Teaching with Documents Social Education (), pp. - ©  National Council for the Social Studies Letter from President Millard Fillmore to the Emperor of The president’s letter opened a closed country to the West = Marvin Pinkert and Lee Ann Potter

IN 1852, COMMODORE MATTHEW C. PERRY OF THE U.S. NAVY sailed Perry’s arrival caused considerable alarm. The city of to Japan with instructions to deliver a letter from President Millard was very vulnerable because it depended greatly on sea supply for Fillmore to the Emperor. The letter eventually led to the 1854 Treaty its food. The “Black Ships” (the Japanese noted both the color of of Kanagawa and the opening of Japan to trade with Western nations. the hull and the columns of smoke pouring from the steamships) The State Department’s letter book copy of the letter is featured in represented an unexpected technological advance. The ships car- this article. (A letter book is a bound book containing copies of ried more armament than all of Edo’s coastal defenses, which had official letters.) been neglected during two centuries of peace. Moreover, the ships Since the early 1600s, Japan had maintained a policy of could use steam power to overcome wind and tide. or “closed country.” The Tokugawa Shogun’s government After delivering the letter, Perry left for and vowed had prohibited virtually all travel abroad and trade with foreign to return early the next spring for negotiations. nations (with the exception of a small Dutch enclave maintained on A few days after Perry left Japan, the Shogun became sick and the island of Deshima near ). The purpose of the policy died. His chief counselor took the unprecedented step of consulting was to put an end to what the Shogunate perceived as missionary with the regional lords on how to respond to the threat posed by interference and the potential corrupting influence of contact with the . With no responsibility for the result, many of the foreigners, especially Western “barbarians.” The full title of the lords used this opportunity to criticize the Shogunate for its failure Shogun means “barbarian-subduing general,” and the power to to expel the “barbarians.” The Shogunate’s embarrassment was a stop Westerners from violating Japan’s seclusion policy was seen contributing factor in the disintegration of its authority. as a measure of the Shogunate’s right to hold power. In January 1854, Perry heard that the Russians and the Conversely, by the 1850s, with the extension of the U.S. border French might have sent their own diplomats to Japan. So, he to the Pacific following the recent war with Mexico, policymakers, altered his timetable and risked a dangerous winter voyage back including President Fillmore and Secretary of State Daniel Webster, to Japan—this time with nine ships. He arrived in Japanese waters looked to Asia as the next logical expression of “manifest destiny.” in mid-February, and reached a compromise with Japanese officials European powers were already contending for control of Chinese to hastily build the Treaty House in the village of Kanagawa (today ports, and the United States did not wish to be excluded from this part of Yokohama) for the site of the negotiations. arena. Though trade with Japan was considered desirable, the drive Between March 8 and March 31, Perry negotiated with to open Japan focused specifically on two other issues. Japanese commissioners led by Prince Ido of Tsushima. One of As stated in the letter that was first drafted by Webster in May the challenges faced by negotiators on both sides was that neither 1851, the United States wanted Japan to provide safe haven for U.S. had a representative at the negotiating table who could speak the sailors from whaling fleets who became shipwrecked near Japan’s other’s language. Nor was there an existing Japanese-English dic- shores. And, the United States wanted Japan to allow American tionary that both could consult to translate from one language to steamships to be supplied with coal, provisions, and water in the other. Instead, all of the proposals between the two sides had Japanese ports. to be translated into one of the two languages for which they both That the letter was addressed to the Emperor rather than the had translators—Dutch and Chinese. Shogun reflected some ignorance on the part of the American The final Treaty of Kanagawa, signed on March 31, 1854, leaders. Real political power at this time rested with the Shogun’s was considered “unequal” in that it granted the United States advisors, not with the Emperor. Nonetheless, when Perry and his rights while giving no comparable rights to Japan. It did, however, squadron of four war ships entered Edo () Bay in early July reflect compromises on both sides. Perry asked for five coaling 1853, a senior court counselor ceremoniously accepted the letter. ports. Article II of the treaty provided for just two—both remote

Social Education M a r c h 2 0 0 4 134 135 from major population centers. Also, Perry wanted to establish Chronology of the Mission to “Open Japan” trade, but settled for supplies to be provided through the Japanese government. Even the absence of a Japanese signature on the ▷ 1844 The Dutch unsuccessfully seek relaxation of exclusion English, Dutch, and Chinese versions of the treaty was a concession laws and warn the Japanese of America’s future ambitions. to the Japanese negotiators who explained that their laws prohibited signing documents in foreign languages. ▷ 1846 Commodore James leads first official American But both sets of negotiators told their respective governments mission to open Japan but fails to be granted a meeting with that all their major goals had been achieved and that the compro- senior Japanese officials. mises were of little consequence. In early summer of 1854, the U.S. Senate ratified the treaty, President Franklin Pierce made an ▷ 1849 Captain James Glynn leads second American mission, official proclamation on June22, 1855, and U.S. Consul Townsend securing the release of captured American seamen, but no Harris became America’s first diplomatic representative to Japan agreement. in August 1856. Within two years the British, French, Russian, and Dutch ▷ June 10, 1851 Secretary of State Daniel Webster sends instruc- governments had concluded their own “unequal” treaties with tions to Commodore J. A. Aulick of the to Japan. The treaties fueled the efforts of regional lords to first ques- lead an expedition to Japan for purposes of securing a treaty to tion and later openly rebel against the . A new provide coaling ports, protect shipwrecked whalers, and estab- government installed under the Emperor Meiji in 1868 committed lish trade. itself to the modernization of Japan and the revision of the unequal terms of the treaties. ▷ January 22, 1852 Following Aulick’s personal scandal, Commodore Perry absolutely prohibited officers and men Commodore Matthew C. Perry reluctantly accepts command from sending home journals, notes, drawings, curiosities or speci- of the mission. He spends months briefing himself on Japan and mens from the voyage without permission or allowing their letters meticulously organizing the logistics of the voyage. to be given to the newspapers. The order reflected Perry’s previous experience with press criticism and his desire to control the flow of ▷ November 24, 1852 Perry sails out of Norfolk, Va., on the information about his sensitive diplomatic mission. While at least Mississippi bound for , by way of Madeira, St. Helena, two of his crew disobeyed this order, still much of what is known Cape Town, Mauritius, Sri Lanka, and Singapore. about the expedition comes from Perry’s own narrative and his per- sonal journals, all in the holdings of the National Archives. They ▷ April 6, 1853 Perry arrives in Hong Kong and is joined by other contain many illustrations and written observations of people and ships of the East India Squadron. customs. Perry brought two artists and a naturalist on the expedition for the purpose of gathering scientific and cultural data, making this ▷ July 8, 1853 Perry’s squadron of four “black ships” enters Edo a voyage of exploration as well as diplomacy. (Tokyo) Bay to deliver a letter to the Emperor requesting a The Japanese also made both written and visual records of treaty. the extraordinary events of 1853-54. The “Black Ship Scroll,” a thirty-foot-long set of hand-drawn illustrations, is an example of a ▷ July 17, 1853 Perry leaves for Hong Kong promising to return contemporary Japanese account. in the spring for negotiations.

Note: The document featured in this article comes from the records ▷ January 15, 1854 Hearing that the Russians and French may of the Department of State, Record Group 46, and is in the holdings already have missions on their way to Japan, Perry changes his of the National Archives. The original letter that was received by the timetable and risks a dangerous winter voyage back to Japan, this Emperor burned in a fire in Japan in1858 . The featured document time with nine ships. and ten other related documents, including all four originals of the Treaty of Kanagawa, will be on display at the National Archives in ▷ February 13, 1854 Perry arrives back in Japanese waters and Washington, D.C., March 27 through September 6, 2004. reaches a compromise with Japanese officials to hastily build the Treaty House in the village of Kanagawa (today part of Teaching Activities Yokohama) for the site of the negotiations. . Focus Activity Ask students to take an informal survey of items in their homes ▷ March 8–31, 1854 Perry negotiates with Japanese commis- that were made in Japan. Make a list of the items on the board, and sioners led by Prince Ido of Tsushima. ask students to broadly characterize the nature of U.S.-Japan trade relations based on the list. Share information from the background ▷ March 31, 1854 Treaty of Kanagawa is signed. essay with students about Japan’s trade policies prior to the 1854 Treaty of Kanagawa. Continued on page  Social Education M a r c h 2 0 0 4 134 135

M a r c h 2 0 0 4 141 . Document Analysis Suggested Readings Provide students with a copy of the featured document, and ask one Lu, David John. Japan: A Documentary History: The Dawn of student to read it aloud while the others follow along. Next, lead a History to the Late Tokugawa Period. Armonk, N.Y.: M.E.Sharpe, class discussion using the following questions: 2001. a. What kind of document is it? Perry, Matthew C. Narrative of the Expedition to the China Seas b. What is the date of the document? and Japan. New York: Dover Publishers, 2000. c. To whom was the letter addressed? From whom? d. What was the purpose of the letter? Children’s Books e. What was the tone of the letter? Blumberg, Rhoda. Commodore Perry in the Land of the Shogun. New York: HarperTrophy, 2003. . Small Group Activity Blumberg, Rhoda. Shipwrecked. New York: HarperTrophy, Inform students that Perry delivered the letter in July 1853 and 2001. returned to Japan in February 1854 to negotiate the Treaty of Kanagawa, which was signed on March 31, 1854. Divide students . Independent Writing into ten groups, and provide each group with a copy of the final Encourage students to consider the challenges faced by Perry and treaty (available online from Yale University’s Avalon Project at others in conducting diplomatic activities in the nineteenth century. www.yale.edu/lawweb/avalon/avalon.htm), and assign each group a Assign students to write a two-page essay explaining which chal- different article from the treaty. Ask student groups to summarize lenge they think was most significant—cultural differences, extended their article and report to the class. Ask students to compare what travel times, language barriers, travel difficulties (compounded by the United States wanted as described in the letter with what the distance), or other challenges—and identifying what they think is treaty provided. the greatest challenge today. Invite student volunteers to share their essays with the class. . Mapping Exercise Provide students with a copy of the timeline, the treaty, and a blank . Independent Research map of the world. Ask them to locate and label all of the countries, Invite student volunteers to conduct independent research on cities, and ports mentioned. Matthew C. Perry, Millard Fillmore, Daniel Webster, Franklin Pierce, Townsend Harris, or Prince Ido of Tsushima, highlight- . Group Research, Individual Activity, and Class Discussion ing their involvements in the opening of Japan. Ask students to Explain to students that most of what is known about the Perry consider how the opening of Japan may have been different had expedition comes from Perry’s own narrative, his personal journals, these individuals not been involved. Encourage students to share and the Japanese “Black Ship Scroll.” Assign half of the class to their findings and speculation with the class. conduct research on Perry’s narrative and journals and the other half to conduct research on the Black Ship Scroll using library and MARVIN PINKERT is the director of Museum Programs, and LEE ANN POTTER is the Internet resources. Ask each student who researched the journals to head of Education and Volunteer Programs at the National Archives and Records Administration, Washington, D.C. Potter serves as the editor for “Teaching With Docu- create three illustrations of the encounter as though they were Perry ments,” a regular department of SOCIAL EDUCATION. You may reproduce the documents or one of his crew. Ask each student who researched the scrolls to shown here in any quantity. create three illustrations of the encounter as though they were one of the Japanese who witnessed the events. Based on the illustrations, For more information, write, call, or e-mail the education staff at the National Archives, NWE, 700 Pennsylvania Ave., NW, Room G9, Washington, DC 20408; (202) 208- ask students to describe Perry’s mission. Lead a class discussion 1305; [email protected]. about how the Americans and the Japanese perceived one another and what the perceptions were based upon.

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