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Journal of Perinatology (2010) 30, S16–S20 r 2010 Nature America, Inc. All rights reserved. 0743-8346/10 www.nature.com/jp REVIEW The changing spectrum of neonatal infectious disease

LRW Plano Departments of Pediatrics and Microbiology & Immunology, University of Miami, Miller School of Medicine, Miami, FL, USA

were not previously accepted as true potential , such To understand the changing spectrum of neonatal infectious disease, one as the coagulase-negative staphylococci (CONS).1–3 From the must first be familiar with the history, the variety of organisms and the 1960s through the 1990s, agalactiae, group B progression of change of neonatal infections over the years. As progressively streptococcus (GBS), overtook S. aureus as the primary more immature neonates are surviving, the spectrum of infectious disease Gram-positive infecting organism.4–7 Over the course of the has changed in response to current medical practice responsible for this following years, the list of not uncommon pathogens has success and to selective pressures on the . The surviving very continued to grow and be influenced by current medical practices low birth weight infants are at a significant risk for contracting infections and the pressures applied on these microorganisms from the from this expanding repertoire of pathogens. Microorganisms once thought rampant use of , including many broad-spectrum seemingly benign and nonpathogenic are now commonly accepted as drugs that have contributed to the selection for multidrug-resistant pathogens and are among the most likely organisms to cause infections in organisms in and out of the hospital settings. CONS are now the this extremely vulnerable patient population. When considering the possible most prevalent infecting organism in the neonatal setting, identity of infecting organisms and attempting to tailor specific therapies to owing this distinction to the late-onset infection rate in neonatal decrease unwanted consequences, one must consider the level of maturity intensive care units.8–10 Joining these organisms are E. coli, and and the age of neonate, as well as the intensity of care necessary for a multidrug-resistant Gram-negative organisms including successful outcome. This brief review focuses primarily on the changing Pseudomonas, Klebsiella and the fungi.3–12 Although systemic spectrum of bacterial and fungal infections and will not substantially infection of the term newborn indeed occurs, severe is now address viral infections. primarily a complication of preterm delivery. Journal of Perinatology (2010) 30, S16–S20; doi:10.1038/jp.2010.92

Keywords: neonatal infectious disease; neonatal sepsis; early-onset sepsis; late-onset sepsis Early versus late infections Infections of newborns were classically divided into early-onset sepsis (EOS), occurring within the first 7 days of life, and late-onset sepsis (LOS), occurring within the neonatal period after the 7th day of life. Early-onset infections are associated with intrapartum Historical perspectives exposure to the infecting organisms. This includes In the 1950s, when there were few surviving very low birth weight in utero or transplacental acquisition, as well as acquisition of (VLBW) infants, our therapeutic armamentarium was limited for these organisms during labor and delivery. Today, the majority of 13 those who did survive and, as a result, neonatal infection was EOS, approaching 90%, will present within the first 24 h of life. essentially a condition of the term infant. At that time the The route of transmission or type of exposure can influence the organisms most likely to cause infection were Staphylococcus timing of presentation. The earliest in utero exposure can come aureus and . As our ability to support the as a result of a maternal subclinical infection at any time during survival of smaller, less mature infants progressed, the variety of the pregnancy. This is seen in classic TORCH infections that microorganisms with the potential to cause infection expanded to may persist through the neonatal period, in which the mother may include more opportunistic infecting organisms and those that be unaware that she had any significant infections. These in utero infections are beyond the scope of this discussion except to Correspondence: Dr LRW Plano, Departments of Pediatrics and Microbiology & Immunology, make the point that the timing of in utero infection affects the University of Miami, Miller School of Medicine, 1600 NW 10th Avenue, Miami, FL 33136, USA. consequences and ultimate outcomes. Early in utero infections E-mail: [email protected] may result in spontaneous abortions, preterm delivery, stillbirths, This paper resulted from the Evidence vs Experience in Neonatal Practices conference, intrauterine growth retardation, congenital malformations or overt 19 to 20 June 2009, sponsored by Dey, LP. symptomatology at birth consistent with a long-standing infection. Neonatal infectious disease LRW Plano S17

In utero or transplacental acquisition that occurs in the undergo some invasive intervention during their routine care and immediate peripartum period, as well as acquisition of organisms the more likely they are to be exposed to the organisms associated during labor and delivery, can also result in early-onset infections. with infections. Immunological deficits of newborn and especially This may occur with or without the rupture of fetal membranes preterm infants significantly contribute to the risk of becoming (ROM). Early-onset infection with is infected after exposure to an organism. Components of the associated with hematogenous or transplacental transmission with neonatal lack preexisting memory and have both intact fetal membranes. Prolonged ROM increases the risk of qualitative and quantitative deficiencies. Dysfunction in the naı¨ve infection by ascending organisms from the maternal vaginal flora, has also been implicated in contributing to the including GBS, enteric Gram-negative organisms, gonococci, pathology and severity of neonatal sepsis.25–28 Although term Chlamydia and some viral pathogens. The risk of infection infants can mount adult-like immune responses,29–32 these occur increases with increasing length of time between ROM and delivery. under specific sets of circumstances and cannot be relied upon to Many investigations have addressed this and clearly established an be protective. Adding to the risk of infection in the preterm infant is increased risk of EOS after 18 h of ROM.14–16 Acquisition of EOS is the fact that they have failed to acquire protective maternal also associated with a number of other well-described factors that, antibodies that would have been transferred during the late third if present, would support the need to consider observation or trimester of pregnancy. evaluation of the newborn for infection. These include a maternal >38 1C, chorioamnionitis, prolonged or preterm ROM, poor prenatal care, poor maternal nutrition, a history of recurrent Impact of gestational age on infection: term versus abortion, low birth weight, maternal substance abuse, difficulty in preterm infections delivery, birth asphyxia and meconium staining.17,18 The changing spectrum of neonatal infectious disease is infection Knowledge of the risks and timing of exposure to GBS that of the VLBW infant with opportunistic and aggressive multidrug- would result in early-onset infection has allowed for recommendations resistant pathogens. VLBW infants accounted for 1.48% of all for interventions that have resulted in the successful decrease of deliveries in 2006 for a total of 63 136 births.33 Approximately early-onset GBS disease. After the implementation of the American one-third of these infants weighed <1000 g. The risk of infections College of Obstetricians and Gynecologists and Centers for Disease for this population is significant. Where only an estimated 0.1% of Control and Prevention recommendations for maternal screening for term infants will have an infection in the neonatal period, 20% of colonization and intrapartum prophylaxis during labor for VLBW infants will be infected during their hospital stay.24,34,35 The women with known GBS colonization or other risk factors, incidence of sepsis increases with decreasing gestational age. the occurrence of early-onset GBS disease was dramatically Stratified by weight, 10% of 1000 to 1500 g infants, 35% of <1000 g decreased.19–23 Late-onset disease has, however, not been similarly infants and 50% of <750 g infants will have the diagnosis of sepsis affected as it is associated with postpartum acquisition of GBS. during the neonatal period. Most bouts of sepsis in this population Infection that is acquired in the postpartum period is primarily will occur after the third day of life. The NICHD Neonatal Research through horizontal transmission from family members or Network survey from 1998 to 2000 and the Vermont Oxford caregivers or through environmental exposures. Infections can be Network 2001 database summary reported similar rates (of 1.5 and acquired through breast-feeding (human immunodeficiency virus 2%, respectively), of VLBW infants with EOS, and both reported 21% and CMV) or by direct contact with family members or health-care for VLBW infants with LOS. The NICHD also reported that 46% of workers. These types of contacts and exposures are especially infants born at <25 weeks gestation had LOS.24 Although most important in infants, primarily preterm, with prolonged VLBW infants who have sepsis will have only a single infection, hospital stays, where they are more likely to be exposed to 28% will have more than one, 20% will have two, 6% will have multidrug-resistant hospital-associated organisms potentially from three and 2% will have more than three. Multiple episodes of sepsis contact with caregivers or contaminated equipment. increase with lower birth weights, and 40% of infants weighing Preterm infants are at an extremely increased risk for both <750 g will have two or more episodes of sepsis.24 Most strikingly, early- and late-onset infections secondary to multiple contributing sepsis is responsible for B50% of neonatal deaths after 2 weeks of factors. New definitions have been applied to EOS and LOS in life10 and VLBW infants who have sepsis have a mortality rate that the VLBW infant (<1500 g). As defined by the NICHD Neonatal approaches three times that of those without sepsis.24 Network,24 EOS is an infection that occurs up to 72 h of life and LOS beyond 72 h. Included among these are the degree of prematurity and the associated medical interventions necessary for Routes of infection appropriate care, as well as increased risk of exposure to pathogens There are many avenues through which a newborn might become associated with extended stays in the hospital. The greater the infected. Initially, during a vaginal delivery the infant is exposed to degree of an infant’s prematurity, the more likely they are to all the organisms in the birth canal and the physical barrier of

Journal of Perinatology Neonatal infectious disease LRW Plano S18 intact skin protects them from infection. At this time the infant Although it is generally accepted that infection may be a may become colonized or, if the skin is not intact owing to external predisposing factor as well as a result of necrotizing enterocolitis, monitors, abrasions or injury suffered during the delivery, infected. it is clear that its etiology extends beyond simple infection and Other potential routes of infection include the umbilical cord, as such an extensive discussion is beyond this review. UTIs are conjunctiva, oropharynx, gastrointestinal and respiratory tracts. diagnosed when organisms are present in appropriately collected Infants who require extended hospital stays and advanced support urine samples. The overall incidence of UTI in VLBW is reported at with indwelling foreign bodies such as persistent intravenous lines, 8.1%, stratified as 5.7% for infants weighing 1000 to 1500 g and endotracheal tubes, urinary catheters and shunts are at increased increasing to 12.5% for those <1000 g.43 Depending on the risk. Even respiratory support with something as seemingly benign organism, at least 100 colony-forming units (CFU) ml–1 from as a nasal cannula can increase the risk if surrounding tissues are a suprapubic bladder aspiration or 10 000 CFU ml–1 from allowed to become eroded due to contact with foreign material. a sterile bladder catheterization is required for diagnosis, or less for Additional contributing factors to late-onset infection in VLBW Gram-negative organisms or fungi.43,44 Evaluation for a UTI is not infants are the repeated courses of broad-spectrum that indicated for VLBW infants in the first 72 h of life.45 However, initially delay the establishment of probiotic normal flora and beyond this period, when urine is no longer considered sterile, select for drug-resistant organisms and fungal infection in it should be included in the evaluation of a symptomatic infant. individual hosts. Repeated blood draws and other invasive procedures may also contribute to the high LOS rates, especially in VLBW infants, in whom routine blood draws may be difficult, Organisms associated with EOS and LOS in VLBW infants requiring multiple attempts. Timing of the onset of infection in the VLBW infant can also suggest the etiological agent and the associated morbidity and mortality. However, the clinical presentation is not unique to the individual organisms and therefore may not be helpful in determining the Types of infections causative agent. The primary organisms responsible for EOS in VLBW Although dominating this discussion, neonatal infections are not may vary at different centers and over time, but remain primarily limited to severe systemic infections such as sepsis. VLBW neonates E. coli, GBS and CONS.8,46,47 Data compiled from these and additional also succumb to a variety of focal infections, some associated with studies34,47–49 and reviewed8 show that in sepsis that presents in sepsis, including pneumonia, , urinary tract infections <72 h, about 61% were caused by Gram-negative organisms, with an (UTIs) and superficial skin infections. These infections can be associated mortality of 41, and 37% were caused by Gram-positive caused by the same bacterial and fungal agents that are responsible organisms, with an associated mortality of 26%. Fungal infections for causing sepsis and likewise may be challenging to diagnose, with Candida albicans accounted for only 2.4% of EOS. Of the and are briefly discussed here. Pneumonia in the endotracheally Gram-negative organisms causing EOS, 44% were E. coli,over8% intubated VLBW infant may be the most difficult focal infection to were Haemophilus influenza and Citrobacter,andBacteroides and diagnose. Radiographic findings and clinical presentation in Klebsiella accounted for B6% of the infections. Of the Gram-positive pneumonia may be indistinguishable from bronchopulmonary organisms causing EOS, GBS and CONS each were responsible for 9% dysplasia or chronic lung disease.36–38 Distinguishing colonization of infections, followed by Viridans streptococci and other streptococci from infection based on counts, Gram stains and (8.4%), L. monocytogenes (2.4%) and S. aureus (1.2%). cultures obtained from endotracheal tube aspirates is unreliable. Sepsis that occurred after 72 h of life was primarily caused by Meningitis in the VLBW infant, defined as a positive cerebral Gram-positive bacteria24,49,50 with an overall mortality of 11.2%. Of spinal fluid (CSF) culture, has been and remains a difficult these, the majority of events were caused by CONS, with the lowest diagnosis to make.39–42 Many factors contribute to the mortality (9.1%) associated with any infecting organism. However, underdiagnoses and potential inadequate treatment of this when sepsis was caused by GBS, there was an associated 21.9% condition. Often, attempts at CSF collection for mortality. The other Gram-positive organisms causing LOS were isolation are delayed due to the patient’s clinical status and S. aureus (7.8%), with 17.2% mortality, and Enterococcus species therapies are initiated in the interim further (3.3%). Only 17.6% of LOS was associated with Gram-negative decreasing the chance of isolating viable bacteria. In recent studies, organisms, but with a reported 36% mortality. The greatest risk for investigators have confirmed that meningitis in the VLBW infant death was associated with Pseudomonas sepsis, with 2.7% of the can occur without associated bacteremia or abnormalities infections but 74% mortality. Other LOS-associated Gram-negative in CSF.39 They further showed that CSF parameters, used to support organisms were E. coli, representing 4.9% of infections with or exclude the diagnosis in older children, and peripheral white 34% mortality; Klebsiella, 4% of infections with 22.6% mortality; blood cell counts were not helpful in making the diagnosis Enterobacter, 2.5% of infections with 26.8% mortality; and in VLBW infants and that a positive CSF culture was critical. Serratia, 2.2% of infections with 35.9% mortality. Lastly, fungal

Journal of Perinatology Neonatal infectious disease LRW Plano S19 infections accounted for 12.2% of the LOS with 31.8% mortality. total number of births of VLBW infants remains high, the C. albicans accounted for 5.8% of LOS infections with 43.9% challenges are now to develop strategies and practices to prevent mortality and C. parapsilosis accounted for 4.1% of infections with neonatal infections; to develop novel specific therapies to eradicate 15.9% mortality. infecting organisms without selecting for worse pathogens; and to develop better diagnostic tools.

Diagnosis and treatment Diagnosis of neonatal infections is challenging. Most infants will have some risk factors and the presenting symptoms are many and Conflict of interest nonspecific, including poor feeding, breathing difficulty, apneas The author declares no conflict of interest. and bradycardia, gastrointestinal problems, increased oxygen requirement or ventilator support needs, lethargy or hypotension, decreased or elevated temperature, unusual skin rash or color References change, persistent crying or irritability. Adding to the challenge of correctly identifying the infection, the list of conditions to consider 1 Gladstone IM, Ehrenkranz RA, Edberg SC, Baltimore RS. A ten-year review of neonatal sepsis and comparison with the previous fifty-year experience. Pediatr Infect Dis J in the differential diagnosis is extensive, including metabolic and 1990; 9: 819–825. congenital abnormalities. As a result, the most common presenting 2 Philip AG. 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