Addressing Human Health in Environmental Impact Assessment As Per EU Directive 2011/92/EU Amended by 2014/52/EU CONSULTATION DRAFT November 2019
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Addressing Human Health in Environmental Impact Assessment As per EU Directive 2011/92/EU amended by 2014/52/EU CONSULTATION DRAFT November 2019 DRAFT Contributors (in alphabetical order) Name Organisation Cave, Ben IAIA/EUPHA Claßen, Thomas EUPHA Fischer-Bonde, Brigitte IAIA Humboldt-Dachroeden, Sarah IAIA Martín-Olmedo, Piedad EUPHA Martuzzi, Marco WHO Regional Office for Europe Mekel, Odile EUPHA Nowacki, Julia WHO Regional Office for Europe Pyper, Ryngan IAIA Silva, Filipe IAIA Viliani, Francesca IAIA Xiao, Yina IAIA DRAFT Contents 1 Introduction ................................................................................................................................ 1 2 Key concepts ............................................................................................................................... 4 3 Environmental impact assessment ............................................................................................. 7 4 Principles for human health in environmental impact assessment .........................................14 5 Screening ..................................................................................................................................16 6 Scoping .....................................................................................................................................21 7 EIA report – assessment ...........................................................................................................28 8 Consultation – stakeholder engagement .................................................................................37 9 Monitoring ................................................................................................................................40 10 Expertise for conducting a health assessment within EIA ........................................................42 11 References ................................................................................................................................44 12 Appendices ...............................................................................................................................48 Appendix A: Scoping health as an EIA topic ........................................................................49 Appendix B: Multi-criteria analysis example of considerations for health sensitivity, magnitude and significance in EIA ..................................................................52 Appendix C: Screening checklist ..........................................................................................58 Appendix D: Scoping checklist .............................................................................................64 Appendix E: Assessment checklist .......................................................................................86 Appendix F: Consultation checklist .....................................................................................91 Appendix G: Monitoring checklist ........................................................................................92 DRAFT iii | Page List of figures Figure 1: Strategies to combat environment related disease ........................................................... 2 Figure 2: Environmental assessment of policies, plans, programmes and projects .......................... 7 Figure 3: The Environmental Impact Assessment process as set out in the EIA Directive ................ 8 Figure 4: The EIA process and entry points for health professionals ................................................ 9 Figure 5: Text of Article 3 in the amended EIA Directive 2014/52 EU .............................................10 Figure 6: The determinants of health and wellbeing in our neighbourhoods .................................11 Figure 7: Participatory rights ...........................................................................................................19 Figure 8: Scoping health as an EIA topic chapter .............................................................................26 Figure 8 Example of considerations during the scoping of health effects in EIA ...........................49 Figure 10: Multi-criteria analysis example of considerations for health sensitivity, magnitude and significance in EIA .............................................................................................................53 List of tables Table 1: Key concepts for health in EIA ............................................................................................ 4 Table 2: Categories and examples of the broader environmental and social determinants of health and wellbeing ........................................................................................................22 Table 3: Scrutinising the judgement on health significance in EIA .................................................33 Table C-1: Screening checklist ............................................................................................................58 Table C-2: Screening questions ..........................................................................................................62 Table D-1: Scoping checklist ...............................................................................................................64 Table D-2: Scoping questions .............................................................................................................84 Table E-1: Assessment checklist: description of the likely significant effects of the project ............86 Table F-1: Assessment checklist: refernces to consultation ..............................................................91 Table G-1: Assessment checklist:DRAFT description of monitoring measures ............................................92 iv | Page IAIA is the International Association for Impact Assessment, the leading global network on best practice in the use of impact assessment for informed decision making regarding policies, programs, plans and projects. For more information see www.iaia.org/index.php The European Public Health Association, or EUPHA in short, is an umbrella organisation for public health associations and institutes in Europe. For more information see https://eupha.org/index.php DRAFT v | Page DRAFT vi | Page 1 Introduction 1.1 Background 1.1.1 The response to social, environmental and economic determinants of health requires multisectoral approaches. The range of determinants that act on people’s health, such as socioeconomic status, gender and other environmental and social determinants, means that multisectoral action is central to the Sustainable Development Goals (SDGs), set by the United Nations General Assembly in 2015 (1), and in achieving the triple billion goal of the World Health Organization (WHO) aiming to ensure that by 2023 one billion more people benefit from universal health coverage (UHC), one billion more people have better protection from health emergencies; and one billion more people enjoy better health and well-being. 1.1.2 One of the disciplines supporting multisectoral action is the enhanced assessment of health impacts in environmental assessments such as environmental impact assessments (EIA) and strategic environmental assessment (SEA). A task WHO supports since the first Ministerial Conference on Environment and Health, Frankfurt 1989 (2) and through diverse Resolutions of the World Health Assembly. 1.1.3 EIA is governed in the European Union by EIA Directive 2011/92/EU (3), as amended by 2014/52/EU (4) (hereafter the ‘EIA Directive’). Article 3 of the amended EIA Directive names human health among the topics to be addressed when conducting an EIA. The amended EIA Directive also includes issues that are relevant to human health, for example, climate change and vulnerability (exposure and resilience) to major accidents and/or disasters. 1.1.4 These amendments are relevant not only for European Members States but beyond EU borders through, for example, the policies of the European Investment Bank (5) and the European Bank of Reconstruction and Development (6). 1.1.5 The EIA Directive identifies various actors, including the Developer bringing forward the project application and the Competent Authority responsible for performing the duties arising from the EIA Directive. The societal response to protecting and improving health and moving towards sustainability requires partnerships between multiple sectors and collaborative and integrated approaches for action. 1.2 Aim of this paper 1.2.1 This paper aims to provideDRAFT principles and good practice for appropriately addressing health in EIA for the health sector and all sectors and actors involved in the EIA process. 1.2.2 This paper seeks to contribute towards consistent coverage of human health within an EIA. This is of interest to practitioners conducting EIA, Developers and to the authorities requested to express their opinion on the information supplied in an EIA report. 1.2.3 It seeks to complement guidance, for example the guides for Andalucía and for Wales (7,8) and it builds on previous joint action between the International Association for Impact Assessment (IAIA), the European Public Health Association (EUPHA), and the WHO Regional Office for Europe (9). 1.2.4 This paper contributes to the strategies to combat environment related disease and to WHO actions as set out by WHO (see Figure 1). 1 | Page Figure 1: Strategies to combat environment related disease DRAFT From the World Health Organization (10) Preparing this paper 1.2.5 In