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Molecular (2006) 11, 815–836 & 2006 Nature Publishing Group All rights reserved 1359-4184/06 $30.00 www.nature.com/mp FEATURE REVIEW Subtyping : implications for genetic research A Jablensky Centre for Clinical Research in , School of Psychiatry and Clinical , The University of Western Australia, Perth, WA, Australia

Phenotypic variability and likely extensive genetic heterogeneity have been confounding the search for the causes of schizophrenia since the inception of the diagnostic category. The inconsistent results of genetic linkage and association studies using the diagnostic category as the sole schizophrenia phenotype suggest that the current broad concept of schizophrenia does not demarcate a homogeneous entity. Approaches involving subtyping and stratification by covariates to reduce heterogeneity have been successful in the genetic study of other complex disorders, but rarely applied in schizophrenia research. This article reviews past and present attempts at delineating schizophrenia subtypes based on clinical features, statistically derived measures, putative genetic indicators, and intermediate phenotypes, highlighting the potential utility of multidomain neurocognitive endophenotypes. Molecular Psychiatry (2006) 11, 815–836. doi:10.1038/sj.mp.4001857; published online 27 June 2006 Keywords: schizophrenia; heterogeneity; pleiotropy; subtypes; ; endophenotypes

Introduction to replace it with a pre-Kraepelinian notion of a unitary ‘’.9 Given the protean nature of the More than a century since the delineation of symptoms of schizophrenia and the poor coherence of praecox by Kraepelin,1 the aetiology, , the clinical and biological findings, such doubts are and pathophysiology of schizophrenia remain elusive. not without reason. However, simply dismantling the Despite the availability of criteria2,3 allowing reliable concept is unlikely to beget an alternative model that diagnostic identification, schizophrenia essentially would account for the host of clinical phenomena and represents a broad clinical entity defined by subjective research data consistent with a disease hypothesis symptoms, behavioural signs, and patterns of course. of schizophrenia. A well replicated epidemiological Research has marked out numerous biological indica- finding is that, on average, about 1% of the popula- tors tentatively associated with the disorder, including tion develop schizophrenic disorders in their life- neurocognitive dysfunction, dysmorphology, time.10,11 Further evidence that schizophrenia is and neurochemical abnormalities. Yet none of these not an arbitrary construct comes from the relative variables has to date been definitively proven to invariance of its clinical presentation and incidence possess the sensitivity and specificity expected of across populations and over time, established by field a diagnostic test. Genetic linkage and association research conducted by the World Health Organization studies have targeted multiple candidate loci and (WHO) in over 20 diverse populations and .12 genes, but failed to demonstrate that any specific gene In this article, we survey the evidence for phenotypic variant, or a combination of genes, is either necessary variation and likely aetiological heterogeneity as major or sufficient to cause schizophrenia.4–6 Thus, the sources of inconsistent findings and argue that, like existence of a specific brain disease underlying other complex disorders, schizophrenia is not a schizophrenia is still a hypothesis, for which no nosological monolith. We review past and present conclusive proof or refutation has yet been produced. attempts at delineating subtypes based on clinical The paradox of an ever increasing volume of features, statistically derived measures, putative genetic research data, and the apparent stalemate of the indicators, and endophenotypes. The end point is that search for causes of the disorder, has fuelled doubts conceptual and methodological constraints, well arti- about the of the schizophrenia construct, culated in the genetics of complex disorders, have not some leading to proposals to discard the category7,8 or been adequately considered in schizophrenia research.

Correspondence: Dr A Jablensky, Foundation Bldg, Level 3, The University of Western Australia, 50 Murray Arguments for and against heterogeneity in the Street, Perth, WA 6000, Australia. aetiology of schizophrenia E-mail: [email protected] Received 8 May 2006; accepted 23 May 2006; published online The debate on heterogeneity and the likely existence 27 June 2006 of aetiologically distinct subtypes has waxed and Subtyping schizophrenia A Jablensky 816 waned in the schizophrenia literature without ever the proportion of families linked to a given locus reaching a closure. Over 10 years ago, the editors of using a Bayesian model25 or likelihood-ratio tests.26 Schizophrenia Research invited researchers to state The approaches to resolving such heterogeneity reasons for and against schizophrenia being a homo- include segregation analysis and search for subclini- geneous single disease.13 In summary, the arguments cal markers that may index aetiological subtypes. were as follows. Retinitis pigmentosa is an apt example, where the identification of mutations in over 30 genes has A. The case for homogeneity resulted in a genetic classification of the retinal degeneration .27 Extensive heterogeneity  There are no disease entities in psychiatry, only 14 is the rule in many common complex disorders, continua of variation. Even when the aetiology of including inflammatory bowel disease,28 rheumatoid a disorder is known and is unitary, the presentation arthritis,29 and osteoporosis.30 The obverse phenom- and outcome may be remarkably varied. enon of pleiotropy, that is, multiple phenotypes  Phenotypic variation in schizophrenia reflects arising from one genetic factor, is equally common, a continuum of severity in which vary 15 for example, in demyelinating peripheral neuropathy along cognitive and neurobiological dimensions. or axonal neuropathy with vocal cord paresis caused Phenotypic variation is compatible with aetiologi- by mutations in the same GDAP1 gene.31,32 A range of cal homogeneity resulting from a liability-threshold 16 dissimilar syndromes may be varying expressions of a process. single genetic defect, such as severe neonatal intest- B. The case for heterogeneity inal obstruction, bronchiectatic lung disease, idio-  The candidate gene findings reject the parsimo- pathic pancreatitis, and male infertility, caused by 33–35 nious hypothesis that all schizophrenia is caused mutations in the CFTR gene. Both heterogeneity by the same pattern of genetic mutations, birth and pleiotropy are implicated in the phenotypic 36 complications and viral . variation of common brain disorders, where their  There is already evidence for several subtypes of effects may be aggravated by unknown or poorly schizophrenia associated with specific chromo- understood environmental contributions to the 37 some abnormalities. It may be worthwhile to phenotype. subdivide schizophrenic patients on the presence Schizophrenia cannot be an exception from these or absence of a putative aetiological factor, as in laws. Although heterogeneity is generally acknow- other complex , such as diabetes. ledged and genetic linkage analysis often performed  The question ‘heterogeneity: yes or no?’ should be under the assumption of heterogeneity, this is usually reworded to ‘heterogeneity: how much?’17 performed post hoc, that is, after the data have been collected, or by default, when difficult to interpret In a review of the meta-analytical evidence, results have been obtained.38 Apart from locus and Heinrichs18 reformulated the ‘continuum of severity’ allelic heterogeneity, commonly suspected sources of argument in terms of a ‘pathological shift’, which ‘nuisance’ variance in schizophrenia include a poorly holds that a single aetiological factor may, in each understood, poly- or oligogenic transmission; incom- individual case, affect differentially various dimen- plete penetrance; variable phenotype expression; sions of and , with a result- unknown environmental contribution; phenocopies; ing net effect mimicking heterogeneity. He argued that misspecification of the genetic model; and measure- such a model would be difficult to refute by direct ment or classification error.39,40 Less often acknow- evidence. The contrasting hypothesis of biological ledged, but potentially critical sources are a fallible subtypes offers an interpretation of the evidence that phenotype;41 existence of latent disease subtypes is refutable. The demonstrated success in resolving that may be aetiologically different;42 and popula- heterogeneity by phenotype subtyping in a number of tion admixture (of subtypes and ethnic variation) complex disorders, such as noninsulin-dependent that could seriously compromise the power of the diabetes;19 asthma;20 Parkinson’s disease (PD);21 available analytic methods.43,44 ;22 and familial Alzheimer disease (AD)23 The likely existence of aetiologically different provides prima facie support to a ‘splitting’ approach subtypes of the disorder (Bleuler’s notion of a ‘group in schizophrenia genetics. of ’45), is rarely considered in genetic studies, which tend to be predicated on the broad clinical diagnosis as the phenotype, implicitly assum- How heterogeneous is schizophrenia? ing a unitary view of the disorder. Phenotype Genetic heterogeneity and pleiotropy refinement through disaggregation into clinical sub- Genetic heterogeneity – ‘the existence of two or more types, or extension by covariate quantitative traits, genetically distinct entities with essentially one and has been a successful strategy in the genetic dissec- the same phenotype’24 – is a common attribute of tion of asthma,20 type I diabetes,19 or dementia.23 This disease, characterizing not only the geneti- approach has had limited following in schizophrenia cally complex disorders, but inherently present in research. The failure to address the unresolved monogenic mendelian conditions as well. In the heterogeneity in schizophrenia continues to be a latter, locus heterogeneity is usually estimated as serious obstacle to the effective harnessing of novel

Molecular Psychiatry Subtyping schizophrenia A Jablensky 817 technologies, such as whole-genome association broad clinical definition of schizophrenia to carve out analysis, or joint association and expression studies, biologically homogeneous clinical populations for into an effort to ‘deconstruct’ schizophrenia. genetic analysis. Such concerns are not new – attempts to parse the Symptoms and course as criteria defining the complexity of schizophrenia into simpler component phenotype disorders or subtypes have been undertaken since the As its inception and to the present day, the clinical earliest formulation of the diagnostic concept, using entity of schizophrenia is diagnosed by analysis of the clinical or biological criteria, as well as a variety of subjective symptoms reported by patients, their statistical methods. In the overview, that follows, the history and course, observation of behaviour, affect terms ‘subtype’, ‘component disorder’ or ‘variant’ are and , and (to a lesser extent) by evaluation used near-synonymously to denote sets of phenotypic of premorbid development, personality traits, and attributes defining discrete subgroups of individuals family background. The diagnostic criteria of the likely to be internally more homogeneous for aetiolo- International Classification of Diseases ICD-102 and gically relevant genes than the whole of the clinical Diagnostic and Statistical Manual (DSM)-IV3 were population meeting broad diagnostic criteria for originally conceived with a view to achieving three schizophrenia. fundamentally different goals: (i) to identify groups of patients with broadly similar clinical presentation and prognosis; (ii) to facilitate early diagnosis and Putative schizophrenia subtypes based choice of treatment; and (iii) to define a homogeneous on clinical features heritable diagnostic category for genetic aetiological Kraepelin’s clinical forms of research.46 Whereas the first two goals have, by and Acknowledging the diversity of the clinical pictures large, been achieved as regards the clinical utility of subsumed under dementia praecox and the absence the criteria, attainment of the third goal remains of pathognomonic symptoms, Kraepelin1 articulated, remote. The estimated high heritability of schizo- ‘for the sake of a more lucid presentation’, nine phrenia (B80%, on the basis of twin studies using different ‘clinical forms’ (Table 1). However, he DSM-III criteria47) has not been matched by unambig- emphasized that ‘we everywhere meet the same uous genetic linkage findings in studies using the fundamental disorders in the different forms of diagnostic category as the phenotype. Two recent dementia praecox, in very varied conjunctions, even meta-analyses48,49 suggested greater consistency of though the clinical picture may appear at first sight linkage results when pooled samples from different ever so divergent’. The ‘fundamental disorders’, sources were examined, but the actual agreement holding together the disease entity, were cognitive between the two studies on specific linkage findings deficit (a ‘general decay of mental efficiency’) and was disappointingly low. The inconsistency of the (‘loss of mastery over volitional results suggests extensive locus and allelic hetero- action’), most clearly manifested in the residual, geneity, as well as an admixture of phenotypically ‘terminal states’ of the illness. Kraepelin was reluc- varied clinical populations. tant to impute aetiological significance to the clinical Notwithstanding the reasonable level of inter-rater variants he described, and regarded the issue of a agreement that can be achieved on the broad unitary process versus multiple disease states within diagnosis, the symptoms of schizophrenia span a schizophrenia ‘an open question’. The renewal of wide range of psychopathology and display an interest in Kraepelin’s dementia praecox since the extraordinary amount of interindividual variability 1990’s has led researchers to attempt delineating a and temporal inconstancy, calling to Wittgen- ‘Kraepelinian’ subtype of schizophrenia, in terms of stein’s remark that classifying subjective psychologi- negative or disorganized symptoms, poor outcome, cal phenomena was akin to classifying clouds by their neuropsychological deficits, and risk factors.54–56 shape.50 As no symptom is pathognomonic or neces- However, as indicated in Table 1, Kraepelin’s original sary, but variable subsets of symptoms can be typology allowed for much greater heterogeneity in sufficient for the diagnosis, patients may be allocated the clinical manifestations of dementia praecox than to the diagnostic category of schizophrenia without it is currently assumed. having a single symptom in common. As a conse- quence, the phenomenological similarity of patients, Bleuler’s ‘group of schizophrenias’ selected for genetic and other biological research by Having coined the term ‘schizophrenia’ to replace the current criteria is modest at best, and disconcert- dementia praecox, Bleuler45 stated that schizophrenia ingly low at worst. This might be part of the reason for ‘is not a disease in the strict sense, but appears to be a the limited capacity of the diagnosis to predict group of diseases.Therefore, we should speak of accurately which biological or behavioural attributes schizophrenias in the plural’. He acknowledged that will be shared by the majority of individuals allocated the clinical subgroups of paranoid schizophrenia, to the diagnostic category, or to draw ‘zones of , hebephrenia and simple schizophrenia – rarity’51 that clearly demarcate schizophrenia from retained in the present DSM and ICD classifications – other disorders, such as bipolar affective disorder.52,53 were not ‘natural’ nosological entities. What were Such flaws raise doubts about the capacity of the then the multiple ‘schizophrenias’? Bleuler argued

Molecular Psychiatry Subtyping schizophrenia A Jablensky 818 Table 1 ’s ‘clinical forms’1

K Dementia praecox simplex (‘Impoverishment and devastation of the whole psychic life which is accomplished quite imperceptibly’) K Hebephrenia (Insidious change of personality with shallow capricious affect, senseless, and incoherent behaviour, poverty of thought, occasional , and fragmentary , progressing to profound dementia) K Depressive dementia praecox (simple and delusional form) (Initial state of followed by slowly progressive cognitive decline and avolition, with or without hypochondriacal or persecutory delusions) K Circular dementia praecox (Prodromal depression followed by gradual onset of auditory hallucinations, delusions, marked fluctuations of mood, and aimless impulsivity) K Agitated dementia praecox (Acute onset, perplexity, or exaltation, multimodal hallucinations, fantastic delusions) K Periodic dementia praecox (Recurrent acute, brief episodes of confused excitement with remissions) K Catatonia (‘Conjunction of peculiar excitement with catatonic dominates the clinical picture’ in this form, but catatonic phenomena frequently occur in otherwise wholly different presentations of dementia praecox) K Paranoid dementia (mild and severe form) (The essential symptoms are delusions and hallucinations. The severe form results in a ‘peculiar disintegration of psychic life’, involving especially emotional and volitional disorders. The mild form is a very slowly evolving ‘paranoid or hallucinatory weak-mindedness’ which ‘makes it possible for the for a long time still to live as an apparently healthy individual’) K Schizophasia (confusional speech dementia praecox) (Cases meeting the general description of dementia praecox but resulting in an end state of ‘an unusually striking disorder of expression in speech, with relatively little impairment of the remaining psychic activities’)

that ‘the disease schizophrenia must be a much WHO cross-national studies, defined a ‘nuclear’ broader concept than the overt psychosis of the same schizophrenia (S þ ) characterized by presence of at name’. Along with the ‘latent’ schizophrenias, which least three out of six FRS. Familiality and modest to manifested mainly aberrant personality traits, he substantial heritability has been reported for the listed atypical depressive or manic states, Wernicke’s FRS,65,66 but a study comparing their occurrence in motility psychoses, reactive psychoses, and other affected subjects with and without linkage to chromo- nonorganic, nonaffective psychotic disorders as be- somes 5q, 6p, 8p, and 10p produced ambiguous longing to the broad group of schizophrenias, suggest- results.67 ing that ‘this is important for the studies of heredity’, thus foreshadowing the notion of schizophrenia Leonhard’s alternative classification of the spectrum disorders. ‘endogenous’ psychoses In a clinical tradition striving to group psychotic Post-Kraepelinian and post-Bleulerian subtypes and illnesses on the basis of presumed localized cerebral dichotomies dysfunction, Leonhard68 developed a classification of Further subnosological distinctions have been pro- the ‘endogenous’ psychoses which departed substan- posed, including ;57 schizo- tially from the Kraepelinian . Leonhard phreniform psychoses;58 process – nonprocess;59 and defined sharply delineated disease entities, described paranoid – nonparanoid schizophrenia.60 Schneider61 by a detailed psychopathology emphasizing objective claimed that nine groups of psychotic symptoms, signs (e.g. psychomotor behaviour), course and out- designated as ‘first-rank symptoms’ (FRS), had a come, and family history. The nonaffective psychoses ‘decisive weight’ in the diagnosis of schizophrenia: were split into two groups of schizophrenias – audible thoughts; voices arguing about, or discussing ‘systematic’ and ‘unsystematic’ – and a third group the patient; voices commenting on the patient’s of ‘cycloid’ psychoses, each containing further sub- actions; experiences of influences on the body; types (Table 2), for which clinical homogeneity and thought withdrawal and other interference with distinct disease status were claimed. The resulting thought; thought broadcast (diffusion of thought); categorical taxonomy is the antithesis of the notion of delusional ; and other experiences involv- a continuum. While the ‘unsystematic’ schizophre- ing ‘made’ impulses and feelings experienced as nias are considered to be primarily genetic, hereditary caused by an outside agency. Owing to the sharpness factors play a secondary role in the cycloid psychoses of their definition and the hope that they could be and in the ‘systematic’ schizophrenias, presumed to reliably ascertained, the FRS have been incorporated be exogenously determined by maternal obstetric in the Research Diagnostic Criteria, RDC;62 DSM III;63 complications or early failure of social learning. and ICD-10.2 The Catego algorithm,64 used in the Notably, Leonhard’s classification neither expands,

Molecular Psychiatry Subtyping schizophrenia A Jablensky 819 Table 2 Karl Leonhard’s classification of the nonaffective endogenous psychoses68

I. Group of systematic schizophrenias (Insidious onset, auditory and somatic hallucinations, delusions, early blunting of affect, continuous unremitting course, personality deterioration)

Paraphrenias (Auditory hallucinosis, audible thoughts, thought broadcast, passivity experiences, delusional misidentifications, falsifications of memory) Hebephrenias (Extreme autistic withdrawal, flat affect, impoverished or disorganized speech and behaviour) Catatonias (Excessive parakinesias, mannerisms, verbigeration, posturing, , mutism, auditory hallucinations)

II. Group of unsystematic (atypical) schizophrenias (Rapid onset, relatively preserved affect, remitting course, mild personality deterioration)

Affect-laden paraphrenia (Paranoid delusions with affective loading) Cataphasia (schizophasia) (Incoherent, pressured speech but well-organized behaviour) Periodic catatonia (Episodic hyper- or , mixed excitatory and hallucinatory symptoms)

III. Group of cycloid psychoses (Sudden onset, pervasive delusional mood, multimodal hallucinations, labile affect, polarity of manifestations, typically complete recovery from episode)

Anxiety-happiness psychosis (Extreme shifts of affect, polarity e.g. intense – ecstatic elation) Motility psychosis (Impulsive hypermotility – psychomotor inhibition) psychosis (Incoherent – mutism)

nor constricts the outer boundaries of schizophrenia but not confirmed in an independent sample.77,78 as defined by ICD-10,2 and DSM-IIIR,69 but carves the Although the jury is still out, the apparent clinical schizophrenia spectrum in a different way. homogeneity of the of periodic catatonia Leonhard’s family studies, although richly descrip- may not be underpinned by genetic homogeneity. tive, may be methodologically outdated by present- day criteria. However, his conjectures have found The notion of a schizophrenia spectrum support in a twin study,70 in which the highest MZ/ The concept of a spectrum of schizophrenia-related DZ concordance rate differential was obtained with phenotypes originates in the observation that several ‘unsystematic’ schizophrenia (88.9% MZ, 25.0% DZ) ostensibly different disorders tend to cluster among and the lowest with cycloid psychoses (38.5% MZ, biological relatives of individuals with clinical schi- 36.4% DZ), consistent with the prediction about the zophrenia.45,79,80 Epidemiological and family study role of genetic factors in the aetiology of the different data suggest that the genetic liability to schizophrenia psychoses. A genome scan of 12 German multiplex is shared with liability to other related syndromes.81,82 pedigrees with periodic catatonia (one of the ‘un- The term ‘’, introduced by Rado83 and systematic’ schizophrenias with a 26.9% recurrence Meehl,84 describes a personality characterized by risk71), revealed significant linkage on chromosome , ambivalence, ‘interpersonal aversiveness’, 15q15, and suggestive evidence on 22q13.72,73 The distortion, ‘cognitive slippage’, and follow-up of the 15q finding has so far excluded the sensory, kinaesthetic or vestibular aberrations. nicotinic receptor alpha7 subunit gene, Chapman et al.85 designed scales to measure percep- the zinc transporter SLC30A4, and the NOTCH4 tual aberrations and ‘magical ideation’ as traits gene.74–76 The putative 22q13 locus contains the predicting ‘psychosis proneness’. These constructs MLC1 (WKL1) gene, coding for a cation channel were amalgamated with clinical descriptions from the expressed exclusively in the brain and causing, in its Danish-US adoptive study into the DSM-III diagnostic mutated form, a severe neurodegenerative disorder category of schizotypal (SPD), (megaencephalic leukoencephalopathy). A rare mis- which is now central to the spectrum notion.8186 The sense mutation in this gene, cosegregating with frequent occurrence of SPD among first-degree rela- periodic catatonia in a single pedigree was detected, tives of probands with schizophrenia has been

Molecular Psychiatry Subtyping schizophrenia A Jablensky 820 replicated in the Roscommon epidemiological basis.103 Its construct validity and neurobiological study,87 which added to the schizophrenia spectrum correlates remain ambiguous.104–106 As no theory- further disorders cosegregating within families. The based rule exists for classifying the symptoms of resulting ‘continuum of liability’ included: (i) ‘typi- schizophrenia as negative or positive, the distinction cal’ schizophrenia (ii) schizotypal and paranoid is supported by their differential loadings on separate personality disorders; (iii) schizoaffective disorder, factors. The argument is somewhat circular, since depressed type; (iv) other nonaffective psychotic cross-sectional symptomatology is typically assessed disorders (schizophreniform, atypical psychosis); by rating scales designed a priori to reflect such and (v) psychotic affective disorders. The correlation distinction.107 of liability to the five disorders between probands with schizophrenia and their first-degree relatives 87 Deficit–nondeficit schizophrenia was 0.36. Recent evidence from the Finnish family 108,109 adoptive study of schizophrenia suggests more Carpenter and co-workers proposed the delinea- restrictive genetic boundaries of the spectrum, by tion of a subtype of schizophrenia characterized by enduring ‘primary’ negative symptoms that could not excluding paranoid personality disorder and psycho- affective disorders.88 In all its variations, however, be construed as sequelae of other psychopathology the spectrum concept remains critically dependent on (Table 3). This clinical construct, evocative of the validity of the SPD concept. Accumulating Kraepelin’s dementia praecox, was termed ‘deficit evidence from family and twin data indicates that schizophrenia’ (DS) and hypothesized to be an aetiologically distinct ‘disease’ within the schizo- SPD is multidimensional and may be genetically 110 heterogeneous.89–92 Its manifestations fall into two phrenia spectrum. Studies comparing DS cases with ‘nondeficit’ (NDS) patients and controls, esti- genetically independent clusters: a ‘negative’ cluster (odd speech and behaviour, inappropriate affect and mate the prevalence of the DS subtype at 16.5% in social withdrawal), more common among relatives of unselected epidemiological samples of schizophrenia cases111 and 25–30% within samples of chronic schizophrenic probands, and a ‘positive’ cluster 110 (magical ideation, brief quasipsychotic episodes), schizophrenia. Compared to NDS, DS cases exhibit associated with increased incidence of affective less paranoid ideation and depression, less substance , more prominent anhedonia, poor social func- disorders in relatives.93 ‘Negative’ schizotypy may tioning, treatment resistance and a higher schizo- indeed represent a personality-based counterpart of 111 schizophrenia,94 manifesting attenuated cognitive phrenia risk in relatives. DS and NDS do not differ deficits95–97 and brain structural abnormalities98 on age at onset and length of illness, which argues characteristic of schizophrenia. against a progression leading from NDS to DS. Supportive evidence for the DS construct has been Positive–negative schizophrenia (‘Type I’ and ‘Type II’) A general ‘weakening’ of mental processes resulting Table 3 Diagnostic criteria for the deficit syndrome of in a ‘defect’ was the cornerstone of Kraepelin’s 108,109 dementia praecox, who suggested that precursors of schizophrenia ‘defect’ could be detected early in the illness, 1. At least 2 of the following 6 negative symptoms must be coexisting with ‘productive’ or ‘florid’ symptoms. present: Since the 1970s, the terms ‘defect’ and ‘productive’ symptoms have been virtually replaced by ‘negative’ Restricted affect and ‘positive’ symptoms.99 Crow100 proposed a simple Diminished emotional range subclassification of schizophrenia, based on the Poverty of speech predominance of either positive or negative sympto- Curbing of interests matology. ‘Type I’ (positive) schizophrenia was Diminished sense of purpose characterized by hallucinations, delusions, and for- Diminished social drive mal , with a presumed underlying 2. Some combination of two or more of the above negative dopaminergic dysfunction, while patients with ‘Type symptoms have been present for the preceding 12 months II’ (negative) schizophrenia displayed social with- and always present during periods of clinical stability. drawal, loss of volition, affective flattening, and poverty of speech, presumed to be associated with 3. The negative symptoms are primary, that is, not structural brain abnormalities. Criteria and rating secondary to factors other than the disease process, for scales for positive (SAPS) and negative (SANS) example schizophrenia were proposed by Andreasen and Olsen.101 The initial typology, implying pathogeneti- cally discrete and mutually exclusive ‘types’, was Drug effects later replaced by a negative and a positive dimension, Suspiciousness or other psychotic symptoms Mental retardation allowing the two kinds of symptoms to co-occur in Depression the same individual and share a common aetiology.102 In essence, the positive–negative typology is 4. The patient meets DSM-III criteria for schizophrenia a descriptive device without a strong theoretical

Molecular Psychiatry Subtyping schizophrenia A Jablensky 821 provided by neuropsychological studies, which schizophrenia should be viewed with caution, con- found those patients to be particularly impaired on sidering the diversity of clinical populations and the the Stroop colour-word interference test,112 the limitations of the instruments used to generate the degraded stimulus version of the continuous per- input data. formance task,113 and tests of general ability.114 Whereas factor analysis groups variables, cluster Oculomotor control measures indicate deficient analysis groups individuals on the basis of maximum tracking and antisaccade performance115–117 and shared characteristics. Farmer et al.143 identified neurological examination suggests deficient sensory two clusters into which patients with schizophrenia integration.118 The overall pattern has been inter- could be fitted, based on their scores on a checklist preted as indicative of a fronto-temporo-parietal of 20 symptom and history items: one characterized dysfunction, against a background of a more global by good premorbid adjustment, later onset, and well impairment.119 Taxometric analysis of 238 schizo- organized delusions, and another including early phrenia patients120 suggests a discrete taxon status for onset, poor premorbid functioning, incoherent DS. The DS–NDS typology with its covariates is well speech, bizarre behaviour, and family history of replicated, yet rarely used in genetic research121,122 schizophrenia. However, using the Positive and despite its potential suitability as a phenotype. Negative Syndrome Scale,132 Dollfus et al.144 obtained four quite different distinct clusters, corresponding to Statistically derived symptom dimensions or clusters positive, negative, disorganized and mixed sympto- Factor analysis has been applied to psychiatric rating matology. Thus, cluster analysis is as dependent on scales since the 1960s.123 Essentially, factor analysis the selection of input variables as factor analysis. and related methods reduce the covariation of the Latent class analysis (LCA) assumes the existence primary data matrix to covariances of small numbers of a finite number of mutually exclusive and jointly of latent factors which account for the interrelation- exhaustive groups of individuals, within which ships among the primary variables and explain a person characteristics, for example, responses to proportion of their variance. Based on a relatively symptom items, are: (a) determined by class member- small number of input variables (SANS/SAPS scores), ship and (b) locally independent.145 A latent class a three-factor structure was proposed by Liddle124 and typology of schizophrenia, proposed by Sham replicated by other investigators.125–127 In this model, et al.,146 using data on 447 patients with nonaffective negative symptoms load on a single factor of ‘psy- psychoses, suggested the existence of three sub- chomotor poverty’, while positive symptoms split groups: a ‘neurodevelopmental’ subtype resembling into a delusions-and-hallucinations factor (‘reality the hebephrenic form of the disorder (poor premorbid distortion’) and a thought-and- factor adjustment, early onset, prominent negative, and (‘disorganization’). The model has been shown to be disorganized features); a ‘paranoid’ subtype (less longitudinally stable128 and replicable in non-Eur- severe, better outcome); and a ‘schizoaffective’ sub- opean populations.129,130 It was incorporated in DSM- type (dysphoric symptoms). In an epidemiological IV3 and tested in field trials.131 sample of 343 probands with schizophrenia and Results of factor-analysis of symptomatology de- affective disorders, Kendler et al.147 found six latent pend strongly on the content of the clinical rating classes, broadly corresponding to the nosological scales used as input. Studies using the SANS and groups of ‘Kraepelinian’ schizophrenia; major depres- SAPS result in different solutions from those pro- sion, schizophreniform disorder; schizoaffective dis- duced by the PANSS,132 BPRS,133 or OPCRIT,134 order (manic), schizoaffective disorder (depressed), including a general neurotic syndrome factor;135 and hebephrenia. Increased risk for schizophrenia excitement and depression;136,137 paranoid, first-rank spectrum disorders was found among the relatives of delusions and first-rank hallucinations;138 premorbid subjects assigned to the schizophrenia and schizo- adjustment deficits factor;139 and autistic preoccupa- phreniform classes, while increased risk for affective tion factor.140 In a large sample of probands with disorders was only found in the relatives of patients schizophrenia, McGrath et al.141 identified five factors assigned to the major depression and schizoaffective (positive, negative, disorganized, affective, and early (depressed) classes. Similar results, using a combina- onset/developmental), which were associated with tion of principal component (factor) analysis and risks of psychoses and affective disorders in relatives. LCA in an epidemiologically ascertained sample of In a series of factor analyses based on an expanded 387 patients with psychoses, have been reported by list of 64 psychopathological symptoms, Cuesta and Murray et al.148 Peralta142 concluded that a hierarchical 10-dimen- In contrast to conventional LCA, a special form of sional model provided the best fit on statistical and latent structure analysis, the grade of membership clinical grounds. Factor solutions, therefore, are not (GoM) model, allows individuals to be members of unique and the question ‘how many factors parsimo- more than one class and represents the latent groups niously describe the symptomatology of schizophre- as ‘fuzzy sets’,149,150 where individuals can be mem- nia?’ can only be answered in the context of a bers of more than one set. The GoM model simulta- particular selection of symptoms and measure- neously extracts from the data matrix a number of ment methods. Therefore, factor-analytical studies latent ‘pure types’ and assigns each individual a set of suggesting ‘established’ dimensions or syndromes of numerical weights quantifying the degree to which

Molecular Psychiatry Subtyping schizophrenia A Jablensky 822 that individual resembles each one of the identified schizophrenia families.39 Moreover, simulation power pure types. When applied to the symptom profiles of analyses174 suggest that the F/S design can be useful 1065 cases in the WHO International Pilot Study of only in the context of very large samples of nuclear Schizophrenia,151 the method identified eight pure families. types of which five were related to schizophrenia, two to affective disorders and one to patients in remission, Subtyping based on genetic linkage or association data all showing significant associations with course and Several studies based on samples with well-charac- outcome variables used as external validators. terized clinical phenotypes have examined associa- tions between selected clinical features and previously established genetic linkage regions or Subtypes based on putative genetic indicators putative candidate genes. Various approaches have Familial–sporadic schizophrenia been employed to interrogate genome-wide linkage or Subtyping schizophrenia by the presence/absence of association data with a view to exploring pathways of a positive family history for schizophrenia spectrum disease expression. Thus, a potential 6p locus, disorders was proposed in the 1980s as a strategy associated with a quantitative trait assessing the expected to be more successful in resolving hetero- severity of psychotic symptoms, was reported by geneity than symptom-based typologies.152 Although Brzustowicz et al.175 Pulver et al.176 used diagnostic inclusion/exclusion criteria varied across studies, information to stratify 54 multiplex pedigrees by ‘familial’ (F) cases were typically defined as having diagnostic phenotypes cosegregating in nonschizo- X1 first-degree relative affected, while ‘sporadic’ (S) phrenic first-degree relatives of the probands and cases had none among either first- or second-degree reported genome-wide significant linkage to 8p21 and relatives.153 The F/S dichotomy rests on the assump- suggestive linkage to 1p21 for schizophrenia spec- tion that the familial aggregation of cases is primarily trum personality disorders. Subsequent analyses of of a genetic origin, while sporadic cases result from affected siblings from these families revealed that the environmental insults (e.g. maternal obstetric com- linkage evidence for 8p21 was mainly contributed by plications) or de novo somatic mutations. In the a subgroup of 30 affected siblings sharing two alleles majority of studies applying this classification, the identity by descent in the 8p21 region and one allele proportion of familial cases was in the range of at a locus on chromosome 14, suggesting an interac- 8–15%, that is, lower than the 19% prevalence tion effect. Phenotypically, this subgroup was char- estimated by Gottesman et al.154 from pooled Eur- acterized by a high prevalence of bizarre delusions, opean studies between 1920 and 1978. As the F/S affective symptoms early in the course of illness, subtypes were hypothesized to differ aetiologically, a history of seizures, and attendance of special number of studies, mostly of small to moderate school.177 sample size ( < 100), compared the phenotypic char- Using data from the Irish Study of High-Density acteristics of the two groups.155,156 No consistent and Schizophrenia Families, Kendler et al.67 reported significant differences have been found in age at high levels of positive thought disorder, affective onset, symptom patterns, severity, treatment response deterioration, and worse outcome in probands from and outcome,157–159 and the findings with regard to families with evidence of linkage to 8p22–21, suggest- obstetric complications are inconclusive.160–162 Spora- ing that a susceptibility gene in the region may be dic cases are more likely to be winter-born159,163,164 predisposing to a Kraepelinian, dementia praecox and have more electroencephalographic (EEG) type of illness. Within the same cohort of families, abnormalities153 and enlarged ventricles on CT scan family-based transmission disequilibrium tests pro- or MRI.152,165,166 Familial cases, on the other hand, duced suggestive evidence of association between have more neurological signs,164,167–169 poorer sus- affective symptoms and the His452Tyr polymorphism tained performance;170 cortical abnormal- in the serotonin 2A receptor; between negative ities on MRI171 and reduced temporoparietal resting symptoms and the brain-derived neurotrophic factor regional blood flow.172 (BDNF); and between negative symptoms and a high- By and large, the F/S classification has not been risk haplotype in the dystrobrevin-binding protein 1 successful in identifying homogeneous phenotype (dysbindin, DTNBP1) on 6p24–22.178,179 Recently, an groups for genetic research. The dichotomy, based on association between a six-locus haplotype in DTNBP1 recurrence of manifest schizophrenia among biologi- and psychometrically assessed generalized cognitive cal relatives, might easily result in a misclassification deficit in schizophrenia patients was reported by unless: (i) ascertainment of all family members is Burdick et al.180 complete; (ii) appropriate adjustments for family size, A special focus in the search for genetic subtypes of age, and lifetimes at risk are made; and (iii) the schizophrenia has been the B3 Mb region on chromo- spectrum of disorders counted as recurrence cases is some 22q11, which contains at least three genes stringently defined. However, even if such confound- implicated in schizophrenia (COMT, PRODH2, and ing factors are adequately controlled for, and ‘famili- ZDHHC8) and is hemizygously deleted in the velo- ality’ is represented as a continuous trait rather than a cardiofacial syndrome (VCFS, DiGeorge syndrome, or dichotomy,173 the method remains open to error due Shprintzen syndrome). The microdeletion has a to the likely presence of unexpressed genotypes in population frequency of B1 in 6000 births181 and is

Molecular Psychiatry Subtyping schizophrenia A Jablensky 823 associated with increased risk for several neuropsy- Table 4 ‘Candidate’ endophenotype markers in schizophre- chiatric syndromes, including schizophrenia,182 bipo- nia research lar disorder, , and ADHD.183 Neurophysiological markers and endophenotypes Approximately, 1% of adult schizophrenia patients 205 are carriers of the microdeletion184 but the frequency Electrodermal deviance Prepulse inhibition of the startle reflex206–208 may be as high as 5% among individuals with 209–211 185 Deficient gating of the auditory evoked response (P50) childhood onset of schizophrenia. No evidence P300 amplitude reduction and latency delay212 has been produced to date that such patients express N400 amplitude reduction (semantic context a schizophrenia phenotype that is clinically distin- underutilization)213 guishable from schizophrenia in the absence of Mismatch negativity (MMN)214–217 VCFS.186 However, schizophrenia patients with VCSF Smooth pursuit eye movement dysfunction (SPEM)218–221 have more severe cognitive deficits of spatial working Antisaccade error rate (AS)222–224 225 memory, visual recognition, and attention than VCFS Composite inhibitory phenotype (P50, AS, SPEM) 187 Multivariate electrophysiological endophenotype (MMN, individuals without schizophrenia. Compared to 226 matched normal controls, schizophrenia patients P50, P300, AS) with VCSF have smaller total grey matter volume, 188 markers and endophenotypes larger lateral ventricles, and decreased gyrification Fronto-thalamic-cerebellar gray matter deficit227 189 in the frontal and parietal lobes. Considering the Fronto-striato-thalamic gray matter deficit228 potential to trace causal pathways linking specific MRI-derived three-factor phenotype229 gene effects with intermediate phenotypes and clin- MRI whole-brain nonlinear pattern classification230 ical disease expression, studies of rare genetic defects Frontal hypoactivation in response to cognitive tasks have a special place in schizophrenia research. The (hypofrontality)231 discovery of a translocation break point cosegregating Atrophic and static (neurodevelopmental) schizophrenia 232 with schizophrenia in a Scottish pedigree190 has endophenotypes facilitated the recent identification of Disrupted- Cognitive markers and endophenotypes In-Schizophrenia 1 (DISC1) as a positional candidate Continuous performance tests (CPT, signal/noise ratio)233–235 gene with likely effects on brain development and Attention and vigilance-based subtype18 191,192 in schizophrenia. Verbal dysmnesic subtype18 Verbal memory deficit, cortical or subcortical type236,237 18 Endophenotypes: signposts to a biological Dysexecutive subtype Prefrontal executive/ phenotype238 subclassification of schizophrenia? Frontal/abstraction deficit profile239 Spatial working memory240 Amidst growing doubts in the capacity of the broad 239,241–243 diagnostic category to serve as a reliable phenotype Generalized (diffuse, pervasive) , CD for gene discovery,193–196 the concept of endopheno- Other markers and endophenotypes type (intermediate, elementary, alternative, or corre- Neurological soft signs244–247 lated phenotype) offered a novel perspective on Composite laterality phenotype248 subtyping schizophrenia that could be either an Nailfold plexus visibility249 alternative or a complement to symptom-based Minor physical anomalies250,251 phenotypes. The term, originating in early 20th century plant and insect genetics, was introduced into schizophrenia genetics by Gottesman and haemochromatosis,201 and juvenile myoclonic Shields.197 As ‘measurable components unseen by .202 In schizophrenia research, an endophe- the unaided eye along the pathway between disease notype approach, based on smooth pursuit eye move- and distal genotype’,198 endophenotypes must meet ments (SPEM) was first explored by Holzman203,204 criteria of being: (i) associated with the clinical and followed by a growing number of studies utilizing disorder but not necessarily part of its diagnosis; (ii) psychophysiological, brain imaging, and cognitive heritable; (iii) state-independent (i.e. present before measures (Table 4). the onset of active illness or during remissions); (iv) cosegregating with illness in families; and (v) found Cognitive dysfunction as an endophenotype in unaffected family members at a higher rate than in Cognitive deficits are widely regarded as a core the general population.193,198 Earlier desiderata, for feature of schizophrenia and not an epiphenomenon example that endophenotypes have a mendelian of the illness.251-253 There is remarkable agreement in genetic architecture, may be unrealistic. An important the literature that deficits in multiple cognitive requirement, however, is that an endophenotype domains predate the onset of clinical symptoms;254–258 should be a quantitatively measurable trait (on a rank are not attributable to medications;259 scale as a minimum, but preferably on an interval persist over the course of the illness; are unrelated scale). Examples of endophenotypes meeting the to its duration;260–262 and behave like a stable above criteria and successfully used in gene identi- trait.233,263,264 Pervasive cognitive dysfunction has fication include the long QT syndrome,199 familial been reported in > 50% of schizophrenia patients in adenomatous intestinal polyposis,200 idiopathic a community-based survey in Scotland,265 and there

Molecular Psychiatry Subtyping schizophrenia A Jablensky 824 is compelling evidence that cognitive deficits are distribute patients into groups of severely compro- significantly correlated with impairments in activi- mised, intermediate and mildly affected perfor- ties of daily living (ADL) in patients with schizo- mance,291,292 ‘classical’ fine-grain neuropsychological phrenia,266–270 but only weakly associated with analyses (case studies of individual profiles rather psychotic symptoms.271 Patients with paranoid than group means; delineation of generalized/differ- schizophrenia and pronounced positive symptoms ential deficits; search for ‘double dissociations’) have tend to show better cognitive functioning compared identified patterns of dysfunction that parallel the to patients with undifferentiated or disorganized amnestic syndromes in coarse brain disease, such as schizophrenia.272–274 Huntington’s (HD), PD, or AD. Population-based, longitudinal cohort stu- In a series of 175 schizophrenia patients, compared dies254,275,276 have found that compromised general with 229 normal controls on the performance of the cognitive ability in late adolescence is a strong California Verbal Learning Test (CVLT), Paulsen predictor of subsequent schizophrenia risk. Family et al.236 elicited from 50% of the patients a subcortical studies indicate that a proportion of the unaffected (striatal, HD/PD-type) memory profile combining first-degree relatives of index cases of schizophrenia prominent retrieval deficit (poor free-format recall of display similar patterns of deficit in an attenuated word lists, improving substantially on presentation of form,234,235,277–279 and an epidemiologically-based cues) with absence of storage deficits (lack of rapid study of 111 DZ and MZ twin pairs discordant for ). Another 15% had a cortical (hippocam- schizophrenia280 found that deficits in working pal-thalamic, AD-type) profile (primary encoding and memory, attention, reaction time and word recall storage impairment, with an excess of irrelevant word intrusions were highly heritable. Thus, the balance of intrusions on free and cued recall), while the profiles the evidence suggests that cognitive dysfunction of the remaining 35% did not deviate significantly meets most of the criteria198 of an endophenotype in from those of the controls. These findings were schizophrenia. This conclusion is underscored by the replicated by Turetsky et al.237 and supported by meta-analysis by Heinrichs and Zakzanis281 of 204 neuroimaging data suggesting ventricular enlarge- studies published between 1980 and 1994 (a total of ment with preserved temporal lobe grey matter and 7420 schizophrenia patients and 5865 controls), in no significant metabolic abnormalities in the sub- which effect sizes (Cohen’s d) and the U statistic cortical group. In contrast, the cortical group was (degree of nonoverlap) were calculated for 22 neuro- characterized by a left-hemisphere temporal and cognitive test variables ranging from IQ, verbal frontal volume reduction, and metabolic abnormal- memory, and attention to executive function, and ities in the superior temporal gyrus, hippocampus, . Neurocognitive deficit was found to be a and thalamus. Using a different statistical approach, reliable and well replicated finding in schizophrenia, Dickinson et al.241 estimated that over 30% of the although no single test or cognitive construct was variance in cognitive test performance by schizophre- capable of separating perfectly schizophrenia patients nia patients could be explained by a large-effect ‘g’ from normal controls. Seven widely used measures factor, affecting fundamental processes that integrate achieved effect sizes greater than 1.0 (60–70% non- multiple intermodal brain functions into ‘core’ cog- overlap between the cases and controls): global verbal nitive operations such as concept formation and memory (1.41), bilateral motor skills (1.30), perfor- reasoning skills. Further variance, however, can be mance IQ (1.26), the continuous performance task explained by a number of independent, small-effect (1.16), word fluency (1.15), the Stroop task (1.11), and variables selectively affecting specific functions, such WAIS-R IQ (1.10). Although a subset of B50% of as processing speed and visual memory. Table 4 patients had nearly normal performance, significant provides an overview of proposed cognitive subtypes cognitive impairment was common in schizophrenia associated with schizophrenia. and exceeded the deficits found in some neurological Promising as they are, these approaches to ‘splitting disorders, justifying the view that ‘schizophrenia is a schizophrenia’293 are limited by sample size, as well that manifests itself in beha- as by insufficient efforts to integrate multidomain viour’.281 data (e.g. neuroimaging and neurophysiological mea- surements) that might increase their capacity to parse Subtypes of cognitive dysfunction the deficits characterizing schizophrenia. Cognitive deficits in schizophrenia are heteroge- Cognitive phenotypes have rarely been tested as neous, ranging from pervasive generalized dysfunc- phenotypes in molecular genetic studies. In one such tion through patchy focal disorders to mild focal study, Egan et al.294 used working memory/executive deficits or nearly normal performance.282–288 Yet function (assessed by the Wisconsin Card Sorting test, amidst seemingly extensive heterogeneity, converging WCST) as the phenotype in a functional investigation evidence points to specific deficits in verbal declara- of the val158/108met polymorphism in the catechol- tive memory and working memory (mainly in the o-methyltransferase (COMT) gene. Allele dosage early encoding stage) as major sources of var- effect of worsening WCST performance and reduced iance.289,290 This observation has prompted attempts fMRI activation response in the prefrontal cortex at delineating particular profiles or subtypes. was found for the val/met and val/val genotypes, While conventional cluster analyses tend to simply likely due to a more rapid inactivation of synaptic

Molecular Psychiatry Subtyping schizophrenia A Jablensky 825 by the COMT-val variant. No effect on first-degree relatives, and controls. The test results sustained attention was detected.238 In another study, were analysed for complex patterns of dysfunction using a more inclusive neurocognitive battery, Bilder using a GoM model, a form of latent structure analysis et al.295 found greater impact of the val158/108met which defines a parsimonious number of latent genotype on processing speed and attention than on groups or patterns of responses (‘pure types’), allow- executive function, suggesting that the effect of the ing individuals to resemble each group to varying COMT polymorphism on may not be degrees, rather than allocating them to mutually exclusively mediated by prefrontal dopamine. Con- exclusive clusters as performed in standard sidering that the COMT-val allele has shown an asso- LCA.149,150 GoM resolves sample heterogeneity by ciation with schizophrenia in some reports,296–298 assigning to each individual GoM scores of affinity although not in others,299–301 the possibility that to each one of several pure types. The resulting this polymorphism might contribute to the risk of classification identified two distinct pure types of schizophrenia requires further study. multivariate neurocognitive profiles (Figure 1), which In a study of 168 Finnish families with schizo- comprised over 90% of the schizophrenia patients in phrenia, Paunio et al.302 applied a variance compo- the sample, as well as 23% of their clinically nent analysis (SOLAR) to genome scan data, using 11 unaffected first-degree relatives: a cognitive deficit neuropsychological test battery scores obtained from (CD) subtype and a cognitively spared (CS) subtype. probands and relatives as quantitative trait pheno- In the CD subtype verbal memory impairment was the types before linkage analysis. Compared with diag- most consistently observed cognitive deficit. Multiple nosis only as the phenotype, use of quantitative traits (3 þ ) cognitive deficits were exhibited by all CD resulted in a stronger signal and evidence of linkage cases, and estimated current IQ was low in the for verbal learning and memory over a 30 cM region majority of these patients. Consequently, generalized on 4q13–25 (Zmp = 3.84), as well as suggestive cognitive deficiency was the most salient character- evidence for visual working memory on 2q36 istic of this subtype, in contrast to mild or patchy (Zmp = 2.08), visual attention on 15q22 and executive deficits in the CS subtype. function on 9p22. Although the advantages of using To test the hypothesis that the two subtypes are quantitative traits are demonstrated by this study, the genetically distinct, a 10 cM whole genome scan was interpretation of specific linkage findings for sub- performed using 380 microsatellite markers in 93 component cognitive processes will be tenuous until schizophrenia families (34 of which had been as- replication or convergent evidence from endopheno- signed the CD subtype). Linkage analysis revealed typing studies become available. evidence for linkage on several chromosomes, with the most significant finding at 6p25–24.243 The data The Western Australian family study of schizophrenia were then assessed by ordered subsets analyses The Western Australian family study of schizophre- (OSA), where the families were rank-ordered by their nia (WAFSS) was designed as a testbed for exploring CD and CS quantitative trait scores (highest to lowest) heterogeneity in schizophrenia, delineating genetic and compared for changes in the logarithm of odds variants, or subtypes, and putting them to the test of (LOD) scores between the subset and the overall genetic linkage analysis. Our group adopted from the sample. The greatest increase in the LOD score, at outset the conjecture that: (a) the broad syndrome of 6p24, was accounted for by the families ranked from schizophrenia is a conflation of several underlying 1st to 47th by the proband’s CD score. Fifteen disorders that may be aetiologically distinct; and (b) additional microsatellite markers genotyped in this endophenotypes anchored in objective measures of region (6p25–22) increased the maximal LOD score in brain dysfunction might separate out such disorders the CD families to 3.32. Linkage was excluded in the more clearly than clinical symptoms alone. The non-CD families for the entire chromosome 6. The available evidence was pointing to cognitive and 6p25–24 locus coincides almost exactly with the neurobehavioural measures as being particularly linkage findings in 270 Irish schizophrenia families, sensitive to dysfunction associated with schizo- previously reported by Straub et al.303 The coincident phrenia, as well as being longitudinally stable, state- linkage region and the common ancestry (Anglo-Irish) independent, and heritable. As most neurocognitive of our families lead us to believe that they share the tasks typically engage several component processes, same susceptibility allele(s). Important independent we reasoned that a linear composite of such variables support for these findings was recently provided by a would be an appropriate endophenotype for genetic study of general cognitive abilities in 634 healthy sib studies and developed a design allowing simulta- pairs,304 which reported quantitative trait loci evi- neous analysis of performance in the various cogni- dence of linkage of full-scale IQ and verbal IQ to the tive domains for shared patterns of dysfunction, same 6p region. A notable aspect of the linkage results rather than for isolated deficits. is that they were predicted with considerable accu- In this study, involving 112 families (388 members, racy by the composite endophenotypes defined prior of which 138 affected with schizophrenia or schizo- to genetic analysis (Figure 2), and that the distribu- phrenia spectrum disorders) and 143 population tions of several of the cognitive measures differentiat- controls, we employed a comprehensive clinical and ing the two subtypes suggest bimodality, supporting cognitive assessment protocol243 to evaluate patients, their relative independence.

Molecular Psychiatry Subtyping schizophrenia A Jablensky 826 2.0 cognitive deficit (CD)

1.5 cognitively spared (CS)

1.0

0.5

0.0 z-scores

-0.5

-1.0

Baseline: standardised performance of controls -1.5

-2.0 1 2 3 4 5 6 7 8 9 10 11 12 13 14

neurocognitive measures neurobehavioural measures 1 - Premorbid IQ 9 - Schizotypal symptoms 2 - Current IQ 10 - Neurological soft signs 3 - Verbal memory (immediate recall) 11 - Handedness lateralisation quotient 4 - Verbal memory (delayed recall) 5 - Verbal fluency personality factors (TCI) 6 - Sustained attention CPT-IP 12 - Harm-avoidance 7 - Sustained attention CPT-DS 13 - -transcendence 8 - Speed of information processing (inspection time) 14 - Self-directedness Figure 1 Profiles of the two cognitive subtypes (CD and CS), identified in the Western Australian Family Study of Schizophrenia.243

Clinically, the CD subtype exhibits some affinity relationship between the symptom profiles and a with the deficit syndrome described by Carpenter validating variable, such as outcome or heritability.51 et al.108 and Kirkpatrick et al.109 with predominance of The inconsistent and poorly replicated results of negative symptoms, relative paucity of complex genetic linkage and association studies using the delusions, and poor social functioning. Subsequent diagnostic category as the sole schizophrenia pheno- statistical analyses by our group indicate that a fair type are kindling discontent with the current noso- approximation to the CD/CS typology can be achieved logy of schizophrenia, based on the recognition that with an abridged, cost-efficient neurocognitive bat- ‘current nosology, now embedded in DSM-IV, tery, which should facilitate the replication of this although useful for other purposes, does not define approach to subtyping schizophrenia and its genetic phenotypes for genetic study’.194 It is now almost underpinnings. certain that the current broad diagnostic concept of schizophrenia does not demarcate a specific genetic entity. Deconstructing a complex disease? Schizophrenia geneticists are facing a particularly The overview of the evidence suggests that pheno- difficult situation, seeking to discover specific genes typic variability has been confounding the search for contributing to an overinclusive diagnostic category the causes of schizophrenia since the inception of the for which no specific biological substrate has yet been diagnostic category. Attempts at redefining its bound- identified – most likely due to extensive genetic aries by either ‘lumping’ or ‘splitting’ strategies24 have heterogeneity and an admixture of different under- been undertaken over decades, with limited success. lying disease subtypes. Many ‘top-down’ attempts Most such attempts, based on various rearrangements have been made to define an overarching disturbance of clinical symptoms and syndromes have ended in a in schizophrenia, sought in ‘a weakening of the failure to find natural boundaries between proposed mainsprings of volition’ and ‘loss of inner unity of clinical subtypes, either by locating a ‘zone of rarity’ mental activities’;1 ‘structural loosening of associa- between them, or by demonstrating a nonlinear tions’;45,305 ‘intrapsychic ’;306 ‘neurointegrative

Molecular Psychiatry Subtyping schizophrenia A Jablensky 827 a 0.9 shared with predisposition to other disorders, although they primarily express a ‘common final 0.8 pathway’ within the schizophrenia spectrum. Such polymorphisms and deficits need not be intrinsically 0.7 pathological and may represent extreme variants of normal structure and function. Above a certain 0.6 -1 SD density threshold, their additive or nonlinear inter- MEAN action could give rise to the diagnostic symptoms in 0.5 + 1SD probands, but subclinical manifestations as endophe- notype traits will be detectable in otherwise healthy people, with a higher relative risk in biological

CD giks 0.4 relatives of probands. 0.3 While reasoning along such lines is increasingly common among researchers, the approaches proposed 0.2 to deal with the phenotype bottleneck in schizophre- -1SD nia research differ substantially. On one hand, there 0.1 MEAN are proposals to abandon the ‘Kraepelinian dichot- + 1SD omy’ of schizophrenic and affective disorders in 9,311 0.0 favour of a ‘psychosis-spectrum illness’ or a ‘shift from narrow phenotypes to broad endophenotypes’, CD CS associated with an even broader spectrum of abnor- 312 b mal behaviours and . On the other hand, 1.0 there is an emerging ‘splitting’ agenda seeking and testing narrowly constrained phenotypes that may tag distinct variants or subtypes of schizophrenia,313 0.8 -1SD resolving at least part of its aetiological heterogeneity. MEAN ‘Candidate’ endophenotypes or markers of pathoge- netic processes affecting cognition, brain morphology + 1SD and constitute the mainstay of this 0.6 approach. Several genetic linkage and association studies employing such endophenotypes have pro- duced promising results175,176,179,180,191,192,243,302,314 that CS giks 0.4 set a high priority for replication. -1SD In the absence of direct evidence that schizophrenia MEAN is either a homogeneous multifactorial disease or an + 1SD amalgamation of aetiologically distinct component 0.2 disorders, both ‘lumping’ and ‘splitting’ strategies are legitimate and should be put to the test. The question is, which approach holds at present greater promise 0.0 for advancing schizophrenia genetics? Two arguments CD CS reinforce doubts that greater power for genetic studies would be achieved by redefining the clinical bound- Figure 2 Genetic findings (linkage to chromosome 6p25– aries of the phenotype. First, lumping different 22) in the Western Australian Family Study of Schizo- 243 disorders into an expanding phenotype of ‘psychosis’ phrenia for 93 fully characterized families phenotypically runs against the grain of a large body of clinical classified into a CD and a CS subtype, based on the research indicating that psychotic symptoms in the probands’ GoM (gik) scores on composite quantitative traits CD and CS. ’ = linked family; J = nonlinked family. (a) context of schizophrenia, other nonaffective psycho- Distribution of the families on trait CD. (b) Distribution of tic illnesses, and affective disorders are phenomen- the families on trait CS. ologically different315 and may be influenced by different genetic mechanisms, notwithstanding par- tial overlap in their effects. This would increase, defect’;307 ‘cognitive dysmetria’;308 and ‘dysconnec- rather than decrease, heterogeneity. Secondly, despite tion disorder’.309,310 Although intuitively appealing, the availability of diagnostic criteria for research and such formulations achieve little more than high- structured diagnostic instruments, misclassification lighting one or another of the many facets of a error in the fine-grain assessment of symptoms is complex syndrome. It is doubtful that a specific likely to remain a factor compounding further the genetic basis for a causa prima explaining the heterogeneity of family or case–control samples phenomenology of schizophrenia will ever be found. collected at different sites and at different times. In contrast, it appears almost certain that the genetic Such heterogeneity is likely to be a serious problem in polymorphisms and neurobiological deficits under- whole-genome association studies, which require lying schizophrenia are multiple, varied, and partly very large case-control samples, feasible only by

Molecular Psychiatry Subtyping schizophrenia A Jablensky 828 pooling data collections from multiple sites. In cohesion and a characteristic evolution over time. contrast, subtyping strategies are supported by The dissection of the syndrome into modular en- mounting evidence that sample stratification, parti- dophenotypes with specific neurocognitive or neuro- cularly using quantitative traits as covariates, can physiological underpinnings is beginning to be reduce heterogeneity and substantially increase perceived as a promising approach in schizophrenia power.316–321 This approach has scored successes in genetics. The current evidence is neither final nor the genetics of other complex diseases and its static, and needs to be re-examined as new concepts application to schizophrenia genetics will bring the and technologies coming from molecular genetics, disorder into the mainstream of current research into cognitive science, or brain imaging bring forth new the common genetic diseases. perspectives on disease causation and brain function. What kind of data would constitute supportive This must be complemented by a refined, reliable, evidence for distinct component disorders or sub- and valid phenotyping not only at the level of types within schizophrenia? Converging evidence symptoms, but involving correlated neurobiological from endophenotype-based studies suggests that features. The study of endophenotypes cutting across measures of neurocognitive dysfunction arguably the conventional diagnostic boundaries may reveal provide the largest effect sizes and increases in unexpected patterns of associations with symptoms, relative risk to relatives among a host of ‘candidate’ personality traits, or behaviour. The mapping of endophenotypes,236,237,241,281,294,295 being also cost effi- clinical phenomenology on specific brain dysfunction cient for phenotyping large samples. In particular, (and vice versa) is becoming feasible and the resulting several characteristic patterns of short-term and functional psychopathology322,326 may in the future working memory impairment against a background substantially recast the present nosology. of generalized cognitive deficit have been replicated across studies and are present in a substantial proportion (B50%) of schizophrenia patients. As Acknowledgments many of neurocognitive tests tap into several compo- Work on the Western Australian Family Study of nent processes, composite endophenotypes, integrat- Schizophrenia has been supported by grants (to AJ) ing multiple neurocognitive measures, are more likely from the National Health and Medical Research to capture variation that is genetically influenced Council, Australia, and the North Metropolitan than single-feature endophenotypes. The subtypes Health Services, Perth, Western Australia. Invaluable generated by such approaches should be capable of assistance with the bibliography and illustrations for classifying individuals, rather than variables, and the this review was provided by Lyn Kløve, Milan resulting classification is likely to be polythetic (based Dragovic´ and Vera Morgan. on subsets of correlated features, rather than on the presence of all defining attributes). 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