STATE FORMATION and MEDIEVAL GOVERNMENT 1.1. From

Total Page:16

File Type:pdf, Size:1020Kb

STATE FORMATION and MEDIEVAL GOVERNMENT 1.1. From CHAPTER ONE STATE FORMATION AND MEDIEVAL GOVERNMENT 1.1. From Chiefdom to State Since 1950 the anthropological study of forms of human social and political organisation has progressed by leaps and bounds. Having begun with attempts to define the formal characteristics of different organisational structures, the emphasis has now shifted to examina- tion of the functioning of political institutions and the methods by which elites maintain control over different social and economic activities. Correspondingly, aided by advances in scientific dating methods, archaeologists have abandoned the old preoccupation with typology and dating and seek to interpret physical remains within their wider social context. In many countries archaeology is now considered a branch of anthropology. The modern archaeologist, or at least those who do not deny that the systematic survey and obser- vation of changing landscape patterns can give us an insight, into not only how human societies were organised but how people thought, now enters the fields of cultural geography and environmental and social studies.1 The interpretation of physical phenomena is inevitably subjective, and as such must be open to re-interpretation, but, to return to the debate that was begun by the so-called ‘processual’ archaeologists in the 1960s, there seems little point in spending time, effort and money solely to establish a chronology of artefacts and structures. The debates that surround ‘processual’ and ‘post-processual’ archaeology, essentially about the extent to which generalisations can be made and the level of physical evidence required to interpret landscapes, are (fortunately) beyond this volume.2 A related debate 1 A ‘landscape’ is taken to incorporate both natural and human-made features. 2 See Renfrew and Bahn 1996 pp. 36–44, for a summary of these concepts. Unfortunately much of the terminology used by those who espoused the ‘New Archaeology’ of the 1960s was pseudo-scientific, if not outright jargon, and archae- ology has not entirely escaped from this since. Since pioneers of processual archae- ology such as Lewis Binford placed heavy emphasis on theorising and testing of hypotheses in true scientific fashion, they recommended the exclusion of history, a 2 chapter one concerns the extent to which theorizing about a particular culture of region can only be grounded in a detailed study of all landscapes and remains within it. For instance, while some accept the use of ethnohistory to illuminate the culture of apparently similar societies in an earlier time or a dissimilar environment, others do not. Such difficulties touch upon the theme and period studied here, as writ- ten evidence gives at best an incomplete picture and state formation cannot be studied in isolation from social and economic history. The majority of pre-state societies have left few written records, although aspects of many have been recorded by writers from more advanced societies that have existed concurrently. Unfortunately there were not many of these writers, many of their works have not sur- vived, and references to peoples beyond the borders of their own polity were usually made only when the people in question inter- fered in it.3 Written sources for early medieval Europe may be more plentiful than they are for the classical world, but they are still rare and were usually written by a limited number of people from a priv- ileged background, and often from a narrow perspective. In many ways the sources for Scandinavia before 1100, during what is often termed a proto-historic period, are analogous to those for the peo- ples outside the Greek and Roman orbit in the classical period, in that they see Scandinavia as a little-known and often uncivilized region. By the Viking Period, c. 800–1050 ad, we may read un- Christianised for uncivilized. In the twelfth century Sweden had only recently been Christianised, at least in name, and was barely emerg- ing from prehistory; only during that century would a literate clergy be introduced permanently into the region. The written sources for Sweden from 1100 to 1250 are almost as poor as those for Denmark and Norway in the Viking Period. The historian is therefore con- fronted with a similar problem to that faced by the archaeologist culturally constructed concept that distracts from interpretation of the archaeologi- cal record. In the 1980s certain archaeologists, such as Ian Hodder, reacted against aspects of processualism, and a heated debate began. In the 1990s Hodder sug- gested the term ‘interpretive archaeologies’ for their ideas, in place of ‘post-proces- sual’, since the ideas of the two camps were often quite closely related. 3 Throughout this work the term ‘polity’ is used to designate the highest order autonomous socio-political unit in the region in question, as defined by Renfrew. ‘Polity’ does not imply any specific degree of complexity or scale of organisation, and could therefore be a chiefdom or an empire, a village or a huge area encom- passing half of Europe or Asia Minor. See Renfrew 1986 pp. 2–3. .
Recommended publications
  • Tax Administration and Representative Authority in the Chiefdoms of Sierra Leone1
    Tax Administration and Representative Authority in the Chiefdoms of Sierra Leone1 Richard Fanthorpe September 2004 Department of Anthropology University of Sussex 1 This report is an output of DFID/SSR research project R8095. It must not be cited or reproduced in any format without the author’s permission Contents Introduction and Methodology…………………………………………………..1 Section 1: The Development of Chiefdom Administration……………………..7 Tax Administration………………………………………………………………...7 Representative Authority………………………………………………………….15 Section 2: Survey Data……………………………………………………………23 Chiefdom Staff Working Conditions………………………………………………23 Local Tax Administration: The Current Situation………………………………..32 Calculating Chiefdom Councillorships……………………………………………45 Conclusions…………………………………………………………………………50 2 Abstract This report analyses survey data, collected by the author between March and June 2003, from five chiefdoms in Sierra Leone. The aim of the survey was to investigate the capacity of chiefdom administrations to assess and collect local tax and the relationships between taxation, political representation, and citizenship at the chiefdom level. The first section of the report explores the legal and technical development of financial administration and representative authority in the chiefdoms, with particular attention to the policy assumptions that underlay it. The second section analyses the survey data, which were collected before the new decentralised local government structures were put in place. They indicate that chiefdom financial administration is barely functional and suffers greatly from poor staff working conditions and lack of transparency and accountability among district level administrations. The rural public have little confidence in the local tax system and are unlikely to cooperate with it any further until tangible benefits from local tax revenue begin to flow in their direction. However, tax assessment (if not payment) also has a political purpose and evidence was found of manipulation of tax assessment rolls in order to yield extra chiefdom councillors.
    [Show full text]
  • Resource Scarcity Drives Lethal Aggression Among Prehistoric Hunter-Gatherers in Central California
    Resource scarcity drives lethal aggression among prehistoric hunter-gatherers in central California Mark W. Allena,1, Robert Lawrence Bettingerb, Brian F. Coddingc, Terry L. Jonesd, and Al W. Schwitallae aDepartment of Geography and Anthropology, California State Polytechnic University, Pomona, CA 91768; bDepartment of Anthropology, University of California, Davis, CA 95616; cDepartment of Anthropology, University of Utah, Salt Lake City, UT 84112; dDepartment of Social Sciences, California Polytechnic State University, San Luis Obispo, CA 93401; and eMillennia Archaeological Consulting, Sacramento, CA 95817 Edited by Robert L. Kelly, University of Wyoming, Laramie, WY, and accepted by Editorial Board Member Richard G. Klein September 6, 2016 (received for review May 19, 2016) The origin of human violence and warfare is controversial, and some risk of immediate mortality and long-term reprisals, individuals scholars contend that intergroup conflict was rare until the emer- should only take up violence when the benefits (e.g., material goods, gence of sedentary foraging and complex sociopolitical organization, status, and long-term alliances) outweigh those costs (18–22). The whereas others assert that violence was common and of considerable benefits are more likely to outweigh the costs when and where en- antiquity among small-scale societies. Here we consider two alterna- vironmental productivity is low, resources are scarce, and individuals tive explanations for the evolution of human violence: (i) individuals have relatively more to lose from theft (23). If individual evaluation resort to violence when benefits outweigh potential costs, which is of the costs and benefits of lethal aggression determines the incidence likely in resource poor environments, or (ii) participation in violence of violence, and if these evaluations vary ecologically, then (P1) we increases when there is coercion from leaders in complex societies predict that rates of lethal aggression should covary negatively with leading to group level benefits.
    [Show full text]
  • P. Van Der Grijp the Making of a Modern Chiefdom State; the Case of Tonga
    P. van der Grijp The making of a modern chiefdom state; The case of Tonga In: Bijdragen tot de Taal-, Land- en Volkenkunde, Politics, tradition and change in the Pacific 149 (1993), no: 4, Leiden, 661-672 This PDF-file was downloaded from http://www.kitlv-journals.nl Downloaded from Brill.com09/24/2021 07:40:40PM via free access PAUL VAN DER GRIJP* THE MAKING OF A MODERN CHIEFDOM STATE: THE CASE OF TONGA Tonga has never been colonized by a foreign political system of government. However, never having been officially colonized does not mean it has been completely independent. In the nineteenth century, Tonga developed from a situation in which several groups of chiefs dominated the islands, to a centralized state power with a king: a modern chiefdom state. Tonga is a modern state with all the usual requirements: a government with a parliament, civil service, legislation, judges, police, army, school system, health care, post office, etc. At the same time, however, it has several characteristics of a chiefdom, although in an adapted form. In the first half of the nineteenth century, Tonga was involved in a civil war. There were political intrigues, political murders, and field battles in which hundreds and sometimes thousands of people participated. During this civil war, one of the competing chiefs, with the aid of European firearms and the moral support of European missionaries, was able to centralize political power in the Tongan archipelago. Following the western, or, to be more precise, British example, this chief, whose name was Taufa'ahau, was made King of Tonga in 1845.
    [Show full text]
  • Complex Chiefdom: Precursor of the State Or Its Analogue?
    Complex Chiefdom: Precursor of the State or Its Analogue? Leonid Grinin Volgograd Centre for Social Research ABSTRACT It is often noted in the academic literature that chiefdoms frequently prove to be troublesome for scholars because of the disagreement as to whether to categorize this or that polity as a complex chiefdom or as an early state. This is no wonder, because complex chiefdoms, early states, as well as different other types of sociopolitical systems (large confederations, large self-governed civil and temple commu- nities etc.) turn out to be at the same evolutionary level. In the pre- sent article it is argued that such complex societies can be consid- ered as early state analogues. The most part of the article is devoted to the analysis of the most developed chiefdoms – the Hawaiian ones. It is argued that before the arrival of Cook there was no state in Hawaii. It should be classified as an early state analogue, i.e. a society of the same level of development as early states but lacking some state characteristics. It proceeds from the fact that the entire Hawaiian political and social organization was based on the strict rules and ideology of kinship, and the ruling groups represented en- dogamous castes and quasi-castes. The transition to statehood oc- curred only in the reign of Kamehameha I in the early 19th century. A scrupulous comparison between the Hawaiian chiefdoms and Ha- waiian state is presented in the article. INTRODUCTORY REMARKS This article is tightly connected with Grinin and Korotayev's article (in the present volume).
    [Show full text]
  • Traditional Authority and State Legitimacy: Evidence from Namibia
    Working Paper No. 183 Traditional authority and state legitimacy: Evidence from Namibia by Vladimir Chlouba | July 2019 1 Working Paper No. 183 Traditional authority and state legitimacy: Evidence from Namibia by Vladimir Chlouba | July 2019 Vladimir Chlouba is a PhD candidate in the Department of Political Science at Ohio State University. Email: [email protected] Abstract Do African traditional leaders weaken state legitimacy at the local level? Past scholarship raises the possibility that unelected chiefs might undermine trust in national-level institutions. Relying on an original map of areas governed by chiefs and survey data from Namibia, this study examines whether respondents governed by traditional leaders are less likely to trust state institutions. I find that compared to individuals not living under traditional authority, chiefdom residents are more likely to trust government institutions. To partially alleviate the concern that chiefdom residence is endogenous to trust in national-level institutions, I use a genetic matching strategy to compare relatively similar individuals. I further find that the association between chiefdom residence and trust in state institutions is considerably weaker and less statistically significant for individuals who do not share ethnicity with their chief. This evidence suggests that traditional leaders’ ability to complement state institutions at the local level is compromised by ethnic diversity. Acknowledgements I would like to thank Ruth Carlitz, Alec Clott, Jeff Conroy-Krutz, Jared Edgerton, Jon Green, Jianzi He, Jon Kingzette, Reed Kurtz, Shaohan Lin, Jan Pierskalla, Amanda Robinson, Grant Sharratt, Inés Valdez, participants of the Midwest Workshop in Empirical Political Science in October 2018 in St. Louis, and participants of the Livelihoods, Community and Voting in Africa panel at the Midwest Political Science Association Annual Meeting in April 2019 in Chicago for helpful suggestions and comments on earlier versions of this paper.
    [Show full text]
  • Chiefdoms and Their Analogues: Alternatives of Social Evolution at the Societal Level of Medium Cultural Complexity
    Chiefdoms and their Analogues: Alternatives of Social Evolution at the Societal Level of Medium Cultural Complexity Leonid E. Grinin Volgograd Centre for Social Research Andrey V. Korotayev Russian State University for the Humanities, Moscow ABSTRACT The general process of the growth of sociocultural complexity was multidimensional and multilinear. That is why the evolutionary phase of medium-complex societies (where the chiefdoms are most often observed) was represented by numerous types of societies. The article is devoted to the analysis of chiefdom analogues, or various evolutionary alternatives to the chiefdom: poleis, autono- mous towns and complex village communities, cast-clan systems, non-hierarchically organized territorial groups and federations of villages, certain types of tribal systems, and so on. All chiefdom analogues' forms can be subdivided into a few types: monosettle- ment analogues (with the majority of the population concentrated in a single central settlement); horizontally integrated polysettle- ment analogues; and corporate analogues. The notion of chiefdom analogues which we put forward will advance the theoretical analy- sis of the cultural-political variations among medium-complex socie- ties where chiefdoms are bound to occupy one of the main positions. INTRODUCTION The articles of the present special issue (as well as the ones pub- lished in the framework of the preceding discussion) pose impor- tant questions as regards the place of chiefdoms in political anthro- Social Evolution & History, Vol. 10 No. 1, March 2011 276–335 2011 ‘Uchitel’ Publishing House 276 Grinin, Korotayev / Chiefdoms and their Analogues 277 pology. First we must ask if the very notion of chiefdom has be- come outdated.
    [Show full text]
  • The Chiefdoms of Sierra Leone
    The Chiefdoms of Sierra Leone Tristan Reed1 James A. Robinson2 July 15, 2013 1Harvard University, Department of Economics, Littauer Center, 1805 Cambridge Street, Cambridge MA 02138; E-mail: [email protected]. 2Harvard University, Department of Government, IQSS, 1737 Cambridge Street., N309, Cambridge MA 02138; E-mail: [email protected]. Abstract1 In this manuscript, a companion to Acemoglu, Reed and Robinson (2013), we provide a detailed history of Paramount Chieftaincies of Sierra Leone. British colonialism transformed society in the country in 1896 by empowering a set of Paramount Chiefs as the sole authority of local government in the newly created Sierra Leone Protectorate. Only individuals from the designated \ruling families" of a chieftaincy are eligible to become Paramount Chiefs. In 2011, we conducted a survey in of \encyclopedias" (the name given in Sierra Leone to elders who preserve the oral history of the chieftaincy) and the elders in all of the ruling families of all 149 chieftaincies. Contemporary chiefs are current up to May 2011. We used the survey to re- construct the history of the chieftaincy, and each family for as far back as our informants could recall. We then used archives of the Sierra Leone National Archive at Fourah Bay College, as well as Provincial Secretary archives in Kenema, the National Archives in London and available secondary sources to cross-check the results of our survey whenever possible. We are the first to our knowledge to have constructed a comprehensive history of the chieftaincy in Sierra Leone. 1Oral history surveys were conducted by Mohammed C. Bah, Alimamy Bangura, Alieu K.
    [Show full text]
  • Political Realism, Politics, and the State in Ancient China*
    GETTING THE TERMS RIGHT: POLITICAL REALISM, POLITICS, AND THE STATE IN ANCIENT CHINA* KAI VOGELSANG Introduction There is a strange ambivalence about the study of ancient China. On the one hand, ar- chaeological evidence as well as excavated and acquired manuscripts have provided an abundance of detailed information about material culture, textual production, adminis- trative practice, and intellectual currents in pre-Qin to Han times. We know exactly what the bamboo strips for official communication looked like, how they were produced, and how many scribes were involved. On the other hand, some of the oldest and most basic problems in the field remain unsolved. We are still uncertain about the authorship, da- ting, and structure of most classical texts, and many of their fundamental terms remain poorly understood. The latter problem is particularly important for scholars of ancient China. After all, no lesser man than Confucius allegedly called the task of “getting the terms right” his primary concern. Although his immediate focus was on the art of government, it cer- tainly applies to scholarship: “If one’s terms are not right, then one’s speech will not be consistent, and consequently one’s task will not be achieved.”1 This is more than just an anecdote. The problem of terminology is very much at the heart of scholarship. It is an essential task for every science or field of scholarship to coin its own terms, not only to distinguish itself from its non-scholarly context, but to establish itself as a field. Chemis- try is highly illustrative in this regard: When it emerged as a science in the 17th and 18th century, it inherited a whole lexicon of terms from alchemy.
    [Show full text]
  • Fnom Ecalrrarranrsm to KTEPTOCRACY
    D Cxitx I- (rtr/l\ . , P1u1a,ti' z 6 4 cUNS, cERMS, AND STEEL Tai€r>D 6ii/v't 'iERnt, 9TLzt- diffusion, and onsetof food productionexerred on the riseof technorogy becameexaggerated, becausetechnorogy catalyzes itserf. Eurasia,s consid- erableinitial advantagethereby was rranslated into a hugelead as of e.o. CHAPTER 14 1492-f.or reasons of Eurasia'sdistinctive geography rather than of dis- tinctive human intellect.The New Guineanswhom I know includeporen- tial Edisons. But they directed their ingenuity toward technorogical problems appropriateto their situations:the problemsof survivingwith- out any importeditems in the New Guineajungle, rarher than the problem of inventingphonographs. FnoM EcALrrARrANrsM TO KTEPTOCRACY T I N 1979, wutlE r wAs FLyrNc vrrH MrssroNARyFRTENDS I. ou., a remoteswamp-filled basin of New Guinea,I noticeda few huts many miles apart. The pilot explainedto me that, somewherein that muddy expansebelow us, a group of Indonesiancrocodile hunters had recentlycome acrossa group of New Guineanomads. Both groupshad panicked,and the encounterhad endedwith the Indonesiansshooting sev- eral of the nomads. My missionaryfriends guessed that the nomadsbelonged to an uncon- tacted group called the Fayu, known to the outside world only through accountsby their terrified neighbors,a missionizedgroup of erstwhile nomadscalled the Kirikiri. First contactsbetween outsiders and New Guineagroups are alwayspotentially dangerous, but this beginningwas especiallyinauspicious. Nevertheless, my friendDoug flew in by helicopter to try to establishfriendly relationswith the Fayu.He returned,alive but shaken,to tell a remarkablestory. It turned out that the Fayu normally lived as singlefamilies, scaffered throughthe swampand coming together once or twiceeach year to negoti- ate exchangesof brides.Doug's visit coincidedwith sucha gathering,of a few dozenFayu, To us, a few dozenpeople constitute a small,ordinary gathering,but to the Fayu it was a rare, frighteningevent.
    [Show full text]
  • 8 “Tribe” Or “Chiefdom”? Lost Possibilities of Ainu Society And
    8 “Tribe” or “Chiefdom”? This paper is focused on the Ainu and the conventional understanding of them as foragers in Northeast Asia, examining the factors and processes that led to the formation of their pre-state society. While the Ainu Ainu society never established a large-scale complex society such as a “chiefdom” or “kingdom”. These characteristics of Ainu society, however, were not necessarily shaped solely by internal conditions. Rather, the market economy and political power of mainland Japan. This paper examines the mechanisms and processes resulting from the relationship with the mainland Japanese economy and politics that prevented conditions can also be seen in various indigenous societies, not only around the high latitudes from Northeast Asia to North America, but also in the low latitudes, including Oceania and Africa. Additionally, present examples of social development resulting from relationships with outside worlds and are instructive when considering the processes of state formation and the formation of civilization. Este artículo se centra en la cultura Ainu y la comprensión convencional de ellos como una comunidad de recolectores en el noreste de Asia, examinando los factores y procesos que conducen a la formación de sus sociedades preestatales. Si bien los Ainu eran fundamentalmente una sociedad dedicada a la caza, recolección y pesca, también se llevó a cabo la agricultura extensiva de forma parcial. La sociedad Ainu nunca estableció una sociedad compleja a gran escala como una "jefatura" o un "reino". Sin embargo, estas características de la sociedad Ainu no fueron necesariamente determinadas únicamente por las condiciones formación de la sociedad Ainu, en particular la economía de mercado y el poder político central de Japón.
    [Show full text]
  • SWAZILAND Swaziland Is an Absolute Monarchy, and King Mswati III Has
    SWAZILAND Swaziland is an absolute monarchy, and King Mswati III has ultimate authority over the cabinet, legislature, and judiciary. According to the 2007 census, the population was 1.02 million. There is a prime minister and a partially elected parliament, but political power remained largely with the king and his traditional advisors, the most influential of whom remained the queen mother. International observers concluded that parliamentary elections held in 2008 did not meet international standards. The 2008 Suppression of Terrorism Act, used to silence dissent and ban certain political organizations, remained in effect. Security forces reported to civilian authorities. Human rights problems included inability of citizens to change their government; extrajudicial killings by security forces; mob killings; police use of torture, beatings, and excessive force on detainees; police impunity; arbitrary arrests and lengthy pretrial detention; arbitrary interference with privacy and home; restrictions on freedoms of speech and press and harassment of journalists; restrictions on freedoms of assembly, association, and movement; prohibitions on political activity and harassment of political activists; discrimination and violence against women; child abuse; trafficking in persons; societal discrimination against members of the lesbian, gay, bisexual, and transgender (LGBT) community; discrimination against mixed-race and white citizens; harassment of labor leaders; restrictions on worker rights; and child labor. RESPECT FOR HUMAN RIGHTS Section 1 Respect for the Integrity of the Person, Including Freedom From: a. Arbitrary or Unlawful Deprivation of Life There were reports that the government or its agents committed arbitrary or unlawful killings. There was an ongoing inquest into the death of Sipho Jele, who died on May 4 while in custody at the Sidwashini correctional prison three days after police arrested him for wearing a T-shirt from the banned political group People's United Democratic Movement.
    [Show full text]
  • Political Systems Kot16988 Ch08 182-209.Indd Page 184 1/9/10 12:16:39 AM User-F470 /Volumes/202/MHSF174/Kot16988/0078116988/Kot16988 Pagefiles
    kot16988_ch08_182-209.indd Page 183 1/9/10 5:46:06 PM f-469 /Volumes/202/MHSF174/kot16988/0078116988/kot16988_pagefiles Political Systems kot16988_ch08_182-209.indd Page 184 1/9/10 12:16:39 AM user-f470 /Volumes/202/MHSF174/kot16988/0078116988/kot16988_pagefiles WHAT IS “THE POLITICAL”? TYPES AND TRENDS BANDS AND TRIBES Foraging Bands OURSELVES Tribal Cultivators understanding The Village Head ou’ve probably heard the expres- erous with their supporters. Payback may take The “Big Man” chapter outline sion “Big Man on Campus” used to the form of a night in the Lincoln bedroom, an Pantribal Sodalities and describe a collegian who is very invitation to a strategic dinner, an ambassador- Age Grades well-known and/or popular. One ship, or largesse to a particular area of the Nomadic Politics Y website (www.ehow.com/how_2112834_be- country. Tribal big men amass wealth and then CHIEFDOMS big-man-campus.html) offers advice about give away pigs. Successful American politicians Political and Economic how to become a BMOC. According to that also dish out “pork.” Systems in Chiefdoms site, helpful attributes include lots of friends, a As with the big man, eloquence and com- Social Status in cool car, a hip wardrobe, a nice smile, a sports munication skills contribute to political suc- Chiefdoms connection, and a sense of humor. “Big man” cess (e.g., Barack Obama, Bill Clinton, and Status Systems in has a different but related meaning in anthro- Ronald Reagan), although lack of such skills Chiefdoms and States pology. Many indigenous cultures of the South isn’t necessarily fatal (e.g., either President Stratifi cation Pacifi c had a kind of political fi gure that anthro- Bush).
    [Show full text]