Anhui Huainan Urban Water Systems Integrated Rehabilitation Project

Social Monitoring Report

6th Semestral Report Project Number: 46078-002 October 2019

PRC: Anhui Huainan Urban Water Systems Integrated Rehabilitation Project

Prepared by Xinjiang Linshuishe Engineering Technical Consulting Company for the Huainan Municipal Government and the Asian Development Bank

This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB’s Board of Director, Management or staff, and may be preliminary in nature.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

ADB Financed Project ---Anhui Huainan Urban Water Systems Integrated Rehabilitation Project

Anhui Huainan Urban Water Systems Integrated

Rehabilitation Project

External Resettlement Monitoring & Evaluation Report

（Monitoring Period: January 31 2019 to July 31, 2019）

(No.6)

Xinjiang Linshuishe Engineering Technical Consulting Company

July 2019 Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Monitor Institution: Xinjiang Linshuishe Engineering Technical Consulting Company

Director: Yan Junjie

Evaluator: Yan Junjie Yan Lei Dingnan

Report Writing Staff: Yan Junjie Yan Lei Jiangaguli Wang liuqing Ge Congxin

Address: Hebei East Road Shanghai Mansion Room 1206, Urumqi City Xinjiang Uygur Autonomous Region

Postcode: 830011

Phone: 0086－ 0991－ 3638030

Fax: 0086－ 0991－ 3638030

Email: [email protected] [email protected]

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

CONTENT 1.Introduction ...... 1 1.1Background ...... 1 1.2Content of Project Construction...... 2 1.3The Content of Newly Added Subproject ...... 4 1.4Project Impact Identification ...... 10 1.5Independent External Monitoring for Involuntary Resettlement ...... 19 1.5.1The Scope of Monitoring and Evaluation ...... 20 1.5.2Steps of Monitoring and Evaluation ...... 20 1.5.3Contents of Monitoring and Evaluation ...... 21 1.5.4Methods for Monitoring and Evaluation ...... 22 1.5.5Schedule of Monitoring and Evaluation ...... 23 2.Project Progress ...... 25 2.1Overview of the Project...... 25 2.2Project Progress ...... 25 2.2.1 the Progress of the Commenced Projects ...... 25 2.3Land Approval ...... 34 3.Project Impact and Resettlement Progress ...... 35 3.1 Progress of the Land Acquisition, House Demolition and Resettlement...... 35 3. 2 Permanent Acquisition of Collective Land ...... 42 3. 3 Permanent Acquisition of State-owned Land ...... 46 3.4 Impacts of House Demolition ...... 47 3.4.1 Impacts of Rural House Demolition ...... 47 3.4.2 Impacts of Urban House Demolition ...... 49 3.4.3 Impacts of Private Store Demolition ...... 49 3.5 Resettlement Impact of Newly Added Subproject ...... 49 3.5.1 Impact on Land Acquisition ...... 49 3.5.2 Impact on House Demolition ...... 50 4.Compensation Standard and Fund ...... 51 4.1 Compensation for Land Acquisition ...... 51 4.1.1 Compensation Standard for Collective Land ...... 51 4.1.2 Compensation for Occupation of State-owned Land ...... 54 4.1.3 Compensation for Temporary Land Occupation ...... 54 4.1.4 The payment for Land Compensation ...... 55 4.2 Compensation for House Demolition ...... 56 4.2.1 Compensation for Rural Residential Houses ...... 56 4.2.2 Compensation for Urban Residential Houses ...... 59 4.3 Compensation for Private Shops ...... 61 5.Investigation on Production and Living Conditions of Affected People ...... 63 5.1 Monitoring Survey ...... 63

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

5.1.1 Introduction ...... 63 5.1.2 Contents of the Survey ...... 64 5.2 Households Interviews ...... 80 5.2.1 Monitoring Interview Minutes ...... 80 5.2.2 Interview Conclusion ...... 82 6.Public Participation and Grievance Redress ...... 83 6.1 Public Participation ...... 83 6.1.1 Public Participation Organized by the IAs ...... 83 6.2 Grievance and Appeals ...... 87 6.3 Contact Information for Grievance and Appeals ...... 89 7.Resettlement Organization ...... 91 7.1 Organization Structure ...... 91 7.2 Staffing Arrangements and Facilities ...... 93 7.2.1 Staffing ...... 93 7.2.2 Facilities ...... 94 7.3 Measures to Enhance Positive Effects ...... 94 7.3.1 Absorbing Local Labor in the Construction ...... 94 7.3.2Utilizing Local Construction Materials and Transportation Resources ...... 96 7.4 Evaluation of Organization Ability ...... 97 8.Conclusions and Suggestions ...... 99 8.1 Conclusions ...... 99 8.2 Suggestions ...... 100 Appendix for This Monitoring ...... 103 Appendix 1：Dajian Ditch Pump Station’s Currently Construction Situation ...... 103 Appendix 2：Shijian Lake Pump Station’s Currently Construction Situation ...... 103 Appendix 3：Longwang Diversion Flood Ditch’s Currently Construction Situation ...... 104 Appendix 4：Donghua Ditch’s Currently Construction Situation ...... 104 Appendix 5：Old Longwang Ditch’s Currently Construction Situation ...... 105 Appendix 6：Banggongshan Ditch’s Currently Construction Situation (Constructed Part) ...... 105 Appendix 7：Xiejiaji Ditch Currently Construction Situation (Constructed Part ) ...... 106 Appendix 8：LA Compensation Agreement of Longwang Diversion Flood Ditch ...... 106 Appendix 9：LA Compensation Agreement of Donghua Ditch ...... 107 Appendix 10：The HD Compensation Agreement of Banggongshan Ditch ...... 108

TABLE CONTENT Table 1-1 Huainan Components and Subprojects ...... 3 Table 1-2 Project Construction Content and Resettlement Impacts ...... 11 Table 1-3 External Monitoring and Evaluation Contents and Schedule ...... 23 Table 2-1 Contents of Ongoing Subproject ...... Error! Bookmark not defined. Table 3-1 Analysis for Permanent Acquisition of Collective Land ...... 44 Table 3-2 Permanent acquisition of state-owned land ...... 46

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Table 3-3 Impacts of Rural House Demolition by Subproject ...... 47 Table 3-4 Impacts of Urban House Demolition by Subproject ...... 49 Table 3-5 Impacts of Shop Demolition by Subproject ...... 49 Table 4-1 Compensation Standard for Collective Land ...... 51 Table 4-2 Compensation Standard for State-owned Land Acquisition ...... 54 Table 4-3 Rural House Replacement Cost, Other Subsidies, and Compensation Standard （Original Resettlement Plan Standard） ...... 57 Table 4-4 Rural House Replacement Cost, Other Subsidies, and Compensation Standard of This Monitoring ...... 57 Table 4-5 Detailed Property Exchange Information of Aps ...... 59 Table 4-6 Detailed Property Exchange Information of Demolished Shops ...... 61 Table 5-1Basic Population Status of Each District ...... 63 Table 5-2 Basic Information of the Family ...... 65 Table 5-3 Statues of Age ...... Error! Bookmark not defined. Table 5-4 Distribution of Education ...... 68 Table 5-5 Surveyed households’ Per Household Ownership of Property ...... 70 Table 5-6 Survey of Affected Household Revenue Structure ...... 73 Table 5-7 Survey of Affected Household Expenditure Structure ...... 76 Table 5-8 Survey of Affected Household Income and Expenditure ...... 79 Table 6-1: Overview of Public Participation Rrganized by IAs...... 83 Table 6-2: Agencies and Staff for Accepting Grievance and Appeals ...... 89 Table 7-1 Huainan PMO Staff Contact Chart ...... 92 Table 7-2 Facilities for Resettlement Organization at All Levels (April-October 2017) ...... 94 Table 7-3 The number of local labor force hired in the project (constructed subprojects, October 2017 to May 2018) ...... 95 Table 7-4 Building Materials Purchase Quantity ...... Error! Bookmark not defined.

FIGURE CONTENT

Figure 1-1: Scope of Proposed Project ...... 19 Figure 1-2: Location of Proposed Project ...... 19 Figure 5-1: Marital Status ...... 65 Figure 5-2: Distribution of Age ...... 67 Figure 5-3: Distribution of Education ...... 68 Figure 5-4: Distribution of Occupation...... 71 Figure 6-1: Public Forum ...... 87 Figure 7-1 Huainan Organization Chart ...... 92 Figure 7-2 Insurance of the workers ...... 95 Figure 7-3 Labor contract ...... 96

iii

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

1. Introduction

1.1 Background

Huainan City is located middle stream of Huai River and north of Anhui Province, at 116°21′21″~117°11′59″ east longitude and 32°32′45″~33°0′24″ north latitude. Total area of the entire city is 2,596.4 km2, of which urban area covers 1,566.4 km2 and Fengtai County occupies 1,030 km2. The built area covers 89.44 km2 with total population of 2.6 million. Huainan City is one of the important industrial cities and large-scale energy bases of Anhui Province, as coal base with coal reserve more than 100 million tons, thermal power base in east China and coal chemical industry base. Being one of the 14 large scale coal bases with coal reserve more than 100 million tons throughout China, economy of Huainan relies on heavy industry and coal mining is its pillar industry. Significant development has been observed in social-economy of Huainan, with implementation of the strategies “Hefei Economic Development Circle” and “Integrated Development of Hefei and Huainan”. However, economic development typically relying on resources consumption has significantly deteriorated environment of dense water systems in Huainan, reflected by heavy water pollution and frequent flooding. Water environment problem has become the most outstanding issue that threatens ecological safety, social-economic development and life quality of the entire city. Therefore, regional water environment improvement of Huainan has great significance to Huai River Basin and to regional development of “Hefei Economic Development Circle” comprised of Hefei, Huainan, Lu’an, Chaohu and Tongcheng cities. With the concept of flood control and drainage, wastewater interception, dredging and riverside greening for rehabilitation of urban water systems, Huainan City has planned rehabilitation of 6 urban water channels including Longwang flood diversion channel, Bagongshan channel, Xiejiaji channel, Longwang channel, Donghua channel and Old Longwang channel, new construction and improvement of wastewater collection systems in eastern and western urban area, Binhe New Urban area and Binhu New Urban Area, rehabilitation of Shijianhu wetland in coal mining subsidence area, Caoling Lake, Longhu and Dajiangou wetland in urban area, and rehabilitation of Gaotang Lake in eastern new urban area, construction and improvement of pump stations including Shijianhu, Longhu, Dajiangou pump stations and 4 pump stations in low-lying area of Gaotang Lake, as well as new construction and rehabilitation of Gaotang Lake embankment, in order to form healthy river basin ecological system by connecting stream, wetland, lake and pump station, and further improve living conditions and urban water environment and finally achieve sustainable economic and social development. For this purpose, Huainan City has decided to use loan from the Asian Development

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Bank (ADB) for rehabilitation of urban water systems, covering rehabilitation of 6 urban water channels, new construction and improvement of wastewater collection networks in eastern and western urban areas, improvement of stormwater pump stations, and improvement of Caoling Lake and Longhu. Huainan Urban Water Systems Integrated Rehabilitation Project (Loan 3054-PRC) was approved by ADB Board of Directors on 25 October 2013. Loan Agreement and Project Agreement were signed on 17 December 2013 and effective since 24 February 2014. Construction was planned to commence since April 2014 and come to end by March 2019, with construction period of 5 years. As of December 2016, surplus funds in present period of about CNY 130 million, a total of the surplus funds is CNY 505 million, the surplus funds is large, in order to reasonable use of loan funds, to further improve the water environment management of the Huainan city, thus initiated the ADB loan project of Huainan urban water system integrated rehabilitation project for interim adjustment of newly added subproject, interim adjustment scope of the newly added project is not only located in the urban area of Huainan city, but radiation to the district and county within the jurisdiction. Therefore, the PMO applied to the ADB for a two-year extension of the project. According to the schedule, the project proposes be completed in October 2021. This Project includes 4 components: (a) improvement of wastewater collection networks; (b) improvement of urban water environment and flood management; (c) urban lake environment improvement; and (d) project management and capacity building. The Project area covers Tianjiaan District, Datong District, Bagongshan District and Xiejiaji District.

1.2 Content of Project Construction

After the adjustment, this monitoring found that Anhui Huainan Urban Water System Integrated Rehabilitation Project consists of 4 construction components: Component 1：(a) improvement of wastewater collection networks, including installation of wastewater trunk sewers of approximately 134.29 km including 2 km pipelines connecting with residential areas and one wastewater lift station with capacity of 0.648 m³/s in eastern urban area of Huainan; (b) Installation of wastewater trunk sewers of approximately 64.80 km including 2 km pipelines connecting with residential areas and 2 wastewater lift stations with capacity of 0.462 m and 0.789 m in western urban area of Huainan; Construction management rests with the Municipal Sewage Company. Component 2 ： Urban water environment and flood improvement, including (a)

Improvement of 5 urban water channels with total length of 41.105km including Bagongshan channel 7.52km, Xiejiaji channel 7.16km, Donghua channel 8.86km, Old Longwang channel

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

8.00km and Longwang flood diversion channel 11.72km. Water system rehabilitation includes channel dredging, embankment, flood control path, interception sewers and other water structures; (b) improvement of flood control facilities including construction of 13.78km Gaotang Lake embankment and new construction and improvement of 7 stormwater pump stations with total lift capacity of 173.7m3/s, particularly including 13.78km Gaotang Lake embankment, new construction of 4 stormwater pump stations along Gaotang Lake (lift capacity of 22.1m3/s, 38.1m3/s, 6.3 m3/s and 3.0 m3/s, respectively), capacity increase of Dajianggou pump station from 6.0 m3/s to 41.0 m3/s, capacity increase of Longhu pump station from 14.2 m3/s to 48.2m3/s; reconstruction of Shijianhu pump station (removal of existing structure and new construction of lift capacity of 26.0 m3/s). Implementation responsibility rests with Huainan municipal Administration management department. Component 3：Urban Lake Environment Improvement. Urban lake improvement of

Longhu, Shijianhu, Dajianggou Lake and Caoling Lake including dredging, ecological restoration, ecological embankment and water purification structure. Huainan Landscaping Management Bureau takes responsibilities for the implementation. Component 4：Project Management and Capacity Building. (a) Consulting services by independent consultant before loan effectiveness, and consulting services during project implementation; (b) training of all kinds; (c) external resettlement and environmental monitoring; and (d) office equipment procurement. Construction details and implementation agencies are shown in Table 1-1. Table 1-1: Huainan Components and Subprojects No. Component Sub-components 1 Improvement of (a) Installation of wastewater trunk sewers of approximately 134.29 km Wastewater including 2 km pipelines connecting with residential areas and one Collection Networks wastewater lift station with capacity of 0.648 m³/s in eastern urban area of Huainan; (b) Installation of wastewater trunk sewers of approximately 64.80 km including 2 km pipelines connecting with residential areas and 2 wastewater lift stations with capacity of 0.462m and 0.789m in western urban area of Huainan. 2 Urban Water (a) Improvement of 5 urban water channels with total length of 41.105km Environment and including Bagongshan channel 7.52km, Xiejiaji channel 7.16km, Donghua Flood Management channel 8.86km, Old Longwang channel 8.00km and Longwang flood Improvement diversion channel 11.72km. Water system rehabilitation includes channel dredging, embankment, flood control path, interception sewers and other water structures; (b) improvement of flood control facilities including construction of 13.78km Gaotang Lake embankment and new construction and improvement of 7 stormwater pump stations with total lift capacity of 173.7m3/s, particularly including 13.78km Gaotang Lake embankment, new construction of 4 stormwater pump stations along Gaotang Lake (lift capacity of 22.1m3/s, 38.1m3/s, 6.3 m3/s and 3.0 m3/s, respectively), capacity increase of Dajianggou pump station from 6.0 m3/s to 41.0 m3/s preserving 6.0 m3/s; capacity increase of Long reconstruction of the Lake pump station with the capacity of 43.2 m3/s, its capacity increasing from 14.2 m3/s to 48.2m3/s preserving 5.0 m3/s; reconstruction of Shijianhu pump station (removal of existing structure of 2.6m3/s and new construction of lift capacity of 26.0 m3/s). 3 Urban Lake Urban lake improvement of Longhu, Shijianhu, Dajianggou Lake and Environment Caoling Lake including dredging, ecological restoration, ecological

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Improvement embankment and water purification structure. 4 Project (a) Consulting services by independent consultant before loan Management and effectiveness, and consulting services during project implementation; (b) Capacity Building training of all kinds; (c) external resettlement and environmental monitoring; and (d) office equipment procurement.

Note: km = kilometer, m2 = square meters m3 = cubic meters, m3/s =cubic meter per second. Embankment area is a maximum value. Areas with natural vegetation and adequate soil and erosion protection along the shoreline will be excluded. Longhu has 60,000 m3 of dredging.

1.3 The Content of Newly Added Subproject

The adjustment project contains two parts: (i) improvement of sewage collection and delivery system; (ii) urban water environment and flood management. The total investment of the project was 1359.8244 million yuan. Subproject 1: improvement of sewage collection and delivery system. The subproject includes: upgrading of 7.5km existing sewage pipeline network and new construction of 42.95km sewage pipeline network in Maoji experimental area, with a total constructed length of 50.45km; new construction of 5 sewage pumping stations with a flow rate of 52.3 thousand t/d; new construction of Liyuanxincun 10.28km pipeline network (sewage and rainwater delivery); and the construction of sewage pipeline network (5.64km) running through 6 roads (Huainan urban area Dongshanxiaojie, Binguan Road, Tiesanchuyuannei Road, Caixinnan Road, Dingshan Road and Zhi 14 street) will be obtain into interim adjustment. The construction of river channel sewage intercepting pipeline network includes 4.63km Shanchong flood drainage channel, 3.5km Nantang flood drainage channel and 3.2km Qianhuai drainage channel in Bagongshan district, with a total length of 11.33km; 0.152km sewage pipeline network along river in Xiejiaji district. Subproject 2: urban water environment and flood management. The subproject includes improvement of urban channel and flood prevention facilities. The improvement of urban channel will involve Shou county, Panji district, Maoji experimental area, Shannan new district, Bagongshan district and Xiejiaji district. Besides, the subproject can be divided into 17 water improvement sub items: (i) Panji district Wuyidagou channel (6.35km), (ii) Panji district Yangweidagou channel (0.96km), (iii) excavationof diversion canal in Nihe pump station (7.5km), (iv) dredging work of Xudagou channel (8.12km), (v) 3 water running through coal-chemical industrial park (1.52km), (vi) Maoji experimental area Yinfenghe River (7.61km), (vii) Maoji experimental area Guangou river (6.86km), (viii) Maoji experimental area water diversion channel (2.22km), (ix) Bagongshan district Shanchong flood drainage channel (3.16km), (x) Bagongshan district Nantang flood drainage channel (3.06km), (xi) Bagongshan district Kongli flood drainage channel (4.904km), (xii) Bagongshan district Qianhuai flood drainage channel (1.972km), (xiii) Xiejiaji district Tangshan town flood

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report intercepting channel (3.86km), (xiv) Xiejiaji district Xinhua flood drainage channel (3.98km), (xv) Xiejiaji Rushan reservoir flood drainage channel (1.80km), (xvi) Shannan new district J water rehabilitation (0.500km), (xvii) Shannan new district F water rehabilitation (0.5km). The measures that obtain in 17 sub items above are: (i) dredging; (ii) promotion of flood discharge capacity; (iii) new construction of ecological slope revetment. The open channel needs to be integrated with nature to restore or create an ecosystem in the channel and create a comfortable space along the channel; (iv) it will take the cutting measures to eliminate the non-point source of the channel and its tributaries. Improvement of flood prevention and delivery facilities includes 7 sub items: (i) extension of Yincha pump station (capacity from 7.2m3/s to 57.7m3/s); (ii) reestablish Binyang pump station (capacity 19.1m3/s); (iii) Qiji pump station (from 10m3/s to 46.7m3/s, the flow rate of irrigation will be restored to original one, that is 6m3/s);(iv) Xiegouzhan pump station (from 1m3/s to 13.5m3/s); (v) Lugouwafanggou pump station (reestablish from 1.2m3/s to 7.6m3/s); (vi) Nihe pump station facilities upgrading, and the flow rate is 120m3/s.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Table 1-2: Huainan Components for the Newly Added Subproject District and county NO Subproject name Contents Main engineering quantity Impact of LA and HD project area

Shannan new district Dredging and Slope J water system treatment length Acquires 27.45 mu collective farmland, affected 70 1 water system protection 1.03km households with 320 people. No demolition impacts. J water system

Shannan new K water system in Dredging and Slope district 2 Shannan new district Treatment length of 0.850km —— protection (cancelled) Treatment length of 0.5km (Huainan F water system in Dredging and Slope Collective farmland 59.04mu, affected 40 3 construction committee Shannan new district protection households with 171 people. No demolition impacts. implementation) Acquires 188.85mu collective cultivated land, Dredging, slope affects 207 households with 806 people; acquires Shanchong and The total length of Shanchong is protection and 0.06mu collective construction land, without 1 Nantang flood drainage 3.16km；the total length of Nantang is sewage affected people, with house demolished area of channel in Bagongshan interception 3.06km 332m2, affects 2 households with 10 people and 3 pump rooms of group. Acquires 110.44mu collective cultivated land ， Dredging, slope affects 323 households with 969 people; acquires Kongli flood drainage protection and 1.95mu collective construction land, without Bagngshan 2 channel in Bagongshan The total length of 4.90km sewage affected people, occupies 1.03mu state-owned district district interception construction land; with house demolished area of 7244.31 m2, affected 32 households with 105 people. Acquires 12.60mu collective cultivated land, Dredging, slope affected 37 households with 126 people; acquires Qianhuai flood protection and 5.95mu collective construction land, without 3 drainage channel in sewage The total length of 1.97km affected people, occupies 42.8mu state-owned Bagong district Interception along construction land； with house demolished area of the river 2848 m2, affected 23 households with 49 people. The sewage pipe network only involves 128.87 mu sewage pipeline project Xiejiaji Newly built sewage of temporary land ， which includes 94.92mu 1 of Liyuan new village in The total length of 10.28km district pipeline Xiejiaji district collective cultivated land and 22.95mu construction land, it can be restored after the project completes.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Dredging, slope protection and Acquires 105.66mu collective cultivated land, Xinhua flood drainage 2 sewage The total length of 3.98km affected 92 households with 403 people; no HD channel Interception along impact. the river Dredging, slope Rushan reservoirs flood Acquires 88.93mu collective cultivated land, protection and 3 drainage channel in The total length of 1.80km affected 36 households with 137 people; no HD sewage Tangshan town impact. interception Dredging, slope Acquires 123.30mu collective cultivated land, Tangshan interpreting protection and affected 90households with 399people, with house 4 The total length of 3.86km channel sewage demolition area of 1583m2，affected 21 households interception with 72 people. Some roads and constructed community Huainan in the main urban area Newly built sewage The pipeline network will be paved along the 1 The total length of 5.46km urban district of Huainan city and pipeline network existing road, no LA, HD and affected person. newly built sewage pipeline sewage Depression Renovate, demolish Drainage station installed capacity of 3 pumping stations for original site reconstruction， 1 management project and rebuild 3 3720KW there is no impact of land acquisition and demolition along Huaihe drainage station Dredging, slope Wuyida ditch protection, Acquires 67.15mu collective cultivated land, management drainage pump 2 Dredging length of 6.37km affected 98 households with 341 people, no engineering station and demolition impact. sewage interception Panji district Dredging, slope Xuda ditch Acquires 133.09mu collective cultivated land, protection, and 3 management The total length of 8.12km affected 266 households with 1393 people, no sewage engineering demolition impact. interception Water system channel diversion excavation project of River excavation, Acquires 26.02mu collective cultivated land, 4 Huainan city coal- river dredging, and Treatment length of 1.52km affected 51 households with 233 people, no slope protection demolition impact. chemical industry t （Jingsanlu）

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Acquires 4.5mu collective cultivated land, affected Yangyuda ditch River excavation, 17 households with 53 people, occupies 3.2mu 5 management river dredging, and Treatment length of 0.96km state-owned construction land, and no demolition engineering slope protection impact.

The scale of pump station is 120m3/s， Mechanical and Nihe water control pivot including electrical equipment 、 The subproject has no building project, does not electrical equipment 6 procurement and involve the impact of land acquisition and procurement and electromechanical equipment and upgrading project. demolition. river dredging. mental structure, dredging river 7.5km and cleaning 1 drift boat. The current sewage pipe line network Reconstruction of sewage pipeline network, the pipe Improving sewage 1 reconstruction project The total length of 75000m network will be paved along the existing road, no pipe line network in Maoji experimental LA, HD and affected person. area The new sewage pipe line network projection New sewage pipe Construction along water system management 2 The total length of 429500m Maoji experimental line network project, there is no land acquisition and demolition. area Sewage lift pump Newly built sewage 5 pumping stations, flow capacity of Acquires 1.92mu village collective land, affected 1 3 station project in Maoji processing pump 52000 t/d household with 4 people, without HD impact. experimental area stations Maoji experimental Yingfeng river acquires 81.63mu collective area cultivated land, affected 13 households with 66 people, 8.32mu construction land, without affected 1.13 sets of brake culvert engineering people and HD demolition, Guan ditchwater acquires 109.17mu village Dredging, slope equipment and sewage interception collective cultivated land, affected 31 households Water treatment project protection and equipment 2.Yingfeng river 、 Guan 140 people, 1.6mu collective construction land, 4 in Maoji experimental sewage ditch water、Yinhe water covered with 4.9mu collective unused land, without affected area Interception river ditch, cleaning and dredging 3 people and HD impact. Yinhe water covered with hydraulic structure river of 16.6km. 3.ecological river ditch, which acquires 132.83mu collective ㎡ renovation 35oooo . cultivated land, ownership belongs to village collective, without affected people, 0.003mu collective construction land, without affected people and HD impact.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Building new Acquires 5mu village collective water area, and Yicha flood drainage 1 drainage pump Designed flow capacity of 57.7m³/s does not involve personnel, without affected people pump station station and HD demolition. Acquires 25.01mu village collective water area, Binyang flood drainage Expanding drainage 2 Designed flow capacity of 19.1m³/s 39.04mu village collective unused land, and does pump station pump station not involve personnel, Reconstructing Dongyuan drainage 3 drainage pump Designed flow capacity of 5.7m³/s —— pump station station Reconstructing Xiyuan drainage pump 4 drainage pump Designed flow capacity of 5.6m³/s —— station station Shou county Dredging, slope Northwest pond in Shou county old town acquires Northwest pond protection, water 99.07mu collective construction land, and does not 5 treatment in Shou Water area is 150.6mu plant, greening and involve personal, without affected people and county old town sewage interception demolition impact. Dredging, slope Northeast pond in Shou county old town acquires Northeast pond protection, water 66.51mu collective construction land, and does not 6 treatment in Shou Water area is 141.18mu plant, greening and involve personal, without affected people and county old town sewage interception demolition impact. Dredging, slope Southwest corner pond in Shou county old town Southwest corner pond protection, water acquires 26.13mu collective construction land, 7 in Shou county old Water area is 17.52mu plant, greening and does not involve personal, without affected people town sewage interception and demolition impact.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

1.4 Project Impact Identification

According to the updated RP, land acquisition, temporary land occupation and house demolition involved in the project. The content of project construction and resettlement impact are shown in table 1-3.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Table 1-3: Project Construction Content and Resettlement Impacts Content The Impact of the Resettlement in this Subpr No. of Scale of Project Coverage Main Resettlement Impact monitoring and The Resettlement oject Project Conditions Installation of wastewater trunk The pipe construction will be adopting pipe sewers of jacking and constructing along existing approximately 134.29 No LA and HD impacts road, so no resettlement impact will be km including 2 km produced. pipelines connecting with residential areas Installation of wastewater trunk The pipe construction will be adopting pipe sewers of jacking and constructing along existing approximately 64.80 No LA and HD impacts road, so no resettlement impact will be km including 2 km produced. Impro pipelines connecting Sewage vemen with residential areas networks t of Shiyaowan station construction acquired and pump 1 sewag 2.45mu collective land of Yaobei village in station e Shungeng town, affected 31 households constructi collect with 129 people, and acquired 4.417mu on ion The Shiyaowan pump lands temporarily without affected people. Permanent collective land acquisition of station will permanent Land acquisition work started in March Yaobei village in Shungeng town is 2.45 Shiyaowan pump acquire the land area of 2015, contract was signed in May 2015, a mu, affected 31 households with 129 station 2.45 mu and will total of 0.57 million yuan for land people in total; and the temporary land temporary acquire the compensation and compensation for occupation with no affected people. land area of 4.417mu. young crops was paid; all compensation fee has been distributed to affected people. The Shiyaowan sewage pump station has been accomplished and put into operation. The No.4 pump station No.4 pump station acquired 2.8617 mu Permanent collective land acquisition of No.4 pump station will acquire in total of collective lands of Shaligang village in Shaligang village is 2.8617 mu, because 2.8617 mu. Tangshan town permanently, and land

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Content The Impact of the Resettlement in this Subpr No. of Scale of Project Coverage Main Resettlement Impact monitoring and The Resettlement oject Project Conditions the land belongs to the village collective, ownership belongs to the collective, no there is no affected people. affected people. No.5 pump station acquired 6.5644mu collective land of Xinhe village in Liyingzi town permanently, affected 8 households with 35 people; acquired 12.9075 mu land temporarily, no affected people. Land acquisition started The No.5 pump station in June 2015, contract was signed in Permanent collective land acquisition of will permanent acquire August (No.4 pump station) and in Xinhe village in Liyingzi town is 6.5644 the land area of 6.5644 January 2016 (No.5 pump station), and a No.5 pump station mu, affected 8 households with 35 people, mu and will temporary total of 0.59 million yuan including and the temporary land acquisition is acquire the land area of compensation for land and young crop 12.9075 mu, with no affected people. 12.9075mu. was paid; all compensation fee has been distributed to APs. The No.4 & 5 sewage pump ascension station have been accomplished and put into operation. The total length of the sewage pipe is 55km and 33 km has been paved. 2 the construction of A total of 149 households and 489 By the end of this monitoring, Bagongshan Bagongshan urban persons will be affected including 39.95 ditch subproject has acquired 124.17 mu water channel will mu collective cultivate land, affected 135 land (95.29 mu state-owned land, 28.88 acquire 255.02 mu land, households with 434 people; acquired mu collective land), affect 163 households Urban including 39.95 mu 6.66 mu water area (including 2.2425 mu with 491 people; demolished houses for water collective cultivate land; of Qianhuai village collective, 0.0165 mu 2461.65 m2, with 20 households with 71 syste 2.1 Bagongsh 7.52km acquired 6.66 mu water of Yangjiadi community, 1.0815 mu of people, 6 households of the affected HHs m an ditch area; acquired 17.46 mu Shengxiang village, 1.3305 mu of chose property exchange; 121.83 m2 improv collective construction Bijiagang village, and 0.321 mu of temporary construction has been ement land; acquired 118.72 Bijiagang street village collective and demolished, without affected people. By mu collective unused 1.668 mu of Xinzhuangzi street village the end of June 2019, the government of land; acquired 34.11 mu collective), with no affect people; acquired district had signed the contract with the state-owned 17.46 mu collective construction land, with people affected by house demolition.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Content The Impact of the Resettlement in this Subpr No. of Scale of Project Coverage Main Resettlement Impact monitoring and The Resettlement oject Project Conditions construction land; no affected people; acquired 118.72 mu Totally 3.90 million yuan had been paid for acquired 38.12 mu collective unused land, with no affected LA and HD. The compensation for the state-owned unused people; acquired 34.11 mu state-owned finished HD work has been paid to the land; and the HD area is construction land, with no affect people; affected person. 1850.96 m2. acquired 38.12 mu state-owned unused land, with no affected people; and the HD area is 1850.96 m2, affect 14 household with 55 people. Land acquisition and house demolition Up to this monitoring, construction of involve Laishan village, Menggang village, Xiejiaji ditch has acquired 105.79 mu Xinhe village, Hedong community, collective land, 102 households with 363 the construction of Jianshe community of Liyingzi town; people, including 23.36 mu land of Xiejiaji urban water Lianhua village of Tangshan town; Laishan village, 21.76 mu of Xinhe village, channel will acquire Honglun community of Xiejiaji street; and 21.83 mu of Menggang village, 6.6 mu of 170.46 mu land, Kantan village of Pingsha street. There Shangan village (including temporary including 73.15 mu are in total of 267 households with 725 occupation of land for 1.05 mu) and 30.29 collective cultivate land; persons in total will be affected. the mu of Niandian village, a total of 7.55 acquired 24.8 mu detailed information are as following: Xiejiaji million yuan for land compensation has 7.16km collective construction 73.15 mu collective cultivate land, affected ditch been paid to the affected people; land; and acquired 27 households with 126 people; acquired completed of house demotion area for 72.51 mu state-owned 24.8 mu collective construction land, with 7936.45 m2, 133 HHs with 479 people construction land; and no affected people; and acquired 72.51 affected, among which, 106 households the HD area is 11927.08 mu state-owned construction land which is who choose property exchange. Besides, m2; the demolished belonging to Xiejiaji government no with completed commercial shops area for shop area is 8184.29 no affected people; and the HD area is 7722.44m2, with 40HHs with 48 people m2. 11927.08 m2, affect 136 household with affected, a total of 20.27 million yuan for 473 people, the demolished shop area is house compensation has been paid to the 8184.29 m2, affect 104 household with affected people 126 people. Donghua the construction of A total of 19 households with 60 persons By the end of this monitoring, Donghua flood 8.86km Donghua urban water will be affected. According to the final ditch subproject has acquired 127.16 mu channel channel will acquire design and detailed field survey, the cultivated land (6.98 mu of Caozui

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Content The Impact of the Resettlement in this Subpr No. of Scale of Project Coverage Main Resettlement Impact monitoring and The Resettlement oject Project Conditions 190.80 mu land, construction of Donghua urban water community, 59.3 mu of Yaonan including 10.46 mu channel will acquire 10.46 mu collective community, 5.54 mu of Yaobei village, collective cultivate land; cultivate land belonging to reserved land 2.26 mu of Dongshan community, 16.24 acquired 42.38 mu of Ancheng community, so there is no mu of Quanshan community, 34.25 mu of water area; acquired affect people; acquired 42.38 mu water Ancheng community, 2.68 mu of Xiachen 8.53 mu state-owned area (including 11.02 mu of Yaobei village community), affect 177 households with construction land; and collective, 8.58 mu of Yaonan community, 565 people; demolished houses for the HD area is 6640 m2; 4.81 mu of Caozu community, 17.49 mu of 5056.5 m2, with 21 households with 73 the demolished shop Ancheng community, and 0.48 mu of Xuyu people. The LA and HD work started in area is 100.37 m2, community), with no affect people; January 2017. By the end of June 2019, acquired 8.53 mu state-owned district government signed compensation construction land, with no affect people; agreement with 198 affected households and the HD area is 6640 m2, affect 17 with compensation of 30.94 million yuan. household with 56 people, the demolished And all compensation has been paid to shop area is 100.37 m2, affect 2 APs. household with 4 people. the construction of Old The construction of Old Longwang urban By the end of this monitoring, Old Longwang urban water water channel will affected 3 households Longwang ditch subproject has acquired channel will acquire with 6 persons in total, and will acquire collective land for 56.34 mu (including 151.96 mu land, 5.23 mu collective cultivate land (including cultivated land in Linwang Village for including 5.23 mu 0.33 mu of Zhaodian community, 1.86 mu 41.20 mu and cultivated land in Lutang collective cultivate land; of Yaobei community, 3.04 mu of Caozu Village for 15.13 mu), affect 197 acquired 104.25 mu community, all these land are the reserved households with 628 people. The land Old water area; acquired land of the villages), so there is no affect acquisition work began in 2018 and the Longwan 8.04km 14.37 mu collective people; acquired 104.25 mu water area affected village signed the land g ditch unused land; and (including 37.68 mu of Zhaodian compensation contract with the affected acquired 28.1 mu state- community, 18.04 mu of Yaobei village people, with a total of 8.55 million yuan owned construction collective, 18.85 mu of Caozu community, had been paid to the APs. On the other land; and the temporary 0.57 mu of Yaonan community, and 29.11 hand, the construction of Old Longwang simple room HD area is mu of Linwang village collective), with no ditch subproject has demolished houses 40 m2; the demolished affect people; acquired 14.37 mu for 2353 m2, affected 5 households with 20 shop area is 100 m2. collective unused land, the land belonging people; HD work has started in January

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Content The Impact of the Resettlement in this Subpr No. of Scale of Project Coverage Main Resettlement Impact monitoring and The Resettlement oject Project Conditions to Linwang village committee, so with no 2017. By the end of June 2019, district affect people; and acquired 28.1 mu state- government signed compensation owned construction land, without affected agreement with 5 affected households, a people; and the temporary simple room total of 14.36 million yuan for house HD area is 40 m2, affect 2 household with compensation has been paid to affected 4 people, the demolished shop area is 100 people. m2, affect 1 household with 2 people.

Longwan g ditch The subproject has The subproject has The subproject has been canceled. water been canceled. been canceled. system The subproject has been canceled.

According to the DMS, the construction of By the end of this monitoring, Longwang Longwang flood diversion channel will flood diversion ditch subproject has The construction of affected in total of 87 households with 233 acquired 149.04 mu cultivated land, Longwang flood people and will acquire 171.92 mu affected 81 households with 189 people, diversion channel will collective cultivate land (25.82 mu of totally 9.09 million yuan has been paid to acquire 479.55 mu land, Linxiang village, affect 18 households with the APs; demolished houses for 2605.90 including 171.92 mu 48 people; 55.42 mu of Gongji village, m2, affect 33 households with 114 people; Longwan collective cultivate land; affect 29 households with 67 people; 85 shop demolition with an area of 809.71 m2 g flood Acquired 42.78 mu mu of Liuzhen village, affect 23 11.72 km has been finished, affect 2 households diversion water area; acquired households with 62 people; 5.68 mu with 9 people. The LA and HD work ditch 259.42 mu state-owned collective land of Tiandong community, started in January 2017. By the end of construction land; without affected people), affect 70 December 2018, district government acquired 5.43 mu state- households with 177 people. Acquired signed compensation agreement with the owned unused land, and 42.78 mu water area (including 35 mu of affected households with compensation the HD area is 9726.45 Liuzhen village, with no affect people; 7.78 for house demolition of 14.59 million yuan. m2. mu of collective water area of Tiandong And all compensation has been paid to community, with no affect people), and APs. The remaining parts of LA and HD with no affect people; acquired 259.42 mu

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Content The Impact of the Resettlement in this Subpr No. of Scale of Project Coverage Main Resettlement Impact monitoring and The Resettlement oject Project Conditions state-owned construction land, with no work are being further negotiated with the affect people; acquired 5.43 mu state- affected people. owned unused land, and the HD area is 9726.45 m2, affect 17 households with 56 people. Embankm ent of The subproject has The subproject has The subproject has been canceled. The subproject has been canceled. Gaotang been canceled. been canceled. Lake New constructi on of four pump The subproject has The subproject has The subproject has been canceled. The subproject has been canceled. stations been canceled. been canceled. along improv Gaotang e the Lake flood According to the final design and detailed Up to this monitoring, the area of the 2.2 control field survey, the construction of Dajian collective cultivated land in the Chenying Acquired 3.86 mu faciliti ditch pump station will affect 2 households village, Luohe Town, Datong District, collective cultivate land es with 4 people, including 3.86 mu collective Dajian ditch pump station is 16.58 mu, of Chenying village in cultivate land of Chenying village in Luohe including 3.86 mu collective cultivated Luohe town of Datong Dajian town of Datong district, affect 1 household land of affected farmers, affecting 1 district; acquired 18.1 ditch with 3 people; acquired 18.1 mu water household with 3 persons; 12.72 mu / mu water area of pump area of Yuyeshe state-owned farm village collective cultivated land, without Yuyeshe state-owned station (belonging to State Asset Management affected people; And the HD area is farm (belonging to State Commission) and the HD area is 258.54 258.54 m2, affect 1 households with 1 Asset Management m2, affect 1 household with 1 people. The person. The LA & HD work has been Commission) and the demolished house does not belong to the completed in the construction of the HD area is 258.54 m2 residential house, it is the house that is subproject of Dajiangou pump station. used to put the tools.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Content The Impact of the Resettlement in this Subpr No. of Scale of Project Coverage Main Resettlement Impact monitoring and The Resettlement oject Project Conditions Longhu pump / 1.7 mu, ,43.2m3 /s No resettlement impact No LA and HD impacts. station According to the final design and detailed Up to this monitoring, Shijianhu pump DMS and interview with the director of station has acquired 21.05 mu cultivated Acquired 3 mu Shitoubu village, Shijianhu pump station land of Shitoubu village in Ancheng town contracted cultivate land land acquisition affected 3 households of Tianjiaan district, 34 households with of individual farmers of with 14 people, including 3mu contract 216 people have been affected; acquired Shitoubu village in land of farmers of Shitoubu village in 5.70 mu collective land of Shitoubu village Shijianhu Ancheng town in Tianjiaan district Ancheng town, affected 3 of Ancheng town, 33 households with 204 pump / Tianjia’an district; households with 14 people; acquires people have been affected. At present, the station acquired 18.45 mu 18.31mu Shitoubu village collective water land acquisition and HD work of Shijianhu collective water area of area of Ancheng town in Tianjiaan district, Pump station has been finished, and all Shitoubu village in without affected people. The land compensations have been paid to APs Ancheng town in acquisition compensation agreement has with total amount of 2.25 million yuan. No Tianjia’an district. been signed and all compensation fee has complaints have been found during this been distributed to affected people. period of monitoring. Urban By the end of this monitoring, construction of lake The HD and LA involved Dongshan the improvement of urban lakes (the improvem community, Zhaodian community, entrance) has acquired 433.60 mu land there are in total of ent of Shanghu community of Shungeng town, (including Shanghu Community for 38.46 mu, 413.33 mu land has Urban Longhu, Xindong community, Shangguo Zhaodian Community for 42.55 mu, been acquired in the Lake Shijianhu, community of Zhouying village, Gongji Genghuang Village for 15.01 mu and project of improvement Enviro Dajianggo village, Tiandong community of Luohe Dongshan Village for 62.41 mu, Gongji Village of urban leaks including 2.3 nment u Lake town, the detiled information are as for 46.08 mu, Tiandong Community for 11.15 126.22 mu collective Impro and following: 126.22 mu collective cultivate mu, Xindong community for 112.65 mu and cultivate land; acquired vemen Caoling land, affected 28 households with 99 Shangguo community for 105.29 mu), 205 287.11 mu collective t Lake people, acquired 287.11 mu collective households with 763 people has been water area; total HD including water area, affected 20 households with affected, a total of 26.02 million yuan for land area is 4211.28 m2, dredging, 69 people; total HD area is 4211.28 m2, compensation has been paid to affected ecological affected 25 households with 80 people. people; demolished house for 3144.71 m2, 7 restoratio households with 18 people will be affected, of

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Content The Impact of the Resettlement in this Subpr No. of Scale of Project Coverage Main Resettlement Impact monitoring and The Resettlement oject Project Conditions n, which, 4 households choose monetary ecological compensation, 3 households choose property embankm exchange, a total of 0.92 million yuan for ent and house compensation has been paid to water affected people. purificatio n structure. Data Source: Huainan PMO (July 2019)

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Figure 1-1: Scope of Proposed Project

Figure 1-2: Location of Proposed Project

1.5 Independent External Monitoring for Involuntary Resettlement

According to ADB’s policies, Huainan PMO will hire qualified and independent agency experienced in ADB-financed projects as the external M&E agency. The external M&E staff should: (1) Have participated in similar tasks, have rich experience in socioeconomic survey, and understand ADB’s policy on involuntary resettlement, and the state and local regulations and policies on resettlement;

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

(2) Be able to conduct socioeconomic survey independently, have good communication skills; and (3) Include a certain percentage of females. The external M&E agency will conduct follow-up M&E of resettlement activities periodically, monitor resettlement progress, quality and funding, and give advice. It shall also conduct follow-up monitoring of the APs’ production level and living standard and submit M&E reports to Huainan PMO and ADB. Independent external monitoring for involuntary resettlement is undertaken by Xinjiang Linshuishe Engineering Technical Consulting Company.

1.5.1 The Scope of Monitoring and Evaluation

This monitoring content will cover the project progress and resettlement situation from January 31, 2019 to July 31, 2019. The under construction components including: (i) the construction of Longhu pump station; (ii) the installation of the pipeline from the east to the west; (iii) the construction of Shiyaowan pump station, No.4 pump station, No.5 pump station; (iv) Shijianhu pump station; (v) Dajian ditch pump station, (vi)Bagongshan ditch; (vii) Xiejiaji ditch; (viii) Donghua flood ditch; (ix) Old Longwang ditch; (x) Longwang flood diversion channel; (xi) Urban lake environment improvement (the entrance). During this monitoring, it was indicated that one component of the newly added subproject of the scope change has been commenced construction, (1) sewage pipe reconstruct/upgrading component in Huainan urban area. Due to the construction of the pipelines will be paved along the existing roads or river, in such, no LA or HD will be involved. This monitoring has monitored and evaluated the constructed project, to learn about the change quantity of HD and LA and the payment of the compensation and the standards of compensation, and also learn about the progress of HD and LA resettlement.

1.5.2 Steps of Monitoring and Evaluation

 Prepare resettlement monitoring and evaluation Work Plan  Design sampling program  Establish monitoring and evaluation information system  Understand progress of land acquisition, house demolition and resettlement activities  Understand variation of the physical quantity with land acquisition, house demolition and resettlement, and the variation of the compensation standards, and compensation funds payment;  Conduct site surveys and interviews  Collate information and develop database

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

 Conduct comparative analysis and assessment  Prepare monitoring and evaluation report

1.5.3 Contents of Monitoring and Evaluation

(1) This Monitoring and Evaluation The external M&E agency will conduct a tracking survey of the affected villages and village groups affected by land acquisition to obtain data on the monitored APs’ production level and living standard and make comparison with the last data. The production level and living standard survey will be conducted semiannually to track variations of the APs’ production level and living standard. Survey methods include follow-up survey of typical samples (sample size: 20% of the households affected by land acquisition, to be sampled randomly; 30% of the affected village groups), random interview and field observation to acquire necessary information. Statistical analysis and an evaluation will be made on this basis. (2) Periodical Monitoring and Evaluation During implementation of the RP, the external M&E agency will conduct periodic follow- up resettlement monitoring semiannually through field observation, sample survey and random interview to monitor:  Payment and amount of compensation;  Preparation of the resettlement site and adequacy;  House rebuilding (rural and urban);  Relocation of the APs;  Compensation and resettlement of shops;  Training programs;  Support for vulnerable groups;  Restoration and rebuilding of infrastructure and special facilities;  Production resettlement and restoration of APs;  Employment of APs (temporary or permanent)  Compensation for lost assets;  Compensation for lost working hours;  Transition subsidy;  Timetables of the above activities (applicable at any time);  Resettlement organization;  Use of compensation fees for collective land and income of APs;  Income growth of labor through employment; and  If APs have been benefited from the Project (3) Public consultation and participation

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

The external monitoring agency will attend public consultation meetings held during resettlement implementation to evaluate the effectiveness of public participation. (4) Grievance redress The external monitoring agency will visit the affected villages periodically and inquire the town governments and implementing agencies that accept grievances about how grievances have been handled. It will also meet complainants and propose corrective measures and advice for existing issues so as to make the resettlement process more effectively. Independent external monitoring and evaluation agency monitors the resettlement activities of the project based on the project specific implementation progress. APs’ resettlement and income recovery situation would be tracked. A final assessment would be made after the entire project completed. According to the resettlement plan, this project has impacts in land acquisition, house demolition, temporarily land occupation and some ground attachments compensation. Therefore, monitoring for this project mainly focuses on the following aspects.  project implementation progress  Sampling of the affected households for analysis of income and expenditure  Comments and suggestions from APs  Institutional organizational and capacity building  Internal resettlement supervision  public participation and effectiveness  grievances and complaints

1.5.4 Methods for Monitoring and Evaluation

From July 14 to July 20, 2019, with assistant of Huainan PMO, project-related units and communities and the district, town ,village committee, and communities, an external monitoring team from Xinjiang Linshuishe engineering technical consulting company conducted the seventh field investigation was carried from July 14 to July 20, 2019, for monitoring and evaluation on land acquisition and house demolition, and meanwhile interviewed the relevant departments, to understand the progress of the project implementation, land acquisition and resettlement and the actual change and so on. According to the arrangements for monitoring task, the following methods were applied in monitoring and evaluation：

Agency interview: Interviewed the project IA and resettlement implementation units at all levels, through field visits to the resettlement implementation agencies, to understand comprehensive information on the implementation of resettlement, and understand the main resettlement activities and progress during the reporting period, and the major issues in

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report implementation period and the way to solve the problems and the work capacity of resettlement agencies. Workshop: External monitoring and evaluation staffs held workshops with the representatives from the communities where affected population concentrated, to collect the following key information: resettlement compensation funds payment status, APs rehabilitation and employment status, changes of community production and living environment, information disclosure, public participation and consultation, grievance and complaints and the ways to solve problems, APs comments and suggestions on resettlement implementation. Household survey： External monitoring and evaluation staffs went to the APs house to interviews them face to face, to understand the resettlement implementation process. Household interviews mainly focus on affected households social and economic situation, the implementation of immigration policies, compensation standards and payment in all types, the production and resettlement status, information disclosure, public participation and consultation, protection of vulnerable groups, grievance and appeals and the ways to solve problems. Information review： Collect and review documents, agreements, statistical reports, data and other special investigations which related to land acquisition and resettlement implementation activities. Typical case study: For issues which need investigation and research, the typical representative of the affected area and affected objects (such as Director of house demolition office, heads of affected households, women, typically minorities, vulnerable groups, etc.) will be deeply studied, and the ways to solve these issues would be proposed via analysis and study the firsthand interviews data. Site observation: to understand resettlement implementation measures, progress, results via introduction of resettlement implementing agencies in different levels and find existing and potential issues. Monitoring Survey: In order to keep track of the changes of production and living standards of affected families before and after the project, external monitoring staffs conducted external monitoring survey for the AHs.

1.5.5 Schedule of Monitoring and Evaluation

The main external monitoring contents and schedule are shown in Table 1-4. Table 1-4: External Monitoring and Evaluation Contents and Schedule

Time Items Content

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

To understand basic project information, preliminary design Meeting with Huainan reports, project feasibility report, actual implementation July 15 ADB Project PMO progress, engineering adjustment programs and approval of land use for the construction, PMO organization

To understand the setting of organization and responsibility allocation, overview of project, progress and impacts. To coordinate the assignment of personnel for the first Meeting with PMO, and monitoring survey, to further understand and collection other related resettlement information including the preliminary design reports, project July 15 to implementation agencies, feasibility report, the project actual implementation progress, 16 and external resettlement engineering adjustment programs and land use approval monitoring kick-off documents, PMO organization, conducted project kick-off meeting meeting and mobilization of all the relevant departments and staff. Collection information of distribution of affected families, and type and extent of impact by the project.

To understand complaints of APs in project area, and the Interview and production and livelihood, conducted household survey for July 17 to questionnaire survey of affected people, conducted workshops in both village and 18 the APs; analysis of community to understand views of the villagers to the project. related materials The current project construction progress is understood through the field survey.

Meeting with Huainan Discussion with Huainan PMO on follow-up inputs, provision July 19 PMO and related of suggestion on the follow-up work, such as pay close responsible agencies attention to the production and livelihood of APs.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

2. Project Progress 2.1 Overview of the Project In order to improve flood control and drainage capacity in north Shungeng hill of Huainan, Huainan Municipal Government applied for ADB loan in August 2011 to rehabilitate the urban water systems with the support of national and provincial DRCs. The municipal government established “the special leading group for the Huainan Urban Water Systems Integrated Rehabilitation Project” in Feb.18, 2012, with the project PMO within Huainan DRC. Approved by the State Council on March 2, 2012, this project was included in the list of candidate projects for ADB financing in 2012-2014. Currently, the Planning, EIA, Energy Saving Examination, Soil and Water Conservation Scheme, Permission Notes for Location, the Land-use Preliminary Examination Opinions, Feasibility Study Report and Fund Application Report have been approved. The Preliminary Design has passed by expert appraisal. The ADB and Huainan Municipal Government have signed the Loan Agreement and the Project Agreement in December 2013. 150 million dollars of ADB loans has come into effect on February 24, 2014, ending in March 2019. As of December 2016, surplus funds in present period of about CNY 130 million, a total of the surplus funds is CNY 505 million, the surplus funds is large, in order to reasonable use of loan funds, to further improve the water environment management of the Huainan city, thus initiated the ADB loan project of Huainan urban water system integrated rehabilitation project for interim adjustment of newly added subproject, interim adjustment scope of the newly added project is not only located in the urban area of Huainan city, but radiation to the district and county within the jurisdiction. Therefore, the PMO applied to the ADB for a two- year extension of the project. According to the schedule, the project will be completed in October 2021. 2.2 Project Progress

2.2.1 the Progress of the Commenced Projects

By the end of this reporting period, in total of 10 civil work contracts have been awarded, they are (i) Longhu pump station, (ii) installation of sewers in the existing eastern and western urban area; (iii) Shiyaowan pump station, No.4 and No.5 pump station, (vi) Shijian hu pump station, (v) Dajian ditch pump station, (vi) Bagongshan ditch , (vii) Xiejiaji ditch, (viii) Donghua flood ditch, (ix) Old Longwnang ditch, (x) Longwang flood diversion ditch；(xi) Urban lake environment improvement (the entrance), (xii) Sewage pipe reconstruct/upgrading component in Huainan urban area (Newly added Component). 1. Installation of sewers in the existing eastern urban area and Shiyaowan pump station subproject：

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

The equipment purchase contract of Shiyaowan pump station was signed on May 18, 2015. The total amount of equipment procurement is CNY 2.18 million. The equipment had been purchased, installed and put into use on April 18, 2017. USD 0.291 million had been withdrawn, which was equivalent to CNY 1.945 million. Installation of existing eastern urban area: The contract was signed on April 14, 2015. The project invested CNY 76.93 million (the provisional sum was CNY 8.68 million) and lay sewage pipe network for 59.9 km, the construction period was 36 months. It had been completed on December 15, 2018. The project had completed an investment of CNY 63 million, and the withdrawal had reached USD 5.97 million, which was equivalent to CNY 39.23 million . 2. Installation of sewers in the existing western urban area and No.4 and No.5 pump station subproject： The equipment procurement contract of No.4 and No.5 pump station was signed on August 20, 2015. The total amount of equipment procurement is CNY 3.95 million. The equipment had been purchased, installed and put into use on May 27, 2017. The withdrawal had reached USD 0.605 million, equivalent to CNY 3.907 million. Installation of existing western urban area: civil engineering contract was signed on April 14, 2015. The project invested CNY 68.37 million (the provisional sum was CNY 7.04 million) and lay sewage pipe network 57.8km, the construction period was 36 months. By the end of this report, the laying pipeline network was 43.35 km. The project had completed investment of CNY 44 million, the withdrawal had reached USD 3.53 million, equivalent to CNY 23.07 million. 3. Expansion of Longhu pump station subproject: This monitoring found that the equipment package contract was signed on Dec 5, 2014. The total amount of equipment procurement is CNY 11.96 million. The equipment had been purchased, installed and put into use in June 2016. the withdrawal had reached USD 1.67 million, equivalent to CNY 11.33 million. Longhu pump station civil work: the contract was signed on February 11, 2015. The project invested CNY 19.75 million (the provisional sum was CNY 2.6 million) and completed on May 30, 2017. The project had completed investment of CNY 17 million, the withdrawal had reached USD 1.64 million, equivalent to CNY 10.78 million. 4. Shijianhu pump station: According to this monitoring, the contract of Shijianhu pump station civil work was signed on September 29, 2016. The project invested CNY 17.19 million (the provisional sum was CNY 2 million) and the construction period was 13 months. By the end of this report, the construction of the pump station has completed, the project had completed investment of CNY 15 million, the withdrawal had reached USD 1.19 million, equivalent to CNY 7.83 million.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Shijianhu pump station equipment package. The contract was signed on September 27, 2016. The total amount of equipment procurement is CNY 7.94 million. At present, The equipment had been purchased, installed and put into use. the withdrawal had reached USD 0.88 million, equivalent to CNY 5.94 million. 5. Dajian ditch pump station: According to this monitoring, the contract of Dajian ditch pump station civil work was signed on September 29, 2016. The project invested CNY 13.45 million (the provisional sum was 1.40 million) and the construction period was 13 months. By the end of this report, the construction of the pump station had been completed. The project had completed investment of CNY 12 million, the withdrawal had reached USD 0.79 million, equivalent to CNY 5.18 million. Dajian ditch pump station equipment package. The contract was signed on September 27, 2016. The total amount of equipment procurement is CNY 7.65 million. At present, the equipment had been purchased, installed and put into use. The withdrawal had reached USD 0.94 million, equivalent to CNY 6.49 million. 6. Longwang flood diversion ditch: According to this monitoring, the contract of Longwang flood diversion channel civil work was signed on November 18, 2016. The project invested CNY 83.93 million (the provisional sum was CNY 10 million) and the construction period was 18 months. The total length of the project was 9.202 km, the excavation of the channel was 4.77 km and the prefabricated box culvert was 4.432 km. By the end of this report, the project had completed the construction of 3.43 km of new box culverts (including built box culverts of 690 m); new open channels were 4.691 km; a full range of greening project had been completed. The project had completed investment of CNY 70 million, the withdrawal had reached USD 5.24 million, equivalent to CNY 34.89 million. 7. Old Longwang ditch: By the end of this monitoring, the contract of Old Longwang ditch civil work was signed on December 27, 2016. The project invested CNY 20.35 million (the provisional sum was CNY 1.85 million) and the construction period was 18 months. The total length of the project was 8.075 km, the excavation of the open channel was 1.15 km and the prefabricated box culvert was 0.772 km. By the end of this report, 0.934 km new box culvert had been built. 1.35 km sewage pipeline construction had been completed, 2.5 km slope and bank protection of open channels had been completed, and current box culvert dredged 4.18 km. The project had completed investment of CNY 17.5 million, the withdrawal had reached USD 1.43 million, equivalent to CNY 9.43 million. 8. Donghua flood ditch: By the end of this monitoring, the contract of Donghua flood channel civil work was

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report signed on November 15, 2016. The project invested CNY 26.20 million (the provisional sum was CNY 5 million) and the construction period was 16 months. The total length of the project was 9.142 km, the excavation of the open channel was 1.636 km and the prefabricated box culvert was 0.872 km. By the end of this report, newly built box culvert of 0.876 km and earthwork backfilling had been completed; the bilateral sides of the university of science and engineering, slop protection pavement and new open channel of Xinyi community had been completed. CNY 21 million had been invested in the project, the withdrawal had reimbursed USD 1.69 million, equivalent to CNY 11.27 million. 9. Bagongshan ditch: The contract of Bagongshan ditch civil work was signed on March 22, 2017. The project invested CNY 33.09 million (the provisional sum was CNY 5.77 million) and the construction period was 18 months. The total length of the ditch of the project was 7.687 km, the open channel was 4.749 km, the new reinforced concrete box culvert was 0.241 km. By the end of this report, dredging the whole section of ditch was completed, 6 km open channel treatment and 8.7 km sewage pipeline pavement has completed. CNY 27 million had been invested in the project, the withdrawal has reimbursed USD 1.95 million, equivalent to CNY 12.95 million. 10. Xiejiaji ditch: The contract of the civil work of Xiejiaji ditch was signed on July 5, 2017. The project investment is CNY 30.6 million (the provisional sum was CNY 5.6 million) and the construction period was 18 months. The total length of the ditch was 7.112 km, the newly built box culvert is 0.069 km, the demolished and reconstructed box culvert contains 1.386 km and reconstructed open channel 4.974 km. By the end of this report, 1.226 km dredging, 4.4 km leveling earthwork, 2.75 km sewage pipeline had been completed, 45000 m2 bottom mud shipped out, 100000 m2 earthwork outward transport,130000 m2 earthwork digging out, 150000 m2 earthwork backfilling and the dredging, reconstruction had been completed. 0. 878 km dredging of the box culvert, 0.69 km dredging of the Laomashan box culvert (totally 0. 671 km) and 25000 m2 ecological slope protection had been completed as well as 0.11 km box culvert had been built. CNY 16 million had been invested in the project, the withdrawal had reimbursed USD 0.94 million, equivalent to CNY6.32 million 11. Urban lake environment improvement (the entrance): The contract of the civil work of urban lake environment improvement was signed on December 20, 2017. The project investment was CNY 41.2 million (the provisional sum was CNY 7.8 million) and the construction period was 18 months. The improvement of urban lake environment includes six estuaries of Long Lake, Shijian Lake, Dajian Ditch and Caoling Lake. Shijian Lake SW1 is located in Tianjia’an district, covers an area of 75106 m2; Shijian Lake SW2 is located in Tianjia’an district, covers an area of 70244 m2; Shijian Lake SW3 is located in Xiejiaji district, covers an area of 37870 m2; Caoling Lake CW is located in

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Tianjia’an district, covers an area of 92110 m2; Dajian Ditch DW is located in Datong district, covers an area of 38200 m2; Long Lake LW is located in Tianjia’an district, covers an area of 50128 m2, with a total area of 363652 m2. By the end of this report, the entrance of Long Lake had improved; the entrance of Dajiangou Ditch completed the subsurface flow wetland and aquatic plants pound had been completed, sedimentation pond completed 30%, management room completed 80%. Completed the project investment of CNY 20 million, the withdrawal had reimbursed USD 0.73 million, equivalent to CNY 4.76 million. 12. Sewage pipe reconstruct/upgrading component in Huainan urban area (Newly added Component): 1). Dingshan road: construction started on April 24, 2019, concrete pipeline laying of K0+000-K0+447 was completed, there are 13 main inspection wells; the asphalt pavement restoration was completed on July 4, 2019. 2). Caixinnan road: construction started on May 24, 2019, K0+248-K0+489 solid wall HDPE at the intersection of Caixinnan road and the in Xieli road section as well as the pipe d600 have been weld and not pulled in, the length is 41.3m. K0+098-K0+248 solid wall HDPE at the Caixinnan road on the south side of Shijianhuxi road as well as the pipe have been pulled in, the working well was not completed, there are 11 main inspection wells. K0+489- K0+493 of Caixinnan road and current inspection well of Xieli road were not installed pipelines, which were 28.2m of d500 pipe. 3). Dongshan street: construction started on June 30, 2019, there are 13 main inspection wells; the inspection well from sewage -7 to sewage -9 have been constructed, installation and laying of culvert pipe and backfilling of pipe trench. 4). Tiesanchu courtyard road: the sewage pipeline started on July 8, 2019, there are 13 main inspection wells; PE drainage pipe between sewage -1 and sewage -17 have been pulled in. 5). Binguan road: construction started on July 12, 2019, there are 17 main inspection wells; from sewage -17 to sewage -7 have been drilled to 500-600, basically have the condition of pulling d500 PE drainage pipe. 6). Branch14 street: construction started on July 20, 2019, there are 11 main inspection wells; from sewage -11 to sewage -8 have been excavated, d500 concrete culvert installation and laying. The detailed information can be seen in Table 2-1.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Table 2-1: Contents of Ongoing Subproject

No. Subproject Progress during last monitoring Progress in this monitoring Eastern area sewage Up to now, the project is progressing smoothly. 71.13 km of pipe network Up to now, the project is progressing smoothly. 71.13 km of pipe pipe network was laid. network was laid. construction Shiyaowan sewage The Shiyaowan sewage pump accession station has been put into The Shiyaowan sewage pump accession station has been put pump station (civil operation. into operation. 1 work) Western sewage pipe Up to now, the pipeline pavement has completed 43.25km. Up to now, the pipeline pavement has completed 33.8km. network construction No.4 and No. 5 pump No.4 & No.5 sewage accession pump stations have been completed and No.4 & No.5 sewage accession pump stations have been station put into operation. completed and put into operation. Long lake pump The project invested 19.75 million CNY and completed on May 30, 2017. It was completed and put into use on May 30, 2017. 2 station (civil work) Up to now, the installation of the main pump and electrical specification Up to now, the construction of the pump station has been Shijianhu pump 3 have completed, the construction and decoration of the main and completed. station assistant powerhouse as well as the slope protection of the water outlet. Up to now, the installation of the main pump and electrical specification Up to now, the construction of the pump station has been Dajian ditch pump 4 have completed, the construction and decoration of the main and completed. station assistant powerhouse as well as the slope protection of the water outlet. Up to now, the open channels, culverts and retaining wall platforms have By the end of this report, the project had completed the Longwang flood completed construction of 3.43 km of new box culverts (including built box 5 diversion ditch culverts of 690 m); new open channels were 4.691 km; a full range of greening project had been completed.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Up to now, 0.5 km open channel has been dug and 0.934 km box culvert By the end of this report, 0.934 km new box culvert had been built. has been built. 1.35 km sewage pipeline construction had been completed, 2.5 6 Old Longwang ditch km slope and bank protection of open channels had been completed, and current box culvert dredged 4.18 km. Up to now, 2.2 km open channel has been dug and percast 860 meters By the end of this report, newly built box culvert of 0.876 km and box culvert. earthwork backfilling had been completed; the bilateral sides of 7 Donghua ditch the university of science and engineering, slop protection pavement and new open channel of Xinyi community had been completed. Up to now, 5.8 km retaining wall (open channel), 8.8 km sewage pipeline By the end of this report, dredging the whole section of ditch was 8 Bagongshan ditch (sewage pipe) and 7.69 km dredging has completed. completed, 6 km open channel treatment and 8.7 km sewage pipeline pavement has completed. Up to now, 1226 meters dredging, 2500 meters leveling earthwork, 2750 By the end of this report, 1.226 km dredging, 4.4 km leveling meters sewage pipeline have completed, 15000 m2 bottom mud shipped earthwork, 2.75 km sewage pipeline had been completed, 45000 out, 75000 m2 earthwork outward transport, 55000 m2 earthwork m2 bottom mud shipped out, 100000 m2 earthwork outward backfilling and three hydraulic drops have completed. In the meantime, transport,130000 m2 earthwork digging out, 150000 m2 earthwork 9 Xiejiaji ditch 878 meters dredging of the box culvert, 130 meters dredging of the backfilling and the dredging, reconstruction had been completed. Laomashan box culvert (totally 671 meters), 2000 m2 ecological slope 0. 878 km dredging of the box culvert, 0.69 km dredging of the protection and 80 meters box culvert have completed. Laomashan box culvert (totally 0. 671 km) and 25000 m2 ecological slope protection had been completed as well as 0.11 km box culvert had been built. The contract of the civil work of urban lake environment improvement was By the end of this report, the entrance of Long Lake had improved; Urban lake signed on December 20, 2017. The project investment is CNY 41.2 the entrance of Dajiangou Ditch completed the subsurface flow environment 10 million and the construction period is 18 months. The improvement of wetland and aquatic plants pound had been completed, improvement (the urban lake environment includes six estuaries of Long Lake, Shijian Lake, sedimentation pond completed 30%, management room entrance) Dajian Ditch and Caoling Lake. Shijian Lake SW1 is located in Tianjia’an completed 80%.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

district, covers and area of 75106 m2; Shijian Lake SW2 is located in Tianjia’an district, covers and area of 70244 m2; Shijian Lake SW3 is located in Xiejiaji district, covers and area of 37870 m2; Caoling Lake CW is located in Tianjia’an district, covers an area of 92110 m2; Dajian Ditch DW is located in Datong district, covers an area of 38200 m2; Long Lake LW is located in Tianjia’an district, covers and area of 50128 m2, with a total area of 363652 m2. So far, the entrance of Long Lake has completed aeration pond, ecological pond dredging, sawtooth overflow weir, sedimentation pond and dam construction as well as 1# overflow weir concrete, empty box retaining wall concrete structure, hydraulic dam concrete structure construction and equipment installation; concrete retaining wall construction in the west side, B dam road structure layer and asphalt surface layer completed 50%. The reinforced concrete foundation of the management room and the reinforcing bar of the first floor of the entrance of Dajian Ditch have been completed. The brick masonry construction of 1# subsurface flow wetland was completed, the brick masonry construction of 2# subsurface flow wetland was completed by 80%, the concrete shaft wall construction of the pump station together with the excavation of aeration pond earthwork were completed by 90% and the excavation of ecological pond earthwork was basically completed. CNY 7.5 million has been invested in the project.

The progress for the newly added subproject in Scope Change

Sewage pipe 1). Dingshan road: construction started on April 24, 2019, reconstruct/upgrading concrete pipeline laying of K0+000-K0+447 was completed, there 11 Not commence construction yet. component in are 13 main inspection wells; the asphalt pavement restoration Huainan urban area was completed on July 4, 2019.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

2). Caixinnan road: construction started on May 24, 2019, K0+248-K0+489 solid wall HDPE at the intersection of Caixinnan road and the in Xieli road section as well as the pipe d600 have been weld and not pulled in, the length is 41.3m. K0+098-K0+248 solid wall HDPE at the Caixinnan road on the south side of Shijianhuxi road as well as the pipe have been pulled in, the working well was not completed, there are 11 main inspection wells. K0+489-K0+493 of Caixinnan road and current inspection well of Xieli road were not installed pipelines, which were 28.2m of d500 pipe. 3). Dongshan street: construction started on June 30, 2019, there are 13 main inspection wells; the inspection well from sewage -7 to sewage -9 have been constructed, installation and laying of culvert pipe and backfilling of pipe trench. 4). Tiesanchu courtyard road: the sewage pipeline started on July 8, 2019, there are 13 main inspection wells; PE drainage pipe between sewage -1 and sewage -17 have been pulled in. 5). Binguan road: construction started on July 12, 2019, there are 17 main inspection wells; from sewage -17 to sewage -7 have been drilled to 500-600, basically have the condition of pulling d500 PE drainage pipe. 6). Branch14 street: construction started on July 20, 2019, there are 11 main inspection wells; from sewage -11 to sewage -8 have been excavated, d500 concrete culvert installation and laying. Data Sources: Huanan PMO and Implementation Agency. (July 2019)

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

2.3 Land Approval Table 2-2: The Construction Progress of the Constructed Project

No. Contract（Content of subproject） The completed time of land approval

1 Bagongshan ditch civil engineering Approved by April 19 2017

2 Xiejiaji ditch civil engineering Approved by April 19 2017

3 Donghua ditch civil engineering Approved by April 19 2017 Longwang water system civil 4 It has been cancelled engineering 5 Old Longwang ditch civil engineering Approved by April 19 2017 Longwang flood diversion ditch civil 6 Approved by December 30 2016 engineering Shijianhu pump station civil 7 Approved by December 30 2016 engineering Longhu pump station civil 8 State-owned land is not required engineering Dajiangou pump station civil 9 Approved by December 30 2016 engineering

The land approval materials for the interim adjustment of the newly added subproject content have been completed. However, due to the shortage of land indicators in Huainan city, the approval of the land indicators for the interim adjustment of the newly added subproject content has not been obtained, it has not been submitted to the provincial Department of Natural Resources. It is suggested that the Huainan PMO and the Department of Natural Resources and Planning Bureau cooperate to complete the land approval of the newly added subprojects in the interim adjustment as soon as possible.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

3. Project Impact and Resettlement Progress

3.1 Progress of the Land Acquisition, House Demolition and Resettlement The LA and resettlement of the project will affect Tianjiaan district (Shungeng town， Ancheng town, Quanshan subdistrict, Chaoyang subdistrict), Datong district (Datong street and Luohe town), Xiejiaji district (Liyingzi town, Tangshan town, Xiejiaji subdistrict, Pingshan subdistrict, Wanggangfeng town), Bagongshan district(Bagongshan town, Xinzhuangzi subdistrict, Shanwang town, Tubazi subdistrict and Bijiagang subdistrct), a total of 38 communities/villages in Huainan city. (1) Longhu pump station The Resettlement Plan for Longhu Pump Station expansion prepared during project preparation involves 4.38 mu state-owned construction land acquisition and 132 mu temporary land occupation, without affected people. While according to the final project design and the DMS, expansion project acquires 1.7mu state-owned construction land, without affected people, 2.68mu reduced compared to primary design, and 65.99 mu temporary land occupation, reduced by 66.01mu. The reasons are as following: (1) the design plan to use the original facilities to reduce the acquisition about 2.68 mu state-owned construction land; (2) the design optimized the original processing to avoid the temporary land acquisition; (3) increased 19.59 mu borrow area, 5.4 mu implement area, and 7.1 mu temporary place area. Due to the land occupied by Longhu Pump Station extension is state- owned construction land, Huainan city PMO and LRB has completed the approval and transfer procedures for state-owned land before the implementation of Longhu pump station subproject. (2) Installation of sewers in the existing western urban area and Shiyaowan pump station As for the construction of east area sewage pipelines, the construction will take up with pipeline jacking or along with the existing road. Therefore, the construction will cause no land acquisition or demolition impact. This monitoring found that, according to the final project design and the DMS, Shiyaowan pump station acquired 2.45 mu collective land of Yaobei village in Shungeng town permanently, affected 31 households with 129 people; and acquired 4.417 mu land temporarily with no affected people. Due to less preciseness of the design institute during the project feasibility study design stage, cause the error in land type and land area. The final amount of LA of Shiyaowan pump station was determined by the final project design and DMS, which is reduced for 0.55mu than the original RP. On Mar. 2015, PMO and

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report implement unit evaluated and measured the LA scope, the compensation standard for collective land is 68000 yuan/mu, add with the temporary land acquisition compensation, there are in total of 328686 yuan. The implement units and affected people have signed the agreements in May 2015 and the compensation has been paid to the affected people in August 2015. No complaints have been found during this period of monitoring. (3) Installation of sewers in the existing eastern urban area and No.4 and No.5 pump station The construction of pipe network is constructed with top pipe or along the constructed road, so there is no land acquisition and demolition, and without resettlement impact. Based on original RP during project preparing stage, the construction of No.4 and No.5 pump station occupied state-owned land for 5 mu in total, without affected population. This monitoring found that according to the final project design and the DMS, the No.4 pump station acquired 2.8617 mu collective lands of Shaligang village of Tangshan township, the land belongs to the village collective, so there is no affect population. The No.5 pump station acquired 6.5644 mu collective lands of Xinhe village in Liyingzi town permanently, affects 8 households with 35 people; and acquired 12.9075 mu land temporarily with no affect people.5 mu of state-owned construction land need to be occupied for No.4 and no.5 pump station in total in the original RP in project preparation stage; however based on the final project design and DMS we found that the construction of No.4 and no.5 pump station acquired collective land for 9.4261mu in total, the amount of land acquisition was the less preciseness of the design institute during the project feasibility study design stage, cause the error in land type and land area, the final amount of LA of No.4 and No.5 pump station was determined by the final project design and DMS, which is increased for 4.4261 mu than the original RP. The No.4 pump station acquired 2.8617 mu collective lands of Shaligang village, the land belongs to the village collective, so there is no affect population and the compensation has been paid to the village collective. The LA started in June 2015 and signed the compensation agreement in August 16, 2015, there are in total of 171702 yuan compensation, it has been paid to the village collective in September 2015. The No.5 pump station acquired 6.5644 mu collective lands of Xinhe village in Liyingzi town permanently, affects 8 households with 35 people; and acquired 12.9075 mu land temporarily with no affect people. The LA started in September 2015 and signed the compensation agreement in October 2015, there are in total of 355547 yuan compensation, it has been paid to the village collective in October 2015. (4) Dajian ditch pump station According to the final design and detailed DMS, 2 households with 4 people were affected by the LA and HD of Dajian ditch pump station, among which, acquired 3.86 mu

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report collective cultivate land of farmers of Chenying village in Luohe town of Datong district, 1 household with 3 people were affected, and 12.72 mu village collective cultivated land of Chenying village in Luohe town of Datong district; the HD area is 258.54 m2, affecting 1 household with 1 person. The demolished house is not residential house, which is used to monitoring nearby water area and put tools for affected people. The house demolition work of Dajian ditch subproject has completed in Nov. 2016 and the total compensation of 0.79 million yuan for HD has been paid to APs. 16.58 mu collective land and 18.1 mu state- owned water have been acquired with the total compensation of 2.21 million yuan, and the compensation has been paid to APs (5) Shijianhu pump station Up to this monitoring, Shijianhu pump station has acquired 21.05 mu cultivated land of Shitoubu village in Ancheng town of Tianjiaan district, 34 households with 216 people have been affected; acquired 5.70 mu collective land of Shitoubu village of Ancheng town, 33 households with 204 people have been affected. At present, the land acquisition and HD work of Shijianhu Pump station has been finished, and all compensations have been paid to APs with total amount of 2.25 million yuan. No complaints have been found during this period of monitoring. (6) Longwang flood diversion ditch The construction of Longwang flood diversion channel will acquire 479.55 mu land, including 171.92 mu collective cultivate land (25.82 mu of Linxiang village, affect 18 households with 48 people; 55.42 mu of Gongji village, affect 29 households with 67 people; 85 mu of Liuzhen village, affect 23 households with 62 people; 5.68 mu collective land of Tiandong community, without affect people), affect 70 households with 177 people. Acquired 42.78 mu water area (including 35 mu of Liuzhen village, with no affect people; 7.78 mu of collective water area of Tiandong community, with no affect people), and with no affect people; acquired 259.42 mu state-owned construction land, with no affect people; acquired 5.43 mu state-owned unused land, and the HD area is 9726.45 m2, affect 17 households with 56 people. It acquired 259.42 mu state-owned construction land, 5.43 mu state-owned unused land. The reclamation and related land approval procedures of stae-owned land had been completed. By the end of this monitoring, the construction of Longwang diversion flood ditch subproject had fully started in the state-owned land area. By the end of this monitoring, Longwang flood diversion ditch subproject has acquired 149.04 mu cultivated land, affected 81 households with 189 people, totally 9.09 million yuan has been paid to the APs; demolished houses for 2605.90 m2, affect 33 households with 114 people; shop demolition with an area of 809.71 m2 has been finished, affect 2 households with 9 people. The LA and HD work started in January 2017. By the end of December 2018,

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report district government signed compensation agreement with the affected households with compensation for house demolition of 14.59 million yuan. And all compensation has been paid to APs. The remaining parts of LA and HD work are being further negotiated with the affected people. (7) Donghua flood drainage ditch The construction of Donghua ditch will acquire 190.80 mu land, including 10.46 mu collective cultivate land belonging to reserved land of Ancheng community, so there is no affected people; acquired 42.38 mu water area (including 11.02 mu of Yaobei village collective, 8.58 mu of Yaonan community, 4.81 mu of Caozui community, 17.49 mu of Ancheng community, and 0.48 mu of Xuyu community), with no affected people; and the HD area is 6640 m2, affecting 25 household with 126 people, the demolished shop area is 100.37 m2, affecting 2 household with 4 people. It acquired 8.53 mu state-owned water area, with no affected people; 129.43 mu state-owned construction land, with no affected people. The reclamation and related land approval procedures of state-owned land had been completed. By the end of this monitoring, the construction of Doghua ditch subproject had fully started in the state-owned land area. By the end of this monitoring, Donghua ditch subproject has acquired 127.16 mu cultivated land (6.98 mu of Caozui community, 59.3 mu of Yaonan community, 5.54 mu of Yaobei village, 2.26 mu of Dongshan community, 16.24 mu of Quanshan community, 34.25 mu of Ancheng community, 2.68 mu of Xiachen community), affect 177 households with 565 people; demolished houses for 5056.5 m2, with 21 households with 73 people. The LA and HD work started in January 2017. By the end of June 2019, district government signed compensation agreement with 198 affected households with compensation of 30.94 million yuan. And all compensation has been paid to APs. (8) Old Longwang ditch The construction of Old Longwang urban water channel will acquire 151.96 mu land, including 5.23 mu collective cultivate land (including 0.33 mu of Zhaodian community, 1.86 mu of Yaobei community, 3.04 mu of Caozui community, all these land are the reserved land of the villages), so there is no affect people; acquired 104.25 mu water area (including 37.68 mu of Zhaodian community, 18.04 mu of Yaobei village collective, 18.85 mu of Caozui community, 0.57 mu of Yaonan community, and 29.11 mu of Linwang village collective), with no affect people; acquired 14.37 mu collective unused land, the land belonging to Linwang village committee, so with no affect people; and acquired 28.1 mu state-owned construction land, with no affect people; and the temporary simple room HD area is 40 m2, affect 2 household with 4 people, the demolished shop area is 100 m2, affect 1 household with 2 people. The reclamation and related land approval procedures of stae-owned land had been

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report completed. By the end of this monitoring, the construction of Old Longwang ditch subproject had fully started in the state-owned land area. By the end of this monitoring, Old Longwang ditch subproject has acquired collective land for 56.34 mu (including cultivated land in Linwang Village for 41.20 mu and cultivated land in Lutang Village for 15.13 mu), affect 197 households with 628 people. The land acquisition work began in 2018 and the affected village signed the land compensation contract with the affected people, with a total of 8.55 million yuan had been paid to the APs. On the other hand, the construction of Old Longwang ditch subproject has demolished houses for 2353 m2, affected 5 households with 20 people; HD work has started in January 2017. By the end of June 2019, district government signed compensation agreement with 5 affected households, a total of 14.36 million yuan for house compensation has been paid to affected people. (9) Bagongshan ditch According to the resettlement plan during the preparation period of project, the construction of Bagongshan ditch will acquisition 108.2 mu land, including cultivated land for 51.8 mu, with 30 HHs and 127 APs; collective construction land for 56.4 mu, with no affected people; HD area for 1298 m2, with 40 HHs and 139 APs; demolished shop area for 780 m2, with 10 HHs and 22 APs. According to the final design and detailed field survey, the construction of Bagongshan ditch will acquisition for 255.02 mu land, including collectives cultivated land 39.95 mu, with 135 HHs and 434 APs; collectives water area for 6.66 mu (Qianhuai village collectives area for 2.2425 mu, Yangjiadi committee collectives area for 0.0165 mu, Shenggang village collectives area for 1.0815 mu, Bigang village collectives area for 1.3305 mu, Bijiagang street collectives area for 0.321 mu and Xinzhuangzi street collectives area for 1.668 mu), with no affected persons; collectives construction land for 17.46 mu .with no affected persons; villages’ unused land 118.72 mu, with no affected persons; state-owned construction land for 34.11 mu, with no affected persons; state-owned unused land for 38.12 mu, with no affected persons; the HD area for 1850.96 m2, with 14 HHs and 55 APs. The reclamation and related land approval procedures of state-owned land had been completed. By the end of this monitoring, the construction of Bagongshan ditch subproject had fully started in the state-owned land area. By the end of this monitoring, Bagongshan ditch subproject has acquired 124.17 mu land (95.29 mu state-owned land, 28.88 mu collective land), affect 163 households with 491 people; demolished houses for 2461.65 m2, with 20 households with 71 people, 6 households of the affected HHs chose property exchange; 121.83 m2 temporary construction has been demolished, without affected people. By the end of June 2019, the government of district had signed the contract with the people affected by house demolition. Totally 3.90 million yuan had been paid for LA and HD. The

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report compensation for the finished HD work has been paid to the affected person. (10) Xiejiaji ditch In the prepared RP, Xiejiaji ditch construction will acquire 127mu land, including 90.5mu cultivated land, affected 86 households with 323 people; acquire 36.5 mu collective construction land with no affected people; the demolished house area is 1048m2, affect 7 households with 23 people; According to the final design and detail DMS, Xiejiaji ditch construction will acquire 170.46 mu land, including collective cultivated land for 73,15mu, with 27 HHs and 126 APs; acquired collective construction land for 24.8mu, with no affected person; acquired 72.51 mu state-owned construction land which is belonging to Xiejiaji government with no affected people; and the HD area is 11927.08 m2 affect 136 households with 473 people, the demolished shop area is 8184.29 m2, affect 104 household with 126 people. Up to this monitoring, construction of Xiejiaji ditch has acquired 105.79 mu collective land, 102 households with 363 people, including 23.36 mu land of Laishan village, 21.76 mu of Xinhe village, 21.83 mu of Menggang village, 6.6 mu of Shangan village (including temporary occupation of land for 1.05 mu) and 30.29 mu of Niandian village, a total of 7.55 million yuan for land compensation has been paid to the affected people; completed of house demotion area for 7936.45 m2, 133 HHs with 479 people affected, among which, 106 households who choose property exchange. Besides, completed commercial shops area for 7722.44m2, with 40HHs with 48 people affected, a total of 20.27 million yuan for house compensation has been paid to the affected people. (11) Urban Lake Environment Improvement In the prepared RP, urban lake environment improvement construction will acquire 295.5 mu lands, including 295.5 cultivated lands, affect 26 households with 108 people; According to the final design and detail DMS, urban lake environment improvement construction will acquire 413.33mu land, including 126.22mu collective cultivated land, affect 28 households with 99 people; acquire 287.11mu collective water area, affected 20 households with 69 people; demolish 4211.28m2 residential house area, affect 25 households with 80 people. By comparison, 173.83mu land was increased in urban lake environment improvement construction, 169.28mu cultivated land was decreased, 2 households were increased, 9 people was decreased; at the same time, according to the final design and detail DMS, 287.11mu collective water area was increased in urban lake environment improvement construction, affected 20 households 69 people; newly added residential housing area is 4211.28m2, affect 25 households with 80 people. By the end of this monitoring, construction of the improvement of urban lakes (the entrance) has acquired 433.60 mu land (including Shanghu Community for 38.46 mu, Zhaodian Community for 42.55 mu, Genghuang Village for 15.01 mu and Dongshan Village

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report for 62.41 mu, Gongji Village for 46.08 mu, Tiandong Community for 11.15 mu, Xindong community for 112.65 mu and Shangguo community for 105.29 mu), 205 households with 763 people has been affected, a total of 26.02 million yuan for land compensation has been paid to affected people; demolished house for 3144.71 m2, 7 households with 18 people will be affected, of which, 4 households choose monetary compensation, 3 households choose property exchange, a total of 0.92 million yuan for house compensation has been paid to affected people.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

3. 2 Permanent Acquisition of Collective Land The acquisition of the collective land in this Project is mainly caused by improving the urban water environment, strengthening flood prevention management and improving the urban lake environment. The survey found that Shiyaowan pump station acquired 2.45 mu collective lands of Yaobei village in Shungeng town permanently, affected 31 households with 129 people, and acquired 4.417 mu lands temporarily, with no affected people. The No.4 pump station acquired 2.8617 mu collective lands of Shaligang village, the land belongs to the village collective, so there is no affect population. The No.5 pump station acquired 6.5644 mu collective lands of Xinhe village in Liyingzi town permanently, affects 8 households with 35 people; and acquired 12.9075 mu lands temporarily without affected people. By the end of this monitoring, Dajian ditch pump station acquired 16.58 mu village collective cultivated land of Chenying village of Luohe town in Datong district, including 3.86 mu collective cultivated land of affected farmers, 1 household with 3 people will be affected, and 12.72 mu village collective cultivated land, without affected people; Shijianhu pump station has acquired 21.05 mu cultivated land of Shitoubu village in Ancheng town of Tianjiaan district, 34 households with 216 people have been affected; acquired 5.70 mu collective land of Shitoubu village of Ancheng town, 33 households with 204 people have been affected. Collective land acquisition of the above subprojects has been completed, and land compensation has been distributed to the affected people. There is no outstanding issue happened. By the end of this monitoring, (1) Longwang flood diversion ditch subproject has acquired 149.04 mu cultivated land, affected 81 households with 189 people; (2) Donghua ditch subproject has acquired 127.16 mu cultivated land (6.98 mu of Caozui community, 59.3 mu of Yaonan community, 5.54 mu of Yaobei village, 2.26 mu of Dongshan community, 16.24 mu of Quanshan community, 34.25 mu of Ancheng community, 2.68 mu of Xiachen community), affect 177 households with 565 people; (3) Bagongshan ditch subproject has acquired collectiveland for 28.88 mu, affect 163 households with 491 people; (4) Xiejiaji ditch subproject has acquired 105.79 mu collective land, 102 households with 363 people, including 23.36 mu land of Laishan village, 21.76 mu of Xinhe village, 21.83 mu of Menggang village, 6.6 mu of Shangan village (including temporary occupation of land for 1.05 mu) and 30.29 mu of Niandian village; (5) construction of the improvement of urban lakes (the entrance) acquired 433.60 mu land (including Shanghu Community for 38.46 mu, Zhaodian Community for 42.55 mu, Genghuang Village for 15.01 mu and Dongshan Village for 62.41 mu, Gongji Village for 46.08 mu, Tiandong Community for 11.15 mu, Xindong community for

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

112.65 mu and Shangguo community for 105.29 mu), 205 households with 763 people has been affected. See more details in Table 3-1.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Table 3-1: Analysis for Permanent Acquisition of Collective Land Collective land Involved Total Subproject Involved town Cultivate land Water area village mu HHs Person mu mu HHs Person Shiyaowan Shungeng Yaobei 2.45 31 129 2.45 31 129 pump station town village No.4 pump Shungeng Shaligang 2.86 0 0 2.86 0 0 station town village No.5 pump Liyingzi town Xinhe village 6.56 8 35 6.56 8 35 station Dajian ditch Chenying Luohe town 16.58 1 3 16.58 1 3 pump station village Shijain Lake Shitoubu Ancheng town 26.75 70 252 18.31 45.06 70 252 pump station village Yuanwang community、 Huyu community、 Tiandong Longwang Datong district flood community、 street、Luohe 122.11 81 189 26.93 149.04 81 189 diversion Linxiang town ditch village、 Liuzhen village、 Gongji village Dongshan community、 Caozu community、 Shungeng Yaonan Donghua town, Ancheng community、 urban water town, 127.16 177 565 127.16 177 565 channel Quanshan Yaobei street village、 Ancheng community、 Xuyu community Bagongshan Qianhuai town, village, Shanwang Yangjiadi town, Bijiagang community, Bagongshan community, Bigang 28.887 163 491 28.887 163 491 ditch Xinzhuangzi village, Lizui community, community, Tubazi Shenxiang community village Laishan village, Menggang Liyingzi town, village, Xiejiaji ditch Tangshan 105.79 102 323 105.79 102 323 Xinhe town village, Lianhua village Shungen town, Zhaodian Old Ancheng town, community, Longwang 58.38 197 628 58.38 197 628 Chaoyang Yaobei ditch subdistrict community,

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Caozui community, Yaonan community, Linwang community, Baiyuan community Dongshan community, Zhaodian community, Shang lake Shungeng community, town, Ancheng Shangguo Urban lake town, community, 433.6 205 763 433.6 205 763 improvement Wanggangfeng Xindong town, Luohe community, town, Zhouying villag, Gongji village, Tiandong community Total 14 27 931.127 1035 3378 45.24 976.367 1035 3378

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Data Source: DMS of Huaian PMO (upgraded in July 2019) 3. 3 Permanent Acquisition of State-owned Land Up to this monitoring, permanent appropriation of state-owned land in water system improvement is 618.52mu, including: (1) According to the final design and detailed field survey, the construction of Longhu pump station will acquire 1.7 mu state-owned land, without ground attachments and affect people; (2) The construction of Dajian ditch pump station will acquire 18.1 mu water area of Yuyeshe state-owned farm (the farm belongs to State Asset Management Commission), without affected people; (3) The construction of Longwang flood diversion ditch has acquired 259.42 mu state- owned construction land, there is no ground attachments and affected people; acquired 5.43 mu state-owned unused land, there is no ground attachments and affected people; (4) According to the DMS, the construction of Donghua urban water channel has acquired 129.43 mu state-owned construction land, there is no ground attachments and affected people; acquired 8.53 mu state-owned water area which is belonging to Ancheng town government, so there are no affected people; (5) The construction of Old Longwang urban water channel has acquired 28.11 mu state- owned construction land, there is no ground attachments and affected people; (6) According to the final design and detailed DMS, Bagongshan ditch construction will acquire 95.29 mu state-owned land, without affected people; (7) Xiejiaji Jian ditch construction acquires 72.51mu state-owned construction land, and the ownership belongs to Xiejiaji government without affected people. Details are shown in Table 3-2. Table 3-2: Permanent acquisition of state-owned land No. Subproject Project content Total Urban Water Dajian ditch pump station 18.1 Systems 1 Integrated Rehabilitation Longhu pump station 1.7 Project Longwang flood diversion 264.85 ditch Donghua flood drainage 137.96 Improvement of ditch 2 urban water Old Longwang ditch 28.11 system Bagongshan 95.289 ditch Xiejiaji ditch 72.51 Total 618.519 Data source: PMO DMS (upgraded in July 2019)

Up to this monitoring, constructed projects: (1) Longhu pump station construction; (2)

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report installation of sewers in the existing eastern and western and western urban area; (3) Shiyaowan pump station, No.4 and No.5 pump station construction; (4) Shijianhu pump station; (5)Dajian ditch pump station; (6) Bagongshan ditch; (7) Xiejiaji ditch; (8) Donghua flood drainage ditch; (9) Old Longwang ditch; (10) Longwang flood diversion ditch; (11) Lake improvement project ( entrance). All state-owned land reclamation and related land approval procedures have been completed, and the construction of state-owned land has been fully carried out. 3.4 Impacts of House Demolition

3.4.1 Impacts of Rural House Demolition

Up to this monitoring, Dajian ditch pump station has completed HD with an area of 258.54 m2, affects 1 household with 1 people. The house is not residential house, and which is used to put the tools. In the original RP, Longwang flood diversion ditch construction will demolish house with 2 2 an area of 9726.45m , including 9666.45m rural house, affect 17 households with 56 people; demolish 60m2 village collective idle house in Liuzheng village, without affected people. Up to this monitoring, the demolition of 2615.53 m2 residential house has been completed, 33 households with 114 people were affected. In the original RP, Donghua flood drainage ditch construction demolished 6640m2, affected 25 households with 126 people, all of which is rural house. Up to this monitoring, 5056.5m2 residential house demolition has been completed, 21 households with 73 people was affected. In the original RP, Bagongshan ditch construction will demolish residential house for 1850.96m2, affect 14 households with 55 people. Up to this monitoring, the house demolition area of Bagongshan ditch subproject is 2461.65 m2, 20 households with 71 people were affected. Of which 6 affected households choose the property exchange. In the original RP, Xiejiajian ditch construction will demolish residential house for 11927.08m2, affect 136 households with 473 people. Up to this monitoring, the house demolition area of Xiejiajijian ditch subproject is 2834.07m2, affect 32 households with 103 people. In the original RP, lake improvement (entrance) construction will demolish residential house for 4211.28m2, affect 25 households with 80 people. Up to this monitoring, the house demolition area of lake improvement subproject is 3144.71m2, and 7 households with 18 people were affected, among them, 4 households are monetary compensation and 3 households are property exchange. The detailed information sees in Table 3-3. Table 3-3: Impacts of Rural House Demolition by Subproject

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Subproject Demolished house Remarks

Compensation and Dajian ditch resettlement have been 258.54 1 1 pump station completed (monetary compensation) Compensation and Longwang resettlement have been flood 2615.53 33 114 completed (including 3 diversion households who choose ditch property exchange) Compensation and Donghua flood resettlement have been 5056.5 21 73 drainage ditch completed (monetary compensation) Compensation and resettlement have been Bagongshan 2461.65 20 71 completed (including 6 ditch households who choose property exchange) Compensation and resettlement have been Xiejiajianjiji 2834.07 32 103 completed (including 97 ditch households who choose monetary compensation) Compensation and Lake resettlement have been improvement 3144.71 7 18 completed (including 3 (entrance) households who choose property exchange) Data source: PMO DMS (upgraded in July 2019)

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

3.4.2 Impacts of Urban House Demolition

In the original RP, Old Longwang ditch construction is planned to demolish 40m2, affect 2 households with 4 people, up to this monitoring, Old Longwang ditch construction has completed urban residential house demolition for 2353m2, affect 5 households with 20 people; construction of Xiejiaji ditch has completed urban residential house demolition for 5102.38 m2, affect 101 households with 308 people. The details in the Table 3-4. Table 3-4: Impacts of Urban House Demolition by Subproject Demolished house Monetary Subproject Area Popula Property Remarks AHs compensation( (m2) tion exchange (HHs) HHs) Old Compensation and Longwang 2353 5 20 1 4 resettlement have ditch been completed Compensation and 5102.3 Xiejiaji ditch 101 308 84 17 resettlement have 8 been completed Data source: PMO DMS (July 2019)

3.4.3 Impacts of Private Store Demolition

By the end of this monitoring, Longwangpie ditch construction has demolished shops in Luohe town Huyu community for 809.71m2, affect 2 households with 9 people; construction of Xiejiaji ditch has demolished shops in Hedong community and Jianshe Community of Liyingzi Town for 7722.44m2, affect 40 households with 48 people. See details in 3-5. Table 3-5: Impacts of Shop Demolition by Subproject Demolished house Subproject Area Remarks AHs Population （m2） Longwangpie Compensation and resettlement have honggou 809.71 2 9 been completed (property exchange) ditch Compensation and resettlement have Xiejiaji ditch 7722.44 40 48 been completed (monetary compensation) Data source: PMO DMS (July 2019) 3.5 Resettlement Impact of Newly Added Subproject The LA and HD of the adjustment project will affect Shannan new district, Bagongshan district, Xiejiaji district, Panji district, Maoji experimental area and Shou County in Huainan city with a total of 14 towns and 46 villages. It will also affect 1452 HHs with 5797 persons, including 78 HHs and 236 persons affected by HD, and 1374 HHs and 5561 persons affected by LA.

3.5.1 Impact on Land Acquisition

The project permanently acquire 1603.15 mu land, affect 1347 HHs with 5561 persons,

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report of which (1) village collective land for 1556.12 mu, including collective farm land for 1169.76 mu (cultivated land for 1029.86 mu, water area for 94.13 mu, forest land for 45.77 mu), affect 1374 HHs with 5561 persons; collective construction land for 342.42 mu, collective unused land for 43.94 mu, with no affected person; (2) besides, the project will occupy state-owned land for 47.03mu.

3.5.2 Impact on House Demolition

According to FSR and survey of proposed project adjustment in interim, only Bagongshan district and Xiejiaji district involve house demolition. The involved HD area is 12007.31m2, affect 78 HHs with 236 persons. 10424.31 m2 of Bagongshan district, of which Bagongshn district Shanchong ditch and Nantang ditch involve 332 m2 HD area, affect 2 HHs with 10 persons; 7244.31 m2 HD area of Kongli ditch, affect 32 HHs with 105 persons; 2848 m2 HD area of Qianhuai ditch, affect 23 HHs with 49 persons. 1583 m2 HD area of Xiejiaji district Tangshan ditch, affect 21 HHs with 72 persons. This monitoring found that exception of construction for sewage pipeline in Huainan urban area, all the other components of newly added projects in the interim adjustment has not started yet, and the resettlement activities have not started yet. Resettlement external monitoring unit will continue to track the progress of the project and implementation status of resettlement.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

4. Compensation Standard and Fund 4.1 Compensation for Land Acquisition

4.1.1 Compensation Standard for Collective Land

According to the Land Administration Law of the People’s Republic of China, the Guidelines for Improving Land Acquisition and Anhui local regulations and policies, and through consultation with the affected persons, the Notice on the issuance of collective land attachments and young crops compensation standard of Huainan Municipal Peoples Government (No.95 Huainan Government [2015]) and Notice on the measures for the collection of collective land compensation and resettlement of the peoples Government of Huainan (No.39 Huainan Government [2013]) is applied to this Project. For the details of collective land acquisition compensation standards of this Project, refer to Table4-1. Table 4-1: Compensation Standard for Collective Land Original resettlement Plan Land acquisition compensation compensation standards standards of this monitoring District （yuan/mu）（yuan/mu2） N Comp Including Including o. rehen Resettlem Comprehen Resettlem Land Land Administrative sive ent sive ent compensa compensa regional scop stand compensa standard compensa tion tion ard tion tion Shungeng town, Ancheng town in Tianjia’an district; Ⅰ 68000 27000 41000 68000 27000 41000 HHuyu village of Luohe town in Datong district Tangshan town, Wangfenggang town in Xiejiaji district; Bagong Ⅱ town of Bagong 58000 23000 35000 60000 24000 36000 shan district; Luohe town and villages in Datong district. Sanhe village of Tianjia’an district; Jiulonggang town of Datong district; Wangshan town of Ⅲ Bagongshan 52000 21000 31000 52000 20000 32000 district; Shangyao town of Datong district, Liyingzi town of Xiejiaji district.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Cao’an town and Shiyuan village in Tianjia’an district; Kongdian village in Datong district; Gudui village, Hui village, Yanggong town, and Sunmiao Ⅳ 44000 17000 27000 49000 19000 30000 village in Xiejiaji district; Lichong hui village of Bagongshan district; Dashan town (economic development zone of Fengtai) Data Source: Huainan Municipality Nature Resources and Planning Bureau (July 2019) The monitoring found that, compared with the original resettlement plan the land collective compensation standards has improved. A compensation standard for young crops of the vegetable land is CNY 1875 yuan/mu, for economic crops are CNY 1210 yuan/mu, for grain crops are RMB 1100 yuan/mu. The monitoring found that according to the new version of unified annual output value and compensation standard of land requisition in Huainan Province in February 2015, the compensation standard of Class 1 land has no change; the Class 2 land compensation changed from original 58000 yuan/mu to 60000 yuan/mu, the compensation standard increased for 2000 yuan/mu; the Class 4 land changed from original 44000 yuan/mu to 49000 yuan/mu, the compensation standard increased for 5000 yuan/mu. The detailed see in Table 4-1. Up to this monitoring, Dajian ditch pump station has acquired 16.58 mu village collective cultivated land (including 12.72 mu village collective cultivated land, without affected people) of Chenying village in Datong district Luohe town, affected 1 household with 3 people; Shijianhu pump station has acquired 21.05 mu cultivated land of Shitoubu village in Ancheng town of Tianjiaan district, 34 households with 216 people have been affected; acquired 5.70 mu collective land of Shitoubu village of Ancheng town, 33 households with 204 people have been affected. According to the division of administrative region and land compensation standard, the land of Luohe town in Datong district, Ancheng town of Tianjiaan district belong to Class1, the LA compensation standard is 6800 yuan/mu, including 27000 yuan/mu land compensation and 41000 yuan/mu resettlement compensation; the monitoring also found that the LA work of Shijianhu pump station and Dajian ditch pump station has been completed, the compensation agreements have been signed and land compensation has been paid to the affected people. Up to this monitoring, Longwang flood diversion ditch subproject has acquired 149.04 mu cultivated land, affected 81 households with 189 people. Donghua ditch subproject has acquired 127.16 mu cultivated land (6.98 mu of Caozui community, 59.3 mu of Yaonan

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report community, 5.54 mu of Yaobei village, 2.26 mu of Dongshan community, 16.24 mu of Quanshan community, 34.25 mu of Ancheng community and 2.68 mu of Xiachen community), affect 117 households with 565 people; The LA work of Longwang flood diversion ditch subproject and Longwang flood diversion ditch subproject has started in January.2017, signed the compensation agreements with APs in June 2019. According to administrative division and land acquisition compensation standard, Luohe town in Datong district, Ancheng town and Shungeng town in Tianjiaan district are divided in to Class 1, LA compensation standard is 68000 yuan/mu, including 27000 yuan/mu for land compensation, 41000 yuan/mu for resettlement subsidy, the monitoring found that all compensation has been paid to affected people, the remaining parts of LA and HD work are being further negotiated with the affected people. Bagongshan ditch subproject has acquired 59.17 mu land (24.66 mu collective land), affect 163 households with 491 people. Xiejiaji ditch subproject has acquired 105.79 mu collective land, 102 households with 363 people, including 23.36 mu land of Laishan village, 21.76 mu of Xinhe village, 21.83 mu of Menggang village, 6.6 mu of Shangan village (including temporary occupation of land for 1.05 mu) and 30.29 mu of Niandian village. According to the administrative division and LA compensation standard, land in Bagongshan town of Bagongshan district and Tangshan town in Xiejiaji district belong to Class 2, the compensation standard is 58000 yuan/me, the LA compensation is 23000 yuan/mu and the resettlement subsidy is 35000 yuan/me. Shanwang town in Bagongshan district, Liyingzi town in Xiejiaji district belong to Class 3, the LA compensation standard is 52000 yuan/mu, among them, the land compensation fee is 21000 yuan/mu, the resettlement subsidy is 31000 yuan/mu, all compensation have been distributed to the affected people. The remaining part of LA is under further consultation with the affected persons. The construction of the Urban lake environment improvement has started on the LA work and acquired 433.60 mu land (including Shanghu Community for 38.46 mu, Zhaodian Community for 42.55 mu, Genghuang Village for 15.01 mu and Dongshan Village for 62.41 mu, Gongji Village for 46.08 mu and Tiandong Community for 11.15 mu、Xindong community for 112.65 mu and Shangguo community for 105.29 mu), 205 households with 763 people has been affected. According to the administrative division and LA compensation standard, Linxiang village, Gongji village in Luohe town of Datong district and Wanggangfeng town of Xiejiaji district belong to 2 classes, LA compensation standard is 58000 yuan/mu, among them, the land compensation fees are 23000 yuan/mu, the resettlement fees are 35000 yuan/mu, all compensation have been distributed to the affected people. The remaining part of LA is under further consultation with the affected persons. In addition, the survey found that rural collective land compensation fee, 70% will be paid to the affected persons and 30% will be retained by committees of village or community

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report for improvement of infrastructure or providing welfare to villagers or community residents. The resettlement subsidy will be all disbursed to the APs. These labor forces can continue to do their current work or change planting structure or develop private business after getting the compensation.

4.1.2 Compensation for Occupation of State-owned Land

This Project will occupy state-owned construction land and state-owned farmland and compensation standards are as follows: The state-owned construction land will be obtained by allocation. The project is the construction of public utilities, so the state-owned water area and state- owned unused land will be allocated by transferring land use right after payment for relevant fees, the compensation will paid according to the relevant documents; the compensation standard of acquired state-owned water area are the same as the collective land; according to the management approach of the fees of newly added construction land [No. (2012) 151] pressed by Ministry of Finance and Bureau of land and resources. The acquisition of state- owned unused land, state-owned cultivates land, and water area need to pay leasing fees to Bureau of land and resources (Tianjia’an and Datong district is 32000 yuan/mu, the other districts is 13333 yuan/mu). Table 4-2: Compensation Standard for State-owned Land Acquisition Compensation Land type Remark standard（yuan/mu） Datong/Tianji State-owned water area 68000 a’an district, Datong State-owned unused land（the fees of newly added 32000 /Tianjiaan construction land, farmland, unused land） district,

State-owned unused land（the fees of newly added Bagongshan 13333 construction land, farmland, unused land） district Data Source: Huainan Municipality Nature Resources and Planning Bureau (July 2019)

4.1.3 Compensation for Temporary Land Occupation

Temporary land occupation by this Project includes land occupation for construction site, soil excavation and waste soil disposa, as well as temporary access road and soild storage. The temporary land occupation for different purposes has different nature and impact, thus the Project Implementation Unit has established corresponding temporary land occupation compensation policy according to the actual conditions and different influences. 1) The construction of sewer pipelines adopting pipe jacking or along existing road has

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report no resettlement impacts and requires no compensation. If construction is along planned road, the period for temporary land acquisition, such as temporary road for construction and storage of soil, etc., is one year and the compensation standard is 900/mu. 2) Land reclamation fee in soil borrow areas is 28,000/mu and in construction spoil disposal area this is calculated based on 12,000/mu. Compensation fee for young crops shall be paid to the land owner at the standard RMB 900/mu per season. 3) The land temporarily occupied for Datong sludge storage is coal mining subsidence area, and the land temporarily occupied for Xiejiaji sludge storage is refuse landfill (state- owned land), neither of which require compensation. 4) For temporary land occupation for other purposes, the compensation for one season of young crops will be paid to the land owner with the compensation standard of 900Yuan/mu, and the cost for land reclamation is CNY 8/m2. The land restoration will be implemented by the Contractors.

4.1.4 The payment for Land Compensation

According to the DMS, Shiyaowan pump station will acquire 2.45 mu collective lands of Yaobei village in Shungeng town permanently, affected 31 households with 129 people, and acquired 4.417 mu lands temporarily, with no affected people. In March 2015, the PMO and the measure unit carried the land measure and evaluation; the compensation standard of collective land is 68000 yuan/mu, added the temporary land acquisition compensation, it is in total of 328686 yuan. The IA has signed the land acquisition agreement in May 2015 and paid the compensation fee to the affected people in August 2015. The No.4 pump station will acquire 2.8617 mu collective lands of Shaligang cillage, the land belongs to the village collective, so there is no affect individuals and the compensation fees will be paid to the village collective. The LA started in June 2015, and signed the land acquisition agreement in 16, August 2015; the total compensation fee is 171702 yuan, and it has been paid to the affect village in September 2015. The No.5 pump station will acquire 6.5644 mu collective lands of Xinhe village in Liyingzi town permanently, affect 8 households with 35 people; and acquired 12.9075 mu lands temporarily with no affect people. The monitoring found that the LA started in September 2015 and signed the land acquisition agreement in October 2015; the total compensation fee is 355547 yuan, and it has been paid to the affected village in October 2015. Shijianhu pump station has acquired 21.05 mu cultivated land of Shitoubu village in Ancheng town of Tianjiaan district, 34 households with 216 people have been affected; acquired 5.70 mu collective land of Shitoubu village of Ancheng town, 33 households with 204 people have been affected. At present, the land acquisition and HD work of Shijianhu Pump station has been finished, and all compensations have been paid to APs with total

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report amount of 2.25 million yuan. No complaints have been found during this period of monitoring. The construction of Dajian ditch pump station expropriates 16.59 mu of collective farmland in Chenying village, Luohe town, Datong district, without affected persons.LA and HD work of the subproject of Dajian ditch pump station was completed in November 2016.The collective land covering 16.59 mu and the state-owned water surface covering 18.1 mu have been expropriated, and a total of 2.21 million yuan of land compensation has been paid to APs. Longwang flood diversion ditch subproject has acquired 149.04 mu cultivated land, affected 81 households with 189 people, totally 9.09 million yuan has been paid to the APs. By the end of this monitoring, Donghua ditch subproject has acquired 127.16 mu cultivated land (6.98 mu of Caozui community, 59.3 mu of Yaonan community, 5.54 mu of Yaobei village, 2.26 mu of Dongshan community, 16.24 mu of Quanshan community, 34.25 mu of Ancheng community, 2.68 mu of Xiachen community), affect 177 households with 565 people, totally 6.85 million yuan has been paid to the APS. By the end of this monitoring, Bagongshan ditch subproject has acquired 124.17 mu land (95.29 mu state-owned land, 28.88 mu collective land), affect 163 households with 491 people, totally 2.74 million yuan has been paid to the APs. By the end of this monitoring, construction of Xiejiaji ditch has acquired 105.79 mu collective land, 102 households with 363 people, including 23.36 mu land of Laishan village, 21.76 mu of Xinhe village, 21.83 mu of Menggang village, 6.6 mu of Shangan village (including temporary occupation of land for 1.05 mu) and 30.29 mu of Niandian village, a total of 7.55 million yuan for land compensation has been paid to the affected people. By the end of this monitoring, construction of the improvement of urban lakes (the entrance) has acquired 433.60 mu land (including Shanghu Community for 38.46 mu, Zhaodian Community for 42.55 mu, Genghuang Village for 15.01 mu and Dongshan Village for 62.41 mu, Gongji Village for 46.08 mu, Tiandong Community for 11.15 mu, Xindong community for 112.65 mu and Shangguo community for 105.29 mu), 205 households with 763 people has been affected, a total of 26.02 million yuan for land compensation has been paid to affected people. 4.2 Compensation for House Demolition

4.2.1 Compensation for Rural Residential Houses

Compensation for rural residential housing demolition mainly includes housing compensation fee, relocation subsidies, and infrastructure compensation fee. According to relevant provisions and referring to actual price analysis of major categories for affected houses and document No.95 HFB [2015], the compensation standard for rural houses is shown in Table4-4.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Table 4-3: Rural House Replacement Cost, Other Subsidies, and Compensation Standard （Original Resettlement Plan Standard） Huainan City Category Structure type Unit Rate Remarks (RMB/unit) Brick wall and tile roof (brick m2 500 and tile Compensation structure) fee for house Ordinary building (cement m2 630 structure) Relocation The relocation fee shall be counted m2 5 subsidies as 300, if it is less. 1) The transition period will be 4 months for existing houses; if the transitional allowance is less than Other 300 yuan/month, 300 yuan/month subsidies Transitional will be provided. 2) If the Yuan/m2 10 allowance resettlement apartments will be delivered in future, the allowance will be calculated according to actual transition time, but such period shall not exceed 12 months. Data Source：The Original RP Table 4-4: Rural House Replacement Cost, Other Subsidies, and Compensation Standard of This Monitoring Type of Standard No. Structure Remark house （yuan/m2)

The main room is simple room 390 1 Simple room 1．If the heights of Temporary simple room 220 eaves lower than 2 m, the The height of eaves is 2.4 m 440—470 compensation The height of eaves over 2.4 m 495—530 standards will be 2 Bungalow decided according The height of eaves is 2.4 m and with to the actual foundation beam 550—605 situation. 2.the compensation of the house Without foundation beam and tile roof 640—670 including the wall painting (inside and General 3 With foundation beam and floor roof 660—715 outside). building 3.the foundation With foundation beam and pouring beam, column, 710—770 roof pouring roof of the frame building must Frame The foundation beam, column, floor 4 860 in accordance with building pouring roof the frame building The compensation standard of the public facilities standards. Communal involved in LA area, will be determined by the qualified 5 facilities evaluation agency which is entrusted by the County/District government and the affected people. Data Source: Huainan PMO (January 2019)

The table 4-4 refers to original RP prepared during project preparation stage, the

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report compensation standard in table 4-4 was based on the newly document No.95 HFB [2015], we can see that the compensation standard is higher than the original RP. According to site survey, actual conditions of affected villages and willingness of affected people, the affected people can choose the following three methods for resettlement after receiving the compensation for housing Demolition: (a) monetary compensation; (b) rebuilding houses on allocated house site; (c) property right exchange. a) Monetary compensation: the affected people can obtain the compensation for housing relocation and house site. The house site area is calculated according to the floor space of the main house, but the compensation area for each household shall not exceed 160 m2; the standard for house site monetary compensation is 60/ m2. b) Rebuilding houses on allocated house site: according to the survey, the households of Yunnangang Village, Zhangying Village and Mamiao Village in Shangyao Town are dispersedly distributed and the affected villages still have some reserved house sites. After consultations, Shangyao Town government and the affected villages will relocate house site for the affected households and the area of house site for each household shall not exceed 140 m2; the affected people rebuild houses on allocated house site after obtain compensation for relocating houses. c) Property right exchange: it is specified: (1) the exchanged house area of displaced household (DH) with more than 6 people (including 6 people) is 120 m2; the area of DH with 4~5 people is 100 m2; the area of DH with 3 people or fewer (including 3 people) is 80 m2. (2) If the demolished house area is less than that of exchange house area, the shortfall shall be bought at the approved cost price. If the demolished house area is more than that of exchange house area, the shortfall will be compensated at replacement price. By the end of this monitoring, the construction of Dajian ditch pump station, the HD area is 258.54 m2, affecting 1 household with 1 person. The demolished house is not residential house, which is used to monitoring nearby water area and put tools for affected people. The house demolition work of Dajian ditch subproject has completed in Nov. 2016 and the total compensation of 0.79 million yuan for HD has been paid to APs. By the end of this monitoring, Longwang flood diversion channel subproject has finished the house demolition for 2605.90 m2, affect 33 households with 114 people; shop demolition with an area of 809.71 m2 has been finished, affect 2 households with 9 people. The LA and HD work started in January 2017. By the end of December 2018, district government signed compensation agreement with the affected households with compensation for house demolition of 14.59 million yuan. By the end of this monitoring, Donghua urban water channel has finished the house demolition for 5056.5 m2, with 21 households with 73 people. The LA and HD work started in January 2017. By the end of June 2019, district government signed compensation agreement

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report with 198 affected households with compensation of 30.94 million yuan. And all compensation has been paid to APs with compensation of 3.56 million yuan. And all compensation had been paid to APs. By the end of this monitoring, Bagongshan ditch has finished the house demolition for demolished houses for 2461.65 m2, with 20 households with 71 people, 6 households of the affected HHs chose property exchange; 121.83 m2 temporary construction has been demolished, without affected people. By the end of June 2019, the government of district had signed the contract with the people affected by house demolition. Totally 1.16 million yuan had been paid to APs. Up to this monitoring, total of 2834.07m2 of rural house demolition work had been completed, 32HHs with 103 persons were affected, including 22Ahs who opted property exchange, total of 3.58million yuan of compensation had been well and fully paid to the affected households; meanwhile, 7722.44m2 of tiny commercial shops had been demolished, with 40HHs with 48 persons affected, total of 8.99million yuan of compensation had been well and fully paid to the affected households. By the end of this monitoring, the construction of urban lake environment improvement has finished the demolition for 3144.71 m2, and 7 households with 18 people will be affected, among which, 4 households choose monetary compensation and 3 households choose the property exchange, a total of 0.92 million yuan for house demolition compensation. And all compensation has been paid to APs. The specific information of the 114 affected households who choose property exchange will be shown in table 4-5. Table 4-5: Detailed Property Exchange Information of Aps Location of Village/communi Demolitio Compensati Subproject Ahs Aps resettlement ty n area on standard community Limingyangguan Qianhuai Village 3 15 522.04 284017.77 Bagongsha g n ditch Limingyangguan Bigang Village 2 37 313.695 193136.49 g Urban lake enviroment Dongchengguoji Gongji Villge 3 210 742.88 338637.8 improveme Community nt Tangjiashanzhua Xiejiaji Subdistrict 18 59 992.88 759424.6 ng Lianhua Village of Tangjiashanzhua 8 29 1653.66 2496757 Xiejiaji ditch Tangshan Town ng Kantan Village of 187.53 Tangjiashanzhua Pingshan 6 15 3223404 ng Subdistrict Data source: Huainan ADB PMO (January 2019) 4.2.2 Compensation for Urban Residential Houses

The APs can choose monetary compensation or property right exchange. a) Monetary compensation: the compensation will be directly given to the affected

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report people if they choose monetary compensation. After get compensation, they can buy houses by themselves. b) Property right exchange: Including the following points: (i) the family have more than 6 (including 6) persons could exchange a new house with an area of 120 m2, the family numbers within 4 to 5, could exchange an area of 100 m2; the family numbers lower than 3 persons (including 3), could exchange an area of 80 m2. (ii) If the exchanged house area is larger than the acquired area or vice versa, then the affected people need to pay the rest area of the exchange house in accordance with the approved cost price; after the exchange, the house build in homestead will give cash compensation according to reset price.  Other subsidies a) Rewards subsidy The displaced persons (DPs) can obtain the following rewards if they sign the compensation agreement and relocate within the agreed period of time: ①Those who choose monetary compensation will be given monetary compensation according to the appraisal price made by the appraisal agencies plus a reward of 20000 RMB/Household; ②Those who choose residential property right exchange will be provided preferences based on the style of the house to be demolished. Those whose houses are mostly bungalows or multi-story buildings exchanged to multi-story buildings, small high-rise buildings or high-rise buildings will be provided additional area free at 5%, 15%, and 25% of demolished house respectively. b) Compensation for temporary resettlement ①Those who choose resettlement in existing house will be resettled in temporary resettlement houses for four months at the standard of 10/m2 every month according to the demolished property area. Those whose monthly resettlement allowance is less than 300 RMB will be calculated at 300; ②Those who choose the resettlement of property under construction will be given temporary resettlement allowance at the standard of 10/ m2 every month according to the demolished property area. The period will be determined according to real transitional time. After delivering the resettlement houses, the AHs will be given another temporary resettlement allowance of additional four months at the standard of 10/m2 every month according to the demolished property area. c）Subsidy for relocation Subsidy for relocation will be CNY 5 yuan/ m2 according to the demolished property area. If the relocation subsidy one time is less than 300 yuan, then 300 yuan will be provided.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Those who choose property exchange will be subsidized two times for having to move twice. Up to this monitoring, Old Longwang ditch construction involves urban house demolition with an area of 2353 m2, affects 5 households with 20 people. The LA and HD work begin in January 2017, signed compensation agreement with 5 affected households in June 2019, all Aps choose monetary compensation a total of 14.36 million yuan for land compensation and house subsidy was paid to affected people. It is noted that, by this monitoring 5102.38m2 of the urban house demolition had been completed, 10HHs with 308 persons were affected, including 84HHs of the Ahs opted property exchange, in total of 7.71million yuan of compensation payment had been well and fully paid to the affected households. 4.3 Compensation for Private Shops Acquisition compensation for shops shall include shops value compensation, relocation subsidy and compensation for losses due to suspension of business. 1) Determination of compensation amount for shops Similar to the determination of acquisition compensation amount for urban residential houses, compensation amount for shops shall be appraised by independent real estate appraising company according to the marketing price of similar shops. For example, according to the survey, the similar appraising price of the shops to be acquired is 4000 yuan /m2. 2) Other subsidies a) Relocation subsidy: it will be CNY 5 yuan/m2 according to the acquired property area; if the relocation subsidy one time is less than CNY300, CNY 300 yuan will be paid. b) Compensation for business suspension loss: it will be of 60% monthly average profit after tax verified by the tax authority six months before the issue of the notice about the house acquisition decision, the compensation period is six months. This is the traditional practice of Huainan and is accepted by affected shops, and workers will be informed in advance and be given wages for 3 months if they are unemployed. Table 4-6: Detailed Property Exchange Information of Demolished Shops Village or Ar Replace Popu Demoliti Compens Managemen Subproject Communit Name e ment lation on area ation price t Types y a location 1 Tobacco Yijudongf Wang 281925.0 3 549.21 2 monopolizati angcheng Longwang Bin 6 Huwei 0 on flood village Wang 1 Yijudongf diversion Food Zongba 6 260.5 24991.32 8 angcheng processing o 0 Data source: Huainan ADB PMO (July 2019) By this monitoring, in total of 7722.44m2 of the tiny commercial shops had been demolished in Xiejiaji ditch, with 40HHs and 48 persons were affected. It is noted that all of them opted the cash compensation, in total of 8.99million yuan of compensation payment

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report had been well and fully paid to the affected people.

HD of the tiny commercial shops Subproject Total amount of compensation HD area（m2） HHs population Xiejiaji Ditch 7722.44 40 48 8.99million yuan Data source: Huainan ADB PMO (July 2019)

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

5. Investigation on Production and Living Conditions of Affected People 5.1 Monitoring Survey

5.1.1 Introduction

The external M&E agency had carried the seventh monitoring survey of the affected villages and village groups affected by land acquisition to obtain data on the monitored APs’ production level and living standard. The production level and living standard survey would be conducted semiannually to track variations of the APs’ production level and living standard. This survey was conducted using such methods as panel survey, random interview and field observation to acquire necessary information. A statistical analysis and an evaluation were made on this basis. Details see Table 5-1. The scope of this sampling survey involves Datong district, Tianjia’an district, Bagongshan district and Xiejiaji district. 7 townships, 13 villages, 10 communities were involved, this survey will be conducted using such methods as panel survey, random interview and field observation, with total samples of 151 households, 525 persons, including Datong District for 29 households with 101 persons; Tianjia’an District for 51 households with 177 persons; Bagongshan District for 31 households with 118 persons; and Xiejiaji District for 40 households with 129 persons. The detailed population information is shown in Table 5-1. Table 5-1: Basic Population Status of Each District Fe Numb Mal Out- Agric Fe mal Towns Village/Co er of Popul Mal e side ulture District mal e hip mmunity House ation e Lab Wor Labou e Lab holds our king r our Datong Yuanwang 3 10 6 4 3 2 3 0 Street Community Liuzheng 8 29 16 13 14 6 5 11 Village Luohe Guanji 6 21 12 9 8 7 4 9 Datong Town Village District Linxiang 12 41 19 22 17 11 9 13 Village Subtotal 29 101 53 48 42 26 21 33 Percentage of the 19.24 10.1 9.14 8.00 4.95 4.00 5.52% 6.29% total population % 0% % % % % Ancheng 4 14 8 6 6 3 4 0 Community Anche Linwang ng 6 19 8 11 7 6 3 7 Tianjia’an Village Town district Lutang 3 11 7 4 4 3 1 4 Village Caozui 12 42 23 19 17 11 15 0 Community

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Yaonan 5 16 9 7 8 3 2 6 Village Yaobei Shung 4 15 8 7 6 4 1 5 Village eng Shangguo Town 6 20 11 9 6 7 5 0 Community Dongshan 9 33 18 15 15 9 11 0 Community Chaoy Baiyuan ang 2 7 4 3 2 2 2 0 Community Street Subtotal 51 177 96 81 71 48 44 22 Percentage of the 33.71 18.2 15.4 13.5 9.14 8.38 9.71% 4.19% total population % 9% 3% 2% % % Bijiaga Xinjian ng 7 29 14 15 13 8 6 11 Village Street Qianhuai Bagon 6 22 12 10 11 7 2 9 Village gshan Yangjiadi Town 5 19 11 8 7 6 5 0 Bagongsha Community n district Shanw Bigang ang 13 48 23 25 18 16 10 18 Village Town Subtotal 31 118 60 58 49 37 23 38 Percentage of the 22.48 11.4 11.0 9.33 7.05 4.38 5.90% 7.24% total population % 3% 5% % % % Xiejiaji Honglun 3 10 6 4 3 3 2 0 Street Community Tangs Lianhua han 6 20 11 9 8 4 3 7 Village Town Hedong 7 23 12 11 9 6 19 0 Community Jianshe Xiejiaji 7 25 13 12 8 9 9 0 district Liyingz Community i Menggang 9 26 14 12 9 7 5 7 Village Xinhe 8 25 13 12 11 6 6 8 Village Subtotal 40 129 69 60 48 35 44 22 Percentage of the 24.57 13.1 11.4 9.14 6.67 8.38 7.62% 4.19% total population % 4% 3% % % % Total 151 525 278 247 210 146 132 115 Source: Monitoring Survey Data (July 2019) Sample N=151HHs, with 525persons

5.1.2 Contents of the Survey

5.1.2.1 Status of Family Population

The samples of this survey include 151 households with 525 persons. The average households’ member is 3.48 persons. The people surveyed included male for 278 persons, 59.95% of the total investigation population; female for 247 persons, 47.05% of the total investigation population. As for the marriage situation, unmarried for 96 persons, married for 419 persons, divorce for 5 people and widowed for 5 persons. The specific family population

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report information and marital status is shown in Table 5-2. Table 5-2: Basic Information of the Family Male Female Total Type Number Proportion Number Proportion Number Proportion HHs 151 Population 278 52.95% 247 47.05% 525 Average population 3.48 Marital Status Unmarried 57 10.86% 39 7.43% 96 18.29% Married 216 41.14% 203 38.67% 419 79.81% Divorce 3 0.57% 2 0.38% 5 0.95% Widowed 2 0.38% 3 0.57% 5 0.95% Data Source: Monitoring Survey Data (July 2019) Sample N=151 HHs, with 525 persons 45% Male 40% Female 35%

30%

25%

20%

15%

10%

0% Unmarried Married Divorce Widowed

Figure 5-1: Marital Status

5.1.2.2 Distribution of Age

By this monitoring found that the preschool children there are 12 male which account for 2.29% of the total surveyed population, and 9 female accounting for 1.71%; the people in 7 to 17 years old, there are 26male accounting for 4.95% of the total, and 19 female accounting for 3.62% of the total; the people in 18 to 35 years old, there are 96 male accounting for 18.29% of the total, and 76 female accounting for 14.48% of the total; the people in 36 to 60 years old, there are 118 male accounting for 22.48% of the total, and 95 female accounting for 18.10% of the total; the people over 60 years old, there are 41 male accounting for 7.81% of the total, 33 female accounting for 6.29% of the total. The detailed is shown in Figure 5-2. Table 5-3: Statues of Age Town Village/Co Age 18- Age 36- Su District Age 0-6 Age 7-17 Over 60 ship mmunity 35 60 b-

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

M Fe M Fe M Fe M Fe M Fe tot al mal al mal al mal al mal al mal al e e e e e e e e e e Daton Yuanwang g Communit 1 0 1 0 2 2 3 2 2 1 14 Street y Liuzhen 0 0 1 1 5 4 11 4 4 2 32 Village Luohe Guanji 1 0 1 1 4 3 7 6 1 1 25 Datong Town Village District Linxiang 0 1 2 1 7 5 5 7 1 1 30 Village 10 Subtotal 2 1 5 3 18 14 26 19 8 5 1 19. Percentage of the 0.3 0.19 0.9 0.57 3.4 2.67 4.9 3.62 1.5 0.95 24 8% % 5% % 3% % 5% % 2% % total population % Ancheng Communit 1 0 1 2 3 3 3 2 1 1 17 Anche y ng Linwang 1 2 1 0 2 4 6 5 1 2 24 Town Village Lutang 0 0 2 1 3 1 5 3 1 1 17 Village Caozui Communit 1 2 1 0 4 4 8 8 4 4 36 y Yaonan 1 1 0 0 6 2 7 3 2 1 23 Village Shung Yaobei 1 0 1 1 2 5 4 4 1 2 21 Tianjia’an eng Village district Town Shangguo Communit 0 1 1 0 3 0 3 2 0 1 11 y Dongshan Communit 1 0 2 2 5 4 3 2 1 3 23 y Chaoy Baiyuan ang Communit 0 0 1 0 3 3 2 5 1 0 15 Street y 12 18 Subtotal 6 4 10 8 31 26 41 34 15 13 7 35. Percentage of the 1.1 0.76 1.9 1.52 5.9 4.95 7.8 6.48 2.2 2.86 62 4% % 0% % 0% % 1% % 9% % total population % Bijiaga Xinjian ng 1 0 1 2 3 2 7 3 3 2 24 Village Street Qianhuai 22 0 1 2 1 5 4 4 3 1 1 Bagon Village 2 gshan Yangjiadi Town Communit 1 0 1 0 6 2 2 2 2 3 23 Bagongsh y an district Shanw Bigang ang 0 1 1 0 7 9 7 9 3 1 38 Village Town 10 Subtotal 2 2 5 3 21 17 24 17 9 7 7 20. Percentage of the 0.3 0.38 0.9 0.57 4.0 3.24 4.5 3.24 1.7 1.33 38 8% % 5% % 0% % 7% % 1% % total population %

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Honglun Xiejiaji Communit 0 0 1 1 2 1 2 2 2 2 13 Street y Tangs Lianhua han 1 0 0 1 4 3 4 3 2 1 19 Village Town Hedong Communit 0 1 2 0 3 2 8 4 1 1 22 y Xiejiaji Jianshe district Liying Communit 0 1 1 0 4 2 3 5 3 0 19 zi y Menggang 1 0 1 2 7 6 6 6 2 1 32 Village Xinhe 0 0 1 1 6 5 4 5 2 1 25 Village 13 Subtotal 2 2 6 5 26 19 27 25 12 6 0 24. Percentage of the 0.3 0.38 1.1 0.95 4.9 3.62 5.1 4.76 2.2 1.14 76 8% % 4% % 5% % 4% % 9% % total population % 11 12 9 26 19 96 76 95 41 33 525 Total 8 Data Source: Monitoring Survey Data (July 2019) Sample N=151 HHs, with 525 persons

45% Male 40% Female 35%

Total 30%

25%

20%

15%

10%

0% 0-6 7-17 18-35 36-60 Over 60

Figure 5-2: Distribution of Age

5.1.2.3 Education Status

There are 151 households with 525 persons surveyed for this monitoring, including 10illiteracy, including male for 6, and female for 4, accounting for 1.14% and 0.76% respectively; 21 preschool children, including male for 12, and female for 9, accounting for 2.29% and 1.71% respectively; 121 people have received primary school, including male for 69, and female 52, accounting for 13.14% and 9.90% respectively; 203 people have received junior high school education, including male for 105, and female for 98, accounting for 20.00% and 18.67% respectively; 111 people have received senior high school education, including

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report male for 59, and female for52, accounting for 11.24% and 9.90% respectively; 59 people have received technical secondary school or regular college course, including male for 33, and female for 26, accounting for 6.29% and 4.95% respectively. The data show that among the education level of primary school and senior high school, the male is a little higher than female, while among the education level of technical secondary school or regular college course, the female is a little higher than male. More detailed is shown in Figure 5-3.

45% Male 40%

35% Female

30% Total 25%

20%

15%

10%

0% Preschool Illiteracy Primary School Junior High Senior High Technical Children School School Secondary School and Above Figure 5-3: Distribution of Education By this monitoring we found that level of junior high school takes a large proportion in the total surveyed population, and secondly is primary school and senior high school. Persons in Tianjia’an District have a little bit higher education level among the Three districts. Education level of male and female is similar. Details are shown in Table 5-4. Table 5-4: Distribution of Education technic al second junior senior ary Presch Illiterac primary high high school Su Tow Village/ ool y school school school or b- District nshi Commu under- tot p nity graduat al e M Fe M Fe M Fe M Fe M Fe M Fe al ma al ma al ma al ma al ma al ma e le e le e le e le e le e le Dato Yuanwa ng ng 0 0 0 0 2 1 3 3 1 2 1 1 15 Stree Commu t nity Datong Liuzhen 0 0 1 0 5 4 7 5 2 1 2 2 29 District Luoh Village e Guanji 1 0 0 0 3 2 5 6 3 3 3 1 27 Tow Village n Linxiang 0 1 1 1 1 1 8 7 3 4 2 1 30 Village

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

10 Subtotal 2 1 2 1 11 8 23 21 9 10 8 5 1 Percentage of 0. 0. 2. 4. 1. 1. 19. 0.1 0.1 1.5 4.0 1.9 0.9 the total 38 38 10 38 71 52 24 9% 9% 2% 0% 0% 5% population % % % % % % % Anchen g 1 0 0 2 1 3 6 2 2 1 0 1 19 Anch Commu eng nity Tow Linwang 1 2 1 0 5 1 4 3 1 2 1 0 21 n Village Lutang 0 0 0 0 4 2 4 3 5 2 1 2 1 Village Caozui Commu 1 0 0 0 2 3 7 6 2 2 1 1 25 nity Yaonan 1 1 0 0 3 2 4 2 2 2 1 1 19 Village Yaobei Shun 1 0 1 1 1 3 3 2 4 1 1 2 20 Village geng Tianjia’a Tow Shangg n district uo n 0 1 0 0 2 1 3 5 2 2 0 2 18 Commu nity Dongsh an 1 0 1 0 4 3 5 4 2 2 2 0 24 Commu nity Chao Baiyuan yang Commu 0 0 0 0 1 2 2 2 2 1 1 0 11 Stree nity t 17 Subtotal 6 4 3 1 24 18 34 35 19 15 10 8 7 Percentage of 1. 0. 4. 6. 3. 1. 33. 0.7 0.1 3.4 6.6 2.8 1.5 the total 14 57 57 48 62 90 71 6% 9% 3% 7% 6% 2% population % % % % % % % Bijia gang Xinjian 1 0 0 1 3 3 7 6 2 2 1 2 28 Stree Village t Qianhua Bago 0 1 0 0 5 4 3 4 4 4 2 1 28 i Village ngsh Yangjiad an i Tow 1 0 0 0 3 2 8 5 2 2 1 1 25 Commu Bagong n shan nity district Shan wang Bigang 0 1 1 0 3 3 9 7 5 4 2 2 37 Tow Village n 11 Subtotal 2 2 1 1 14 12 27 22 13 12 6 6 8 Percentage of 0. 0. 2. 5. 2. 1. 22. 0.3 0.1 2.2 4.1 2.2 1.1 the total 38 19 67 14 48 14 48 8% 9% 9% 9% 9% 4% population % % % % % % % Xieji Honglun aji Commu 0 0 0 0 1 1 4 2 2 3 2 1 16 Xiejiaji Stree nity district t Tang Lianhua 1 0 0 0 2 3 3 3 3 2 1 2 20 shan Village

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Tow n Hedong Commu 0 1 0 1 3 1 6 4 2 1 2 0 21 nity Jianshe Commu 0 1 0 0 5 2 3 4 1 2 1 1 20 Liyin nity gzi Mengga ng 1 0 0 0 3 4 3 5 6 5 2 2 31 Village Xinhe 0 0 0 0 6 3 2 2 4 2 1 1 21 Village 12 Subtotal 2 2 0 1 20 14 21 20 18 15 9 7 9 Percentage of 0. 0. 3. 4. 3. 1. 24. 0.3 0.1 2.6 3.8 2.8 1.3 the total 38 00 81 00 43 71 57 8% 9% 7% 1% 6% 3% population % % % % % % % 10 52 Total 12 9 6 4 69 52 98 59 52 33 26 5 5 Data Source: Monitoring Survey Data (July 2019) Sample N=151 HHs, with 525 persons

5.1.2.4 Main Family Property

In the monitoring survey, among the affected 151 households with 525 people, majority of the households have electrical appliances such as mobile phone, television sets, telephone, electric fans, refrigerator, computer etc. Judging from the family-owned property, we can see that the living standard of the sampled families in Huainan is better than average. Ownership of durable consumer goods of affected households is shown in Table 5-5. Table 5-5: Per Household Ownership of Property Surveyed Households Items Total Amount Per Household Ownership Bicycle 231 1.5 Motor car 62 0.4 TV 412 2.7 Washing machine 256 1.7 Refrigerator 312 2.1 Computer 113 0.7 Tractor 41 0.3 Automobile 67 0.4 Telephone 31 0.2 Mobile phone 491 3.3 DVD/VCD 15 0.1 Electric oven 66 0.4 Electric cooker 31 0.2 radio 38 0.3 Electric fan 370 2.5 Air conditioner 82 0.5 Data Source: Monitoring survey Data (July 2019)

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

5.1.2.5 Distribution of Occupation

The survey found that most of the family members are engaged in agriculture, accounts for 31.79%. The following are the population who engaged in outside working accounts for 30.63%, and the third are students’ accounts for 11.83%. According to the survey we found that most people are engaged in outside working during non-farming season, and they will return home to work for agriculture work in farming season. The detailed distribution of occupation is shown as Figure 5-4.

Planting

Breed 6.50% Industry 31.79% Business 30.63% Service

Communication

Teacher

5.80% Civil 11.83% 4.87% 3.25% Doctor 2.09% Retiree

Worker 0.46% 0.70% Other 0.93% 1.16%

Figure 5-4: Distribution of Occupation

5.1.2.6 Household Income Structure

Household income status survey covered 151 HHs with 525 persons including rural residents for 88 HHs with 319 persons and urban residents for 63 HHs with 206 persons. Survey indicated that total income of the 88 rural households was 68156.03 yuan, including farming income 1245648 yuan accounting for 20.77% of total revenue and per household income was 13954.18 yuan. Industrial income was 14155.09yuan accounting for 7.90% of the total income and per household income was 5381.61 yuan. Household income from outside employment was 2746952yuan accounting for 45.80% of the total, and per household income was 31215.36 yuan. Private business household income was352682yuan accounting for 5.91% of the total, and per household income was 4030.48 yuan. Salary income was 559692yuan accounting for 9.33%, and per household income was 6360.14 yuan. Retirement pension income was 240649yuan accounting for 4.01% of the total, and per household income was 2734.65yuan. Household income from support of children was 84052 yuan, accounting for 1.40%. Household income from other sources was 292474 yuan,

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report accounting for 4.88%, and per household income was 3323.57 yuan. The total income of 63 urban households surveyed was 7635262yuan. Industrial income was 2394764 yuan accounting for 31.35%, and per household income was 37996.25 yuan. Household income from outside employment was 2398959yuan accounting for 31.42% of the total, and per household income was 38078.71 yuan. Private business household income was 1199784yuan accounting for 15.71%, and per household income was 19044.19yuan. Household income from salary was 679372 yuan accounting for 8.38%, and per household income was 10154.48yuan. Retirement pension household income was 377195yuan accounting for 4.94%, and per household income was 5987.22 yuan. Household income from child support was 206176 yuan accounting for 2. 70%, and per household income was 3272.63 yuan. Household income from other sources was 419652 yuan accounting for 5.50%, and per household income was 6661.14 yuan. Household income status survey covered 151 HHs with 525 persons，the survey found that annual per capita income in rural area is

18801.66 yuan, there is an increase of 263.71 yuan compared with the18537.95 yuan in last survey, increased for 1.42%; all these items have increased, the most obvious increase is the per capita income of business, increased 1.17%, the wage income increased 0.83%, the agriculture income increased 2.21%, industrial income increased 0.50%, outside working income increased 1.57%. Among the survived people, a small part of people has the cost of doing business, the business income has increased for 1.17%, besides the PMO provide relevant skill training and employment information, thus it helped to improve the employee rate and make the wage income increased for 0.83%. though the other increase is not obvious, the overall trend is still in a steady and balanced upward trend. The average annual income of urban residents is 37064.38yuan, there is an increase of 569.99 yuan compared with the 36494.39 yuan in last survey, increased for 1.56%, all these items have increased more or less, among which the outside working income increased 1.84%, business income increased 1.53%, the wage income, increased 1.71%, the retirement income increased1.41%, other income increased1.36%. After the resettlement of the affect people, all the families received a better employment environment, and the income proportion in different families decreased, the income structure become more and more stable and safety.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Table 5-6: Survey of Affected Household Revenue Structure

Unit：yuan/year Outside Retirement Child Item Agricultural Industrial Business Wage Other Total Working Pension Support Total household income 1325647.6 512591.87 2941938.9 381353 603780 260250 90643.34 316464 6432668.7 Per household income 13954.18 5395.7 30967.78 4014.24 6355.58 2739.47 954.14 3331.2 67712.3 Rural Residents (Last monitoring) Per capital income 3820.31 1477.21 8478.21 1099 1740 750 261.22 912 18537.95

Percentage 20.61% 7.97% 45.73% 5.93% 9.39% 4.05% 1.41% 4.92% 100.00% Total household income 1245648 473582 2746952 354682 559692 240649 84052 292474 5997731 Per household income 14155.09 5381.61 31215.36 4030.48 6360.14 2734.65 955.14 3323.57 68156.03 Rural Residents Per capital income 3904.85 1484.58 8611.13 1111.86 1754.52 754.39 263.49 916.85 18801.66 (This monitoring)

Percentage 20.77% 7.90% 45.80% 5.91% 9.33% 4.01% 1.40% 4.88% 100.00%

The increase proportion of this monitoring 2.21% 0.50% 1.57% 1.17% 0.83% 0.58% 0.87% 0.53% 1.42% compared with the last survey in rural area Total household income 0 2247630 2241348.2 1124322.6 598427.2 353897.6 193357.92 393916.88 7152900.4 Average household income 0 37460.5 37355.803 18738.711 9973.7867 5898.2933 3222.632 6565.2813 119215.01 Urban Residents (Last monitoring) Per capital income 0 11467.5 11435.45 5736.34 3053.2 1805.6 986.52 2009.78 36494.39

Percentage 0.00% 31.42% 31.33% 15.72% 8.37% 4.95% 2.70% 5.51% 100.00% Total household income 0 2393764 2398959 1199784 639732 377195 206176 419652 7635262 Average household income 0 37996.25 38078.71 19044.19 10154.48 5987.22 3272.63 6661.14 121194.63 Urban Residents Per capital income 0 11620.21 11645.43 5824.19 3105.50 1831.04 1000.85 2037.15 37064.38 (This monitoring)

Percentage 0 31.35% 31.42% 15.71% 8.38% 4.94% 2.70% 5.50% 100.00%

The increase proportion of this monitoring 0.00% 1.33% 1.84% 1.53% 1.71% 1.41% 1.45% 1.36% 1.56% compared with the last survey in urban area Data Source: Monitoring survey (July 2019) Sample rural N=88 HHs, with 319 persons; urban N=63 HHs, with 206 persons

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

50% 45% Rural 40% 35% Ubran 30% 25% 20% 15% 10% 5% 0% Agricultural Industry Outside Business Wage Retirement Child Other Working Pension Support

Figure 5-7: Monitoring Survey of Affected Households Revenue Structure

5.1.2.7 Household Expenditure Structure

Total expenditure of 88 rural households in the investigation was 3013016 yuan. Annual per household expenditure was 34238.82 yuan. Among these expenditures, productive total expenditures were 886608 yuan accounting for 29.43%; annual per household expenditure was 10075.09 yuan. Agricultural expenditure of rural residents accounted for 28.29% of total expenditure, operating expenditure accounted for 1.41%; family living expenses was 2126408 yuan accounted for 70.57%, annual per household expenditure was 24163.73 yuan; among which electricity expenses was 77258 yuan accounted for 0.16%, water expenses accounted for 0.79%, living expenditure accounted for 32.21%, heating expenses accounted for 0.27%, clothing expenses accounted for 3.30%, educational expenses accounted for 10.17%, medical expenses accounting for4.46%, traffic expenses accounting for 0.84%, detailed information can be seen in Table 5-7. Total expenditure of 63 urban households in the investigation was 2675708 yuan. Annual per household expenditure was 42471.56 yuan. Total productive expenditure was37018yuan accounting for 12.15%; annual per household expenditure was5875.89yuan. The operating expenditure accounted for 12.15% of total expenditure; the living expenditure was 2675708yuan, annual per household expenditure was 42471.56 yuan accounting for 87.85%, including electricity expenses was 85889 yuan accounting for 2.82%, water expenses accounting for 0.98%, living expenses was 1449865yuan accounting for 47.60%, heating expenses accounting for 0.56%, clothing expenses accounting for 5.68%, medical expenses accounting for 3.29%, detailed information can be seen in Table 5-7. Household income status survey covered151 HHs with 525 persons，the survey found that, the total household expenditure of rural residents was 9445.19 yuan, there is an

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report increase of 81.33 yuan compared with the 9363.86yuan in last survey, increased for 0.87%; the operating expenditure increased for 0.94%; the living expenditure increased for 0.84%. The expenditure of urban residential is the same with the rural residential, the total household expenditure of was 14785.87 yuan, there is an increase of 140.41 yuan compared with the 14645.46 yuan in last survey, increased for 0.96%; the operating expenditure increased most for 1.04%; the living expenditure increased for 0.95%, the medical expenditure decreased for 0.32%. Generally speaking, after the reasonable compensation, the living standard and quality of the affected people has been improved and the family income has restored and improved. The detailed see in Table 5-7.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Table 5-8: Expenditure of Affected Households Unit：yuan/year Productive Living Expenditure Expenditure Agric Opera Soci Annual Total Item ultural ting Subt Elect Wat Livin Hea Clot Educ Medi Traf Commu al Othe Subt Expenditure Expen Expen otal ricity er g ting hing ation cal fic nication activ r otal diture diture ities Hous ehold 273 91831 37094. 9554 8390 212 12050 887 1075 3323 1527 67429.0 1469 1404 22938 total 29.7 3249259.42 1.21 3 05.51 4.6 36.4 47.72 6.26 63.06 11.49 97.98 4 37.15 20.49 53.91 expen 2 diture Rural Per Resident house s 9666.4 1005 883.2 223. 12684 93.4 1132. 3498. 1608. 287. 1546. 4066. 24145 hold 390.47 709.78 34202.73 (Last 3 6.9 1 54 .71 3 24 02 4 68 71 34 .83 expen Monitori diture ng) Per

capita 2646.4 2753. 3472. 25.5 309.9 957.6 440.3 78.7 423.4 404.6 6610. l 106.9 241.8 61.2 194.32 9363.86 3 33 76 8 8 7 4 6 5 7 53 expen diture Perce 28.26 29.40 2.58 0.65 37.09 0.27 3.31 10.23 4.70 0.84 4.52 4.32 70.60 1.14% 2.08% 100.00% ntage % % % % % % % % % % % % % Hous ehold 85225 8866 7725 196 11212 817 9944 3063 1406 252 1368 1292 21264 total 34355 62113 3013016 Rural 3 08 8 78 25 8 1 73 86 98 93 65 08 expen Resident diture s Per (This house Monitori 9684.6 1007 877.9 223. 12741 92.9 1130. 3481. 1598. 287. 1555. 1468. 24163 hold 390.40 705.83 34238.82 ng) 9 5.09 3 61 .19 3 01 51 70 48 60 92 .73 expen

diture

Per 2671.6 2779. 242.1 61.6 3514. 25.6 311.7 960.4 441.0 79.3 429.1 405.2 6665. capita 107.70 194.71 9445.19 4 34 9 9 81 4 3 2 2 0 3 2 86 l

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

expen diture Perce 28.29 29.43 2.56 0.65 37.21 0.27 3.30 10.17 4.67 0.84 4.54 4.29 70.57 1.14% 2.06% 100.00% ntage % % % % % % % % % % % % % The increase proportion of this monitoring 0.94 0.16 0.79 1.21 0.22 0.56 0.29 0.15 0.69 1.34 0.14 0.84 0.95% 0.74% 0.20% 0.87% compared with % % % % % % % % % % % % the last survey in urban area Hous ehold 281 554 34857 3485 8124 13623 161 1630 3210 9516 1673 1606 25219 total 0 76.9 46.4 71275.4 2870510.16 2.28 72.28 7.88 52.88 99.4 50.44 26.44 5.84 80.08 16.12 37.88 expen 6 4 diture Urban Per Resident house s 5809.5 5809. 1354. 469. 22705 269. 2717. 5350. 1586. 924. 2789. 2676. 42032 hold 0 1187.92 47841.84 (Last 4 54 13 62 .88 99 51 44 1 11 67 94 .3 expen Monitori diture ng) Per

capita 1778.4 1778. 414.5 143. 6950. 82.6 831.8 1637. 485.5 282. 853.9 819.4 12867 l 0 363.65 14645.46 3 43 3 76 78 5 9 89 4 89 8 7 .03 expen diture Perce 12.14 12.14 2.83 0.98 47.46 0.56 5.68 11.18 3.32 1.93 5.83 5.60 87.86 0.00% 2.48% 100.00% ntage % % % % % % % % % % % % % Hous ehold 37018 3701 8588 299 14498 170 1732 3382 1003 584 1778 1695 26757 total 0 75292 3045889 Urban 1 81 9 57 65 92 72 05 43 22 08 63 08 expen Resident diture s Per (This house Monitori 5875.8 5875. 1363. 475. 23013 271. 2750. 5368. 1592. 927. 2822. 2691. 42471 hold 0 1195.11 48347.44 ng) 9 89 32 51 .73 30 35 33 75 33 35 48 .56 expen

diture

Per 1797. 1797. 416. 145.4 703 841.1 1641. 487. 365.5 863.1 823.1 capita 0 0 82.97 283.60 12988.87 00 00 94 2 8.18 3 77 10 0 5 2 l

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

expen diture Perce 12.15 12.15 2.82 0.98 47.60 0.56 5.69 11.10 3.29 1.92 5.84 5.57 87.85 0.00% 2.47% 100.00% ntage % % % % % % % % % % % % % The increase proportion of this monitoring 1.04 0.58 1.16 1.26 0.39 1.11 0.24 0.32 0.25 1.07 0.45 0.95 0.00% 1.04% 0.51% 0.96% compared with % % % % % % % % % % % % the last survey in urban area Data Source: Monitoring survey (July 2019) Sample rural N=88 HHs, with 319 persons, urban N=63 HHs, with 206 persons

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

50% 45% Rural 40% Urban 35% 30% 25% 20% 15% 10% 5% 0%

Figure 5-6: Monitoring Survey of Affected Household Expenditure Structure

5.1.2.8 Household Income and Expenditure Analysis

151 HHs with 525 persons surveyed include rural residents for 88 HHs with 319 persons and urban residents for 63 HHs with 206 persons. Analysis of household income and expenditure is shown in Table 5-8 below. Table 5-9: Survey of Affected Household Income and Expenditure Unit：yuan/year An nua l Annual per Annual per per Annual per St. St. St. St. Household Household cap Capita d d d d Income Expenditure ita Expenditure inc om e Last 869 110 185 288 446 moni Rur 67712.30 37. 34202.73 34. 37. 35. 9363.86 8.3 torin al 03 00 95 15 3 g resi This den 216 757 188 405 141 moni ts 68156.03 55. 34238.82 9.3 01. 0.0 9445.19 7.5 torin 26 4 66 7 3 g Last 943 115 364 312 754 moni Urb 119215.00 14. 47841.83 47. 94. 52. 14645.46 0.1 torin an 77 92 39 72 4 g resi Last den 499 189 370 762 289 moni ts 121194.63 65. 48347.44 86. 64. 1.9 14785.87 6.3 torin 35 83 38 6 5 g Data Source: survey table of this monitoring (July 2019). Sample rural N=88 HHs, with 319 persons. Urban N=63 HHs, with 206 persons.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

The survey found that, the total household income of rural residents was 18801.66 yuan, there is an increase of 263.71 yuan compared with the 18537.95 yuan in last survey, increased for 1.42%; of which the main source is from farming, industry, migrant work and wages; it is show that the diversity of rural income structure, more and more people become self-employed, it helped the family income increased steadily. The annual per capita income in urban area is 37064.38yuan; there is an increase of 569.99 yuan compared with the 36494.39 yuan in last survey, increased for 1.56%; it shows that the main source of income for the urban residents was industrial income, migrant work wage, private business income, though the increase percentage is lower than 3%, all the items has increased more or less, and the urban residential income become more and more reasonably. The survey found that, the total household expenditure of rural residents was 9445.19yuan, there is an increase of 81.33 yuan compared with the 9363.86 yuan in last survey, increased for 0.87%; the living expenditure increased for 0.94%. The expenditure of urban residential is the same with the rural residential, the annual per capita expenditure was 14785.87 yuan; there is an increase of 140.41 yuan compared with the 14645.46 yuan in last survey, increased for 0.96%. Generally speaking, after the reasonable compensation, the living standard and quality of the affected people has been improved and the family income has restored and improved.

5.2 Households Interviews

. The affected households were interviewed, for the purpose is to understand their current production and living standard as well as the opinions and attitude of the affected persons to the project.

5.2.1 Monitoring Interview Minutes

（1）The affected villager Interview Minutes

Minutes of the affected villager interview

Time：July 16 AM, 2019 Site：Qianhuai Village in Bagongshan town of Bagongshan District ,Huainan city Participants：Staffs of eternal monitoring team and affected people Interviewee：Yang Fenge

Yang Fenge, female, 57 years old, with 4 family members, who lives in Qianhuai Village in Bagongshan town of Bagongshan District, Huainan city. her husband is 64 years old and she has a son and a daughter-in-law. At present, only the old couple are at home, and their income mainly comes from farming and working. Besides farming, their son and daughter-in-law also go out to work, with an annual income of about 30,000 to 40,000 yuan, as well as government pension subsidies and alimony from their

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

children. the economic situation is fine. Due to the construction of Bagongshan ditch in the ADB loan project, 0.0641 mu of land had been acquired. the land compensation was about 3384.48 yuan. The young crop and attachment compensation are 4542 yuan. The compensation has been received and they are satisfied with the compensation. she knew that the project will rebuild and build the sewage system to improve the water system, at the same time, avoid the flood disaster for the crops. Now the construction of the project has been basically completed. environment on both sides of the gully has been greatly improved and paths have been built. they often go out for a walk with their family in the evening. At the same time, the stench of the little ditch in front of the house was reduced. the influence on them during the construction is not very big and they are satisfied with the gully built now.

（2）Interview of Households Affected by LA

Minutes of the affected villager interview

Time：July 17 PM, 2019 Site：Ancheng town of Tianjiaan district in Huainan City Participants：Staffs of eternal monitoring and evaluation Interviewee：Yang Jilin

Yang Jilin, male, Han, 59 years old, who lives in Ancheng town of Tianjiaan district in Huainan City, with 2 family members. his wife is 52 years old. The main income of the family is fromworking outside , Because ADB loan project- Anhui Huainan Urban Water Systems Integrated Rehabilitation Project expropriated their house, they chose property rights. The original housing area is 110.936 m2, the replacement house is 90 m2, we also got compensation of 63,389 yuan after deducting. PMO and subdistrict office have carried out several forums, which introduced the content of the project, and compensation standard of housing demolition and resettlement plan, etc., In the later stage of the project, after signing agreement, the housing compensation was paid to them on time. In general, the work in the early stage of the project was done very well, and he was very supportive of the implementation of the project. They were very satisfied with the housing compensation, in addition, new house has beautiful surrounding and the infrastructure is more perfect. This project can not only improve the water environment of Huainan city, but also improve the living standard of the residents. They said that they support the implementation of this project.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

5.2.2 Interview Conclusion

Typical household interview indicated that since the project is for the benefit of the local people, construction content involved with the LA and HD. There for self-interest of affected person, they must take into consideration, the compensation must distribute reasonable and be on time; the monitoring found that most of the resident support the project very much and provide their suggestion, they hope that during the construction the construction company should take measures to control the garbage, dust and noise; the residents said that the project not only improve the environmental health conditions in rural and urban, but also improved the infrastructure; The projects received approved and endorsed from vast majority of residents. Hope that the project construction would be completed as soon as possible. Most residents have expressed a strong willingness and support to the project, and they want to do something for the project. As well as they put up some suggestions and opinions to the project. The resettlement is a long-term task; it still needs to pay more attention by local government and PMO.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

6. Public Participation and Grievance Redress

6.1 Public Participation

In order to carry out the resettlement of Huainan Urban Water System Integrated Rehabilitation Project on the practical and reliable basis, maintain the lawful rights and interests of the APs and land-expropriated units, and reduce the dissatisfaction and disputes, the Project attaches importance to the participation and consultation of the APs both in the period of Project preparation and construction. During the pr-stage of the project, the implement stage, the PMO has paid high attention to it and collected the suggestions and opinions of social organizations, communities and other parts of the government, and encouraged the project implementated as soon as possible. During the project preparation, the PMO looking for the public’s opinions through newspapers, network, broadcast, TV and other mediums as well as the implementataion time table. During the demolition progress, PMO also pay attention t the needs and opinions of the residents, through the meeting, interview and consulting to public the compensation standard and resettlement plan.

6.1.1 Public Participation Organized by the IAs

With the progress of the project preparation and implementation, Huainan PMO, the project implementation agencies, communities, commercial shops and village collective carried out further public participation activies, which included compensation standards for the resettlement options; training contents for affected populations; potential problems and the way to solve these issues; to understand the APs opinions and expectations during the implementation process; disclose compensation standards, grievance channels, to understand the implementation of the resettlement plan, and affected livelihoods recovery. Public participation plan is shown in Table 6-1.

Table 6-1: Overview of Public Participation Organized by IAs Mod Progre Purpose Time Agency Participant Subject e ss Anhui Anhui Introduce Communications Communications Project Planning and Planning and purpose Sym Design Institute Design Institute Project design Comple and posi 2012. 9 Co., Ltd., ADB Co., Ltd., ADB Option ted preliminary um Project Office of Project Office of Project Huainan, Huainan Huainan, Huainan scheme Development and Development and

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Reform Reform Committee, Committee, Huainan Urban and Huainan Urban Rural Construction and Rural Committee, and Construction representatives of Committee all affected districts, towns, villages, groups and population Anhui Communications Investigatio Planning and n of Design Institute resettlemen Co., Ltd., ADB representatives of t influence Project Office of Sym all affected Intention and 2012. Huainan, Huainan Comple posi districts, towns, investigation of consultatio 10 Development and ted um villages, groups physical quantity n of Reform and population preliminary Committee, resettlemen Huainan Urban t plan and Rural Construction Committee Huainan PMO, Huainan Construction Committee, Hefei Design Institute on Coal Industry, Discuss Huainan Labor and and Social Sym 2012.1 Resettlement determine Security Bureau, All the affected Comple posi 1— method and resident Huainan Women’s population ted um 2013. 3 willing relocation Federation, plan Huainan Agriculture Council, Huainan Poverty Relief Office, Huainan Civil Affairs Bureau resettlemen Huainan t policies, Construction rates, Committee, grievance Huainan Land and redress Resources Sym mechanism Bureau, all towns, All the affected Resettlement Comple posi 2013. 3 and villages, groups population policy and plan ted um entitlement and people are involved, Hefei discussed coal industry and design and informed research institute Give Announce out Notify the ment of infor residents to be resettlemen IAs, influencing Comple mati 2013. 6 Huainan PMO relocated the t plan and towns and villages ted on resettlement plan information book and its content booklet let Announce Resettlement ment of Web Comple 2013. 6 ADB Huainan PMO plan is public on resettlemen site ted the website t plan

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

The DMS of Donghu a flood Huainan PMO, ditch Physical Huainan (1) Determined and quantity Construction the final impact LOngw and Committee, scale. ang detailed Field Huainan Land and (2) the list of All the affected flood measurem surv 2017. 2 Resources qcquired land people control ent survey ey Bureau, all towns, area and poverty ditch based on villages, groups (3) prepare has final and people compensation complet designs involved, survey contract ed, and mapping unit need to be recheck ed 1) Leak filling, Re-check Huainan PMO, confirm the final of physical Huainan influence quantity quantity Construction 2) Detailed list of and Field 2016. Committee, Land occupied land In detailed All the affected surv 9- and Resources and losses of APs progres measurem population ey 2017.3 Bureau and cadre 3) The s ent survey of villages and preparation of the based on towns, survey and basic contract of final mapping unit compensation designs agreement The ongoing constru Update of 2013. Resettlement Web ction resettlemen 11- ADB Huainan PMO plan is public on site part has t plan 2017.3 the website been updated . the Villa notice ge and bulle Huainan PMO, Notice the land tin Huainan Before acquisition of land compen boar Construction Acquisition the area, sation d Committee, Land All the affected of land implem compensation of the and and Resources population Notice entatio standards and under- villa Bureau and cadre n resettlement constru gers of villages and method, etc ction conf towns project eren has ce finished Huainan PMO, Huainan The Villa Before Construction Disclose compensation fee In ge implem Committee, Land All the affected the LA and the way how progres mee entatio and Resources population notice to pay the s ting n Bureau and cadre compensation of villages and towns Land Villa Huainan PMO, compensati ge 2016. Huainan Urban Already Compensation on, housed bulle 3- and Rural All the affected been expenses and demolition tin 2017.1 Development & population implem payment method and boar 2 Investment Co., ented resettlemen d Ltd., Land and

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

t solution and Resources Bureau notice villa and cadre of gers villages and towns conf eren ce Villa ge/c om muni Huainan PMO, Land ty Huainan Urban compensati bulle April and Rural on, housed Already tin 2017 to Development & Compensation demolition All the affected been boar Decem Investment Co., expenses and and population implem d ber Ltd., Land and payment method resettlemen ented and 2018 Resources Bureau t solution villa and cadre of notice gers villages and towns conf eren ce Villa ge/c om muni Huainan PMO, ty Huainan Urban Disclosure bulle April and Rural Already of the tin 2017 to Development & Compensation All the affected been notice on boar Decem Investment Co., expenses and population implem house d ber Ltd., Land and payment method ented demolition and 2018 Resources Bureau villa and cadre of gers villages and towns conf eren ce villa Huainan PMO, Ensure gers Huainan Urban Discuss the final income conf and Rural income recovery Before recovery eren Development & solution and the In implem All the affected planning ce Investment Co., practical Solution progres entatio population and its (ma Ltd., Land and of the s n implementa ny Resources Bureau compensation tion time and cadre of fund s) villages and towns villa Labor and Social Discuss the 2015. In Training gers Security Bureau, All the affected training 10~201 progres Planning mee towns and village population requirement and 9. 6 s ting committees develop plans 1) resettlement schedule and External influences villa monitoring unit, 2) payment of Monitoring gers 2015. Project office, compensation In of All the affected conf 11~201 implementing fund progres Resettleme population eren 9. 12 institution, and 3) information s nt ce affected Towns disclosure and villages 4) recovery the production and living

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

1) views about the project of the Com affected people muni Affected 2) compensation ty, town/district, standard and villa Already External responsible person payment of External ge Januar been monitoring unit of compensation Monitoring com y 2019 implem and PMO village/community, fund mitte ented affected 3) information e households disclosure mee 4) recovery the ting production and living 1) views about the project of the Com affected people muni Affected 2) compensation ty, town/district, standard and villa Already External responsible person payment of External ge July been monitoring unit of compensation Monitoring com 2019 implem and PMO village/community, fund mitte ented affected 3) information e households disclosure mee 4) recovery the ting production and living

Picture 6-2: Public Forum 6.2 Grievance and Appeals

Huainan Municipal Government (HMG) has set up the complaint channels in the project area. First, the village group or village committee is the main channel to express complaints

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report or suggestions. Second, they can go to the township governments. Third, they can report to Office for Complaints of the affected district or municipal government. The AP can use these channels to protect their rights if they have any grievance. In addition, a transparent and effective grievance redress mechanism has been established for the Project based on the existing channels in order to address issues effectively and ensure the successful implementation of project construction and land acquisition (LA). The basic grievance redress system is as follows: Stage 1: If any right of an AP is infringed on in respect of LA or resettlement, he/she may report to the village committee, and either the town government or the village committee may solve the appeal in consultation with the township government within two weeks and inform the APs. Stage 2: If the grievant is dissatisfied with the reply of Stage 1, he/she may file an appeal with the Implementing Agency (IA) within one month of receipt of the Stage 1 reply. The IA shall respond within two weeks and inform the APs. Stage 3: If the grievant is still dissatisfied with the disposition of Stage 2, he/she may file an appeal with the Huainan PMO within one month of receipt of the above disposition, which shall give a reply within two weeks. At any stage, if the grievant is dissatisfied with a decision, he/she can appeal to the civil division of a People’s Court according to the PRC civil procedural law. AP can also submit complaints to ADB which will be handled by the Project Implementation Team. If an AP is still not satisfied and believes he/she has been harmed due to non-compliance with ADB policy, he/she may submit a complaint to ADB’s Office of Special Project Facility or Office of Compliance Review in accordance with ADB’s Accountability Mechanism1. All grievances, oral or written, will be reported by PMO to ADB in resettlement monitoring reports both internally and by external monitoring agency. All agencies will accept grievances and appeals from the APs for free, and costs reasonably incurred will be paid from the contingencies set aside for LA and Resettlement. During the entire construction stage, the above procedures will remain effective so that the AP can use it to solve relevant issues. The above appeal channel will be disclosed to the APs via the Resettlement Implementation Booklet (RIB) and mass media.

1 For further information, see: http://www.adb.org/Accountability-Mechanism/default.asp.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Huainan ADB PMO

ADB Implementation Agency

Township Gov/Street Office Resettlement External Monitoring Agency

APs/Village Committee/Community

Figure 6-3: Grievance Redress Flowchart

Thanks to smooth and thorough information release, the government’s compensation policies on land acquisition, the project construction and resettlement are understood and supported by the affected population. Those with different opinions on this project and its compensation policies usually achieve consensus in public consulting meetings, and their problems are properly settled within reasonable scopes of policy. A lot of work has been done ahead of the project complementation. At the end of this monitoring, the under constructure projects, include installation of sewers in the existing eastern urban area (network and Shiyaowan pump station), installation of sewers in the existing western urban area (network, No.4 and No.5 pump station), Shijianhu pump station, Dajian ditch pump station, Longwang flood diversion ditch, Donghua ditch, Old Longwang ditch and Bagongshan ditch that involve LA and HD, before implementation of LA and HD , the PMO, the land bureau, city government, towns, village committee has hold meetings to disgussed the relevant problems like the measurement of the land and compensation standards. Finally signed the agreements with APs and paid the compensation fee on time. The contract of the demolished house had been signed according to the DMS and the compensation had been paid timely. By the end of his monitoring, Huainan PMO and the implementation agency didn’t receive any complaints or grievance.

6.3 Contact Information for Grievance and Appeals

Resettlement implementing agencies at all levels have arranged full-time staff taking charge of collecting and receiving the complaints of the affected population. See Table 6-2, for Agencies Accepting Grievances and Appeals, and Staff. Table 6-4: Agencies and Staff for Accepting Grievance and Appeals Agency Contact Person Position Telephone Number Huainan DRC Dai Yibin Director 18955403456 Huainan DRC He Chunfu Chief Engineer 18055416626 Huainan FB Jin Sixin Deputy Director 13909645701 Municipal construction Zhang Yongqiang Deputy director 18909646800 committee Huainan DRC Wang Siyong Director 18909646377

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Huainan Landscaping Liu Baoqin - 18955453336 Management Bureau Municipal L&R bureau Liu Xiaodong Engineer 13905540511 Huainan Municipal Administration Zhang Yongqiang Director 18905541060 Management Department Municipal Sewage Sun Huilin Director 18055418906 Company Tianjia’an DRC Xiong Shouquan manager 13966476282 Xiejiaji construction Mr. Chen Director 13955434528 committee Bagongshan construction Wang Yucai Director 13605547289 committee Tianjia’an district WU Dongyan Director 13605542566 Datong district Mr. Ma Director 17755479828 Xiejiaji district Lu Yong Director 13905547086 Bagongshan district Wu Chuanqiang Director 18155481085 Resettlement external Yan Lei Manager 0991-3638030 monitoring agency

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

7. Resettlement Organization

7.1 Organization Structure

In order to ensure the resettlement work can be run smoothly and reach the expected effects and a good job of the urban work on the water treatment Project of Huainan City, Huainan governments at all levels first ensure the preparation of the Project and smooth operation of the resettlement work on establishment of the organizational framework and enhancement of their abilities. Since January 2012, related organizations for resettlement of the urban water environment treatment project have been established and responsibilities have been defined. Refer to figure 7-1 for organization network for resettlement. The main organizations of the Project related to the resettlement activities include: i. Huainan Municipal Development and Reform Commission ii. The ADB Loan Project Leading Group of Huainan Municipal People’s Government (Huainan PLG) iii. Huainan Project Management Office (HPMO) iv. Huainan Municipal Urban and Rural Construction Commission v. Implementing agencies（Including Huainan Municipal Landscape Administration Bureau, Huainan Municipal Administration Office and Huainan Municipal Drainage Company） vi. Huainan Municipal Land and Resources Bureau vii. District Governments (Including Tianjia’an District, Bagongshan District, Datong District Econimic Development Zone and Huainan City) viii. Affected Towns and Villages and Streets ix. Affected village/neighborhood committees x. Project design institute xi. External Monitoring and Evaluation Organization xii. Other organizations: The Womens Federation and Labor and Social Security Bureau.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Huainan DRC

Huainan PLG

Huainan PMO

External M&E

Huainan construction committee and Huainan Department of Natural implementation agency Resourcess and Planning

District Government

Affected towns/villages/communities

Affected villages/communities

AHs

Figure 7-1: Huainan Organization Chart

Table 7-1 Huainan PMO Staff Contact Chart N N Agency Name Post Tel Agency Name Post Tel o o Municipal Huainan 1895540345 Gong 1805541893 1 Dai Yibin Director 20 Sewage Director DRC 6 Weijia 9 Company Huainan Huainan Chief 1805541662 Landscaping Liu 1895545333 2 He Chunfu 21 DRC Engineer 6 Managemen Baoqin 6 t Bureau Huainan Deputy 1390964570 Landscaping Zhou Accountan 1895545222 3 Huainan FB Jin Sixin 22 Director 1 Managemen Guiyun t 6 t Bureau Municipal Zhang Deputy 1890964680 Municipal Liu 1390554051 4 construction 23 Engineer Yongqiang director 0 L&R bureau Xiaodong 1 committee Kong Deputy 1395640808 Tianjia’an 1380554920 5 PMO 24 Wu Feng Director Degang director 8 Gov. 9

Huainan Wang 1890964637 Bagongshan Zhu 1890554020 6 Director 25 Director DRC Siyong 7 Gov. Yuzhang 2

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Huainan Deputy 1890964636 1595543008 7 Wang Ping 26 Datong Gov. Liu Zijian Director DRC director 9 6

Li Project 1370554997 Cheng 1385541553 8 PMO 27 Xiejiaji Gov. Director Fangfang assistant 3 Jie 3 Huang Accountan 1865548059 Li 1335903898 9 PMO 28 WF Director Shijun t 3 Hongwei 6 1390964924 1395542966 10 PMO Jin Lin Cashier 29 LSSB Shi Defu Director 9 8 Datong 1895548006 1395540295 11 PMO Lei Lei Assisitant 30 construction Mr. Mou Director 4 8 committee Municipal Yang 1890964680 Wang 1336554463 12 construction Cadres 31 Datong DRC Cadres Qichao 1 Qinqin 0 committee Municipal Xiong 1395643350 Tianjia’an 1396647628 13 construction Cheng Bin Cadres 32 Shouqua manager 0 DRC 2 committee n Municipal Liu Xiejiaji 1890964687 1395543452 14 construction Chuanyan Cadres 33 construction Mr. Chen Director 9 8 committee g committee Huainan Municipal Bagongshan Administratio Zhang 1890554106 Wang 1360554728 15 Director 34 construction Director n Yongqiang 0 Yucai 9 committee Management Department Huainan Municipal Administratio Liu 1890964503 Tianjia’an 1360554256 16 Cadres 35 Mr. Wu Director n Xudong 3 district 6 Management Department Huainan Municipal Administratio Yang 1890964503 Xinzhuangzi 1385541826 17 Director 36 Ms. Yang Director n Youxue 8 community 5 Management Department Municipal 1805541890 Datong 1775547982 18 Sewage Sun Huilin Director 37 Mr. Ma Director 6 district 8 Company Municipal Guan 1805541893 Bagongshan 1815548108 19 Sewage Cadres 38 Mr. Wu Director Weijia 9 district 5 Company Data Source: Huainan PMO (January 2019)

7.2 Staffing Arrangements and Facilities

7.2.1 Staffing

To ensure successful implementation of the resettlement plan, all resettlement agencies of the Project have arranged full-time staff, and a smooth channel of communication has been established. Huainan ADB project PMO currently has 18 staffs. 8 staffs of them

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report responsible for resettlement are of strong organizational and coordinating competence, rich experiences in resettlement and sufficient computer skills and are fully qualified for the requirements of the resettlement.

7.2.2 Facilities

The organizations at all levels of the resettlement of the Project all can take advantage of available resources, the allocated basic office equipment, transportation equipment and communication apparatus, including office desk and chair, computers, printers, telephones, fax, vehicle and any other device resources. The monitoring found that, under the leading of Huainan ADB project group, all the affected districts formed a special working group of resettlement to cooperate with the Huainan ADB project PMO. Table 7-2: Facilities for Resettlement Organization at All Levels (January-July 2019) Working Office Computer Camera Car Space No. Working Organization (square (set) (set) (unit) meter) 1 Huainan PLG and PMO 10 3 2 100 Huainan Urban and Rural Construction 2 38 8 4 240 Committee and three Implementing agencies Huainan Municipal Land and Resources 3 3 3 2 60 Bureau Tianjia’an, Datong, Xiejiaji, Bagongshan 4 Districts and all affected towns and villages/ 19 15 15 450 streets

7.3 Measures to Enhance Positive Effects

7.3.1 Absorbing Local Labor in the Construction

In order to absorbing local labor participation in the project construction, to benefit from the project construction directly, PMO take into measures bellowed: （1）Cooperate with construction units to determine the construction workforce and skills required by posting vacancy announcement in communities/ village. （2）Sign labor contracts with workers to protect the rights of workers. （3）The labor contract was in accordance with relevant state laws. （4）When employing the unskilled workers, the LA and HD households were considered first under the same conditions. （5）Training and educating the pre-job workers for construction safety and simply skill。（6）Equal pay for equal work.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Table 7-3: The Number of Local Labor Force Hired in the Project (constructed subprojects, January 2019 to July 2019) Type of Number Subproject Wage（yuan/day） work Male Female Subtotal Unskilled labor 0 6 6 180

Old Longwang carpentry 9 0 9 240 ditch Steel bar worker 10 0 10 240 Brick layer 6 0 6 240 Normal Bagongshan worker 8 2 10 150 ditch Bricklayer 2 0 2 220 Manager 4 0 4 180-260 Steel bar Longwang flood worker 7 1 8 180-260 diversion carpentry 9 0 9 160-260 Bricklayer 8 1 9 160-260 Total 63 10 73 Data sources: Huainan PMO and IA (July 2019)

The monitoring found that in order to support the development of local labor force, the labor force must be hired in the project. The wage standard is from 100 yuan/day to 500 yuan/day. The implementation of the projects brought jobs to the local labor force; increase the income of local residents. In addition, the contractor also buys life insurance for the local workers.

Figure 7-2: Insurance of the workers

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

Figure 7-3: Labor contract

7.3.2 Utilizing Local Construction Materials and Transportation Resources

In order to improve the benefit of local residents, PMO sign a contract with contractor requiring contractor using local building materials in project construction process. Contractors need to purchase a certain number of local construction materials, such as sand, stone, cement, protective nets and color plate for protecting construction, to employ a certain number of local transport vehicles in the process of transport, which can increase the income of local residents during construction directly. And to promote the development of the local related industries, so that benefit for the ethnic minorities from the implementation of the

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report project. Table 7-4: Building Materials Purchase Quantity Old Longwang ditch（January 2019 - July 2019） No. Content Number Unit 1 Commercial concrete C20 270 M2 2 Commercial concrete C25 760 M2 3 Rebar 0 ton 4 Excavator 6 - 5 Dewatering pump 18 - 6 Steel belt pipeline 0 M 7 Brick 0 - 8 Sand 0 ton 9 Stone 0 ton 10 Ecological chain block 16000 M2 11 Carrier vehicle 66 - 12 Small stone 1600 M3 Bagongshan ditch（January 2019 - July 2019） 1 Cement 30 ton 2 Red brick 50.5 Thousand pieces 3 Yellow sand 62.9 Ton 4 Excavator（Large-scale） 6 - 5 Excavator（Small-scale） 7 - 6 Loader 3 - Longwang flood diversion（（January 2019 - July 2019） 1 Sand 0 ton 2 Cement 665 ton 3 3 Concrete 2402 M 4 Bulldozer 13 - 5 Excavator 45 - 6 Tipper car 34 - 7 Red brick 159500 - 8 Stone 740 ton 9 Street roller 9 - 10 Loader 15 - 11 Sand 772 ton Data Sourcee: Project Implementation Agency (July 2019)

7.4 Evaluation of Organization Ability

In the process of project implementation, a set of organizations from top to bottom has been set up in order to plan, coordinating and monitoring for the immigration plan. The main responsibility is to strengthen the management of engineering projects, take charge of design of this project resettlement policy and to organize and coordinate relationship with all levels

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report of immigration agency. Leading group consists of office, dealing with daily affairs. This monitoring found that the project units mainly adopted the following measures for the ability construction of immigration agency: (1) The priority is to satisfy the technical personnel of immigration agencies, equipped with administrative personnel, strengthen the training of the professional quality and management level (2) Organize the major staff of institutions at all levels to conduct business training, understand the immigration policy and the requirements of ADB in our country, and improve the ability of handling service quality and policy; (3) To strengthen information feedback in order to make two-way information flow from top to bottom; (4) During the construction of the subprojects, the utilizing of local construction materials and transportation resources to increase the economic income of the affected people. (5) To strengthen the internal responsibility system for the monitoring, solve problems after founding, and establish early warning system for relevant risk. The monitoring and evaluation agency has made a survey on the operations of the resettlement implementing institutions, of which the results show that the resettlement implementing institutions can fulfill their responsibilities and obligations during the resettlement implementation. With assistance from Nanning ADB Project Management Office, the resettlement implementing institutions have learned the Asian Development Bank resettlement policies and abide by them in actual project implementation. In addition, since many construction contractors participate in construction in different phases of project implementation, and different units and personnel’s understanding toward Asian Development Bank policies vary, it is suggested by the external monitoring and evaluation agency to strengthen the staff training for resettlement implementing agency, which can be conducted through theoretical study and site visit, so as to further improve institutional efficiency and capacity.

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

8. Conclusions and Suggestions

8.1 Conclusions

The monitoring indicated that, among the started projects, there are some changes during the actual LA and HD compared with the original plan, the reason causes the differences are because the original plan is prepared in accordance with preliminary design, and the updated PR is prepared in accordance with the final design and field survey as well as the final red line. Up to this monitoring, it was indicated that one component of the newly added subproject of the scope change has been commenced construction, (1) sewage pipe reconstruct/upgrading component in Huainan urban area. Due to the construction of the pipelines will be paved along the existing roads or river, in such, no LA or HD will be involved. We also noted that the other newly added components for scope change have not commenced yet, which will be monitored in the following reports. By the end of this monitoring, Dajian ditch pump station and Shijianhu pump station have completed LA and HD work, compensation and resettlement have been completed according ro the related laws, regulations and policies; at present, construction has been fully started. By the end of this monitoring, we found that the reclamation work of state-owned land among Longwang diversion flood ditch, Donghua ditch, Old Longwang ditch, Bagongshan ditch and Xiejiaji ditch subprojects had been completed. The construction has fully started in state-owned land area while the LA of collective land is still working. By the end of this monitoring, (a) Longwang flood diversion ditch subproject has acquired 149.04 mu cultivated land, affected 81 households with 189 people; demolished houses for 2605.90 m2, affect 33 households with 114 people; shop demolition with an area of 809.71 m2 has been finished, affect 2 households with 9 people; (b) Donghua ditch subproject has acquired 127.16 mu cultivated land (6.98 mu of Caozui community, 59.3 mu of Yaonan community, 5.54 mu of Yaobei village, 2.26 mu of Dongshan community, 16.24 mu of Quanshan community, 34.25 mu of Ancheng community, 2.68 mu of Xiachen community), affect 117 households with 565 people; demolished houses for 5056.5 m2, with 21 households with 73 people; (c) Old Longwang ditch subproject has acquired collective land for 56.34 mu (including cultivated land in Linwang Village for 41.20 mu and cultivated land in Lutang Village for 15.13 mu), affect 197 households with 628 people; demolished house area for 2353 m2, with 5 HHs and 20 APs. (d) Bagongshan ditch subproject has acquired 124.17 mu land (95.29 mu state- owned land, 28.8876 mu collective land), affect 163 households with 491 people; demolished houses for 2461.65 m2, with 20 households with 71 people, 6 households of the affected HHs chose property exchange; 121.83 m2 temporary construction has been demolished, without

Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report affected people; (e) construction of Xiejiaji ditch has acquired 105.79 mu collective land, 102 households with 363 people, including 23.36 mu land of Laishan village, 21.76 mu of Xinhe village, 21.83 mu of Menggang village, 6.6 mu of Shangan village (including temporary occupation of land for 1.05 mu) and 30.29 mu of Niandian village, a total of 7.55 million yuan for land compensation has been paid to the affected people; house demolition for 15658.89 m2, affect 173 households with 527 people, among which 106 households choose monetary compensation, a total of 20.27 million yuan for house compensation has been paid to the affected people; (f) construction of the improvement of urban lakes (the entrance) has acquired 433.60 mu land (including Shanghu Community for 38.46 mu, Zhaodian Community for 42.55 mu, Genghuang Village for 15.01 mu and Dongshan Village for 62.41 mu, Gongji Village for 46.08 mu and Tiandong Community for 11.15 mu, Xindong community for 112.65 mu, Shangguo community for 105.29 mu), 205 households with 763 people has been affected, a total of 26.02 million yuan for land compensation has been paid to affected people; demolished house for 3144.71 m2, 7 households with 18 people will be affected, of which, 4 households choose monetary compensation, 3 households choose property exchange, a total of 0.92 million yuan for house compensation has been paid to affected people. The remaining LA and HD work are negotiated with the affected person. This monitoring found that exception of construction for sewage pipeline in Huainan urban area, all the other components of newly added projects in the interim adjustment has not started yet, and the resettlement activities have not started yet. The monitoring shows that the resettlement policies are fitted with the relevant laws and regulations, the fund allocation progress are transparent and efficient; and the compensation can pay to the affected people on time. The PMO established a comprehensive organization system to clear responsibilities and tasks at all levels of the organization, personnel and facilities is reasonable, and the organization of the relevant staff training; and establish the archives management, internal supervision and complaint mechanism system, the monitoring also found there is no outstanding issues happened.

8.2 Suggestions

(1) Further strengthen management and implementation of personnel training in the form of theoretical study and field study. Especially, to go to ADB financed projects that are completed or are implementing for conducting investigation and study in order to strengthen the organizations efficiency and the ability to execute. (2) Te monitioring found that, because the LA and HD works lags behind, it influent the whole progress of the project, the external monitoring agency suggest the IA to speed up the progress of LA and HD to ensure the smooth implementation of the project.

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Anhui Huainan Urban Water Systems Integrated Rehabilitation Project--External Resettlement Monitoring & Evaluation Report

(3) Members of PMO should pay close attention to whether any design variation will occur and cause resettlement impact. (4) The PMO should work together with the relevant departments, to recheck the DMS and promote the development of the project. (5) The management offices in charge of the project, the land acquisition IA, and village committee should work together, to make the LA developed smoothly. The PMO and the land acquisition IA should update the data on time and solve the problems existed during the resettlement. (6) Continue to strengthen the institutional capacity building. Each PMO needs to accelerate entities survey based on the detailed design and the consultation work of affected people. Speed up the work progress of the data of the implementation of resettlement, data collection and statistics and submit materials in a timely manner. (7) Suggest collecting the related information of the requisition in a timely manner in the process of resettlement, with the development of the project, the PMO should collect the relevant materials during the L A and HD, such as photos before and after land requisition, compensation and resettlement agreement, etc. Establish archives of the requisition. (8) The compensation should be paid reasonably according to the type of the land, and the PMO should control the land acquisition will not increased excessively, meanwhile, update the LA information on time. (9) Strengthen the technical training for the affected personnel and conduct some training about farming and breeding for farmers. Do some technical training for farmers in terms of planting and make each of the affected households receive at least once livestock breeding technical training, technical training of agricultural production as well as non- agricultural production technical training through these measures to improve breeding, planting skills, in order to increase the affected personnels income, to restore the affected peoples livelihood. (10) As the fast progress of project construction, more and more construction contractors will participate in project construction. It is suggested to strengthen the staff training for related implementing agencies. It can be conducted through theoretical study and site visit, particularly visiting other completed or ongoing Asian Development Bank projects, so as to further improve institutional efficiency and capacity. In addition, after the internal monitoring and evaluation mechanism is established within the implementing institutions and the villager’s committee, the statistic and information feedback should be carried out in a timely manner so as to resolve the problems during implementation of resettlement compensation. (11) The land approval materials for the interim adjustment of the newly added subproject content have been completed. However, due to the shortage of land indicators in

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Huainan city, the approval of the land indicators for the interim adjustment of the newly added subproject content has not been obtained, it has not been submitted to the provincial Department of Natural Resources. It is suggested that the Huainan PMO and the Department of Natural Resources and Planning Bureau cooperate to complete the land approval of the newly added subprojects in the interim adjustment as soon as possible

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Appendix for This Monitoring Appendix 1：Dajian Ditch Pump Station’s Currently Construction Situation

Appendix 2：Shijian Lake Pump Station’s Currently Construction Situation

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Appendix 3 ： Longwang Diversion Flood Ditch’s Currently Construction Situation

Appendix 4：Donghua Ditch’s Currently Construction Situation

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Appendix 5 ： Old Longwang Ditch’s Currently Construction Situation

Appendix 6 ： Banggongshan Ditch’s Currently Construction Situation (Constructed Part)

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Appendix 7 ： Xiejiaji Ditch Currently Construction Situation (Constructed Part )

Appendix 8 ： LA Compensation Agreement of Longwang Diversion Flood Ditch

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Appendix 9：LA Compensation Agreement of Donghua Ditch

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Appendix 10 ： The HD Compensation Agreement of Banggongshan Ditch

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