DOCSLIB.ORG

List of Section 13F Securities, Fourth Quarter 2003

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
List of Section 13F Securities, Fourth Quarter 2003 OFFICIAL LIST OF SECTION 13(f) SECURITIES USER INFORMATION SHEET General This list of "Section 13(f) securitiesnas defined by Rule 13f-1(c) [I7 CFR 240.13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 I1 5 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-I] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis. This list is current as of December 15, 2003, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending December 31, 2003. Institutional investment managers should report holdings-number of shares and fair market value-as of the last day of the calendar quarter as required by [ Section 13(f)(l) and Rule 13f-?] thereunder. Features (1) Additions and Deletions: Revisions made to the list of Section 13(f) securities are indicated in a column titled "STATUS." The word "ADDED" in the status column opposite the name of a security indicates that the security has become a Section 13(f) security. The word "DELETED" in the status column opposite the name of a security indicates that the security ceases to be a 13(9 security since the date of the last list. (2) List of options: An asterisk is placed next to the name of any security having a listed option and each option is individually listed with its own CUSlP number immediately below the name of the security having the option. A manager reporting holdings of options on its Forml3F should use the CUSlP number of each option as to which holding are reported. CUSlP descriptions and numerical identification date (copyright 1969 through 1996, American Bankers Association) are used with permission. All rights are reserved. Run Date: 1/14/2004 ** List Of Section 13F Securities ** Page 1 Run Time: 1052 Fiscal Year: 2003 Qtr: 4 IVMOOI CUSlP NO ISSUER NAME ISSUER DESCRIPTION STATUS B49233 10 7 ICOS VISION SYS CORP N V om D1497A 10 1 CELANESE AG om D 1668R 12 3 * DMMLERCHRYSLER AG om D1668R 90 3 DAIMLERCHRYSLER AG CALL D1668R 95 3 DAIMLERCHRYSLER AG PUT D 18190 89 8 * DEUTSCHE BANK AG NAMEN ORD Dl8190 90 8 DEUTSCHE BANK AG NAMEN CALL Dl8190 95 8 DEUTSCHE BANK AG NAMEN PUT G0070K 10 3 * ACELTD ORD G0070K 90 3 ACE LTD CALL G0070K 95 3 ACE LTD PUT GO2602 10 3 * AMDOCS LTD ORD GO2602 90 3 AMDOCS LTD CALL GO2602 95 3 AMDOCS LTD PUT GO2995 10 1 AMERICAN SAFETY INS HLDGS LT om GO3910 10 9 * ANNUITY AND LIFE RE HLDGS ORD GO3910 90 9 ANNUITY AND LIFE RE HLDGS CALL GO3910 95 9 ANNUITY AND LIFE RE HLDGS PUT GO4074 10 3 * APEX SILVER MINES LTD GO4074 90 3 APEX SILVER MINES LTD CALL GO4074 95 3 APEX SILVER MINES LTD PUT G0450A 10 5 * ARCH CAP GROUP LTD ORD G0450A 90 5 ARCH CAP GROUP LTD CALL G0450A 95 5 ARCH CAP GROUP LTD PUT GO5384 10 5 ASPEN INSURANCE HOLDINGS LTD SHS ADDED G0692U 10 9 AXIS CAPITAL HOLDINGS SHS GO7644 10 0 BANK OF BERMUDA LTD SHS G 1150G 1 1 1 * ACCENTURE LTD BERMUDA CL A G1150G 90 1 ACCENTURE LTD BERMUDA CALL G1150G 95 1 ACCENTURE LTD BERMUDA PUT G 16962 10 5 * BUNGE LIMITED COM GI6962 90 5 BUNGE LIMITED CALL GI6962 95 5 BUNGE LIMITED PUT G20045 20 2 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW Run Date: 1/14/2004 ** List Of Section 13F Securities ** Page 2 Run Time: Fiscal Year: 2003 Qtr: 4 IVMOOI ISSUER NAME ISSUER DESCRIPTION STATUS CHINADOTCOM COW CL A CHINADOTCOM CORP CALL CHINADOTCOM CORP PUT CHJNA WCHAI INTL LTD COM CHINA WCHAI INTL LTD CALL CHINA WCHAI INTL LTD PUT CHIPMOS TECH BERMUDA LTD SHS CONSOLIDATED WATER CO INC ORD COOPER INDS LTD CL A COOPER INDS LTD CALL COOPER INDS LTD PUT CREDICORP LTD COM DF CHINA TECHNOLOGY INC ORD DSG INTL LTD ORD ELAN CORP PLC * W EXP 0813 11200 ENDLIRANCE SPECIALTY HLDGS LT SHS XCELERA INC COM XCELERA INC CALL XCELERA INC PUT EURO TECH HOLDINGS CO LTD ORD EVEREST RE GROUP LTD COM EVEREST RE GROUP LTD CALL EVEREST RE GROUP LTD PUT FOSTER WHEELER LTD SHS DELETED FOSTER WHEELER LTD CALL DELETED FOSTER WHEELER LTD PUT DELETED FRESH DEL MONTE PRODUCE INC ORD FRESH DEL MONTE PRODUCE INC CALL FRESH DEL MONTE PRODUCE INC PUT FRONTLINE LTD ORD GARMIN LTD ORD GARMIN LTD CALL GARMIN LTD PUT GLOBALSANTAFE COW SHS Run Date: 1/14/2004 ** List Of Section 13F Securities ** Page 3 Run Time: 10.52 Fiscal Year: 2003 Qtr: 4 lVMOO 1 ISSUER NAME ISSUER DESCRIPTION STATUS GLOBALSANTAFE CORP CALL GLOBALSANTAFE CORP PUT GLOBAL SOURCES LTD ORD GLOBAL-TECH APPLIANCES INC ORD * HELEN OF TROY CORP LTD COM HELEN OF TROY CORP LTD CALL HELEN OF TROY CORP LTD PUT HIGHWAY HLDGS LTD ORD * INGERSOLL-RAND COMPANY LTD CL A INGERSOLL-RAND COMPANY LTD CALL lNGERSOLL-RAND COMPANY LTD PUT INTERWAVE COMMUNCTNS INTL LT SHS NEW * IPC HLDGS LTD om IPC HLDGS LTD CALL IPC HLDGS LTD PUT JKNPAN INTL LTD ORD KNIGHTSBRIDGE TANKERS LTD ORD LJ INTL INC ORD LJ INTL INC * W EXP 041 1 51200 * MVELLTECHNOLOGY GROUP LTD om MARVELL TECHNOLOGY GROUP LTD CALL MARVELL TECHNOLOGY GROUP LTD PUT * MAX RE CAPITAL LTD HAMILTON SHS MAX RE CAPITAL LTD HAMILTON CALL MAX RE CAPITAL LTD HAMILTON PUT MONTPELIER RE HOLDINGS LTD SHS * NABORS INDUSTRIES LTD SHS NABORS NUSTRIES LTD CALL NABORS INDUSTRIES LTD PUT * NOBLE CORPORATION SHS NOBLE CORPORATION CALL NOBLE CORPORATION PUT NORDIC AMEFUCAN TANKER SHIPP COM NOVEL DENIM HLDGS LTD ORD Run Date: 1I1 412004 ** List Of Section 13F Securities ** Page 4 Run Time: Fiscal Year: 2003 Qtr: 4 IVMOOI ISSUER NAME ISSUER DESCRIPTION STATUS OPENTV CORP CL A OPENTV CORP CALL OPENTV CORP PUT ORIENT-EXPRESS HOTELS LTD CL A O2MICRO INTERNATIONAL LIMITE om O2MICRO INTERNATIONAL LIMITE CALL O2MICRO INTERNATIONAL LIMITE PUT PARTNERRE LTD COM PARTNERRE LTD CALL PARTNERRE LTD PUT PEAK INTL LTD om PLATINUM UNDERWRITER HLDGS L COM PLATINUM UNDERWRITER HLDGS L CALL PLATINUM UNDERWRITER HLDGS L PUT PXRE GROUP LTD COM QIAO XING UNIVERSAL TELEPHON ORD QIAO XING UNIVERSAL TELEPHON CALL QIAO XING UNIVERSAL TELEPHON PUT RADICA GAMES LTD om RADICA GAMES LTD CALL RADICA GAMES LTD PUT RENAISSANCE RE HLDGS LTD COM RENAISSANCE RE HLDGS LTD CALL RENAISSANCE RE HLDGS LTD PUT SCOTTISH RE GROUP LTD om SEAGATE TECHNOLOGY SHS SEAGATE TECHNOLOGY CALL SEAGATE TECHNOLOGY PUT SILVERSTAR HLDGS LTD ORD SINA COW om SINA CORP CALL SINA COW PLT STEWART W P & CO LTD COM UTI WORLDWIDE INC om Run Date: 1/14/2004 ** List Of Section 13F Securities ** Page 5 Run Time: 1052 Fiscal Year: 2003 Qtr: 4 IVMOOI ISSUER NAME ISSUER DESCRIPTION STATUS TIERS PRINCIPAL PROTECTED TR S&P01-19 TR TIERS PRINCIPAL PROTECTED TR TIERS2000-2007 TIERS PRINCIPAL PROTECTED TR TIERS2000-20 14 TIERS PRINCIPAL PROTECTED TR TIERS 2000-20 13 TIERS PRINCIPAL PROTECTED TR S&P 2001 11 TR TIERS PRINCIPAL PROTECTED TR TIERS 200 1- 13 TIERS PRINCIPAL PROTECTED TR DJIA 2001-26 TIERS PRINCIPAL PROTECTED TR 2002-1 TR CTF HILFIGER TOMMY CORP ORD HILFIGER TOMMY CORP CALL HILFIGER TOMMY CORP PUT TRAMFORD INTL LTD om TRANSOCEAN INC om TRANSOCEAN INC CALL TRANSOCEAN INC PUT TSAKOS ENERGY NAVIGATION LTD SHS GOLAR LNG LTD BERMUDA SHS WEATHERFORD INTERNATIONAL LT COM WEATHERFORD INTERNATIONAL LT CALL WEATHERFORD INTERNATIONAL LT PUT WHITE MTNS INS GROUP LTD COM WILLIS GROUP HOLDINGS LTD SHS WILLIS GROUP HOLDINGS LTD CALL WILLIS GROUP HOLDINGS LTD PUT XOMA LTD ORD XOMA LTD CALL XOMA LTD PUT XL CAP LTD CL A XL CAP LTD CALL XL CAP LTD PUT ALCON INC COM SHS ALCON INC CALL ALCON INC PUT UBS AG NAMEN AKT Run Date: 1/14/2004 ** List Of Section 13F Securities ** Page 6 Run Time: 10:52 Fiscal Year: 2003 Qtr: 4 IVMOOI ISSUER NAME ISSUER DESCRIPTION STATUS UBS AG CALL UBS AG PUT CRONOS GROUP S A SHS METRO INTERNATIONAL S A CL A METRO INTERNATIONAL S A CL B * MILLICOM INTL CELLULAR S A SHS NEW MILLICOM INTL CELLULAR S A CALL MILLICOM INTL CELLULAR S A PUT SBS BROADCASTING SA ORD ACS TECH 80 LTD SHS ALADDIN KNOWLEDGE SYS LTD om * ALVARION LTD SHS ALVARION LTD CALL ALVARION LTD PUT AREL COMMUNICATIONS & SOFTWA COM ArnITYLTD ORD * AUDIOCODES LTD om AUDIOCODES LTD CALL AUDIOCODES LTD PUT * BACKWEB TECHNOLOGIES LTD om BACKWEB TECHNOLOGIES LTD CALL BACKWEB TECHNOLOGIES LTD PUT BARAN GROUP LTD NIS ORD SHS BOS BETTER ONLINE SOLUTIONS SHS NEW BLUEPHOENIX SOLUTIONS LTD SHS ROB0 GROUP TEK LTD SHS CAMTEK LTD om * CERAGON NETWORKS LTD om CERAGON NETWORKS LTD CALL CERAGON NETWORKS LTD PUT * CHECK POINT SOFTWARE TECH LT om CHECK POINT SOFTWARE TECH LT CALL CHECK POINT SOFTWARE TECH LT PUT CIMATRON LTD om Run Date: ** List Of Section 13F Securities ** Page 7 Run Time: Fiscal Year: 2003 Qtr: 4 IVMOOl CUSlP NO ISSUER NAME ISSUER DESCRIPTION STATUS M25082 10 4 CLICKSOFTWARE TECHNOLOGIES L ORD M25596 10 3 * COMMTOUCH SOFTWARE LTD ORD M25596 90 3 COMMTOUCH SOFTWARE LTD CALL M25596 95 3 COMMTOUCH SOFTWARE LTD PUT M25722 10 5 COMPUGEN LTD ORD M29925 100 ECTEL LTD ORD M37576 10 1 ELBIT VISION SYS LTD ORD DELETED M3760D 10 1 * ELBIT SYS LTD ORD M3760D 90 1 ELBIT SYS LTD CALL M3760D 95 1 ELBIT SY S LTD PUT M37605 10 8 ELBIT MEDICAL IMAGING LTD ORD M40168 102 ELSCINT LTD NEW ORD M40184 10 9 ELTEK LTD ORD M47095 10 0 * FUNDTECH LTD ORD M47095 90 0 FUNDTECH LTD CALL M47095 95 0 FUNDTECH LTD PUT M51474 11 8 GILAT SATELLITE NETWORKS LTD SHS NEW M52020 10 0 * GIVENIMAGING ORD SHS M52020 90 0 GIVEN IMAGING CALL M52020 95 0 GIVEN IMAGING PUT M52523 10 3 WILL1 G FOOD INTL LTD ORD M5296L 13 5 HEALTHCARE TECHNOLOGIES LTD COM M56595 10 7 INTERNET GOLD-GOLDEN LmES L ORD M6184R 10 1 JACADA LTD ORD M6706C 10 3 LANOPTICS LTD ORD M6778Q 10 5 * LUMENIS LTD SHS M6778Q 90 5 LUMENIS LTD CALL M6778Q 95 5 LUMENIS LTD PUT M6786D 10 4 MAGAL SECURITY SYS LTD ORD M69676 10 0 MER TELEMANAGEMENT SOLUTIONS ORD M69897 10 2 * METALINKLTD ORD M69897
Load more

Recommended publications
  • Green Destiny: a 240-Node Compute Cluster in One Cubic Meter
    Green Destiny: A 240-Node Compute Cluster in One Cubic Meter Wu-chun (Wu) Feng Research & Development in Advanced Network Technology (RADIANT) Computer & Computational Sciences Division Los Alamos National Laboratory LA-UR 02-6127 Outline Where is Supercomputing? Architectures from the Top 500. Evaluating Supercomputers Metrics: Performance & Price/Performance An Alternative Flavor of Supercomputing Supercomputing in Small Spaces Æ Bladed Beowulf Architecture of a Bladed Beowulf Performance Metrics Benchmark Results Discussion & Status Conclusion Acknowledgements & Media Coverage Wu-chun Feng http://www.lanl.gov/radiant [email protected] http://sss.lanl.gov Flavors of Supercomputing (Picture Source: Thomas Sterling, Caltech & NASA JPL) Wu-chun Feng http://www.lanl.gov/radiant [email protected] http://sss.lanl.gov 500 400 SIMD Architectures from the 300 Top 500 Supercomputer List 200 100 0 ProcessorSingle Wu-chun Feng [email protected] Jun-93 Nov-93 Jun-94 MPP Nov-94 Jun-95 Nov-95 Jun-96 Constellation SMP Nov-96 Cluster Jun-97 http://www.lanl.gov/radiant Nov-97 http://sss.lanl.gov Jun-98 Nov-98 Jun-99 Nov-99 Jun-00 Nov-00 Jun-01 Nov-01 Jun-02 Metrics for Evaluating Supercomputers Performance Metric: Floating-Operations Per Second (FLOPS) Example: Japanese Earth Simulator Price/Performance Æ Cost Efficiency Metric: Cost / FLOPS Examples: SuperMike, GRAPE-5, Avalon. Wu-chun Feng http://www.lanl.gov/radiant [email protected] http://sss.lanl.gov Performance (At Any Cost) Japanese Earth Simulator ($400M) Performance Price/Perf Peak 40.00 Tflop $10.00/Mflop Linpack 35.86 Tflop $11.15/Mflop n-Body 29.50 Tflop $13.56/Mflop Climate 26.58 Tflop $15.05/Mflop Turbulence 16.40 Tflop $24.39/Mflop Fusion 14.90 Tflop $26.85/Mflop Wu-chun Feng http://www.lanl.gov/radiant [email protected] http://sss.lanl.gov Price/Performance Cost Efficiency LSU’s SuperMike Performance Price/Perf (2002: $2.8M) Linpack 2210 Gflops $1.27/Mflop U.
    [Show full text]
  • Symbols Alexian Brothers Health System Index to Nov P
    Volume 19, Index December 2014 Symbols Alexian Brothers Health System Index to Nov p. 2 Health Care M&A News 1-800-CONTACTS Feb p. 18 A&L Goodbody Apr p. 16, July p. 16 All Care Home Health, LLC Feb p. 17 Each company and orga- A Allergan Inc. Feb p. 10, May p. 1, nization discussed in Health May p. 19, Jun p. 15, July p. 3, Care M&A News, from Janu- Abbott Labs July p. 3, Aug p. 17, July p. 10, Sept p. 16, Oct p. 3, ary through December 2014, Dec p. 4 Nov p. 1, Dec p. 4, Dec p. 16, is listed alphabetically here. AbbVie Inc. July p. 3, July p. 16, Dec p. 19 References are typically to Aug p. 9, Oct p. 2, Oct p. 16, Allscripts Feb p. 2, Apr p. 10 the first occurrence of the Nov p. 19, Dec p. 2 AllSpire Health Partners Nov p. 2 company’s or organiza- ABL, Inc. Aug p. 18 All Staffing Services Jan p. 17 tion’s name in the pertinent Acadia Healthcare Company Feb p. 16, Almost Family, Inc. Apr p. 16 issue; further discussion July p. 17, Oct p. 17, Nov p. 17 ALN Medical Management, LLC may follow later in the text Accelera Innovations, Inc. Jan p. 17 Accelrys, Inc. Jan p. 15 Feb p. 8 but is not indicated here. AccessClosure, Inc. May p. 15 Alta Partners Jun p. 16 Achillion Pharmaceuticals July p. 17 Altos Solutions, Inc. Jun p. 15 References are sorted by Actavis (Foshan) Pharmaceuticals Co.
    [Show full text]
  • Dfa Investment Trust Co
    SECURITIES AND EXCHANGE COMMISSION FORM N-Q Quarterly schedule of portfolio holdings of registered management investment company filed on Form N-Q Filing Date: 2004-10-27 | Period of Report: 2004-08-31 SEC Accession No. 0001104659-04-032148 (HTML Version on secdatabase.com) FILER DFA INVESTMENT TRUST CO Business Address 1299 OCEAN AVE CIK:896162| IRS No.: 000000000 | State of Incorp.:DE | Fiscal Year End: 1130 11TH FLOOR Type: N-Q | Act: 40 | File No.: 811-07436 | Film No.: 041100436 SANTA MONICA CA 90401 3103958005 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-7436 THE DFA INVESTMENT TRUST COMPANY (Exact name of registrant as specified in charter) 1299 Ocean Avenue, 11th Floor, Santa Monica, CA 90401 (Address of principal executive offices) (Zip code) Catherine L. Newell, Esquire, Vice President and Secretary The DFA Investment Trust Company, 1299 Ocean Avenue, 11th Floor, Santa Monica, CA 90401 (Name and address of agent for service) Registrant's telephone number, including area code: 310-395-8005 Date of fiscal year end: November 30 Date of reporting period: August 31, 2004 ITEM 1. SCHEDULE OF INVESTMENTS. The DFA Investment Trust Company Form N-Q August 31, 2004 (Unaudited) Table of Contents Schedules of Investments The U.S. Large Company Series The Enhanced U.S. Large Company Series The U.S. Large Cap Value Series The U.S.
    [Show full text]
  • Service Manual
    , , , , , www.sonyweb.co.uk , www.sonyweb.co.uk , , www.sonyweb.co.uk , www.sonyweb.co.uk , , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , SERVICE MANUAL www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk Ver 1-2002J www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk www.sonyweb.co.uk www.sonyweb.co.uk , , Revision History www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , PCG-GRV550 www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk www.sonyweb.co.uk www.sonyweb.co.uk , www.sonyweb.co.uk , , Lineup : PCG-GRV550 www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk For American Area www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk , www.sonyweb.co.uk www.sonyweb.co.uk , www.sonyweb.co.uk
    [Show full text]
  • In Re Portal Software, Inc. Securities Litigation 03-CV-5138
    Case 3:03-cv-05138-VRW Document 148 Filed 03/08/2006 Page 1 of 3 1 BORIS FELDMAN, State Bar No. 128838 NINA F. LOCKER, State Bar No. 123838 2 PERI NIELSEN, State Bar No. 196781 RANDOLPH GAW, State Bar No. 223718 3 WILSON SONSINI GOODRICH & ROSATI Professional Corporation 4 650 Page Mill Road Palo Alto, CA 94304-1050 5 Telephone: (650) 493-9300 Facsimile: (650) 565-5100 6 Email: [email protected]; [email protected]; [email protected]; [email protected]; 7 [email protected] 8 Attorneys for Defendants PORTAL SOFTWARE, INC., JOHN E. LITTLE, HOWARD A. BAIN, III 9 and ARTHUR C. PATTERSON 10 11 UNITED STATES DISTRICT COURT 12 NORTHERN DISTRICT OF CALIFORNIA 13 14 In re PORTAL SOFTWARE, INC. ) CASE NO.: C-03-5138 VRW SECURITIES LITIGATION ) 15 _______________________________________ ) SUPPLEMENTAL DECLARATION ) OF RANDLOPH GAW IN SUPPORT 16 This Document Relates To: ) OF DEFENDANTS’ MOTION TO ) DISMISS PLAINTIFFS’ FOURTH 17 ALL ACTIONS. ) CONSOLIDATED AMENDED ) COMPLAINT 18 ) ) Date: March 23, 2006 19 ) Time: 2:00 p.m. ) Dept: Courtroom 6 20 ) ) Before: Hon. Vaughn R. Walker 21 ) ) 22 ) ) 23 24 25 26 27 28 SUPP. DECL OF GAW ISO C:\NrPortbl\PALIB1\TB5\2831069_1.DOC DEFS. MTN TO DISMISS FCAC C-03-5138 VRW Case 3:03-cv-05138-VRW Document 148 Filed 03/08/2006 Page 2 of 3 1 I, Randolph Gaw, declare as follows: 2 1. I am an attorney duly licensed to practice law before this Court, and am associated 3 with the law firm of Wilson Sonsini Goodrich & Rosati, Professional Corporation, counsel of 4 record for Defendants Portal Software, Inc.
    [Show full text]
  • List of Section 13F Securities
    List of Section 13F Securities 1st Quarter FY 2004 Copyright (c) 2004 American Bankers Association. CUSIP Numbers and descriptions are used with permission by Standard & Poors CUSIP Service Bureau, a division of The McGraw-Hill Companies, Inc. All rights reserved. No redistribution without permission from Standard & Poors CUSIP Service Bureau. Standard & Poors CUSIP Service Bureau does not guarantee the accuracy or completeness of the CUSIP Numbers and standard descriptions included herein and neither the American Bankers Association nor Standard & Poor's CUSIP Service Bureau shall be responsible for any errors, omissions or damages arising out of the use of such information. U.S. Securities and Exchange Commission OFFICIAL LIST OF SECTION 13(f) SECURITIES USER INFORMATION SHEET General This list of “Section 13(f) securities” as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis. This list is current as of March 15, 2004, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending March 31, 2004. Institutional investment managers should report holdings--number of shares and fair market value--as of the last day of the calendar quarter as required by Section 13(f)(1) and Rule 13f-1 thereunder.
    [Show full text]
  • Memorandum in Opposition to Hewlett-Packard Company's Motion to Quash Intel's Subpoena Duces Tecum
    ORIGINAL UNITED STATES OF AMERICA BEFORE THE FEDERAL TRADE COMMISSION ) In the Matter of ) ) DOCKET NO. 9341 INTEL. CORPORATION, ) a corporation ) PUBLIC ) .' ) MEMORANDUM IN OPPOSITION TO HEWLETT -PACKARD COMPANY'S MOTION TO QUASH INTEL'S SUBPOENA DUCES TECUM Intel Corporation ("Intel") submits this memorandum in opposition to Hewlett-Packard Company's ("HP") motion to quash Intel's subpoena duces tecum issued on March 11,2010 ("Subpoena"). HP's motion should be denied, and it should be ordered to comply with Intel's Subpoena, as narrowed by Intel's April 19,2010 letter. Intel's Subpoena seeks documents necessary to defend against Complaint Counsel's broad allegations and claimed relief. The Complaint alleges that Intel engaged in unfair business practices that maintained its monopoly over central processing units ("CPUs") and threatened to give it a monopoly over graphics processing units ("GPUs"). See CompI. iiii 2-28. Complaint Counsel's Interrogatory Answers state that it views HP, the world's largest manufacturer of personal computers, as a centerpiece of its case. See, e.g., Complaint Counsel's Resp. and Obj. to Respondent's First Set ofInterrogatories Nos. 7-8 (attached as Exhibit A). Complaint Counsel intends to call eight HP witnesses at trial on topics crossing virtually all of HP' s business lines, including its purchases ofCPUs for its commercial desktop, commercial notebook, and server businesses. See Complaint Counsel's May 5, 2010 Revised Preliminary Witness List (attached as Exhibit B). Complaint Counsel may also call HP witnesses on other topics, including its PUBLIC FTC Docket No. 9341 Memorandum in Opposition to Hewlett-Packard Company's Motion to Quash Intel's Subpoena Duces Tecum USIDOCS 7544743\'1 assessment and purchases of GPUs and chipsets and evaluation of compilers, benchmarks, interface standards, and standard-setting bodies.
    [Show full text]
  • TARP Capital Purchase Program Recipients
    TARP Capital Purchase Program Recipients Date Name of Institution City State Investment Type Investment 2/6/2009 Alaska Pacific Bancshares, Inc. Juneau AK Preferred Stock w/Warrants 4,781,000 Alaska Total: 1 12/19/2008 BancTrust Financial Group, Inc. Mobile AL Preferred Stock w/Warrants $50,000,000 11/14/2008 Regions Financial Corp. Birmingham AL Preferred Stock w/Warrants $3,500,000,000 12/5/2008 Superior Bancorp Inc. Birmingham AL Preferred Stock w/Warrants $69,000,000 12/23/2008 United Bancorporation of Alabama, Inc. Atmore AL Preferred Stock w/ Warrants $10,300,000 Alabama Total: 4 12/12/2008 Bank of the Ozarks, Inc. Little Rock AR Preferred Stock w/Warrants $75,000,000 1/16/2009 Home Bancshares, Inc. Conway AR Preferred Stock w/ Warrants 50,000,000 2/ 1/23/2009 Liberty Bancshares, Inc. Jonesboro AR Preferred Stock w/ Exercised Warrants 57,500,000 2/ 1/30/2009 Rogers Bancshares, Inc. Little Rock AR Preferred Stock w/ Exercised Warrants 25,000,000 3/ 1/16/2009 Southern Bancorp, Inc. Arkadelphia AR Preferred Stock 11,000,000 Arkansas Total: 5 2/ 1/30/2009 Goldwater Bank, N.A. Scottsdale AZ Preferred Stock w/ Exercised Warrants 2,568,000 Arizona Total: 1 11/14/2008 Bank of Commerce Holdings Redding CA Preferred Stock w/Warrants $17,000,000 12/5/2008 Bank of Marin Bancorp Novato CA Preferred Stock w/Warrants $28,000,000 2/ 1/30/2009 Beach Business Bank Manhattan Beach CA Preferred Stock w/ Exercised Warrants 6,000,000 12/23/2008 Bridge Capital Holdings San Jose CA Preferred Stock w/ Warrants $23,864,000 11/14/2008 Broadway Financial Corporation
    [Show full text]
  • DFA INVESTMENT TRUST CO Form N-Q Filed 2007-10-30
    SECURITIES AND EXCHANGE COMMISSION FORM N-Q Quarterly schedule of portfolio holdings of registered management investment company filed on Form N-Q Filing Date: 2007-10-30 | Period of Report: 2007-08-31 SEC Accession No. 0001104659-07-078185 (HTML Version on secdatabase.com) FILER DFA INVESTMENT TRUST CO Business Address 1299 OCEAN AVE CIK:896162| IRS No.: 000000000 | State of Incorp.:DE | Fiscal Year End: 1130 11TH FLOOR Type: N-Q | Act: 40 | File No.: 811-07436 | Film No.: 071200596 SANTA MONICA CA 90401 3103958005 Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-7436 THE DFA INVESTMENT TRUST COMPANY (Exact name of registrant as specified in charter) 1299 Ocean Avenue, Santa Monica, CA 90401 (Address of principal executive offices) (Zip code) Catherine L. Newell, Esquire, Vice President and Secretary The DFA Investment Trust Company, 1299 Ocean Avenue, Santa Monica, CA 90401 (Name and address of agent for service) Registrants telephone number, including area code: 310-395-8005 Date of fiscal year end: November 30 Date of reporting period: August 31, 2007 ITEM 1. SCHEDULE OF INVESTMENTS. The DFA Investment Trust Company Form N-Q August 31, 2007 (Unaudited) Table of Contents Definitions of Abbreviations and Footnotes Schedules of Investments The U.S. Large Company Series The Enhanced U.S. Large Company Series The U.S. Large Cap Value Series The U.S.
    [Show full text]
  • The Technology Behind Crusoe™ Processors
    The Technology Behind Crusoe™ Processors Low-power x86-Compatible Processors Implemented with Code Morphing™ Software Alexander Klaiber Transmeta Corporation January 2000 The Technology Behind Crusoe™ Processors Property of: Transmeta Corporation 3940 Freedom Circle Santa Clara, CA 95054 USA (408) 919-3000 http://www.transmeta.com The information contained in this document is provided solely for use in connection with Transmeta products, and Transmeta reserves all rights in and to such information and the products discussed herein. This document should not be construed as transferring or granting a license to any intellectual property rights, whether express, implied, arising through estoppel or otherwise. Except as may be agreed in writing by Transmeta, all Transmeta products are provided “as is” and without a warranty of any kind, and Transmeta hereby disclaims all warranties, express or implied, relating to Transmeta’s products, including, but not limited to, the implied warranties of merchantability, fitness for a particular purpose and non-infringement of third party intellectual property. Transmeta products may contain design defects or errors which may cause the products to deviate from published specifications, and Transmeta documents may contain inaccurate information. Transmeta makes no representations or warranties with respect to the accuracy or completeness of the information contained in this document, and Transmeta reserves the right to change product descriptions and product specifications at any time, without notice. Transmeta products have not been designed, tested, or manufactured for use in any application where failure, malfunction, or inaccuracy carries a risk of death, bodily injury, or damage to tangible property, including, but not limited to, use in factory control systems, medical devices or facilities, nuclear facilities, aircraft, watercraft or automobile navigation or communication, emergency systems, or other applications with a similar degree of potential hazard.
    [Show full text]
  • USCOURTS-Ca9-09-35307-1.Pdf
    Case: 09-35307 01/18/2011 ID: 7614842 DktEntry: 67 Page: 1 of 67 FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT VANESSA SIMMONDS, Plaintiff-Appellant, v. CREDIT SUISSE SECURITIES (USA) LLC; JPMORGAN CHASE & CO., a Delaware corporation, successor in interest to Hambrecht & Quist and Chase Securities Inc.; BANK OF No. 09-35262 AMERICA CORPORATION, a Delaware D.C. No. 2:07-cv- corporation, successor in interest 01549-JLR to Fleetboston Robertson Stephens, Inc.; ONVIA INC., a Delaware corporation formerly known as Onvia.com Inc.; ROBERTSON STEPHENS, INC.; J.P. MORGAN SECURITIES INC., Defendants-Appellees. In Re: SECTION 16(b) LITIGATION 821 Case: 09-35307 01/18/2011 ID: 7614842 DktEntry: 67 Page: 2 of 67 822 SIMMONDS v. CREDIT SUISSE SECURITIES VANESSA SIMMONDS, Plaintiff-Appellant, v. DEUTSCHE BANK SECURITIES INC.; FOUNDRY NETWORKS INC., Nominal No. 09-35280 Defendant, a Delaware D.C. Nos. corporation; MERRILL LYNCH 2:07-cv-01566-JLR PIERCE FENNER & SMITH 2:07-cv-01549-JLR INCORPORATED; J.P. MORGAN SECURITIES INC., Defendants-Appellees. In Re: SECTION 16(b) LITIGATION VANESSA SIMMONDS, Plaintiff-Appellant, v. MERRILL LYNCH & CO. INC., Defendant, and No. 09-35282 D.C. Nos. FINISAR CORPORATION, Nominal Defendant, a Delaware 2:07-cv-01567-JLR 2:07-cv-01549-JLR corporation; MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED; J.P. MORGAN SECURITIES INC., Defendants-Appellees. In Re: SECTION 16(b) LITIGATION Case: 09-35307 01/18/2011 ID: 7614842 DktEntry: 67 Page: 3 of 67 SIMMONDS v. CREDIT SUISSE SECURITIES 823 VANESSA SIMMONDS, Plaintiff-Appellant, v. MORGAN STANLEY & CO., No. 09-35285 INCORPORATED; LEHMAN BROTHERS, D.C.
    [Show full text]
  • Dimensional Investment Group
    SECURITIES AND EXCHANGE COMMISSION FORM N-Q Quarterly schedule of portfolio holdings of registered management investment company filed on Form N-Q Filing Date: 2008-04-29 | Period of Report: 2008-02-29 SEC Accession No. 0001104659-08-027772 (HTML Version on secdatabase.com) FILER DIMENSIONAL INVESTMENT GROUP INC/ Business Address 1299 OCEAN AVE CIK:861929| IRS No.: 000000000 | State of Incorp.:MD | Fiscal Year End: 1130 11TH FLOOR Type: N-Q | Act: 40 | File No.: 811-06067 | Film No.: 08784216 SANTA MONICA CA 90401 2133958005 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-6067 DIMENSIONAL INVESTMENT GROUP INC. (Exact name of registrant as specified in charter) 1299 Ocean Avenue, Santa Monica, CA 90401 (Address of principal executive offices) (Zip code) Catherine L. Newell, Esquire, Vice President and Secretary Dimensional Investment Group Inc., 1299 Ocean Avenue, Santa Monica, CA 90401 (Name and address of agent for service) Registrant's telephone number, including area code: 310-395-8005 Date of fiscal year end: November 30 Date of reporting period: February 29, 2008 ITEM 1. SCHEDULE OF INVESTMENTS. Dimensional Investment Group Inc. Form N-Q February 29, 2008 (Unaudited) Table of Contents Definitions of Abbreviations and Footnotes Schedules of Investments U.S. Large Cap Value Portfolio II U.S. Large Cap Value Portfolio III LWAS/DFA U.S. High Book to Market Portfolio DFA International Value Portfolio Copyright © 2012 www.secdatabase.com.
    [Show full text]