitted without the consent of Bank Gutmann Aktiengesellschaft. tee of performance, high degree of illiquidity, partly unknown target funds, The contents of this document have not been designed to meet the speci- investments generally not rated, currency risks and exchange rate risks, key fic requirements of individual investors (desired return, tax situation, risk person risks, entrepreneurial risk, exit risk as well as tax and legal risks. In tolerance, etc.) but are of a general nature and reflect the current knowledge addition, there are risks relating to investments in developing and emerging of the persons responsible for compiling the materials at the copy deadline. countries, such as political and economic risks, high inflation, lack of enfor- This document does not constitute an offer to buy or sell or a solicitation of ceability of legal claims, lack of accounting standards, risk in the return of an offer to buy or sell securities or shares in closed-end funds. The required capital as well as natural disasters and epidemics. The risks described may data for disclosure in accordance with Section 25 Media Act is available on materialize individually or cumulatively and may result in a total loss of the following website: https://gd.gutmann.at/en/imprint. invested capital for investors.

BANK GUTMANN AKTIENGESELLSCHAFT SCHWARZENBERGPLATZ 16 - A – 1010 VIENNA PHONE +43 - 1 - 502 20–0 - FAX +43 - 1 - 502 20–249 REG. OFFICE VIENNA - FN 78445K - COM. COURT VIENNA [email protected] - WWW.GUTMANN.AT