This document was prepared by Carlos Sojo and coordinated by Juan Carlos Feres, Chief of the Social Statistics Unit of the Statistics and Economic Projections Division of the Economic Commission for Latin America and the Caribbean (ECLAC), and Pablo Villatoro, a staff member of the Division. Patricio Olivera contributed inputs for the study and valuable comments and suggestions were received from Luis Beccaria, Carlos Vergara, Sonia Montaño, Nieves Rico, María de los Ángeles Fernández, Marcela Ríos, Patricio Zapata, Rafael Urriola, Andrés Palma, Ana López, Máximo Aguilera, Roy Rivera, José Luis León-Manríquez and Juan Fernando Londoño. The document was financed from the regular budget of ECLAC and resources provided by the Spanish International Cooperation Agency for Development (AECID). ECLAC wishes to express its gratitude for the financial cooperation which made it possible to prepare and publish this document.

The expressed in this document, which has not undergone formal editing, are the sole responsibility of the author and do not necessarily reflect the views of the Organization.

Cover design and page layout: María de los Ángeles Renard.

LC/R.2174 Copyright © United Nations, September 2011. All rights reserved. Printed in United Nations, Santiago, Chile. The State under scrutiny: Public , Stateness and government performance in Latin America

Table of contents

Introduction 13

Chapter I Basic concepts 17 A. on politics 17 B. Public opinion, the state and democracy 18 C. Opinion and public policies 27 D. The and public opinion 32 E. Social perceptions of the role of the state: Towards a methodological focus 35 F. Stateness: beyond the size of the state 36

Chapter II The context: politics, state and democracy in Latin America at the turn of the century 43 A. The consolidation of electoral democracy 44 B. State performance in context 46

Chapter III Consent: democracy and legitimation 63 A. Attachment to democracy 67 B. The need for government 75 C. Active citizenship 81 Table of contents

Chapter IV The dynamics of satisfaction: public opinion and the performance of the state 89 A. Opinion and public policies 90 1. Public spending, financing and social services 90 2. Anti-inflation policies 96 3. Unemployment and social insecurity 99 B. Social structure, state and public opinion 101 1. State performance and social gaps 102 2. Gender inequity and perceptions of the State 108 3. Ethnic diversity and satisfaction 113

Chapter V Perceptions of the role of the state 123

Conclusions 137

Bibliography 147

Boxes, diagrams, figures and tables Box I.1 Democracy, State and government 32 Box II.1 Time for equality: closing gaps, opening trails 59 Box III.1 Citizenship and state 81 Diagram II.1 Public opinion and the role of the state: analytical model 35 Figure II.1 Latin America (simple averages): central government tax revenue, 2008 47 Figure II.2 Latin America (simple averages, 4 countries): central government tax revenue in countries with high stateness 48 Figure II.3 Latin America (simple averages, 4 countries): central government tax revenue in countries with medium stateness 48 Figure II.4 Latin America (simple averages, 4 countries): central government tax revenue in countries with low stateness 49 Figure II.5 Latin America (weighted average, 21 countries): public social spending and total public spending, 1990-2008 50 Figure II.6 Latin America (simple averages): social investment per capita, by levels of stateness 51 Figure II.7 Latin America: poor and indigent population, by levels of stateness 51

6 The State under scrutiny: Public opinion, Stateness and government performance in Latin America

Figure II.8 Latin America (9 countries): impact of social spending on primary incomes by household income quintile 53 Figure II.9 Latin America (17 countries): coverage of the main poverty reduction programmes, around 2009 54 Figure II.10 Latin America (4 countries): average annual unemployment rate in countries of high stateness, 1995-2009 55 Figure II.11 Latin America (6 countries): average annual unemployment rate in countries of medium stateness, 1995-2009 55 Figure II.12 Latin America (8 countries): average annual unemployment rate in countries of low stateness, 1995-2009 56 Figure II.13 Latin America (simple averages): migration rates, by stateness group, 1995-2010 57 Figure II.14 Latin America: gini coefficient, 1999 and 2007 58 Figure II.15 Latin America (simple averages): income ratio, richest to poorest quintile, by degree of stateness 1995-2007 59 Figure II.16 Latin America: homicide rate, 1995-2006 61 Figure II.17 Latin America: male homicide rate, 1995-2006 62 Figure II.18 Latin America: female homicide rate, 1995-2006 62 Figure III.1 Latin America: most important characteristic of democracy, 2001-2005 65 Figure III.2 Latin America: opinions about democracy, 1996-2009 69 Figure III.3 Latin America: preference for democracy, by country, 1996 and 2001 69 Figure III.4 Latin America (simple averages): net support for democracy, 2002-2009 70 Figure III.5 Latin America (simple averages): support for democracy by country, 2003 and 2009 71 Figure III.6 Latin America: perception of clean elections, 1996-2009 72 Figure III.7 Latin America (simple averages): real chances to choose in democracy 73 Figure III.8 Latin America (simple averages): support for democracy, by groups of countries classed by stateness, 1996 -2008 75 Figure III.9 Latin America (simple averages): preferences for order over freedom, 2004-2009 76 Figure III.10 Latin America (simple averages): perceptions of the state’s capacity to solve problems, 1998-2009 77

7 Table of contents

Figure III.11 Latin America: perceptions of the state’s capacity to solve problems, by structural characterstics,1998-2009 78 Figure III.12 Latin America: perceptions of the relative independence of state institutions, 2004-2009 79 Figure III.13 Latin America: perceptions of the relative independence of state institutions, by country 2004-2009 80 Figure III.14 Latin America (simple averages): perceptions of fellow citizens’ civic awareness, 1996-2008 83 Figure III.15 Latin America: rate of change in perceptions of fellow citizens’ respect for the law, 1996 and 2008 85 Figure III.16 Latin America: rate of change in perceptions of fellow citizens’ insistence on their rights, 1996 and 2008 85 Figure III.17 Latin America: rate of change in perceptions of fellow citizens’ awareness of their duties and obligations, 1996 and 2008 86 Figure III.18 Latin America: confidence in the vote, 1996-2009 87 Figure IV.1 Latin America (17 countries): public spending preferences, 1998 91 Figure IV.2 Latin America (17 countries): people who believe more should be spent on infrastructure, 1998 91 Figure IV.3 Latin America (17 countries): people who believe more should be spent on defence and the armed forces, 1998 92 Figure IV.4 Latin America (17 countries): people who agree with the statement: “taxes should be as low as possible, even if this means cutting welfare spending”, 2002 95 Figure IV.5 Latin America (17 countries): which of the following things would you say is most important?, 1996-2002 96 Figure IV.6 Latin America: annual rate of change in the consumer price index, general and food, 1996-2009 97 Figure IV.7 Latin America: annual rate of change in the perception of inflation as the country’s principal problem and in the food price index, 1996-2008 98 Figure IV.8 Latin America (simple averages): objective and perceived trend in labour market problems, 1996-2008 100 Figure IV.9 Latin America: direct taxes, 1996-2005 104 Figure IV.10 Latin America: perception of tax evasion among close acquaintances, 1998 and 2002 106 Figure IV.11 Latin America: reasons for evading taxes, by social gaps, 1998 and 2004 107

8 The State under scrutiny: Public opinion, Stateness a