Research and Reviews: Journal of Physics ISSN: 2278–2265(online), ISSN: 2347-9973(print) Volume 5, Issue 1 www.stmjournals.com

Review of Reliability and Availability Evaluation of MPPGCL Sirmour Hydropower Station using Markov Modelling

A. Singh1*, B.K. Tiwari2 1Department of Thermal Engineering, Millennium Institute of Technology, Bhopal, , 2Department of Physics, A.P.S. University, Rewa, Madhya Pradesh, India

Abstract Water is one of the best renewable energy sources available, as we are almost totally dependent on the availability of depleting fossil fuels. Being more reliable and cost effective, hydel energy is attracting more investors and entrepreneurs for investing and establishing hydro power plant. Since maintenance and operation of a power plant is very challenging and complicated process, calculating and analysing its compatibility and reliability is very important. This paper introduces Markov reliability model for MPPGCL Sirmour, India by studying the operational data and analysis of all parts of generating unit of the power plant for period of 2010–2015. The availability and reliability of individual unit of power plant is evaluated by taking into account different indices, namely failure rate (λ), repair rate (µ), MTTR, MTTF, MTBF through data collection and tabulating all types of failures for separate analysis. By these evaluations and analyses we can improve reliability of all the components of each unit of power plant. The error of a single sub-unit can affect the annual performance and efficiency of power generation. Thus, Markov modelling technique will help to decrease repair cost and identify sensitive equipment to be replaced. And probably errors can be removed that make more power available at low cost as per given input, and allow a fair step towards energy independence of local community.

Keywords: Hydro power plant, performance, failure and repair rate, Markov modelling, renewable energy

*Author for Correspondence E-mail: [email protected]

INTRODUCTION each having capacity of 105 MW. Its first unit Sirmour Hydro Power Station (SHPS) is a started in September 1991 and second and canal based power plant. This hydel power third unit in August and September 1992. The plant was installed by the Madhya Pradesh equipment of power station have been State Electricity Board (MPSEB), which has installed by the Bharat Heavy Electricals Ltd. now become Madhya Pradesh Power (BHEL) [2]. Generation Company Ltd. (MPPGCL). Resource water is received from Bansagar Particular unit of SHPS consist of several sub- dam. It is located at Deolond, District, units such as penstock, butter fly valve, spiral Madhya Pradesh, India. It is a multipurpose case, turbine, generator, excitation system, river valley project on Sone River situated in governor, power transformer, cooling system, the Ganges basin in Madhya Pradesh, India etc. This study has focused on faults of these with both irrigation and 425 MW of sub-units that cause the whole unit failure and hydroelectric power generation [1]. ultimately affects the availability and reliability of the power plant. Hydro power station is situated at Sirmour, Rewa District (M.P.). Plant location Evaluation of reliability and availability of a coordinates are; 24°51′10″N 81°22′21″E. power station gives better information to know SHPS have installed capacity of 315 MW. It performance, ability and weakness of each unit consists of three identical independent units, and also help to plan and decide periodical

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maintenance, minimum replacing or repairing schedules when failure occurs. It also helps to evaluate MTTR, MTTF, MTBF, failure rate, repair rate, probability of occurrence of failure for the components of each unit. Fig. 1: State of the System.

Reliability The symbol λ denotes the rate parameter of the System reliability can be defined as, the transition from State 0 to State 1. In addition, probability that a system will perform we denote by Pj(t) the probability of the specified function within prescribed limit, system being in State j at time t. If the device under given environmental conditions, for a is known to be healthy at some initial time t=0, specified time. the initial probabilities of the two states are P0(0)=1 and P1(0)=0. Thereafter the The intention of designing for reliability is probability of State 0 decreases at the constant thus to design integrated system with rate λ, which means that if the system is in assemblies that effectively fulfil all their State 0 at any given time, the probability of required duties [3]. making the transition to State 1 during the next increment of time dt is λdt [5]. Availability Availability can be simply defined as, the Therefore, the overall probability that the item’s capability of being used over a period transition from State 0 to State 1 will occur of time. during a specific incremental interval of time Or dt is given by multiplying: The measure of an item’s availability can be (1) the probability of being in State 0 at the defined as, that period in which the item is in a beginning of that interval, and usable state [3]. (2) the probability of the transition during an interval dt given that it was in State 0 at Maintainability the beginning of that increment. This It is a measure of the repairable condition of represents the incremental change dP0 in an item that is determined by the mean time to probability of State 0 at any given time, so repair (MTTR) established through corrective we have the fundamental relation: maintenance action. Performance variable dP( P )( dt ) 00 relating availability to reliability and Dividing both sides by dt, we have the simple maintainability are concerned with the differential equation: measures of time that subject to equipment dP0 dP1 failure. These measures are: mean time  PPPP0,  0 , 0  1  1 between failures (MTBF), mean time to dt dt failures (MTTF) or mean down time (MDT) and mean time to repair (MTTR) or mean up This signifies that a transition path from a time (MUT) [3]. given state to any other state reduces the probability of the source state at a rate equal to Markov Model Fundamentals the transition rate parameter λ multiplied by For any given system, a Markov model the current probability of the state [6]. Now, consists of a list of the possible states of that since the total probability of both states must system, the possible transition paths between equal 1, it follows that the probability of those states, and the rate parameters of those State 1 must increase at the same rate that the transitions. In reliability analysis the probability of State 0 is decreasing. Thus the transitions usually consist of failures and equations for this simple model are: dP dP repairs. When representing a Markov model 0 P 1  P 0 0 PP1 graphically, each state is usually depicted as a dt dt 01 bubble, with arrows denoting the transition The solution of these equations, with the initial paths between states, as depicted in the conditions P0(0)=1 and P1(0)=0, is: Figure 1 below for a single component that has P() t et P( t ) 1 et just two states: healthy and failed [4]. 0 1

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The form of this solution explains why and corresponding rate between the various transitions with constant rates are sometimes states, and then writes the system equations called exponential transitions, because the whose solution represents the time-history of transition times are exponentially distributed. the system. In general, each transition path Also, it’s clear that the total probability of all between two states reduces the probability of the states is conserved. Probability simply the state it is departing, and increases the flows from one state to another [7]. It’s worth probability of the state it is entering, at a rate noting that the rate of occurrence of a given equal to the transition parameter λ multiplied state equals the flow rate of probability into by the current probability of the source that state divided by the probability that the state [8]. system is not already in that state. Thus in the simple example above the rate of occurrence The state equation for each state equates the of State 1 is given by (λP0)/(1–P1)=λ. rate of change of the probability of that state (dP/dt) with the probability flow into and out Of course, most Markov are more elaborate of that state. The total probability flow into a than the simple example discussed above. The given state is the sum of all transition rates Markov model of a real system usually into that state, each multiplied by the includes a full-up-state (i.e., the state with all probability of the state at the origin of that elements operating) and a set of intermediate transition. The probability flow out of the states representing partially failed condition, given state is the sum of all transitions out of leading to the fully failed state, i.e., the state in the state multiplied by the probability of that which the system is unable to perform its given state. To illustrate, the flows entering design function. The model may include repair and exiting a typical state from and to the transition paths as well as failure transition neighbouring states are depicted in Figure 2. paths. The analyst defines the transition paths

Fig. 2: Transitions Into and Out of State Pj.

This is not intended to represent a complete sometimes with subscripts to designate the Markov model, but only a single state with source and destination states. some of the surrounding states and transition paths (Figure 2). It’s conventional in the field The state equation for State k sets the time of reliability to denote failure rates by the derivative of Pk(t) equal to the sum of the symbol λ and repair rates by the symbol µ, probability flows corresponding to each of the

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transitions into and out of that state. Thus we MARKOV MODELLING have: Unit Modelling To model a hydro-unit generally according to dPk  iki,,,,PPP    nkn    kj    knK its mode of operation, it can be divided into dx i n j n up-state and down-state (Figure 3).

Each state in the model has an equation of this form, and these equations together determine the behaviour of the overall system. In this generic description, we have treated repair transitions as if they occur at constant rates, but, as noted above, actual repairs in real- world applications are usually not characterized by constant rates. Nevertheless, with suitable care, repairs can usually be represented in Markov models as continuous constant rate transitions from one state to another, by choosing each repair rate µ such that 1/µ is the mean time to repair for the affected state [9].

METHODOLOGY Fig. 3: Two State Model. Methods of evaluation of reliability techniques are categorised by two approaches: Up-state and down-state represent repair rate 1. Analytical, and and failure rate in a hydro-unit generation. The 2. Simulation. hydro-unit is transit from up-state to down-  Analytical approach gives information state, either due to force or scheduled outages. about mathematical modelling and To derive the Markov model of a hydro-unit evaluates reliability indices by we assume: mathematical solution. 1) The failure and repair rates are  Simulation technique gives information exponentially distributed. about Monte Carlo simulation methods; 2) There is no transition between the they estimate the reliability indices by scheduled and force outages. The unit after simulating the actual process and random repairing is immediately returning to up- behaviour of the system. state.

In this paper, we are using analytical The component is in the failed state, the techniques to evaluate the reliability and system moves through two states, those before availability of each unit of Sirmour Hydro switching and after switching. A model of this Power Station (SHPS). In this paper, we are process can be constructed by considering considering the operational data of the period such components to have three-state cycles of 2010–15 of the station and analysed it using consisting of an operating state, a state Markov model. After collection of data for between the fault and switching (s state) and a each year and each unit, we classified for each repair state (r state) when the device is isolated unit the different types of failures occurred, for repair. Obviously, the system effects of the that classification we defined Markov states. s and r states are very different. It should be Evaluation of failure rate () repair rate noted that r states, lasting until repairs are (R, MTTF, MTBF, each of the states completed, are usually much longer in are found from the classified data. For each duration than the s states and, also that there state, state probability are then calculated are only very weak restriction as to the time through repair rate and failure rate of the distribution of any of the three states. A corresponding state. system of two independent components i and j

RRJoPHY (2016) 30-37 © STM Journals 2016. All Rights Reserved Page 33 Research and Reviews: Journal of Physics Volume 5, Issue 1 ISSN: 2278–2265(online), ISSN: 2347-9973(print) with three-state cycles will have a state model can be explained as follows, the given transition diagram. A developed Markov is three-state Markov model (Figure 4).

Fig. 4: Three-State Markov Model.

The event of hydro-unit in it’s down-states,  Excitation system (thyristor, cooling they are divided into two parts (Figure 5): system, equipped transformer, etc.), 1. Scheduled outage/planned outage; and  Governor system (servo motors, wicket 2. Forced outage. gates, speed governor, etc.),  Scheduled outage/planned outage:  Main unit transformer,  Reserve, preventive maintenance, and  Main unit circuit breaker, overhaul.  External effects.  Force outage:  Generator, More developed model is given as follows:  Turbine (inlet gate, penstock, spiral case, butter fly valve, turbine bearing, and runner),

Fig. 5: Developed Hydro-Unit Model.

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The state transition matrix of Figure 3 is as follows:

12  ......   812345678  11 0 0 0 0 0 0 0 0 0 0 0 0 0 0 22 330 0 0 0 0 0 0 0 0 0 0 0 0 0 44 550 0 0 0 0 0 0 0 0 0 0 0 0 0 66 770 0 0 0 0 0 0  0 0 0 0 0 0 0  88

Using by repair rate (µ) and failure rate (λ), Plant Modelling In this model all the three units of SHPS are we calculated state probability of each state as studied together. So that the number of failure shown in Table 1. rates and repair rates of the entire unit for five The state probabilities are as follows: years are taken into the consideration. They help to determine the plant availability and Table 1: State Probability. reliability. State No. State Probability

0 µ1 µ2 µ3 µ4 µ5 µ6 µ7 µ8̸D d0/D The transition rate matrix of Figure 4 is

1 λ1µ2 µ3 µ4 µ5 µ6 µ7 µ8/D d1/D determined by the same way as for unit transition rate matrix. State probabilities are 2 µ1 λ2 µ3 µ4 µ5 µ6 µ7 µ8/D d2/D determined by the same way for unit 3 µ1 µ2λ3 µ4 µ5 µ6 µ7 µ8̸D d3/D modelling. When the all the three units are up- 4 µ µ µ λ µ µ µ µ ̸D d /D 1 2 3 4 5 6 7 8 4 state then the probability of State 1 is: 5 µ1 µ2 µ3 µ4λ5 µ6 µ7 µ8̸D d5/D 3 6 µ µ µ µ µ λ µ µ ̸D d /D 1 2 3 4 5 6 7 8 6 P 1  2  3 /() ii  i1 7 µ1 µ2 µ3 µ4 µ5 µ6λ7 µ8̸D d7/D When the entire unit are down-state then the 8 µ µ µ µ µ µ µ λ ̸D d /D 1 2 3 4 5 6 7 8 8 probability of State 8 is: D=d0+d1+d2+d3+d4+d5+d6+d7+d8 3 P 1  2  3 /() ii  Frequencies of encountering states are taken as i1 in Table 2: The frequency of encountering State 1 is: Table 2: Frequencies of Encountering States. ƒ1=(λ1+λ2+λ3)P1 State Rate of Frequency of Number Departure State The frequency of encountering State 8 is: 0 λ1+λ2+...... +λ8 (λ1+λ2+....+λ8)d0/D ƒ8=(µ1+µ2+µ3)P8

1 µ1 µ1d1/D

2 µ2 µ2d2/D Representation of State Space Diagram The number of states in the state space 3 µ3 µ3d3/D diagrams increases if the number of units of 4 µ µ d /D 4 4 4 the power plant increase and as the number of 5 µ5 µ5d5/D states in which each system component can 6 µ6 µ6d6/D rise. In the diagram (Figure 6) we represent all 7 µ7 µ7d7/D the states of all three units under the repair (R)

8 µ8 µ8d8/D and failed (F) condition.

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The number of states in the diagram is 23 for a class of systems known as standby systems 3-component system in which each state is can also be modelled and analysed using state represented as a 2-state model. In state space space diagrams and Markov technique. The diagram, all the system components state space diagram of the entire three units is continuously operate either in series, parallel as follows: or series/parallel. In this system very necessary

Fig. 6: State Space Diagram for SHPS.

If the system performing its work continuously with time without any interruption of failure that system is known as perfect system otherwise it is defective system. In reliability theory that systems are divided into two parts repairable and non-repairable systems. System availability is used for reliability Where repairable systems denote: calculation of repairable system. Availability nn mris defined as the probability of the system that ii11 MTTF m ii11 , MTTR  r   works properly at any time, under the given nn conditions, that state is 0. Thus availability of the unit is: Availability (A)=P0

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Where, REFERENCES A= System availability, 1. https://en.wikipedia.org/wiki/Bansagar_Da U= System unavailability, m T= Total working time, and 2. http://www.mppgenco.nic.in/hydel- R= System reliability. generation.html According to the definition of reliability, the 3. Rudolph Frederick Stapelberg. Handbook systems work without failure. Thus reliability of Reliability, Availability, of the unit is: Maintainability, and Safety in Engineering Reliability (R)=P0+P1 Design. 4. Handbook of Control Systems and Safety CONCLUSION Evolution of Reliability. Today with the growing demand for power 5. Majeed AR, Sadiq NM. Availability & consumption due to increase in quality of life Reliability Evaluation of Dokan Hydro and income level, need of power generation is Power Station. IEEE Conf. Proc. also at hike. For this, maintenance of a power Transmission and Distribution. 2006. station is the principal need. In this paper we 6. Farshad Khosravi, Naziha Ahmad Azli, concentrated on detailed evaluation of Ebrahim Babaei. A New Modeling availability and reliability of each sub-unit of Method for Reliability Evaluation of all the three units in THPS-I. For all three Thermal Power Plants. IIIE International units of the plant, the faults or errors in each Conference on Power and Energy part over a period of 2010–15 are classified (PECon2010). into several categories. and after this 7. Allan RN, Roman J. Reliability classification the reliability indices namely Assessment of Generation System failure rate, repair rate, MTTR, MTTF and Containing Multiple Hydro Power plant MTBF have been calculated by employing the Using Simulation Techniques. IEEE Trans Markov modelling method based on finding Power Syst. Aug 1989; 4(3): 1074–1080p. probability. 8. Department of Army, US Army Crops of Engineer. Reliability Analysis of Hydro The model was used to determine expected Power Equipment. Technical Letter No. power output along with the outages from all 1110-2-550; 30 May 1997. units. Hence we concluded that apart from 9. Billinton R, Hau Chen, Jiaqi Zhou. scheduled outages that were planned for Individual Generating Station Reliability regular maintenance of plant, various other Assessment. IEEE Trans Power Syst. Nov major or minor faults occur that affect the 1999; 14(4): 1238–1244p. availability and reliability of the plant. The results indicated that increasing repair rates by additional repair crews considerably increased Cite this Article system availability and the expected power Ankit Singh, Tiwari BK. Review of outputs. Analysis presented in this paper can Reliability and Availability Evaluation be used by operation managers and of MPPGCL Sirmour Hydropower maintenance engineers to study the systems Station using Markov Modelling. under consideration for further improvements Research and Reviews: Journal of and thus expenses on those unnecessary Physics. 2016; 5(1): 30–37p. repairs and faults can be minimized or removed.

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