01997R0338 — EN — 01.01.2020 — 021.002 — 1

This text is meant purely as a documentation tool and has no legal effect. The Union's institutions do not assume any liability for its contents. The authentic versions of the relevant acts, including their preambles, are those published in the Official Journal of the European Union and available in EUR-Lex. Those official texts are directly accessible through the links embedded in this document

►B COUNCIL REGULATION (EC) No 338/97 of 9 December 1996 on the protection of of wild fauna and flora by regulating trade therein (OJ L 61, 3.3.1997, p. 1)

Amended by:

Official Journal

No page date ►M1 Commission Regulation (EC) No 938/97 of 26 May 1997 L 140 1 30.5.1997 ►M2 Commission Regulation (EC) No 2307/97 of 18 November 1997 L 325 1 27.11.1997 ►M3 Commission Regulation (EC) No 2214/98 of 15 October 1998 L 279 3 16.10.1998 ►M4 Commission Regulation (EC) No 1476/1999 of 6 July 1999 L 171 5 7.7.1999 ►M5 Commission Regulation (EC) No 2724/2000 of 30 November 2000 L 320 1 18.12.2000 ►M6 Commission Regulation (EC) No 1579/2001 of 1 August 2001 L 209 14 2.8.2001 ►M7 Commission Regulation (EC) No 2476/2001 of 17 December 2001 L 334 3 18.12.2001 ►M8 Commission Regulation (EC) No 1497/2003 of 18 August 2003 L 215 3 27.8.2003 ►M9 Regulation (EC) No 1882/2003 of the European Parliament and of the L 284 1 31.10.2003 Council of 29 September 2003 ►M10 Commission Regulation (EC) No 834/2004 of 28 April 2004 L 127 40 29.4.2004 ►M11 Commission Regulation (EC) No 1332/2005 of 9 August 2005 L 215 1 19.8.2005 ►M12 Commission Regulation (EC) No 318/2008 of 31 March 2008 L 95 3 8.4.2008 ►M13 Commission Regulation (EC) No 407/2009 of 14 May 2009 L 123 3 19.5.2009 ►M14 Regulation (EC) No 398/2009 of the European Parliament and of the L 126 5 21.5.2009 Council of 23 April 2009 ►M15 Commission Regulation (EU) No 709/2010 of 22 July 2010 L 212 1 12.8.2010 ►M16 Commission Regulation (EU) No 101/2012 of 6 February 2012 L 39 133 11.2.2012 ►M17 Commission Regulation (EU) No 1158/2012 of 27 November 2012 L 339 1 12.12.2012 ►M18 Commission Regulation (EU) No 750/2013 of 29 July 2013 L 212 1 7.8.2013 ►M19 Commission Regulation (EU) No 1320/2014 of 1 December 2014 L 361 1 17.12.2014 ►M20 Commission Regulation (EU) 2016/2029 of 10 November 2016 L 316 1 23.11.2016 ►M21 Commission Regulation (EU) 2017/128 of 20 January 2017 L 21 1 26.1.2017 ►M22 Commission Regulation (EU) 2017/160 of 20 January 2017 L 27 1 1.2.2017 ►M23 Regulation (EU) 2019/1010 of the European Parliament and of the L 170 115 25.6.2019 Council of 5 June 2019 ►M24 Commission Regulation (EU) 2019/2117 of 29 November 2019 L 320 13 11.12.2019

Corrected by:

►C1 Corrigendum, OJ L 298, 1.11.1997, p. 70 (338/97) ►C2 Corrigendum, OJ L 139, 5.6.2009, p. 35 (407/2009) ►C3 Corrigendum, OJ L 23, 28.1.2017, p. 123 (2017/128) ►C4 Corrigendum, OJ L 330, 20.12.2019, p. 104 (2019/2117) 01997R0338 — EN — 01.01.2020 — 021.002 — 2

▼B COUNCIL REGULATION (EC) No 338/97 of 9 December 1996 on the protection of species of wild fauna and flora by regulating trade therein

Article 1 Object

The object of this Regulation is to protect species of wild fauna and flora and to guarantee their conservation by regulating trade therein in accordance with the following Articles.

This Regulation shall apply in compliance with the objectives, prin­ ciples and provisions of the Convention defined in Article 2.

Article 2 Definitions

For the purposes of this Regulation:

(a) ‘committee’ shall mean the Committee on Trade in Wild Fauna and Flora, established under Article 18;

(b) ‘convention’ shall mean the Convention on International Trade in of Wild Fauna and Flora (Cites);

(c) ‘country of origin’ shall mean the country in which a specimen was taken from the wild, captive-bred or artificially propagated;

(d) ‘import notification’ shall mean the notification given by the importer or his agent or representative, at the time of the intro­ duction into the Community of a specimen of a species included in Annexes C or D, on a form prescribed by the Commission in accordance with the procedure laid down in Article 18;

(e) ‘introduction from the sea’ shall mean the introduction into the Community of any specimen which was taken in, and is being introduced directly from, the marine environment not under the jurisdiction of any State, including the air-space above the sea and the sea-bed and subsoil beneath the sea;

(f) ‘issuance’ shall mean the completion of all procedures involved in preparing and validating a permit or certificate and its delivery to the applicant;

(g) ‘management authority’ shall mean a national administrative authority designated, in the case of a Member State, in accordance with Article 13(1)(a) or, in the case of a third country party to the Convention, in accordance with Article IX of the Convention;

(h) ‘member state of destination’ shall mean the Member State of destination mentioned in the document used to export or re-export a specimen; in the event of introduction from the sea, it shall mean the Member State within whose jurisdiction the place of destination of a specimen lies;

(i) ‘offering for sale’ shall mean offering for sale and any action that may reasonably be construed as such, including advertising or causing to be advertised for sale and invitation to treat; 01997R0338 — EN — 01.01.2020 — 021.002 — 3

▼B (j) ‘personal or household effects’ shall mean dead specimens, parts and derivatives thereof, that are the belongings of a private indi­ vidual and that form, or are intended to form, part of his normal goods and chattels;

(k) ‘place of destination’ shall mean the place at which at the time of introduction into the Community, it is intended that specimens will normally be kept; in the case of live specimens, this shall be the first place where specimens are intended to be kept following any period of quarantine or other confinement for the purposes of sanitary checks and controls;

(l) ‘population’ shall mean a biologically or geographically distinct total number of individuals;

(m) ‘primarily commercial purposes’ shall mean all purposes the non-commercial aspects of which do not clearly predominate;

(n) ‘re-export from the Community’ shall mean export from the Community of any specimen that has previously been introduced;

(o) ‘reintroduction into the Community’ shall mean introduction into the Community of any specimen that has previously been exported or re-exported;

(p) ‘sale’ shall mean any form of sale. For the purposes of this Regu­ lation, hire, barter or exchange shall be regarded as sale; cognate expressions shall be similarly construed;

(q) ‘scientific authority’ shall mean a scientific authority designated, in the case of a Member State, in accordance with Article 13(1)(b) or, in the case of a third country party to the Convention, in accordance with Article IX of the Convention;

(r) ‘scientific review group’ shall mean the consultative body estab­ lished under Article 17;

(s) ‘species’ shall mean a species, or population thereof;

(t) ‘specimen’ shall mean any or , whether alive or dead, of the species listed in Annexes A to D, any part or derivative thereof, whether or not contained in other goods, as well as any other goods which appear from an accompanying document, the packaging or a mark or label, or from any other circumstances, to be or to contain parts or derivatives of or of those species, unless such parts or derivatives are specifically exempted from the provisions of this Regulation or from the provisions relating to the Annex in which the species concerned is listed by means of an indication to that effect in the Annexes concerned.

A specimen will be considered to be a specimen of a species listed in Annexes A to D if it is, or is part of or derived from, an animal or plant at least one of whose ‘parents’ is of a species so listed. In cases where the ‘parents’ of such an animal or plant are of species listed in different Annexes, or of species only one of which is listed, the provisions of the more restrictive Annex shall apply. However, in the case of specimens of plants, if one of the ‘parents’ is of a species listed in Annex A, the provisions of the more restrictive Annex shall apply only if that species is annotated to that effect in the Annex;

(u) ‘trade’ shall mean the introduction into the Community, including introduction from the sea, and the export and re-export therefrom, as well as the use, movement and transfer of possession within the Community, including within a Member State, of specimens subject to the provisions of this Regulation; 01997R0338 — EN — 01.01.2020 — 021.002 — 4

▼B (v) ‘transit’ shall mean the transport of specimens between two points outside the Community through the territory of the Community which are shipped to a named consignee and during which any interruption in the movement arises only from the arrangements necessitated by this form of traffic;

(w) ‘worked specimens that were acquired more than 50 years previously’ shall mean specimens that were significantly altered from their natural raw state for jewellery, adornment, art, utility, or musical instruments, more than 50 years before the entry into force of this Regulation and that have been, to the satisfaction of the management authority of the Member State concerned, acquired in such conditions. Such specimens shall be considered as worked only if they are clearly in one of the aforementioned categories and require no further carving, crafting or manufacture to effect their purpose;

(x) ‘checks at the time of introduction, export, re-export and transit’ shall mean documentary checks on the certificates, permits and notifications provided for in this Regulation and — in cases where Community provisions so provide or in other cases by rep­ resentative sampling of the consignments — examination of the specimens, where appropriate accompanied by the taking of samples with a view to analysis or more detailed checks.

Article 3 Scope

1. Annex A shall contain:

(a) the species listed in Appendix I to the Convention for which the Member States have not entered a reservation;

(b) any species:

(i) which is, or may be, in demand for utilization in the Community or for international trade and which is either threatened with extinction or so rare that any level of trade would imperil the survival of the species;

or

(ii) which is in a of which most of the species or which is a species of which most of the subspecies are listed in Annex A in accordance with the criteria in subparagraphs (a) or (b)(i) and whose listing in the Annex is essential for the effective protection of those taxa.

2. Annex B shall contain:

(a) the species listed in Appendix II to the Convention, other than those listed in Annex A, for which the Member States have not entered a reservation;

(b) the species listed in Appendix I to the Convention for which a reservation has been entered; 01997R0338 — EN — 01.01.2020 — 021.002 — 5

▼B (c) any other species not listed in Appendices I or II to the Convention:

(i) which is subject to levels of international trade that might not be compatible:

— with its survival or with the survival of populations in certain countries, or

— with the maintenance of the total population at a level consistent with the role of the species in the ecosystems in which it occurs:

or

(ii) whose listing in the Annex for reasons of similarity in appearance to other species listed in Annex A or Annex B, is essential in to ensure the effectiveness of controls on trade in specimens of such species;

(d) species in relation to which it has been established that the intro­ duction of live specimens into the natural of the Community would constitute an ecological threat to wild species of fauna and flora indigenous to the Community.

3. Annex C shall contain:

(a) the species listed in Appendix III to the Convention, other than those listed in Annexes A or B, for which the Member States have not entered a reservation;

(b) the species listed in Appendix II to the Convention for which a reservation has been entered.

4. Annex D shall contain:

(a) species not listed in Annexes A to C which are imported into the Community in such numbers as to warrant monitoring;

(b) the species listed in Appendix III to the Convention for which a reservation has been entered.

5. Where the of species covered by this Regu­ lation warrants their inclusion in one of the Appendices to the Convention, the Member States shall contribute to the necessary amendments.

Article 4 Introduction into the Community

1. The introduction into the Community of specimens of the species listed in Annex A shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import permit issued by a management authority of the Member State of destination. 01997R0338 — EN — 01.01.2020 — 021.002 — 6

▼B The import permit may be issued only in accordance with the restrictions established pursuant to paragraph 6 and when the following conditions have been met:

(a) the competent scientific authority, after considering any opinion by the Scientific Review Group, has advised that the introduction into the Community:

(i) would not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species;

(ii) is taking place:

— for one of the purposes referred to in Article 8(3)(e), (f) and (g), or

— for other purposes which are not detrimental to the survival of the species concerned;

(b) (i) the applicant provides documentary evidence that the specimens have been obtained in accordance with the legislation on the protection of the species concerned which, in the case of import from a third country of specimens of a species listed in the Appendices to the Convention, shall be an export permit or re-export certificate, or copy thereof, issued in accordance with the Convention by a competent authority of the country of export or re-export;

(ii) however, the issuance of import permits for species listed in Annex A in accordance with Article 3(1)(a) shall not require such documentary evidence, but the original of any such import permit shall be withheld from the applicant pending presen­ tation of the export permit or re-export certificate;

(c) the competent scientific authority is satisfied that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;

(d) the management authority is satisfied that the specimen is not to be used for primarily commercial purposes;

(e) the management authority is satisfied, following consultation with the competent scientific authority, that there are no other factors relating to the conservation of the species which militate against issuance of the import permit; and

(f) in the case of introduction from the sea, the management authority is satisfied that any live specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment.

2. The introduction into the Community of specimens of the species listed in Annex B shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import permit issued by a management authority of the Member State of destination. 01997R0338 — EN — 01.01.2020 — 021.002 — 7

▼B The import permit may be issued only in accordance with the restrictions established pursuant to paragraph 6 and when:

(a) the competent scientific authority, after examining available data and considering any opinion from the Scientific Review Group, is of the opinion that the introduction into the Community would not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species, taking account of the current or anticipated level of trade. This opinion shall be valid for subsequent imports as long as the abovementioned aspects have not changed significantly;

(b) the applicant provides documentary evidence that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;

(c) the conditions referred to in paragraph 1(b)(i), (e) and (f) have been met.

3. The introduction into the Community of specimens of the species listed in Annex C shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import notification and:

(a) in the case of export from a country mentioned in relation to the species concerned in Annex C, the applicant shall provide docu­ mentary evidence, by means of an export permit issued in accordance with the Convention by an authority of that country competent for the purpose, that the specimens have been obtained in accordance with the national legislation on the conservation of the species concerned; or

(b) in the case of export from a country not mentioned in relation to the species concerned in Annex C or re-export from any country, the applicant shall present an export permit, a re-export certificate or a certificate of origin issued in accordance with the Convention by an authority of the exporting or re-exporting country competent for the purpose.

4. The introduction into the Community of specimens of the species listed in Annex D shall be subject to completion of the necessary checks and the prior presentation of an import notification at the border customs office at the point of introduction.

5. The conditions for the issuance of an import permit as referred to in paragraph 1(a) and (d) and in paragraph 2(a), (b) and (c) shall not apply to specimens for which the applicant provides documentary evidence:

(a) that they had previously been legally introduced into or acquired in the Community and that they are, modified or not, being reintroduced into the Community; or

(b) that they are worked specimens that were acquired more than 50 years previously. 01997R0338 — EN — 01.01.2020 — 021.002 — 8

▼M14 6. In consultation with the countries of origin concerned, in accordance with the regulatory procedure referred to in Article 18(2) and taking account of any opinion from the Scientific Review Group, the Commission may establish general restrictions, or restrictions relating to certain countries of origin, on the introduction into the Community:

▼B (a) on the basis of the conditions referred to in paragraph 1(a)(i) or (e), of specimens of species listed in Annex A;

(b) on the basis of the conditions referred to in paragraph 1(e) or paragraph 2(a), of specimens of species listed in Annex B; and

(c) of live specimens of species listed in Annex B which have a high mortality rate during shipment or for which it has been established that they are unlikely to survive in captivity for a considerable proportion of their potential life span; or

(d) of live specimens of species for which it has been established that their introduction into the natural environment of the Community presents an ecological threat to wild species of fauna and flora indigenous to the Community.

The Commission shall on a quarterly basis publish a list of such restric­ tions, if any, in the Official Journal of the European Communities.

▼M14 7. Where special cases of transhipment, air transfer or rail transport occur following introduction into the Community, derogations from completion of the checks and presentations of import documents at the border customs office at the point of introduction which are referred to in paragraphs 1 to 4 shall be granted by the Commission in order to permit such checks and presentations to be made at another customs office designated in accordance with Article 12(1).

Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

▼B

Article 5 Export or re-export from the Community

1. The export or re-export from the Community of specimens of the species listed in Annex A shall be subject to completion of the necessary checks and the prior presentation, at the customs office at which the export formalities are completed, of an export permit or re-export certificate issued by a management authority of the Member State in which the specimens are located.

2. An export permit for specimens of the species listed in Annex A may be issued only when the following conditions have been met:

(a) the competent scientific authority has advised in writing that the capture or collection of the specimens in the wild or their export will not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species; 01997R0338 — EN — 01.01.2020 — 021.002 — 9

▼B (b) the applicant provides documentary evidence that the specimens have been obtained in accordance with the legislation in force on the protection of the species in question; where the application is made to a Member State other than the Member State of origin, such documentary evidence shall be furnished by means of a cer­ tificate stating that the specimen was taken from the wild in accordance with the legislation in force on its territory;

(c) the management authority is satisfied that:

(i) any live specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment; and

(ii) — the specimens of species not listed in Annex I to the Convention will not be used for primarily commercial purposes, or

— in the case of export to a State party to the Convention of specimens of the species referred to in Article 3(1)(a) of this Regulation, an import permit has been issued;

and

(d) the management authority of the Member State is satisfied, following consultation with the competent scientific authority, that there are no other factors relating to the conservation of the species which militate against issuance of the export permit.

3. A re-export certificate may be issued only when the conditions referred to in paragraph 2 (c) and (d) have been met and when the applicant provides documentary evidence that the specimens:

(a) were introduced into the Community in accordance with the provisions of this Regulation;

(b) if introduced into the Community before the entry into force of this Regulation, were introduced in accordance with the provisions of Regulation (EEC) No 3626/82; or

(c) if introduced into the Community before 1984, entered international trade in accordance with the provisions of the Convention; or

(d) were legally introduced into the territory of a Member State before the provisions of the Regulations referred to in (a) and (b) or of the Convention became applicable to them, or became applicable in that Member State.

4. The export or re-export from the Community of specimens of the species listed in Annexes B and C shall be subject to completion of the necessary checks and the prior presentation, at the customs office at which the export formalities are completed, of an export permit or re-export certificate issued by a management authority of the Member State in whose territory the specimens are located. 01997R0338 — EN — 01.01.2020 — 021.002 — 10

▼B An export permit may be issued only when the conditions referred to in paragraph 2 (a), (b), (c) (i) and (d) have been met.

A re-export certificate may be issued only when the conditions referred to in paragraph 2 (c) (i) and (d) and in paragraph 3 (a) to (d) have been met.

▼M14 5. Where an application for a re-export certificate concerns specimens introduced into the Community under an import permit issued by another Member State, the management authority must first consult the management authority which issued the permit. The consul­ tation procedures and the cases in which consultation is necessary shall be established by the Commission. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

▼B 6. The conditions for the issuance of an export permit or re-export certificate as referred to in paragraph 2 (a) and (c) (ii) shall not apply to:

(i) worked specimens that were acquired more than 50 years previously; or

(ii) dead specimens and parts and derivatives thereof for which the applicant provides documentary evidence that they were legally acquired before the provisions of this Regulation, or of Regulation (EEC) No 3626/82 or of the Convention became applicable to them.

7. (a) The competent scientific authority in each Member State shall monitor the issuance of export permits by that Member State for specimens of species listed in Annex B and actual exports of such specimens. Whenever such scientific authority determines that the export of specimens of any such species should be limited in order to maintain that species throughout its range at a level consistent with its role in the ecosystem in which it occurs, and well above the level at which that species might become eligible for inclusion in Annex A in accordance with Article 3 (1) (a) or (b) (i), the scientific authority shall advise the competent management authority, in writing, of suitable measures to be taken to limit the issuance of export permits for specimens of that species

▼M14 (b) Whenever a management authority is advised of the measures referred to in (a), it shall inform and send comments to the Commission which shall, if appropriate, recommend restrictions on exports of the species concerned in accordance with the regulatory procedure referred to in Article 18(2). 01997R0338 — EN — 01.01.2020 — 021.002 — 11

▼B Article 6 Rejection of applications for permits and certificates referred to in Articles 4, 5 and 10

1. When a Member State rejects an application for a permit or cer­ tificate in a case of significance in respect of the objectives of this Regulation, it shall immediately inform the Commission of the rejection and of the reasons for rejection.

2. The Commission shall communicate information received in accordance with paragraph 1 to the other Member States in order to ensure uniform application of this Regulation.

3. When an application is made for a permit or certificate relating to specimens for which such an application has previously been rejected, the applicant must inform the competent authority to which the appli­ cation is submitted of the previous rejection.

4. (a) Member States shall recognize the rejection of applications by the competent authorities of the other Member States, where such rejection is based on the provisions of this Regulation.

(b) However, this need not apply where the circumstances have significantly changed or where new evidence to support an application has become available. In such cases, if a management authority issues a permit or certificate, it shall inform the Commission thereof, stating the reasons for issuance.

Article 7 Derogations

1. Specimens born and bred in captivity or artificially propagated

(a) Save where Article 8 applies, specimens of species listed in Annex A that have been born and bred in captivity or artificially propagated shall be treated in accordance with the provisions applicable to specimens of species listed in Annex B.

(b) In the case of artificially propagated plants, the provisions of Articles 4 and 5 may be waived under special conditions laid down by the Commission, relating to:

(i) the use of phytosanitary certificates;

(ii) trade by registered commercial traders and by the scientific institutions referred to in paragraph 4 of this Article; and

(iii) trade in hybrids.

▼M14 (c) The criteria for determining whether a specimen has been born and bred in captivity or artificially propagated and whether for commercial purposes, as well as the special conditions referred to in (b), shall be specified by the Commission. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3). 01997R0338 — EN — 01.01.2020 — 021.002 — 12

▼B 2. Transit

(a) By way of derogation from Article 4, where a specimen is in transit through the Community, checks and presentation at the border customs office at the point of introduction of the prescribed permits, certificates and notifications shall not be required.

(b) In the case of species listed in the Annexes in accordance with Article 3 (1) and Article 3 (2) (a) and (b), the derogation referred to in (a) shall apply only where a valid export or re-export document provided for by the Convention, relating to the specimens that it accompanies and specifying the destination of the specimens, has been issued by the competent authorities of the exporting or re-exporting third country.

▼M14 (c) If the document referred to in (b) has not been issued before export or re-export, the specimen must be seized and may, where appli­ cable, be confiscated unless the document is submitted retrospec­ tively in compliance with the conditions specified by the Commission. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

3. Personal and household effects

By way of derogation from Articles 4 and 5, the provisions therein shall not apply to dead specimens, parts and derivatives of species listed in Annexes A to D which are personal or household effects being introduced into the Community, or exported or re-exported therefrom, in compliance with provisions that shall be specified by the Commission. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

4. Scientific institutions

The documents referred to in Articles 4, 5, 8 and 9 shall not be required in the case of non-commercial loans, donations and exchanges between scientists and scientific institutions, registered by the management auth­ orities of the States in which they are located, of herbarium specimens and other preserved, dried or embedded museum specimens, and of live plant material, bearing a label, the model for which has been determined in accordance with the regulatory procedure referred to in Article 18(2) or a similar label issued or approved by a management authority of a third country.

▼B

Article 8 Provisions relating to the control of commercial activities

1. The purchase, offer to purchase, acquisition for commercial purposes, display to the public for commercial purposes, use for commercial gain and sale, keeping for sale, offering for sale or trans­ porting for sale of specimens of the species listed in Annex A shall be prohibited. 01997R0338 — EN — 01.01.2020 — 021.002 — 13

▼B 2. Member States may prohibit the holding of specimens, in particular live animals of the species listed in Annex A.

3. In accordance with the requirements of other Community legis­ lation on the conservation of wild fauna and flora, exemption from the prohibitions referred to in paragraph 1 may be granted by issuance of a certificate to that effect by a management authority of the Member State in which the specimens are located, on a case-by-case basis where the specimens:

(a) were acquired in, or were introduced into, the Community before the provisions relating to species listed in Appendix I to the Convention or in Annex C1 to Regulation (EEC) No 3626/82 or in Annex A became applicable to the specimens; or

(b) are worked specimens that were acquired more than 50 years previously; or

(c) were introduced into the Community in compliance with the provisions of this Regulation and are to be used for purposes which are not detrimental to the survival of the species concerned; or

(d) are captive-born and bred specimens of an animal species or artifi­ cially propagated specimens of a plant species or are parts or deri­ vatives of such specimens; or

(e) are required under exceptional circumstances for the advancement of science or for essential biomedical purposes pursuant to Council Directive 86/609/EEC of 24 November 1986 on the approximation of laws, regulations and administrative provisions of the Member States regarding the protection of animals used for experimental and other scientific purposes (1 ) where the species in question proves to be the only one suitable for those purposes and where there are no specimens of the species which have been born and bred in captivity; or

(f) are intended for breeding or propagation purposes from which conservation benefits will accrue to the species concerned; or

(g) are intended for research or education aimed at the preservation or conservation of the species; or

(h) originate in a Member State and were taken from the wild in accordance with the legislation in force in that Member State.

▼M14 4. General derogations from the prohibitions referred to in paragraph 1 based on the conditions referred to in paragraph 3, as well as general derogations with regard to species listed in Annex A in accordance with point (ii) of Article 3(1)(b) may be defined by the Commission. Any such derogations must be in accordance with the requirements of other Community legislation on the conservation of wild fauna and flora. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

(1 ) OJ No L 358, 18.12.1986, p. 1. 01997R0338 — EN — 01.01.2020 — 021.002 — 14

▼B 5. The prohibitions referred to in paragraph 1 shall also apply to specimens of the species listed in Annex B except where it can be proved to the satisfaction of the competent authority of the Member State concerned that such specimens were acquired and, if they orig­ inated outside the Community, were introduced into it, in accordance with the legislation in force for the conservation of wild fauna and flora.

6. The competent authorities of the Member States shall have discretion to sell any specimen of the species listed in Annexes B to D they have confiscated under this Regulation, provided that it is not thus returned directly to the person or entity from whom it was confiscated or who was party to the offence. Such specimens may then be treated for all purposes as if they had been legally acquired.

Article 9 Movement of live specimens

1. Any movement within the Community of a live specimen of a species listed in Annex A from the location indicated in the import permit or in any certificate issued in compliance with this Regulation shall require prior authorization from a management authority of the Member State in which the specimen is located. In other cases of movement, the person responsible for moving the specimen must be able, where applicable, to provide proof of the legal origin of the specimen.

2. Such authorization shall:

(a) be granted only when the competent scientific authority of such Member State or, where the movement is to another Member State, the competent scientific authority of the latter, is satisfied that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;

(b) be confirmed by issuance of a certificate; and

(c) where applicable, be immediately communicated to a management authority of the Member State in which the specimen is to be located.

3. However, no such authorization shall be required if a live animal must be moved for the purpose of urgent veterinary treatment and is returned directly to its authorized location.

4. Where a live specimen of a species listed in Annex B is moved within the Community, the holder of the specimen may relinquish it only after ensuring that the intended recipient is adequately informed of the accommodation, equipment and practices required to ensure the specimen will be properly cared for.

5. When any live specimens are transported into, from or within the Community or are held during any period of transit or transhipment, they shall be prepared, moved and cared for in a manner such as to minimize the risk of injury, damage to health or cruel treatment and, in the case of animals, in conformity with Community legislation on the protection of animals during transport. 01997R0338 — EN — 01.01.2020 — 021.002 — 15

▼M14 6. The Commission may establish restrictions on the holding or movement of live specimens of such species in relation to which restrictions on introduction into the Community have been established in accordance with Article 4(6). Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

▼B

Article 10 Certificates to be issued

On receiving an application, together with all the requisite supporting documents, from the person concerned and provided that all the conditions governing their issuance have been fulfilled, a management authority of a Member State may issue a certificate for the purposes referred to in Article 5 (2) (b), 5 (3) and (4), Article 8 (3) and Article 9 (2) (b).

Article 11 Validity of and special conditions for permits and certificates

1. Without prejudice to stricter measures which the Member States may adopt or maintain, permits and certificates issued by the competent authorities of the Member States in accordance with this Regulation shall be valid throughout the Community.

2. (a) However, any such permit or certificate, as well as any permit or certificate issued on the basis of it, shall be deemed void if a competent authority or the Commission, in consultation with the competent authority which issued the permit or certificate, establishes that it was issued on the false premise that the conditions for its issuance were met.

(b) Specimens situated in the territory of a Member State and covered by such documents shall be seized by the competent authorities of that Member State and may be confiscated.

3. Any permit or certificate issued in accordance with this Regulation may stipulate conditions and requirements imposed by the issuing authority to ensure compliance with the provisions thereof. Where such conditions or requirements need to be incorporated in the design of permits or certificates, Member States shall inform the Commission thereof.

4. Any import permit issued on the basis of a copy of the corresponding export permit or re-export certificate shall be valid for the introduction of specimens into the Community only when accom­ panied by the original of the valid export permit or re-export certificate. 01997R0338 — EN — 01.01.2020 — 021.002 — 16

▼M14 5. The Commission shall establish time limits for the issuance of permits and certificates. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

▼B

Article 12 Places of introduction and export

1. Member States shall designate customs offices for carrying out the checks and formalities for the introduction into and export from the Community, in order to assign to them a customs-approved treatment or use, within the meaning of Regulation (EEC) No 2913/92, of specimens of species covered by this Regulation and shall state which offices are specifically intended to deal with live specimens.

2. All offices designated in accordance with paragraph 1 shall be provided with sufficient and adequately trained staff. Member States shall ensure that accommodation is provided in accordance with relevant Community legislation as regards the transport and accom­ modation of live animals and that, where necessary, adequate steps are taken for live plants.

3. All offices designated in accordance with paragraph 1 shall be notified to the Commission which shall publish a list of them in the Official Journal of the European Communities.

▼M14 4. In exceptional cases and in accordance with the criteria defined by the Commission, a management authority may authorise the intro­ duction into the Community or the export or re-export therefrom at a customs office other than one designated in accordance with paragraph 1. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

▼B 5. Member States shall ensure that at border crossing-points the public are informed of the implementing provisions of this Regulation.

Article 13 Management and scientific authorities and other competent authorities

1. (a) Each Member State shall designate a management authority with primary responsibility for implementation of this Regu­ lation and for communication with the Commission:

(b) Each Member State may also designate additional management authorities and other competent authorities to assist in implementation, in which case the primary management authority shall be responsible for providing the additional authorities with all the information required for correct application of this Regulation.

2. Each Member State shall designate one or more scientific auth­ orities with appropriate qualifications whose duties shall be separate from those of any designated management authority. 01997R0338 — EN — 01.01.2020 — 021.002 — 17

▼B 3. (a) Not later than three months before the date of application of this Regulation, Member States shall forward the names and addresses of the designated management authorities, other authorities competent to issue permits or certificates and scientific authorities to the Commission, which shall publish this information in the Official Journal of the European Communities within a month.

(b) Each management authority referred to in paragraph 1 (a) shall, if so requested by the Commission, communicate to it within two months the names and specimen signatures of people authorized to sign permits or certificates, and impressions of the stamps, seals or other devices used to authenticate permits or certificates.

(c) Member States shall communicate to the Commission any changes in the information already provided, not later than two months after the implementation of such change.

Article 14 Monitoring of compliance and investigation of infringements

1. (a) The competent authorities of the Member States shall monitor compliance with the provisions of this Regulation.

(b) If, at any time, the competent authorities have reason to believe that these provisions are being infringed, they shall take the appropriate steps to ensure compliance or to instigate legal action.

(c) Member States shall inform the Commission and, in the case of species listed in the Appendices to the Convention, the Convention Secretariat of any steps taken by the competent authorities in relation to significant infringements of this Regulation, including seizures and confiscations.

2. The Commission shall draw the attention of the competent auth­ orities of the Member States to matters whose investigation it considers necessary under this Regulation. Member States shall inform the Commission and, in the case of species listed in the Appendices to the Convention, the Convention Secretariat of the outcome of any subsequent investigation.

3. (a) An enforcement group shall be established consisting of the representatives of each Member State's authorities with responsibility for ensuring the implementation of the provisions of this Regulation. The group shall be chaired by the representative of the Commission.

(b) The enforcement group shall examine any technical question relating to the enforcement of this Regulation raised by the chairman, either on his own initiative or at the request of the members of the group or the committee.

(c) The Commission shall convey the opinions expressed in the enforcement group to the committee. 01997R0338 — EN — 01.01.2020 — 021.002 — 18

▼B Article 15 Communication of information

1. The Member States and the Commission shall communicate to one another the information necessary for implementing this Regulation.

The Member States and the Commission shall ensure that the necessary steps are taken to make the public aware and inform it of the provisions regarding implementation of the Convention and of this Regulation and of the latter's implementing measures.

2. The Commission shall communicate with the Convention Secre­ tariat so as to ensure that the Convention is effectively implemented throughout the territory to which this Regulation applies.

3. The Commission shall immediately communicate any advice from the Scientific Review Group to the management authorities of the Member States concerned.

4. (a) The management authorities of the Member States shall communicate to the Commission before 15 June each year all the information relating to the preceding year required for drawing up the reports referred to in Article VIII.7 (a) of the Convention and equivalent information on international trade in all specimens of species listed in Annexes A, B and C and on introduction into the Community of specimens of species listed in Annex D. ►M14 The information to be communicated and the format for its presentation shall be specified by the Commission in accordance with the regulatory procedure referred to in Article 18(2). ◄

▼M23 (b) On the basis of the information submitted by the Member States referred to in point (a), the Commission services shall make publicly available, before 31 October each year a Union-wide overview on the introduction into, and the export and re-export from, the Union of specimens of the species to which this Regulation applies and shall forward to the Convention Secretariat information on the species to which the Convention applies.

(c) Without prejudice to Article 20 of this Regulation, the management authorities of the Member States shall, one year before each meeting of the Conference of the Parties to the Convention, communicate to the Commission all the information relating to the relevant preceding period required for drawing up the reports referred to in Article VIII.7 (b) of the Convention and equivalent information on the provisions of this Regulation that fall outside the scope of the Convention. The format for its presentation shall be specified by the Commission by means of implementing acts. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 18(2) of this Regulation.

(d) On the basis of the information submitted by the Member States referred to in point (c), the Commission shall make publicly available a Union-wide overview on the implementation and enforcement of this Regulation.

(e) The management authorities of the Member States shall communicate to the Commission before 15 June each year all the information relating to the preceding year for drawing up the annual illegal trade report referred to in CITES Resolution Conf. 11.17 (rev. CoP17). 01997R0338 — EN — 01.01.2020 — 021.002 — 19

▼M14 5. With a view to the preparation of amendments to the Annexes, the competent authorities of the Member States shall forward all relevant information to the Commission. The Commission shall specify the information required, in accordance with the regulatory procedure referred to in Article 18(2).

▼B ►C1 6. Without prejudice to Council Directive 90/313/EEC ◄ of 7 June 1990 on the freedom of access to information on the environment (1 ), the Commission shall take appropriate measures to protect the confidentiality of information obtained in implementation of this Regulation.

Article 16 Sanctions

1. Member States shall take appropriate measures to ensure the imposition of sanctions for at least the following infringements of this Regulation:

(a) introduction into, or export or re-export from, the Community of specimens without the appropriate permit or certificate or with a false, falsified or invalid permit or certificate or one altered without authorization by the issuing authority;

(b) failure to comply with the stipulations specified on a permit or certificate issued in accordance with this Regulation;

(c) making a false declaration or knowingly providing false information in order to obtain a permit or certificate;

(d) using a false, falsified or invalid permit or certificate or one altered without authorization as a basis for obtaining a Community permit or certificate or for any other official purpose in connection with this Regulation;

(e) making no import notification or a false import notification;

(f) shipment of live specimens not properly prepared so as to minimize the risk of injury, damage to health or cruel treatment;

(g) use of specimens of species listed in Annex A other than in accordance with the authorization given at the time of issuance of the import permit or subsequently;

(h) trade in artificially propagated plants contrary to the provisions laid down in accordance with Article 7(1)(b);

(i) shipment of specimens into or out of or in transit through the territory of the Community without the appropriate permit or cer­ tificate issued in accordance with this Regulation and, in the case of export or re-export from a third country party to the Convention, in accordance therewith, or without satisfactory proof of the existence of such permit or certificate;

(j) purchase, offer to purchase, acquisition for commercial purposes, use for commercial gain, display to the public for commercial purposes, sale, keeping for sale, offering for sale or transporting for sale of specimens in contravention of Article 8;

(k) use of a permit or certificate for any specimen other than one for which it was issued;

(1 ) OJ No L 158, 23.6.1990, p. 56. 01997R0338 — EN — 01.01.2020 — 021.002 — 20

▼B (l) falsification or alteration of any permit or certificate issued in accordance with this Regualation;

(m) failure to disclose rejection of an application for a Community import, export or re-export permit or certificate, in accordance with Article 6 (3).

2. The measures referred to in paragraph 1 shall be appropriate to the and gravity of the infringement and shall include provisions relating to the seizure and, where appropriate, confiscation of specimens.

3. Where a specimen is confiscated, it shall be entrusted to a competent authority of the Member State of confiscation which:

(a) following consultation with a scientific authority of that Member State, shall place or otherwise dispose of the specimen under conditions which it deems to be appropriate and consistent with the purposes and provisions of the Convention and this Regulation; and

(b) in the case of a live specimen which has been introduced into the Community, may, after consultation with the State of export, return the specimen to that State at the expense of the convicted person.

4. Where a live specimen of a species listed in Annex B or C arrives at a point of introduction into the Community without the appropriate valid permit or certificate, the specimen must be seized and may be confiscated or, if the consignee refuses to acknowledge the specimen, the competent authorities of the Member State responsible for the point of introduction may, if appropriate, refuse to accept the shipment and require the carrier to return the specimen to its place of departure.

Article 17 The Scientific Review Group

1. A Scientific Review Group is hereby established, consisting of the representatives of each Member State's scientific authority or authorities and chaired by the representative of the Commission.

2. (a) The Scientific Review Group shall examine any scientific question relating to the application of this Regulation — in particular concerning Article 4 (1) (a), (2) (a) and (6) — raised by the chairman, either on his own initiative or at the request of the members of the Group or the Committee.

(b) The Commission shall convey the opinions of the Scientific Review Group to the Committee.

▼M9 Article 18

1. The Commission shall be assisted by a committee.

2. Where reference is made to this Article, Articles 5 and 7 of Decision 1999/468/EC (1 ) shall apply, having regard to the provisions of Article 8 thereof.

(1 ) Council Decision 1999/468/EC of 28 June 1999 laying down the procedures for the exercise of implementing powers conferred on the Commission (OJ L 184, 17.7.1999, p. 23). 01997R0338 — EN — 01.01.2020 — 021.002 — 21

▼M9 The period laid down in Article 5(6) of Decision 1999/468/EC shall be set at three months. As regards the Committee's tasks referred to in points 1 and 2 of Article 19, if, on the expiry of a period of three months from the date of referral to the Council, the Council has not acted, the proposed measures shall be adopted by the Commission.

▼M14 3. Where reference is made to this paragraph, Article 5a(1) to (4) and Article 7 of Decision 1999/468/EC shall apply, having regard to the provisions of Article 8 thereof.

4. Where reference is made to this paragraph, Article 5a(1) to (4) and (5)(b) and Article 7 of Decision 1999/468/EC shall apply, having regard to the provisions of Article 8 thereof.

The time limits laid down in Article 5a(3)(c) and (4)(b) and (e) of Decision 1999/468/EC shall be set at one month, one month and two months respectively.

Article 19

1. In accordance with the regulatory procedure referred to in Article 18(2), the Commission shall adopt the measures referred to in Article 4(6), Article 5(7)(b), Article 7(4), Article 15(4)(a) and (c), Article 15(5) and Article 21(3).

The Commission shall determine the design of the documents referred to in Articles 4, 5, 7(4) and 10 in accordance with the regulatory procedure referred to in Article 18(2).

2. The Commission shall adopt the measures referred to in Article 4(7), Article 5(5), Article 7(1)(c), (2)(c) and (3), Article 8(4), Article 9(6), Article 11(5) and Article 12(4). Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

3. The Commission shall lay down uniform conditions and criteria for:

(a) the issue, validity and use of the documents referred to in Articles 4, 5, 7(4) and 10;

(b) the use of phytosanitary certificates referred to in Article 7(1)(b)(i);

(c) the establishment of procedures, where necessary, for marking specimens in order to facilitate identification and ensure enforce­ ment of the provisions.

Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3). 01997R0338 — EN — 01.01.2020 — 021.002 — 22

▼M14 4. The Commission shall adopt, where necessary, additional measures to implement resolutions of the Conference of the Parties to the Convention, decisions or recommendations of the Standing Committee of the Convention and recommendations of the Convention Secretariat. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

5. The Commission shall amend Annexes A to D except in the case of amendments to Annex A which do not result from decisions of the Conference of the Parties to the Convention. Those measures, designed to amend non-essential elements of this Regulation, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(4).

▼B

Article 20 Final provisions

Each Member State shall notify the Commission and the Convention Secretariat of the provisions which it adopts specifically for the im­ plementation of this Regulation and of all legal instruments used and measures taken for its implementation and enforcement.

The Commission shall communicate this information to the other Member States.

Article 21

1. Regulation (EEC) No 3626/82 is hereby repealed.

2. Until the measures provided for in points 1 and 2 of Article 19 have been adopted, Member States may maintain or continue to apply the measures adopted in accordance with Regulation (EEC) No 3626/82 and Commission Regulation (EEC) No 3418/83 of 28 November 1983 laying down provisions for the uniform issue and use of the documents required for the implementation in the Community of the Convention on International Trade in Endangered Species of Wild Fauna and Flora (1 ).

▼M14 3. Two months before this Regulation is implemented the Commission, in accordance with the regulatory procedure referred to in Article 18(2) and in consultation with the Scientific Review Group:

▼B (a) must check that there is no justification for restrictions on the intro­ duction into the Community of the species listed in Annex C1 to Regulation (EEC) No 3626/82 which are not included in Annex A to this Regulation;

(b) shall adopt a Regulation amending Annex D into a representative list of species meeting the criteria laid down in Article 3 (4) (a).

(1 ) OJ No L 344, 7.12.1983, p. 1. 01997R0338 — EN — 01.01.2020 — 021.002 — 23

▼B Article 22

This Regulation shall enter into force on the date of its publication in the Official Journal of the European Communities.

It shall apply from 1 June 1997.

Articles 12, 13, 14 (3), 116, 17, 18, 19 and 21(3) shall apply from the date of entry into force of this Regulation.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

01997R0338 — EN — 01.01.2020 — 021.002 — 24

▼M24 ANNEX

Notes on interpretation of Annexes A, B, C and D

1. Species included in Annexes A, B, C and D are referred to:

(a) by the name of the species; or

(b) as being all of the species included in a higher taxon or designated part thereof.

2. The abbreviation ‘spp.’ is used to denote all species of a higher taxon.

3. Other references to taxa higher than species are for the purposes of information or classification only.

4. Species printed in bold in Annex A are listed there in consistency with their protection as provided for by Directive 2009/147/EC of the European Parliament and of the Council (1 ) or Council Directive 92/43/EEC (2 ).

5. The following abbreviations are used for plant taxa below the level of species:

(a) ‘ssp.’ is used to denote subspecies;

(b) ‘var(s).’ is used to denote variety (varieties); and

(c) ‘fa.’ is used to denote forma.

6. The symbols ‘(I)’, ‘(II)’ and ‘(III)’ placed against the name of a species or higher taxon refer to the Appendices to the Convention in which the species concerned are listed as indicated in notes 7, 8 and 9. Where none of these annotations appears, the species concerned are not listed in the Appendices to the Convention.

7. (I) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix I to the Convention.

8. (II) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix II to the Convention.

9. (III) against the name of a species or higher taxon indicates that it is included in Appendix III to the Convention. In this case the country with respect to which the species or higher taxon is included in Appendix III is also indicated.

10. ‘Cultivar’ means, following the definition of the 8th edition of the Inter­ national Code of Nomenclature for Cultivated Plants, an assemblage of plants that (a) has been selected for a particular character or combination of characters, (b) is distinct, uniform, and stable in these characters, and (c) when propagated by appropriate means, retains those characters. No new taxon of a cultivar can be regarded as such until its category name and circumscription has been formally published in the latest edition of the International Code of Nomenclature for Cultivated Plants.

(1 ) Directive 2009/147/EC of the European Parliament and of the Council of 30 November 2009 on the conservation of wild (OJ L 20, 26.1.2010, p. 7). (2 ) Council Directive 92/43/EEC of 21 May 1992 on the conservation of natural and of wild fauna and flora (OJ L 206, 22.7.1992, p. 7). 01997R0338 — EN — 01.01.2020 — 021.002 — 25

▼M24 11. Hybrids may be specifically included in the Appendices but only if they form distinct and stable populations in the wild. Hybrid animals that have in their previous four generations of the lineage one or more specimens of species included in Annexes A or B shall be subject to this Regulation just as if they were full species, even if the hybrid concerned is not specifically included in the Annexes.

12. When a species is included in Annex A, B or C, the whole animal or plant, whether alive or dead, and all parts and derivatives thereof are also included. Regarding animal species listed in Annex C and plant species listed in Annex B or C, all parts and derivatives of the species are also included in the same Annex unless the species is annotated to indicate that only specific parts and derivatives are included. In accordance with Article 2(t), the symbol ‘#’ followed by a number placed against the name of a species or higher taxon included in Annex B or C designates parts or derivatives which are specified in relation thereto for the purposes of this Regulation as follows:

#1 Designates all parts and derivatives, except:

(a) seeds, spores and pollen (including pollinia);

(b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

(c) cut flowers of artificially propagated plants; and

(d) fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla.

#2 Designates all parts and derivatives, except:

(a) seeds and pollen; and

(b) finished products packaged and ready for retail trade.

#3 Designates whole and sliced roots and parts of roots, excluding manu­ factured parts or derivatives, such as powders, pills, extracts, tonics, teas and confectionery.

#4 Designates all parts and derivatives, except:

(a) seeds (including seedpods of ), spores and pollen (including pollinia). The exemption does not apply to seeds from Cactaceae spp. exported from Mexico, and to seeds from Becca­ riophoenix madagascariensis and Dypsis decaryi exported from Madagascar;

(b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

(c) cut flowers of artificially propagated plants;

(d) fruits and parts and derivatives thereof of naturalized or artificially propagated plants of the genus Vanilla (Orchidaceae) and of the Cactaceae;

(e) stems, flowers, and parts and derivatives thereof of naturalized or artificially propagated plants of the genera Opuntia subgenus Opuntia and Selenicereus (Cactaceae); and

(f) finished products of Aloe ferox and antisyphilitica packaged and ready for retail trade.

#5 Designates logs, sawn wood and veneer sheets. 01997R0338 — EN — 01.01.2020 — 021.002 — 26

▼M24 #6 Designates logs, sawn wood, veneer sheets and plywood.

#7 Designates logs, wood-chips, powder and extracts.

#8 Designates underground parts (i.e. roots, rhizomes): whole, parts and powdered.

#9 Designates all parts and derivatives, except those bearing a label ‘Produced from Hoodia spp. material obtained through controlled harvesting and production under the terms of an agreement with the relevant CITES Management Authority of [Botswana under agreement No. BW/xxxxxx] [ under agreement No. NA/xxxxxx] [South Africa under agreement No. ZA/xxxxxx]’.

#10 Designates logs, sawn wood, veneer sheets, including unfinished wood articles used for the fabrication of bows for stringed musical instruments.

#11 Designates logs, sawn wood, veneer sheets, plywood, powder and extracts. Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation.

#12 Designates logs, sawn wood, veneer sheets, plywood and extracts. Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation.

#13 Designates the kernel (also known as ‘endosperm’, ‘pulp’ or ‘copra’) and any derivative thereof.

#14 Designates all parts and derivatives, except:

(a) seeds and pollen;

(b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

(c) fruits;

(d) leaves;

(e) exhausted agarwood powder, including compressed powder in all shapes; and

(f) finished products packaged and ready for retail trade, this exemption does not apply to wood chips, beads, prayer beads and carvings.

#15 Designates all parts and derivatives, except:

(a) leaves, flowers, pollen, fruits, and seeds;

(b) finished products to a maximum weight of wood of the listed species of up to 10 kg per shipment;

(c) finished musical instruments, finished musical instrument parts and finished musical instrument accessories;

(d) parts and derivatives of Dalbergia cochinchinensis which are covered by Annotation #4;

(e) parts and derivatives of Dalbergia spp. originating and exported from Mexico which are covered by Annotation #6;

#16 Designates seeds, fruits, and oils;

#17 Logs, sawn wood, veener sheets, plywood and transformed wood. 01997R0338 — EN — 01.01.2020 — 021.002 — 27

▼M24 13. The terms and expressions below, used in annotations in these Annexes, are defined as follows:

Extract

Any substance obtained directly from plant material by physical or chemical means regardless of the manufacturing process. An extract may be solid (e.g. crystals, resin, fine or coarse particles), semisolid (e.g. gums, waxes) or liquid (e.g. solutions, tinctures, oil and essential oils).

Finished musical instruments

A musical instrument (as referenced by the Harmonized System of the World Customs Organization, Chapter 92; musical instruments, parts and accessories of such articles) that is ready to play or needs only the instal­ lation of parts to make it playable. This term includes antique instruments (as defined by the Harmonized System codes 97.05 and 97.06; Works of art, collectors’ pieces and antiques).

Finished musical instrument accessories

A musical instrument accessory (as referenced by the Harmonized System of the World Customs Organization, Chapter 92; musical instruments, parts and accessories of such articles) that is separate from the musical instrument, and is specifically designed or shaped to be used explicitly in association with an instrument, and that requires no further modification to be used.

Finished musical instrument parts

A part (as referenced by the Harmonized System of the World Customs Organization, Chapter 92; musical instruments, parts and accessories of such articles) of a musical instrument that is ready to install and is specifically designed and shaped to be used explicitly in association with the instrument to make it playable.

Finished products packaged and ready for retail trade

Products, shipped singly or in bulk, requiring no further processing, packaged, labelled for final use or the retail trade in a state fit for being sold to or used by the general public.

Powder

A dry, solid substance in the form of fine or coarse particles

Shipment

Cargo transported under the terms of a single bill of lading or air waybill, irrespective of the quantity or number of containers or packages; or pieces worn, carried or included in personal baggage.

10 kg per shipment

For the term ‘10 kg per shipment’, the 10 kg limit should be interpreted as referring to the weight of the individual portions of each item in the shipment made of wood of the species concerned. In other words, the 10 kg limit is to be assessed against the weight of the individual portions of wood of Dalbergia/Guibourtia species contained in each item of the shipment, rather than against the total weight of the shipment. 01997R0338 — EN — 01.01.2020 — 021.002 — 28

▼M24 Transformed wood

Defined by Harmonized System code 44.09. Wood (including strips, friezes for parquet flooring, not assembled), continuously shaped (tongued, grooved, v-jointed, beaded or the like) along any edges, ends or faces, whether or not planed, sanded or end-jointed.

Woodchips

Wood that has been reduced to small pieces.

14. As none of the species or higher taxa of FLORA included in Annex A is annotated to the effect that its hybrids shall be treated in accordance with Article 4(1), this means that artificially propagated hybrids produced from one or more of these species or taxa may be traded with a certificate of artificial propagation, and that seeds and pollen (including pollinia), cut flowers, seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers of these hybrids are not subject to this Regulation.

15. Urine, faeces and ambergris which are waste products and gained without the manipulation of the animal concerned are not subject to this Regulation.

16. In respect of fauna species listed in Annex D, this Regulation shall apply only to live specimens and whole, or substantially whole, dead specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:

§ 1 Any whole, or substantially whole, skins, raw or tanned.

17. In respect of flora species listed in Annex D, this Regulation shall apply only to live specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:

§ 3 Dried and fresh plants, including, where appropriate; leaves, roots/root­ stock, stems, seeds/spores, bark and fruits.

§ 4 Logs, sawn wood and veneer sheets. 01997R0338 — EN — 01.01.2020 — 021.002 — 29

Mammals Mexican pronghorn , , , cattle, etc. goats, sheep Wild yak Kouprey (III ) (III Common name Common (III /Pakistan) (III Antilope cervicapra Boselaphus tragocamelus

Barbary sheep Barbary Annex C Annex FAUNA (II) CHORDATA () Ammotragus lervia

­ ­ ­ Bos frontalis

Annex B Annex (I) (Only the (Only (I) (I) Annex A

(I) (Excludes the domes the (Excludes (I) (I)

(I) (Excludes the domes the (Excludes (I) which is not subject to this to subject not is which Antilocapra americana popu other no Mexico; population of lation is included in the Annexes to this Regulation) Addax nasomaculatus Bos gaurus as ticated form referenced Regulation) this to not subject which is Bos sauveli Bos mutus as ticated form referenced grunniens Regulation)

MAMMALIA ARTIODACTYLA

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 30

Wild Asiatic Wild Asiatic Lowland Tamarau Mountain anoa Markhor Wild goat Chinese Red serow Sumatran serow Himalayan serow Jentink’s

Bubalus Siberian Ibex Siberian (III Pakistan) (III Common name Common (III Pakistan) (III (III Nepal) (Excludes the (Excludes Nepal) (III

, which is not subject to this not subject is , which sibirica arnee as domesticated form referenced bubalis Regulation) aegagrus Capra hircus (Specimens of the domesticated form are not subject to this Regulation) Yellow-backed duiker Yellow-backed Bay duiker Bay Brooke’s duiker Brooke’s Ogilby’s duiker Ogilby’s (II) duiker Zebra Annex C Annex (II) (II) Caucasian Tur Caucasian (II) (II) (II) (II) Budorcas taxicolor Cephalophus ogilbyi Capra caucasica Cephalophus brookei Cephalophus dorsalis Cephalophus silvicultor Cephalophus zebra

(I)

(I)

Annex B Annex

(I) (I) (I)

(I)

(I) (I) Annex A (I) Bubalus depressicornis Bubalus mindorensis Bubalus quarlesi Capra falconeri Capricornis milneedwardsii Capricornis rubidus Capricornis sumatraensis Capricornis thar Cephalophus jentinki

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 31

Cuvier’s Cuvier’s Slender-horned gazelle Giant Red Long-tailed goral Himalayan goral Chinese goral gazelle Scimitar-horned Arabian oryx Mexican bighorn sheep Dorcas gazelle Dorcas Chinkara Common name Common (III Pakistan) (III (III Algeria/Tunisia) (III Gazella dorcas Gazella bennettii ­ Bontebok (II) Annex C Annex Bukhara urial Bukhara (II) Arabian wild sheep wild Arabian Altai argali Altai Lechwe (II) (Only the popu the (Only (II) (II) (II) (II)

Damaliscus pygargus pygargus arabica Ovis bochariensis leche Ovis ammon Ovis canadensis lation of Mexico; no other population is included in the Annexes to this Regulation)

(I)

Annex B Annex (I)

(I) (I) (I)

(I)

Annex A (I) (I) (I) (I) Gazella cuvieri Gazella leptoceros variani niger Naemorhedus baileyi Naemorhedus caudatus Naemorhedus goral Naemorhedus griseus dama Oryx dammah Oryx leucoryx

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 32

Anatolian sheep Tibetan argali Karatau argali Ladakh urial Chiru Abruzzo chamois Mongolian saiga Bharal Common name Common (III Pakistan) (III nayaur Blue duiker Blue (II) Severtzov’s agali Severtzov’s Annex C Annex Punjab urial Punjab

Gobi argali Gobi Tianshan argali Tianshan Kazakhstan argali Kazakhstan Afghan urial Afghan Shansi argali Shansi (II) Marco Polo argali Polo Marco (II) (II) (*) (II) (II) (A zero export (A zero (II) (II) (*) (II) (II) (*) (II) (II) (*) (II) (II) (*) (II) (II) (*) (II) Ovis collium Ovis jubata Ovis polii Ovis cycloceros Ovis darwini Ovis karelini Ovis punjabiensis Ovis severtzovi Philantomba monticola Saiga borealis for traded specimens wild quota for commercial purposes)

(II)

(I) Annex B Annex

(I) (I)

Annex A (I)

(I) (population of ) (I) (I) Ovis gmelini Ovis hodgsonii Ovis nigrimontana Ovis vignei Pantholops hodgsonii Pseudoryx nghetinhensis ornata pyrenaica

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 33

Steppe saiga , guanaco, vicuña Vicuña , huemuls, , pudus Calamian deer Bawean deer Hog deer Indochina hog deer

Four-horned antelope Four-horned Common name Common (III Nepal) (III (III Pakistan (Except for (Except Pakistan (III Tetracerus quadricornis Axis porcinus the subspecies included in Annex A)) ­ ­ ­ Bactrian deer Bactrian (II) Annex C Annex

Guanaco (II) (Only the popu (Only (II) (II) (II) (A zero export (II)

)

1 Saiga tatarica for traded specimens wild quota for commercial purposes) Vicugna vicugna guanicoe lations of Argentina [the populations Provinces of Jujuy, of the Catamarca popu semi-captive the and and Salta, lations of the Provinces Jujuy, La Salta, Catamarca, Rioja and San Juan]; Bolivia [the whole popu lation]; Chile [populations of the and region of Tarapacá of the and Parinacota]; region of Arica Ecuador [the whole population] and Peru [the whole other population]; all in included populations are ( Annex A) elaphus bactrianus ­

(I) Annex B Annex (I)

(I) (I) (Except for the for (Except (I) Annex A

(I) Vicugna vicugna popu [the Argentina populations of: the Provinces of Jujuy, lations of Catamarca and Salta, and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the Chile [populations whole population]; and the of region of Tarapacá of the and Parinacota]; region of Arica population] and whole Ecuador [the which are whole population]; [the Peru Annex included in B) Axis calamianensis Axis kuhlii Axis porcinus annamiticus Blastocerus dichotomus

Cervidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 34

Barbary deer Hangul Persian fallow deer Huemuls Central American red brocket Black Giant muntjac deer Guatemalan white-tailed Southern pudu Barasingha deer Eld’s Hippopotamuses (III (III (III Algeria/ (III Common name Common

Cervus elaphus barbarus Tunisia) cerasina Mazama temama ) mayensis virginianus Guatemala) Common Common Pygmy Giraffes (II) (II) Northern pudu Northern (II) Annex C Annex (II) Hexaprotodon liberiensis Pudu mephistophiles Hippopotamus amphibius

(I)

(I)

Annex B Annex

(I) (I)

(I) (I)

Annex A

(I) spp. (I) (I) Cervus elaphus hanglu Dama dama mesopotamica Muntiacus crinifrons Muntiacus vuquangensis Ozotoceros bezoarticus Pudu puda duvaucelii Rucervus eldii

Giraffa camelopardalis Giraffa

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 35

Musk deer , hogs, Bola Batu babirusa babirusa North Malenge babirusa Peccaries Chacoan Common name Common

Pecari Annex C Annex

spp. (II) (Except for the for (Except spp. (II) of Mexico and the United of Moschus , , populations of , , Nepal and included in Pakistan, which are Annex A) the for (Except Tayassuidae spp. (II) species included in Annex A and populations of excluding the tajacu States, which not are included in the Annexes to this Regulation)

(I)

Annex B Annex (I)

(I) (I) (I)

Annex A (I) (I)

spp. (I) (Only the populations the (Only spp. (I) Moschus of Afghanistan, Bhutan, India, all and Pakistan; Myanmar, Nepal other populations included are in Annex B) Babyrousa babyrussa Babyrousa bolabatuensis Babyrousa celebensis Babyrousa togeanensis Sus salvanius Catagonus wagneri Ailurus fulgens

Ailuridae Tayassuidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 36

Dogs, , , foxes, Grey Bush Bengal Bengal Common name Common Golden (III India) (III (III India) (III bengalensis aureus ­ Canis Pampas Maned (II) (II) Darwin’s fox Darwin’s Annex C Annex Canis lupus South American grey fox grey American South Crab-eating fox Crab-eating (II) (II) (II) Fennec (II) and Blanford’s fox Blanford’s (II) (II) (Populations of (Populations (II) (II) (II)

) Canis lupus Duero and the of Spain north north of the 39th parallel.Ex and the form cludes the domesticated as referenced are dingo which lupus familiaris dingo Cerdocyon thous Chrysocyon brachyurus Lycalopex culpaeus Cuon alpinus Lycalopex fulvipes Lycalopex griseus Lycalopex gymnocercus Vulpes cana Vulpes zerda

) Canis lupus Annex B Annex

(I)

Annex A

Canis lupus dingo (I/II) and Canis lupus (All populations except those of Spain north of north of the Duero and Greece the 39th Populations of Bhutan, parallel. in listed India, Nepal and Pakistan are are populations other all Appendix I; listed in Appendix II. Excludes the and domesticated form the dingo as referenced which are familiaris Canis simensis venaticus

Canidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 37

Cats, , , , leopards, lions, , cheetahs, etc. Cats Common name Common ­ Annex C Annex Falanouc (African popu (African

(II) Malagasy Malagasy (II) (II) leo Cryptoprocta ferox goudotii Fossa fossana (Except for the spp. (II) species included in Annex A. Specimens of the domesticated form are not subject to this Regulation. For lations): A zero annual export quota is established for specimens of products, bone bones, bone pieces, claws, skeletons, skulls and teeth the wild and removed from traded purposes. for commercial in trade for quotas Annual export products, bone bones, bone pieces, claws, skeletons, skulls and teeth for commercial purposes, derived from captive breeding operations in established be will South Africa, the annually to and communicated CITES Secretariat.)

Annex B Annex (I) (Annual export (I) Annex A jubatus and hunting specimens live quotas for granted as follows: trophies are 150; Botswana: 5; Namibia: in such Zimbabwe: 50. The trade to Article subject specimens is 4(1))

Felidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 38

Asian Asian golden Black-footed cat Wild cat cat Geoffroy’s Southern tigrina Eurasian Sunda clouded Mainland Asiatic Common name Common Annex C Annex ­ (I) (Only the (Only (I)

Annex B Annex

(I)

(I) (I) (I) (I)

(I)

(I) (I)

(I) (Only the popu the (Only (I) Annex A

(I) (I) (II) (I) (I) (I) (Only the populations (I) (II) lation of all other populations Asia; are Annex included in B) Caracal caracal temminckii nigripes Felis silvestris Herpailurus yagouaroundi North and Central populations of America; all other populations are Annex included in B) geoffroyi Leopardus jacobita Leopardus pardalis Leopardus tigrinus Leopardus wiedii Lynx lynx Lynx pardinus diardi Neofelis nebulosa Panthera leo other populations all are of India; Annex included in B) Panthera onca

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 39

Leopard Bengal Flat-headed cat Rusty-spotted cat Costa Rican Small Indian grey Indian (III Small Asian mongoose Asian Small Stripe-necked mongoose Stripe-necked Ruddy brown Indian Crab-eating mongoose Crab-eating Common name Common (III Pakistan) (III (III India) (III India/Pakistan) (III (III India) (III (III India) (III (III India) (III

Herpestes edwardsi javanicus Herpestes smithii Herpestes urva Herpestes vitticollis Herpestes fuscus Herpestes javanicus auropunctatus India) Annex C Annex ­ ­ (I)

(II) (I) (Only the (Only (I) Annex B Annex (I) (I)

(I) (I) (Only the popu the (Only (I) Annex A (I) (I)

Panthera pardus Panthera tigris Panthera uncia bengalensis (Only the populations of Bangladesh, India and other populations Thailand; all are included in Annex B) Prionailurus iriomotensis Prionailurus planiceps Prionailurus rubiginosus popu other all India; population of included in Annex lations are B) concolor lations of Costa Rica and Panama; all other populations included are in Annex B) marmorata

Herpestidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 40

Aardwolf, etc. , , Otters Cameroon clawless Small-clawed otter otter Southern sea otter Southern river European otter Japanese otter Smooth-coated otter Striped Striped Common name Common (III Botswana) (III (III Pakistan) (III hyaena Proteles cristata

Humboldt’s hog-nosed hog-nosed Humboldt’s Annex C Annex (II) Conepatus humboldtii Lutrinae spp. (Except for the (II) species included in Annex A)

(I) (Only the (Only (I)

Annex B Annex (I)

(I) (I)

(I)

(I)

Annex A

(I) (I) (I) (I)

Aonyx capensis microdon Nigeria; Cameroon and populations of all other populations included are in Annex B) cinerea nereis Enhydra lutris felina Lontra longicaudis Lontra provocax lutra Lutra nippon perspicillata Pteronura brasiliensis

Lutrinae Hyaenidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 41

Grisons, martens, , weasels Black-footed seals, sealions Fur seals seal Juan Fernández Guadalupe fur Seals Monk seals , olingos South Brazilian Brazilian South Stone Stone Honey Honey White-nosed coati White-nosed Nilgiri Tayra Yellow-throated marten Yellow-throated Common name Common (III India) (III (III Uruguay) (III (III Botswana) (III (III India) (III (III India) (III (III ) (III (III Honduras) (III (III Honduras) (III Martes foina intermedia narica Nasua nasua solitaria Potos flavus Eira barbara Martes flavigula Martes gwatkinsii Mellivora capensis

Walrus Annex C Annex Southern elephant Southern (III Canada) (III (II) spp. (II) (Except for (Except spp. (II) included in Annex the species A) Odobenus rosmarus Mirounga leonina

(I) Annex B Annex (II)

(I) Annex A spp. (I) spp. Mustela nigripes Arctocephalus philippii Arctocephalus townsendi Monachus

Mustelinae Odobenidae Otariidae Phocidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 42

Bears Sun linsangs, , , otter-civet, palm civet palm Asian African Jerdon’s palm civet palm Jerdon’s Binturong (III India) (III palm Masked Common name Common (III India) (III (III India) (III (III Botswana) (III (III India) (III Paguma larvata hermaphroditus Arctictis binturong Civettictis civetta Paradoxurus jerdoni

Banded palm civet palm Banded Otter Annex C Annex (II) (II) Ursidae spp. (II) (Except for the Ursidae spp. (II) species included in Annex A) Cynogale bennettii Hemigalus derbyanus ­ are

(I) Annex B Annex

(I)

(I)

(I) (I) Annex A

(I/II) arctos isabellinus listed in Appendix I; all other popu lations and subspecies listed in are Appendix II) melanoleuca Helarctos malayanus Melursus ursinus Tremarctos ornatus Ursus arctos (Only the populations Bhutan, of , Mexico and Mongolia and the subspecies Ursus thibetanus

Ursidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 43

Spotted linsang Cetaceans (dolphins, porpoises, whales) Cetaceans Broad-nosed Fruit bats, flying foxes Flying foxes Golden-capped fruit Flying foxes fox Ruck flying fox Comoro flying fox Japanese flying Marianas flying fox Caroline flying fox White-lined bat White-lined Indian Small Malabar large-spotted civet large-spotted Malabar Indian Large Common name Common (III Uruguay) (III (III India) (III (III India) (III (III India) (III zibetha Viverra civettina Viverricula indica Platyrrhinus lineatus

.) Banded Annex C Annex (II) brunneus spp. (II) (Except for the for (Except spp. (II) spp. (II) (Except for the for (Except spp. (II) Prionodon linsang Pteropus species included in Annex A and except for species included in Annex A)

)

2

Annex B Annex

( (I)

(I)

(II) (I) (I) (I) (I) Annex A Prionodon pardicolor (I/II) CETACEA spp. Acerodon jubatus Pteropus insularis Pteropus livingstonii Pteropus loochoensis Pteropus mariannus Pteropus molossinus

CHIROPTERA Phyllostomidae Pteropodidae CETACEA

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 44

Pelew flying fox Pelew flying Large Pelew flying fox fox Rodrigues flying fox Samoan flying Pacific flying fox fox Kosrae flying Pemba flying fox Yap flying fox Armadillos armadillo Andean hairy Giant armadillo planigales Dunnarts, marsupial mice, Long-tailed dunnart Sandhill dunnart Greater naked-tailed armadillo naked-tailed Greater Common name Common (III Uruguay) (III Cabassous tatouay ­ ­ (II) (A zero (A (II) Annex C Annex

Chaetophractus nationi annual export quota has been estab lished. All specimens shall be deemed to be specimens of species Annex trade included in A and the accord be regulated shall in them ingly)

(I) (I)

Annex B Annex

(II) (I) (I)

(II) (I) (I) (I) (I) (I) Annex A Pteropus pelewensis Pteropus pilosus Pteropus rodricensis Pteropus samoensis Pteropus ualanus Pteropus voeltzkowi Pteropus yapensis Priodontes maximus Sminthopsis longicaudata Sminthopsis psammophila Pteropus tonganus

Dasypodidae Dasyuridae DASYUROMORPHIA CINGULATA

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 45

Kangaroos, wallabies Rufous hare-wallaby Banded hare-wallaby wallaby Bridled nail-tail Cuscus Rat-kangaroos Bettongs Wombats Northern hairy-nosed wombat Hares, rabbits Hispid hare Volcano rabbit Common name Common Eastern common cuscus common Eastern (II) Common spotted cuscus spotted Common Waigeou cuscus Waigeou Admiralty Island cuscus Island Admiralty Ursine tree-kangaroo Ursine Grizzled tree-kangaroo Grizzled Northern common cuscus common Northern Southern common cuscus common Southern Annex C Annex (II) (II) (II) (II) (II) (II) (II) Spilocuscus maculatus Spilocuscus papuensis Dendrolagus inustus Dendrolagus ursinus Phalanger intercastellanus Phalanger mimicus Phalanger orientalis Spilocuscus kraemeri

Annex B Annex

(I)

(I)

(I) (I) (I) (I)

Annex A spp. (I) Lagorchestes hirsutus Lagostrophus fasciatus Onychogalea fraenata Bettongia Lasiorhinus krefftii Caprolagus hispidus Romerolagus diazi

Macropodidae Potoroidae DIPROTODONTIA Phalangeridae Vombatidae Leporidae LAGOMORPHA

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 46

Echidnas, spiny anteaters Echidnas, spiny Western barred bandicoot Greater bilby , wild asses, African ass zebra Grévy’s Asiatic wild ass Przewalski’s Common name Common Hartmann’s mountain Hartmann’s (II) Cape mountain zebra mountain Cape Annex C Annex Long-beaked echidnas Long-beaked (II) spp. (II) spp. Zaglossus hartmannae zebra zebra Equus zebra

Equus Equus and

Annex B Annex (I)

(I) (I) (Excludes the (Excludes (I) (I/II) (The species is species (The (I/II)

(I) Annex A are listed in Appendix I) in listed are (I) (II)

, which is not subject to this not subject , which is Perameles bougainville Macrotis lagotis Equus africanus as domesticated form referenced Regulation) Equus grevyi Equus hemionus listed in Appendix but II subspecies Equus hemionus hemionus hemionus khur Equus kiang Equus przewalskii

PERAMELEMORPHIA PERISSODACTYLA Tachyglossidae Thylacomyidae MONOTREMATA Peramelidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 47

Rhinoceroses Southern white Tapirs Pangolins Pangolins Indian pangolin Philippine pangolin Giant pangolin Sunda pangolin Common name Common ­ (II) Annex C Annex South American American South (II)

spp. (II) Manis the species included in (Except for Annex A) Ceratotherium simum (Only the populations of Eswatini popu other all and South Africa; lations are included in Annex A. exclusive purpose For the of in live trade allowing international and acceptable animals to appropriate in hunting destinations and trade specimens shall other trophies. All be deemed to of specimens species included in Annex A and trade in them shall be regulated accordingly) Tapirus terrestris

Annex B Annex

(I)

(I) Annex A (I) (I) Rhinocerotidae spp. (I) (Except for the for (Except Rhinocerotidae spp. (I) Annex subspecies included in B) Tapiridae spp. (Except for the (I) species included in Annex B) Manis crassicaudata Manis gigantea Manis javanica Manis culionensis

Tapiridae Manidae Rhinocerotidae PHOLIDOTA

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 48

Chinese pangolin Ground pangolin Long-tailed pangolin Tree pangolin Three-toed sloths American anteaters (apes and monkeys) Primates Howlers, spider monkeys howler Coiba Island Mantled howler Guatemalan black howler Black-browed spider monkey monkey Red spider Southern muriqui Northern muriqui Yellow-tailed woolly monkey Northern tamandua Northern Common name Common (III Guatemala) (III Tamandua mexicana

Giant anteater Giant (II) Brown-throated sloth Brown-throated Pygmy tree-toed sloth tree-toed Pygmy Annex C Annex (II) (II) Bradypus pygmaeus Bradypus variegatus Myrmecophaga tridactyla the for (Except PRIMATES spp. (II) species included in Annex A)

(I) (I) (I) Annex B Annex (I)

(I) (I)

(I) (I)

(I) (I) Annex A (I) (I) Manis pentadactyla Manis temminckii Manis tetradactyla Manis tricuspis Alouatta coibensis Alouatta palliata Alouatta pigra Ateles geoffroyi frontatus Ateles geoffroyi ornatus Brachyteles hypoxanthus Oreonax flavicauda Brachyteles arachnoides

Atelidae Bradypodidae PILOSA PRIMATES Myrmecophagidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 49

Marmosets, , New-world monkeys marmoset Goeldi’s Buffy-tufted marmoset Buffy-headed marmoset Lion tamarins Pied tamarin Geoffroy’s White-footed tamarin tamarin bare-face Martins’ Cottontop tamarin Central American squirrel monkey Old-world monkeys mangabey Tana River Diana monkey Sun-tailed monkey Black colobus Lion-tailed macaque Barbary macaque Drill Mandrill Proboscis monkey Common name Common Annex C Annex

Annex B Annex

(I)

(I)

(II)

(I)

(I)

(I)

(I) (I) (I) (I) (I) (I) (I) (I) (I) (II) (I) (I) Annex A (I) spp. (I) Callimico goeldii aurita Callithrix flaviceps Leontopithecus Saguinus bicolor Saguinus geoffroyi Saguinus leucopus Saguinus martinsi Saguinus oedipus Saimiri oerstedii Cercocebus galeritus Cercopithecus diana Cercopithecus roloway Cercopithecus solatus Macaca silenus Macaca sylvanus Mandrillus sphinx Nasalis larvatus Colobus satanas Mandrillus leucophaeus

Cercopithecidae Cebidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 50

Central African red colobus colobus Uzungwa red Zanzibar red colobus colobus red Pennant’s red colobus Preuss’s red colobus Tana River colobus Ugandan red Thollon’scolobus red Mentawai langur Douc langurs Snub-nosed monkeys grey langur langur grey Southern Plains Northern Plains grey langur Tarai grey langur Black-footed grey langur Tufted grey langur Nepal grey langur Simakobou langur Delacour’s langur François’s golden Gee’s langur Common name Common Annex C Annex

(I)

(I) (I) (I) (II) (II) (II)

(II)

Annex B Annex

(I) (II)

(I)

(I)

(II) (II) (I) (I) (I)

(I)

(II) Annex A (I) spp. (I) spp. (I) Piliocolobus foai Piliocolobus gordonorum Piliocolobus kirkii Piliocolobus pennantii Piliocolobus preussi Piliocolobus rufomitratus Piliocolobus tephrosceles Piliocolobus tholloni Presbytis potenziani Pygathrix Rhinopithecus Semnopithecus ajax Semnopithecus dussumieri Semnopithecus entellus Semnopithecus hector Semnopithecus hypoleucos Semnopithecus priam Semnopithecus schistaceus Simias concolor Trachypithecus delacouri Trachypithecus francoisi Trachypithecus geei

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 51

Hatinh langur Nilgiri langur Laotian langur Capped langur White-headed langur langur Shortridge’s and mouse-lemurs Dwarf lemurs Dwarf lemurs and mouse lemurs Aye-aye Aye-aye Chimpanzees, gorillas, orang-utan Eastern gorilla Western gorilla Chimpanzee and bonobo Sumatran orangutan Bornean orangutan Gibbons Gibbons , sifakas and woolly lemurs and Indri, sifakas woolly lemurs Large lemurs Common name Common Annex C Annex

(I)

(II)

(II)

(I)

Annex B Annex (I)

(II) (II)

(I)

(I) Annex A (I) (I)

spp. (I) Trachypithecus hatinhensis Trachypithecus laotum Trachypithecus pileatus Trachypithecus poliocephalus Trachypithecus shortridgei Cheirogaleidae spp. (I) Daubentonia madagascariensis Gorilla beringei Gorilla gorilla Pan Pongo abelii Pongo pygmaeus Hylobatidae spp. (I) Indriidae spp. (I) Trachypithecus johnii

Hominidae Hylobatidae Lemuridae Daubentoniidae Cheirogaleidae Indriidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 52

Large lemurs Sportive lemurs Sportive lemurs Lorises Slow lorises sakis Uacaris, titis, Uacaris Barbara Brown’s Titi Coastal Black-handed Titi Black-fronted Titi Atlantic titi White-nosed saki Tarsiers Tarsiers Elephants Asian elephant African elephant Common name Common ­ Annex C Annex

(II) ); all other ); all populations are

3 Loxodonta africana (Only the populations of Botswana, and Zimb Namibia, South Africa abwe ( Annex included in A)

(II)

Annex B Annex

(II)

(II) (I) (II)

(I) (Except for the for (Except (I)

(I)

Annex A spp. (I) spp. (I) spp. spp. (II) Lemuridae spp. (I) Cacajao Callicebus barbarabrownae Callicebus melanochir Callicebus personatus Tarsius Elephas maximus Loxodonta africana Botswana, Namibia, populations of are Zimbabwe, which and South Africa Annex included in B) Lepilemuridae spp. (I) Nycticebus Callicebus nigrifrons Chiropotes albinasus

Elephantidae PROBOSCIDEA Pitheciidae Tarsiidae Lepilemuridae Lorisidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 53

Chinchillas Chinchillas Pacas Agoutis New-world porcupines Old-world porcupines Crested porcupine Mice, rats Mexican hairy dwarf porcupine dwarf hairy Mexican Central American agouti American Central Paraguaian hairy dwarf porcupine dwarf hairy Paraguaian Lowland paca Lowland Common name Common (III Honduras) (III (III Honduras) (III (III Uruguay) (III (III Honduras) (III Dasyprocta punctata Sphiggurus mexicanus Sphiggurus spinosus Cuniculus paca Central Australian rock rat rock Australian Central Greater stick-nest rat stick-nest Greater Annex C Annex (II) False water rat water False Shark Bay mouse Bay Shark (II) (II) (II) Zyzomys pedunculatus Leporillus conditor Pseudomys fieldi Xeromys myoides Annex B Annex Annex A

spp. (I) (Specimens of the of (Specimens spp. (I) Chinchilla not domesticated form are subject to this Regulation) Hystrix cristata

Muridae Erethizontidae RODENTIA Chinchillidae Cuniculidae Dasyproctidae Hystricidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 54

Ground squirrels, tree squirrels tree Ground squirrels, dog Mexican prairie Dugong Dugong Manatees Birds swans etc. Ducks, geese, teal Auckland Islands Brown teal Laysan duck teal Campbell Island Himalayan marmot Himalayan Long-tailed marmot Long-tailed Common name Common (III India) (III (III India) (III Marmota himalayana Marmota caudata Treeshrews Annex C Annex Baikal teal Baikal Madagascar teal Madagascar Giant squirrels Giant (II) (II) spp. (II) Ratufa SCANDENTIA spp. (II) Anas bernieri Anas formosa

Annex B Annex (I)

(I) (I) (I)

(I) (I)

Annex A (I) (I) (I) Cynomys mexicanus Dugong dugon Trichechus inunguis Trichechus manatus Trichechus senegalensis Anas aucklandica Anas chlorotis Anas laysanensis Anas nesiotis

Dugongidae SCANDENTIA Anatidae AVES Trichechidae ANSERIFORMES Sciuridae SIRENIA

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 55

Garganey White-winged duck Madagascar pochard Ferruginous duck Aleutian goose Red-breasted goose Nene Brazilian merganser White-headed duck Pink-headed duck Crested shelduck Hummingbirds Hummingbirds Hook-billed hermit Black-bellied whistling-duck Black-bellied Fulvous whistling-duck Fulvous (III Honduras) (III Common name Common (III Honduras) (III Dendrocygna autumnalis Dendrocygna bicolor

Black-necked swan Black-necked Comb duck Comb West Indian whistling-duck Indian West Coscoroba swan Coscoroba (II) (II) Annex C Annex (II) (II) Coscoroba coscoroba Cygnus melancoryphus Dendrocygna arborea Sarkidiornis melanotos Trochilidae spp. (Except for the (II) species included in Annex A)

(I) (I)

Annex B Annex

(II)

(I) (I)

(II)

Annex A

(I)

Anas querquedula Asarcornis scutulata Aythya innotata Aythya nyroca Branta canadensis leucopareia Branta ruficollis Branta sandvicensis Mergus octosetaceus Oxyura leucocephala Rhodonessa caryophyllacea Tadorna cristata Glaucis dohrnii

Trochilidae APODIFORMES

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 56

Thick-knees Gulls, terns Relict gull Curlews, greenshanks Eskimo curlew Slender-billed curlew Nordmann’s greenshank Egrets, herons Great egret Cattle egret Little egret Shoebill, whale-headed stork Storks Oriental stork Black stork stork Storm’s Jabiru Greater adjutant stork Milky stork Double-striped thick-knee Double-striped Common name Common (III Guatemala) (III Burhinus bistriatus Annex C Annex Shoebill (II) Balaeniceps rex

Annex B Annex

(I)

(I)

(I)

(I)

Annex A (I)

(I) (II)

(I)

Larus relictus Numenius borealis Numenius tenuirostris Tringa guttifer Ardea alba Bubulcus ibis Egretta garzetta Ciconia boyciana Ciconia nigra Ciconia stormi Jabiru mycteria Leptoptilos dubius Mycteria cinerea

Burhinidae Scolopacidae Ardeidae Ciconiidae Laridae CHARADRIIFORMES Balaenicipitidae CICONIIFORMES

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 57

Flamingos Flamingos Greater flamingo Ibises, spoonbills Bald ibis Waldrapp Crested ibis Eurasian spoonbill Giant ibis Doves, pigeons Nicobar pigeon Purple-winged ground-dove Rock pigeon pigeon Mindoro zone-tailed Grenada dove European -dove Pink pigeon Pink Common name Common (III Mauritius) (III Nesoenas mayeri

Luzon bleeding-heart Luzon Annex C Annex (II) Scarlet ibis Scarlet (II) Crowned-pigeons spp. (II) spp. Eudocimus ruber Phoenicopteridae spp. (II) (Except Phoenicopteridae spp. (II) for the species included in Annex A) Gallicolumba luzonica Goura

Annex B Annex

(II) (I)

(I) (II) (I)

(II) (I) Annex A

Phoenicopterus ruber Geronticus calvus Geronticus eremita Nipponia nippon Platalea leucorodia Pseudibis gigantea Caloenas nicobarica Claravis godefrida Columba livia Ducula mindorensis Leptotila wellsi Streptopelia turtur

Columbidae Threskiornithidae COLUMBIFORMES Phoenicopteridae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 58

Hornbills Hornbills Rufous-necked hornbill Hornbills Great hornbill Helmeted hornbill Hornbills Plain-pouched hornbill Turacos Turacos turaco Bannerman’s Common name Common

Hornbills Annex C Annex Hornbills Hornbills Hornbills spp. (II) spp. (II) spp. (II) spp. (II) spp. spp. (II) (Except for the spp. (II) spp. (II) (Except for the for (Except spp. (II) spp. (II) (Except for the for (Except spp. (II) spp. (II) (Except for the for (Except spp. (II) Penelopides Aceros species included in Annex A) Anorrhinus Anthracoceros Berenicornis Buceros species included in Annex A) Rhyticeros species included in Annex A) Tauraco species included in Annex A)

Annex B Annex (I) (II)

(I) (I) Annex A (I) Aceros nipalensis Buceros bicornis Rhinoplax vigil Rhyticeros subruficollis Tauraco bannermani

Musophagidae Bucerotidae CORACIIFORMES CUCULIFORMES

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 59

Diurnal birds of prey (eagles, falcons, hawks, vultures) Diurnal birds of prey Hawks, eagles Levant sparrowhawk Northern goshawk Eurasian sparrowhawk Cinereous vulture eagle Adalbert’s Golden eagle Greater spotted eagle Imperial eagle Lesser spotted eagle Rough-legged buzzard Long-legged buzzard kite Cuban hook-billed Short-toed -eagle Western marsh-harrier Common name Common

) Annex C Annex Caracara lutosa FALCONIFORMES spp. (II) the species included in (Except for of species one for except Annex A; included in Cathartidae the family that of species other the Annex C; family are not included in the and Regulation; this Annexes to except for

(I)

Annex B Annex

(II) (II)

(II) (II) (II)

(II) (II)

(I) Annex A (II) (II) (I) (II) (II) (II) Accipiter brevipes Accipiter gentilis Accipiter nisus Aegypius monachus Aquila adalberti Aquila chrysaetos Aquila clanga Aquila heliaca Aquila pomarina Buteo buteo Buteo lagopus Buteo rufinus wilsonii Chondrohierax uncinatus Circus aeruginosus Circaetus gallicus

Accipitridae FALCONIFORMES

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 60

Northern harrier Pallid harrier Montagu’s harrier Black-winged kite Madagascar serpent-eagle Lammergeier Eurasian griffon Sea-eagles Harpy eagle eagle Bonelli’s Booted eagle Grey-backed hawk Black kite Red kite Egyptian vulture European honey-buzzard Great Philippine eagle New world vultures California condor Andean condor King vulture King Common name Common (III Honduras) (III Sarcoramphus papa Annex C Annex

Haliaeetus

for Milvus

(I)

(II)

(II) Annex B Annex

(I)

(II) (II)

(Except

(II)

(II)

(II) which is included in which is (II) (II)

Annex A (II) (II) (II) (I) (I) (II) (II) spp. (I/II) ( spp. (I/II)

is listed in Appendix I; the Circus cyaneus Circus macrourus Circus pygargus Elanus caeruleus Gypaetus barbatus Gyps fulvus Haliaeetus albicilla in Appendix listed are II) other species Harpia harpyja Hieraaetus fasciatus Hieraaetus pennatus Leucopternis occidentalis Milvus migrans migrans lineatus Annex B) Milvus milvus Neophron percnopterus Pernis apivorus Gymnogyps californianus Vultur gryphus Eutriorchis astur Pithecophaga jefferyi

Cathartidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 61

Falcons Seychelles kestrel Lanner falcon Saker falcon Merlin Eleonora’s falcon Laggar falcon Lesser kestrel Newton’s kestrel Barbary falcon Peregrine falcon Mauritius kestrel Gyrfalcon Eurasian hobby Common kestrel Red-footed falcon Ospreys Osprey Blue-knobbed curassow Red-billed curassow Common name Common Annex C Annex

Annex B Annex

(I)

(II)

(I) (II) (II) (II)

(II) (I) (II)

(II)

(I) Annex A (I) (II) (II) (I) (Only the population the (Only (I) (I) (I) (III Colombia) (III Falco araeus Falco biarmicus Falco cherrug Falco columbarius Falco eleonorae Falco jugger Falco naumanni Falco newtoni of the Seychelles) Falco pelegrinoides Falco peregrinus Falco punctatus Falco rusticolus Falco subbuteo Falco tinnunculus Falco vespertinus Pandion haliaetus Crax alberti Crax blumenbachii

Cracidae Pandionidae Falconidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 62

Great currasow Alagoas curassow Horned White-winged guan Black-fronted Trinidad piping guan Megapodes, scrubfowl Maleo , , guineafowl, , Cheer Masked bobwhite White eared-pheasant Brown eared-pheasant Plain chachalaca Plain Crested guan Crested Highland guan Highland Yellow-knobbed curassow Yellow-knobbed Wattled curassow Wattled Helmeted curassow Helmeted Common name Common (III Honduras) (III (III Guatemala) (III (III Colombia) (III (III Colombia) (III (III Guatemala/Honduras) (III (III Colombia/Guatemala/ (III (III Colombia) (III

Crax globulosa Pauxi pauxi Crax daubentoni Crax rubra Honduras) Ortalis vetula Penelope purpurascens Penelopina nigra Annex C Annex Great argus Great (II) Bare-faced Curassow Bare-faced Crax fasciolata Argusianus argus

(I)

(I)

(I)

Annex B Annex

(I) (I)

(I)

(I) Annex A (I)

(I) (I) Mitu mitu Oreophasis derbianus Penelope albipennis Pipile jacutinga Pipile pipile Macrocephalon maleo Catreus wallichii ridgwayi Colinus virginianus Crossoptilon crossoptilon Crossoptilon mantchuricum

Phasianidae Megapodiidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 63

Himalayan Chinese monal monal Sclater’s Edwards’ pheasant Swinhoe’s pheasant Gorgeted wood- Himalayan quail Palawan peacock-pheasant pheasant Elliot’s pheasant Hume’s Kalij Koklass Ocellated Ocellated Indian Indian Common name Common (III Pakistan) (III (III Pakistan) (III (III Guatemala) (III (III Pakistan) (III Pavo cristatus Pucrasia macrolopha Lophura leucomelanos Meleagris ocellata Bornean peacock-pheasant Bornean Grey peacock-pheasant Grey (II) Malayan peacock-pheasant Malayan Germain’s peacock-pheasant Germain’s (II) (II) Annex C Annex (II) Blood pheasant Blood Grey Grey Vietnamese fireback Vietnamese (II) Green peafowl Green (II) (II) Gallus sonneratii Polyplectron germaini Ithaginis cruentus Lophura hatinhensis Pavo muticus Polyplectron bicalcaratum Polyplectron malacense Polyplectron schleiermacheri

Annex B Annex (I) (I)

(I)

(I) (I) (I) (I) (I) (I) Annex A Lophophorus impejanus Lophophorus lhuysii Lophophorus sclateri Lophura edwardsi Lophura swinhoii Odontophorus strophium Ophrysia superciliosa Polyplectron napoleonis Rheinardia ocellata ellioti Syrmaticus humiae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 64

Mikado pheasant Caspian snowcock Tibetan snowcock Blyth’s Cabot’s tragopan Cranes Cranes Black crowned crane Whooping crane Sandhill crane Common crane Red-crowned crane Siberian crane Hooded crane Black-necked crane White-necked crane Satyr Common name Common (III Nepal) (III Tragopan satyra Attwater’s prairie-chicken Attwater’s (II)

Reeves’s pheasant Reeves’s Annex C Annex (II) Syrmaticus reevesii attwateri Tympanuchus cupido Gruidae spp. (II) (Except for the (Except for Gruidae spp. (II) species included in Annex A)

Grus

and (I)

Annex B Annex

(I) (I)

(I) are listed in listed are

(I) (I)

(I/II) (The species is species (The (I/II) (I) (I) (I) (I) Annex A (I)

(I)

(I) (II) Syrmaticus mikado Tetraogallus caspius Tetraogallus tibetanus Tragopan blythii Tragopan caboti Tragopan melanocephalus Balearica pavonina Grus americana Grus canadensis listed in Appendix but II subspecies Grus canadensis nesiotes canadensis pulla Appendix I) Grus grus Grus japonensis Grus leucogeranus Grus monacha Grus nigricollis Grus vipio

GRUIFORMES Gruidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 65

Bustards Bustards Indian bustard Macqueen’s bustard Houbara bustard Bengal florican Great bustard Lesser florican Little bustard Coots, rails Lord Howe rail Kagu Kagu Scrub-birds Noisy scrub- Cotingas Banded cotinga White-winged cotinga Long-wattled umbrella bird umbrella Long-wattled Amazonian umbrella bird umbrella Amazonian (III Colombia) (III Common name Common (III Colombia) (III Cephalopterus ornatus Cephalopterus penduliger

Annex C Annex Cocks-of-the-rock spp. (II) Otididae spp. (II) (Except for the (Except for Otididae spp. (II) species included in Annex A) Rupicola

(I)

(I) Annex B Annex (I)

(I)

(I) (I) (I) (II) (I) (I)

Annex A

(II) (II) Ardeotis nigriceps Chlamydotis macqueenii Chlamydotis undulata Houbaropsis bengalensis Otis tarda Sypheotides indicus Tetrax tetrax Gallirallus sylvestris Rhynochetos jubatus Atrichornis clamosus Cotinga maculata Xipholena atropurpurea

Atrichornithidae PASSERIFORMES Rallidae Otididae Cotingidae Rhynochetidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 66

Cardinals, tanagers Mannikins, waxbills Finches Red siskin Martins White-eyed river-martin New-world blackbirds Saffron-cowled blackbird Honey-eaters Common name Common Helmeted honeyeater Helmeted (II) Southern black-throated finch black-throated Southern Yellow cardinal Yellow Java sparrow Java Green avadavat Green Red-crested cardinal Red-crested Yellow-faced siskin Yellow-faced (II) Annex C Annex Yellow-billed cardinal Yellow-billed Seven-coloured tanager Seven-coloured (II) (II) (II) (II) (II) (II) (II) Timor sparrow Timor Lonchura oryzivora Carduelis yarrellii cassidix Lichenostomus melanops Gubernatrix cristata Paroaria capitata Paroaria coronata Tangara fastuosa Amandava formosa Lonchura fuscata cincta Poephila cincta

(I) Annex B Annex

(I) (I) Annex A Carduelis cucullata Xanthopsar flavus Pseudochelidon sirintarae

Fringillidae Hirundinidae Icteridae Estrildidae Emberizidae Meliphagidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 67

Old-world flycatchers, babblers, Old-world flycatchers, etc. Rodrigues brush-warbler White-necked rockfowl Grey-necked rockfowl Mascarene paradise-flycatcher Birds of paradise Pittas Gurney’s pitta Whiskered pitta Bulbuls ­ (III Maur (III Common name Common

Terpsiphone bourbonnensis itius) Western rufous bristlebird rufous Western (II) Straw-headed bulbul Straw-headed Western bristlebird Western Silver-eared mesia Silver-eared Omei Shan liocichla Shan Omei Taiwan Hwamei Taiwan Annex C Annex Birds of paradise of Birds (II) (II) Chinese Hwamei Chinese (II) (II) (II) Red-billed leiothrix Red-billed Rueck’s blue-flycatcher Rueck’s Banded pitta Banded (II) Fairy pitta Fairy (II) (II) (II) (II) Garrulax taewanus Pitta guajana Cyornis ruckii Dasyornis broadbenti litoralis Dasyornis longirostris Garrulax canorus Leiothrix argentauris Leiothrix lutea Liocichla omeiensis Paradisaeidae spp. (II) Pitta nympha Pycnonotus zeylanicus ­

(I) (III Maur (III Annex B Annex

(I)

Annex A

(I) (I)

Acrocephalus rodericanus Picathartes gymnocephalus Picathartes oreas Pitta gurneyi Pitta kochi itius)

Pittidae Paradisaeidae Pycnonotidae Muscicapidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 68

Mynas Bali myna White-eyes White-chested white-eye Frigatebirds Christmas frigatebird Pelicans Dalmatian pelican Boobies Abbott’s booby Barbets Woodpeckers woodpecker Tristram’s Toucans Toucan barbet Toucan Chestnut-eared aracari Chestnut-eared Saffron toucanet Saffron Common name Common (III Colombia) (III (III Argentina) (III (III Argentina) (III Semnornis ramphastinus Baillonius bailloni Pteroglossus castanotis Black-necked aracari Black-necked Green aracari Green Annex C Annex Hill myna Hill (II) (II) (II) Gracula religiosa Pteroglossus aracari Pteroglossus viridis

(I)

Annex B Annex (I) (I)

(I) (I) (I) Annex A Leucopsar rothschildi Zosterops albogularis Fregata andrewsi Pelecanus crispus Papasula abbotti richardsi Dryocopus javensis

Capitonidae PELECANIFORMES Fregatidae PICIFORMES Sturnidae Sulidae Pelecanidae Ramphastidae Zosteropidae Picidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 69

Grebes Atitlan Grebe Albatrosses Short-tailed albatross macaws, parakeets, Cockatoos, lories, parrots etc. Parrots, etc. Cockatoos Spot-billed toucanet Spot-billed Red-breasted toucan Red-breasted Common name Common (III Argentina) (III (III Argentina) (III Selenidera maculirostris Ramphastos dicolorus

, ­ Psit Keel-billed toucan Keel-billed Channel-billed toucan Channel-billed Agapornis Red-billed toucan Red-billed and (II) Annex C Annex (II) Toco toucan Toco (II) (II) , which are not

Melopsittacus undulatus , Ramphastos sulfuratus Ramphastos toco Ramphastos tucanus Ramphastos vitellinus PSITTACIFORMES spp. (II) the species included in (Except for excluding and Annex A roseicollis Nymphicus hollandicus tacula krameri included in the Annexes to this Regulation)

Annex B Annex

(I) (I) Annex A Podilymbus gigas Phoebastria albatrus

Podicipedidae PODICIPEDIFORMES PSITTACIFORMES Cacatuidae PROCELLARIIFORMES Diomedeidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 70

Tanimbar cockatoo Philippine cockatoo Salmon-crested cockatoo Yellow-crested cockatoo Palm cockatoo Lories, lorikeets Red and blue lory Blue lorikeets parrots Amazons, macaws, parakeets, Red-necked parrot Yellow-naped parrot Yellow-shouldered parrot Red-tailed parrot Lilac-crowned parrot St Vincent parrot Imperial parrot Cuban parrot Yellow-headed parrot Red-spectacled parrot Red-browed parrot Tucuman parrot parrot Saint Lucia Common name Common Annex C Annex is

(I)

Annex B Annex

(I)

(I)

(I)

(I) (I) (I) (I)

(I) (I) (I) (I) (I) (I) Vini ultramarina (I) (I) (I) (I) Annex A

(I) spp. (I/II) ( spp. (I/II) Cacatua goffiniana Cacatua haematuropygia Cacatua moluccensis Cacatua sulphurea Probosciger aterrimus Eos histrio Vini listed in Appendix I, the other species in are listed Appendix II) Amazona arausiaca Amazona auropalliata Amazona barbadensis Amazona brasiliensis Amazona finschi Amazona guildingii Amazona imperialis Amazona leucocephala Amazona oratrix Amazona pretrei Amazona rhodocorytha Amazona tucumana Amazona versicolor

Loriidae Psittacidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 71

Vinaceous parrot Green-cheeked parrot Puerto Rican parrot Blue macaws Great green macaw Blue-throated macaw Scarlet macaw Military macaw Red-fronted macaw Spix’s macaw parakeet Norfolk Island parakeet yellow-fronted Chatham Island Red-fronted parakeet Red-crowned parakeet Coxen’s double-eyed fig parrot Horned parakeet Golden parakeet Orange-bellied parrot Yellow-eared parrot Night parrot Ground parrot Pileated parrot Blue-headed macaw Common name Common Annex C Annex

(I) (I)

Annex B Annex

(I)

(I) (I) (I)

(I) (I) (I)

(I)

(I)

(I)

(I) (I) (I) (I) (I)

(I)

Annex A (I) spp. (I) spp.

(I) (I) (I) Amazona vinacea Amazona viridigenalis Amazona vittata Anodorhynchus Ara ambiguus Ara glaucogularis Ara macao Ara militaris Ara rubrogenys Cyanopsitta spixii Cyanoramphus cookii Cyanoramphus forbesi Cyanoramphus novaezelandiae Cyanoramphus saisseti Cyclopsitta diophthalma coxeni Eunymphicus cornutus Neophema chrysogaster Ognorhynchus icterotis Pezoporus occidentalis Pezoporus wallicus Pionopsitta pileata Primolius couloni Guarouba guarouba

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 72

Blue-winged macaw Golden-shouldered parrot Hooded parrot Paradise parrot Mauritius parakeet African grey parrot Blue-throated parakeet Thick-billed parrots Kakapo Rheas Lesser rhea Penguins Humboldt penguin Owls Common name Common Lesser rhea Lesser (II) Jackass penguin Jackass Annex C Annex (II) Greater rhea Greater (II) Pterocnemia pennata pennata Rhea americana Spheniscus demersus

which is which

(I)

Annex B Annex (I)

(I) (Except (I)

(I) (I) (I) (I) (I) (I)

Annex A (I) spp. (I) Primolius maracana Psephotus chrysopterygius Psephotus dissimilis Psephotus pulcherrimus Psittacula echo Psittacus erithacus Pyrrhura cruentata Rhynchopsitta Pterocnemia pennata pennata Annex included in B) Spheniscus humboldti Strigops habroptilus Pterocnemia pennata

Spheniscidae RHEIFORMES Rheidae STRIGIFORMES SPHENISCIFORMES

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 73

Owls Owls Boreal owl Short-eared owl Long-eared owl Little owl Eurasian eagle-owl Eurasian pygmy-owl Forest owlet Lesser eagle-owl Christmas hawk-owl Snowy owl Sokoke scops-owl Eurasian scops-owl Tawny owl Great grey owl Ural owl Northern hawk owl Barn owls Barn owl Soumagne’s owl Common name Common

) Annex C Annex Sceloglaux albifacies STRIGIFORMES spp. (II) (Except STRIGIFORMES spp. (II) for the species included in Annex A for and except Strix

Bubo bubo (II) Annex B Annex

(Except for (I)

(II) (I) (II)

which is included in which is Annex A (Except for

(I) (II)

(II) (II) (II)

(I) (II) (II) which is included in which is (II) (II) (II)

(II) (II) bengalensis Annex B) uralensis davidi Annex B) Aegolius funereus Asio flammeus Athene noctua Bubo bubo Glaucidium passerinum Heteroglaux blewitti Mimizuku gurneyi Ninox natalis Nyctea scandiaca Otus ireneae Otus scops Strix aluco Strix nebulosa Strix uralensis Surnia ulula Tyto alba Tyto soumagnei Asio otus

Strigidae Tytonidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 74

Ostrich Ostrich Tinamous Solitary tinamou Quetzals Resplendent quetzal Alligators, caimans, crocodiles Alligators, caimans, crocodiles Alligators, caimans Chinese alligator caiman Rio Apaporis spectacled Broad-nosed caiman Common name Common

Annex C Annex CROCODYLIA spp. (II) (Except for (Except (II) CROCODYLIA spp. included in Annex the species A) ­

(I)

Annex B Annex (I)

(I) (Except for the (Except for (I) (I) (I) (I) (Only the popu (Only the (I) Annex A

lations of Algeria, Burkina Faso, African Central Cameroon, the Mauritania, Republic, Chad, Mali, Senegal Nigeria, Niger, Morocco, the populations other ; all and the Annexes not included in the to this are Regulation) Struthio camelus Tinamus solitarius Pharomachrus mocinno Alligator sinensis apaporiensis Caiman crocodilus Caiman latirostris is which Argentina, population of Annex included in B)

TROGONIFORMES REPTILIA Tinamidae Alligatoridae Trogonidae Struthionidae STRUTHIONIFORMES TINAMIFORMES CROCODYLIA

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 75

Black caiman Crocodiles American crocodile African slender-snouted crocodile Orinoco crocodile Philippine crocodile crocodile Morelet’s Common name Common Annex C Annex

­

(I) Annex B Annex (I) (I)

(I) (Except for the (I) (Except for the for (Except (I) (I) (Except for the for (Except (I) Annex A

Melanosuchus niger included is which , population of in Annex B, and population Ecuador, of Annex included in B and is which is subject to a zero annual export quota until an annual export quota has been and Secretariat CITES approved by the the IUCN/SSC Crocodile Specialist Group) Crocodylus acutus Integrated the population of Mangroves of of Management District the Bay of Cispata, Tinajones, La Balsa and Surrounding Areas, Department of Córdoba, Colombia, and the population of Cuba, which are included in Annex popu B, and the Mexico, lation of which included is in export zero a to subject is and Annex B for specimens wild quota for commercial purposes) Crocodylus intermedius Crocodylus mindorensis Crocodylus moreletii included is which Belize, population of in Annex wild quota for B with a zero commercial specimens traded for population of purposes, and the Annex B) included in is Mexico, which Crocodylus cataphractus

Crocodylidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 76

Nile crocodile Mugger crocodile Estuarine crocodile Cuban crocodile Siamese crocodile dwarf crocodile West African False Common name Common Annex C Annex ­

Annex B Annex

(I) (I) (I) (I) (I) (I) (Except for the (I) (I) (Except for the for (Except (I) Annex A Crocodylus niloticus Botswana, Egypt [subject populations of quota wild specimens to a zero for purposes], traded for commercial , Kenya, Malawi, Madagascar, South Africa, Mozambique, Namibia, of Republic United Uganda, the Tanzania [subject to an annual export 1600 wild than no more quota of specimens including hunting trophies, in addition to ranched specimens], Zambia and Zimbabwe; these popu included in Annex lations are B) Crocodylus palustris Crocodylus porosus , Australia, populations of to the Malaysia [wild harvest restricted State of Sarawak and a zero quota for of the other States wild specimens for Malaysia (Sabah and Peninsular Malaysia), with no change in the zero CITES approved by the quota unless Parties] and Papua New , which are included in Annex B) Crocodylus rhombifer Crocodylus siamensis Osteolaemus tetraspis Tomistoma schlegelii

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 77 ­

Gavial or gharial Gharial Tuataras Tuataras Spiny-tailed (Agamas, masti gures) Rough-nosed horned horned Erdelen’s lizard (horned) lizard Karu’s lizard horned Rhino — – nosed leaf Tennent’s lizard Pygmy lizards Knuckles pygmy lizard Hump-nosed lizard Common name Common (II) (Zero (II) (II) (Zero (II) Annex C Annex

(II) (Zero quota (Zero (II) Spiny-tailed lizards Spiny-tailed

spp. (II)

spp. (II) spp. aspera for wild specimens for commercial purposes) Ceratophora stoddartii specimens for wild quota for commercial purposes) Lyriocephalus scutatus specimens for wild quota for commercial purposes) Saara Uromastyx

Annex B Annex

(I)

(I)

(I)

(I) (I) (I) Annex A spp. (I) spp. Gavialis gangeticus Sphenodon Ceratophora erdeleni Ceratophora karu Cophotis ceylanica Cophotis dumbara Ceratophora tennentii

Agamidae SAURIA Gavialidae Sphenodontidae RHYNCHOCEPHALIA

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 78

Alligator lizards Alligator lizards Dwarf chameleons Dwarf spiny Chameleons European chameleon Common name Common

, ­

Annex C Annex Dwarf chameleons Dwarf Dwarf chameleons Dwarf

) Dwarf chameleons Dwarf Madagascar chameleons Madagascar

Madagascar chameleons Madagascar A. salvadorensis , A. gaiophantasma , spp. (II) spp. spp. (II) spp. spp. (II) (Except for the for (Except spp. (II) spp. (II) spp. spp. (II) (Except for the for (Except spp. (II) spp. (II) spp. spp. (II) spp. (II) spp. (II) (except for the for (except spp. (II) A. vasconcelosii Abronia species included in Annex A. A zero export quota has been estab wild specimens for lished for Abronia aurita Archaius Brookesia species included in Annex A) Calumma species included in Annex A) Furcifer Kinyongia Nadzikambia A. montecristoi and

(II) Annex B Annex

(I)

(I) (I) (I)

(I) Annex A (I) Abronia anzuetoi Abronia campbelli Abronia fimbriata Abronia frosti Abronia meledona Brookesia perarmata Chamaeleo chamaeleon

Chamaeleonidae Anguidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 79

Spiny-tailed lizards Eyelid geckos Tiger geckos Geckos Psychedelic rock gecko Grenadines clawed gecko gecko Turquoise dwarf

Sticky-toed geckos Sticky-toed Common name Common spp. (III New Zealand) New spp. (III spp. (III New Zealand) spp. (III spp. (III New Zealand) spp. (III Hoplodactylus Dactylocnemis Mokopirirakau Serpent Island gecko Island Serpent

Pygmy chamaeleons Pygmy Annex C Annex (II)

Pygmy chamaeleons Pygmy

Girdled lizards Girdled Tokay gecko Tokay

spp. (II) spp. (II) (except the (except (II) spp. spp. (II) spp. (II) spp. spp. (II) spp. (II) spp. (II) spp. spp. (II) spp. (II) spp. spp. (II) spp. (II) spp. (II) spp. (II) spp. (II) spp. Palleon Rieppeleon Trioceros Pseudocordylus Smaug Goniurosaurus species native to Japan) Rhampholeon Cordylus Hemicordylus Karusaurus Namazonurus Ninurta Ouroborus Gekko gecko Nactus serpensinsula

(I) Annex B Annex (I)

(I) Annex A Gonatodes daudini Lygodactylus williamsi Cnemaspis psychedelica

Cordylidae Eublepharidae Gekkonidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 80

Day geckos gecko day Round Island

­

(III

(III Cuba) (III (III Cuba) (III (III Cuba) (III (III Cuba) (III Common name Common (III Cuba) (III (III Cuba) (III

(III Cuba) (III

Sphaerodactylus armasi Sphaerodactylus celicara Sphaerodactylus intermedius Sphaerodactylus nigropunctatus ocujal (III Cuba) Sphaerodactylus oliveri Sphaerodactylus pimienta Sphaerodactylus dimorphicus Sphaerodactylus nigropunctatus alayoi (III Cuba) Sphaerodactylus nigropunctatus granti (III Cuba) Sphaerodactylus nigropunctatus lisso desmus Sphaerodactylus nigropunctatus strategus (III Cuba) atactus Sphaerodactylus notatus Cuba)

Grandidier’s Madagascar ground gecko ground Madagascar Grandidier’s (II) Masobe gecko Masobe Annex C Annex

(II) New Zealand tree geckos tree Zealand New spp. (II) spp. (II) (Except for the for (Except spp. (II) spp. (II) Naultinus Paroedura masobe Phelsuma species included in Annex A) Paroedura androyensis Rhoptropella Annex B Annex

(II) Annex A Phelsuma guentheri

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 81

Gila monster and beaded Gila monster lizard Gila monster and beaded lizard Guatemalan beaded lizard Iguanas Fiji iguanas Ground iguanas chuckwalla San Esteban Island

Common name Common (III Cuba) (III (III Cuba) (III (III Cuba) (III spp. (III New Zealand) New (III spp. spp. (III New Zealand) New (III spp. spp. (III New Zealand) New spp. (III Sphaerodactylus torrei Tukutuku Sphaerodactylus ruibali Sphaerodactylus siboney Toropuku Woodworthia

Galapagos marine iguana marine Galapagos Coast horned lizard horned Coast Cedros Island horned lizard horned Island Cedros Blaineville’s horned lizard horned Blaineville’s Gulf coast horned lizard horned coast Gulf (II) (II) (II) (II) Annex C Annex (II) Galapagos land iguanas land Galapagos Spiny-tailed iguanas Spiny-tailed Flat-tailed geckos Flat-tailed Iguanas spp. (II) spp. spp. (II) spp. spp. (II) (Except for the for (Except (II) spp. spp. (II) spp. (II) spp. Phrynosoma blainvillii Uroplatus Heloderma Annex subspecies included in A) Amblyrhynchus cristatus Conolophus Ctenosaura Iguana Phrynosoma cerroense Phrynosoma coronatum Phrynosoma wigginsi

(I) Annex B Annex

(I)

Annex A spp. (I) spp. spp. (I) Heloderma horridum charlesbogerti Brachylophus Cyclura Sauromalus varius

Iguanidae Helodermatidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 82

Lizards Hierro giant lizard wall lizard Lilford’s Ibiza wall lizard Lizard Earless Monitor Anoles Skinks lizards tegu Caiman lizards,

Common name Common (III Cuba) (III (III Cuba) (III (III Cuba) (III (III Cuba) (III (III Cuba) (III (III Cuba) (III (III Cuba) (III (III Cuba) (III (III Cuba) (III Anolis baracoae Anolis chamaeleonides Anolis equestris Anolis guamuhaya Anolis luteogularis Anolis pigmaequestris Anolis porcus Anolis agueroi Anolis barbatus Dragon lizard Dragon (II) Annex C Annex Prehensile-tailed skink Prehensile-tailed Tegus Caiman lizards Caiman

(II) spp.(II) spp. (II) spp. spp. (II)

Lanthanotidae spp. (II) (A zero Lanthanotidae spp. (II) export quota has been established for wild specimens for commercial trade) Salvator Tupinambis Corucia zebrata Crocodilurus amazonicus Dracaena

Annex B Annex

(II)

(II) (I) Annex A Gallotia simonyi Podarcis lilfordi Podarcis pityusensis

Teiidae Polychrotidae Lacertidae Scincidae Lanthanotidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 83

Monitor lizards Monitor lizards Indian monitor Yellow monitor monitor Komodo dragon Clouded monitor monitor Gray’s lizard Chinese crocodile lizard Chinese crocodile Boas Boas Madagascar ground boas Argentine boa constrictor Puerto Rican boa boa tree Virgin Island Jamaican boa Spotted sand boa boa Madagascar tree Common name Common

Annex C Annex spp. (II) (Except for the for (Except spp. (II) Varanus species included in Annex A) the for (Except Boidae spp. (II) species included in Annex A)

(I) (I)

(I) Annex B Annex

(I) (I)

(I) (I) (I) (I) (I) (II)

(I) Annex A (II) spp. (I) Varanus bengalensis Varanus flavescens Varanus griseus Varanus komodoensis Varanus nebulosus Varanus olivaceus Shinisaurus crocodilurus Acrantophis occidentalis Boa constrictor Epicrates inornatus Epicrates monensis Epicrates subflavus Eryx jaculus Sanzinia madagascariensis

Xenosauridae SERPENTES Boidae Varanidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 84

Round Island boas boas Round Island boa Round Island boa keel-scaled Round Island Typical snakes, water whip snakes snakes Cobras, coral Central American coral snake coral American Central (III Atlantic coral snake coral Atlantic

Checkered keel-back Checkered

Olive keel-back Olive Dog-faced water snake water Dog-faced Common name Common (III India) (III (III Honduras) (III (III India) (III (III India) (III (III India) (III (III Honduras) (III (III Honduras) (III

Cerberus rynchops Xenochrophis tytleri Micrurus diastema Micrurus ruatanus Atretium schistosum Xenochrophis piscator Xenochrophis schnurrenbergeri India) Micrurus nigrocinctus Broad-headed snake Broad-headed Indian egg-eating snake egg-eating Indian

(II) (II) Burmese spitting cobra spitting Burmese Annex C Annex False cobra False (II) Common rat snake rat Common Monocellate cobra Monocellate Mussurana (II) (II) Indian cobra Indian (II) Chinese spitting cobra spitting Chinese (II) (II) (II) Bolyeriidae spp. (II) (Except for the (Except for Bolyeriidae spp. (II) species included in Annex A) Clelia clelia Ptyas mucosus Hoplocephalus bungaroides Naja naja Cyclagras gigas Elachistodon westermanni Naja atra Naja kaouthia Naja mandalayensis

Annex B Annex

(I) (I) Annex A Bolyeria multocarinata Casarea dussumieri

Colubridae Elapidae Bolyeriidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 85

Mexican dwarf boa Pythons Pythons Indian python Wood boas Vipers Neotropical rattlesnake Neotropical Russell’s viper Russell’s Common name Common (III Honduras) (III (III India) (III Crotalus durissus Daboia russelii

Aruba rattlesnake Aruba King cobra King Wood boas Wood North Philippine spitting cobra spitting Philippine North Annex C Annex Mexican dwarf boa dwarf Mexican Kenya horned viper horned Kenya (II) South-east Philippine spitting cobra spitting Philippine South-east Golden spitting cobra spitting Golden Andaman cobra Andaman Indochinese spitting cobra spitting Indochinese (II) Mt. Kenya bush viper bush Kenya Mt. South Indonesian spitting cobra spitting Indonesian South (II) (II) Central Asian cobra Asian Central (II) (II) (II) (II) (II) (II) Naja oxiana Naja philippinensis Naja sagittifera Naja samarensis Tropidophiidae spp. (II) Bitis worthingtoni Naja siamensis Naja sputatrix Naja sumatrana Ophiophagus hannah Loxocemidae spp. (II) the for (Except (II) Pythonidae spp. Annex subspecies included in A) desaixi Crotalus durissus unicolor

(I) Annex B Annex Annex A Python molurus molurus

Pythonidae Tropidophiidae Loxocemidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 86

Latifi’s viper Latifi’s viper Orsini’s -nosed Austro-American sideneck turtles Roti snake-necked turtle Sea turtles Sea turtles Snapping turtles Alligator snapping turtle (III United (III Common name Common (III United States of United States (III

Chelydra serpentina America) temminckii States of America) ­ Spider-tailed horned viper horned Spider-tailed Mangshan pit-viper Mangshan (II) (II) Pig-nosed turtle Pig-nosed (II) Annex C Annex (II) (A zero (II) Wagner’s viper Wagner’s (II)

Pseudocerastes urarachnoides Trimeresurus mangshanensis mccordi annual export quota has been estab specimens removed from lished for the wild) Vipera wagneri Carettochelys insculpta

Annex B Annex (I)

Annex A (I) (Only the population (I)

Vipera latifii Vipera ursinii which of Europe, except the area formerly constituted the USSR; these latter populations are not included in the Annexes Regulation) to this Pseudemydura umbrina spp. (I)

Chelidae TESTUDINES Carettochelyidae Cheloniidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 87

Central American river turtle Leatherback turtle Leatherback turtle turtles freshwater Box turtles, Bog turtle Map turtles Box turtles Aquatic terrapin Southern river Common name Common spp. (III United States of States United spp. (III

Graptemys America) ­

Blanding’s turtle Blanding’s Diamondback Wood turtle Wood Central American river turtle river American Central Annex C Annex (II) (II) (A zero (A (II) Spotted (II) (II) (Only live (II) (II)

spp. (II) (Except for the for (Except spp. (II) Clemmys guttata Dermatemys mawii Chrysemys picta specimens) Emydoidea blandingii insculpta Malaclemys terrapin Terrapene species included in Annex A) Batagur borneoensis annual export quota has been estab specimens removed from lished for the wild and for commercial traded purposes)

Annex B Annex (I)

(I) (I)

Annex A (I) (I) Dermochelys coriacea Glyptemys muhlenbergii Terrapene coahuila Batagur affinis Batagur baska

Geoemydidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 88

Asian box turtles box Bourret’s turtle turtle Yellow-headed temple Common name Common

­ ­ C. and Black-breasted leaf turtle leaf Black-breasted Ryukyu black-breasted leaf turtle leaf black-breasted Ryukyu

Annex C Annex (II) (A zero (A (II)

(II) Crowned river turtle river Crowned (II) (II) Asian leaf turtles leaf Asian (II) (A (II) zero annual (II) (II)

spp. (II) spp. (II) (Except the species the (Except (II) spp. for specimens removed from specimens for Batagur dhongoka spengleri annandalii annual export quota has been estab specimens removed from lished for the wild and for commercial traded purposes) Batagur kachuga Batagur trivittata for export quota has been established the wild specimens removed from purposes) commercial for and traded Cuora annual included in Annex zero A, a for export quota has been established flavom Cuora aurocapitata, C. galbinifrons, C. arginata, C. mccordi, C. mouhotii, C. pani, C. trifasciata, C. yunnanensis zhoui the wild and for commercial traded purposes) Geoemyda japonica Hardella thurjii

Annex B Annex (I)

(I) Annex A (I) Cuora bourreti Cuora picturata Geoclemys hamiltonii

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 89

Arakan forest turtle Arakan forest Annam pond turtle Three-keeled land Burmese swamp turtle Big-headed pond turtle pond Big-headed Pritchard’s pond turtle pond Pritchard’s Fujian pond turtle pond Fujian Chinese stripe-necked turtle stripe-necked Chinese Reeves’s turtle Reeves’s (III China) (III Common name Common (III China) (III (III China) (III (III China) (III (III China) iversoni Mauremys megalocephala Mauremys sinensis Mauremys reevesii ­ Snail-eating turtle Snail-eating forest Sulawesi Ricefield turtle Ricefield (II) black Indian Red-necked pond turtle pond Red-necked (II) Japanese pond turtle pond Japanese Annex C Annex Giant Asian turtle Asian turtle Giant Spiny Yellow pond turtle pond Yellow (II) (II) (II) (A zero (A (II) (II) (II) (II) (II) (II)

Heosemys depressa annual export quota has been estab specimens removed from lished for the wild and for commercial traded purposes) Heosemys grandis Leucocephalon yuwonoi Heosemys spinosa macrocephala Malayemys subtrijuga Mauremys japonica Mauremys mutica Mauremys nigricans trijuga

(I) Annex B Annex (I)

(I) Annex A Mauremys annamensis Melanochelys tricarinata ocellata

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 90

Malayan giant turtle Roofed turtles turtle Indian roofed Big-headed turtles Chinese false-eyed turtle false-eyed Chinese Notch-mouthed stripe-necked turtle stripe-necked Notch-mouthed Philippen’s stripe-necked turtle stripe-necked Philippen’s Common name Common (III China) (III (III China) (III (III China) (III Ocadia glyphistoma Ocadia philippeni pseudocellata

Black marsh turtle marsh Black

Philippine pond turtle pond Philippine (II) Four-eyed turtle Four-eyed Cochin forest cane forest Cochin Malayan flat-shelled turtle flat-shelled Malayan (II) Annex C Annex (II) (II) (II) eyed Indian Beal’s eyed turtle eyed Beal’s (II) (A zero annual zero (A (II) (II) (II) spp. (II) (Except for the for (Except (II) spp. Morenia petersi species included in Annex A) Sacalia bealei Notochelys platynota Orlitia borneensis for export quota has been established the wild specimens removed from purposes) commercial for and traded Sacalia quadriocellata crassicollis Siebenrockiella leytensis Vijayachelys silvatica Annex B Annex

(I) Annex A Pangshura tecta

Platysternidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 91

Big-headed turtles Afro-American sideneck turtles Tortoises Radiated tortoise Angonoka tortoise Galapagos giant Star tortoise tortoise Burmese star Bolson tortoise Geometric tortoise Madagascar spider tortoise tortoise Madagascar flat-shelled Common name Common Madagascar sideneck turtle sideneck Madagascar ­ for (II) Big-headed sideneck turtle sideneck Big-headed (II) Annex C Annex Sideneck turtles Sideneck spp. (II) sulcata

Testudinidae spp. (II) (Except for the (Except for Testudinidae spp. (II) species included in Annex A; a zero annual export quota has been estab lished for Erymnochelys madagascariensis Peltocephalus dumerilianus the wild specimens removed from commercial primarily for and traded purposes)

(I) (I)

Annex B Annex

(I)

(I)

(I)

(I) (I) (I) (I) (I) Annex A Platysternidae spp. (I) radiata Astrochelys yniphora niger elegans Geochelone platynota flavomarginatus Malacochersus tornieri geometricus arachnoides Pyxis planicauda

Testudinidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 92

Spur-thighed tortoise Hermann’s tortoise Egyptian tortoise Marginated tortoise Softshell turtles, terrapins turtle Cuatro Cienagas soft-shell turtles Narrow-headed softshell Asian narrow-headed softshell Burmese narrow-headed softshell Common name Common

(III United States of United States (III (III United States of United States (III (III United States of (III

Apalone ferox America) mutica America) Apalone spinifera America) (except for the subspecies Annex included in A)

Senegal flapshell turtle flapshell Senegal Zambezi flapshell turtle flapshell Zambezi (II) Sri Lankan flapshell turtle flapshell Lankan Sri Nubian flapshelll turtle flapshelll Nubian Southeast Asian soft-shelled turtle soft-shelled Asian Southeast Aubrys flapshelll turtle flapshelll Aubrys Malayan soft-shelled turtle soft-shelled Malayan Annex C Annex (II) (II) (II) (II) (II) (II) spp. (II) (Except for the for (Except spp. (II) species included in Annex A) ceylonensis cartilaginea elegans Cyclanorbis senegalensis Cycloderma aubryi Cycloderma frenatum Dogania subplana

Annex B Annex

(I)

(I) (II) (II)

Annex A (II) (I) (I) graeca Testudo hermanni Testudo marginata atra Apalone spinifera Chitra vandijki Testudo kleinmanni Chitra chitra

Trionychidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 93

Indian soft-shell turtle Indian soft-shell turtle Peacock soft-shell turtle Black soft-shell and toads frogs Cryptic forest Common name Common Chinese softshell turtle softshell Chinese Hunan softshell turtle softshell Hunan Wattle-necked softshell turtle softshell Wattle-necked Euphrates softshell turtle softshell Euphrates Brilliant-thighed poison poison Brilliant-thighed Amur softshell turtle softshell Amur (II) Annex C Annex Indo-Gangetic flapshell turtle flapshell Indo-Gangetic Burmese peacock softshell peacock Burmese Nile softshell turtle softshell Nile Yangtze softshell turtle softshell Yangtze Burmese flapshell turtle flapshell Burmese Myers’ poison frog poison Myers’ (II) Leith’s softshell turtle softshell Leith’s (II) (II) Giant softshell turtles softshell Giant

(II) (II) (II) (II) (II) (II) (II) (II) (II) (II) spp. (II) Lissemys punctata formosa Nilssonia leithii maackii Pelodiscus parviformis Allobates hodli Lissemys scutata Palea steindachneri Pelodiscus axenaria euphraticus Rafetus swinhoei triunguis Allobates femoralis Allobates myersi Annex B Annex

(I) (I) (I) Annex A Nilssonia gangetica Nilssonia hurum Nilssonia nigricans

ANURA AMPHIBIA

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 94

Toads Ethiopian Malcolm’s toad Cameroon toad Golden frog Golden toad African viviparous toads Nimba toads Frogs Poison frogs Chilean helmeted water toad water helmeted Chilean Common name Common (III Chile) (III Calyptocephalella gayi Chimanta poison frog poison Chimanta Sky-blue poison frog poison Sky-blue (II) (II) Annex C Annex Poison-arrow frogs Poison-arrow Poison-arrow frogs Poison-arrow

Sanguine poison frog poison Sanguine

(II) Goliath frog Goliath spp. (II) spp. (II) spp. (II) spp. (II) spp. (II) spp. (II) Allobates zaparo Conraua goliath Andinobates Dendrobates Epipedobates Excidobates Anomaloglossus rufulus Adelphobates Ameerega Hyloxalus azureiventris

(I)

(I)

Annex B Annex

(I) spp. (I) spp. spp. (I) spp. Annex A (I) spp. (I) Altiphrynoides Amietophrynus channingi Amietophrynus superciliaris Atelopus zeteki Incilius periglenes Nectophrynoides Nimbaphrynoides

Dendrobatidae Bufonidae Conrauidae Calyptocephalellidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 95

Frogs Tree frogs Mantella frogs Tomato frogs Gastric brooding frogs Gastric brooding frog Common name Common

­ Green marbled burrowing frog burrowing marbled Green Tiger frog Tiger Green marbled burrowing frog burrowing marbled Green Red rain frog rain Red Six-fingered frog Six-fingered Rheob Green marbled burrowing frog burrowing marbled Green (II) (II) Tomato frog Tomato Antsouhy tomato frog tomato Antsouhy (II) (II) (II) (II) False tomato frog tomato False Annex C Annex and (II)

Poison-arrow frogs Poison-arrow Demonic poison frogs poison Demonic (II)

(II) )

Mantella frogs Mantella spp. (II) (Except for (Except (II) spp. spp. (II) spp. (II) spp. (II) spp. (II) spp. (II) spp. spp. (II) Minyobates Ranitomeya Euphlyctis hexadactylus Agalychnis Oophaga Phyllobates Hoplobatrachus tigerinus Mantella Dyscophus antongilii Dyscophus guineti Dyscophus insularis Scaphiophryne boribory Scaphiophryne gottlebei Scaphiophryne marmorata Scaphiophryne spinosa Rheobatrachus Rheobatrachus silus atrachus vitellinus Annex B Annex Annex A

Mantellidae Myobatrachidae Dicroglossidae Microhylidae Hylidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 96

Water frogs Titicaca water frog Axolotls Giant salamanders Giant salamanders Hellbender Asiatic salamanders Salamanders and newts newt spotted Kaiser’s Sharks and rays Requiem sharks

(III United (III Common name Common (III China) (III

(III Algeria) (III Hynobius amjiensis Cryptobranchus alleganiensis States of America) Salamandra algira Mountain spiny newt spiny Mountain Oceanic whitetip shark whitetip Oceanic Chinhai spiny newt spiny Chinhai Silky shark Silky (II) Axolotl (II) Lake Patzcuaro salamander Patzcuaro Lake (II) (II) Asian warty newts warty Asian (II) Annex C Annex (II) Crocodile newts Crocodile spp. (II) spp. (II) Ambystoma mexicanum Echinotriton maxiquadratus Tylototriton Ambystoma dumerilii Echinotriton chinhaiensis Paramesotriton Carcharhinus falciformis Carcharhinus longimanus Annex B Annex

(I) (I)

Annex A spp. (I) Telmatobius culeus Andrias Neurergus kaiseri

CAUDATA CARCHARHINIFORMES Hynobiidae Carcharhinidae Ambystomatidae Telmatobiidae Salamandridae ELASMOBRANCHII Cryptobranchidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 97

Hammerhead sharks Thresher sharks Basking sharks Mackerel sharks Freshwater stingrays ­

Common name Common (III Colombia) (III spp. (III Brazil) (popu Brazil) (III spp. Paratrygon aiereba Potamotrygon lation of Brazil) Great white shark white Great (II) Basking shark Basking Great hammerhead shark hammerhead Great Annex C Annex Shortfin mako Shortfin Smooth hammerhead shark hammerhead Smooth (II) Scalloped hammerhead shark hammerhead Scalloped (II) Longfin mako Longfin (II) Porbeagle (II) Devil rays Devil Thresher sharks Thresher Manta rays Manta (II) (II) (II) spp. (II) spp. (II) spp. (II) Sphyrna lewini Sphyrna mokarran Sphyrna zygaena Alopias Cetorhinus maximus Carcharodon carcharias Isurus oxyrinchus Isurus paucus Lamna nasus Manta Mobula Annex B Annex Annex A

Cetorhinidae Alopiidae Myliobatidae LAMNIFORMES Lamnidae Sphyrnidae Potamotrygonidae MYLIOBATIFORMES

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 98

Whale sharks Sawfishes Sawfishes Giant guitarfishes Wedgefishes Fish Sturgeons and paddlefish

(III (III Colombia) (III (III Colombia) (III Common name Common (III Colombia) (III (III Colombia) (III (III Colombia) (III (III Colombia) (III

Potamotrygon motoro Potamotrygon schroederi Potamotrygon constellata Potamotrygon magdalenae Colombia) Potamotrygon orbignyi Potamotrygon scobina Potamotrygon yepezi Annex C Annex Giant guitarfish Giant Whale shark Whale Wedgefishes (II) spp. (II)

Rhincodon typus ACIPENSERIFORMES spp. (II) the species included in (Except for Annex A) Glaucostegus Rhinidae spp. (II) Annex B Annex

Annex A Pristidae spp. (I)

Pristidae Glaucostegidae RHINOPRISTIFORMES Rhinidae ACIPENSERIFORMES Rhincodontidae ORECTOLOBIFORMES PRISTIFORMES ACTINOPTERI

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 99

Sturgeons Shortnose sturgeon Common sturgeon Freshwater eels Cui-ui Cui-ui Blind carps, plaeesok Ikan temoleh Arapaimas, bonytongues Bonytongues Asian arowana Wrasses Common name Common African blind barb fish barb blind African Humphead wrasse Humphead Annex C Annex European eel European (II) Arapaima (II) (II) (II) Anguilla anguilla Caecobarbus geertsii Arapaima gigas Cheilinus undulatus

Annex B Annex (I)

(I)

(I) (I) (I) Annex A Acipenser brevirostrum Acipenser sturio Probarbus jullieni Scleropages formosus Scleropages inscriptus Chasmistes cujus

Labridae PERCIFORMES Anguillidae Arapaimidae ANGUILLIFORMES OSTEOGLOSSIFORMES Cyprinidae Osteoglossidae Acipenseridae CYPRINIFORMES Catostomidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 100

Totoabas Totoaba Pangasid catfish Giant catfish Armoured catfishes Pipefishes, seahorses Lungfishes Australian lungfishes Coelacanths

Common name Common (III Brazil) (III Hypancistrus zebra Clarion angelfish Clarion Australian lungfish Australian (II) Seahorses Annex C Annex (II) spp. (II) spp. Holacanthus clarionensis Hippocampus Neoceratodus forsteri

Annex B Annex

(I) (I) Annex A Totoaba macdonaldi Pangasianodon gigas

Sciaenidae Pangasiidae DIPNEUSTI Neoceratodontidae Loricariidae COELACANTHI Pomacanthidae SILURIFORMES SYNGNATHIFORMES Syngnathidae CERATODONTIFORMES

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 101

Coelacanths Coelacanths Sea cucumbers Sea cucumbers Teatfishes, sea cucumbers Teatfísh Spiders and scorpions Red-kneed tarantulas, tarantulas

Brown sea cucumber sea Brown Common name Common (III Ecuador) (III

Isostichopus fuscus Chihuahua rose-grey tarantula rose-grey Chihuahua

(II) (This (II) (II) (II) (This (II) (II) Annex C Annex Ornamental spiders Ornamental Central American tarantulas American Central (II) (This (II)

spp. (II) spp. (II) ARTHROPODA (ARTHROPODS) Aphonopelma pallidum Holothuria fuscogilva on into effect enter inclusion will 2020) 28 August Holothuria nobilis on into effect enter inclusion will 2020) 28 August Holothuria whitmaei on into effect enter inclusion will 2020) 28 August Aphonopelma albiceps Brachypelma Poecilotheria Annex B Annex

ECHINODERMATA (STARFISH, BRITTLE STARS, SEA URCHINS AND SEA CUCUMBERS) SEA URCHINS AND SEA STARS, BRITTLE ECHINODERMATA (STARFISH, Annex A spp. (I) Latimeria

Theraphosidae Stichopodidae Latimeriidae ARACHNIDA HOLOTHUROIDEA HOLOTHURIIDA COELACANTHIFORMES Holothuriidae ASPIDOCHIROTIDA ARANEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 102

Scorpions Insects Stag beetles Scarab beetles Butterflies Birdwing and swallowtail butterflies Luzon peacock swallowtail Mindoro peacock swallowtail

(III Cape stag beetles stag Cape (III Bolivia) (III (III Bolivia) (III Common name Common spp. (III South Africa) South (III spp.

Colophon buckleyana Prepona praeneste Bolivia) Agrias amydon boliviensis lachaumei Morpho godartii

Giant Senegalese scorpion Senegalese Giant (II) Emperor scorpion Emperor Annex C Annex

Satanas Satanas (II)

(II) (II) (II) (II) Pandinus camerounensis Pandinus dictator Pandinus gambiensis Pandinus imperator Pandinus roeseli Dynastes satanas

(I) (I) Annex B Annex Annex A Achillides chikae chikae Achillides chikae hermeli

INSECTA Papilionidae Scorpionidae LEPIDOPTERA Nymphalidae Scarabaeidae SCORPIONES Lucanidae COLEOPTERA

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 103

Birdwing butterflies birdwing Queen Alexandra’s Homerus swallowtail Corsican swallowtail butterfly Riverside swallowtail Mountain apollo Common name Common

Malabar rose Malabar Sri Lankan rose Lankan Sri (II) Apo swallowtail butterfly swallowtail Apo Seram swallowtail Seram Annex C Annex Madagascan emperor swallowtail emperor Madagascan (II)

Swallowtail butterflies Swallowtail Palu swallowtail butterfly swallowtail Palu

Fluminense swallowtail butterfly swallowtail Fluminense Hahnel’s amazonian swallowtail amazonian Hahnel’s spp. (II) (except for the for (except (II) spp. spp. (II) Atrophaneura jophon Ornithoptera species included in Annex A) Papilio benguetanus Parides ascanius Parides hahneli Atrophaneura palu Atrophaneura pandiyana Bhutanitis Graphium sandawanum Graphium stresemanni Papilio esperanza Papilio morondavana Papilio neumoegeni

(I)

Annex B Annex

(I)

(II) (II) (I) Annex A Ornithoptera alexandrae Papilio homerus Papilio hospiton Parides burchellanus Parnassius apollo

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 104

Leeches Leeches etc.) mussels (clams, Bivalve molluscs Marine mussels Freshwater mussels, pearly mussels mussel Birdwing pearly Dromedary pearly mussel pearly mussel Curtis’ Yellow-blossom pearly mussel Common name Common

European date mussel date European Northern medicinal leech medicinal Northern (II) Birdwing butterflies Birdwing Annex C Annex Western fanshell mussel fanshell Western Kaiser-I-Hind butterflies Kaiser-I-Hind Southern medicinal leech medicinal Southern (II) (II) Birdwing butterflies Birdwing (II) spp. (II) spp. spp. (II) spp. MOLLUSCA (MOLLUSCS) spp. (II) Teinopalpus Trogonoptera Lithophaga lithophaga Cyprogenia aberti Troides Hirudo medicinalis Hirudo verbana ANNELIDA (SEGMENTED WORMS ANNELIDA (SEGMENTED AND LEECHES)

Annex B Annex

(I)

(I) (I) (I) Annex A Conradilla caelata Dromus dromas Epioblasma curtisii Epioblasma florentina

HIRUDINOIDEA Mytilidae Hirudinidae BIVALVIA Unionidae ARHYNCHOBDELLIDA MYTILOIDA UNIONOIDA

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 105

Wabash riffleshell mussel White catspaw Green-blossom pearly mussel Turbercled-blossom pearly mussel Turgid-blossom pearly mussel Tan riffleshell Fine-rayed pigtoe pearly mussel mussel Shiny pigtoe pearly Higgins’ eye pearly mussel mussel Pink mucket pearly Sandback pocketbook mussel Alabama lamp pearly mussel mussel pearly White warty-back Orange-footed pimpleback mussel mussel pearly Rough pigtoe Fat pocketbook pearly mussel mussel pearly Cumberland monkey-face mussel pearly Appalachian monkey-face Common name Common Northern riffleshell Northern (II) Annex C Annex Clubshell pearly mussel pearly Clubshell (II) Pleurobema clava Epioblasma torulosa rangiana Epioblasma torulosa

(I)

(I) (I) (I)

(I)

(I)

Annex B Annex

(I)

(I) (I) (I)

(I) (I) (I) (I) (I)

(I) (I) Annex A (I) Epioblasma sampsonii perobliqua Epioblasma sulcata gubernaculum Epioblasma torulosa torulosa Epioblasma torulosa Epioblasma walkeri Fusconaia cuneolus Fusconaia edgariana Lampsilis orbiculata orbiculata Lampsilis satur Lampsilis virescens Plethobasus cicatricosus Pleurobema plenum Potamilus capax Quadrula intermedia Quadrula sparsa Epioblasma turgidula Lampsilis higginsii Plethobasus cooperianus

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 106

Pale lilliput pearly Pale lilliput mussel mussel pearly Nicklin’s mussel Tampico pearly mussel pearly Cumberland bean Giant clams Nautilus and conches Slugs, snails Conches snails oahu Agate snails, tree Little agate shells Green tree snail Common name Common Manus green tree snail tree green Manus (II) Annex C Annex Giant clams Giant Queen conch Queen Nautilus (II) Tridacnidae spp. (II) Nautilidae spp. (II) Strombus gigas Papustyla pulcherrima

(I)

Annex B Annex (I)

(I) Annex A (I) spp. (I) Toxolasma cylindrella Unio nickliniana tecomatensis Unio tampicoensis Villosa trabalis Achatinella

Nautilidae NAUTILIDA Tridacnidae Achatinellidae CEPHALOPODA GASTROPODA Strombidae Camaenidae VENEROIDA MESOGASTROPODA STYLOMMATOPHORA

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 107

Cuban landsnails anemones Corals, sea Red and pink corals Blue coral Blue coral Organpipe corals

Common name Common (III China) (III (III China) (III (III China) (III (III China) (III

Corallium japonicum Corallium secundum Corallium elatius Corallium konjoi

)

4 ) ( Stony corals Stony )

4 Black corals Black Organpipe corals Organpipe )

Annex C Annex

4 Heliopora coerulea ANTIPATHARIA spp. (II) (Includes only Helioporidae spp. (II) the species ( SCLERACTINIA spp. (II) ( Tubiporidae spp. (II) CNIDARIA (CORALS, FIRE CORALS, ANEMONES) SEA CNIDARIA (CORALS, FIRE Annex B Annex

Annex A spp. (I) Polymita

Coralliidae Helioporidae STOLONIFERA Tubiporidae GORGONACEAE HELIOPORACEA Cepolidae ANTIPATHARIA ANTHOZOA SCLERACTINIA

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 108

Sea ferns, fire corals, stinging Sea ferns, fire medusas corals Wello fire Lace corals Agaves agave Santa Cruz striped Amaryllids Common name Common Jabihy Queen Victoria agave Victoria Queen Tabily (II)

Jabihy Queretaro yucca Queretaro Wello fire corals fire Wello Lace corals Lace (II) Sternbergias (II) #4 (II) )

)

4

4 Snowdrops Annex C Annex (II) (II) Dehesa bear-grass Dehesa FLORA (II) spp. (II) #4 spp. (II) spp. (II) #4 (II) spp. Yucca queretaroensis Operculicarya hyphaenoides Operculicarya pachypus Milleporidae spp. (II) ( Milleporidae spp. (II) ( Stylasteridae spp. (II) Agave victoriae-reginae Nolina interrata Galanthus Sternbergia Operculicarya decaryi Annex B Annex

(I) Annex A Agave parviflora

Milleporidae Stylasteridae AGAVACEAE ANACARDIACEAE MILLEPORINA STYLASTERINA HYDROZOA AMARYLLIDACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 109

Elephant trunks Aralias Asian ginseng Araucarias Monkey-puzzle tree Barberries Air plants, bromelias Common name Common

­ Xerographic tillandsia Xerographic Himalayan may-apple Himalayan

) #4

5 Snake-root devil-pepper Snake-root American ginseng American Harris’ tillandsia Harris’ Kamm’s tillandsia Kamm’s (II) #2 (II) (II) ( (II) Annex C Annex Ponytail palm Ponytail (II) #2 (II) (II) #3 (II) Hoodia (II) #4 (II) (II) #4 (II) (II) (Only the popu the (Only (II) spp. (II) (Except for (Except (II) spp. spp. (II) spp. (II) #9 (II) spp. Pachypodium the species included in Annex A) #4 Rauvolfia serpentina Beaucarnea Hoodia Panax ginseng lation of the Russian Federation; no other population is included in the #3 Regulation) Annexes to this Panax quinquefolius Podophyllum hexandrum Tillandsia harrisii Tillandsia kammii Tillandsia xerographica

(I)

Annex B Annex

(I) (I) (I) Annex A Pachypodium ambongense Pachypodium baronii Pachypodium decaryi Araucaria araucana

BROMELIACEAE ASPARAGACEAE BERBERIDACEAE APOCYNACEAE ARAUCARIACEAE ARALIACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 110

Cacti Cacti Living rock cacti Star cactus Aztec cactus Jobali pincushion cactus Discocacti hedgehog Lindsay’s cacti cactus Lamb’s-tail cactus Nelle’s pincushion Sneed’s cactus Conchilinque cactus Conelike Turk’s-cap Wonderfully-bristled Turk’s cap cactus Turk’s-cap Woolly waxy-stemmed cactus cactus Few-spined Turk’s-cap Artichoke cactus cap Grenadier’s pincushion Brady’s cactus Common name Common spp.

)#4

6 Annex C Annex Pereskiopsis spp.) ( spp.) spp., Pereskia Quiabentia CACTACEAE spp. (II) (Except for (Except (II) CACTACEAE spp. included in Annex the species A and and .

ssp

(I)

(I) (includes (I)

Annex B Annex (I) (I) (I)

(I)

(I)

(I)

(I)

(I)

(I) (I) Annex A

(I) ) (I) spp. (I) spp. (I) solisioides Ariocarpus Aztekium ritteri Coryphantha werdermannii Discocactus Echinocereus ferrerianus Echinocereus schmollii Escobaria minima Escobaria sneedii Mammillaria pectinifera ssp. Melocactus conoideus Melocactus glaucescens Melocactus paucispinus Obregonia denegrii Pachycereus militaris Pediocactus bradyi Astrophytum asterias lindsayorum Melocactus deinacanthus

CACTACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 111

Knowlton’s cactus cactus Houserock valley Navajo cactus Peebles’s pincushion cactus Siler’s cane cactus fishhook Blaine’s cactus Tobusch fishhook cactus Pariette cactus New Mexico fishhook cactus Needle-spined pineapple cactus Colorado hookless cactus Mariposa cactus cactus Mesa Verde cactus Tonopah fishook Grama-grass cactus Great-Basin fishhook cactus fishhook cactus Siler’s Unita Basin hookless cactus fishhook Wright’s cactus Peyote Turbinicarps Uebelmann cacti Common name Common Annex C Annex .

ssp

(I)

(I) (I)

(I)

(I)

(I) (I)

Annex B Annex

(I)

(I)

(I)

(I)

(I)

(I)

(I) (I) (I) (I) Annex A spp. (I) spp. spp. (I) spp. spp. (I) spp.

spp. (I) (I) Pediocactus knowltonii Pediocactus paradinei Pediocactus peeblesianus Pediocactus sileri Pelecyphora Sclerocactus blainei Sclerocactus brevihamatus Sclerocactus brevispinus Sclerocactus cloverae Sclerocactus erectocentrus Sclerocactus glaucus Sclerocactus mariposensis Sclerocactus mesae-verdae Sclerocactus nyensis Sclerocactus papyracanthus Sclerocactus pubispinus Sclerocactus sileri Sclerocactus wetlandicus Sclerocactus wrightiae Strombocactus Turbinicarpus Uebelmannia tobuschii

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 112

Ajos Asters, daisies, costus Costus Tobory Cypresses Alerce Pilgerodendron Tree ferns Cycads Cycads Beddome’s cycad Common name Common

) Ajillo Betoboky Mulanje cedar Mulanje (II) (also (II) Annex C Annex (II) #4 (II) (II) (II) Tree ferns Tree Xerosicyos pubescens spp. (II) #4 spp. (II) Zygosicyos pubescens known as Zygosicyos tripartitus Cyathea Caryocar costaricense Widdringtonia whytei for (Except (II) CYCADACEAE spp. the species included in Annex A) #4

) S.

(I) Annex B Annex (I)

(I) (also known (also (I) as (I) Annex A Aucklandia lappa or A. costus , Saussurea costus Fitzroya cupressoides Pilgerodendron uviferum Cycas beddomei lappa ­

COMPOSITAE (ASTERAC EAE) CYATHEACEAE CYCADACEAE CUPRESSACEAE CARYOCARACEAE CUCURBITACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 113

Tree ferns Tree ferns Didiereas Yams Sundews Ebonies Common name Common

­ ­ Alluaudias, didiereas Alluaudias, Elephant’s foot Elephant’s Venus fly-trap Venus

Dicksonia D. sellowiana Annex C Annex ,

(II) #4 (II) (II) #4 (II) (II) #4 (II) ) #4 D. externa , spp. (II) (Only the popu the (Only spp. (II) spp. (II) (Only the popu spp. (II) D. stuebelii Cibotium barometz Dicksonia lations of no the Americas; other the in included populations are Regulation. This this Annexes to synonyms includes the berteriana and DIDIEREACEAE spp. (II) #4 DIDIEREACEAE spp. (II) Dioscorea deltoidea Dionaea muscipula Diospyros lations of Madagascar; no other the in included population is #5 Regulation) Annexes to this Annex B Annex Annex A

DROSERACEAE DIDIEREACEAE DIOSCOREACEAE DICKSONIACEAE EBENACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 114

Spurges Common name Common

­

‘Milii’ ‘Milii’ , when grafted on grafted Euphorbia Annex C Annex ; Euphorbia ; spp. (II) #4 (II) spp. cially propagated specimens, and the Union )exported from in shipments of 100 more or plants; Euphorbia lactea Euphorbia neriifolia — introduced into or (re- this to not subject which are Regulation, and of cultivars of of cultivars trigona of artificially propagated root stock of they are: or — crested, or — fan-shaped, mutants; — colour of of cultivars are: when they artifi as recognisable — readily Euphorbia misera Euphorbia (5) the species included in Annex A) Annex in included species (5) the Euphorbia (Succulent species only except for: (1) specimens propagated (2) artificially specimens propagated (3) artificially specimens propagated (4) artificially Annex B Annex Annex A

EUPHORBIACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 115

Beeches, oaks Mongolian oak Ocotillos, boojums Arbol del barril ­ Common name Common (III Russian Feder Russian (III

Quercus mongolica ation) #5 Boojum tree Boojum (II) #4 (II) Annex C Annex Fouquieria columnaris

­ ­ and

multi

rakoto

(I) (I) and

(I)

Annex B Annex

(I) (I) (Includes the

(II) (I) robinsonii (I) , (I) (Includes the (I) (I) (II) (I) (I) (Includes the (Includes (I) (I) (Includes the vars. (Includes (I) (II) and the var. Annex A

) bemarahensis ,

) viridifolia

) ampanihyensis ) tuberifera flora Euphorbia ambovombensis Euphorbia capsaintemariensis Euphorbia cremersii forma zafyi Euphorbia cylindrifolia ssp. Euphorbia decaryi vars. sprirosticha Euphorbia francoisii Euphorbia handiensis Euphorbia lambii Euphorbia moratii antsingiensis Euphorbia parvicyathophora Euphorbia quartziticola Euphorbia stygiana Euphorbia tulearensis Fouquieria fasciculata Fouquieria purpusii

FOUQUIERIACEAE FAGACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 116

Joint firs Walnuts, gavilan Brazilian rosewood Legumes Brazilian rosewood Almendro rosewood, kosso

Common name Common (III Costa Rica/ Costa (III (III Nepal) #1 Nepal) (III

Gnetum montanum Dipteryx panamensis )

Rose bubinga, kevazingo bubinga, Rose Quira macawood Quira Gavilàn Rose bubinga, kevazingo bubinga, Rose Red sandalwood Red African padauk African Red bubinga wood Red Brazil African rosewood, Senegalese rosewood, African (II) #4 (II) (II) #15 (II) Afrormosia (II) #4 (II) Taraby (II) #7 (II) Annex C Annex (II) (II) #6 (II) (II) #15 (II) (II) #15 (II) (II) #10 (II) (II) (II) (also known (also (II)

(II) #17 (II) ) #12 spp. (II) (Except for the for (Except spp. (II) A. duckei Aniba rosaeodora as Guibourtia pellegriniana Platymiscium parviflorum Oreomunnea pterocarpa Dalbergia species included in Annex A) #15 Guibourtia demeusei Guibourtia tessmannii Paubrasilia echinata Pericopsis elata Pterocarpus erinaceus Pterocarpus santalinus Pterocarpus tinctorius Senna meridionalis

Annex B Annex

(I) Annex A Dalbergia nigra ­

LAURACEAE GNETACEAE LEGUMINOSAE (FABACE AE) JUGLANDACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 117

Lilies Aloes Common name Common , , Aloe vera Aloe Annex C Annex Aloe barbadensis

spp. (II) (Except for the spp. species (II) Aloe Annex and A included in also known as the not included in which is Annexes) #4

­ and mani Annex B Annex

(I) (Includes the var. the (Includes (I) (I) (I) (I)

rugosquamosa ,

(I) (I) (Includes the vars. the (Includes (I) Annex A

(I) (I) (I) (I) (I) (I)

(I) ) (I) (I)

) (I) (Includes the var. (I)

) schistophila Aloe albida Aloe albiflora Aloe alfredii Aloe bakeri Aloe bellatula Aloe calcairophila Aloe compressa paucituberculata Aloe delphinensis Aloe descoingsii Aloe fragilis Aloe haworthioides aurantiaca Aloe helenae Aloe laeta Aloe parallelifolia Aloe parvula Aloe pillansii aensis

LILIACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 118

Magnolias Safan Mahoganies, cedars Spanish cedar Big-leaf mahogany (III obovata Common name Common

var. (III Bolivia/Brazil. In Bolivia/Brazil. (III (III Bolivia, Brazil) #5 (III Bolivia, (III Brazil) #5

Magnolia liliifera Nepal) #1 Cedrela fissilis (until 27 August 2020) Cedrela lilloi (until 27 August 2020) Cedrela odorata have countries addition, the following listed their national populations: #5 and Peru) Colombia, Guatemala (until 27 August 2020) ­

Grandidier’s baobab Grandidier’s Caribbean mahogany Caribbean Honduras mahogany Honduras (II) (Popu (II) Annex C Annex (II) #16 (II) (II) #5 (II) (II) #4 (II)

spp. #6 (Populations of the of spp. #6 (Populations Adansonia grandidieri Cedrela enter Neotropics, this inclusion will on 28 into effect August 2020) Swietenia humilis Swietenia macrophylla lation of the Neotropics — includes Central and South America and the Caribbean) #6 Swietenia mahagoni Annex B Annex

Annex A (I) (I)

(I)

(I) (I) Aloe polyphylla Aloe rauhii Aloe suzannae Aloe versicolor Aloe vossii

MELIACEAE MAGNOLIACEAE MALVACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 119

Pitcher plants (old-world) Tropical pitcher plants plant Indian pitcher plant pitcher Giant tropical Olives, ashes Manchurian ash Orchids Orchids Hooded helleborine Common name Common (III Russian (III

Fraxinus mandshurica Federation) #5

Annex C Annex

) #4

7 spp. (II) (Except for the for (Except spp. (II) Nepenthes species included in Annex A) #4 (Except (II) ORCHIDACEAE spp. for the species included in ( Annex A) ­ ­ ), and

8 , in solid , in

(II) Annex B Annex

in vitro in (I)

(I)

(I) Annex A (I) (I) or liquid media, and propagated’ in accordance with Regu Commission of Article 56 ( lation (EC) No 865/2006 )exported from the Union trans are containers ported in sterile Nepenthes khasiana Nepenthes rajah following Annex the A orchid of For all are cultures species, seedling or tissue Regulation, when: this to not subject obtained are — they ‘artificially of definition the — meet — when introduced into or (re- Aerangis ellisii Cattleya jongheana Cattleya lobata Cephalanthera cucullata

ORCHIDACEAE NEPENTHACEAE OLEACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 120

Lady’s slipper orchid Lady’s slipper Madeiran lady’s-tresses Fen orchid Eyed orchid Crescent Madeiran orchid orchids Asian slipper Holy ghost orchid orchids slipper South American Red vanda Summer lady’s-tresses Broomrapes Palms Manarano Butterfly palm Coco de Mer de Coco Common name Common (III Seychelles) #13 Seychelles) (III Lodoicea maldivica Desert cistanche Desert Hovitra varimena Hovitra

(II) Ravimbe Annex C Annex Triangle palm Triangle Gora (II) #4 (II) Lakamarefo (II) (II) (II) #4 (II) (II) (II) #4 (II) Cistanche deserticola Beccariophoenix madagascariensis Marojejya darianii Ravenea louvelii Dypsis decaryi Lemurophoenix halleuxii Ravenea rivularis

(I)

(I)

Annex B Annex

(II) (II) (I)

(II)

(II)

(II) (I) (II) Annex A spp. (I) spp. (I) (II) spp. (I) spp. Cypripedium calceolus Dendrobium cruentum Goodyera macrophylla Liparis loeselii Mexipedium xerophyticum Ophrys argolica Ophrys lunulata Orchis scopulorum Paphiopedilum Peristeria elata Phragmipedium Renanthera imschootiana Spiranthes aestivalis Dypsis decipiens

PALMAE (ARECACEAE) OROBANCHACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 121

Poppies Pedalium family Pine family Guatemalan fir Podocarps podocarp Parlatore’s Portulacas, purslanes Primulas, cyclamens Yellow wood Yellow Himalayan poppy Himalayan Common name Common (III Nepal) #1 (III (III Nepal) #1 Nepal) (III (III Russian Federation) (III

Meconopsis regia Podocarpus neriifolius Pinus koraiensis #5 Purslanes Bottle liana Bottle Satranabe Katakata Uncarina Cyclamens Uncarina Voanioala Saw-toothed lewisia Saw-toothed Annex C Annex Vahisasety (II) (II) (II) (II)

) #4 (II)

9

(II) (II) (II) #4 (II) spp. (II) #4 (II) spp. spp. (II) ( spp. (II) spp. (II) #4 spp. (II) Satranala decussilvae Adenia olaboensis Uncarina stellulifera Anacampseros Voanioala gerardii Adenia firingalavensis Adenia subsessilifolia Uncarina grandidieri Avonia Lewisia serrata Cyclamen

Annex B Annex

(I) (I) Annex A Abies guatemalensis Podocarpus parlatorei

PEDALIACEAE PASSIFLORACEAE PAPAVERACEAE PINACEAE PODOCARPACEAE PRIMULACEAE PORTULACACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 122

Buttercups Roses, cherries Ayugue Ayugue Pitcher plants (new world) Pitcher plants plant Green pitcher Alabama canebrake plant pitcher plant pitcher Mountain sweet Figworts Indian gentian East African sandalwood Common name Common

Golden seal Golden ) #2 African cherry African Yellow adonis Yellow Annex C Annex (II) #8 (II) (II) (excludes (II) (II) (Only the (II) (II) #4 (II) (II) #2 (II)

spp. (II) (Except for the for (Except (II) spp. Osyris lanceolata Burundi, Ethiopia, populations of the Kenya, Rwanda, Uganda and United Republic no of Tanzania; other population is included in the Annexes) #2 Picrorhiza kurrooa Picrorhiza scrophulariiflora Adonis vernalis Hydrastis canadensis Prunus africana Sarracenia species included in Annex A) #4

(I)

(I)

Annex B Annex . jonesii . alabamensis (I)

ssp ssp (I) Annex A Balmea stormiae Sarracenia oreophila Sarracenia rubra Sarracenia rubra

SANTALACEAE ROSACEAE RUBIACEAE SARRACENIACEAE RANUNCULACEAE SCROPHULARIACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 123

Stangerias (cycads) Stangeria Yews Chinese yew Japanese yew Tibetan yew Sumatran yew Agarwood, ramin Tetracentrons Valerians

Common name Common (III Nepal) #1 Nepal) (III Tetracentron sinense

) #2

Himalayan yew Himalayan (II) #2 (II)

10 Ramin Agarwood Agarwood Annex C Annex Cycads

(II) #2 (II) and infraspecific and and infraspecific and infraspecific and infraspecific taxa of taxa and infraspecific spp. (II) #4 spp. (II) spp. (II) #14 spp. (II) spp. (II) #14 spp. (II) spp. (II) #4 spp. (II) Taxus chinensis #2 species (II) taxa of this Taxus cuspidata ( species (II) taxa of this Bowenia Taxus fuana #2 (II) this species Taxus sumatrana #2 species (II) taxa of this Taxus wallichiana Aquilaria Gonystylus Gyrinops Nardostachys grandiflora Annex B Annex

(I) Annex A Stangeria eriopus ­

THYMELAEACEAE (AQUI LARIACEAE) VALERIANACEAE TROCHODENDRACEAE (TETRACENTRACEAE) STANGERIACEAE TAXACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 124

Welwitschias Cycads Cycads Horncones Bread palms Palm corcho Ginger lilies Natal ginger Lignum-vitae Common name Common ed by the range States of the species that are signatories to the Convention for the authorities of the country of origin [Countriesof origin: The countries where the species

­

Philippine garland-flower Philippine Lazampasika Lazambohitra

Welwitschia Holy wood Holy (II) (II) (II) (Popu (II) (II) #4 (II) Laza Lignum-vitae Annex C Annex (II) #4 (II)

(II) #11 (II) (II) ) and derivative products,) their comes from the shearing only of the fibre live vicuñas. if Trade in products derived from spp. (II) #2 (II) spp. Vicugna vicugna Cyphostemma elephantopus Cyphostemma laza Cyphostemma montagnacii Welwitschia mirabilis for (Except ZAMIACEAE spp. (II) the species included in Annex A) #4 Hedychium philippinense Siphonochilus aethiopicus lations of Mozambique, Eswatini, and Zimbabwe) South Africa Bulnesia sarmientoi Guaiacum

Annex B Annex

(I)

Annex A (I) spp. (I) spp. (I) spp. in Annex XIII to Commission Regulation (EC) No 865/2006.No (EC) RegulationCommission to XIII Annex in Ceratozamia Encephalartos Microcycas calocoma Zamia restrepoi Ovis ammon

) For the exclusive purpose of allowing international trade in fibre from vicuñas ( vicuñas from fibre in trade international allowing of purpose exclusive the ) For

occurs, that is, Argentina, Bolivia, Chile, Ecuador and Peru] to use the ‘vicuña countrywording, of origin’ mark or logo adopt Conservation and Managementof the Vicuña.

1 ( the fibre may only the fibre in take place accordance with the following provisions: (a) Any person or entity processing cloth and to manufacturegarments must vicuña the relevant request authorization fibre from C4 (*) This taxon is referred to as to referred is taxon (*) This ► WELWITSCHIACEAE ZINGIBERACEAE ZYGOPHYLLACEAE VITACEAE ZAMIACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 125 Eschrichtius robustus, EschrichtiusLipotes which listed in Appendixare I. removed from the wild and traded ., spp., spp e with provisions (g)(ii), in paragraphs (g)(i), Sousa spp., Balaenoptera bonaerensis, Balaenopteraborealis, Tursiops truncatus ., Hyperoodon spp mmercial or non-commercial purposes for Botswana, Namibia Berardius

spp., ◄ ords VICUÑA [COUNTRY OF ORIGIN]. stris, Orcaella heinsohni, Sotalia latanista ide of the country of origin, the name of the country where the garment was produced

ide of the range States of the species, wording, ide of of the range States mark or logo indicated in paragraph tusks and pieces) subject only to the following: government-owned(i) registered stocks, or commercial purposes,or commercial taken by the people of Greenland under licence granted by the in paragraph (g)(iv) above in a single sale per destination under strict supervisionabove per destination under in a single sale of the in paragraph (g)(iv) strict d accordingly. ed in finished jewellery for non-commercial purposes for Namibia and ivory carvings for (except population (except Greenland), West of he range States of the species, wording, he range States mark or logo must be used countryso that the of ance with all requirements of Resolution Conf.ance with all 10.10 (Rev. CoP18)concerning domestic to the quantities agreed at CoP12,agreed at quantitiesto the government-owned ivoryBotswana, from Namibia, South , mark or logo must be indicated, as detailed in of each the countries origin fibre cimens from the Black Sea population of appropriate and acceptable destinations as defined in Resolution Conf. 11.20 (Rev. CoP18) for been met; (h) no further proposals to allow trade in elephant ivory from populations in from already elephant ivory in proposalsto allow trade no further (h) been met; species, the VICUÑA [COUNTRY OF ARTESANÍAORIGIN]- wording, mark or logo must be opment programmes within or adjacent to the elephant range; and (vii) the additional quantities ified by the Secretariat, in consultationby with the Standing the Secretariat,ified Committee,national to have sufficient e single sale of ivory that is to take place in accordanc e single sale oven detrimental impacts of the trade on other elephant populations. All other specimens shall be overnment-ownedraw ivory stocks; pursuant (iv) government-ownedto the conditionalof registered sale 14.78 (Rev. CoP15).the Standing On proposalCommittee can decide the Secretariat,a to cause this from ., Balaenopteraacutorostrata spp cloth. In addition, the selvages of the cloth must bear the w Balaena mysticetus, Eubalaena

conservation programmes for Namibia and South trade in hides;(c) trade in (d) trade in Africa; leather goods hair; (e) for co in situ

This wording, mark or logo must appearside of the on the reverse must be used. This (b)(i) wording, mark or logo must appearthe garments are producedon If a label outs in the garment itself. should also be indicated, in addition to the wording, to in paragraph mark or logo (b)(i). referred origin can be identified. The origin can be VICUÑAidentified. [COUNTRY OF ORIGIN]wording, mark or logo below:as detailed has the format (ii) For international trade in garments made from live-sheared vicuña fibre, whether the garments were produced(ii) whether the garments were vicuña within or outs in garments madefibre, from live-sheared international trade For (i) producedt the cloth was outside of whether within or vicuña fibre, live-sheared cloth made from in trade international For used as detailed below: detailed used as paragraphs (b)(i) and (ii). paragraphs (b)(i) Balaenoptera edeni, Balaenoptera musculus, Balaenoptera omurai, Balaenopteraphysalus, Megaptera novaeangliae, Orcaellabreviro vexillifer, Caperea marginata, Neophocaena asiaeorientalis, Neophocaena phocaenoides, Phocoena sinus, Physeter macrocephalus, P Specimens of the species listed in Appendix to the Convention,II including products and otherthan derivatives products f competent authority concerned, shallas be treated belonging to Annex B. A zero annual export quota is established for live spe purposes.commercialfor primarily (c) For international trade in handicraft products made from live-sheared vicuña fibre produced within the range States of the of States range the within produced fibre vicuña live-sheared from made products handicraft in trade international (c) For (d) various countriesof origin is used the productionfrom live-sheared vicuña for fibre of cloth and If garments, wordingthe (e) All other specimens shall be deemed to be specimens of speciesin Appendix listed and in them I shall be regulate the trade (b) in accordancebe identified with the following or garments must marked or provisions: Marketed cloth ) listed in Appendix All species are II to the Convention except B): Annex in (listed Zimbabwe and Africa South Namibia, Botswana, of ) Populations

2 3 ( and South and Africa for non-commercial purposes for Zimbabwe;trade in individually (f) marked and Ekipas incorporatcertified non-commercialpurposes for Zimbabwe;Botswana, (g) trade in registered raw ivory (for Namibia, South and Africa Zimbabwe whole have been ver that partners only trading to unknownivory and of (ii) (excluding seized origin); State the originating in be managedaccord and not be re-exported will in the imported ivory will to ensure that controls and domestictrade legislation the prospective importing countrieshas verified g and the registered the Secretariatnot before manufacturing(iii) and trade; ivory stocks agreed at CoP12 which 20,000 kg are (Botswana), 10,000 kg and (Namibia) 30,000 kg (v) in addition (South Africa); ivory the and despatched, with traded may be by 31 and Zimbabweregistered Secretariat Africa by the 2007 Januaryand verified (vi) the Secretariat; proceeds of the trade are used exclusively for elephant conservation and community conservation and devel above specified in paragraph (g)(v) shall be traded only the Standing after Committee has agreed that the above conditions have th CoP14 of date the period from and the ending for from nine years Parties the the Conference of Annex be submitted to B shall and (g)(vi), In addition,(g)(vii). such proposals(g)(iii), further shall be with in dealt accordance with Decisions 14.77 and or completelytrade to cease partially in the event of non-compliance by exporting or importing countries, or in the case of pr accordingly. be regulated in them shall includedAnnextrade in species specimensA and the deemed to be of ( For the exclusive purpose of allowing: trade in (a) hunting trophies for non-commercialpurposes; (b) trade in live animals to Botswana and Zimbabweand for

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 126 o not show t tubers. xon or taxa and the text and the taxa xon or lationNo (EC) 338/97 on the protectionspeciesby of wild fauna and of regulating flora processing. This should be clearly visible and allow easy verification. and allow easy verification. processing.visible This shouldbe clearly entrequired but specimens is sale, must be professionally retail processed for commercial cartons, boxes, crates or individual cartons, boxes, shelves of CC-containers)crates each containing 20 more or ular growth and heterogeneous size and shape within a taxon and shipment, algae or otheror taxonalgaeand shipment, a and shape within growth and heterogeneous size ular hipmentmust be accompanied by documentation,the states an invoice, such which as clearly

ion: her material betweenof genus. 2 and to the level 30 mm measured her material in any not identifiable direction, mm in diameter, not identifiable to the level of genus,to the level not mm identifiablein diameter, and which may also contain, amongst otherthings, Hylocereus undatus

or Hylocereus trigonus are not subject to the provisions of this Regulation, when specimens propagatedare readily recognizable as artificially and d Vanda ‘Jusbertii’, and are not subject to the provisions of this Regulation.provisions this not subject to the However,of exemption the are does dorman not apply such specimenstraded as to Harrisia , containers,each smalllive, in pots or otherconsignment being accompanied by or documentlabel a stating the namethe ta of packages indicating the name of the hybrid and the country of final Phalaenopsis , Cyclamen persicum Taxus cuspidata Dendrobium , Cymbidium Schlumbergeratruncata Schlumbergeratruncata Schlumbergera truncata x x x (cultivars) (cultivars) (cultivars) buckleyi x graeseri plants of the same hybrid; the plantsmust within each containerexhibit a high degreeof uniformityand healthiness; and s the number of plants of each hybrid; or e.g. labelled with printed labelsor packaged with printed x ‘artificially propagated’,‘artificially are not subject to the provisions of this Regulation. any signs of having been collected in the wild such mechanicaldamageas or strong dehydrationcollection, irreg resulting from and pests;epiphyllous damageother or or organisms by insectsadhering to leaves, (a) when shipmentsshippedthe specimens must be traded in non consisting of individual(such as containers state, in flowering (b) when shipped in flowering with least one state, at fully open flower per specimen, no minimum number of specimens per shipm trade therein (OJ L 166, 19.6.2006, p. 1). ) Artificially propagated) Artificially hybrids and cultivars of

) The following are not subject to the provisions of this Regulation: this of provisions the to subject not are following ) The cataphylls. possess traded specimens if only allowed is A code source with specimens of ) Trade ) propagated specimens of the following Artificially hybrids not and/or cultivars are subject to the provisions of this Regulat ) propagated hybrids of Artificially ) Commission Regulation (EC) No 865/2006 of 4 May 2006 laying down detailed rules concerning the implementation of CouncilRegu of cultivars of specimens propagated ) Artificially

4 5 6 7 8 9 10 ( Fossils; Coral sand,consisting that is to say, or in part of finely crushed entirely material fragments of than no dead coral 2 larger mollusc and the remains of Foraminifera, crustacean shell, and algae; coralline Coral fragments (including gravel and rubble),that is to say, unconsolidated fragments of broken and dead coral finger-like ot ( ( Hatiora Schlumbergera Schlumbergera russelliana Opuntia microdasys ( ( ( ( Schlumbergera orssichiana Schlumbergera opuntioides Schlumbergera truncata stocks:spp. Cactaceae following grafting on the colour mutants grafted Plants not clearly qualifying for the exemptionthe qualifying must be accompanied for by appropriatePlants not clearly CITES documents.

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 127

Dogs, foxes, wolves Dogs, foxes, etc. weasels Badgers, martens, Kangaroos, wallabies

Stoat Common name Common Red Red fox Red Red fox Red FAUNA Siberian Siberian Yellow-bellied weasel Yellow-bellied Annex D Mountain (III India) §1 India) (III Golden-mantled tree-kangaroo Golden-mantled Goodfellow’s tree-kangaroo Goodfellow’s CHORDATA (CHORDATES) (III India) §1 India) (III Huon tree-kangaroo Huon Seri’s tree-kangaroo Seri’s Doria’s tree-kangaroo Doria’s (III India) §1 (III India) §1 India) (III (III India) §1 India) (III (III India) §1 India) (III (III India) §1 India) (III

Vulpes vulpes griffithi Vulpes vulpes montana Vulpes vulpes pusilla Mustela altaica Mustela erminea ferghanae Mustela kathiah Mustela sibirica Dendrolagus dorianus Dendrolagus goodfellowi Dendrolagus matschiei Dendrolagus pulcherrimus Dendrolagus stellarum

Canidae MAMMALIA Mustelidae Macropodidae CARNIVORA DIPROTODONTIA

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 128

Birds swans Ducks, geese, Doves, pigeons Megapodes, scrubfowl tragopans pheasants, partridges, Grouse, guineafowl, Chachalacas, currassows, guans Chachalacas, currassows, Common name Common Annex D Tooth-billed pigeon Tooth-billed Mindanao bleeding-heart Mindanao Black cuckoo-dove Black Flame-breasted fruit-dove Flame-breasted Grey imperial-pigeon Grey Moluccan scrubfowl Moluccan Peruvian pigeon Peruvian White-crested guan White-crested Horned curassow Horned Meller’s duck Meller’s curassow Black Anas melleri Columba oenops Didunculus strigirostris Ducula pickeringii Gallicolumba crinigera Ptilinopus marchei Crax alector Pauxi unicornis Penelope pileata Eulipoa wallacei Turacoena modesta

Megapodiidae ANSERIFORMES Anatidae COLUMBIFORMES Columbidae AVES GALLIFORMES

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 129

Waxwings Crows, magpies, jays Cotingas tanagers Cardinals, seedeaters, Common name Common Annex D Grey-and-chestnut seedeater Grey-and-chestnut Temminck’s seedeater Temminck’s Azure jay Azure Japanese waxwing Japanese Marsh seedeater Marsh White-necklaced White-necklaced Buffy-throated seedeater Buffy-throated Tufted jay Tufted Bare-throated bellbird Bare-throated Salvadori’s pheasant Salvadori’s Bulwer’s pheasant Bulwer’s Black-legged dacnis Black-legged Siamese Arborophila gingica Lophura bulweri Lophura diardi Lophura inornata Bombycilla japonica Cyanocorax caeruleus Cyanocorax dickeyi Procnias nudicollis Sporophila falcirostris Sporophila frontalis Sporophila hypochroma Sporophila palustris Dacnis nigripes

Bombycillidae Corvidae PASSERIFORMES Emberizidae Cotingidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 130

Mannikins, waxbills Finches citril East African New-world blackbirds ­ Yellow-bellied waxbill Yellow-bellied ) Serinus citri Estrilda melanotis Common name Common (Frequently traded as (Frequently traded Annex D Peters’s twinspot Peters’s Red-faced crimson-wing Red-faced Grey-headed silverbill Grey-headed Tibetan rosefinch Tibetan Green-faced parrotfinch Green-faced Red avadavat Red Scaly-breasted munia Scaly-breasted Black-headed greenfinch Black-headed Grey-headed bullfinch Grey-headed Pampas meadowlark Pampas (Frequently traded as traded (Frequently Red-eared parrotfinch Red-eared Cape canary Cape Black siskin Black Black munia Black

) Amandava amandava Cryptospiza reichenovii Erythrura coloria Erythrura viridifacies Estrilda quartinia Hypargos niveoguttatus Lonchura punctulata Lonchura stygia Carduelis ambigua Kozlowia roborowskii Pyrrhula erythaca Serinus canicollis hypostictus Serinus citrinelloides nelloides Sturnella militaris Lonchura griseicapilla Carduelis atrata

Fringillidae Estrildidae Icteridae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 131

Old-world flycatchers, thrushes Old-world flycatchers, Swynnerton’s robin Pittas Nuthatches Mynas, starlings ­ Pogonicichla swyn Common name Common Annex D (Also referenced as referenced (Also White-headed starling White-headed Chestnut-faced babbler Chestnut-faced Golden-breasted starling Golden-breasted Red-winged laughingthrush Red-winged Yellow-throated laughingthrush Yellow-throated Purple cochoa Purple Yunnan nuthatch Yunnan Black-breasted thrush Black-breasted Red-tailed laughing thrush laughing Red-tailed Blue-naped pitta Blue-naped Javan cochoa Javan Yellow-faced myna Yellow-faced Fujian Fujian Giant nuthatch Giant Azure-breasted pitta Azure-breasted

) Cochoa azurea Cochoa purpurea Garrulax formosus Garrulax galbanus Garrulax milnei Niltava davidi Stachyris whiteheadi Swynnertonia swynnertoni nertoni Turdus dissimilis Pitta nipalensis Pitta steerii Sitta magna Sitta yunnanensis Mino dumontii Sturnus erythropygius Lamprotornis regius

Sittidae Pittidae Muscicapidae Sturnidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 132

Reptiles Geckos Spiny-tailed lizards Skinks snakes, whip snakes Typical snakes, water Common name Common Annex D New Guinea helmet skink helmet Guinea New Four-lined girdled lizard girdled Four-lined New Caledonia bumpy gecko bumpy Caledonia New New Caledonia giant gecko giant Caledonia New Small-scaled wonder gecko wonder Small-scaled Chinese water dragon water Chinese Guichenot’s giant gecko giant Guichenot’s Common wonder gecko wonder Common Crocodile skink Crocodile Karsten’s girdled lizard girdled Karsten’s Taiwan stink snake stink Taiwan Radiated rat snake rat Radiated §1 §1 Physignathus cocincinus Rhacodactylus auriculatus Rhacodactylus ciliatus Rhacodactylus leachianus Teratoscincus scincus Zonosaurus quadrilineatus Tribolonotus gracilis Tribolonotus novaeguineae Elaphe carinata Elaphe radiata Teratoscincus microlepis Zonosaurus karsteni

Agamidae Gekkonidae SAURIA Colubridae REPTILIA Gerrhosauridae SERPENTES Scincidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 133

Vipers Frogs and toads Frogs Neotropical frogs Sea snakes Tree frogs Shaw’s sea snake sea Shaw’s ) §1 Common name Common Madagascar menarana snake menarana Madagascar Annex D Malayan pit viper pit Malayan Redneck keelback Redneck §1 Lapemis hardwickii §1 Masked water snake water Masked Fanged River Frog or Javan Giant Frog Waxy monkey tree frog tree monkey Waxy Red spotted frog burrow spotted Red Bocourt’s water snake water Bocourt’s §1 Taiwan beauty snake beauty Taiwan §1 Northern leafnose snake leafnose Northern Indochinese rat snake rat Indochinese §1 (Includes §1 Elaphe taeniura Enhydris bocourti Homalopsis buccata Langaha nasuta Leioheterodon madagascariensis Ptyas korros Rhabdophis subminiatus Lapemis curtus Calloselasma rhodostoma Limnonectes macrodon Phyllomedusa sauvagii Leptodactylus laticeps

Leptodactylidae Dicroglossidae Hylidae Viperidae AMPHIBIA ANURA Hydrophiidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 134 ­

Frogs mander Lungless salamanders Newts and salamanders Butterflies Asiatic salamanders Fish Insects

Common name Common Annex D

Anderson’s salamander Anderson’s Albanian pool frog pool Albanian ARTHROPODA (ARTHROPODS) Banggai cardinalfish Banggai Giant palm salamander palm Giant Semirechensk salamander/Central Asian salamander/Siberian sala salamander/Siberian Asian salamander/Central Semirechensk Sword-tailed newt Sword-tailed Paddletail newt Paddletail Pelophylax shqiperica Ranodon sibiricus Bolitoglossa dofleini Cynops ensicauda Echinotriton andersoni Liangshantriton taliangensis Pterapogon kauderni Laotriton laoensis

Apogonidae Salamandridae PERCIFORMES INSECTA Ranidae Hynobiidae Plethodontidae LEPIDOPTERA CAUDATA ACTINOPTERYGII

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 135

Birdwing and swallow-tail butterflies Birdwing and swallow-tail Agaves Arums

Common name Common FLORA

Annex D MOLLUSCA (MOLLUSCS) . urashima Beargrass

Green dragon Green

var

Short-horned baronia Short-horned

. marmarisense

Broad-tailed swallowtail Broad-tailed ssp Midas ear abalone ear Midas Baronia brevicornis Papilio maraho Haliotis midae Calibanus hookeri Dasylirion longissimum Arisaema dracontium Arisaema erubescens Arisaema galeatum Arisaema nepenthoides Arisaema sikokianum Arisaema thunbergii Arisaema tortuosum Biarum davisii Biarum ditschianum Papilio grosesmithi

AGAVACEAE ARACEAE GASTROPODA Papilionidae Haliotidae

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 136

Asters, daisies, costus Heathers, rhododendrons Gentians Wakerobins Clubmosses Common name Common Annex D Bearberry Stagshorn clubmoss Stagshorn §3 §3

Mountain tobacco Mountain

Great yellow gentian yellow Great

Dwarf wakerobin Dwarf §3

Ill-scented wakerobin Ill-scented Sessile-flowered wakerobin wood-lily wakerobin Sessile-flowered §3

Arnica montana Othonna cacalioides Othonna clavifolia Othonna hallii Othonna herrei Othonna lepidocaulis Othonna retrorsa Arctostaphylos uva-ursi Gentiana lutea Trillium pusillum Trillium rugelii Trillium sessile Lycopodium clavatum

ERICACEAE GENTIANACEAE COMPOSITAE (ASTERACEAE) LILIACEAE LYCOPODIACEAE

M24 ▼ 01997R0338 — EN — 01.01.2020 — 021.002 — 137

Mahoganies, cedars Bogbeans Parmelioid lichens claw Sesame, devil’s Portulas, purslanes Clubmosses, spikemosses Desert roses

Common name Common Annex D Bogbean Devil’s claw Devil’s Rose of Jericho of Rose §4 (until 27 §4 (until August 2020) Icelandic moss Icelandic §3

§4 (until 27 §4 (until August 2020)

§3 §4 (until 27 (until 2020) §4 August Desert rose Desert §4 (until 27 §4 (until August 2020) spp. §3 spp. Desert rose Desert Cedrela montana Cedrela oaxacensis Cedrela salvadorensis Cedrela tonduzii Menyanthes trifoliata Cetraria islandica Adenia glauca Adenia pechuelli Harpagophytum Ceraria carrissoana Ceraria fruticulosa Selaginella lepidophylla

PARMELIACEAE SELAGINELLACEAE PORTULACACEAE MELIACEAE MENYANTHACEAE PASSIFLORACEAE PEDALIACEAE

M24 ▼