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AUSTRALASIAN HISTORICAL ARCHAEOLOGY, 19.1001

Convict archaeology in : An overview of the investigation, analysis and conservation of convict heritage sites

DENIS GOJAK

New South Wales was a convict society forfillly halfitsJirst century. Its archaeology reflects the evolution of penal systems and the practices of corzvictism. The archaeology also shows that convicts were closely integrated into the structure of society and were critical to its econonzic performance and social composition. Archaeological investigation in the areas of convict life, penal institutions and convict landscapes have focussed on selectedparts of the whole andprovide a partial view of the entire spectrum oj convict life experience. This paper reviews the work carried out to date in New South Wales and notes areas that have received relatively little attention but which have the prospect ofproviding useful information in understanding convict society.

INTRODUCTION This information includes major cross-sectional studies of convicts as well as individual biographies (e.g. New South Wales was a major destination for the Robson 1965; Shaw 1966; Robinson 1988; Australian transportation of British convicts froin 1788 to the end of the Dictionary of Biogr-aphy, vols 1-6). 1830s. Convicts and ex-convicts formed a significant" The living conditions of convicts have been explored in proportion of the population until immigration resulting from site-specific studies and backed up by docunlentary research. the gold rushes began to have a demographic impact in the late Archaeology has considerably extended our picture of the 1x50s. In practical terins, as much as through government detail of convict life throughout the period under review. It has policy, the colony was established and maintained through provided significant raw material for understanding ~onvictlabour in its first fifty years. Therefore, limiting our consumption power, the structure of households, the place of focus to places of punishment and convict-built public worlts convicts relative to other sectors of society and the of a\ is often done, grossly misrepresents the convict legacy in daily life (see for example Higginbotham 1987; Karsltens New South Wales and the potential for archaeological 1999, in press; Connah 2001). investigation. The second studied aspect of convict society has been the This overview places what we ltnow about the archaeology of punishment and penal institutions. The archaeology of the convict period into a structure that infrastr~rctureof a convict state included, at different times, einphasises the gaps that still remain. Filling these is critical to , worlt houses, stockades, penitentiaries of a variety of pining an understanding about convict society and the designs and barracks, all reflecting changing philosophies of foundation of modern . The paper covers the period punishment and social planning. These have generally been a from 1788 to 1840, when transportation effectively ceased. As focus for attention and individually and collectively recorded the modern boundaries of New South Wales have been and studied in great detail by heritage practitioners such as reduced since the convict period, a number of sites are Janles Kerr. Included in this broad category are the various excluded in this study. This paper will not discuss the two work and trade establishments that were a major user of penal settlements on Island, which were nonetheless convict labour. an integral part of the New South Wales penal system, and The third aspect, which has been the least studied by which have generated a substantial archaeological literature of archaeologists, is that of the nature of convict society-not their own; nor will it cover the outlying penal just convicts within a social system, but a society which is colony, which is now within (Fig. I). The range of underpinned both socially and econoinically by a reliance convict heritage to be included has to be broader than convict upon convict transportation and the availability of this labour huts, prisons and public worlts. As the assigilinent and worlt- source. Economic historians have out the trans~ortationof system spread thein across the colony, convicts were convicts to penal settlements within a global pattern of forced rated closely with urban and rural industry and migration in the eighteenth and nineteenth centuries (e.g. capes. Generally the inale domain was in manual Duffield and Bradley 1997). This frameworl< has not been oors worlt ranging from skilled to unsltilled, and women adopted by Australian archaeologists to any extent but were predominantly employed in domestic situations; represents a potentially important basis for comparative although these roles were never rigid. Given this situation, analysis and interpretation. allnost any site from the period will be a convict site, through their involvement in its construction or use. Explaining convict society to modern society is a difficult taslt, made Ilarder by the continued loss of a tangible heritage, There are three aspects of convict archaeology that I want and the complexity of the subject matter. The paper examines cliscuss in this paper. The first is the convict experience some of the issues relevant to the interpretation of convict elf. There is a good historical understanding of the processes heritage to the modern public. In particular there is a :vhich men and women became convicts, who they were disjunction between how archaeologists value the nd what happened to them once they were sent out to New archaeology, and society's own estimation of that heritage. 0~1thWales. The diversity of origins and destinies is apparent. This includes a strong social desire to create a heritage in the 'h work has been carried out on the demography of the absence of a real past, a process that leaves archaeologists icts and what their county, class and trade backgrounds potentially cast as villains or supporters of destruction. c and the nat~rreof the they committed. Similarly a Archaeologists in the past have not been able to direct public of information is available on what happened to them enthusiasm towards wholesale conservation of convict lowing transportation and after the serving of their sentence. heritage, leaving the potential resource already depleted. stance was able to hinder the increasing econonlic power of Places mentioned in the text ex-convicts who invested in the econoiny and becaine as Moreton Bay successful as their social enemies. / Lake Innes Australian Agricultural Co. For those who committed further crimes while they were Newcastle convicts, there were sentences ranging froin fines and Tocal Wisemans Ferry floggings to imprisonment in places of secondary punishment Wellington or with hard labour in road gangs. These included penal Bathurst Hartley stations at various locatio~lssuch as Wellington and Norfolk Strathallen Island. Most of our popular images about convicts relate back to the secondary punishinent system, not the more humdix~m lives led by the majority of convicts. Information about convicts comes froin a range of documentary sources, which have been exploited by historians and genealogists, to provide both individual detail and overall characterisation of convict colninunities in New South Walcs (e.g. Butlin et al. 1987; Oxley 1996). CONVICT LIFESTYLES

There has been an emphasis on the inaterial culture of urban coiivicts in the first half of the transwortation weriod. with considerably less attent~onbeing pasd to later periods and other contexts Key sltes for study~ngconv~ct life are in The Roclts in central Both the Cumberland St~eetand L~lyvalesltes prov~deddetailed archaeological evidence, wtll supported by documentary ev~dence(Thorp 1994, Godden Mackay Logan 1999) Pr~orto the establishment of barracks to manage then large numbers, convlcts were placed morc generally in the cornmun~ty,further blurring the dlstinctloi~ between convlct and frce Karsltens' work provides a strong contextual base for understatld~nghow co~~vlctsl~ved In thii per~od(Karsltens 1997, 1999) Whlle there 1s a great rlchnes? in Karsltens' descriptions and the excavation team's analyses of the convict and ex-convict inaterial culture?what is perhaps missing is a strong comparison to what was happening in the middling and upper classes at the same time. Also significant F~guveI Locntlon~nzeiztloned zn the text is that the post-1788 period is almost unreported archaeologically in Britain, although Pearce (2000) has recently published a significant clearance assemblage and AN OVERVIEW OF THE NEW SOUTH reviewed other similar assemblages from this period. The lack WALES CONVICT SYSTEM of comparative material prohibits us froin establishing whether the archaeological evidence of convict and ex-convici The New South Wales convict system changed a number of lifestyles found at The Roclts is, as Karslcens argues. times in the 50 or so years of its operation. There are a number qualitatively different in pattenls of consumption and quality of excellent overviews that can be referred to for a detailed of life from the British urban norm or even from the emerging understanding of the nature of the system, its political, social middle class in Australia. Karskens notes that meat, a rarity in and economic objectives, and the numbers of people involved the British lower-class diet, was coinmon, and that possession (e.g. Robson 1965; Hirst 1983; Hughes 1987; Bogle 1999). of selected iteins of quality tableware (ceramic not glass) was The constant core of the convict system in New South characteristic of the Roclts occupants (Karskens in press). The Wales was that convicts were tried for crimes in Great Britain patterns however do not tell us whether we are loolting at a and transported to the colony for a set term. The deprivation culture that was in any way distinctly convict, reflected class. of their liberty and the uncertain future on the other side of the status or wealth based on differential access to goods and planet was the intended punishment, although the evident economic power, or merely reflected different things in the good fortune elljoyed by inany convicts made this less of a shops. It is a significant question and one that requires much threat. Because confinement was never a dominant method of further detailed attention and quantification. control, the convict system was much broader than a penal Analysing the co~lvictmaterial world calls into question system. A range of schemes operated to place incoming the issue of social structure. Were the convicts a class within convicts with employers of their labour, including the society, a caste, status group or something else? The government as a major user of skilled and unsltilled distinction is important in trying to understand how the tradesmen. A convict could gain his or her freedoin by relations between convicts and other parts of society inay completing their sentence, being pardoned or receiving a mirror those of other societies, such as North American slave- ticket-of-leave which was a form of parole that allowed based economies (Orser 1988). That it has not been discussed limited civil rights and freedoms. From Macquarie (who at all by Australian archaeologists reflects their general governed from 1809 to 1821) onward, various governors discoinfort with matters of theory. At its simplest the question either encouraged or discouraged the inclusion of former needs asking to put meaning to any observed similarities or convicts in the operation of government and society. This was differences in material assemblages. The apparent ability to closely tied to an individual governor's sympathy with the purchase high-quality and costly goods means that competing ideologies of conservatism and liberalism and the demarcation of convicts from the rest of society could not be legitimacy of new money versus old (Roe 1965). Neither done by possessioils alone, and prompts further enquiry into how segments of the comin~~nityrnarked the~niel\cs banishment (Field & Millett 1998). Even in places where Other eucnvations prox~cte 4ome et~denceof chdng~ng assigned aiid ticket-of-leave convicts were housed there is icsponses to wealth on some cornict ,lnd ex-con\lct i~teiThc likely to be similar evidence of separate systems of value house of ,ln ex-conv~ctat the School oSAit5 site In given to goods for trade or accumulation of wealth and power centr'll Sycineq fir eaample iho\\5 progre5slLe Iinplo\enient (McDonald 1993). In thc house and lot. p'1iallel11ng and ~)e~l~~ip~~iidie~~t~ng thc Another aspect of different values being applied by g~adual rlse 111 the f't~nily's itatus c~~dpersonal fortunes convicts and free society to the same material object is the th~oughtime (Midel 1999) E~cnthe recovcly of ,lrtefncts consideration of convict tattoos. Work by Bradley and fiorll coni~cthut sites ~ndic~iteithat, CIS far '1s the materlal Maxwell-Stewart (1997) provides an indication that body ecidei~cecan be pu\hcd the u~baiiconvicts were riot bang decoration played a11 important role in confirming self- pun~shedby an n-npovel~shedlifestyle (Higginbotha~n1987, identity and expressing a degree of resistance to the convicts' 1989. 1993). Nonethele\s this is a predominantly urb'ln \let\. immediate circumstances. The best records are those made 'ind the experience of rural assigned convict workers in all upon disembarkation in the Australian colonies to identify periods was very different. individuals and establish control, although it inay be possible There has been little work done on the archaeology of to match these against later records to establish what 'liiigned conv~ctsin rural New South Wales, desp~tetheir additional tattoos were added once in Australia. Although ilu~nbersand econornic iniportance (Connah [1997. 20011 these are material only as drawings, the subject of tattoos can bang the maill exception) Accounts written by ~onvicts indicate systems of identification such as religion, trade or generally portray a life of hardship and often boredom and career, transport ship, loved ones and a complexity of symbols isolation, one typical example be~ngof shepherds on the aimed at provol

When it comes to detailed st~tdy,penal institutions have been better served than any other category of convict site. This t7igui.e I. Ship arid riameLsinscribed into the woodm cell walls at includes both formal places of primary and secondary Ifartley Courthouse (D. Gojalc). punishment and establishments such as stocltades and worlt camps. Notable among the latter are the Newcastle Convict Barracks in central Sydney (Burritt 1981; Thorp & Campbell Lumberyard (Bairstow 1989a; Bairstow & Turner 1987) and Conservation 1994). The arcl~aeological worlt importantly the Great North Road and its associated stockades (Thorp placed equal emphasis on the interpretation of the standing 1987; Lavelle et al. 1998; NPWS 1999; Austral Archaeology building fabric as it did the below surface archaeology. Ths 2000; Webb 2000). Other stocltade sites have also been work was carried out primarily in several seasons iri investigated includiilg one west of the Blue Mountains (Sue 1980-1982, using the first large-scale team of archaeologists Rosen Pty Ltd 1997). Several have been piclted over by metal engaged on a public archaeology project in Australia. The detector enthusiasts, who have kindly published their work to broader objective of the worlt was to remove the warren of ad show archaeologists what they will never recover (Lecltbandt hoc building additions that smothered the original Barraclts. 1997, 1998). and the adjacent Royal Mint, leaving them as exemplar early Kerr's systematic worlt on penal institutions is the best colonial buildings to be used as museums. known (e.g. Kerr 1984a, 1984b, 1988). This has been The Hyde Park Barracks archaeological worlt was suppleinented by a large amount of worlt on prisons-some innovative for its time in Australia, but the relative inexperienct: still in operation-in conservation management plans. This of the team and the pressures they operated under-in what wa:, material is readily accessible and generally detailed and its essentially an extended salvage operation-resulted in a historical context well-founded. While architectural in focus, significant archaeological resource being excavated, withou~l the works have identified evidence of convict use such as realising its full potential. The more celebrated finds such as :I graffiti and wear and tear, and have sought to protect these. convict shirt came froin contexts where their exact provenanci: There is a good understanding of the inter-relationship could never be ascertained. The collection remains open to between design and the prevailing philosophy of how study, but it is difficult to believe that there will ever be a highly incarceration was supposed to deal wit11 institutional precise archaeology of the convict period of the Barracks problems. The prison environment, however, is not generally produced. Conversely the Barraclts itself has undergone a conducive to the retention of unauthorised archaeological number of changes in interpretation, all of which have evidence that may reveal more about the lives of the convicts e~nphasisedthe convict presence as past of the building's and how they coped. Artefacts with ambiguous provenance significance. These have quarried the archaeological material retain only so much contextual infonnation, with a heavy for evocative artefacts, often providing highly charged or overlay of unsubstantiated, perhaps wishful interpretation. confrontational interpretations designed to inake the viewer Curators of convict collections such as at the Hyde Park think and contemplate the historical and social meanings of the Barrack have to deal with the quandary of the evocative place and times such as in their recent Convicts exhibition artefact with the potentially much more inundane origin. (Bogle 1999). There are a few rare exceptions, such as Casella's female The female-factory system was also set up in New South factory at Ross, , discussed above. Hartley Wales. Seven institutions-two each at and Courthouse. at the western end of the iournev over the Blue Moreton Bay, and others at Bathurst, Port Macquarie and Mountains, preserves wooden cells inside, as well as a ruined Newcastle-attempted an unhappy comproinise between cellblock adiacent to the building." The wooden cell walls are achieving productivity, punishment, social control and public covered with graffiti from their occupants, much dating back morality. Archaeological interpretation of these co~nplexand to the convict period (Fig. 2). Where the individual evolving environments holds considerable promise. A inscriptions are dateable they forin a valuable additional particular question that could be aslted is why inmates of the insight into the life of convicts in gaol (Negerevich 1978). Pan-amatta female factories staged three major riots, when Barracks were iinportant throughout the convict period for convicts were on the whole extremely peaceable in New South marshalling larger numbers of co~lvicts into readily Wales (Bogle 1999: 65-66). In fact the effectiveness of the controllable situations. The priine example still extant, and the penal system in controlling the level of major revolt and subject of significant archaeological worlt, is the Hyde Park insurrection has to be noted. This inay contrast with signs of indivldu,ll rebellion ant1 \ub\ersron that could \ur\i\c the stone building and adjacent ruins at Strathallan, near ar~h~~eologl~'~lI ccord Braidwood on the New South Wales south coast (Altenburg Smallel ~onkictb'lii,~clts either single- or double-storey 1988). The standing building had been confidently identified were not uncominou on the laige~pastoral estatci, but \cry for the better part of a century as the convict barracks and feu

Speclfic results of the worlt on the Great Nolth Road have master (Nicholas 1958). lncluded a web-ate (www convlcttrail org), the Road Woi.ks zn Archaeologically some sites such as the Newcastle Convict Pi*ogress newsletter, an overall conservation plan for tlie road Lumberyard and Lalte Innes may preserve enough information ~tself(Lavelle ct a1 1998), annual symposia, p~~bllcations, to allow us to understand how taslts were split up, how they obtaining grants for conselvatloll worlts and studles of meshed together into a production system and how convicts conv~ctsinvolved wlth the road were used. This is a necessary prerequisite for more detailed Apart from the conv~ct-bu~ltroads, thcre ale few deta~led investigations on questioiis of systematic or ad hoe resistance, studles of worlt places for convlcts The best 1s a deta~ledstudy patterns of work intensification and colnpartmentalisation. Do of the convict t~mber-gettingestablishment at Pennant Hllls, they reflect a 'new' organisation of worlt specifically taking up which was responsible for a inajor part of early Sydney's the cheap labour offered by convicts or arc thcy essentially a tllnber supply (Hawltlns 1994) Tlie worlc by Ralph Hawk~nsis transplanting of patterns of worlt and power being developed in both h~storical and genealogical There IS I~ttle,~f any, Britain as a consequence of industrialisation (Johnson 1996; archaeological evldence left, wlth the poss~bleexception of Nicholas 1988)? two saw plts and tree stumps 111 several reselves Hawlcms One of the major omissions in surviving physical evidence lelies heavily on his laowledge of the natural resources of the is that of assigned servants on farms and pastoral properties. area and wall< processes to Interpret the docuinentary evidence Given that this was one of the main modes of e~nploylnentfor Graham Connah's work at Lake Innes House is essent~ally convicts, its absence in the physical record reveals thc relative the archaeology of a conv~ctlandscape, although Connah does treatment of farm labourers. This absence is also closely not 111mself descrlbe ~t in those terms (Connah 1997, 1998, reflected in the arcliaeological investigations of such labour, 2001) The labour to create and mainta~nthe estate came from and its housing, including domestic servants' quarters inside the Polt Macquar~epenal establ~shment,where Innes was tlie main house (Bicltford 198 1). Even more problematic is the Superintesldent Thc relnalns of brick clamps, gardens and failure to extend the picture of convicts bcyond what they built other constructions were evidence of assigned-conv~cttasks in urban areas. In Parrainatta there have been a nuinber of A conteinporary diarlst at Lalte Innes House, Innes' nlece studies that have focussed upon or encountered the convict Annabella Boswell, focussed on the more mannered and drain system (Bairstow 1989b; Higginbothain 1983). Such genteel environment of the house, whlch Connah contrasts studies can seldom reach beyond tlie physical description of wlth the rerninlscences of a convict who had a very different the things that the coiivicts built to a more insightful perception of the same landscape (Connah 1998) descriptioll of the convict experience. Excavations and recording at Lake Innes over a nuinber of Vely few pre-1840 farm groups remain intact ill New years have provided the most detailed archaeological record of South Wales. Generally what survives is either the original a substantial convict-period estate. The sampling of different homestead, often as the colnpletely surrounded core of a larger sectors of the main house complex and satellite settlements house, or a substantial outbuilding that has undergone a within the estate has confinned that the social hierarchy is variety of uses. At Belgenny Farm, noted as one of the most mirrored by the occupants' material culture, evident in types intact early farms remaining in Australia, the oldest buildings of building material, amenities and artefacts that entered the date to c. 1820 and include the first residence and two stables. archaeological record (Connah 1997, 1998, 2001). Connah Missing are the barraclts and a range of subsidiary buildings notes the difficulty in identifying the presence of assigned that directly relate to convict work (Betteridge & Betteridge convicts with any certainty, as Innes' estate operated over the 1996). period that convict assign~nentceased, and would have relied Other farming landscapes are also vulnerable. A group of upon wage labour, including that of ex-convicts. There is a ruins such as Cattai, on the Hawltesbury, with a windmill (Fig. more general problem with distinguishing between convict, 5), granary and section of road, all liltely to have been convict- indentured and free worlcers, as an individual may have fitted built, exists within a setting that is largely unmodified from its all three descriptions at different times, with effectively little early nineteenth-century form (Gojali 1996). Elsewhere, the to differentiate the roles beyond their legal relationship to their farm practices starting in the later nineteenth century, such as preparatory documents for the Australian World Heritage nomination of convict sites (Pearson and Marshall 1996). The argument for world heritage status rests upon the argument that our particular forins of forced migration reflect a broader pattern that sha~edentire continents and resulted in the creation of nations. So far the noinination has not beell submitted to UNESCO. In this final sect~oiiI u 111 b~~efly dl5~~1ii the ~lrbanconvict landscape as it iuivlr es 111 Auitr'll~a. '15 '1 de~nonstrationof what can constltilte a broadel ,~rch~~eologyof con\ ict society Urban convict Ic~ndsc'~pe\ri1'il seem to be i~~re.and there are very few placei 111 Ncu South Wc1le\ where it i\ possible to stand in the middle ot tonn dnd understand how the townscape was arranged In Sydney, The Roclts preserves some sense of its earlier histor~ccharacter, but inost of the surviving structures date to the second half of the nineteenth century when occupation was even more dense Most iinportantly perhaps, the materials are stone and brick, omitting the repertoire of more perishable materials that were characteristic of the earller period (I

Archaeologists need to incorporate the changing historical editing by Penny Crook. understanding of convict transportation into their aiialyses. The views in this paper reflect the tenor, if not the detail of When convict transportation is seen as one particular long conversations about the state of archaeology and heritage manifestation of forced global migration, comparable to North conservat~on with many people lnside and outs~dethe American and Caribbean slave trading, Russian coloilisation profession Wtthout trying to singlc them out I would liltc to of and other examples, it opens the prospect of a far note Ia~nStuart, Eleanor Casella, C 'i~tlinAllen, Martin Gibbs, greater comparative context for understanding the Miriani Stacy and Rodney Harr~sonas people who h'ive arcliaeological evidence. It provides the prospect for new influenced the way that I sec historical a~chaeology means of investigating specific sites in a way that maltes their contr~but~ngto our laowledge of the past archaeology meaningful to a world context. The excavated remains of convict and emanci~ist BIBLIOGRAPHY residences have not been preserved in situ, with the exception AARTSEN, D. R. 1995. Tocal Homestead-The Barracks: An of Cumberland Street, The Rocks. The relics of convict labour Archaeological Survey of the Ekrthen Floors, unpublished are better served, with major work sites such as the Old Great report to the CB Alexander Foundation, Tocal. North Road, Goat Island, the Newcastle Lumberyard (Fig. 6) and other places of worlt being preserved and often interpreted ANDREWS, A. E. J. (ed.) 1979. journeyfiom Sydney to the to a high standard. The rural convict-labour landscape is Australiaiz Alps undertaken in the nzonlhs of January, perhaps the least well retained aiid the inost threatened February and March, 1834, by Dr. John Lhotsky, through our lack of Itnowledge Blubberhead Press, Hobart. ALTENBURG, K. 1988. Strathallan, Near Braidwood, New Perhaps the biggest challenge in this catalogue of worlt South Wales: An Historical Archaeological Investigation, needing to be done is to effectively educate the public about MA (Pass) Thesis, University of Sydney. the archaeology of the convict period, so that it avoids a descent into trivialities or abstraction to the point of ATKINSON, A. 1988. Camden: Farm and Village Lqe in irrelevance. New South Wales is a society founded as a Early Colonial New South Wales, Oxford University convict colony and there are opportunities to show the Press, Melbourne. coinplexity of the evolution of that society through the AUSTRAL ARCHAEOLOGY 2000. 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