List of Tradable Securities in the 2021 Bourstad Challenge Posted on January 25, 2021

List of tradable securities in the 2021 Bourstad Challenge Posted on January 25, 2021

The strike prices of the option series will be published on Fe- bruary 14, 2021.

platinum sponsor www.bourstad.ca

The 675 securities of the 2021 Bourstad Challenge are divided into 17 categories.

Participants who manage the Bourstad Portfolio can trade 575 securities : • Shares of Canadian companies (248) • Shares of US companies (115) • Shares of Asian Companies(24) • Shares of companies from Australia, South America and Africa (13) • Shares of European companies (36) • Exchange-Traded Index Funds – Canadian Equities (17) • Exchange-traded Index funds – US and International Bonds (7) • Exchange-traded Index funds – Canadian and International Bonds (16) • Exchange-Traded Index Funds – Money Market (2) • Exchange-Traded Index Funds – US Equities (21) • Exchange-traded Index Funds – International Equities (19) • Currencies(6) • Actively Managed Mutual Funds (36) • Exchange-traded leveraged index funds traded in Canada (10) • Commodity Funds(5)

Participants who manage a Bourstad Plus Portfolio may trade 100 additional securities: • US leveraged index funds traded in the United States (28) • Options on Canadian Equities and ETFs (72)

2021 BOURSTAD Challenge

1. Securities of the Bourstad • BioSyent Inc (RX:CA) Portfolio • Blackberry Ltd (BB:CA) • Bombardier Inc. Class B (BBD.B:CA) • Boralex (BLX:CA) A. Shares of Canadian companies (248) • Boyd Group Services Inc. (BYD:CA) • 5N Plus (VNP:CA) • Brookfield Asset Management (BAM.A:CA) • A&W Revenue Royalties Income Fund • Brookfield Property Partners (BPY.UN:CA) (AW.UN:CA) • Brookfield Renewable Partners L.P. • Abitibi Royalties Inc. (RZZ:CA) (BEP.UN:CA) • Absolute Software Corporation (ABST:CA) • BRP (DOO:CA) • ADF Group Inc. (DRX:CA) • BTB Real Estate Investment Trust (BTB.UN) • Advantage Oil & Gas (AAV:CA) • CAE (CAE:CA) • Aeterna Zentaris (AEZS:CA) • Cameco Corporation (CCO:CA) • AGF Management (AGF.B:CA) • Canada Goose Holdings Inc. Subordinate • Agnico Eagle Mines (AEM:CA) Voting Shares (GOOS:CA) • Aimia (AIM:CA) • Canadian Apartment Properties REIT • Air Canada (AC:CA) (CAR.UN:CA) • Algonquin Power & Utilities Corp. • Canadian Imperial Bank Of Commerce (AQN:CA) (CM:CA) • Alimentation Couche-Tard Inc. Class B • Canadian Natural Resources (CNQ:CA) (ATD.B:CA) • Canadian Pacific Railway Limited (CP:CA) • AltaGas Ltd (ALA:CA) • Canadian Solar Inc (CSIQ) • Andrew Peller Ltd (ADW.A:CA) • Canadian Tire Corporation Limited Class A • Aphria Inc. (APHA:CA) (CTC.A:CA) • Aritzia Inc. Subordinate Voting Shares • Canadian Utilities (CU:CA) (ATZ:CA) • Canadian Western Bank (CWB:CA) • Atco Ltd (ACO.X:CA) • Canfor Corporation (CFP:CA) • Atlantic Power Corporation (ATP:CA) • Canopy Growth Corporation (WEED:CA) • ATS Automation Tooling Systems Inc. • Capstone Mining (CS:CA) (ATA:CA) • Cargojet Inc (CJT:CA) • Aurinia Pharmaceuticals Inc. (AUP:CA) • Cascades (CAS:CA) • Aurora Cannabis Inc. (ACB:CA) • CCL Industries Inc (CCL.B:CA) • Auxly Cannabis Group Inc. (XLY:CA) • Celestica Inc. (CLS:CA) • Ballard Power (BLDP:CA) • Cenovus Energy (CVE:CA) • Bank of Montreal (BMO:CA) • CGI Group (GIB.A:CA) • Bank of Nova Scotia (BNS:CA) • Chartwell Retirement Residences • Barrick Gold (ABX:CA) (CSH.UN:CA) • Bausch Health (formely Valeant Pharmaceu- • CI Financial (CIX:CA) ticals International, Inc) (BHC:CA) • CIBT Education Group Inc (MBA:CA) • Baytex Energy Corp. (BTE:CA) • Cineplex Inc. (CGX:CA) • BCE Inc. (BCE:CA) • Clearwater Seafoods Inc (CLR:CA)

2 From February 15 to April 16 2021 Stock Market Simulation

• CloudMD Software & Services Inc. • Fortuna Silver Mines Inc. (FVI:CA) (DOC:CA) • Franco Nevada (FNV:CA) • CN (CNR:CA) • Gamehost Inc (GH:CA) • Cogeco Cable (CCA:CA) • GDI Integrated Facility Services Inc. Subordi- • Colabor Group Inc. (GCL:CA) nate Voting Shares (GDI:CA) • Colliers International Group Inc. (CIGI:CA) • Geekco Technologies Corporation (GKO:CA) • Cominar REIT (CUF.UN:CA) • George Weston (WN:CA) • Constellation Software Inc (CSU:CA) • GFL Environmental Inc. (GFL:CA) • CounterPath Corporation (CPAH) • Gildan Activewear Inc. (GIL:CA) • Crescent Point Energy (CPG:CA) • Golden Valley Mines Ltd. (GZZ:CA) • Critical Element Corporation (CRE:CA) • Goodfood Market Corp. (FOOD:CA) • Crombie REIT (CRR.UN:CA) • Great Canadian Gaming Corporation • Cuda Oil and Gas Inc. (CUDA:CA) (GC:CA) • Descartes Systems Group (DSG:CA) • Great-West (GWO:CA) • DIRTT Environmental Solutions Ltd. • GreenPower Motor Company Inc. (GPV:CA) (DRT:CA) • GURU Organic Energy Corp. (GURU:CA) • Dollarama (DOL:CA) • H&R REIT (HR.UN:CA) • Domtar Corporation (UFS:CA) • H2O Innovation Inc (HEO:CA) • Dorel Industries Inc. Class B (DII.B:CA) • H??roux-Devtek (HRX:CA) • Dynacor Gold Mines Inc. (DNG:CA) • High Liner Foods Inc (HLF:CA) • EcoSynthetix Inc. (ECO:CA) • HPQ-Silicon Resources Inc. (HPQ:CA) • Eldorado Gold Corporation (ELD:CA) • Hydro One Ltd (H:CA) • Element Fleet Management Corp (EFN:CA) • IAMGOLD Corp (IMG:CA) • Emera (EMA:CA) • IGM Financial Inc. (IGM:CA) • Emerald Health Therapeutics Inc. (EMH:CA) • Imaflex Inc. (IFX:CA) • Empire Company (EMP.A:CA) • Imperial Oil Ltd (IMO:CA) • Enbridge Inc. (ENB:CA) • Industrial Alliance Insurance and Financial • Enghouse Systems (ENGH:CA) Services Inc. (IAG:CA) • Equinox Gold Corp (EQX:CA) • Innergex Renewable Energy Inc. (INE:CA) • Exchange Income Corporation (EIF:CA) • Intact Financial Corporation (IFC:CA) • Exco Technologies Limited (XTC:CA) • Intertape Polymer (ITP:CA) • EXFO Inc (EXF:CA) • Jack Nathan Medical Corp. (JNH:CA) • Exro Technologies Inc. (EXRO:CA) • Kinaxis Inc. (KXS:CA) • Fairfax Financial Holdings (FFH:CA) • Lassonde Industries Inc. Class A (LAS.A:CA) • Fennec Pharmaceuticals Inc (FRX:CA) • Laurentian Bank of Canada (LB:CA) • Fiera Capital (FSZ:CA) • Leons Furniture Ltd (LNF:CA) • Finning Int'l (FTT:CA) • Lightspeed POS Inc. (LSPD:CA) • First Quantum Minerals (FM:CA) • Linamar Corporation (LNR:CA) • FirstService Corp (FSV:CA) • Loblaw (L:CA) • Fortis Inc. (FTS:CA) • Loop Industries Inc. (LOOP)

List of tradable securities 3 2021 BOURSTAD Challenge

• Lundin Mining Corp (LUN:CA) • PHX Energy Services Corp (PHX:CA) • Magellan Aerospace Corporation (MAL:CA) • Pinnacle Renewable Energy Inc. (PL:CA) • Magna International (MG:CA) • Polaris Infrastructure Inc. (PIF:CA) • Manulife Financial Corporation (MFC:CA) • Polymet Mining Corp. (POM:CA) • Maple Leaf Foods Inc. (MFI:CA) • Power Corporation of Canada (POW:CA) • Martinrea International Inc. (MRE:CA) • Precision Drilling (PD:CA) • Mason Graphite Inc. (LLG:CA) • Premium Brands Holdings Corporation • Maxar Tehnologies (MacDonald Dettwiler (PBH:CA) and Associates Ltd) (MAXR:CA) • Primo Water Corporation (PRMW:CA) • Metro inc. (MRU:CA) • PyroGenesis Canada Inc (PYR:CA) • Midland Exploration Inc (MD:CA) • Quarterhill Inc. (QTRH:CA) • Molson Coors Canada Inc. Class B • Quebecor Inc (QBR.B:CA) (TPX.B:CA) • Resolute Forest Products Inc. (RFP:CA) • Morneau Shepell Inc (MSI:CA) • Restaurant Brands International (Tim Hor- • MTY Food Group Inc. (MTY:CA) ton/Burger King) (QSR:CA) • Mullen Group Ltd (MTL:CA) • Richelieu Hardware Ltd. (RCH:CA) • NanoXplore Inc. (GRA:CA) • Ritchie Bros. Auctioneers Inc (RBA:CA) • National Bank of Canada (NA:CA) • Rogers Communications, cat. B (RCI.B:CA) • Neptune Wellness Solutions Inc (NEPT:CA) • Roots Corporation (ROOT:CA) • New Look Vision Group Inc. (BCI:CA) • Royal Bank of Canada (RY:CA) • Nexj Systems Inc (NXJ:CA) • Russel Metals (RUS:CA) • NFI Group Inc. (NFI:CA) • Saputo (SAP:CA) • Norbord Inc. (OSB:CA) • Savaria Corporation (SIS:CA) • Northland Power Inc. (NPI:CA) • Sernova Corp. (SVA:CA) • NorthWest Healthcare Properties REIT • Shaw Communications (SJR.B:CA) (NWH.UN:CA) • Shawcor Ltd (SCL:CA) • Nouveau Monde Graphite Inc. (NOU:CA) • Shopify Inc. Class A (SHOP:CA) • Nova Royalty Corp. (NOVR:CA) • Sienna Senior Living Inc. (SIA:CA) • Novo Resources Corp. (NVO:CA) • Sierra Wireless Inc. (SW:CA) • Nutrien Ltd (NTR:CA) • Silvercorp Metals Inc (SVM:CA) • Nuvei Corporation (NVEI:CA) • Sirios Resources Inc (SOI:CA) • Onex Corp. (ONEX:CA) • Sleep Country Canada Holdings Inc • Open Text Corp (OTEX:CA) (ZZZ:CA) • Opsens Inc. (OPS:CA) • Smart Real Estate Investment Trust • Orbit Garant Drilling Inc. (OGD:CA) (SRU.UN:CA) • OrganiGram Holdings Inc (OGI:CA) • SNC-Lavalin Group Inc. (SNC:CA) • Osisko Gold Royalties Ltd (OR:CA) • Stantec Inc (STN:CA) • Pembina Pipeline (PPL:CA) • Stella-Jones (SJ:CA) • People Corporation (PEO:CA) • Stingray Digital Group Inc (RAY.A:CA) • Peyto Exploration & Development (PEY:CA) • StorageVault Canada Inc. (SVI:CA) • Sun Life Financial Inc. (SLF:CA)

4 From February 15 to April 16 2021 Stock Market Simulation

• Suncor Energy (SU:CA) B. Shares of US companies (115) • SunOpta Inc. (SOY:CA) • 3M Corp. (MMM) • Teck Resources Limited Class B • AbbVie Inc. (ABBV) (TECK.B:CA) • Adobe Inc. (ADBE) • Tecsys (TCS:CA) • Advanced Micro Devices (AMD) • Telus (T:CA) • Agilent Technologies (A) • The North West Company Inc. (NWC:CA) • Agios Pharmaceuticals Inc (AGIO) • The Supreme Cannabis Company Inc. • Alaska Air Group (ALK) (FIRE:CA) • Amazon.com (AMZN) • The Westaim Corporation (WED:CA) • American Airlines Group (AAL) • Theratechnologies Inc. (TH:CA) • American Express (AXP) • Thomson Reuters (TRI:CA) • American International Group (AIG) • TMX Group (X:CA) • Amgen Inc. (AMGN) • Toromont Industries Ltd. (TIH:CA) • Apple (AAPL) • Toronto-Dominion Bank (TD:CA) • Applied Materials Inc. (AMAT) • Tourmaline Oil Corp. (TOU:CA) • Archer-Daniels-Midland Company (ADM) • Trans Canada Corp (TRP:CA) (ADM) • TransAlta Corporation (TA:CA) • AT&T (T) • TransAlta Renewables Inc. (RNW:CA) • Atmos Energy Corp (ATO) • Transcontinental inc (TCL.A:CA) • Bank of America (BAC) • Transforce inc. (TFII:CA) • Bank of New York Mellon Corporation (BK) • Trillium Therapeutics Inc. (TRIL:CA) • Berkshire Hathaway, cat??gorie B (BRK.B) • Uni-Select (UNS:CA) • Beyond Meat Inc. (BYND) • Village Farms International Inc. (VFF:CA) • BlackRock Inc. (BLK) • Waste Connections (WCN:CA) • Boeing (BA) • Waterloo Brewing Ltd (WBR:CA) • Boston Scientific Corporation (BSX) • WELL Health Technologies Corp. • Caterpillar Inc (CAT) (WELL:CA) • Chevron (CVX) • West Fraser Timber (WFT:CA) • Cisco Systems (CSCO) • Westport Fuel Systems Inc. (WPRT:CA) • Citigroup (C) • Westshore Terminals Investment Corpora- tion (WTE:CA) • Clorox Company (CLX) • Wheaton Precious Metals (WPM:CA) • Coca Cola (KO) • Wilmington Capital Management (Class A) • Comcast (CMCSA) (WCM.A:CA) • ConocoPhillips (COP) • Winpak Ltd (WPK:CA) • Costco Wholesale Corporation (COST) • WSP Global inc (WSP:CA) • CVS Health Corporation (CVS) • Yamana Gold Inc. (YRI:CA) • D.R. Horton Inc. (DHI) • Yellow Media inc. (Y:CA) • Deere & Company (DE) • Delta Air Lines (DAL) • Disney (DIS)

List of tradable securities 5 2021 BOURSTAD Challenge

• Dollar General Corporation (DG) • Moody's Corporation (MCO) • DoorDash Inc. (DASH) • Netflix (NFLX) • Eastman Chemical Company (EMN) • Newmont Mining Corp Holding Co (NEM) • eBay (EBAY) • Northrop Grumman Corp Holding Co • Electronic Arts Inc. (EA) (NOC) • Eli Lilly and Company (LLY) • Nucor Corporation (NUE) • Energous Corporation (WATT) • NVIDIA Corporation (NVDA) • Exxon Mobil (XOM) • Oracle (ORCL) • Facebook (FB) • PepsiCo (PEP) • Fedex (FDX) • Pfizer (PFE) • Ford Motor Company (F) • Philip Morris International (PM) • Gap (GPS) • Procter & Gamble (PG) • General Dynamics Corporation (GD) • Qualcomm (QCOM) • General Electric (GE) • Roper Technologies Inc. (ROP) • General Mills Inc (GIS) • Royal Caribbean Cruises Ltd. (RCL) • General Motors Company (GM) • Schlumberger (SLB) • Gilead Sciences (GILD) • ServiceNow Inc. (NOW) • Global Payments Inc. (GPN) • Six Flags Entertainment Corporation (SIX) • Goldmam Sachs (GS) • Southwest Airlines (LUV) • Google (Alphabet Inc) (GOOG) • Square Inc. Class A (SQ) • Home Depot (HD) • Tempur Sealy International Inc. (TPX) • HP Inc. (HPQ) • Tesla Inc (TSLA) • Illumina Inc. (ILMN) • TPI Composites Inc. (TPIC) • Intel Corp. (INTC) • Uber Technologies Inc. (UBER) • International Business Machine (IBM) • Union Pacific Corp (UNP) • International Paper Co (IP) • United Parcel Service (UPS) • Johnson and Johnson (JNJ) • UnitedHealth Group Incorporated (UNH) • JPMorgan Chase (JPM) • US Steel Corp (X) • Kellog (K) • Verizon Communications (VZ) • Kraft Heinz Company (KHC) • Visa (V) • Lowe's Companies Inc. (LOW) • Visteon Corporation (VC) • Lumen Technologies Inc. (LUMN) • Wal-Mart (WMT) • Martin Marietta Materials (MLM) • Wayfair Inc. (W) • Mastercard (MA) • Wells Fargo (WFC) • McDonald (MCD) • Western Union Company (WU) • Merck & Co (MRK) • Xerox Corporation (XRX) • MetLife Inc (MET) • Xylem Inc. New (XYL) • Micron Technology Inc. (MU) • Zoom Video Communications Inc. (ZM) • Microsoft (MSFT) • Moderna Inc. (MRNA)

6 From February 15 to April 16 2021 Stock Market Simulation

C. Shares of Asian Companies(24) • Piedmont Lithium Limited (PLL) • Alibaba Group Holding (BABA) • StoneCo Ltd. (STNE) • Baidu Inc. (BIDU) • Telecom Argentina SA (TEO) • Baozun Inc. (BZUN) • Vale S. A. (VALE) • BeiGene Ltd. (BGNE) • Canon Inc. (CAJ) E. Shares of European companies (36) • China Life Insurance Company Limited • Accenture Plc (ACN) ADS (LFC) • Anheuser-Busch InBev (BUD) • China Lodging Group Limited (HTHT) • Arcelor Mittal (MT) • CNOOC (CEO) • ASML Holding N.V. (ASML) • DAQO New Energy Corp. ADS (DQ) • AstraZeneca PLC (AZN) • Honda Motors (HMC) • Banco Santander Central Hispano (SAN) • ICICI Bank Limited (IBN) • Barclays PLC (BCS) • Infosys (INFY) • BioNTech SE (BNTX) • JD.com Inc. (JD) • BP Plc (BP) • NIO Inc. (NIO) • Credit Suisse ADS (CS) • Nomura Holdings Inc (NMR) • Criteo S.A. (CRTO) • Pinduoduo Inc. (PDD) • Deutsche Bank AG (DB) • Sony (SNE) • EDAP TMS S.A (EDAP) • Taiwan Semiconductor Manufacturing Com- • GlaxoSmithKline plc (GSK) pany Ltd. (TSM) • HSBC Holding (HSBC) • Takeda Pharmaceutical Company Limited • IHS Markit Ltd. (INFO) (TAK) • ING GROUP NV ADS. (ING) • Tata Motors Ltd (TTM) • Linde plc (LIN) • Tencent Music Entertainment Group (TME) • LM Ericsson (ERIC) • Toyota (TM) • Logitech International S.A. (LOGI) • Weibo Corporation (WB) • LyondellBasell Industries NV Class A (LYB) • Yum China Holdings Inc. (YUMC) • Manchester United (MANU) • D. Shares of companies from Australia, Nokia Corp (NOK) • South America and Africa (13) Novartis (NVS) • Novo Nordisk A/S (NVO) • Ambev S.A.ADR (ABEV) • Orange (ORAN) • AngloGold Ashanti Ltd (AU) • Pentair plc. (PNR) • Azul S.A. (AZUL) • Royal Bank of Scotland (NWG) • Banco de Chile ADR (BCH) • Royal Dutch Shell (RDS.A) • BHP Billiton Ltd. (BHP) • Ryanair Holdings plc ADR (RYAAY) • Cemex S.A.B. ADR (CX) • Sanofi Aventis (SNY) • Embraer S.A. (ERJ) • SAP AG (SAP) • Orocobre (ORL:CA) • Total SA (TOT) • Petroleo Brasileiro S.A.- Petrobras (PBR) • UBS AG (UBS)

List of tradable securities 7 2021 BOURSTAD Challenge

• Unilever (UL) • PowerShares Emerging Markets Sovereign • Vodaphone (VOD) Debt (PCY) • SPDR Barclays Capital International Trea- F. Exchange-Traded Index Funds – sury Bond (BWX) • Canadian Equities (17) SPDR DB International Government Infla- tion-Protected Bond (WIP) • BMO Covered Call Canadian Banks ETF • Vanguard Extended Duration Treasuries In- (ZWB:CA) dex ETF (EDV) • BMO Covered Call Utilities ETF (ZWU:CA) • Desjardins Canadian Preferred Share Index H. Exchange-traded Index funds – ETF (DCP:CA) (DCP:CA) Canadian and International Bonds (16) • First Asset U.S. & Canada Lifeco Income ETF (FLI:CA) • BMO Mid Corporate Bond Index ETF (ZCM:CA) • iShares Cdn Energy Sector Index ETF (XEG:CA) • BMO Ultra Short-Term Bond ETF (ZST:CA) • iShares Cdn Growth Index ETF (XCG:CA) • Desjardins 1-5 year Laddered Canadian Go- vernment Bond Index ETF (DCG:CA) • iShares Cdn Large Cap 60 Index ETF (XIU:CA) • First Asset Canadian Convertible Bond ETF Common (CXF:CA) • iShares Cdn Russel 2000 Index ETF (XSU:CA) • Invesco 1-3 Year Laddered Floating Rate Note Index ETF (PFL:CA) • iShares Cdn Tech Sector Index ETF (XIT:CA) • iShares Cdn Corporate Bond Index ETF • iShares Cdn Value Index ETF (XCV:CA) (XCB:CA) • iShares ESG Aware MSCI Canada Index ETF • iShares Cdn Government Bond Index ETF (XESG:CA) (XGB:CA) • iShares MSCI Min Vol Canada Index ETF • iShares Cdn Long Bond Index ETF (XLB:CA) (XMV:CA) • iShares CDN Short Bond Index ETF • iShares S&P/TSX Canadian Dividend Aristo- (XSB:CA) crats ETF (CDZ:CA) • iShares Core Canadian Universe Bond Index • TD Active Preferred Share ETF (TPRF:CA) ETF (XBB:CA) • TD One-Click Aggressive ETF Portfolio (TO- • iShares DEX Real Return Bond Index ETF CA:CA) (XRB:CA) • TD One-Click Moderate ETF Portfolio • iShares ESG Canadian Aggregate Bond In- (TOCM:CA) dex ETF (XSAB:CA) • Vanguard Retirement Income ETF Portfolio • iSHARES J.P. Morgan USD Emerging Mar- (VRIF:CA) kets Bond Index ETF (CAD-Hedged) (XEB:CA) G. Exchange-traded Index funds – US • iShares U.S. High Yield Bond Index ETF and International Bonds (7) (CAD-Hedged) (XHY:CA) • BTC iShares Interest Rate Hedged Emerging • iShares U.S. IG Corporate Bond Index ETF Markets Bond ETF (EMBH) (CAD-Hedged) (XIG:CA) • iShares Barclays TIPS Bond Fund (TIP) • Mackenzie Core Plus Canadian Fixed Income ETF Series E (MKB:CA) • iShares Emerging Markets Local Currency Bond FNB (LEMB)

8 From February 15 to April 16 2021 Stock Market Simulation

I. Exchange-Traded Index Funds – K. Exchange-traded Index Funds – Money Market (2) International Equities (19) • iShares Core Short Term High Quality Cana- • Goldman Sachs ActiveBeta Emerging Mar- dian Bond Index ETF (XSQ:CA) kets Equity (GEM) • PIMCO Enhanced Short Maturity Strategy • Guggenheim Solar ETF (TAN) Fund (MINT) • iShares FTSE/Xinhua China 25 Index Fund (FXI) J. Exchange-Traded Index Funds – US • iShares Global Agriculture Index ETF Equities (21) (COW:CA) • • BTC iShares Russell 1000 Growth ETF (IWF) iShares Global Healthcare Index ETF (CAD- Hedged) (XHC:CA) • BTC iShares Russell 1000 Value ETF (IWD) • iShares MSCI EAFE Index Fund (CAD- • ETFMG Prime Cyber Security (HACK) Hedged) FNB (XIN:CA) • Health Care Select Sector SPDR Fund (XLV) • iShares MSCI-Australia (EWA) • iShares Cdn S&P 500 Index Fund (XSP:CA) • iShares MSCI-France (EWQ) • iShares NASDAQ 100 Index ETF (CAD- • iShares MSCI-Germany (EWG) Hedged) (XQQ:CA) • iShares MSCI-Hong Kong (EWH) • iShares US Fundamental Index FNB • (CLU:AQN) iShares MSCI-Japan (EWJ) • • PowerShares Aerospace & Defense Portfolio iShares MSCI-Mexico (EWW) (PPA) • iShares MSCI-Spain (EWP) • PowerShares Cleantech Portfolio (PZD) • iShares MSCI-United Kingdom (EWU) • Powershares QQQ (QQQ) • iShares Robotics and Artificial Intelligence Multisector ETF (IRBO) • PowerShares Wilderhill Clean Energy Port- folio (PBW) • iShares S&P Global Timber & Forestry Index Fund (WOOD) • S&P 500 Dep. R. (unités de l'indice s&p) (SPY) • JPMorgan Diversified Return Emerging Mar- • S&P Consumer Discretionary sector SPDR kets Equity (JPEM) (XLY) • TD Active Global Enhanced Dividend ETF (TGED:CA) • S&P Consumer Staples sector SPDR (XLP) • • S&P Energy sector SPDR (XLE) TD Active Global Infrastructure Equity ETF (TINF:CA) • S&P Financials sector SPDR (XLF) • S&P Industrial sector SPDR (XLI) L. Currencies(6) • S&P Technology sector SPDR (XLK) • • S&P Utilities sector SPDR (XLU) Autralian dollar ($AUDUSD) • • SPDR KBW Regional Banking (KRE) US Dollar ($USDCAD) • • SPDR Series Trust SSGA Gender Diversity Euro ($EURUSD) Index (SHE) • Swiss Franc ($CHFUSD) • British Pound ($GBPUSD) • Yen ($JPYUSD)

List of tradable securities 9 2021 BOURSTAD Challenge

M. Actively Managed Mutual Funds • RBC Jantzi Global Equity D (RBF1045:CA) (36) • RBC QUBE Low Volatility U.S. Equity Cur- rency Neutral D (RBF1432:CA) • Beutel Goodman Money Market Fund D (BTG773:CA) • RBC U.S. Mid-Cap Growth Equity U$ D (RBF1027:CA) • BMO European D (BMO31719:CA) • • BMO Preferred Share Fund Series D RBC Vision Fossil Fuel Free Global Equity (BMO31730:CA) Fund D (RBF1430:CA) • • BMO Target Education 2025 Portfolio Series Scotia Dividend Balanced Fund Series D D (BMO31169:CA) (BNS110:CA) • • BMO Women in Leadership Fund Series D Scotia Income Advantage Fund Series D (BMO31757:CA) (BNS109:CA) • • Invesco Intactive Maximum Growth Portfo- TD Balanced Growth Fund - D (TDB3533:CA) lio Ser D (AIM7900:CA) • • Mackenzie All China Equity Fund Series D TD Canadian Equity Fund - D (TDB3089:CA) (MFC5302:CA) • TD Canadian Low Volatility - D (TDB3045:CA) • Mackenzie Canadian Small Cap Fund Series D (MFC4667:CA) • TD Emerging Markets Low Volatility Fund - D (TDB3054:CA) • Mackenzie Corporate Bond Fund Series D (MFC4629:CA) • TD Global Entertainment and Communica- • Mackenzie Global Resource - D tions Fund (US$) - D (TDB3014:CA) (MFC4639:CA) • TD North American Sustainability Balanced - D (TDB2213:CA) • Mackenzie High Diversification Canadian Equity Class Series D (MFC5036:CA) • TD Science & Technology Fund - D (TDB3098:CA) • Mackenzie US Growth Class Series D U$ (MFC4691:CA) • TD Ultra Short Term Bond Fund - D (TDB3078:CA) • Manulife Global Franchise - D (MMF33633:CA) • MO U.S. Equity Plus Fund Series D N. Exchange-traded leveraged index (BMO31744:CA) funds traded in Canada (10) • NBI Canadian Equity Fund F Series • BetaPro Canadian Gold Miners -2x Daily (NBC712:CA) Bear ETF (HGD:CA) • NBI Jarislowsky Fraser Select Canadian • BetaPro Canadian Gold Miners 2x Daily Bull Equity Fund F Series (NBC3702:CA) ETF (HGU:CA) • NBI Preferred Equity Income Fund F Series • BetaPro Crude Oil -2x Daily Bear ETF (NBC780:CA) (HOD:CA) • NBI Quebec Growth Fund F Series • BetaPro Crude Oil 2x Daily Bull ETF (NBC760:CA) (HOU:CA) • NBI Small Cap Fund F Series (NBC741:CA) • BetaPro Natural Gas -2x Daily Bear ETF • NBI U.S. Dividend Fund F Series U$ (HND:CA) (NBC730:CA) • BetaPro Natural Gas 2x Daily Bull ETF • RBC Global High Yield Fund Series D (HNU:CA) (RBF1010:CA) • BetaPro S&P 500 -2x Daily Bear ETF • RBC Jantzi Canadian Equity D (RBF1043:CA) (HSD:CA)

10 From February 15 to April 16 2021 Stock Market Simulation

• BetaPro S&P 500 2x Daily Bull ETF (HSU:CA) • Direxion Emerging Markets Bull 3X Shares • BetaPro S&P/TSX 60 -2x Daily Bear ETF (EDC) (HXD:CA) • ProShares Short VIX Short Term Futures • BetaPro S&P/TSX 60 2x Daily Bull ETF (SVXY) (HXU:CA) • ProShares Trust Ultra VIX Short Term Fu- tures (UVXY) O. Commodity Funds(5) • ProShares Ultra 20+ Year Treasury Bond Short/Bearish Leveraged ETF (TBT) • iPath Series B Bloomberg Copper Subindex • ProShares Ultra 20+ Year Treasury Leve- Total Return ETN (JJC) raged ETF (UBT) • iPath Series B Bloomberg Grains Subindex • ProShares Ultra Dow 30 Leveraged Fund Total Return ETN (JJG) (DDM) Top 100 (DDM) • Royal Canadian Mint - Canadian Gold Re- • ProShares Ultra Dow 30 Short/Bearish Leve- serves (MNT:CA) raged Fund (DXD) • SPDR Gold Trust (GLD) • ProShares Ultra Euro Leveraged ETF (ULE) • The Bitcoin Fund (QBTC:CA) • ProShares Ultra Euro Short/Bearish Leve- raged ETF (EUO) 2. Additional securities of • ProShares Ultra Financials Leveraged Leve- the Bourstad Plus Portfolio raged Fund (UYG) • ProShares Ultra Financials Short/Bearish Le- veraged Fund (SKF) A. US leveraged index funds traded in • ProShares Ultra Nasdaq Biotechnology Le- the United States (28) veraged ETF (BIB) • ProShares Ultra Nasdaq Biotechnology • Direxion Daily Aerospace & Defense Bull 3X Short/Bearish Leveraged ETF (BIS) Shares (DFEN) • ProShares Ultra QQQ Leveraged Fund • Direxion Daily Regional Banks Bear 3X (QLD) Shares (WDRW) • ProShares Ultra QQQ Short/Bearish Leve- • Direxion Daily Regional Banks Bull 3X raged Fund (QID) Shares (DPST) • ProShares Ultra Real Estate Leveraged Fund • Direxion Daily Russia Bear 3x Shares (RUSS) (URE) • Direxion Daily Russia Bull 3x Shares (RUSL) • ProShares Ultra Real Estate Short/Bearish • Direxion Daily Semiconductor Bear 3x Leveraged Fund (SRS) Shares (SOXS) • ProShares Ultra Russell 2000 Leveraged • Direxion Daily Semiconductor Bull 3x Shares Fund (UWM) (SOXL) • ProShares Ultra Russell 2000 Short/Bearish • Direxion Daily South Korea Bull 3X Shares Leveraged Fund (TWM) (KORU) • ProShares Ultra Yen Leveraged ETF (YCL) • Direxion Developed Markets Bear 3x Shares • ProShares Ultra Yen Short/Bearish Leve- (DPK) raged ETF (YCS) • Direxion Developed Markets Bull 3x Shares (DZK) • Direxion Emerging Markets Bear 3X Shares (EDZ)

List of tradable securities 11 2021 BOURSTAD Challenge

B. Options on Canadian Equities and • Call on BetaPro Natural Gas 2x Daily Bull ETFs (72) ETF May 21 $HH • Put on BetaPro Natural Gas 2x Daily Bull • Call on Alimentation Couche-Tard Inc. Class B May 21 $XX ETF May 21 $HH • • Put on Alimentation Couche-Tard Inc. Class Call on BetaPro Natural Gas -2x Daily Bear B May 21 $XX ETF May 21 $JJ • • Call on Alimentation Couche-Tard Inc. Class Put on BetaPro Natural Gas -2x Daily Bear B August 21 $XX ETF May 21 $JJ • • Put on Alimentation Couche-Tard Inc. Class Call on BetaPro Crude Oil 2x Daily Bull ETF B August 21 $XX May 21 $KK • • Call on Alimentation Couche-Tard Inc. Class Put on BetaPro Crude Oil 2x Daily Bull ETF B January 22 $XX May 21 $KK • • Put on Alimentation Couche-Tard Inc. Class Call on BetaPro Crude Oil -2x Daily Bear ETF B January 22 $XX May 21 $LL • • Call on Barrick Gold April 21 $BB Put on BetaPro Crude Oil -2x Daily Bear ETF May 21 $LL • Put on Barrick Gold April 21 $BB • Call on BetaPro Canadian Gold Miners 2x • Call on Barrick Gold July 21 $BB Daily Bull ETF May 21 $MM • Put on Barrick Gold July 21 $BB • Put on BetaPro Canadian Gold Miners 2x • Call on Barrick Gold January 22 $BB Daily Bull ETF May 21 $MM • Put on Barrick Gold January 22 $BB • Call on BetaPro Canadian Gold Miners -2x • Call on BCE Inc. May 21 $CC Daily Bear ETF May 21 $NN • Put on BCE Inc. May 21 $CC • Put on BetaPro Canadian Gold Miners -2x Daily Bear ETF May 21 $NN • Call on BCE Inc. January 22 $CC • • Put on BCE Inc. January 22 $CC Call on iShares Cdn S&P 500 Index Fund June 21 $PP • Call on Enbridge Inc. April 21 $DD • Put on iShares Cdn S&P 500 Index Fund • Put on Enbridge Inc. April 21 $DD June 21 $PP • Call on Enbridge Inc. July 21 $DD • Call on iShares Cdn Russel 2000 Index ETF • Put on Enbridge Inc. July 21 $DD June 21 $ZZ • Call on Enbridge Inc. January 22 $DD • Put on iShares Cdn Russel 2000 Index ETF • Put on Enbridge Inc. January 22 $DD June 21 $ZZ • Call on iShares Cdn Large Cap 60 Index ETF • Call on Teck Resources Limited Class B May June 21 $EE 21 $QQ • Put on iShares Cdn Large Cap 60 Index ETF • Put on Teck Resources Limited Class B May June 21 $EE 21 $QQ • Call on iShares Cdn Large Cap 60 Index ETF • Call on Teck Resources Limited Class B Au- June 21 $FF gust 21 $QQ • Put on iShares Cdn Large Cap 60 Index ETF • Put on Teck Resources Limited Class B Au- June 21 $FF gust 21 $QQ • Call on iShares Cdn Large Cap 60 Index ETF • Call on Teck Resources Limited Class B Ja- June 21 $GG nuary 22 $QQ • Put on iShares Cdn Large Cap 60 Index ETF • Put on Teck Resources Limited Class B Ja- June 21 $GG nuary 22 $QQ

12 From February 15 to April 16 2021 Stock Market Simulation

• Call on Bank of Montreal April 21 $RR • Put on Bank of Montreal April 21 $RR Gold Sponsors • Call on Bank of Montreal July 21 $RR • Put on Bank of Montreal July 21 $RR • Call on Bank of Montreal January 22 $RR • Put on Bank of Montreal January 22 $RR • Call on Linamar Corporation April 21 $SS • Put on Linamar Corporation April 21 $SS • Call on Linamar Corporation July 21 $SS • Put on Linamar Corporation July 21 $SS • Call on CN June 21 $TT • Put on CN June 21 $TT • Call on CN January 22 $TT • Put on CN January 22 $TT • Call on Nutrien Ltd April 21 $UU • Put on Nutrien Ltd April 21 $UU • Call on Nutrien Ltd July 21 $UU • Put on Nutrien Ltd July 21 $UU • Call on Hydro One Ltd April 21 $VV • Put on Hydro One Ltd April 21 $VV Silver Sponsors • Call on Hydro One Ltd July 21 $VV • Put on Hydro One Ltd July 21 $VV

Bronze Sponsor

List of tradable securities 13 2021 BOURSTAD Challenge

14 From February 15 to April 16 2021