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UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 ------------------------------- Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The PNC Financial Services Group, Inc. ----------------------------------------------- Address: 249 Fifth Avenue ----------------------------------------- Pittsburgh, PA 15222-2707 ----------------------------------------- Form 13F File Number: 28-1235 -------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing the Report on behalf of Reporting Manager: Name: Robert L. Haunschild ------------------------------------------------------- Title: Senior Vice President and Chief Financial Officer ----------------------------------------------------- Phone: (412) 762-5770 ------------------------------------------------------ Signature, Place, and Date of Signing: /s/ Robert L. Haunschild Pittsburgh, PA February 8, 2002 - -------------------------- --------------------- ----------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-5703 BlackRock, Inc. ----------------------- ------------------------------- Page 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 -------------------------- Form 13F Information Table Entry Total: 880 -------------------------- Form 13F Information Table Value Total: $ 23,136,267 ----------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-1500 J.J. B. Hilliard, W. L. Lyons, Inc. - ----------- ----------------------- ----------------------------------------- 2 28-4750 PNC Bancorp, Inc. - ----------- ----------------------- ----------------------------------------- 3 28-1332 PNC Bank, Delaware - ----------- ---------------------- ----------------------------------------- 4 28-423 PNC Bank, National Association - ----------- ----------------------- ----------------------------------------- 1 FILE NO. 28-1235 PAGE 1 OF 86 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 12/31/01 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE DAIMLERCHRYSLER AG ORD D1668R123 653,344 15,679 X 28-423 12854 187 2638 481,080 11,545 X X 28-423 6656 4734 155 199,516 4,788 X 4788 64,589 1,550 X X 1550 ACE LTD ORD G0070K103 8,197,064 204,161 X 28-423 166452 3275 34434 1,954,101 48,670 X X 28-423 29485 15530 3655 307,549 7,660 X 28-1332 7040 620 462,408 11,517 X PNC-FLA 11517 59,021 1,470 X 1470 22,886 570 X X 300 270 GLOBAL CROSSING LTD COM G3921A100 10,790 12,845 X 28-423 10845 2000 19,421 23,120 X X 28-423 18602 4518 3,192 3,800 X 3800 PARTNERRE LTD COM G6852T105 810,000 15,000 X X 28-1332 15000 6,804 126 X 126 STEWART W P & CO LTD COM G84922106 235,800 9,000 X 28-423 9000 TRANSOCEAN SEDCO FOREX INC ORD G90078109 2,839,155 83,949 X 28-423 25301 832 57816 709,544 20,980 X X 28-423 8797 11972 211 22,761 673 X 673 4,532 134 X X 134 XL CAP LTD CL A G98255105 1,268,990 13,890 X 28-423 13830 60 1,216,458 13,315 X X 28-423 11315 2000 UBS AG NAMEN AKT H8920M855 366,300 7,326 X 28-423 7326 15,000 300 X 300 99,100 1,982 X X 498 1484 CHECK POINT SOFTWARE TECH LTD ORD M22465104 1,568,914 39,331 X 28-423 30295 338 8698 75,951 1,904 X 1904 140,612 3,525 X X 1025 2500 FLEXTRONICS INTL LTD ORD Y2573F102 905,982 37,765 X 28-423 26974 5203 5588 246,281 10,266 X X 28-423 6994 3272 9,596 400 X 400 A D C TELECOMMUNICATIONS COM 000886101 165,232 35,920 X 28-423 30370 5550 24,840 5,400 X X 5400 0 COLUMN TOTAL 23,166,813 0 0 0 Page 1 1 FILE NO. 28-1235 PAGE 2 OF 86 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 12/31/01 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ACM INCOME FUND INC COM 000912105 332,836 45,594 X 28-423 45594 17,513 2,399 X 2399 36,464 4,995 X X 3571 1424 AFLAC INC COM 001055102 1,472,814 59,968 X 28-423 51050 2510 6408 1,004,504 40,900 X X 28-423 3300 37600 112,190 4,568 X 4568 55,211 2,248 X X 2248 AGL RES INC COM 001204106 32,228 1,400 X 800 600 201,034 8,733 X X 8733 AES CORP COM 00130H105 6,430,471 393,301 X 28-423 341177 4203 47921 1,492,935 91,311 X X 28-423 50911 24800 15600 2,402,910 146,967 X 28-1332 146967 241,735 14,785 X PNC-MASS 14105 680 162,813 9,958 X 9865 93 76,649 4,688 X X 4438 250 AK STL HLDG CORP COM 001547108 246,070 21,623 X 28-423 1171 20452 1,089,351 95,725 X X 28-423 95725 AOL TIME WARNER INC COM 00184A105 99,374,602 3,095,782 X 28-423 2501441 58469 535872 20,863,074 649,940 X X 28-423 346319 258582 45039 3,562,522 110,982 X 28-1332 95080 337 15565 373,644 11,640 X X 28-1332 5900 5170 570 2,907,971 90,591 X PNC-FLA 90341 250 314,291 9,791 X X PNC-FLA 9791 3,061,152 95,363 X PNC-MASS 81988 13375 23,882 744 X X 744 AT&T CORP COM 001957109 26,126,353 1,440,262 X 28-423 1163803 43686 232773 16,876,495 930,347 X X 28-423 448849 408523 72975 1,764,351 97,263 X 28-1332 62112 35151 456,620 25,172 X X 28-1332 22502 1770 900 1,226,844 67,632 X PNC-FLA 67032 600 188,674 10,401 X X PNC-FLA 10401 208,030 11,468 X PNC-MASS 5798 5670 0 COLUMN TOTAL 192,736,233 0 0 0 Page 2 1 FILE NO. 28-1235 PAGE 3 OF 86 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 12/31/01 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE AT&T WIRELESS SVCS INC COM 00209A106 5,572,657 387,798 X 28-423 307686 12140 67972 3,914,489 272,407 X X 28-423 135319 116481 20607 376,465 26,198 X 28-1332 15544 10654 184,425 12,834 X PNC-FLA 12642 192 34,646 2,411 X 741 1670 148,988 10,368 X X 9870 498 ABBOTT LABS COM 002824100 127,273,961 2,282,941 X 28-423 1757015 47060 478866 119,637,270 2,145,960 X X 28-423 1554462 460436 131062 3,881,036 69,615 X 28-1332 69575 40 3,190,796 57,234 X X 28-1332 44300 7600 5334 2,018,875 36,213 X PNC-FLA 35636 577 310,806 5,575 X X PNC-FLA 5575 33,450 600 X 600 ACKERLEY GROUP INC COM 004527107 227,500 13,000 X 28-423 13000 ACTERNA CORP COM 00503U105 49,185 12,452 X 28-423 1507 10945 ADELPHIA BUSINESS SOLUTIONS CL A 006847107 169,927 292,978 X 28-423 290978 2000 ADELPHIA COMMUNICATIONS CORP CL A 006848105 202,327 6,489 X 6489 ADOBE SYS INC COM 00724F101 271,501 8,744 X X 28-423 8544 200 102,993 3,317 X 2372 945 ADVANCED SWITCHING COMMUNICATI COM 00757V106 22,400 20,000 X PNC-MASS 20000 AEGON N V ORD AMER REG 007924103 14,710,329 549,508 X 28-423 382461 9272 157775 878,618 32,821 X X 28-423 27056 5765 65,426 2,444 X 2444 AETNA INC NEW COM 00817Y108 477,233 14,466 X X 28-423 13382 1084 161,717 4,902 X 1602 3300 AGERE SYS INC CL A 00845V100 91,894 16,150 X 28-423 6000 10150 56,900 10,000 X PNC-MASS 10000 0 COLUMN TOTAL 284,065,814 0 0 0 Page 3 1 FILE NO.
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