EUROPEAN COMMISSION Brussels, 14.9.2016 SWD(2016) 301 Final
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EUROPEAN COMMISSION Brussels, 14.9.2016 SWD(2016) 301 final PART 1/3 COMMISSION STAFF WORKING DOCUMENT IMPACT ASSESSMENT on the modernisation of EU copyright rules Accompanying the document Proposal for a Directive of the European Parliament and of the Council on copyright in the Digital Single Market and Proposal for a Regulation of the European Parliament and of the Council laying down rules on the exercise of copyright and related rights applicable to certain online transmissions of broadcasting organisations and retransmissions of television and radio programmes {COM(2016) 593} {COM(2016) 594} {SWD(2016) 302} EN EN 1. INTRODUCTION ...................................................................................................... 6 1.1. EU COPYRIGHT RULES ................................................................................................. 6 1.2. POLICY CONTEXT ........................................................................................................ 7 2. OBJECTIVES AND SCOPE OF THE INITIATIVE ............................................. 9 2.1. OBJECTIVES ................................................................................................................. 9 2.2. SCOPE ........................................................................................................................... 9 3. ENSURING WIDER ACCESS TO CONTENT ................................................... 10 3.1. INTRODUCTION .......................................................................................................... 10 3.1.1. Background ................................................................................................................ 10 3.1.2. Why should the EU act? ............................................................................................. 12 3.1.3. What should be achieved? .......................................................................................... 13 3.1.4. Methodology .............................................................................................................. 14 3.2. ONLINE TRANSMISSIONS AND RETRANSMISSIONS OF TV/ RADIO PROGRAMMES ..... 18 3.2.1. Background data on the TV and radio sector ............................................................. 18 3.2.2. Online transmissions of broadcasting organisations .................................................. 20 3.2.3. Digital retransmissions of TV and radio programmes ............................................... 39 3.3. ACCESS TO AND AVAILABILITY OF EU AUDIOVISUAL WORKS ON VOD PLATFORMS .................................................................................................................................... 52 3.3.1. What is the problem and why is it a problem? ........................................................... 52 3.3.2. What are the various options to achieve the objectives? ............................................ 55 3.3.3. What are the impacts of the different policy options and who will be affected? ....... 57 3.3.4. How do the options compare? .................................................................................... 64 3.4. OUT -OF -COMMERCE WORKS IN THE COLLECTIONS OF CULTURAL HERITAGE INSTITUTIONS ............................................................................................................. 65 3.4.1. What is the problem and why is it a problem? ........................................................... 65 3.4.2. What are the various options to achieve the objectives? ............................................ 69 3.4.3. What are the impacts of the different policy options and who will be affected? ....... 72 3.4.4. How do the options compare? .................................................................................... 78 4. ADAPTING EXCEPTIONS TO DIGITAL AND CROSS-BORDER ENVIRONMENT ..................................................................................................... 80 4.1. INTRODUCTION .......................................................................................................... 80 4.1.1. Background ................................................................................................................ 80 2 4.1.2. Why should the EU act? ............................................................................................. 81 4.1.3. What should be achieved? .......................................................................................... 82 4.1.4. Methodology .............................................................................................................. 82 4.2. USE OF PROTECTED CONTENT IN DIGITAL AND CROSS -BORDER TEACHING ACTIVITIES ................................................................................................................. 87 4.2.1. What is the problem and why is it a problem? ........................................................... 87 4.2.2. What are the various options to achieve the objectives? ............................................ 90 4.2.3. What are the impacts of the different policy options and who will be affected? ....... 93 4.2.4. How do the options compare? .................................................................................. 102 4.3. TEXT AND DATA MINING .......................................................................................... 104 4.3.1. What is the problem and why is it a problem? ......................................................... 104 4.3.2. What are the various options to achieve the objectives? .......................................... 107 4.3.3. What are the impacts of the different policy options and who will be affected? ..... 110 4.3.1. How do the options compare? .................................................................................. 118 4.4. PRESERVATION OF CULTURAL HERITAGE .............................................................. 120 4.4.1. What is the problem and why is it a problem? ......................................................... 120 4.4.2. What are the various options to achieve the objectives? .......................................... 123 4.4.3. What are the impacts of the different policy options and who will be affected? ..... 125 4.4.4. How do the options compare? .................................................................................. 129 5. ACHIEVING A WELL-FUNCTIONING MARKET PLACE FOR COPYRIGHT ......................................................................................................... 132 5.1. INTRODUCTION ........................................................................................................ 132 5.1.1. Background .............................................................................................................. 132 5.1.2. Why should the EU act? ........................................................................................... 132 5.1.3. What should be achieved? ........................................................................................ 134 5.1.4. Methodology ............................................................................................................ 134 5.2. USE OF PROTECTED CONTENT BY ONLINE SERVICES STORING AND GIVING ACCESS TO USER UPLOADED CONTENT ................................................................................. 137 5.2.1. What is the problem and why is it a problem? ......................................................... 137 5.2.2. What are the various options to achieve the objectives? .......................................... 144 5.2.3. What are the impacts of the different policy options and who will be affected? ..... 147 5.2.4. How do the options compare? .................................................................................. 154 3 5.3. RIGHTS IN PUBLICATIONS ........................................................................................ 155 5.3.1. What is the problem and why is it a problem? ......................................................... 155 5.3.2. What are the various options to achieve the objectives? .......................................... 161 5.3.3. What are the impacts of the different policy options and who will be affected? ..... 163 5.3.4. How do the options compare? .................................................................................. 172 5.4. FAIR REMUNERATION IN CONTRACTS OF AUTHORS AND PERFORMERS ................. 173 5.4.1. What is the problem and why is it a problem? ......................................................... 173 5.4.2. What are the various options to achieve the objectives? .......................................... 177 5.4.3. What are the impacts of the different policy options and who will be affected? ..... 181 5.4.4. How do the options compare? .................................................................................. 189 6. OVERALL CONCLUSIONS ................................................................................ 192 6.1. SUMMARY OF PREFERRED OPTIONS ........................................................................ 192 6.2. ANALYSIS OF THE COMBINED APPLICATION OF THE PREFERRED OPTIONS ........... 193 6.2.1. Impact on stakeholders ............................................................................................. 193 6.2.2. Subsidiarity and proportionality ............................................................................... 194 6.2.3. Choice of instrument ................................................................................................ 195 6.3. MONITORING