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Vice President, Publisher: Tim Moore Associate Publisher and Director of Marketing: Amy Neidlinger Acquisitions Editor: Kirk Jensen Editorial Assistant: Pamela Boland Operations Manager: Gina Kanouse Senior Marketing Manager: Julie Phifer Publicity Manager: Laura Czaja Assistant Marketing Manager: Megan Colvin Cover Designer: Managing Editor: Kristy Hart Project Editor: Betsy Harris Copy Editor: Krista Hansing Editorial Services, Inc. Proofreader: Kathy Ruiz Senior Indexer: Cheryl Lenser Compositor: Jake McFarland Manufacturing Buyer: Dan Uhrig © 2010 by Pearson Education, Inc. Publishing as FT Press Science Upper Saddle River, New Jersey 07458 FT Press offers excellent discounts on this book when ordered in quantity for bulk purchases or special sales. For more information, please contact U.S. Corporate and Government Sales, 1-800-382-3419, [email protected]. For sales outside the U.S., please contact International Sales at [email protected]. Company and product names mentioned herein are the trademarks or registered trademarks of their respective owners. All rights reserved. No part of this book may be reproduced, in any form or by any means, without permission in writing from the publisher. Printed in the United States of America First Printing April 2010 ISBN-10: 0-13-705509-9 ISBN-13: 978-0-13-705509-8 Pearson Education LTD. Pearson Education Australia PTY, Limited Pearson Education Singapore, Pte. Ltd. Pearson Education North Asia, Ltd. Pearson Education Canada, Ltd. Pearson Educación de Mexico, S.A. de C.V. Pearson Education—Japan Pearson Education Malaysia, Pte. Ltd. Preface This book is about the ongoing effort to understand how brains work. Given the way events determine what any scientist does and thinks, an account of this sort must inevitably be personal (and, to a greater or lesser degree, biased). What follows is a narrative about the ideas that have seemed to me especially pertinent to this hard problem over the last 50 years. And although this book is about brains as such, it is also about individuals who, from my perspective, have significantly influ- enced how neuroscientists think about brains. The ambiguity of the title is intentional. The idiosyncrasies of my own trajectory notwithstanding, the story reflects what I take to be the experience of many neuroscientists in my generation. Thomas Kuhn, the philosopher of science, famously distin- guished the pursuit of what he called “normal science” from the more substantial course corrections that occur periodically. In normal science, Kuhn argued, scientists proceed by filling in details within a broadly agreed-upon scheme about how some aspect of nature works. At some point, however, the scheme begins to show flaws. When the flaws can no longer be patched over, the interested parties begin to consider other ways of looking at the problem. This seems to me an apt description of what has been happening in brain science over the last couple decades; in Kuhn’s terms, this might be thought of as a period of grappling with an incipient paradigm shift. Whether this turns out to be so is for future his- torians of science to decide, but there is not much doubt that those of us interested in the brain and how it works have been struggling with the conventional wisdom of the mid- to late twentieth century. We are look- ing hard for a better conception of what brains are trying to do and how they do it. I was lucky enough to have arrived as a student at Harvard Medical School in 1960, when the first department of neurobiology in the United States was beginning to take shape. Although I had no way of knowing then, this contingent of neuroscientists, their mentors, the colleagues they interacted with, and their intellectual progeny provided much of the driving force for the rapid advance of neuroscience over this period and for many of the key ideas about the brain that are now being questioned. viii brains My interactions with these people as a neophyte physician convinced me that trying to understand what makes us tick by studying the nervous sys- tem was a better intellectual fit than pursuing clinical medicine. Like every other neuroscientist of my era, I set out learning the established facts in neuroscience, getting to know the major figures in the field, and eventually extending an understanding of the nervous system in modest ways within the accepted framework. Of course, all this is essential to getting a job, winning financial support, publishing papers, and attaining some standing in the community. But as time went by, the ideas and the- ories I was taught about how brains work began to seem less coherent, leading me and others to begin exploring alternatives. Although I have written the book for a general audience, it is nonetheless a serious treatment of a complex subject, and getting the gist of it entails some work. The justification for making the effort is that what neuroscientists eventually conclude about how brains work will determine how we humans understand ourselves. The questions being asked—and the answers that are gradually emerging—should be of interest to anyone inclined to think about our place in the natural order of things. Dale Purves Durham, NC July 2009 7 The visual system: Hubel and Wiesel redux I don’t think many neuroscientists would dispute the statement that the work David Hubel and Torsten Wiesel began in the late 1950s and continued for the next 25 years provided the greatest single influ- ence on the ways neuroscientists thought about and prosecuted stud- ies of the brain during much of the second half of the twentieth century. Certainly, what they were doing had never been very far from my own thinking, even while working on the formation and maintenance of synaptic connections in the peripheral nervous sys- tem. To explain the impact of their work and to set the stage for understanding the issues discussed in the remaining chapters, I need to fill in more information about the visual system, what Hubel and Wiesel actually did, and how they interpreted it. Presumably because we humans depend so heavily on vision, this sensory modality has for centuries been a focus of interest for natural philosophers and, in the modern era, neuroscientists and psycholo- gists. By the time Hubel and Wiesel got into the game in the 1950s, a great deal was already known about the anatomy of the system and about the way light interacts with receptor cells in the retina to initi- ate the action potentials that travel centrally from retina to cortex, ultimately leading to what we see. The so-called primary visual path- way (Figure 7.1) begins with the two types of retinal receptors, rods and cones, and their transduction of light energy. The visual processing that rods initiate is primarily concerned with seeing at very low light levels, whereas cones respond only to greater light intensities and are responsible for the detail and color qualities that we normally think of as defining visual perception. 105 106 brains Optic Optic nerve tract Optic chiasm Hypothalamus: circadian rhythm Dorsal lateral Edinger-Westphal nucleus: geniculate pupillary light reflex nucleus Optic radiation Superior colliculus orienting the movements of head and eyes Primary visual cortex Figure 7.1 The primary visual pathway carries information from the eye to the regions of the brain that determine what we see. The pathway entails the reti- nas, optic nerves, optic tracts, dorsal lateral geniculate nuclei in the thalamus, optic radiations, and primary (or striate) and adjacent secondary (or extrastri- ate) visual cortices in each occipital lobe at the back of the brain (see Figures 7.2 and 7.3). Other central pathways to targets in the brainstem (dotted lines) determine pupil diameter as a function of retinal light levels, organize and motivate eye movements, and influence circadian rhythms. (After Purves and Lotto, 2003) However, the primary visual pathway is anything but simple. Follow- ing the extensive neural processing that takes place among the five basic cell classes found in the retina, information arising from both rods and cones converges onto the retinal ganglion cells, the neurons chapter 7 • the visual system: Hubel and Wiesel redux 107 whose axons leave the retina in the optic nerve. The major targets of the retinal ganglion cells are the neurons in the dorsal lateral genicu- late nucleus of the thalamus, which project to the primary visual cor- tex (usually referred to as V1 or the striate cortex) (Figure 7.2). Calcarine sulcus Myelinated stria Medial surface Figure 7.2 Photomicrograph of a section of the human primary visual cortex, taken in the plane of the face (see Figure 7.1). The characteristic myelinated band, or stria, is why this region of cortex is referred to as the striate cortex (myelin is a fatty material that invests most axons in the brain and so stains darkly with reagents that dissolve in fat, such as the one used). The primary visual cortex occupies about 25 square centimeters (about a third of the sur- face area of a dollar bill) in each cerebral hemisphere; the overall area of the cortical surface for the two hemispheres together is about 0.8 square meters (or, as my colleague Len White likes to tell students, about the area of a medium pizza). Most of the primary visual cortex lies within a fissure on the medial surface of the occipital lobe called the calcarine sulcus, which is also shown in Figure 6.1B. The extrastiate cortex that carries out further process- ing of visual information is immediately adjacent (see Figure 7.3). (Courtesy of T. Andrews and D. Purves) Although the primary visual cortex (V1) is the nominal terminus of this pathway, many of the neurons there project to additional areas in the occipital, parietal, and temporal lobes (Figure 7.3).