resources
Article Multi-Criteria Analysis of Smart Cities on the Example of the Polish Cities
Sławomira Hajduk
Faculty of Engineering Management, Bialystok University of Technology, 16-001 Bialystok-Kleosin, Poland; [email protected]
Abstract: This paper presents the application of a Multi-Criteria Decision Making (MCDM) method for the ranking of smart cities. During the construction of the MCDM techniques, the importance of the decision-making approach for the linear ordering of 66 Polish cities with powiat status was presented. The Technique for Order of Preference by Similarity to Ideal Solution (TOPSIS) was used for evaluation. The method has been verified by applying it to measure urban smartness. The TOPSIS method allowed compilation for a final ranking, taking into account publicly available indicators of the smart cities concept. The work uses data from the Local Data Bank Polish Central Statistical Office (LDB). The author conducted a literature review of research papers related to smart cities and MCDM methods dated from 2010 to 2020. Based on calculations using the TOPSIS method, the results obtained that the city of Krakow has the highest value to become a smart city.
Keywords: smart city; urban smartness; TOPSIS
1. Introduction Becoming a smart city is an important task in the transition path and urban strategy of Citation: Hajduk, S. Multi-Criteria many cities. Local governments constantly introduce innovation to cities by encouraging Analysis of Smart Cities on the international enterprises to deploy renewable energy projects, green energy services and Example of the Polish Cities. products in the municipalities. Urban leaders need the knowledge of how to attract the Resources 2021, 10, 44. https:// enterprises implies. Public managers understand the multi-criteria decision problem that doi.org/10.3390/resources10050044 the enterprises face when deciding about location in this city or another. Considering how important the energy sector is for sustainable smart cities, this paper focuses on Academic Editor: Eleni Iacovidou identification the significant location for energy enterprises when making the choice for new places to offer the services. Received: 21 March 2021 The development of smart cities is monitored from an international comparative Accepted: 30 April 2021 Published: 8 May 2021 perspective. There is a lot of cyclical rankings surveying cities in different aspects and located on all continents. It is used a lot of various indicators measuring the primary areas
Publisher’s Note: MDPI stays neutral selected by its creators, according to the assumed theoretical concept. Rankings of smart with regard to jurisdictional claims in cities serve to support the development of urbanized areas by indicating the areas which published maps and institutional affil- require some intervention and by comparing with other cities in order to search for good iations. practices. There are a lot of smart city rankings [1–6]. The most popular is the Smart City Index of Institute for Management Development World Competitiveness Centre [7]. The work analyzed the s66 Polish cities with powiat status in terms of the urban smartness indicators. The goal manuscript is to present a ranking of smart cities based on the MCDM method using 21 indicators. Smart cities are currently one of the most important Copyright: © 2021 by the author. Licensee MDPI, Basel, Switzerland. models of development. Firstly, the manuscript identified publications on the topic of smart This article is an open access article cities and MCDM based on a literature review. Secondly, the article attempts to organize distributed under the terms and the methods and main indicators in the field of smart cities and MCDM. The papers conditions of the Creative Commons available on the Web of Science, Springer, Scopus, IEEE and Elsevier databases have been Attribution (CC BY) license (https:// reviewed. The inductive thinking in the theoretical part, as well as the TOPSIS technique creativecommons.org/licenses/by/ in the empirical part, were used in the paper. The manuscript is an attempt to answer the 4.0/). research questions: how can we measure urban smartness and which variables can we use,
Resources 2021, 10, 44. https://doi.org/10.3390/resources10050044 https://www.mdpi.com/journal/resources Resources 2021, 10, x FOR PEER REVIEW 2 of 22
the TOPSIS technique in the empirical part, were used in the paper. The manuscript is an Resources 2021, 10, 44 attempt to answer the research questions: how can we measure urban smartness2 ofand 23 which variables can we use, which cities have the highest level of urban smartness, how does classification of cities present in terms of smart cities? The selected MCDM technique whichallowed cities to indicated have the the highest smartness level and of urban least smart smartness, cities with how respect does classification to six main Giffinger of cities present[8] dimensions: in terms economy, of smart cities? environment, The selected transport, MCDM social technique capital, allowedquality of to life indicated and public the smartnessmanagement. and leastFinally, smart 21 citiessmart with city respectindicators to six that main are Giffinger available [ 8in] dimensions:public statistics economy, were environment,proposed in the transport, context of social a diagnosis capital, of quality Polish ofcities. life and public management. Finally, 21 smart city indicators that are available in public statistics were proposed in the context of2. aLiterature diagnosis Review of Polish cities.
2. LiteratureThe first Review study concerning the issue of the smart city concept is dated 1992. It was “The Technopolis Phenomenon: Smart Cities, Fast Systems, Global Networks” by David The first study concerning the issue of the smart city concept is dated 1992. It was V. Gibsona, George Kozmetsky, Raymond W. Smilor [9]. Overall, bibliometrics is a pow- “The Technopolis Phenomenon: Smart Cities, Fast Systems, Global Networks” by David V. erful tool for analyzing knowledge domains and revealing their cognitive-epistemological Gibsona, George Kozmetsky, Raymond W. Smilor [9]. Overall, bibliometrics is a power- structure. Furthermore, a lot of scientists analyzed the trends for academic debate and ful tool for analyzing knowledge domains and revealing their cognitive-epistemological research. Mora et al. [10] revealed the five emerging development path of smart cities that structure. Furthermore, a lot of scientists analyzed the trends for academic debate and each thematic cluster represents and the strategic principles such as: experimental (smart research. Mora et al. [10] revealed the five emerging development path of smart cities that cities as testbeds for IoT solutions), ubiquitous (the Korean experience of ubiquitous cit- each thematic cluster represents and the strategic principles such as: experimental (smart ies), corporate (IBM and the corporate smart city model), European (smart city for a low- cities as testbeds for IoT solutions), ubiquitous (the Korean experience of ubiquitous cities), carbon economy) and holistic (digital, intelligent, smart). Additionally, Perez et al. [11] corporate (IBM and the corporate smart city model), European (smart city for a low-carbon explored the important research topics in the top journals, e.g., intelligent cities, sustaina- economy) and holistic (digital, intelligent, smart). Additionally, Perez et al. [11] explored ble cities, e-Government, digital transformation, knowledge-based city, ubiquitous city. the important research topics in the top journals, e.g., intelligent cities, sustainable cities, e-Government,Based on the co-keyword digital transformation, network analysis, knowledge-based Guo et al. [12] city, distinguished ubiquitous city.the main Based research on the co-keywordareas in the networkdomain analysis,of smart Guocities: et smart al. [12 ]development, distinguished telecommunications the main research areas and in com- the domainputer science, of smart a smart cities: strategy smart development, for sustainable telecommunications development as well and as computer public administra- science, a smarttion. strategy for sustainable development as well as public administration. OverOver thethe lastlast threethree decades,decades, aa lotlot ofof manuscriptsmanuscripts thatthat dealdeal withwith smartsmart citiescities inin thethe WebWeb ofof Science,Science, ScopusScopus and and Elsevier Elsevier databases databases (more (more than than 52,000) 52,000) have have been been prepared. prepared.Figure Figure1 shows1 shows the the number number of of papers papers on on the the topic topic of of smart smart cities cities selected selected byby thethe WebWeb ofof Science,Science, ScopusScopus andand ElsevierElsevier databasesdatabases fromfrom 20002000 toto 20202020 (Table(Table A1 A1).). TheThe trendtrend lineline presentspresents aa steadysteady increaseincrease fromfrom 2012.2012. Additionally,Additionally, therethere isis aa significantlysignificantly increasingincreasing trendtrend ofof growthgrowth eacheach year.year. ThereThere areare moremore thanthan eighteeneighteen thousandthousand publicationspublications onon thethe topictopic ofof smartsmart citiescities inin thethe ScopusScopus databasedatabase fromfrom 2018.2018.
FigureFigure 1.1. TheThe publicationspublications on the topic smart city betweenbetween 2000 and 2020 (status: 1 1 February February 2021) 2021) (Note:(Note: author’sauthor’s elaboration.).elaboration.).
TheThe fieldfield of operations research research develops develops procedures procedures and and optimi optimizationzation approach approach to tohelp help the the business business sector sector analyze analyze and solve and solvecomplex complex problems problems in the multiple in the multiple and opposite and opposite criteria or objectives. Decision-making is a common human practice that requires choosing the best alternative among many. MCDM techniques are considered the modern part of operations research with a multi-objective optimization problem. One of the first publications on MCDM was performed by Benjamin Franklin in his work on moral algebra [13]. Since the 1950s, MCDM has been practiced by theoretical and empirical Resources 2021, 10, 44 3 of 23
scientists to test the capability of mathematical modeling of the decision-making approach. The MCDM methods are applied in the following sectors: economics, logistics, industrial engineering, environmental science, urban studies and public policy. Many researchers have relied on MCDM or Multi-Criteria Decision Analysis (MCDA). The top journals referred to MCDA and smart cities based in a number of publications are: “Sustainability,” “Energies,” “Symmetry” and “Applied Sciences.” A total of 162 scientific articles concerning the application of MCDA or MCDM techniques to selected decision problems in the field of smart cities from 2010 to 2020 worldwide were analyzed (Figure2). The authors studied MCDM trends and applications in smart cities. During the analysis, the most frequent MCDA techniques associated with smart cities were identified: AHP, TOPSIS and SAW. The other MCDM techniques include ANP, DEA, DEMATEL, VIKOR, ELECTRE, PROMETHEE, MACBETH and MULTIMOORA. MCDM techniques enable evaluating alternatives in many criteria. MCDM techniques are classified as pairwise comparison-based methods (AHP, ANP), distance-based methods (TOPSIS, VIKOR) and outranking methods (ELECTRE, PROMETHEE) [14]. Table1 presents characteristics of the most frequently applied MCDM techniques.
Table 1. Characteristic of MCDM techniques.
MCDA Techniques Characteristic Abbreviation Description AHP Analytic Hierarchy Process It represents an approach to quantifying the weights of criteria. Technique for Order of Preference by It compares alternatives to the positive and the negative TOPSIS Similarity to Ideal Solution ideal solution. It is based on the weighted average. An assessment score is calculated for each alternative by multiplying the scaled value SAW Simple Additive Weight given to the alternative of that attribute with the weights of relative importance directly assigned by decision maker followed by summing of the products for all criteria. It structures a decision problem as a network criteria ANP Analytic Network Process and alternatives. It is used to measure productive efficiency of DEA Data Envelopment Analysis decision-making units. It is used to verify the independence between variables and try Decision Making Trial and DEMATEL to improve by offering a specific chart to reflect Evaluation Laboratory interrelationships between variables. Vlsekrzterijumska Optimizacija i It ranks alternatives and determines the best (compromise) VIKOR Kompromisno Resenje solution that is the closest to the ideal. Elimination and Choice It is used to discard some alternatives to the problem, which ELECTRE Translating Reality are unacceptable. It provides a framework for structuring a decision problem, Preference Ranking Organization Method PROMETHEE identifying synergies, highlighting the main alternatives and for Enrichment Evaluation the structured reasoning behind it. It needs qualitative assessment about the difference of Measuring Attractiveness by a MACBETH attractiveness between 2 elements in order to generate Categorical Based Evaluation TecHnique numerical scores for the options in each criterion. It requires a matrix of responses of the alternative to the Multi-Objective Optimization on the objectives. A ration system is developed in which each response MULTIMOORA basis of Ratio Analysis plus full of an alternative of an objective is compared to a denominator, multiplicative form which is the representative for all alternatives concerning that objective. Source: author’s elaboration on the basis of [14]. Resources 2021, 10, x FOR PEER REVIEW 4 of 22
It provides a framework for structuring a deci- Preference Ranking Or- sion problem, identifying synergies, highlight- PROMETHEE ganization Method for ing the main alternatives and the structured Enrichment Evaluation reasoning behind it. It needs qualitative assessment about the differ- Measuring Attractiveness ence of attractiveness between 2 elements in or- MACBETH by a Categorical Based der to generate numerical scores for the options Evaluation TecHnique in each criterion. It requires a matrix of responses of the alterna- Multi-Objective Optimi- tive to the objectives. A ration system is devel- MULTI- zation on the basis of Ra- oped in which each response of an alternative MOORA tio Analysis plus full mul-of an objective is compared to a denominator, tiplicative form which is the representative for all alternatives Resources 2021, 10, 44 concerning that objective. 4 of 23 Source: author’s elaboration on the basis of [14].
FigureFigure 2. 2.The The popularitypopularity of of MCDA MCDA technics technics in in smart smart cities cities (status: (status: February February 2, 2021)2, 2021) (Source: (Source: au- author’sthor’s work). work).
TheThe author author conducted conducted the literature the literature review review in the Web in ofthe Science Web of and Science Elsevier and databases. Elsevier data- Table2 presents the results of this analysis. The research targeted relevant manuscripts that bases. Table 2 presents the results of this analysis. The research targeted relevant manu- focused on MCDM techniques in the field of smart cities and were published in 2016–2020. Thescripts summary that focused indicates on the MCDM methods, techniques aims of each in the article, field objects of smart and maincities indicatorsand were of published thein research.2016–2020. The summary indicates the methods, aims of each article, objects and main indicators of the research. BasedTable 2. onPapers the relevantliterature to MCDMreview and, the smart author cities. identified three ranges of smart cities eval- Authors Kind of Methodsuation: (i) the urban Aims smartness performance, Objects (ii) the urban Main smartness Indicators performance of dif- ferent types and (iii) the urban smartness performance of different objects. The interest in 31 barriers, such as lack of the problemTo prioritizeof assessment of barriers is tohigh and constant. Mostcooperation papers and focused coordination on the studies re- lated to urbanrecognize smartness the most performance [15]. The urbanbetween smartness city’s operational performance obtains ur- Rana, Luthra, ban efficiency,important urban barrier sustaina categorybility performance networks,[16], urba highn ITenvironmental infrastructure efficiency Mangla, Islam, Fuzzy AHP, and ranking of specific and intelligence deficit, lack of India’s cities Roderick, Dwivedi, sensitivity[17,18] analysis andbarriers low-carbon within the ecological city evaluation involvement[19–22]. The of citizens,urban lackingsmartness perfor- 2019 [26] mance studiescategories of different to the types include three perspectives:technological well-being knowledge amongperformance, ur- ban securitydevelopment performance of and carbon emission performancthe planners,e lacking[23]. The ecological urban smartness performancesmart studies cities of different objects refer to theview following in behavior categories: and building perfor- cultural issues mance [24], household performance, enterprise performance [25], national performance 17 indicators, such as total [13] and regional performance [16,18]. permanent residential population, To measure of the GDP, added value of secondary Luo, Chen, Sun, centrality together with the Cities in the and tertiary industries, total fixed Zhu, Zeng, Chen, TOPSIS factors influencing Yangtze River assets investment, total retail sales 2020 [27] centrality using data for Economic Belt of consumer goods, actual use of the population flow foreign investment, R&D expenditure and tourism income 21 indicators, such as principal hybrid To explore the potential arterial, tertiary industry, Zhu, Li, Feng, 187 Chinese AHP-TOPSIS links between urban population natural growth, 2019 [28] cities method smartness and resilience persons covered of unemployment insurance and green coverage 47 criteria, such as innovation Gokhan, Ceren, To evaluate the dimensions 44 cities around index score, research and ANP, TOPSIS 2020 [29] of smart cities the world development score and entrepreneurship index score Resources 2021, 10, 44 5 of 23
Table 2. Cont.
Authors Kind of Methods Aims Objects Main Indicators 16 indicators, such as information To evaluate the intelligent service industry practitioners, development level and Shi, Tsai, Lin, 151 Chinese government online service level, AHP compare from the Zhang, 2018 [30] cities open data service level, urban perspective of model innovation and accuracy and time cost entrepreneurship level Input: wastewater discharge, industrial sulfur dioxide emission, To assess the impact of 187 industrial smoke and dust Ma, Zhang, Lu, Xue, sustainable development DEA prefecture-level emissions and unutilized rate of 2020 [17] pilot zones on the Chinese cities general industrial solid waste. environmental efficiency Output: output of the secondary industry. 4 groups of criteria: network To assess transportation Feizi, Joo, Kwigizile, 46 cities in performance, traffic safety, TOPSIS performance measures and Oh, 2020 [31] the U.S. environmental impact and smart growth of cities physical activity 26 qualitative indicators divided into 5 thematic categories: infrastructure, liveability and To analyze of social, housing conditions, environment, Multi-criteria economic and Stankovi´c,Džuni´c, 23 Central and employment and finance, analysis, combining environmental aspects of Džuni´c,Marinkovi´c, Eastern governance, urban safety, trust the AHP and urban life and to provide 2017 [32] European cities and social cohesion as well as 2 TOPSIS the ranking cities according indictors referring to citizens’ to smart performance perceptions of the quality of life in the city (satisfaction with cities and aspects of urban life) 52 indicators from 6 categories (science and technology, resource and environment, economy and industry, facilities and functions, To investigate the dynamic Pang, Fang, critical capital, institution and TOPSIS of smart low-carbon 52 Chinese cities 2016 [19] culture), e.g., number of national development key laboratories, energy intensity, GPD city, internet penetration rate, number of R&D personnel and urbanization level Economic development and social progress (GDP per capita, GDP growth rate, proportion of tertiary industry to GDP, urbanization rate, R&D as a percentage of GDP), energy structure and usage efficiency (proportion of non-coal energy, carbon productivity, Set pair analysis, To assess of urban elasticity coefficient of energy Su et al., 2013 [20] information low-carbon development 12 Chinese cities consumption), living consumption entropy weight level (angel’s coefficient, number of public transportations vehicles), development surrounding (public green areas per capita, forest coverage, coverage rate of green area in built-up area, proportion of investment for environmental protection to GDP) Resources 2021, 10, 44 6 of 23
Table 2. Cont.
Authors Kind of Methods Aims Objects Main Indicators 2 projects: District Information Economic (investment costs, Modeling and payback period), environmental To analyze and test Management Lombardi et al., MACBETH, (reduction of the CO emissions) approaches into ranking of for Energy 2 2017 [24] “Playing Cards” and technical (reduction of the the evaluation criteria Reduction, Zero energy requirement, resilience of Energy the energy systems) Buildings in Smart Urban District Input: energy consumption, To assess urban population density, labor Moutinho et al., 24 German and DEA performance in term of productivity, resource productivity, 2018 [21] 14 French cities eco-efficiency patents per inhabitant. Output: GDP, CO2 emissions Renewable energy, indigenous Energy Synthesis, renewable energy, locally Song et al., To measure the urban 31 major Slacks-Based non-renewable energy, imported 2016 [33] metabolic evolution index Chinese cities Measure DEA energy, exported energy and waste energy To measure urban green 283 Input variables: capital stock, total factor productivity prefecture-level number of employees, energy Liu et al., 2020 [15] DEA (GTFP) with a Chinese cities consumption. Output variables: difference-in-difference (96 pilot, 187 GDP, CO2 emissions.Control (DID) approach non-pilot cities) variables: innovation index Input: fixed-asset investment, Slacks-Based inventory assets, number of To explore the Measure DEA employees, energy consumption, Wang et al., spatiotemporal evolution 283 cities in based on urban electricity consumption. 2020 [23] of urban carbon emission China non-expected Expected output: GDP. performance output Non-expected output: urban CO2 emissions. Environment subsystem: resource elements (sown area, water consumption), ecological elements (park green land, green area coverage rate), ecological pressure (sewage discharged, energy consumption) and ecological To establish a correlation response (gas utilization rate, model and a sewage treatment rate). 13 cities in Geng, Zhang, comprehensive evaluation Urbanization subsystem: TOPSIS Hunan province 2020 [18] system between population (population growth of China environment and rate, urbanization rate), economic urbanization (GDP, investment in fixed assets, output value of the tertiary industries), spatial (area of paved roads, population density) and social (retail sales of consumer goods, number of vehicles, number of general educations, number of health institutions). Resources 2021, 10, 44 7 of 23
Table 2. Cont.
Authors Kind of Methods Aims Objects Main Indicators 59 major indicators in 6 categories: To creatively take a science and technology, resource Fang, Pang, Liu, quantitative study on a and environment, economy and TOPSIS 64 Chinese cities 2016 [22] smart low-carbon city’s industry, facilities and functions, dynamic mechanism critical capital and institution and culture To design a framework 27 sub-criteria in 6 criteria: oriented to public characteristics of the city’s host Porro, Pardo-Bosch, Integrated AHP managers based on the Energy sector country or region, structural Agell, Sanchez and fuzzy linguistic assessment of criteria and enterprises of factors, government and its 2020 [13] TOPSIS sub-criteria the strategic European cities policies, socioeconomic context, location decision made environmental conditions and by enterprises market condition for energy firms 35 indicators from 7 dimensions: energy consumption and climate (e.g., energy consumption per capita); penetration of energy and CO saving measures; renewable To analyze the sustainable 2 4 Italian energy potential and utilization development of energy, Carli, Dotoli, metropolitan (e.g., renewable energy in Sensitive analysis water and environmental Pellegrino, areas: Bari, electricity production); water and for AHP systems, through a set of 2018 [16] Bitonto, Mola, environmental quality; CO objective performance 2 Molfetta emissions and industrial profile indicators (e.g., CO2 emissions of buildings); city planning and social welfare (e.g., GDP per capita); R&D, innovation and sustainability policy (e.g., patents in clean technologies) 90 indicators in 26 factors and six Tariq, Faumatu, To compare and identify Australian components (economy, Hussein, Shahid, AHP the smartness of cities in major cities governance, environment, Muttil, 2020 [34] multi-dimensions livability, mobility, people) Source: author’s elaboration on the basis of [13,15–24,26–34].
Based on the literature review, the author identified three ranges of smart cities evalua- tion: (i) the urban smartness performance, (ii) the urban smartness performance of different types and (iii) the urban smartness performance of different objects. The interest in the prob- lem of assessment is high and constant. Most papers focused on the studies related to urban smartness performance [15]. The urban smartness performance obtains urban efficiency, ur- ban sustainability performance [16], urban environmental efficiency [17,18] and low-carbon ecological city evaluation [19–22]. The urban smartness performance studies of different types include three perspectives: well-being performance, urban security performance and carbon emission performance [23]. The urban smartness performance studies of different objects refer to the following categories: building performance [24], household performance, enterprise performance [25], national performance [13] and regional performance [16,18]. The urban smartness condition assessment is carried out using evaluation indicators or key factors [35]. The evaluation indicators are divided into input (capital, labor, energy, air pollution) and output variables (gross domestic product, GDP). The key factors obtain population, area, urbanization, travel mode and climate. Moutinho et al. [21] argue that high GDP over CO2 emissions does not imply a high eco-efficiency score. Carli et al. [16] investigate of possibilities maximizing the efficiency and effectiveness of the actions for the sustainable development of energy, water and environmental systems of the whole city. Marsal-Llacuna [25] suggests that smartness means contributing to sustainable devel- opment and resilience. Smartness in the smart city is when the three pillars of sustainability Resources 2021, 10, 44 8 of 23
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(environmental, economic and social) are safeguarded; while, urban resilience is being improved by making use of ICT infrastructure ICT [36–38]. Smartness in the smart city equals urban smartness, which is a combination of three components, such as sustain- ability,Dameri urban [39] resilience is the basis and ICTof ur infrastructureban smartness. (Figure The3). Thesmart smart city city value value chain chain obtains by (i) sustain- Dameriability [(carbon39] is the neutral, basis of urban clean smartness. air and water); The smart (ii) city quality value chainof life obtains (safe, (i)diverse, sus- leisure, con- tainabilityvenience); (carbon (iii) smart neutral, growth clean air and(knowledge, water); (ii) qualityinnovation, of life (safe,employment, diverse, leisure, investments). Fur- convenience); (iii) smart growth (knowledge, innovation, employment, investments). Fur- thermore,thermore, Trindade Trindade et al. et [40 al.] analyzed [40] analyzed scientific scient studiesific focusing studies on focusing both environmental on both environmental sustainabilitysustainability and and smart smart city concepts city concepts to understand to unde therstand relationship the relationship between these two.between these two.
FigureFigure 3. 3.Components Components of urban of urban smartness smartness (Note: author’s (Note: elaboration author’s onelaboration the based [25 on,39 the]). based [25,39]). The literature contains many procedures for testing a city’s performance, such as The SmartThe Cityliterature Index [contains7], The Innovation many procedures Cities Index for [1], testing The Global a city’s Cities performance, Index [2], such as The TheSmart Green City City Index Index [[7],41], TheThe City Innovation Blueprint [Cities42] and Index The Sustainable [1], The Cities Global Index Cities [43]. Index [2], The NumerousGreen City organizations Index [41], and The institutions City Blueprint have prepared [42] city and rankings, The Sustainable in particular, relatingCities Index [43]. Nu- to the life quality, such as Institute for Urban Strategies [44], Mercer [3], Monocle [45] and Numbeomerous [ 46organizations]. Conger has prepared and institutions an overview have of the prepared indexing methodology city rankings, [35]. Tablein particular,3 relating presentsto the life the characteristicsquality, such of as the Institute most popular for smartUrba cityn Strategies rankings. Dameri[44], Mercer argues that[3], the Monocle [45] and processNumbeo of evaluating [46]. Conger sustainable has prepared cities is a complex an overvi taskew [39 ].of Furthermore, the indexingSacirovic methodology et al. [35]. Table introduced3 presents a the transformation characteristics between of the presentmost popu and thelar vision smart of city a sustainable rankings. city Dameri in argues that the future [47]. the Someprocess cities ofin evaluating Central and sustai Easternnable Europe cities could is a not complex become smarttask [39]. cities Furthermore, because Sacirovic thereet al. are introduced a lot of problems a transformation with social inclusion. between Excludingthe present certain and social the vision groups of (the a sustainable city poorly-off,in the future the elderly, [47]. the disabled) is a threat resulting from the implementation of the smart city concept. Stigmatization of Roma has deeply rooted historical backgrounds. The Tableintegration 3. The of characteristics Roma will be difficult of the most to implement popular becausesmart city stigmatization rankings. remains in the collective mentality [48,49]. Name Important Cities Domains of Indicators affordable housing, fulling employment, unemployment, health Singapore, Helsinki (Fin- services, basic amenities, school education, air pollution, road Smart City Index [7] land), Zurich (Switzerland) congestion, green spaces, public transport, recycling, security, citizen engagement, social mobility, corruption Global Smart City Per- Singapore, London (UK), mobility, healthcare, public safety and productivity formance [4] New York (USA) Global Cities Ranking London (UK), New York business activity, human capital, information exchange, cultural [2] (USA), Paris (France) experience and political engagement economy, human capital, technology, environment, interna- Ranking of Cities in Mo- New York (USA), London tional outreach, social cohesion, mobility and transport, govern- tion [5] (UK), Paris (France) ance, urban planning, public management Global Power City Index London (UK), New York economy, R& D, cultural interaction, liveability, environment, [44] (USA), Tokyo (Japan) accessibility
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Table 3. The characteristics of the most popular smart city rankings.
Name Important Cities Domains of Indicators affordable housing, fulling employment, unemployment, health services, basic amenities, Singapore, Helsinki (Finland), Smart City Index [7] school education, air pollution, road congestion, Zurich (Switzerland) green spaces, public transport, recycling, security, citizen engagement, social mobility, corruption Singapore, London (UK), ResourcesGlobal Smart2021, 10 City, x FOR Performance PEER REVIEW [4] mobility, healthcare, public safety and productivity8 of 22 New York (USA) business activity, human capital, information London (UK), New York (USA), Global Cities Ranking [2] exchange, cultural experience and Paris (France) economic strength, physical capital,political financial engagement maturity, institu- Ranking of World Cities New York (USA), London tional character, human capital, environmental and natural haz- [6] (UK), Singapore economy, human capital, technology, environment, New York (USA), London (UK), internationalards, outreach,global appeal social cohesion, mobility and Ranking of Cities in Motion [5] Innovation Cities Global London (UK), NewParis York (France) transport, governance, urban planning, cultural assets, human infrastructure,public management networked markets Index [1] (USA), Tokyo (Japan) London (UK), New York (USA), economy, R& D, cultural interaction, liveability, Global Power City Index [44] Note: author’s elaboration based on [1,2,4–7,44]. Tokyo (Japan) environment, accessibility economic strength, physical capital, financial SomeNew cities York (USA),in Central London and (UK), Eastern Europe could not become smart cities because Ranking of World Cities [6] maturity, institutional character, human capital, there are a lot ofSingapore problems with social inclusion. Excluding certain social groups (the poorly-off, the elderly, the disabled) is a threatenvironmental resulting and from natural the hazards,implementation global appeal of the London (UK), New York (USA), cultural assets, human infrastructure, Innovation Cities Global Index [smart1] city concept. Stigmatization of Roma has deeply rooted historical backgrounds. The integration of RomaTokyo will (Japan) be difficult to implement becausenetworked stigmatization markets remains in the collective Note:mentality author’s [48,49]. elaboration based on [1,2,4–7,44].
3.3. ResearchResearch MethodMethod TheThe presentedpresented researchresearch focusedfocused onon thethe rankingranking ofof smartsmart cities.cities. TheThe scopescope ofof researchresearch hashas threethree steps: selection, selection, evaluation evaluation and and classification classification (Figure (Figure 4).4 ).The The test test procedure procedure con- consistssists of several of several successive successive stages: stages: (1) the (1) thesele selectionction of indicators of indicators and andobjects; objects; (2) the (2) con- the constructionstruction normalized normalized decision decision matrix; matrix; (3) (3) the the calculation calculation of of criterion criterion weights; (4)(4) linearlinear orderingordering usingusing TOPSISTOPSIS method;method; (5)(5) rankingranking andand clusteringclustering ofof cities;cities; (6)(6) conclusionsconclusions andand findingfinding thethe recommendations.recommendations.
FigureFigure 4.4. TheThe researchresearch designdesign (Source:(Source: author’sauthor’s work).work).
AccordingAccording toto thethe review,review, thethe TOPSISTOPSIS techniquetechnique oneone ofof thethe most most commonly commonly appliedapplied toto decisiondecision problemsproblems inin fieldfield ofof smartsmart citiescities andand waswas usedused inin this this work. work. OnOn thethe basisbasis ofof decisiondecision theory,theory, thethe firstfirst methodmethod ofof linearlinear orderingordering usingusing thethe patternpattern andand anti-patterneranti-patterner waswas proposedproposed byby C.L.C.L. HwangHwang andand K.K. YoonYoon in in 1981 1981 under under the thename nameTOPSIS. TOPSIS. The The test teststeps steps usingusing thethe classicclassic TOPSISTOPSIS procedureprocedure can can be be concluded concluded as as follows follows [ 50[50]:]: StepStep 1.1. TheThe multiplemultiple attributes attributes were were selected selected in in accordance accordance with with substantive substantive and and statis- sta- ticaltistical considerations. considerations. Then Then attributes attributes were were divided divided into into stimulants stimulants (S) (S) and and destimulants destimulants (D).(D). Step 2. Based on the multiple attributes, the decision matrix 𝑋 was constructed:
𝑥 ⋯𝑥 𝑋 = 𝑥 = ⋮⋱⋮ (1) 𝑥 ⋯𝑥
where 𝑥 represents the value of the 𝑗-th attribute (𝑗 = 1, 2, … , 𝑛) for the 𝑖-th objects (cit- ies, 𝑖 = 1,2,…,𝑚) and 𝑥 ϵ R. Step 3. The value of the attributes was normalized in order to obtain their compara- bility in accordance with the formula: