21.12.2010 EN Official Journal of the C 348/9

NOTICES FROM MEMBER STATES

Annotated presentation of regulated markets and national provisions implementing relevant requirements of MIFID (Directive 2004/39/EC of the European Parliament and of the Council) (2010/C 348/09)

Article 47 of the Markets in Financial Instruments Directive (Directive 2004/39/EC, OJ L 145, 30.4.2004) authorises each Member State to confer the status of ‘regulated market’ on those markets constituted on its territory and which comply with its regulations.

Article 4, paragraph 1, point 14 of Directive 2004/39/EC defines a ‘regulated market’ as a multilateral system operated and/or managed by a market operator, which brings together or facilitates the bringing together of multiple third-party buying and selling interests in financial instruments — in the system and in accordance with its non-discretionary rules — in a way that results in a contract, in respect of the financial instruments admitted to trading under its rules and/or systems, and which is authorized and functions regularly and in accordance with the provisions of Title III of Directive 2004/39/EC.

Article 47 of Directive 2004/39/EC requires that each Member State maintains an updated list of regulated markets authorised by it. This information should be communicated to other Member States and the European Commission. Under the same article (article 47 of Directive 2004/39/EC), the Commission is required to publish a list of regulated markets, notified to it, on a yearly basis in the Official Journal of the European Union. The present list has been compiled pursuant to this requirement.

The attached list indicates the title of the individual markets which are recognised by national competent authorities as complying with the definition of ‘regulated market’. In addition, it indicates the entity responsible for managing these markets and the competent authority responsible for issuing or approving the rules of the market.

As a result of reduced entry barriers and specialisation in trading segments, the list of ‘regulated markets’ is subject to greater turnover than under the Investment Services Directive 93/22/EEC. Article 47 of the Markets in Financial Instruments Directive also requires the European Commission to publish the list of regulated markets on its website and to update it regularly. Consequently, the European Commission will, in addition to yearly publication of a list in the OJ, maintain an updated version of this list on its official website (http://ec.europa.eu/internal_market/securities/isd/mifid_en.htm). This list will be updated regularly on the basis of information communicated by national authorities. The latter are called upon to continue to advise the Commission of any additions to or deletions from the list of regulated markets for which it is the home Member State.

Competent authority for designation and oversight of Country Title of Reg. Market Operating entity market

Austria 1. Amtlicher Handel (official market) 1.-2. Wiener Börse AG 1.-2. Finanzmarktaufsichtsbehörde (FMA — Financial Markets Authority) 2. Geregelter Freiverkehr (semi-official market)

Belgium 1. (a) Le marché « Brussels»/De 1. Euronext Brussels SA/NV. 1. (a) Reconnaissance: Ministre des Finances «Euronext Brussels» markt, sur avis de la Commission bancaire, financière et des assurances (CBFA). (b) Le marché des instruments dérivés d'Euronext Brussels/De markt voor Erkenning: Minister van Financiën op afgeleide producten van Euronext advies van de Commissie voor het Brussels. Bank-, Financie- en Assurantiewezen (CBFA) (b) Surveillance: CBFA. Toezicht: CBFA C 348/10 EN Official Journal of the European Union 21.12.2010

Competent authority for designation and oversight of Country Title of Reg. Market Operating entity market

2. Le marché réglementé hors bourse 2. Fonds des rentes/Rentenfonds 2. (a) Reconnaissance: Législateur (art. 144, §2 des obligations linéaires, des titres de la loi du 2.8.2002). scindés et des certificats de Erkenning: Regelgever (art. 144, §2 van trésorerie/De gereglementeerde de wet van 2.8.2002). buitenbeursmarkt van de lineaire (b) Surveillance: Comité du Fonds des obligaties, de gesplitste effecten en rentes, pour compte de la CBFA. de schatkistcertificaten. Toezicht: Comité van het Rentenfonds, voor rekening van de CBFA

Bulgaria 1. Официален пазар (official market) Българска Фондова Борса — София Комисия за финансов надзор (Financial Super­ 2. Неофициален пазар (unofficial market) АД (Bulgarian — vision Commission) Sofia JSCo)

Cyprus Stock Exchange 1.-7. Cyprus Stock Exchange 1.-7. Cyprus Securities and Exchange 1. Main market Commission 2. Parallel market 3. Alternative market 4. Bond market 5. Investment Companies markets 6. Large Project Market 7. Ocean-going shipping market

Czech 1. Main Market (Hlavní trh) 1.-2. Prague Stock Exchange (Burza 1.-5. Czech National Bank Republic cenných papírů Praha, a.s.) 2. Free Market (Volný trh)

3. Official Market 3. RM-SYSTEM, Czech stock exchange (RM-SYSTÉM, česká burza cenných papírů a.s.)

4. Futures Market 4.-5. Prague Energy Exchange (Energetická burza Praha) 5. Spot Market

Denmark 1. NASDAQ OMX Copenhagen A/S 1. Copenhagen Stock Exchange AS Finanstilsynet (Danish financial supervisory — Equity market; authority) — Bond market; — Derivatives market

2. Dansk Autoriseret Markedsplads A/S 2. Danish Authorised Market Place (Danish Authorised Market Place Ltd. AS (DAMP) (DAMP)) (authorised market place = regular trade in securities admitted for trading but not listed on stock exchange)

Estonia 1. Väärtpaberibörs (Stock Exchange) NASDAQ OMX AS (NASDAQ Finantsinspektsioon (Estonian Financial Super­ — Põhinimekiri (Main list) OMX Tallinn Ltd.) vision Authority) — Võlakirjade nimekiri (Bond list) — Fondiosakute nimekri (Fund list)

2. Reguleeritud turg (Regulated Market) — Lisanimekiri (Secondary List)

Finland Arvopaperipörssi (Stock Exchange); NASDAQ OMX Oy Designation: Ministry of Finance. — Pörssilista (Official list); (NASDAQ OMX Helsinki Ltd.) Oversight: — Pre-lista (Pre List); — Approval of rules: Ministry of Finance; — Muut arvopaperit -lista (Other — Supervision of compliance: Finanssiv­ Securities List) alvonta, Finnish Financial Supervisory Authority 21.12.2010 EN Official Journal of the European Union C 348/11

Competent authority for designation and oversight of Country Title of Reg. Market Operating entity market

France 1. Euronext Paris (1.-3.) Proposition de l’Autorité des marchés financiers 2. MATIF (AMF). 3. MONEP Reconnaissance par le ministre chargé de l’économie (cf. article L.421-1 du code monétaire et financier).

Germany Börsenaufsichtsbehörden der Länder (stock exchange supervisory authorities of the federal states) and the Bundesanstalt für Finanzdien­ stleistungsaufsicht (BaFin).

State authorities:

1. Börse (Regulierter Markt; Berlin 1. Börse Berlin AG. 1.&2. Senatsverwaltung für Wirtschaft, Tech­ Second Regulated Market) nologie und Frauen, Berlin

2. Tradegate Exchange (Regulierter Markt) 2. Tradegate Exchange GmbH

3. Börse Düsseldorf (Regulierter Markt) 3. Börse Düsseldorf AG. 3. Finanzministerium des Landes Nordrhein-Westfalen, Düsseldorf

4. Frankfurter Wertpapierbörse (Regulierter 4. Deutsche Börse AG 4.&5. Hessisches Ministerium für Wirtschaft, Markt); Verkehr und Landesentwicklung, Wiesbaden 5. Eurex Deutschland 5. Eurex Frankfurt AG

6. Hanseatische Wertpapierbörse Hamburg 6. BÖAG Börsen AG 6. Freie und Hansestadt Hamburg, Behörde (Regulierter Markt) für Wirtschaft und Arbeit

7. Niedersächsische Börse zu Hannover 7. BÖAG Börsen AG 7. Niedersächsisches Ministerium für (Regulierter Markt) Wirtschaft, Arbeit und Verkehr, Hannover

8. Börse München (Regulierter Markt) 8. Bayerische Börse AG 8. Bayerisches Staatsministerium für Wirtschaft, Infrastruktur, Verkehr und Technologie, München

9. Baden-Württembergische Wertpa­ 9. Börse-Stuttgart AG 9. Wirtschaftsministerium Baden-Würt­ pierbörse (Regulierter Markt) temberg, Stuttgart

10. 10. European Energy Exchange AG, 10. Sächsisches Staatsministerium für Wirtschaft und Arbeit, Dresden

Greece 1. 1. Athens Exchange 1. Hellenic Capital Market Commission — Securities Market (HCMC) — Derivatives Market

2. Electronic Secondary Securities Market 2. Bank of Greece 2. Hellenic Capital Market Commission (HDAT-Debt Instruments’ Market) (HCMC)

Hungary Budapesti Értéktőzsde Zrt. (Budapest Stock Budapesti Értéktőzsde Zrt. (Budapest Pénzügyi Szervezetek Állami Felügyelete Exchange) Stock Exchange) (Hungarian Financial Supervisory Authority) — Részvényszekció (Equities Section) — Hitelpapír szekció (Debt Securities Section) — Származékos szekció (Derivatives Section) — Áru szekció (Commodities Section) — Szabadpiaci szekció (Free Section)

Ireland Main Securities Market of the Irish Stock Irish Stock Exchange Ltd. The Central Bank of Ireland authorises Exchange ‘regulated markets’ and (excluding listing conditions) supervises compliance with MiFID requirements by the Market Operator. C 348/12 EN Official Journal of the European Union 21.12.2010

Competent authority for designation and oversight of Country Title of Reg. Market Operating entity market

Italy 1. Electronic Share Market (MTA) 1.-6. Borsa Italiana SpA Consob authorises companies which manage markets and approve their by-laws and regu­ 2. Electronic Bond Market (MOT) lations. 3. Electronic Open-end Funds and ETCs For wholesale markets for Government Market (ETF-Plus) securities, the operating company is authorised 4. Electronic Securitised Derivatives Market by the Ministry of Economy and Finance (SeDeX) having regard to the opinion of Consob and Banca d’Italia. 5. Market for Investment Vehicles (MIV) 6. Italian Derivatives Market for the trading of the Financial Instruments referred to in Articles 1(2)(f) and 1(2)(i) of the Consolidated Law on Finance (IDEM)

7. Wholesale Italian and Foreign 7.-9. Società per il Mercato dei Titoli Government Bond Market (MTS) di Stato — MTS SpA 8. Wholesale Trading in Non-Government Bonds and Securities Issued by Inter­ national Organisations with Government Participation (MTS Corporate) 9. Wholesale Online Trading in Government Bonds (BondVision)

Latvia NASDAQ OMX Riga: JSC NASDAQ OMX Riga Finanšu un kapitāla tirgus komisija (Financial and Capital Market Commission) — Main list; — Debt list; — Secondary list; — Funds list.

Lithuania Nasdaq OMX Vilnius: Nasdaq OMX Vilnius Lithuanian Securities Commission — The Main List of the Nasdaq OMX Vilnius — The Secondary list of the Nasdaq OMX Vilnius — The Debt Securities List of the Nasdaq OMX Vilnius — The Funds List of the Nasdaq OMX Vilnius

Luxembourg Bourse de Société de la Bourse de Luxembourg Commission de surveillance du Secteur S.A. Financier

Malta Malta Stock Exchange Malta Financial Services Authority

Netherlands 1. (a) Cash Market: 1. NYSE Euronext (International) 1.-3. License by the Minister of Finance after BV, NYSE Euronext (Holding) advice from the Authority — Euronext Amsterdam BV, Euronext NV, Euronext for the Financial Markets (b) Euronext Amsterdam Derivatives (Holdings) NV en Euronext Supervision by the Netherlands Authority Market Amsterdam NV for the Financial Markets and The Dutch Ministry of Finance. 2. Endex 2. ENDEX European Energy Derivatives Exchange N.V.

Poland 1. Rynek podstawowy (Main Market) 1.&2. Gielda Papierów Wartoś­ 1.-3. Komisja Nadzoru Finansowego (Financial ciowych w Warszawie S.A. Supervisory Commission) 2. Rynek równolegly (Parallel Market) ()

3. Regulowany Rynek Pozagiełdowy (OTC) 3. BondSpot S.A. 21.12.2010 EN Official Journal of the European Union C 348/13

Competent authority for designation and oversight of Country Title of Reg. Market Operating entity market

Portugal 1. Eurolist by (Official 1.-2. Euronext Lisbon — Sociedade Finance Ministry authorises markets by Listing Market) Gestora de Mercados Regulam­ proposal from the Comissão do Mercado de entados, S.A. Valores Mobiliários (CMVM, responsible for 2. Mercado de Futuros e Opções (Futures market regulation and supervision). and Options Market)

3. MEDIP — Mercado Especial de Dívida 3. MTS Portugal — Sociedade Pública (Special Market for Public Debt) Gestora do Mercado Especial de Dívida Pública, SGMR, S.A.

4. MIBEL — Mercado Regulamentado de 4. OMIP — Operador do Mercado Derivados do MIBEL (Energy Market) Ibérico de Energia (Pólo Português), Sociedade Gestora de Mercado Regulamentado, SA (OMIP).

Romania 1. Piața reglementată (Spot Regulated 1.&2. S.C. Bursa de Valori București 1.-4. Comisia Națională a Valorilor Mobiliare Market – BVB) S.A. ( (Romanian National Securities S.A.) Commission) 2. Piața reglementată la termen (Derivatives Regulated Market – BVB)

3. Piața reglementată – (Derivatives 3.&4. S.C. Bursa Monetar Financiară Regulated Market – BMFMS) și de Mărfuri S.A. Sibiu (Monetary-Financial and 4. Piața reglementată la vedere (Spot Commodities Exchange S.A. Regulated Market – BMFMS) Sibiu)

Slovak 1. Market of Listed Securities Bratislava Stock Exchange National Bank of Slovakia Republic — Main Listed market — Parallel Listed Market 2. Regulated Free Market

Slovenia official market Ljubljana Stock Exchange (Ljubljanska Securities Markets Agency (Agencija za trg (Borzni trg) borza) vrednostnih papirjev)

Spain A. Bolsas de Valores (all comprise first, and CNMV (Comisión Nacional del Mercado de second market segments) Valores) Banco de España responsible for market for 1. Bolsa de Valores de Barcelona; A1. Sociedad Rectora de la Bolsa de public debt. Valores de Barcelona S.A.

2. Bolsa de Valores de Bilbao; A2. Soc. Rectora de la Bolsa de Valores de Bilbao S.A.

3. Bolsa de Valores de Madrid; A3. Soc. Rectora de la Bolsa de Valores de Madrid S.A.

4. Bolsa de valores de Valencia. A4. Soc. Rectora de la Bolsa de Valores de Valencia. S.A.

B. Mercados oficiales de Productos Finan­ cieros Derivados

1. MEFF Renta Fija; B1. Soc. Rectora de Productos Financieros Derivados de RENTA Fija S.A. C 348/14 EN Official Journal of the European Union 21.12.2010

Competent authority for designation and oversight of Country Title of Reg. Market Operating entity market

2. MEFF Renta Variable. B2. Soc. Rectora de Productos Financieros Derivados de Renta Variable S.A.

C. Mercado MFAO de Futuros del Aceite de C. (MFAO) Sociedad rectora del Oliva Mercado de Futuros del Aceite de Oliva, S.A.

D. AIAF Mercado de Renta Fija D. AIAF Mercado de Renta Fija

E. Mercados de Deuda Pública en Anota­ E. Banco de España ciones

Sweden 1. Nasdaq OMX AB 1. Nasdaq OMX Stockholm AB Finansinspektionen (Financial Supervisory Authority) — regulated market for shares and financial instruments equivalent to shares — regulated market for derivatives — regulated market for bonds and financial instruments equivalent to bonds

2. Nordic Growth Market NGM AB 2. Nordic Growth Market NGM AB — regulated market for shares and other equities — regulated market for other financial instruments

United 1. EDX 1. EDX London Limited 1.-6. Financial Services Authority. Kingdom

2. PLUS-Markets Group—PLUS-listed 2. PLUS Markets plc Market

3. The London International Financial 3. LIFFE Administration and Futures and Options Exchanges (LIFFE) Management

4. The London Metal Exchange 4. The London Metal Exchange Limited

5. Intercontinental Exchange — ICE Futures 5. ICE Futures Europe Europe

6. — Regulated 6. London Stock Exchange plc Market

Iceland OMX Nordic Exchange á Islandi (regulated OMX Nordic Exchange Fjármálaeftirlitið (Financial Supervisory market) Authority)

Liechtenstein N.A. N.A. N.A.

Norway 1. Stock Exchange (official listing) 1. Oslo Børs ASA Finanstilsynet (Financial Supervisory Authority of ) — Equity Market — Derivatives Market (financial) — Bonds Market 21.12.2010 EN Official Journal of the European Union C 348/15

Competent authority for designation and oversight of Country Title of Reg. Market Operating entity market

2. Oslo Axess 2. Oslo Børs ASA — Equity Market

3. Nord Pool (official listing) 3. Nord Pool ASA — Derivatives Market (commodity)

4. Imarex 4. Imarex ASA — Derivatives Market (commodity)

5. Fish Pool 5. Fish Pool ASA — Derivatives Market (commodity)