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’ THOROUGHBRED BREEDING AND DEVELOPMENT FUND CORPORATION DEVELOPMENT BREEDING FUND AND THOROUGHBRED Members of theof Members StateNew York Legislature NYS Racing Commission NYS Racing Commission NYS Department of Agriculture & Markets

Jeffrey Cannizzo, Member John A. Tesiero,John Jr., ChairmanA. D.Harry Sn Joseph G. McMahon,Member Graziano,John Jr., MemberA William B. Wilmot, DVM, Member Howard Nolan, C. Member Jr., Edward F. Kelly, Member DIRECTORS JohnSabini, Chairman Darrel J. Aubertine, Commissioner

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By Tracy Egan

On the eve of the 40th anniversary of the establishment of the New York Thoroughbred Breeding and Development Fund Corporation by the State Legislature, it can be said that 2012 is the year the state’s Thoroughbred industry began its comeback.

• NY-breds win the most graded stakes ever • Racing opportunities abound • Revenue rises • Awards increase • New sires arrive • A thousand mares join the breeding population • Foal crop grows • Zweig Fund benefits

Now more than ever, NY-bred are a hot commodity, with nearly $40 million available in restricted purse money. Only Thoroughbreds registered by the Fund by virtue of meeting the residency and inspection requirements can be entered in NY- bred-only races conducted at race meets held by the New York Racing Association and Finger Lakes Casino and Racing. NY-breds can also run in any “open” races in the state and worldwide.

In 2012, 11 NY-bred horses won 14 graded stakes, which represents a high mark for horses foaled in New York State. Significantly, five of those wins came in Grade I races, which are the top-tier races in the world. In 2011, the NYTBDF Board of Directors tweaked the Fund’s mission statement to specify that it is promoting “the responsible breeding of quality Thoroughbred racehorses.” Victories at racing’s highest levels assure us that breeders are striding in the right direction.

Those who buy and own racehorses appreciate that with a NY-bred there will be more chances to earn money. Our horses can win a maiden race, any number of claiming races and two NY-bred restricted allowance races before turning around and running in the same allowance conditions against open company. That earnings potential created some sparkling results in the sales ring (read about NY-breds at auction elsewhere in this report).

The marquee event of the year, New York-Bred Showcase Day, offered a record amount of more than $1.3 million in purse money on a race card that featured only NY-breds.

Twelve months of revenue led by the quick-paying Resorts World Casino New York City, plus healthy revenue from NYRA, FLCR, Off Track Betting outlets and other sources, brought in more than $16.6 million to the Fund. As of this writing, the Fund expects to pay $12 million to breeders, owners and stallion owners whose registered NY- bred horses finished first, second or third from Jan. 1 to Dec. 31, 2012. (This figure includes the payout of roughly 80% of the 10% that was withheld during the six pay periods of 2012. The Fund expects to make this payout sometime in April, after we receive audited financials.)

These awards help our stakeholders pay feed bills, school and property taxes, as well as their employees. As you’ll read later in this report, these and other spends made by our stakeholders are a catalyst to the breeding, racing and agricultural segments of the State’s economy.

As we just mentioned employees, it should be noted that it is the farm and backstretch workers who work most closely with our horses and who deserve the industry’s utmost thanks and respect. We know the vast majority of them love horses and often put the animal’s welfare above their own. While such devotion to the horse can’t be measured in dollars, their contribution to the economy can be. That is one element covered in a new report issued by a coalition of equine groups, including the Fund’s sole source provider NYTB, Inc., referenced later herein.

The 2012 report details highlights of NY-bred accomplishments on the racetrack and in the sales ring, and provides a detailed accounting of receipts and disbursements of the Breeding Fund’s three incentive areas (breeder awards, stallion awards, and open- company owner awards). Additionally, it contains the performance results of New York- breds on the track and an analysis of the success of the New York State Thoroughbred Breeding Program.

We also look at how:

• Other states are trying to compete with the Empire State • The Fund helps foster demand for Off Track Thoroughbreds • The Fund promotes aftercare for retired Thoroughbreds • The Fund encourages young people to choose a career in the Thoroughbred industry

The reader will find in these pages the results of the 2011 Harry M. Zweig research report from Cornell University. When the 2012 report is published and provided to the Fund, we will update this annual report to reflect the latest equine research performed at Cornell with the support of more than $330,000 from the Fund. *

* The Fund makes this payment upon receipt of audited financials.

Please refer to the pages immediately following this Executive Summary for a quick graphic reference concerning trends in the NY Thoroughbred Breeding Program. Breeder Awards

$10,000,000 $8,833,801

$7,766,065 $7,905,269 $8,000,000 $7,148,284 $7,474,838 $6,532,919 $6,817,331 $6,646,168 $6,496,055 $6,300,452 $6,350,760 $6,000,000

$4,000,000

$2,000,000

$0 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

Stallion Awards

$3,000,000 $2,592,781 $2,629,828 $2,451,903 $2,370,035 $2,500,000 $2,217,057 $2,213,774 $2,043,002 $1,919,812 $1,984,053 $2,000,000 $1,559,215 $1,334,934 $1,500,000 $1,000,000 $500,000 $0 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

Open-Company Owner Awards

$1,600,000 $1,424,780 $1,372,430 $1,340,363 $1,388,649 $1,400,000 $1,311,678 $1,273,002 $1,145,343 $1,107,667 $1,109,393 $1,200,000 $993,323 $1,000,000 $859,621 $800,000 $600,000 $400,000 $200,000 $0 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

Mares Participating in the New York Program

3,900 3,900 3,600 4,000 3,500 3,475 3,534 3,169 3,500 2,828 2,735 2,805 3,000 2,439 2,500 2,000 1,500 1,000 500 0 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

Resident Mares

3,388 3,395 3,250 3,500 3,150 3,040 3,084 3,000 2,826 2,478 2,500 2,112 1,976 1,876 2,000 1,500 1,000 500 0 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

Total Mares Bred

3,302 3,500 3,296 2,938 3,006 2,898 2,949 3,000 2,607 2,451 2,404 2,500 2,121 2,132 2,000 1,500 1,000 500 0 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

US Foal Production

33,315 33,671 33,413 34,070 34,200 34,350 33,550 35,000 32,235 31,727 27,800 30,000 24,900 25,000

20,000

15,000

10,000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011

New York State Foal Production

2,183 2,209 2,022 1,968 2,100 1,910 1,925 1,888 1,788 1,610 1,600 1,450 1,495

1,100

600 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

The 2012 figure for US foal production will be provided when made available by The Jockey Club. NY-Breds at the Races in 2012

By Bill Heller

From January through December, from Aqueduct to Santa Anita, New York-breds made a national splash in 2012, not only prospering in open company but winning graded stakes. Four New York-bred three-year-olds won Grade I stakes last year and a four-year- old won a Grade I in Canada, documenting just how high the quality of state-breds has become.

“You can see a difference in the paddock,” said trainer Mike Hushion, who trained Barry K. Schwartz’s homebred The Lumber Guy (below), a Grade I and Grade II stakes winner last year. “These are real nice horses, not like it was 20 years ago.”

Schwartz, the former CEO of the New York Racing Association and co-founder of Klein, has been breeding and racing high-quality New York-breds for decades. “The change has been dramatic,” Schwartz said. “If you go back thirty years, New York- breds used to be competitive only with other New York-breds. Now, you can’t really judge the quality of a horse by where he’s from. It absolutely has no validity whatsoever.”

Schwartz and Hushion, who have been working together for 21 years and counting, have never been shy about taking shots in open graded stakes company with their best New York-breds. “It’s a corny old cliché, but you have to be in it to win it,” Schwartz said. “Give him a chance. That’s what this business is all about: shooting for the moon. I think the greatest thrill in racing is winning a stakes race. I think I’m realistically placing them. If you’re 30-1, then you don’t belong.”

The Lumber Guy spent his three-year-old season proving he belongs at racing’s highest level. The gray son of Grand Slam, out of Boltono by Unbridled’s Song, went from winning his maiden state-bred debut at Aqueduct January 28th to capturing the Grade II Jerome and the Grade I Vosburgh against older horses. He then finished second by three- quarters of a length to Trinniberg in the Grade 1 Breeders’ Cup Sprint at Santa Anita, impressing not only Schwartz and Hushion but Hall of Fame jockey John Velasquez as well. “I thought he was going to win it for sure,” Schwartz said. “Johnny said after the race, `The racetrack was against him. Nobody closed all day long.’”

Schwartz, who winters in California, kept The Lumber Guy on the west coast with Hall of Fame trainer Neil Drysdale to contest the Grade I Malibu the day after Christmas. The Lumber Guy went off the 4-5 favorite, but tired to finish seventh in the nine-horse field. The Lumber Guy has remained in California to race in the Grade II San Carlos in February before returning to Hushion’s barn in New York in April. “The goal this year is the Met Mile,” Schwartz said. “If he goes on and has a good year, he’ll be the best horse I ever had. Last year was really great. From beginning to end, it was fantastic.”

If there was a contest for the best claim of the entire year in 2012, it could be a dead heat between two New York-breds: Willy Beamin and Saginaw.

James A. Riccio claimed Willy Beamin (above) for $25,000 in a winning race at Aqueduct on March 23rd. The gelded son of Suave out of Big Tease by Gold Token, who was bred by Patricia Staskowski Purdy, kept right on winning for his new trainer, Rick Dutrow. After taking a pair of allowance races, he romped in the Mike Lee, the first leg of the New York-bred Big Apple Triple.

Originally, Willy Beamin was entered in the second leg, the New York Derby at Finger Lakes. But his connections called an audible, scratching from the Derby to focus on the final leg, the Albany at Saratoga, with a chance of a quick turnaround to make a bit of racing history.

After winning the Albany by 6 ¼ lengths, Willy Beamin returned three days later to gamely score a half-length victory in the Grade I King’s Bishop, an incredible training accomplishment. Willy Beamin closed out his three-year-old season with a pair of seconds in the Oklahoma Derby and the Grade III Handicap and a fifth in the Grade III Fall Highweight.

Langpap Stables’ Fox Rules, a son of Roman Ruler out of the multiple-stakes-winning dam Shesastonecoldfox by Foxbound bred by Dennis and Deborah Petrisak, won the New York Derby by 6 ½ lengths.

Jerry and Ronald Frankel, Steve Laymon and Bradley Thoroughbreds’ Dayatthespa, a daughter of City Zip out of M’Lady Doc by Doc’s Leader bred by Castellare Di Cracchiolo Stable, raced exclusively in open grass stakes in six starts in 2012 and won five of them.

The Chad-Brown trained filly won one of three starts as a two-year-old. She didn’t wait long to make her presence felt at three, tipping off a great year for New York-breds in open-company stakes by capturing the $100,000 Sweet Stakes at Gulfstream Park by 1 ¾ lengths as the 7-5 favorite on January 22nd. She then added a pair of Grade III stakes, the Herecomesthebride at Gulfstream and the Appalachian at . After winning the $100,000 Riskaverse Stakes at Saratoga, she went wire-to-wire to win the Grade I Queen Elizabeth II Cup at Keeneland by two lengths. In her final start last year, she was the 8-5 favorite in a field of eight in the Grade I Matriarch at Hollywood Park, but checked in fifth. Javier Castellano rode the filly in all of her 2012 starts.

Lewis Lakin’s turf star Unbridled Command, a colt by Master Command out of Unbridled Betty by Unbridled’s Song bred by Sequel Thoroughbreds and A. Lakin & Sons, Inc., began his three-year-old season with a pair of thirds in New York-bred allowance company at Belmont. He then matched Dayatthespa with five consecutive victories culminating in his victory in the Grade I Hollywood Derby.

After two state-bred allowance wins, trainer Tom Bush upped the ante by entering the gray colt in the Grade III Saranac at Saratoga. “It was definitely an aggressive move,” Bush said. “My owner was very pessimistic.”

He shouldn’t have been. With Ramon Dominguez aboard for the first time, Unbridled Command won the Saranac by half a length. Bush returned Unbridled Command to state- bred stakes company and he captured the $175,000 Mohawk by nearly seven lengths on New York Showcase Day, October 20th, when an entire card of New York-breds ran for $1.3 million in purses, most of it in seven stakes races that afternoon at . Unbridled Command’s blowout victory on Showcase Day convinced Bush to head west, and on November 25th, with Castellano up, he took on 13 rivals in the Grade I Hollywood Derby. Racing from farther back than normal, Unbridled Command rallied from 11th to win by a length and a half.

Susan Kresa’s King Kreesa, a three-year-old gelding bred by Horse Partners and trained by Jeremiah Englehart, was a strong fourth to Unbridled Command in the Saranac, then an even-better front-running second by half a length in the Grade I Jamaica Handicap to King David. King Kreesa won the New York-bred Spectacular Bid Stakes and the open London Company Stakes, and finished second by a neck in the New York Stallion Stakes to Sportswriter as the 3-5 favorite earlier in the year.

Three Diamond Farm’s Next Question, a four-year-old gelding by Stormy Atlantic out of Seattle Stardust by Slew City Slew, bred by Dr. Lance B. Bell and trained by Mike Trombetta, followed an open-company allowance triumph at Belmont Park with a half- length victory in the Canadian Grade I Neararctic at Woodbine. He finished his season by rallying from 11th to finish seventh in the Grade I Breeders’ Cup Turf Sprint at Santa Anita.

Two older New York-breds, Saginaw and Lunar Victory, had spectacular success in 2012. Drawing Away Stable and David Jacobson’s Saginaw, a six-year-old gelding by Peruvian out of the Devil’s Bag mare Devilzone, bred by Ted Taylor and trained by Jacobson, was a once-in-a-lifetime claim. Following a fourth when he was claimed for $35,000, new trainer Dominick Schettino added blinkers and Saginaw won a $30,000 claimer by 13 ¼ lengths. Saginaw was claimed that afternoon by Jacobson, who kept the blinkers on and was a delighted passenger as Saginaw took him on the ride of his life. “It felt great,” Jacobson said. “It was a big surprise to have him turn into what he turned into. Me and my brother, we like big, good-looking horses, and he was a New York-bred. Being a New York-bred is a big plus. When I got him in my barn, he acted like he could be something special. Once we got him in the track and started galloping and breezing him, we knew we had something special.”

Saginaw extended his win streak to five by taking a starter handicap, an optional claimer and two New York-bred stakes, the Carr Heaven and the Success, by three and 7 ½ lengths, respectively.

Saginaw was then entered in the Grade I Metropolitan Mile and tired to be a distant sixth to Shackleford.

The defeat did nothing to discourage Saginaw, who promptly added victories in a pair of New York-bred stakes and a starter handicap. In the Promenade All Stakes, he defeated Lunar Victory by half a length to end that horse’s four-race winning streak. Saginaw finished second by a length as the 3-5 favorite in the $150,000 Hudson Stakes on Showcase Day before winning a New York-bred and open stakes, then finishing an extremely distant third in the New York-bred Alex M. Robb Stakes. Regardless, he had won 10 of 14 starts in 2012 with one second, one third and more than half a million dollars in earnings. Jacobson reported that Saginaw will return to racing either in late February or March, depending on the weather.

Saginaw would have won six straight had he not been beaten by a length in the Hudson by Chester and Mary Broman’s homebred Mine Over Matter, who was trained by Hushion. The five-year-old horse by Mineshaft out of ’s Girl by Hansel won the $75,000 Fabersham Stakes for state-breds in late April before posting a pair of thirds and a pair of fourths in his next four starts heading into the Hudson. After winning the Hudson, Mine Over Matter ended his season with a third in the Grade III Fall Highweight Handicap, defeating Willy Beamin, who finished fifth.

Juddmonte Farms’ Lunar Victory, who earlier in the year had won the New York-bred Evan Shipman Stakes, rebounded from his loss to Saginaw to capture the $250,000 Empire Classic, the highlight of Showcase Day, by a length and a quarter as the 4-5 favorite in the field of eight. Saratoga Snacks, a three-year-old son of Tale of the Cat out of Near and Dear by Red Ransom, owned in part by former New York Giants Coach Bill Parcells, was second, then won the state-bred Alex M. Robb Stakes, his fourth win in five starts last year.

Lunar Victory, a five-year-old horse by Speightstown out of Lunar Colony by A.P. Indy, bred by William Parsons, Jr. and David S. Howe and trained by Hall of Famer Bill Mott, traveled to Churchill Downs for his final 2012 start, finishing an even fourth as the 5-2 favorite in the Grade I Clark Handicap to Shackleford.

William J. Punk, Jr. and Phil DiLeo’s Hessonite (below), a four-year-old filly by Freud out of Lakab by Grass Champion Manila, bred by Berkshire Stud and Waterville Lake Stables and trained by David Donk, had her second consecutive outstanding campaign. As a three-year-old, she won four of six starts with one second and a third. In 2012, she had four victories and two seconds from eight starts.

After finishing second by half a length to Gitchee Goomie in the state-bred Mount Vernon, she won four consecutive New York-bred grass stakes. She took the Irish Linnet, Yaddo, John Hettinger and Ticonderoga, and none of them were close. Her other three starts were in open company. She finished sixth in the Grade III Beaugay, second by half a length in the Grade III Dr. James Penny Memorial, and fifth off a rough trip in the Grade I Flower Bowl Handicap in a field of eight. “She obviously got into peak form and stayed that way through the fall,” Donk said. Her career grass record is eight-for-15 with three seconds and one third.

Patsy C. Simons’ Gitchee Goomie, a five-year-old daughter of City Zip out of Riotous Miss by Brief Ruckus, bred by Barry R. Ostrager and trained by Rick Violette, defeated Hessonite when second in the Grade III Beaugay and first in the Grade III Penny Memorial, then was beaten by Hessonite in her final three starts as she finished fourth twice and third once.

Sanford Bacon’s homebred five-year-old mare Risky Rachel, a daughter of Limehouse out of the Distinctive Pro mare Dancin Renee, tried turf once in 2012 and was a front- running seventh. On dirt, the filly prospered for trainer Juan Coronel, winning three New York-bred stakes easily. She was second in two others before tiring to be a distant fifth in the Iroquois Stakes on Showcase Day.

Willet, a four-year-old filly by Jump Start out of Katina K by Distinctive Pro, owned by James H. Iselin and Charlotte Assoulin and bred by Michael T. Martin, raced just four times last year, finishing second in the New York-bred Union Avenue Stakes and third in open allowance company. She then exploded to a 9 ¼-length score in the $150,000 Iroquois. In the Grade II Go for Wand Handicap, Willet just missed, finishing second by a neck to Nefertini.

After finishing second in her maiden debut, Red and Black Stable’s two-year-old colt Weekend Hideaway, a son of Speightstown out of Apocalyptical by Wiseman’s Ferry, bred by Flying Zee Stable and trained by Phil Serpe, won a maiden race and the New York-bred David Stakes by identical 6 ¼-length margins. He went off the 9-5 favorite in the Grade II Futurity Stakes at Belmont and finished third in the field of seven to Overanalyze. He concluded his juvenile season with a handy win as the even-money favorite in the state-bred B.F. Bongard Stakes on Showcase Day.

Bona Venture Stables’ two-year-old colt Smooth Bert, a son of Smooth Jazz out of Little Bertie by Devil His Due, had the misfortune of drawing the 14 post in the Bongard, in which he rallied for fifth. He bounced back with a three-quarter-length victory over Notacatbutallama in the New York-bred Damon Runyon Stakes on a sloppy track. The Damon Runyon was Notacatbutallama’s dirt debut after winning two open stakes and finishing fourth in the Grade II With Anticipation and second in the Grade III Pilgrim Stakes on turf. Todd Pletcher trained the son of Harlan’s Holiday out of Self Rising by Hansel bred by Happy Hill Farm, for Repole Stable.

West Hills Giant made just one start on dirt, but it was mighty impressive as he captured the $247,000 New York Breeders’ Futurity at Finger Lakes by a length and a quarter for breeder and co-owner Robert Castelli.

Merrylegs Farm’s homebred Matchmadeinheaven and Kelli Got Frosty, bred and co- owned by Andrew Cohen (who also co-owns West Hills Giant) established quite a rivalry as the two leading state-bred two-year-old fillies. Matchmadeinheaven, a daughter of Utopia (JPN) out of Open Marriage by Deputy Minister trained by Chris Englehart, began her career by winning three consecutive State-bred stakes, the Lady Finger and Rachel Alexandra at Finger Lakes and the Joseph A. Gimma at Belmont, before finishing a well-beaten fourth to Kelli Got Frosty in the New York Stallion Stakes Series at Aqueduct.

Kelli Got Frosty, a daughter of Frost Giant out of Nick’s Honor by Jump Start trained by Rudy Rodriguez, was fourth to her nemesis in the Lady Finger and a close third to her in the Joseph A. Gimma before beating her decisively in the New York Stallion Stakes Series. She then freaked on a sloppy track, winning the state-bred East View Stakes by 9 ½ lengths.

A horse who was good enough to win a Grade I stakes but never got the opportunity was Steel Your Face Stables’ homebred five-year-old Yawanna Twist, a son of Yonaguska out of Twist and Pop by Oliver’s Twist. Yawanna Twist began his five-year-old season in spectacular fashion, rallying late to win the Grade II General George Handicap at Laurel Park as the 9-5 favorite under Mike Luzzi. John Parisella was his trainer.

Yawanna Twist was transferred to trainer Rick Dutrow and finished third in the Grade II Oaklawn Handicap and sixth in the Grade III Pimlico Special on May 18th.

Yawanna Twist had routine ankle surgery to remove bone chips in June, but fractured his femur on a hind leg while getting up later that week and was euthanized. He had won five of 13 starts with three seconds and two thirds and earnings topping $525,000 for his career.

Flying Zee Stable’s three-year-old filly speedster Agave Kiss, a daughter of Lion Heart out of Salty Romance by Salt Lake bred by Nustar Breeding, followed a two-for-two two-year-old season by winning her first four starts in 2012, making her six-for-six. All four victories were in open stakes, including the Grade 3 Cicada. That made her six-for- six lifetime. She didn’t win again in her final four starts, finishing fifth in the Grade I Victory Ride, a brave front-running third in the Grade I Test, second by a neck in the open Valor Lady Stakes, and a badly tiring seventh in the Iroquois on Showcase Day.

Turf star Mr. Vegas, a five-year-old gelded son of Freud out of Lhotse by The Minstrel, bred by Berkshire Stud and owned by Andrews T and S Racing, began his 2012 season at the Fair Grounds. He won the Grade III Colonel E.R. Bradley Handicap by a length and a half and finished second by a head in the Grade III Fairgrounds Handicap and fourth in the Grade III Mervin H. Muniz Jr. Memorial Handicap. He made just two more starts in 2012, running fifth in the state-bred Stakes to Compliance Officer and a front- running second in an open stakes at Arlington Park.

The sky seemed the limit for Team Valor International and Ford Mar’s Went the Day Well. The three-year-old colt by Proud Citizen out of the Tiznow mare Tiz Maie’s Day, bred by James Patrick Delaney and trained by Graham Motion, had finished second in both starts as a two-year-old. He began his three-year-old campaign, which was exclusively in open company, by finishing fourth in a maiden race at Gulfstream. He then broke his maiden there and stepped up to the Grade III Spiral Stakes on synthetic at Turfway Park. He not only won but won impressively, scoring by 3 ½ lengths.

Motion added blinkers for the Grade I Derby, and Went the Day Well closed a ton of ground from 14th to finish fourth by 2 ½ lengths to I’ll Have Another at 30-1. In what would be his final start of 2012, Went the Day Well went off at 5-1 in the Preakness and finished a distant 10th.

James M. Dinan and Phantom House Farm’s eight-year-old gelding Get Serious also raced exclusively in open company last year. He won one of seven starts, the Grade III Cliff Hanger at Monmouth Park, by half a length. The son of City Zip out of Java Gal by Java Gold was trained by Patrick McBurney.

Turf sprinter Fiddlers Patriot, a son of Proud Citizen out of the Affirmed mare Thorette, raced well in all three of his starts, all open stakes. The six-year-old gelding, owned by James Olson and R.A. Hill Stable and trained by George Weaver, won the $100,000 Turf Sprint at Pimlico and the $100,000 Willard Street at Saratoga. In between those starts, the gelding, bred by Fiddlers Green Stable, was a close fourth in a Grade II stakes in Canada.

Francis J. Paolangeli’s homebred filly Wildcat’s Smile, a daughter of Freud out of Serenity’s Smile by Dixie Brass, won two of seven starts, a New York-bred allowance race to begin her three-year-old season, and the open Sarcastic Stakes at Aqueduct to end it.

Patrick A. Generazio’s homebred gray two-year-old filly Discreet Marq, a daughter of Discreet Cat out of the Marquetry mare To Mark, capped a two-for-five juvenile season by taking the Lie Low Stakes at Aqueduct.

Stallions

Success on the racetracks, of course, can’t be accomplished without successful stallions, and three New York-based sires cracked the top 80 nationally in progeny earnings. Only Kentucky and Pennsylvania had more. A fourth stallion in the top 80, El Corredor, has moved to New York for 2013 and will stand at Questroyal North near Saratoga Springs, at the farm formerly known as Sez Who.

Vinery New York at Sugar Maple stood the top two stallions in the state in 2012 in both progeny earnings and victories. Posse ranked 49th nationally in earnings ($4,797,709) thanks to 107 winners, one more than his farm-mate Bluegrass Cat, who finished 64th ($4,420,219) nationally. Posse’s top earner last year, Caleb’s Posse, earned $270,000. Bluegrass Cat benefitted from Teeth of the Dog, who made $410,900.

Freud, who stands at Sequel Stallions, was the only New York sire with two graded stakes winners, Hessonite and Mr. Vegas, and finished 77th in earnings nationally and third in the state ($3,871,716). Hessonite was Freud’s top earner at $441,000.

The Jockey Club includes a stallion’s earnings by state as soon as a horse sets hoof in a new state. So credit goes to McMahon of Saratoga Thoroughbreds, which made a deal to purchase Teuflesberg before his son Trinniberg sped off to a win in the Breeders’ Cup Sprint. While we’d been rooting for NY-bred The Lumber Guy to make us proud in the Sprint, we are glad that if he had to lose it was to a son of one of the state’s new sires. That makes Teuflesberg the only New York stallion to sire a 2012 Champion, as Trinniberg was named the 2012 Champion Male Sprinter at the January 2013 Eclipse Awards. Trinniberg collected $1,382,000 for the Sprint win, helping Teuflesberg show up as sixth in state earnings ($1,972,330), just behind his farm-mates ($2,030,096) and Utopia (JPN) ($2,006,583).

Eight other New York sires had progeny earnings of more than $1 million: Highcliff Stallions at Mill Creek’s Congaree ($1,876,968), Alphabet Soup at Adena Springs at McMahon of Saratoga Thoroughbreds ($1,653,693); Vinery New York at Sugar Maple’s Pomeroy ($1,606,698); McMahon of Saratoga Thoroughbreds’s Catienus ($1,556,040); Milfer Farm’s Golden Missile ($1,453,686); Questroyal North’s Roaring Fever ($1,264,899), and Disco Rico at Keane Stud Operations ($1,171,570).

Keane Stud Operations’ Frost Giant, who was 17th in total progeny earnings ($840,633), was the leading New York first-crop sire and the leading sire of two-year-olds, finishing sixth and 31st nationally in earnings, respectively.

2012 BREEDER AWARDS

The following shows the number of award recipients that received breeder awards for each year from 2002 through 2012:

Calendar Year Number of Individuals, Entities, or Partnerships Receiving Awards 2012 683 2011 708 2010 723 2009 765 2008 862 2007 813 2006 833 2005 755 2004 741 2003 701 2002 684

The following shows the average breeder award per recipient for each year from 2002 through 2012.

Calendar Year Average Breeder Award

2012 $12,934 2011 $8,970 2010 $9,192 2009 $8,236

2008 $7,909 2007 $9,194 2006 $9,490 2005 $10,286 2004 $9,647 2003 $9,314 2002 $9,497

2012 Leading Breeders by Breeder Awards Earned

Breeder Total Award

Flying Zee Stables $307,628.28

Chester Broman 243,699.98

McMahon of Saratoga Thoroughbreds, LLC 172,785.83

Thomas-Narlinger, LLC 148,549.68

Berkshire Stud 142,244.64

Wellspring Stables 134,858.25

Stonewall Farm 130,723.38

Sequel Thoroughbreds, LLC 127,104.52

Sugar Maple Farm 119,787.93

Patricia S. Purdy 97,681.73

Ted Taylor 92,767.27

Nustar Breeding, LLC 84,590.05

Breed of Characters, LLC 72,083.25

Andrew I. Cohen 70,578.00

Merrylegs Farm 68,629.14

Robert D. Rosenthal 65,319.75

Hidden Lake Farm, LLC 64,458.79

Anthony Grey 63,409.50

Stone Bridge Farm, LLC 62,976.15

Anstu Farm, LLC 61,904.25

Kenneth L. Ramsey 59,462.10

Est. Joseph S. Parisi 59,368.95

Jeffrey Tucker 56,616.30

Dutchess Views Farm, Inc. 53,269.65

Barry R. Ostrager 52,159.95

Aliyuee Ben J Stable 51,975.00

2012 Leading Breeders by Purses Earned

Breeder Name StkWnrs Starts Wins 2nds 3rds Starters Earnings Flying Zee Stables 2 661 85 88 88 71 $2,561,723 Chester Broman & Mary R. Broman 2 406 58 53 55 65 $2,068,453 Stonewall Farm 1 176 36 27 22 32 $1,497,780 Nustar Breeding LLC 2 195 33 19 29 25 $1,198,183 Purdy Patricia Staskowski 1 48 10 6 8 9 $886,976 Sugar Maple Farm 0 262 30 39 39 37 $802,567 McMahon of Saratoga Thoroughbreds, LLC 2 257 34 29 36 34 $795,029 Ostrager Barry R. 2 137 22 17 15 24 $759,435 Taylor Ted 1 24 13 2 3 2 $672,455 Berkshire Stud 2 106 11 24 16 12 $636,803 Kenneth L. Ramsey & Sarah K. Ramsey 2 197 20 25 22 28 $583,685 Sequel Thoroughbreds LLC & A. Lakin & Sons 2 34 8 1 3 9 $579,952 Inc. Grey Anthony 1 109 13 16 11 16 $545,189 Dennis Petrisak & Deborah Petrisak 2 83 11 11 13 11 $541,661 Anstu Farm LLC 0 97 18 23 12 18 $540,232 Castellare DiCracchiolo Stable, Cracchiolo & 1 7 5 0 0 2 $515,140 Goldsher Bell Lance G. Dr. 1 33 7 6 0 5 $504,168 Hettinger John 1 169 23 24 17 17 $493,081 JMJ Racing Stables, LLC 0 131 23 19 11 19 $481,008 Berkshire Stud and Waterville Lake Stables 1 8 4 2 0 1 $441,000 Limited Tucker Jeffrey 1 123 17 13 17 15 $437,148 William Parsons Jr. & David S. Howe 1 16 9 1 0 3 $434,076 Fried, Albert Jr. 1 102 17 11 10 19 $428,206 Thomas-Narlinger LLC & A R Properties 0 94 12 16 10 11 $426,597 Sez Who Thoroughbreds 0 260 29 21 33 31 $414,579 Delaney James Patrick 1 5 2 0 0 1 $411,985 Majesty Stud, LLC 1 50 9 12 6 9 $402,740 Stone Bridge Farm 0 117 11 11 12 18 $388,455 Gallagher's Stud 0 131 10 18 12 25 $386,850 MDS Farms, LLC 0 51 10 15 4 6 $384,718 Nielsen Gerald A. Mrs. 1 75 10 7 9 12 $362,608 Milfer Farm Inc. 1 192 16 28 20 26 $354,358 Wellspring Stables 0 111 14 20 13 13 $352,692 Goichman Lawrence 0 109 12 10 13 16 $351,403 Breed of Characters, LLC 1 61 12 5 8 8 $347,257 Tri-County Stables 0 27 6 4 6 4 $343,896 Paolangeli Francis 2 53 7 10 7 7 $339,311 Dr. William B. Wilmot & Dr. Joan M. Taylor 0 48 7 2 9 7 $339,051 Hidden Lake Farm, R.K. Gallagher & J.T. 1 42 7 7 6 4 $315,410 Simpson Mina Equivest LLC 0 59 7 13 6 8 $304,021 Sequel Thoroughbreds LLC 0 68 9 6 11 10 $290,749 Happy Hill Farm 2 19 5 5 1 6 $290,375 Fiddlers Green Stable, LP 1 53 7 10 5 4 $289,164 Barbara Nelson & Richard Lugovich Jr. 0 10 2 0 1 2 $281,714 Edition Farm 0 77 9 6 9 14 $281,204 Dutchess Views Farm, Inc. 0 103 11 9 16 14 $280,543 Waterville Lake Stables Ltd LLC 1 29 7 7 1 6 $277,681 Parisi Michael 0 50 13 1 8 8 $276,609 Merrylegs Farm North LLC 1 42 6 1 3 7 $276,023 Cohen Andrew 1 9 6 0 1 3 $273,144 New Dawn Thoroughbreds & Aron Yagoda 0 80 11 15 7 10 $270,324 Meritage Ventures Inc. 0 34 6 6 2 5 $264,932 Kaz Hill Farm 0 120 14 16 11 23 $257,299 Taylor Made Stallions Inc. 0 71 10 5 7 11 $255,642 Bacon Sanford 1 28 5 6 3 2 $255,048 Generazio Patricia 1 41 5 3 4 9 $254,987 Eaton & Thorne, Inc. 0 53 8 12 10 9 $254,282 Gabrielle Farm 0 56 10 3 10 8 $251,471 Empire Equines, LLC 0 35 6 7 6 6 $247,944 Horse Partners 1 14 3 3 0 2 $244,807 Herbert T. Schwartz & Carol Schwartz 0 65 3 8 10 6 $243,521 Song Hill Thoroughbreds LLC 0 91 13 18 10 12 $241,105 Sienna Farms LLC 0 79 8 8 6 12 $233,589 Thomas-Narlinger, LLC & A R Properties 0 75 8 7 16 12 $233,426 Aliyuee Ben J. Stable, Inc. 1 6 2 1 0 1 $223,750 Henthorn Racing, Inc. 0 10 5 4 1 1 $222,640 Joda Farm LLC 0 10 4 3 1 2 $220,258 Melnyk Eugene 0 118 12 16 9 12 $219,383 New Dawn Stud LLC 1 52 9 7 7 8 $216,120 Edwards Thomas Bernard 0 38 4 4 6 4 $214,375 Gallo Mia 0 61 9 7 5 7 $211,545 Akindale Farm LLC 0 47 4 6 2 10 $210,861 Sez Who Thoroughbreds & Aron Yagoda 0 75 8 10 15 11 $209,194 Gavin Murphy & Catherine Donovan 0 27 2 7 4 4 $207,858 Nan Cassidy 1 9 3 2 2 1 $206,500 Wachtel Stable 0 41 7 4 3 5 $205,498 My Meadowview LLC 0 45 5 5 7 11 $204,436 LeCesse Michael 2 23 6 3 4 4 $204,207 Kiser Ronald 0 61 7 14 8 9 $203,078 Pegasus Farms, Inc. 0 64 9 8 4 8 $200,406 Fox Ridge Farm 1 16 6 2 2 3 $192,565 Fein Scott 0 45 7 5 5 5 $192,251 Robert Castelli 1 4 2 0 0 1 $192,153 Netherbloom Farm, LLC 0 47 5 8 6 7 $186,011 Cassidy David 0 63 10 7 5 8 $178,905 Everard P. A. Mr. & Mrs. 0 48 7 5 9 5 $178,303 Robert D. Rosenthal & Bernice Waldbaum 1 24 4 2 2 4 $175,216 Gregory Seth 0 52 7 11 6 5 $173,703 Martin Michael T. 1 27 4 4 2 3 $173,032 Evans Ralph M. 0 25 3 4 2 2 $172,702 Fox Ridge Farm, Inc. 0 53 4 9 4 9 $172,482 O'Hagan John Mr. & Mrs. 0 9 4 3 0 1 $171,335 Kumble Peggy Vandervoort 0 75 6 9 11 10 $170,657 Hahn Robert 0 42 5 5 4 8 $170,181 Contessa Jennifer 0 56 8 10 7 10 $168,101 Tea Party Stable 0 52 10 4 8 5 $166,607 Peskoff Jeremy 0 15 3 1 4 2 $163,913 Spruce Lane Farm 0 37 10 15 3 5 $163,391 Steel Your Face Stable, LLC 1 3 1 0 1 1 $163,000 McMahon of Saratoga T'breds, J. McMahon & 0 14 5 0 4 2 $162,566 K. McMahon Cedar Ridge Farm LLC 0 57 9 5 6 7 $161,898 Saratoga Select Broodmares LLC 0 19 3 1 3 3 $160,005 Jeffrey Raine & Elisabeth Raine 0 13 4 3 2 2 $159,276 Ted Taylor Thoroughbreds 0 42 7 3 5 6 $156,204 Cheryl A. Prudhomme & Dr. Michael T. 0 27 3 4 4 6 $156,153 Gallivan Taglienti Steve 0 7 3 2 0 1 $155,350 Belvedere Farm Inc. 0 23 3 4 2 3 $154,000 Purdy Edelberg Breeders LLC 1 15 4 4 3 1 $150,387 Michael McPoland & Sean Finn 0 36 6 3 5 4 $150,339 Birsh Philip 0 57 4 7 8 6 $149,697 Flanagan Donald 0 15 3 2 0 2 $149,389 Windhorse Thoroughbreds, LLC 0 15 3 0 3 2 $145,273 John T. Esposito & Anthony J. Lo Grippo 0 20 3 2 3 3 $143,819 Sequel, JMJ Racing Stables & A. Lakin & Sons 0 11 3 3 1 1 $142,714 Sherry Herb Dr. 0 28 5 3 2 3 $142,680 Kaz Hill Farm & Adena Springs 0 46 5 4 3 6 $138,159 DiSanto Glenn B. 0 52 1 11 6 4 $138,008 Soave Joe 0 23 6 6 3 2 $137,776 Thinking Cap Stable 1 10 1 1 2 2 $137,125 Gallagher's Shiraz LLC 0 15 1 5 3 2 $137,121 Bowman Mill, LLC 0 42 5 7 6 9 $136,935 Topsmeade LLC & Saarland Syndicate 0 9 3 1 1 1 $133,730 Ubbink Frances 0 32 11 2 3 3 $133,371 Dushas Tom 0 57 8 9 6 8 $132,776 Wellspring Stables, LLC 0 55 7 8 7 9 $132,303 New Dawn Thoroughbreds 0 45 5 5 5 7 $131,309 The Peter J. Callahan Revocable Trust Dated 0 10 4 0 2 2 $130,050 2/28/02 Carol Schwartz & Herbert Schwartz 0 9 2 2 2 1 $128,700 Anjes Farm 0 8 3 2 0 1 $128,028 Judi Nelson & Patricia Calandro 0 7 3 0 2 1 $125,354 Rhapsody Farm, Alan Alcon & Dora Alcon 0 31 2 8 3 3 $122,940 Very Un Stable 0 50 6 2 3 8 $121,900 Fein Eric 0 23 7 5 1 3 $120,950 Casby Camelia J. 0 21 7 3 4 3 $120,332 Fast Break Farm LLC 0 60 9 3 4 5 $120,329 P. Hanks, J. McDermott & L. McDermott 0 12 2 0 4 1 $120,000 Dushas Thomas 0 54 3 11 14 5 $119,864 Butler William 0 25 5 2 6 4 $119,809 Cracchiolo John 0 31 4 1 5 5 $119,060 Michael DiVitto & John Lemmens 0 57 9 12 7 7 $118,806 Highmeadow Farm 0 9 2 3 1 1 $118,590 Navesink Thoroughbreds 0 10 2 2 4 1 $118,570 Anthony DePaula & Susan DePaula 0 44 6 5 6 4 $118,417 Coleman Thomas 0 5 2 1 2 1 $117,200 John A. Nerud Revocable Trust 1 49 5 5 4 6 $116,790 Team Millennium Stable 0 9 2 2 1 1 $116,786 Stonegate Stables LLC 0 77 10 11 8 9 $116,149 Sequel Stallions New York LLC & Dutchess 0 10 2 1 3 1 $113,390 Views Farm Hertrich Fred W. III 1 3 2 0 0 1 $112,972 Kil Jerry 0 12 2 1 4 1 $112,000 McGettigan Edward T Jr. 0 54 5 7 13 6 $111,428 Maybry’s Farm, Inc 0 33 5 3 8 5 $111,405 Sugar Maple Farm & H. Lewis Rapaport 0 39 3 2 6 7 $111,386 S. Hooper, E. Murray, M. Murray & J. Hooper 1 5 2 1 0 1 $111,300 Mancini Frank 0 35 3 5 6 5 $110,702 Kiernan Owen 1 31 4 5 1 5 $110,059 Iselin James 0 30 5 3 2 5 $109,532 Patricia S Purdy & Edwin Edelberg 0 10 3 1 0 1 $109,417 Terrill Bill 0 36 4 7 3 4 $109,344 Iselin James H. 0 28 2 7 1 5 $107,026 Clay Street Associates, LLC 0 17 6 2 1 2 $107,016 Penney Shirl 0 17 1 3 4 3 $106,994 Morgan's Ford Farm 1 7 1 0 3 1 $106,520 Brooklyn Boyz Stables 0 6 2 2 0 2 $105,920 Hayes Lynda S 0 8 2 2 0 1 $105,827 Wolf Pen LLC 0 3 3 0 0 1 $105,600 Delehanty Stock Farm 0 16 1 4 3 4 $105,034 Handford Linda 0 10 2 4 1 1 $105,020 Allen Hallett / Briggs & Cromartie Bloodstock 1 6 2 1 1 2 $104,430 Schwartz Scott M. 0 48 6 8 6 3 $104,379 Taylor Made Stallions, Inc. 0 14 6 1 1 3 $104,295 Lackey Emma Jane Dr. 0 29 9 3 2 3 $104,275 William Niarakis Jr. & Stephen Sinatra 0 25 2 5 4 4 $103,627 Pegasus Dream Stable 0 22 2 3 6 3 $102,760 Niarakis William Jr. 0 55 5 7 7 7 $102,697 Amy Boll & Jody Boll 0 29 6 1 3 6 $102,153 Hallenbeck Prentiss 0 25 4 10 5 2 $101,953 TSP Enterprises 0 28 1 3 5 3 $101,426 Nicholson Joe Browne 0 9 2 1 4 1 $100,580 Allen William E. Dr. 0 13 4 0 3 1 $100,386 Delehanty Stock Farm Inc. 0 13 1 1 2 3 $99,893 Hurd Lesley A. 0 27 3 5 3 3 $99,816 Egan Tracy 0 74 1 8 13 9 $99,243 Jameson Gerardus S. Dr. 0 26 4 1 2 5 $99,108 Paul Michael Giacopelli MD & Raymond Chan 0 19 1 4 2 3 $99,082 Sunriver Partners 1 7 2 1 0 2 $98,980 Dr. Frank Ariosta & Peggy Ariosta 0 56 2 4 7 6 $98,630 Candyland Farm 0 23 3 2 2 3 $98,390 Roddy Valente & Thomas Lemme 0 10 2 2 1 3 $98,238 Thomas/Lakin 0 46 2 4 2 9 $97,469 Howard Nolan Jr. 0 5 2 1 1 1 $97,280 John P. Hicks & William D Hart Sr. 0 15 1 4 4 2 $97,222 Waring Henry T. 0 25 4 1 4 4 $96,905 Tri Star Farms 0 48 3 5 7 5 $96,899 Joe Gioia & Jeffrey Tucker 1 9 5 2 0 1 $96,715 Hilly Fields Stable 0 19 3 0 4 3 $96,689 2012 BREEDER AWARDS

Breeder Total Award

Andrew Aaron $17,263.80

Acqua Nova Stable 16,416.00

John H. Adger 2,916.00

Adirondack Stables, Inc. 3,888.00

David E. Ahearn 2,367.90

Akindale Farm 18,108.90

Albright Thoroughbreds, LLC 1,822.50

Bruce Alexander 4,698.00

Alexander - Groves - Matz, LLC 4,826.25

Aliyuee Ben J Stable 51,975.00

William E. Allen 24,678.00

Jeffrey S. Amling 4,617.00

William R. Ammann 1,120.50

Michael Anchel 7,821.63

Jeff Andersen 729.00

Bruce Anderson 14,277.33

Paxton Anderson 1,013.85

Andiamo Farm 783.00

Angel's Share Farm, LLC 2,004.75

Anjes Farm 15,376.50

Another Step Stable 243.00

Anstu Farm, LLC 61,904.25

James Louis Aquavia, Jr. 16,578.00

Zacarias Aragon MD 10,287.00

Frank Ariosta 11,994.75

Bryan R. Armstrong 549.45

Garvin Arthurton 5,089.50

Gerard Artz 789.75

At Liberty Farms 267.30

Robert H Auger 3,159.00

Austerbrook Farm, LLC 4,465.80

Avandelle Farm 7,695.00

Kristl Avedisian 364.50

Sanford Bacon 43,941.96

Bada Bing Stable 10,537.56

Dorothy A. Bailin 11,664.00

Robert Baldwin 1,498.50

Joseph Barbazon 8,444.25

Clery Barrera 12,808.93

J. Bates 4,320.00

Art Bauer 9,733.50

Andy Beadnell 8,640.00

Allen S. Becker 1,458.00

John T. Becker 4,428.00

John T. Behrendt 5,589.00

Bella Cavello Stables, LLC 275.40

Bella Inizio Farm, LLC 16,578.00

Emma Bell 729.00

Dr. Lance G. Bell 19,670.85

Belvedere Farm, Inc. 15,311.70

Benchmark Racing Stables, LLC 121.50

Harald S. Berge 972.00

Harald S. Berge 3,715.20

Nicholas P. Bergquist 275.40

Berkshire Stud 142,244.64

Frank Bertolino 5,636.25

Better Days Farm 11,275.20

Bicycle Stables 1,701.00

Dr. Jerry Bilinski 17,910.45

Philip S. Birsh 31,499.55

Denise M. Blauth 145.80

Maryann Blazejewski 2,882.25

Michael Blick 2,187.00

Dominic Bocanelli 1,263.60

Joseph Boff 923.40

Amy Boll 31,595.40

Tina Marie Bond 15,876.00

Kieran Bourke 9,298.80

Bowman Mill, LLC 16,947.90

Braeburn Stable 2,187.00

Ellen Brayshaw 6,075.00

Debra A. Breed 5,751.00

Breeding Bliss, LLC 1,657.13

Breed of Characters, LLC 72,083.25

Briggs/Cromartie 8,424.00

British Mist Breeding & Racing 7,776.00

Broadway Thoroughbreds, Inc. 4,455.00

Chester Broman 243,699.98

Brooklyn Boyz Stable 34,703.10

Donald E. Brooks 4,023.00

Gale S. Brophy 8,866.80

Bradley B. Browne 8,792.55

Elise B. Browne 11,009.25

Michael B. Brown 1,698.30

Joseph L. Bruno 5,320.82

Rocco Bueti 9,058.50

Carl Buhr 6,799.95

Daniel J. Burke 8,537.40

Jacob S. Burns 11,002.50

Timothy P. Burns 8,538.75

Henry F. Butler 240.30

William Butler 11,243.48

Tammy Candlin 378.00

Candyland Farm 9,504.00

Peter J. Canzone Sr. 16,564.50

John Caputo 12,825.00

Carapan Farm LLC 40,428.45

Diane Cardinale 4,266.00

Lucia F. Carroll 10,044.00

Michael Carty 7,938.00

Camelia J. Casby 20,667.15

Cascade Farm LLC 2,403.00

David B. Cassidy 11,441.25

James J. Cassidy 2,673.00

Nan E. Cassidy 46,102.50

Castellare di Cracchiolo Stables, LLC 10,143.90

Robert Castelli 46,530.00

CBF Corporation 4,617.00

Cedar Ridge Farm, LLC 8,559.00

Dale B. Chambers 4,995.00

Chasemedaly Farm & Kathleen Feron 11,772.00 Christine Entenmann d/b/a Timber Bay Farm 4,711.50

Dr. Arnie Chusid 1,579.50

Clay Street Associates, LLC 8,802.00

Vincent Clerico 3,243.78

William L. Clifton Jr. 5,022.00

Cloverleaf Farms II, Inc. 10,918.80

Coffee Pot Stable 7,911.00

Daniel G. Coffey 278.10

Andrew I. Cohen 70,578.00

Edward Cohn 6,920.10

Thomas Coleman 26,109.00

Daniel Francis Collins 1,822.50

Christopher Colon 121.50

Peter Colon 2,123.95

John L. Confort 2,038.50

Peter Congelosi 1,849.50

Jennifer Contessa 24,529.50

Audrey Cooper 6,904.98

Copper Tree Stable 182.25

Cornell University 121.50

Corra Cavalo Thoroughbreds 2,644.65

Fred L. Corrado 4,617.00

Debra B. Corr 783.00

Patrick Costello 1,458.00

Robert Cotran 4,617.00

Denise Cotrone 1,458.00

Seamus Coughlan 4,495.50

Kiki Courtelis 2,045.25

John Cracchiolo 10,746.00

David M. Cummings 1,760.40

Curragh Stables, LLC 904.50

C U Sooner, LLC 13,095.00

Rebecca Czarnocki 3,501.90

Ralph D'Alessandro 4,295.70

Thomas M. Daly 1,505.25

Frank S. D'Amelio 783.00

Austin Daniels 2,511.00

Joseph P. Daniels 1,215.00

Geoffrey Deet 1,242.00

Austin Delaney 1,518.08

Delehanty Stock Farm, Inc. 22,227.75

Dorothy DeMola 945.00

Ralph DePalma 2,770.20

Anthony J. DePaula 10,004.85

Jeremiah Desmond 4,536.00

Diamond M Stable 7,249.50

Keith Dickstein 13,000.50

John Dillon 826.20

Alfred DiRico 17,126.91

Joseph DiRico 11,016.00

Glenn B. DiSanto 11,464.20

William Discala 945.00

Richard Distasio 3,002.40

Debra DiVitto 729.00

Michael DiVitto 16,775.10

Dixie Farm 7,349.40

DJR Thoroughbreds 812.70

D. Loring Donegan 1,518.75

John F. Dorrian 445.50

Christopher Dragone 4,455.00

Dragon Squared Stable 533.25

Thomas Dushas 21,543.71

Dutchess Views Farm, Inc. 53,269.65

Edgar Earl 4,803.30

Early Season Income, LLC 4,212.00

Eaton & Thorne 31,504.95

Milton Ebersole 2,511.00

Edition Farm 33,777.00

Thomas B Edwards 41,782.50

Tracy Egan 5,792.58

Eklektikos Stable LLC 6,237.00

EKQ Stables Corp. 4,988.25

Christopher Elser 5,265.00

Empire Equines, LLC 28,282.50

Empire Stud, LLC 11,515.50

Lois Engel 3,105.00

Richard Englander 1,012.50

Mary E. Eppler 11,392.65

John T Esposito 31,074.30

Establo Madoca Corp. 1,385.10

Tony Evangelista 1,336.50

Ralph M. Evans 19,210.50

Toby Brewer Evans 4,200.52

Patrick A. Everard 29,560.28

Joseph Fafone 8,910.00

Alain J. Falourd 14,175.00

William S. Farish III 932.85

W. S. Farish 7,735.50

Thomas Farone 5,899.50

Fast Break Farm LLC 7,520.85

Jeanne Marie R. Faulconer 9,558.00

Fedwell Farms 3,307.50

Dr. Chris Feifarek MD 297.00

Eric Fein 8,226.90

Scott M. Fein 19,415.70

Juan C. Fernandez 11,610.00

Kathleen M. Feron 5,616.00

Louis P. Ferrari 769.50

Louis P. Ferrari 11,164.50

Charles E. Festa Jr. 5,367.60

Al Ficarella 3,123.90

Fiddlers Green Stable 27,182.25

Stefano A. Filippazzo 1,080.00

David Firmstone 5,170.50

First Class Thoroughbreds, LLC 17,149.05

Russell S. Fisher 2,558.25

Suzanne Fisher 5,871.15

Catherine Flanagan 35,316.00

Flying Zee Stables 307,628.28

Monty Foss 4,819.50

Four Winds Thoroughbred, LLC 1,099.58

Fox Ridge Farm, Inc. 31,603.50

Michael Francesa 209.25

Henry Freebern 2,398.95

Jane M. Freed 16,946.55

Albert Fried Jr. 43,433.55

Friendship Stable 6,331.50

Ernie Frohboese 2,357.10

Robert H. Futh 1,103.22

Gabrielle Farm 45,981.68

Joseph F. Gagen 4,698.00

Gallagher's Farm, Inc. 4,565.70

Gallagher's Shiraz LLC 10,280.25

Gallagher's Stud 15,974.55

Mia Gallo 22,720.77

Fergus Galvin 1,790.10

Michael J. Galvin 2,268.00

Neal Galvin 364.50

Albert Geldmacher 2,362.50

Patricia Generazio 27,087.75

Joseph Gentile 8,721.00

Estate of Joseph W. Gerrity, Jr. 2,308.50

Gessler Racing, LLC 3,037.50

Paul Michael Giacopelli 15,403.50

Brian Gillum 18,724.50

Joseph Gioia 2,106.00

Glen Grey Farm 243.00

Glenwood Star Stable 7,047.00

Lawrence Goichman 25,451.69

Charles H. Goldberg 10,320.75

Sanford Goldfarb 18,059.63

Goodwin Farm 5,670.00

Todd R. Graves 4,198.50

Richard Greeley 5,717.25

Seth J. Gregory 17,505.45

Anthony Grey 63,409.50

Jane K. Griffin 133.65

Melissa Grimm 9,234.00

Kathleen A. Griswold 1,822.50

Bruce Raymond Grossman 5,265.00

GSB Racing & Breeding Stock, Inc. 4,056.75

Richard Hackerman 4,374.00

Robert G. Hahn 16,875.00

Charles Hallas 10,354.50

Denis Hall 10,281.60

Prentiss W. Hallenbeck 6,845.51

Allen Hallett 24,688.80

Paula Ann Hallman 5,872.90

James W. Handford 20,736.00

Peter Hanks 25,346.25

Albert V Hanley 6,643.35

Happy Hill Farm 39,892.50

Haras Buen Borincano I, Inc. 4,826.25

William Hart 1,458.00

Eugene E. Hauman 5,818.50

Jeanette M. Havington 10,492.20

Daniel Hayden 3,311.55

Lynda S. Hayes 27,359.10

Henthorn Racing, Inc. 26,222.40

Kathleen Herbert 8,746.92

Mary Jo Herbert 6,777.00

Heron Court Farm, LLC 2,031.75

John Hertler 2,700.00

Frederick W. Hertrich III 30,358.80

John Hettinger 36,113.18

Dawn Hew 3,375.00

H & H Farms 18,103.50

John P. Hicks 26,424.90

Hidden Lake Farm, LLC 64,458.79

Hidden Point Farm, Inc. 5,682.15

High Meadow Farm 11,360.25

Hilly Fields Stable 12,305.25

Hobby Horse Stables LLC 8,168.85

John J. Hoey 2,430.00

Paul A. Hoffman 5,616.00

Hoffman Thoroughbreds LLC 5,791.50

Bruno Hofmann 4,630.50

James Hooper 6,389.55

Susanne G. Hooper 30,522.83

Horse Partners 41,904.00

Cynthia Howe 2,254.50

Lesley Hurd 22,312.80

IEAH Stables 26,561.25

Jill Imperio 18,144.00

Michael Imperio 6,547.50

Irish Hill Century Farm 9,830.70

James H. Iselin 10,442.25

Iwin Farms, LLC 23,085.00

Darryl Jackson 8,283.60

Tammy L. Jacobs 273.38

Sandra H. Jacoby 486.00

Gerardus S. Jameson M.D. 21,492.00

Barbara J. Janas 4,860.00

Robert Jarras 2,403.00

Elisabeth R. Jerkens 8,653.50 Jim Jam Thoroughbreds & Marvin Little, Jr. 11,016.00

JMJ Racing Stables, LLC 28,552.50

Joda Farm, LLC 50,476.50

Joemar Racing Stables, LLC 14,631.30

John A. Nerud Revocable Trust 4,900.50

Jones Horse Farm, LLC 5,073.30

JP Racing Stable 189.00

Jump Start Partnership 9,053.10

Just Us Racing 2,523.15

Karakorum Corp. 2,659.50

Karakorum Farm 4,313.25

Kaz Hill Farm 18,515.25

Lauren Kelso-Canady DVM 6,601.50

Kerin & Kerin, LLC 24,121.80

Mark E. Kerin 6,608.25

James G Kettell 3,316.95

Owen Kiernan 9,936.00

Jerry Kil 20,277.00

Kilskyre Stable 4,698.00

John C. Kimmel 11,070.00

Ronald Kiser 33,733.80

Seth Klarman 165.85

Ken Kleinpeter 851.85

Kirk Kneller 221.40

Estate of Athena Kouray 1,512.00

Gerald A. Kresa 5,184.00

Daniel E. Krohn 911.25

Andrew J. Kruger 1,154.25

Saul Kupferberg 17,728.20

Emma Jane Lackey 23,230.80

LaMarca Stable 12,089.92

Lambholm 876.62

James LaMonica 22,981.05

Harry L. Landry 15,781.50

William A. Lanyi 4,860.00

Michael E. Lauer 9,396.00

Lavin Bloodstock 5,265.00

Beverly Least 5,664.60

Leatherstocking Equine 1,944.00

Debra A. LeBarron 842.40

Michael A. LeCesse 49,266.76

John J. Lee 182.25

Liberty Hill NY Thoroughbreds 810.00

Marvin Little 1,120.50

Marvin Little Jr. 2,281.50

LL Racing, LLC 1,795.50

Madeline L. Locke 2,022.30

Robert L. Losey 1,822.50

Joseph Lostritto 3,580.20

Richard J. Lugovich 7,128.00

Adam Madkour 13,230.00

Vivian G. Malloy 374.63

Malvern & Janet Burroughs, LLC 923.40

Frank L. Mancini 11,002.50

Brian Mandryck 8,046.00

Joseph Mangine 1,471.50

Manhattan Racing Stable 12,420.00

Philip A. Marcantonio 3,439.80

Michael R. Marceda 6,669.00

Leslie Roncari Marconi 7,074.00

Peter E. Mariano 364.50

David J. Markgraf 60.75

Joseph Marotta 2,146.50

Jean M. Martin 16,672.50

Joseph A. Marx 6,689.25

Maspeth Stable, LLC 2,879.55

Paul J. Matties, Jr. 16,564.50

Matties Racing Stable, LLC 580.50

Maybrys Farm 13,702.50

John M. McDermott 810.00

Edward T. McGettigan Jr. 26,846.91

Michael McGuire 6,230.25

John McMahon 3,523.50

John T. McMahon 391.50 McMahon of Saratoga Thoroughbreds, LLC 172,785.83

Michael McPoland 35,622.45

MDS Farms, LLC 49,702.61

MEB Racing Stables 864.00

Eugene N. Melnyk 10,337.29

Meritage Ventures, Inc. 33,691.95

Merrylegs Farm 68,629.14

Edward J. Messina 1,647.00

Kerry Metivier 2,435.40

Michael S. Michalisin 8,748.00

John R. Michelotti 10,273.50

Milfer Farm, Inc. 33,141.15

Harold L. Miller 10,854.00

Millicent Investments 2,419.20

Mill Ridge Farm, LLC 1,223.10

Mina Equivest, LLC 32,690.25

Jimmy Miranda 2,548.80

Robert Misa 22,653.00

Anthony Mitola 4,941.00

James Moloney 14,326.20

Monhill Farm, LLC 15,022.80

Moongate Racing LLC 5,616.00

Peter Moore 6,831.00

Thomas A. Moore 2,754.00

Brian R. Moran 14,067.00

Paul Moran 3,199.50

Patricia L. Moseley 1,701.00

Gary F. Mottola 16,097.40

Brendan G. Mullery 3,712.50

Gavin Murphy 27,027.00

John D. Murphy Sr. 1,701.00

Timothy P. Murphy 8,414.55

Amy Feathers Murray 953.10

Jim Murray 2,349.00

Thomas M Murray 12,862.80

My Meadowview, LLC 19,857.15

My Purple Haze Stables, LLC 18,412.65

Karen Sue Nagelson 2,184.30

Nassau CC Stables 2,997.00

Navesink Thoroughbred Breeders LLC 12,096.00

Edwin H. Nearing 4,881.94

Judi Nelson 33,682.50

Netherbloom Farm, LLC 16,773.75

New Dawn Stud, LLC 30,327.75

New Dawn Thoroughbreds 17,780.45

William Niarakis Jr. 26,724.60

Joseph Browne Nicholson 10,914.75

Nick-Mike Stables 13,648.50

Mrs. Gerald A. Nielsen 28,431.00

Joanne T. Nielsen 3,240.00

Sen. Howard C. Nolan Jr. 23,133.60

James D. Nolan 4,050.00

North Wynn, LLC 1,725.30

Nustar Breeding, LLC 84,590.05

Oak Bluff Stables, LLC 7,393.95

Ocean View Stables 2,117.14

Ellen O'Connell 5,015.25

Kathleen M. O'Connell 796.50

Thomas O'Connell 492.75

Andrea Odenbach 519.75

Mr. & Mrs. Rhonda Trombley O'Hagan 45,628.65

Anthony J. Oliva, Jr. 1,579.50

Oliva Stables 418.50

Shelley R. Oliver 3,280.50

Ol Memorial Stable 783.00

Gary S. Olsen 18,334.35

Donald Olson 270.00

Barry R. Ostrager 52,159.95

Ourbestpal Stable 502.20

Michael J. Palenscar 459.00

Francis Paolangeli 34,414.20

Paris Hill Thoroughbred Corp 3,165.75

Anthony Parisi 243.00

Est. Joseph S. Parisi 59,368.95

Dr. Ronald Harris Parker 9,209.70

William Parsons, Jr. 51,903.90

Dr. Zachary Passaretti 5,753.70

Past Due Farm 16,038.00

Peekskill Racing Stable, LLC 391.50

Pegasus Dream Stable 16,368.75

Pegasus Farms, Inc. 21,070.80

Shirl Penney 2,052.00

People Change Racing Stables 4,201.20

Jeremy Peskoff 6,297.75

Michele W Peters 3,510.00

Dennis A. Petrisak 47,056.14

Stephen Thomas Petti 2,754.00

Anthony Piazza 16,092.00

William A. Piervincenzi 2,160.00

Pillar Property Services Inc. 2,578.50

A. Leonard Pineau 4,779.00

James Pino 4,050.00

Pioneer Ventures 2,673.00

Pomerol Party Ltd. 15,676.20

Paul P. Pompa, Jr. 4,212.00

Pont Street Stables 314.82

Kenneth Posco 560.25

Prantlack Farm & David Lester 654.75

Preferred Pals Breeding Co of NY, LLC 2,016.90

Preferred Pals Equine, LLC 756.00

Hayward R. Pressman 742.50

Michael Progno 3,523.50

Cheryl A. Prudhomme 21,978.00

William J. Punk Jr. 5,020.65

Nancy Purcell 241.65

Purdy Edelberg Breeders LLC 16,922.25

Patricia S. Purdy 97,681.73

Peter T. Putriment 243.00

Quiet Woman Farm 5,359.50

Jeffrey P. Raine 23,476.50

Kenneth L. Ramsey 59,462.10

Michael Rankowitz 10,705.50

David R. Rarey 4,819.50

John Rattigan 1,181.25

Raynick Stables, LLC 5,589.00

Linda J. Reading 4,765.50

J. Paul Reddam 3,523.50

Red Diamond Stable LLC 2,740.50

Red Storm Stable, Inc. 9,598.50

Repole Stables LLC 1,895.40

Rhapsody Farm, LLC 32,871.82

Kimberly Ricard 133.65

Linda Rice 3,874.50

Richland Hills 3,397.95

Ronald Richter 9,838.80

Louise Riggio 486.00

Lansdon B. Robbins 4,144.50

James K. Roberts 30,325.32

Rockin' River Ranch, Inc. 207.90

Rockmount Equestrian Corp. 2,268.00

Paul Rodliff 5,643.00

Loraine Roe 1,822.50

John Scott Rogers 4,178.25

Rojan Farms 6,973.43

Edward R. Rosas 1,701.00

Robert D. Rosenthal 65,319.75

Robert A. Ross 4,617.00

RRC & G Stables, Inc. 5,373.00

Anne H. Rudder 1,470.15

Kristen Russell 4,050.00

Rustlewood Farm, Inc. 2,494.13

Sage Stables 14,773.05

Nicholas Sallusto 1,944.00

Donna Lee Sammons 6,043.95

Sanford H. Robbins, LLC 13,911.75

George L. Santangelo 783.00

Saratoga Glen Farm, LLC 2,841.61

Saratoga Select Broodmares LLC 14,269.50

Lawrence E. Sargent 2,401.65

Richard T. Saxton 139.72

Say A Prayer Stable 6,807.38

Rich Scelfo 4,104.00

Edwin Schatzel 8,661.60

William Schettine 6,284.25

Ronald D. Schmidt 3,577.50

Gus Schoenborn, Jr. 9,003.15

Richard Schosberg 121.50

Michael A. Schrader 13,112.28

Aaron Schroeder 2,457.00

Herbert T. Schwartz 35,668.35

Scott M. Schwartz 11,898.90

Sea Horse Stables LLC 1,485.00

Sue C. Sedlacek 1,707.75

September Stable 10,260.00

Sequel 2003 1,458.00

Sequel Stallions New York, LLC 39,639.51

Sequel Thoroughbreds, LLC 127,104.52

Jeffrey Sexton 7,067.25

Sez Who Thoroughbreds 9,767.25

Sez Who Thoroughbreds North, LLC 26,222.40

Michael P. Shanley 2,544.75

Dr. Cary Shapoff 1,767.83

Edward L. Shapoff 4,941.00

Eric Sharp 6,511.05

Cindy Sheils 10,195.20

Christopher Shelli 4,284.63

Jan Sherrard 351.00

Dr. Herbert Sherry 20,169.00

SHHS Stable, LLC 9,558.00

Walter Shook 4,698.00

Sienna Farms LLC 25,712.24 Sinatra Thoroughbred Breeding and Racing 1,701.00

Sisters in Racing Stable 11,183.40

Michael A. Slezak 10,138.50

David Smart 22,282.56

Debra A. Smith 5,430.38

Louis Smith 8,424.00

Paul P. Smith 10,013.63

Smith Ridge Stables, LLC 5,467.50

Snowberry Farm 12,906.00

Joseph Soave 22,221.00

Scott S. Solar 6,137.10

Songbird Farm 1,458.00

Song Hill Thoroughbreds LLC 26,225.10

Sorin Stables, Inc. 3,361.50

Sovereign Stable 5,805.00

Anthony Spadea, Jr. 4,009.50

Spanish Serenade LLC 121.50

Wayne E. Sparling 567.00

John Spendolini 6,226.20

Robert Spiegel 1,721.25

Michael Spielman 10,100.43

Sportsman Stable 12 600.75

Spruce Lane Farm 15,192.90

Star Track Farms 1,701.00

Steel Your Face Stables, LLC 8,878.95

Steeplechase Farm 769.50

Winslow B. Stevens 5,201.55

Stone Bridge Farm, LLC 62,976.15

Stonegate Stables LLC 13,679.55

Stonehearted Chic Stables 1,406.70

Stonewall Farm 130,723.38

William Stratton 133.65

Wendell D. Strickland 6,157.35

J. Stuart 5,494.50

Sugar Maple Farm 119,787.93

Barbara Sullivan 364.50

Sunriver Partners 22,869.00

SUNY Cobleskill 6,102.00

Sure Thing Stables, LLC 4,617.00

Steve Taglienti 18,441.00

TAKE Racing, LLC 3,143.07

James Joseph Taylor Jr. 4,468.50

Taylor Made Stallions, Inc. 28,954.80

Ted Taylor 92,767.27

Team Millennium Stable 24,651.00

Team Penney Racing 6,709.50

Tea Party Stable Inc. 38,934.00

Ted Taylor Thoroughbreds 36,720.00

Carmine Telesca 2,308.50

William J. Terrill 18,859.50

The Peter J. Callahan Revocable Trust 16,362.00

Thinking Cap Stable 11,407.50

Becky Thomas 7,246.80

Thomas-Narlinger, LLC 148,549.68

Thunder Run Thoroughbreds 1,512.00

TIC Stables 2,835.00

Brendan Tobin 5,440.50

Topsmeade, LLC 18,681.30

Stacy Torelli 4,752.00

Trade Winds Farm 5,359.50

Tranquility Farm 121.50

Tri-County Stables 46,101.15

Trinity Farm, LLC 405.00

Tri-Noble Stable 1,058.40

Tri Star Farms 5,139.99

Tri Star Stables, LLC 5,244.75

Richard J. Troncone 14,841.90

TSP Enterprises 13,648.50

Jeffrey Tucker 56,616.30

Tulip Two Racing Stable 5,197.50

Frances Ubbink 15,731.55

Uncle Camie Breeding Farm, LLC 13,878.00

Robert A. Urrutia 195.75

Roddy Valente 9,379.80

Roddy Valente 19,008.00

Mark J. Valentine 2,864.70

Martha Valentino 6,561.00

Peggy Vandervoort 24,559.20

Evelyn Van Kersen 1,822.50

Very Un Stable 19,538.55

Susan Vitro 23,743.80

Carolyn R. Vogel 5,054.40

Volunteer Racing, Inc. 371.25

Wachtel Stable 48,902.40

Henry T. Waring 1,701.00

Sherry L. Washburn 564.30

Wateree Racing, Inc. 3,219.75

Waterville Lake Stables Ltd LLC 26,217.00

Annaliese Weibel 172.80

Albert Weis 9,389.25

Barry L. Weisbord 2,740.50

Wellspring Stables 134,858.25

Westerly Horse Farm, Inc. 3,524.85

Howard T. Whitbred 17,198.33

White Horse Properties, LLC 486.00

Sarah Leigh Whitney 7,290.00

Stephen Wigmore 3,246.75

John D. Williams 2,956.50

Dr. William B. Wilmot 16,787.25

Windhorse Thoroughbreds LLC 15,963.75

Windmill Manor Farms, Inc. 2,916.00

Windylea Farm 15,128.10

Peter R. Winston 10,867.50

Winter Creek Farm 4,250.48

John M. Wolferseder 486.00

Wolf Pen LLC 14,256.00

Marc Woltag 4,981.50

Steven W. Young 4,614.98

Johnny J. Zacco 769.50

Kelly Zanella 540.00

Mr. & Mrs. Ronald W. Zdrojeski 702.00

Richard Zwirn 4,617.00 GRAND TOTAL $8,833,800.97 COUNT 683

Average $12,933.82

2012 STALLION OWNER AWARDS

The following shows the number of award recipients that earned stallion owner awards for each year from 2002 through 2012:

Number of Individuals, Calendar Year Entities or Partnerships Receiving Awards 2012 110 2011 79 2010 112 2009 115 2008 169 2007 175 2006 174 2005 170 2004 161 2003 154 2002 148

The following shows the average stallion owner award per recipient for each year from 2002 through 2012:

Average Stallion Owner Award Calendar Year 2012 $18,753 2011 $16,898 2010 $13,923 2009 $20,609 2008 $13,099 2007 $15,028 2006 $14,901 2005 $14,423 2004 $13,771 2003 $12,754 2002 $12,972

2012 Leading Stallion Owners by Awards Earned

Total Stallion Owner Award

Sequel Stallions New York, LLC $498,810.96

Joseph G. McMahon 270,879.30

Roaring Fever, LLC 70,464.15

Empire Stud, LLC 66,141.00

Frost Giant Partnership 65,214.00

Greeley's Galaxy Partnership 52,888.95

Say Florida Sandy Syndicate 47,182.14

Flying Zee Stables 40,068.09

Questroyal II, LLC 38,935.80

Dutchess Views Farm, Inc. 38,179.53

Sez Who Thoroughbreds North, LLC 37,388.43

Kenneth L. Ramsey 34,764.30

Sunriver Syndicate 33,985.80

Alfred DiRico 33,327.54

Read The Footnotes Partnership 33,289.20

Raffie's Majesty Syndicate 32,896.80

Questroyal Gold Token LLC 31,357.62

Stonerside Stable, LLC - Lessee 27,273.60

Midas Eyes Syndicate 26,590.68

RCH Stables 26,029.80 Questroyal Crusader LLC-Synd. Mngr. 24,915.60

Smooth Jazz Syndicate 22,354.20

Anasheed Syndicate, LLC 21,753.90

Mayakovsky Stud Group 21,571.92

A. P. Jet Syndicate 21,087.00

2012 STALLION OWNER AWARDS

TOTAL STALLION OWNER STALLION AWARD

David E. Ahearn Galloping Gael $550.80

Anasheed Syndicate, LLC Anasheed 21,753.90

Michael Anchel Shawklit Won 729.00

Anstu Farm, LLC Kettle Won 2,745.00

A. P. Jet Syndicate A. P Jet 21,087.00

B.E. Stables Lycius 3,759.30

Philip S. Birsh Mayakovsky 332.10

Bustin Stones Syndicate Bustin Stones 16,494.30

Cappuchino Syndicate Cappuchino 5,648.40

City Zip Syndicate City Zip 9,614.70

Madeline Cohn Legion Field 1,881.00

Connie J. Corigliano Liberatedbyforce 183.60

Denise Cotrone Michael's Temper 486.00

Crafty C.T. Partners Crafty C. T. 3,955.50

Rebecca Czarnocki Our Frankie 1,362.60

Alfred DiRico Disco Rico 33,327.54

Joseph DiRico Disco Rico 11,775.60

Distinctive Pro Syndicate Distinctive Pro 4,812.30

Debra DiVitto Friar 486.00

Dutchess Views Farm, Inc. Andromeda's Hero 31,727.25

Northern Spur (IRE) 6,452.28 ------

Total for Owner 38,179.53

Empire Stud, LLC Chief Seattle 41,473.80

Defer 24,667.20 ------

Total for Owner 66,141.00

Richard Englander Adios My Friend 675.00

Fast Decision Syndicate Fast Decision 1,557.00

Flying Zee Stables Western Expression 40,068.09

Friendly Island Partnership Friendly Island 12,397.50

Frost Giant Partnership Frost Giant 65,214.00

Gallagher's Stud & Shadwell Farm Intidab 5,652.00

Golden Missile Syndicate Golden Missile 19,631.34

Sanford Goldfarb Aggadan 810.00

Goldminers Gold Syndicate Goldminers Gold 4,608.00

Gone For Real Syndicate Gone for Real 3,867.30

Greeley's Galaxy Partnership Greeley's Galaxy 52,888.95

Albert J. Hettinger Millions 648.00

Hobeau Farm, Ltd. Kelly Kip 270.00

Max Hugel Manlove 81.00

Elisabeth R. Jerkens Best of Luck 1,465.20 Evangelos Katrakazos Harbor Boy 162.00

Peter Kazamias Here's Zealous 3,697.20

Kaz Hill Farm Here's Zealous 594.00

Keane Stud Eltish 13,968.72

Lauren Kelso-Canady DVM Orville N Wilbur's 635.40

Key Contender Syndicate Key Contender 891.00

Gary L. Least Crusader Sword 2,739.60

Slice of Reality 3,328.20 ------

Total for Owner 6,067.80

Magnolia Racing, LLC Stonesider 4,563.00

Majesty Stud, LLC Raffie's Majesty 16,822.80

Brian Mandryck Quigley 3,528.00

Mayakovsky Stud Group Mayakovsky 21,571.92

Edward T. McGettigan Jr. Breathless Affair 3,093.84

Joseph G. McMahon Desert Warrior 60,635.25

Halory Hunter 1,719.00

Judge T C 16,488.63

Regal Classic 14,878.44

Utopia (JPN) 134,505.18

Wild Desert 42,652.80 ------

Total for Owner 270,879.30 McMahon of Saratoga - Syndicate Manager Wheelaway 20,591.28

McMahon of Saratoga Thoroughbreds, LLC Around the Cape 1,233.00

Millions 138.60 ------

Total for Owner 1,371.60

Merrylegs Farm Stanislavsky 8,611.20

John R. Michelotti Lord Aly 216.00

Midas Eyes Syndicate Midas Eyes 26,590.68

Millennium Thoroughbreds Talk Is Money 3,603.60

Millennium Wind Lease Account Millennium Wind 12,261.69

Monhill Farm, LLC Well Noted 6,757.20

Nunzio Syndicate Nunzio 89.10

Ocean Blue Stable Brushed On 810.00

Gary S. Olsen Eltish 3,853.62

One Nice Cat Partnership One Nice Cat 17,439.30

Pegasus Farms, Inc. Deputy Cat 2,916.00

Ground Storm 5,985.00 ------

Total for Owner 8,901.00

Performing Magic Syndicate Performing Magic 5,657.85

Phone Trick Syndicate Phone Trick 2,628.00 Margaret Picarello Carry My Colors 4,500.00

Michael Progno Risen Roman 1,377.00

Questroyal Crusader Gold Token LLC Gold Token 31,357.62 Questroyal Crusader LLC "American Chance" American Chance 1,539.00

Questroyal Crusader, LLC (Lessee) Hansel 324.00

Questroyal Crusader LLC-Synd. Mngr. Tomorrows Cat 24,915.60

Questroyal III, LLC / Gold Fever Gold Fever 19,511.10 Questroyal III, LLC / Patriot Act Syndicate Patriot Act 14,310.00

Questroyal II, LLC Fast Play 6,046.20

Jade Hunter 3,345.30

King Cugat 29,544.30 ------

Total for Owner 38,935.80

Raffie's Majesty Syndicate Raffie's Majesty 32,896.80

Kenneth L. Ramsey Catienus 34,764.30

RCH Stables Maybry's Boy 26,029.80

Linda J. Reading Comeonmom 6,039.00

Read The Footnotes Partnership Read the Footnotes 33,289.20

Roaring Fever, LLC Roaring Fever 70,464.15

James K. Roberts Red Tail Hawk 3,879.00

Rock and Roll Syndicate Rock and Roll 2,648.70

Rodeo Syndicate Rodeo 1,223.10

Saratoga Glen Farm, LLC Captain Red 3,486.60

Eltish 13,907.70 ------

Total for Owner 17,394.30

Say Florida Sandy Syndicate Say Florida Sandy 47,182.14

Sequel Stallions New York, LLC Freud 245,423.70

Good and Tough 16,154.10

Hook and Ladder 126,525.06

Precise End 162.00

Read the Footnotes 83,642.40

Ten Most Wanted 26,903.70 ------

Total for Owner 498,810.96

Sez Who Thoroughbreds North, LLC Prime Timber 30,494.43

Rizzi 6,894.00 ------

Total for Owner 37,388.43

Smooth Jazz Syndicate Smooth Jazz 22,354.20

Sorin Stables, Inc. Ommadon 2,816.10

Stonerside Stable, LLC - Leaser Stonesider 27,273.60

Stonewall Farm David 1,817.10

Strategic Mission Syndicate Strategic Mission 9,657.90

Sunriver Syndicate Sunriver 33,985.80

Take Me Out Syndicate Take Me Out 486.00

Ted Taylor Peruvian 4,433.85

Carmine Telesca Uncle Camie 2,853.00

The Billings Partnership/Equilete Inc. Prosper Fager 97.20

The Thoroughbred Corporation Performing Magic 1,395.00

Roger L. Toffolon Sea Salute 1,745.55

Top Account Syndicate Top Account 1,620.00

True Direction Partners LLC True Direction 14,220.00

Yvonne Turchiarelli Verbatim Run 3,688.83

Uncle Camie Breeding Farm, LLC Uncle Camie 3,240.00

Mark J. Valentine Don Corleone 3,301.20

James A. Vena Badge 4,755.42

Wachtel Stable Smokin Mel 11,293.20

Michael Watral Rage 567.00

Windmill Manor Farms, Inc. Thunderello 972.00

Wiseman's Ferry Syndicate Wiseman's Ferry 19,843.20

Wonderland, LLC Let Goodtimes Roll 486.00

Mary J. Zeppetelli Forest Deputy 324.00

GRAND TOTAL $2,043,001.80 COUNT 110

Average $18,572.74

2012 OPEN-COMPANY OWNER AWARDS

The following shows the number of award recipients that earned open-company owner awards for each year from 2001 through 2012:

Number of Calendar Year Individuals, Entities or Partnerships Receiving Awards 2012 262 2011 268 2010 234 2009 361 2008 365 2007 393 2006 413 2005 400 2004 359 2003 393 2002 389 2001 409

The following shows the average open-company owner award for each year from 2001 through 2012:

Average Open-Company Calendar Year Owner Award 2012 $4,234 2011 $3,706 2010 $3,674 2009 $3,068 2008 $3,805 2007 $3,411 2006 $3,323 2005 $3,562 2004 $3,190 2003 $3,239 2002 $3,372 2001 $3,566

2012 Leading Owners by Open-Company Owner Awards Earned

Open Company Owner Total Award

Michael Dubb $63,489.24

Gerald Kresa 35,820.00

Barry K. Schwartz 34,938.00

Flying Zee Racing Stable, LLC 33,057.00

Drawing Away Stable 27,324.00

LaMarca Stable 25,714.80

Saul Kupferberg 21,600.00

James Riccio 20,700.00

Francis Paolangeli 19,997.10

Repole Stables LLC 16,308.00

My Purple Haze Stables, LLC 15,958.35

Robert D. Rosenthal 15,633.00

Andrew I. Cohen 14,634.00

Clear Stars Stable 14,616.00

Chester Broman 14,056.20

Maggie Moss 13,875.48

Winning Move Stable, LLC 13,644.00

Gary Barber 13,503.60

MEB Racing Stables LLC 13,500.00

Charlton Baker 11,219.04

Bernard Connaughton 10,800.00

2012 OPEN-COMPANY OWNER AWARDS

Owner Total Award

Aaron Racing Stable $2,264.40

Acqua Nova Stable 1,800.00

James Acquilino 2,138.40

David E. Ahearn 954.00

Akindale Farm 3,780.00

Neal M. Allread 781.20

Amaty Racing Stables 410.40

Judy A. Anderson 3,556.44

Anjes Farm 1,152.00

Anstu Stables, Inc. 6,210.00

Argo One Racing Stable 3,423.60

Bryan R. Armstrong 1,396.80

Christine E. Attwood 1,357.20

August Dawn Farm 4,050.00

Kathleen D. Babcock 1,922.40

Sanford Bacon 1,530.00

Charlton Baker 11,219.04

Kadian Baker 3,303.00

Gary Barber 13,503.60

Oscar S. Barrera III 324.00

Paul W. Barrow 648.00

George S. Beech 1,494.00

John T. Behrendt 540.00

Steven Bennett 1,998.00

Philip S. Birsh 640.80

James J. Bissett, Jr. 320.40

Blue Devil Racing Stable 1,359.00

Blue Star Stable 2,912.40

Blue Streak Stable 252.00

Tina Marie Bond 1,719.00

Bran Jam Stable 4,050.00

Debra A. Breed 648.00

Ronald Breed Jr. 1,127.70

Bree-N-Me 2,754.00

Brian and Kerry Novak, Inc. 3,537.00

Broadway Blue Stable 4,590.00

Chester Broman 14,056.20

Brous Stable 4,860.00

David E. Brown 1,944.00

Anthony L. Bruno 2,160.00

Carl Buhr 1,944.00

Timothy Burr 2,300.40

Jose A. Cabrera 446.40

James Calcanes 1,584.00

Steven L. Campbell 972.00

Cannon Farms 288.00

Peter J. Canzone Sr. 1,800.00

John Caputo 3,780.00

Casner Racing 477.00

Ron Cecere 972.00

Char-Allie Stable 356.40

Chasemedaly Farm & Kathleen Feron 2,952.00

Naipaul Chatterpaul 1,598.40

Clear Stars Stable 14,616.00

Vincent Clerico 993.24

Andrew I. Cohen 14,634.00

Madeline Cohn 648.00

Jeanette Colon 333.00

Bernard Connaughton 10,800.00

Audrey Hastings Cooper 1,954.44

Carol R. Correa 694.80

David Cramer 1,360.80

Ralph D'Alessandro 9,302.40

Kathryn F. Dalton 10,530.00

Angelo DeFilippis 1,170.00

Anthony J. DePaula 320.40

Peter Deutsch 4,860.00

Angel H. Diaz-Valdez 8,089.20

Joseph DiRico 3,564.00

Debra DiVitto 3,894.30

D-Marleigh Stable 9,396.00

Dogwood Stable 1,404.00

Walter Downey 3,920.40

Drawing Away Stable 27,324.00

Michael Dubb 63,489.24

Christopher T. Dunn 4,752.00

Dutchess Views Farm, Inc. 320.40

Ed Edelberg 990.00

Thomas B. Edwards 3,600.00

El Coqui Stable 666.00

Empire Equines, LLC 1,998.00

Enck Racing 2,086.20

Jeffrey Englehart 1,922.40

Entourage Stable 8,100.00

John T Esposito 3,600.00

Thomas J. Farone 1,386.00

Eric Fein 3,726.00

Ferentino Farm 1,477.35

M. Anthony Ferraro 8,028.00

Al Ficarella 2,242.80

Fifty Five Village Racing 1,746.00

First Class Thoroughbreds, LLC 2,082.60

Flying Zee Racing Stable, LLC 33,057.00

Flying Zee Stables 4,050.00

Four Tags Stable 7,362.00

Jerry Frankel 5,400.00

Jane M. Freed 2,462.40

Albert Fried, Jr. 8,901.00

Lesley Friedman 1,944.00

Funky Monkey Racing Stable 2,970.00

Gabrielle Farm 9,388.80

Patricia Generazio 5,040.00

Joseph Gentile 3,549.60

Carl Gessler, Jr. 1,350.00

Gold Mark Farm LLC 5,967.00

John A. Grabowski 333.00

Greek Friend Stables 1,206.00

Guyana Rocky LLC 720.00

Denis Hall 5,864.40

Prentiss W. Hallenbeck 2,701.35

Albert V. Hanley 320.40

Happy Face Racing Stable 2,623.32

Harold Lerner, LLC 2,016.00

Eugene E. Hauman 3,780.00

Hedgebright Stable 4,284.00

Hesa Stable 504.00

Hidden Lake Farm, LLC 162.00

Timothy A. Hills 2,250.00

Susanne G. Hooper 8,100.00

Curtis Horton, Jr. 603.00

Salvatore Iorio, Jr. 1,922.40

James H. Iselin 4,230.00

Island Wind Racing 5,040.00

Daniel C. Jacobs 720.00

Jay Bee Stable 320.40

Joemar Racing Stables, LLC 8,159.40

Juddmonte Farms, Inc. 9,288.00

Just Jackie Stables 378.00

Kaleem Shah, Inc. 4,950.00

Karakorum Farm 1,368.00

James G. Kettell 333.00

Ronald Kiser 8,827.20

Robert Klimasewski 648.00

Gerald Kresa 35,820.00

Saul Kupferberg 21,600.00

Lakland Farm 8,100.00

Dennis S. Lalman 9,810.00

LaMarca Stable 25,714.80

La Union Stable 2,214.00

Michael A. LeCesse 2,394.00

Lima LLC 504.00

Ilmar Loaiza 529.20

Megan Lucas 1,960.20

Luch Racing Stable 961.20

Michael R. Marceda 5,166.00

Brian E. McCall 2,142.00

McConnell Racing Stable 5,508.00

Ann McDonough 499.50

Joseph G. McMahon 5,673.60

Michael J. McMahon 480.60

MEB Racing Stables LLC 13,500.00

Edward J. Messina 1,296.00

Thomas N. Mina 1,278.00

Anthony Miuccio 2,862.00

Thomas J. Moran 4,500.00

Maggie Moss 13,875.48

Mountain Top Racing Stable 810.00

Mr. Amore Stable 6,912.00

Betty Jean Murphy 1,171.80

Timothy P. Murphy 7,062.30

My Purple Haze Stables, LLC 15,958.35

Dennis Narlinger 1,116.00

John A. Nerud 4,320.00

Don Newman 333.00

Richard J. Nicolai 2,120.40

Oakwood Stables 324.00

Obviously NY Stable 1,296.00

Andrea Odenbach 160.20

James F. Olson 5,400.00

Our Blue Streaks Stables, LLC 1,404.00

Charles Palombini 6,930.00

Francis Paolangeli 19,997.10

Parting Glass Racing 6,588.00

Elaine F. Peck 648.00

Peekaboo Stable 4,037.04

Randi Persaud 8,100.00

Michele W Peters 2,746.80

Jim H. Plemmons 540.00

Christopher J. Progno 324.00

Pucker Ridge Racing 160.20

R.A. Hill Stable 756.00

Rafael Ramos 2,916.00

R and K Racing 1,922.40

H. Lewis Rapaport 648.00

Joseph Raposa 972.00

Richard Ravin 1,044.00

Red and Black Stable 6,750.00

Red Diamond Stable LLC 2,502.00

Repole Stables LLC 16,308.00

Joseph Riccelli 1,440.00

James Riccio 20,700.00

Linda L. Rice 6,300.00

Richie Rich Racing Stable 2,255.40

Ronald Richter 5,535.00

Robert Rigobello 366.30

Rising Graph Stable 2,700.00

River Card Stable 6,795.00

J. Kirk Robison 5,904.00

James Robotham 324.00

Robert D. Rosenthal 15,633.00

John A. Salvato 3,204.00

John E. Salzman 2,214.00

Donna Lee Sammons 640.80

Edwin Schatzel 686.70

William Schettine 7,992.00

Schifty Racing Inc. 972.00

Michael A. Schrader 162.00

Barry K. Schwartz 34,938.00

Scott M. Schwartz 1,134.00

James L. Scott Jr. 3,562.20

Vincent S. Scuderi 8,874.00

Seahorse Stable 252.00

Seidman Stables LLC 1,332.00

September Stable 6,264.00

Sequel Racing 4,514.40

Michael P. Shanley 693.00

Shining Starlite Racing 3,371.40

Silvernails Farm 4,320.00

Silverton Hill, LLC 2,430.00

Sisters in Racing Stable 1,800.00

Snowberry Farm 1,296.00

Soave Stables, Inc. 1,922.40

Ana G. Soto 1,620.00

Henry J. Steadman 1,609.20

Winslow B. Stevens 1,818.00

Stonegate Stables LLC 1,944.00

Stonewall Farm 693.00

Sullivan Lane Stable 6,957.00

Sunny Meadow Farm 846.00

Craig Sweeting 320.40

Patsy C. Symons 2,700.00

Team Millennium Stable 1,800.00

Team Tristar Stable 1,998.00

Nancy L. Terhune 162.00

Terra Di Sienna Stables 6,444.00

The Holly and Ivy Stable LLC 1,440.00 Thoroughbred Futures Management LLC 3,456.00

Three Aces Stable LLC 459.00

Three Crowns Farm, LLC 324.00

Three Diamonds Farm 4,282.20

Three Gin Guys Stable 2,970.00

Thummps Racing Stable, LLC 3,177.00

Tri-County Stables 3,726.00

Jeffrey Tucker 9,579.60

Tulip Two Racing Stable 648.00

Roddy J. Valente 324.00

Mark J. Valentine 3,488.40

Peggy Vandervoort 810.00

Ramon Vazquez 347.40

Vina del Mar Thoroughbreds LLC 2,376.00

Wachtel Stable 5,252.40

Wellspring Stables 1,800.00

West Shore Stable 961.20

Howard T. Whitbred 3,600.00

Dr. William B. Wilmot 972.00

Windylea Farm 1,998.00

Winning Move Stable, LLC 13,644.00

WinStar Farm, LLC 1,206.00

Winter Park Partners 1,728.00

H. Bud Wolf 621.00

Kathryn M. Wright 504.00

You Never Know Stable 320.40 GRAND TOTAL $1,109,393.19

COUNT 262

Average $4,234.33

2012 Leading New York-Breds by Earnings

EARNINGS HORSE NAME STARTS WINS 2NDS 3RDS IN USA$ The Lumber Guy, 09 c by Grand Slam 8 4 1 0 $736,050 Willy Beamin, 09 g by Suave 10 6 2 0 $689,225 Saginaw, 06 g by Peruvian 14 10 1 1 $515,150 Dayatthespa, 09 f by City Zip 6 5 0 0 $515,000 Hessonite, 08 m by Freud 8 4 2 0 $441,000 Unbridled Command, 09 c by Master Command 7 5 0 2 $436,000 Went the Day Well, 09 c by Proud Citizen 5 2 0 0 $411,985 Lunar Victory, 07 h by Speightstown 7 5 1 0 $387,056 Next Question, 08 g by Stormy Atlantic 6 2 1 0 $364,570 Gitchee Goomie, 07 m by City Zip 7 2 2 1 $298,966 Beautiful But Blue, 09 f by El Corredor 8 3 1 2 $294,450 Agave Kiss, 09 f by Lion Heart 8 4 1 1 $290,200 Satono Daytona, 08 h by Tapit 8 2 0 1 $281,484 Sunny Desert, 09 f by Wild Desert 7 5 2 0 $260,000 Sportswriter, 09 g by Maybry's Boy 11 4 3 1 $256,184 King Kreesa, 09 g by King Cugat 10 3 3 0 $244,370 Brigand, 09 c by Flatter 9 3 4 0 $226,820 Lubash, 07 h by Freud 6 2 1 0 $223,750 Big Business, 08 g by Eddington 10 5 4 1 $222,640 Shakeira, 08 m by Freud 8 4 3 1 $220,000 Saratoga Snacks, 09 r by Tale of the Cat 5 4 1 0 $212,600 Fiftyfour Forever, 09 f by Closing Argument 16 3 6 2 $208,935 Notacatbutallama, 10 c by Harlan's Holiday 7 3 3 0 $207,000 Opus A, 07 m by Read the Footnotes 9 3 2 2 $206,500 Fox Rules, 09 g by Roman Ruler 9 3 1 1 $205,663 Fiddlers Afleet, 06 h by Northern Afleet 12 3 2 2 $205,540 Weekend Hideaway, 10 c by Speightstown 5 3 1 1 $203,000 Risky Rachel, 07 m by Limehouse 7 3 2 0 $198,750 Zetterholm, 09 g by Silver Train 6 3 1 0 $193,200 Mine Over Matter, 07 h by Mineshaft 8 2 1 3 $193,050 West Hills Giant, 10 c by Frost Giant 4 2 0 0 $192,153 Matchmadeinheaven, 10 f by Utopia (JPN) 4 3 0 0 $186,842 Miss Valentine, 08 m by 7 3 1 1 $185,200 Shrewd One, 07 h by Smarty Jones 7 3 3 1 $184,800 Mia Poppy, 09 g by Forest Wildcat 8 4 1 1 $180,234 Unavenged, 09 f by 6 2 0 0 $176,192 Kelli Got Frosty, 10 f by Frost Giant 5 3 0 1 $175,944 Readytodefer, 09 g by Defer 9 4 3 0 $171,335 Mineswept, 07 h by Mineshaft 13 3 4 2 $167,180 Ampersand, 09 c by City Zip 12 3 3 0 $165,225 Yawanna Twist, 07 h by Yonaguska 3 1 0 1 $163,000 Sally's Dream, 09 f by Utopia (JPN) 13 5 0 4 $162,246 Sailmate, 08 h by Friends Lake 8 2 2 2 $158,500 Star of New York, 06 g by Five Star Day 10 3 1 2 $157,305 Willet, 08 m by Jump Start 4 1 2 1 $157,000 Hangover Kid, 08 h by 7 3 2 0 $155,350 Full of Intent, 09 f by Master Command 9 4 2 1 $151,494 Karma Police, 09 f by Consolidator 15 4 4 3 $150,387 Compliance Officer, 06 g by Officer 4 1 2 1 $150,000 Wildcat's Smile, 09 f by Forest Wildcat 7 2 1 1 $148,724 Strong Impact, 06 g by A. P Jet 7 3 2 0 $148,175 Harbor Mist, 09 f by Rockport Harbor 9 3 0 3 $146,715 Shesabronxbomber, 09 f by Afleet Alex 11 3 3 1 $142,714 Mischief Maker, 09 f by Cape Town 10 3 0 3 $141,717 Cantonic, 06 g by Candy Ride (ARG) 9 4 1 1 $139,470 I'll Stake U, 09 c by Utopia (JPN) 12 2 3 2 $138,425 Readthebyline, 09 g by Read the Footnotes 13 2 4 3 $138,280 Parachute Coney, 09 g by Badge of Silver 15 4 2 4 $138,215 Dreaming of Cara, 09 f by North Light (IRE) 14 3 1 0 $137,220 Go Unbridled, 07 m by Unbridled Jet 8 1 1 2 $136,600 This Hard Land, 08 h by Saarland 9 3 1 1 $133,730 Kibosh, 09 f by Discreet Cat 6 3 1 0 $129,934 Fiddlers Patriot, 06 g by Proud Citizen 3 2 0 0 $129,760 Barrel of Love, 07 g by Not For Love 6 3 0 1 $129,230 Be Bullish, 05 g by Pure Prize 9 2 2 2 $128,700 Freud's Notebook, 07 m by Freud 13 2 4 2 $128,650 Clear Pasaj, 09 f by Smoke Glacken 8 3 2 0 $128,028 Palace, 09 c by City Zip 7 4 0 2 $127,800 Saxophone Len, 09 c by Utopia (JPN) 7 3 0 2 $125,354 Clean Jean, 08 m by Ecton Park 20 10 2 3 $125,136 Stonecoldsteamer, 09 g by Offlee Wild 9 3 1 1 $123,544 In Harm's Way, 10 c by Hook and Ladder 6 1 1 2 $121,718 Easy Ending, 08 m by Chief Seattle 10 3 3 0 $121,685 Agilion, 10 f by Lion Heart 7 1 4 2 $121,200 Great Gracie Dane, 07 m by Royal Academy 10 2 2 1 $120,950 Mystic City, 07 m by City Zip 8 1 1 2 $120,300 Ginger Snapit, 08 m by Tapit 12 2 0 4 $120,000 Kharafa, 09 c by Kitalpha 9 2 3 1 $118,590 Itsagoodtendollars, 06 g by Tale of the Cat 10 2 2 4 $118,570 Mr. Vegas, 07 g by Freud 5 1 2 0 $117,842 Frisky Warrior, 09 g by Desert Warrior 13 6 1 1 $117,450 Zivo, 09 c by True Direction 5 2 1 2 $117,200 Jitney, 09 f by Utopia (JPN) 9 2 2 1 $116,786 Johannesburg Smile, 07 h by Johannesburg 8 1 1 3 $116,550 Inimitable Romanee, 08 m by Maria's Mon 10 1 4 2 $116,215 Haya's Boy, 08 h by Langfuhr 9 3 3 1 $115,581 Sacred Success, 09 f by Officer 6 3 1 0 $114,670 Wee Freudian, 08 g by Freud 10 2 1 3 $113,390 Meeker Avenue, 10 g by Read the Footnotes 3 2 0 0 $112,972 Street Game, 08 h by Street Cry (IRE) 7 2 0 2 $112,850 Purely Majestic, 08 m by Quiet American 9 2 3 1 $112,345 Pearl of Wisdom, 09 g by Bob and John 11 2 2 0 $112,220 Lady Gracenote, 07 m by Read the Footnotes 12 2 1 4 $112,000 Idle American, 08 g by Quiet American 7 2 2 1 $111,510 Inherit the Gold, 06 g by Gold Token 5 2 1 0 $111,300 Double the Energy, 09 f by Unbridled Energy 9 3 1 0 $111,030 Alarmed Ndangerous, 09 g by Silver Wagon 6 2 2 1 $110,000 Princess Mara, 08 m by Leroidesanimaux (BRZ) 10 3 1 0 $109,417 Lady On the Run, 08 m by Ten Most Wanted 7 1 3 2 $108,500 Royal Suspicion, 09 f by Raffie's Majesty 16 2 6 2 $108,035 Anaphylaxis, 08 g by Tomorrows Cat 16 1 4 3 $107,604 Sharp Secretary, 07 m by Cactus Ridge 5 3 1 1 $106,831 Get Serious, 04 g by City Zip 7 1 0 3 $106,520 Sneaky Kitten, 09 c by Kitten's Joy 7 2 2 1 $106,240 Windafull, 08 g by Millennium Wind 8 2 2 0 $105,827 Notmyfirstime, 09 c by Scat Daddy 3 3 0 0 $105,600 Majestic Raffy, 08 h by Raffie's Majesty 7 2 0 0 $105,163 Driven by Solar, 06 h by Freud 10 2 4 1 $105,020 Smooth Bert, 10 c by Smooth Jazz 5 2 1 1 $104,430 So Scott, 07 g by More Than Ready 7 2 2 2 $103,745 Class Action Suit, 09 f by Lawyer Ron 9 3 1 2 $102,500 Pretension, 09 g by Bluegrass Cat 9 2 1 0 $101,010 Effie Trinket, 10 f by Freud 4 2 0 0 $100,850 What's the Record, 08 g by El Corredor 9 2 1 4 $100,580 Jolienne, 08 m by Catienus 13 4 0 3 $100,386 Smokin Candy, 09 g by Smoke Glacken 15 5 2 4 $100,187

Starts Statistics for 2001 to 2012

In 2012, 3,555 Thoroughbreds bred in New York made 22,857 starts in North America, earning total purses of $77,500,264. These New York-breds finished first 2,658 times, second 2,730 times, and third 2,820 times, for a total of 8,208 top-three finishes and an overall in-the-money rate of 35.9%.

In 2011, 3,513 Thoroughbreds bred in New York made 24,055 starts in North America, earning total purses of $63,677,618. These New York-breds finished first 2,798 times, second 2,979 times, and third 2,995 times, for a total of 8,772 top-three finishes and an overall in-the-money rate of 36.4%. A total of 2,574 NY-breds made 16,041 starts on New York tracks in 2011.

In 2010, 3,632 Thoroughbreds bred in New York made 25,134 starts in North America, earning total purses of $65,700,731. These New York-breds finished first 2,946 times, second 3,027 times, and third 3,045 times, for a total of 9,018 top-three finishes and an overall in-the-money rate of 35.9%.

In 2009, 3,856 Thoroughbreds bred in New York made 26,755 starts in North America, earning total purses of $70,194,634. These New York-breds finished first 2,944 times, second 3,081 times, and third 3,234 times, for a total of 9,259 top-three finishes and an overall in-the-money rate of 34.6%.

In 2008, 3,851 Thoroughbreds bred in New York made 27,357 starts in North America, earning total purses of $81,562,424. These New York-breds finished first 3,126 times, second 3,324 times, and third 3,306 times, for a total of 9,756 top-three finishes and an overall in-the-money rate of 35%. The total purses earned represents an increase of over 6% compared to last year’s figure of $76,378,645, marking the eleventh consecutive year of record earnings.

In 2007, a total of 3,934 Thoroughbreds bred in New York made 26,292 starts in North America, earning total purses of $76,378,645. These New York-breds finished first 2,974 times, second 3,148 times, and third 3,098 times, for a total of 9,220 top-three finishes and an overall in-the-money rate of 35%. The total purses earned represents an increase of nearly 4% over last year’s figure of $73,535,643, marking the tenth consecutive year of record earnings. The total North American purse earnings by New York-breds in 2007 represent an increase of nearly 72% over the 1997 figure of $44,456,305.

In 2006, a total of 3,873 Thoroughbreds bred in New York made 26,320 starts worldwide, earning total purses of $73,535,643. These New York-breds finished first 2,956 times, second 3,180 times, and third 3,101 times, for a total of 9,237 top-three finishes and an overall in-the-money rate of 42.4%, an increase of over 6 percentage points compared to the figure for last year. North American earnings by New York-breds increased to a total of $72,092,598 for 2006, marking the ninth consecutive year of record earnings. The total North American purse earnings by New York-breds in 2006 represent an increase of over 62% compared to the 1997 figure of $44,456,305.

In 2005, a total of 3,591 Thoroughbreds bred in New York made 24,495 starts in North America, finishing first 2,940 times, second 2,949 times, and third 2,929 times, for a total of 8,818 top-three finishes and an overall in-the-money rate of 36%. Total North American purse earnings by New York-breds in 2005 reached an all-time high of $71,907,213, surpassing the record set in 2004 by nearly $6.7 million. This marks the eighth consecutive year of record-setting earnings by New York-breds.

In 2004, a total of 3,466 Thoroughbreds bred in New York made 24,234 starts in North America, finishing first 2,658 times, second 2,656 times, and third 2,852 times, for a total of 8,166 top-three finishes and an overall in-the-money rate of 33.7%. Total North American purse earnings by New York-breds in 2004 reached an all-time high of $65,211,933, surpassing the record set in 2003 by over $7.5 million.

In 2003, a total of 3,187 Thoroughbreds bred in New York made 22,053 starts in North America, finishing first 2,550 times, second 2,634 times, and third 2,627 times, for a total of 7,811 top-three finishes and an overall in-the-money rate of 35.4%. Total North American purse earnings by New York-breds in 2003 reached an all-time high of $57,674,759, surpassing the record set in 2002 by over $2.5 million.

In 2002, a total of 2,985 Thoroughbreds bred in New York made 22,079 starts in North America, finishing first 2,575 times, second 2,576 times, and third 2,617 times, for a total of 7,768 top-three finishes and an overall in-the-money rate of 35.2%. Total North American purse earnings by New York-breds in 2002 reached $54,963,235, surpassing the record set in 2001 by over $1 million.

In 2001, a total of 2,880 Thoroughbreds bred in New York made 22,019 starts in North America, finishing first 2,585 times, second 2,641 times, and third 2,686 times, for a total of 7,912 top-three finishes and an overall in-the-money rate of nearly 36%. Total North American purse earnings by New York-breds in 2001 reached $53,860,329, surpassing the record set in 2000 by nearly $1.25 million.

RACING OPPORTUNITIES AND PURSE MONEY FOR NY- BREDS IN 2012

Registered NY-breds raced for nearly $40 million* in restricted purse money in 2012, more than any time in history.

The New York Racing Association put up $34,480,000 for NY-breds, who ran in 627 races at their three tracks: Aqueduct, Belmont and Saratoga. Additionally, NY-sired horses born in any jurisdiction were eligible to run in the NY Stallion Series, which offered $950 million in purse money.

Finger Lakes Casino and Racetrack offered $5,359,289 in restricted NY-bred purse money. This figure includes close to a million dollars in purse enrichment paid by the NYTBDF.

NYRA Restricted NY-bred Purses $34,480,000 Finger Lakes Restricted NY-bred Purses $5,359,289 Total Restricted Purse Money in 2012 $39,839,289

Stallion Series Purse Money 2012 $950,000 Combined Restricted Plus Stallion Series $40,789,289

These figures are important to the comeback of racing in New York. Together with the restricted-race offerings, they provide plentiful and attractive racing opportunities that give an owner a good shot at breaking even or making a profit.

Industry participants cannot ignore the $12.9 million in Breeding Fund award money also on tap in 2012. Altogether, there were $52.7 million available to the owners, breeders and stallion owners who provided NY-breds for the starting gates at NYRA and FLCR. It creates an enticing picture that will hopefully encourage those who want to breed and race to do it here in the Empire State.

Racing in State-Bred Restricted Races at NYRA Tracks in 2012

Track # Races # Starters # Starts $ Won

AQU 313 1,178 2,613 $15,180,020 BEL 220 983 1,974 $13,143,320 SAR 94 567 813 $6,308,200 FL 186 539 1,309 $4,603,051 Total 813 6,709 $39,234,591

2012 State-Bred Races by State

Race Total Total Reverts Race State Count Rnrs Purses Available $ $ Value

AR 67 686 $1,734,800 $1,734,800 $0 $1,734,800 AZ 91 635 $820,100 $849,637 $451 $849,186 CA 261 2,165 $16,161,000 $16,455,030 $25,310 $16,429,720 CO 38 318 $555,421 $590,633 $0 $590,633 FL 31 236 $3,358,200 $3,358,200 $5,000 $3,353,200 IA 223 1,879 $6,426,965 $6,512,022 $75 $6,511,947 ID 14 87 $73,350 $73,080 $0 $73,080 IL 334 2,859 $12,565,060 $12,414,795 $1,605 $12,413,190 IN 487 4,584 $12,949,000 $13,057,590 $0 $13,057,590 LA 1270 11,857 $30,453,930 $30,453,930 $1,170 $30,452,760 MA 8 72 $400,000 $400,000 $0 $400,000 MD 11 85 $850,000 $850,000 $1,000 $849,000 MI 79 486 $746,800 $1,057,195 $21,025 $1,036,170 MN 141 1,141 $3,041,130 $3,041,130 $43,949 $2,997,181 MT 1 8 $1,200 $1,200 $0 $1,200 ND 11 77 $37,050 $37,050 $0 $37,050 NE 114 783 $1,032,256 $1,043,406 $851 $1,042,555 NJ 111 961 $4,388,750 $4,388,750 $1,650 $4,387,100 NM 890 7,441 $17,533,427 $17,708,037 $0 $17,708,037 NY 813 6,710 $39,279,451 $39,285,251 $50,660 $39,234,591 OH 295 1,955 $3,837,600 $3,838,500 $230 $3,838,270 OK 306 2,964 $7,200,980 $7,191,180 $900 $7,190,280 OR 76 511 $446,675 $450,886 $1,403 $449,483 PA 408 3,292 $13,231,000 $13,832,403 $13,560 $13,818,843 TX 257 2,232 $3,887,600 $3,887,600 $1,110 $3,886,490 VA 18 152 $545,250 $545,250 $435 $544,815 WA 36 234 $250,725 $257,738 $287 $257,451 WV 589 5013 $12,832,050 $13,001,327 $134,603 $12,866,724

Registered New York Stallions 125 125 125

100 94

75 68 70 71 64

50

25

0 2006 2007 2008 2009 2010 2011 2012

Top 20 New York Sires by 2012 Progeny Earnings

Stallion YoB Sire Rnrs Wnrs Wins SWs Chief Earner Earnings Posse 2000 Silver Deputy 191 106 197 4 Caleb's Posse 4,785,756.00 Bluegrass Cat 2003 Storm Cat 181 106 181 5 Teeth of the Dog 4,420,219.00 El Corredor 1997 Mr. Greeley 196 104 176 9 Beautiful But Blue 4,197,233.00 Freud 1998 Storm Cat 126 66 98 5 Hessonite 3,871,716.00 Touch Gold 1994 Deputy Minister 152 82 157 1 Pot of Gold 2,030,096.00 Utopia (JPN) 2000 Forty Niner 77 34 64 3 Matchmadeinheaven 2,006,583.00 Teuflesberg 2004 Johannesburg 29 14 22 2 Trinniberg 1,972,330.00 Congaree 1998 Arazi 93 52 88 2 Jeranimo 1,887,158.00 Seeking the 1,836,876.00 Bob and John 2003 Gold 92 46 72 3 Greed and Fear Alphabet Soup 1991 Cozzene 133 51 92 1 Alpha Bettor 1,653,693.00 Pomeroy 2001 Boundary 99 55 90 0 Positive Response 1,606,698.00 Catienus 1994 Storm Cat 128 63 114 3 Jolienne 1,556,040.00 Golden Missile 1995 A.P. Indy 95 46 84 0 L. A. Girl 1,453,686.00 Roaring Fever 2000 Storm Cat 65 30 49 2 Elsaroarin 1,264,899.00 Disco Rico 1997 Citidancer 67 32 50 1 Dr Disco 1,171,570.00 Raffie's Majesty 1995 Cormorant 40 22 36 0 Royal Suspicion 895,160.00 Giant's 840,633.00 Frost Giant 2003 Causeway 15 12 17 2 West Hills Giant Greeley's Galaxy 2002 Mr. Greeley 40 19 38 0 Barnards Galaxy 811,594.00 Say Florida Sandy 1994 Personal Flag 52 26 46 0 Say Mr. Sandman 783,819.00 Congressionalhonor 2001 Forestry 45 13 30 0 Previous Honor 699,930.00

Top 20 New York Sires of 2-Y.O.’s by 2012 Progeny Earnings

Stallion YoB Sire Rnrs Wnrs Wins SWs Chief Earner Earnings Giant's Frost Giant 2003 Causeway 15 12 17 2 West Hills Giant 840,633.00 Bluegrass Cat 2003 Storm Cat 51 20 23 1 Cayllano 792,552.00 Freud 1998 Storm Cat 24 8 9 1 Effie Trinket 511,546.00 Silver 508,070.00 Posse 2000 Deputy 24 4 8 2 Rolling Fog Utopia (JPN) 2000 Forty Niner 24 4 6 1 Matchmadeinheaven 328,807.00 Bustin Stones 2004 City Zip 17 7 7 0 Stoneless 294,307.00 Pomeroy 2001 Boundary 17 9 12 0 Bama Rose 275,434.00 Congaree 1998 Arazi 19 8 9 0 Jubileebra 192,525.00 Catienus 1994 Storm Cat 18 4 5 2 Flashy Ways 188,236.00 Seeking the 181,610.00 Bob and John 2003 Gold 17 3 3 0 Kiwi Ruler Fusaichi 169,484.00 Andromeda's Hero 2002 Pegasus 5 2 3 1 Tequila Hero Disco Rico 1997 Citidancer 11 3 3 0 Petrocelli 157,709.00 El Corredor 1997 Mr. Greeley 18 6 7 0 Mac the Man 156,480.00 Sunriver 2003 Saint Ballado 15 5 5 0 Sunlover 155,409.00 Wild Desert 2002 Wild Rush 12 3 3 0 Double Clap 149,775.00 Teuflesberg 2004 Johannesburg 6 2 2 0 Girl Code 115,051.00 Giant's 96,988.00 Stonesider 2003 Causeway 13 3 4 0 Lightning Stone Deputy 96,620.00 Touch Gold 1994 Minister 15 4 5 0 Dancing Lion Raffie's Majesty 1995 Cormorant 8 5 5 0 Jaguar King 92,458.00 Mr. Sekiguchi 2003 Storm Cat 8 4 4 0 Sockie Bomb 92,161.00

MARES of 2012

In 2012, nearly 3,000 Thoroughbred broodmares were participating in the state’s breeding program. The Registry Compliance Team (a.k.a. the “Field Team”) was aware of and monitoring 2,805 mares for purposes of ensuring that their owners were following Fund residency and reporting requirements. As the charts below illustrate, the mare population in the state underwent dramatic changes in 2012, as we saw an influx of quality mares from other states and countries, as well as the culling of lower-quality mares.

The NY Thoroughbred Breeding and Development Fund Corporation’s hefty awards programs, backed up by an advertising campaign that the Fund directed at owners of pregnant mares in late 2011, drew 1,046 new mares for the 2012 foaling season. In the breakdown of the origins of those broodmares, the reader will see that the vast majority came from powerhouse breeding states Kentucky and Florida, as well as the once-highly-regarded Ontario, Canada.

Origin of New Mares for 2012:

Kentucky 608 Florida 111 Ontario, Canada 101 Pennsylvania 58 39 Vermont 25 New Jersey 11 South Carolina 5 California 5 Virginia 5 Massachusetts 5 3 Ohio 2 Illinois 2 Texas 2 Indiana 1 Arizona 1 New Mexico 1 Tennessee 1 Outside North America 60

Source: NYTBDF Field Team

Breeders whose mares were already part of the State’s breeding population responded to the influx of mares by taking a close look at the pedigrees and produce records of mares in their bands, and culled their lesser-quality mares. The Fund’s field inspectors kept tabs on a total of 794 mares that left the program. In addition, another 182 mares were reported to have died.

The summary below explains why the Fund did not see a huge jump in foals in 2012 from the new mares that joined the state. However, it should be noted that New York and Florida are the only states that reported any increase in foal crop from 2011 to 2012.

Mares Culled from Program in 2012 - Reported (Shipped, Sold, In State and Out of State): 375

Mares Retired - Reported (Age, Health) 184

Mares That Died - Reported 182

Mares Reported to be Retrained as Performance Horses 118

Mares Reported to be Retrained as Riding or Pleasure Horses 117

Mares Bred in 2012

Statistics for our mares-bred reports for 2012 indicate a healthy increase over 2011 in mares bred and in the number of mares whose owners elected to choose a stud from New York’s increasingly attractive stallion roster.

Mares Bred Totals 2012 2011 2010 2404 2132 2121

Mares Bred to NY Stallions 2012 2011 2010 1641 1448 1338

Mares Bred to Out-of-State Stallions or Non-Registered NY Stallions 2012 2011 2010 763 684 783

Resident Mares 2012 2011 2010 2112 1876 1926

Mares in Program 2012 2011 2010 2805 2735 2439

Mares Bred to NY Stallions

3,000 2,724 2,643 2,548 2,500 2,446

2,166 2,043 2,000 1,857 1,635 1,641 1,500 1,448 1,338

1,000

500

0 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

Mares Bred Out of State

1,000 969 900 855 816 783 783 800 763

700 684

590 600 572 559 500

400 390

300

200

100

0 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

Total Mares Bred

3,500 3,296 3,202 3,006 3,000 2,938 2,898 2,741 2,607 2,500 2,451 2,404

2,121 2,132 2,000

1,500

1,000

500

0 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

Foal Crop

2,500

2,172 2,209 2,022 2,000 1,968 1,910 1,925 1,888 1,788 1,610 1,500 1,450 1,450

1,000

500

0 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

Foals by Non-NY Stallions

900 816 800 783 769 752 732 744 730 712 693 700 670

600 602

500

400

300

200

100

0 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

Foals by NY Stallions

1,600

1,440 1,400 1,389 1,270 1,238 1,232 1,200 1,178 1,113

1,000 908 898 848 825 800

600

400

200

0 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

Percentage of NY-bred Foals by Non-NY Stallions

45 44 45 43 42 40 40 38 37 37 36 36 35 35

30

25

20

15

10

5

0 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

Active New York State Farms

397 407 403 450 394 401 402 400 378 400

350 307 287 271 300 250

200

150 100

50

0 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2012 New York-Bred Sales Summary: Bullish Market Continues

By Sarah Mace

OVERVIEW

New York-breds in the auction marketplace in 2012 had a hard act to follow, namely the dramatic increases in gross sales, average and median for the three main classes of New York-bred sales horses seen in 2011. Nevertheless, even with the bar set high, the market for New York-breds remained robust in 2012.

The market for each class of sales horse experienced its own distinct development in 2012:

• The two-year-old market for the most part met the standard set in 2011, and in one major indicator (average), exceeded it. See further below and Chart I. • The yearling market improved by another increment in 2012 as the renewed demand for New York-breds, which took hold on the east coast in 2011, spread to the Midwest in 2012. See further below and Chart II. • The weanling market expanded dramatically in 2012 when Fasig-Tipton added a new October mixed sale to its calendar in Saratoga Springs. The new sale contributed to a huge increase in total weanling sales, but also to a dip from the 2011 levels in median and average. Fasig-Tipton is committed to continue running the October sale, which should pick up steam in the years to come as a recognized source for weanlings for re-sale at the lucrative August Fasig-Tipton New York Preferred Yearling sale in Saratoga. See further below and Chart III.

As the final year of nearly a decade marked by uncertainty and a progressive decline in the marketplace value of New York-breds, 2010 provides a good baseline against which to measure the truly stunning recovery in the value of New York-breds at auction jump- started in 2011 and carrying over into 2012.

Two-Year-Old Sales 2010-2012

The first sign that New York-breds were back in demand in the auction ring came at the 2011 two-year-olds-in-training sales, the first major Thoroughbred sales to take place following the ground-breaking ceremony at the site of the future Resorts World New York Casino on October 28, 2010. Shortly after this watershed event, NYRA released its revamped purse structure and the New York Breeding and Development Fund announced an expansion of its incentive awards program. Buyers took notice, especially in the case of two-year-olds, who were nearly ready to begin their racing careers.

The big bump in marketplace value for two-year-olds took place in the 2010- 2011window. In 2011, the number of two-year-olds sold at auction rose by more than 50% over the previous year (to 206 in 2011 from 132 in 2010), and total sales were up nearly 90% (to $9,578,600 in 2011 from $5,082,300 in 2010). The average price for a New York-bred two-year-old rose 21% (to $46,498 in 2011 from $38,502 in 2010) and the median gained 25% in value (to $25,000 from $20,000).

In 2012, there was a slight decline in the number of two-year-olds sold (14 fewer) and therefore a slight dip in total sales ($9,181,600 in 2012 from $9,578,600 in 2011). Still, in 2012 the two-year-old average climbed even further (to $47,821 in 2012 from $46,498 in 2011) and the median held steady at $25,000. The 2012 numbers are especially encouraging because the top seller of 2011 – an “off the charts” $925,000 sale-topper – inflated the gross, average and median for that year.

Also note that in the 2010-2012 window the number of individuals who sold for at least $100,000 increased progressively, from 12 in 2010 to 23 in 2011 to 30 in 2012.

Chart I. New York-Bred Two-Year-Olds at Auction 2010-2012

Two-Year-Olds 2012 Two-Year-Olds 2011 Two-Year-Olds 2010 (Change from 2010) (Change from 2010) No. Sold 192 (+46%) 206 (+56%) 132 Total Sales $9,181,600 (+81%) $9,578,600 (+89%) $5,082,300 Average $47,821 (+24%) $46,498 (+21%) $38,502 Median $25,000 (+25%) $25,000 (+25%) $20,000 Top Seller $475,000 $925,000 $275,000 # $100K and over 30 23 12

Top Achiever: The top-selling New York-bred two-year-old of 2012 was a colt bred by Shirl Penney, foaled at Waldorf Farm in North Chatham and purchased by Toyomitsu Hirai’s Eishin Farm for $475,000 at the OBS March Sale of Selected 2-Year-Olds in Training. The sixth top-seller overall in the OBS sale, Hip 298, who will race in Japan, was also New York-sired – by Read the Footnotes, who stood in New York for Sequel Stallions from 2006 to 2011. The colt sold from the consignment of Southern Chase Farm, which purchased him as a short yearling at the OBS Winter Mixed sale in January 2011 for $27,000.

Yearling Sales 2010-2012

Yearling sales are the traditional centerpiece of most sales calendars and the main goal of most breeders’ plans. In the 2010-2012 window, the number of yearlings changing hands at auction remained more or less constant (385 in 2010, 358 in 2011 and 364 in 2012), but the value of New York-bred yearlings rose dramatically in two distinct increments during this period.

From 2010 to 2011, total yearling sales rose 35% (from $9,956,500 in 2010 to $13,473,500 in 2011). From 2011 to 2012, yearling sales rose an additional 18% (to $15,313,800) for a net gain of 53% percent in the two-year window. The average price for a New York-bred yearling climbed 46% in 2011 (from $25,861 in 2010 to $37,635 in 2011) and an additional 17% in 2012 (to $42,071), for an overall 63% increase over two years. Median prices followed suit. Up from $12,000 to $20,000 or 67%, in 2011, the median climbed to $25,000 in 2012 for a triple-digit gain of 108% in the two-year window. The number of individuals selling for at least $100,000 increased from 19 in 2010 to 38 in 2011. The number held more or less steady, with 36 in 2012.

Chart II. New York-Bred Yearlings at Auction 2010-2012

Yearlings 2012 Yearlings 2011 Yearlings 2010 (Change from 2010) (Change from 2010) No. Sold 364 358 385 Total Sales $15,313,800 (+53%) $13,473,500 (+35%) $9,956,500 Average $42,071 (+63%) $37,635 (+46%) $25,861 Median $25,000 (+108%) $20,000 (+67%) $12,000 Top Seller $450,000 $500,000 $325,000 # $100K and over 36 38 19

The reason for the two-phase expansion of the yearling market is regional. In 2011, buyers in the northeast and mid-Atlantic states put a high value on New York-bred yearlings. At the 2011 Fasig-Tipton New York-bred preferred sale in Saratoga Springs, for example, the average yearling price rose 39%. In 2012, we saw a significant but more modest increase of 15% over the previous year. In the Midwest, at Keeneland’s marathon two-week September auction in , Kentucky, the New York-bred yearling average rose only .5% in 2011. In 2012, however, buyers came on board at Keeneland and the New York-bred yearling average climbed 50% from 2011 to 2012 at the Keeneland sale.

Top Achiever: Farm LLC went to $450,000 in the third session of the Keeneland September yearling sale to acquire a chestnut Tapit colt who is a half-brother to New York-bred multiple stakes winner Icabad Crane. The product of three generations of Gallagher’s Stud breeding in New York, Hip 501 had a pedigree page loaded with graded black type. His second dam, Adorable Micol (by Riverman out of Turn to Me), was a graded winner in the United States, a stakes winner in France, and New York Champion Turf Female and New York Champion Broodmare. Her offspring include stakes winner and Grade 1 stakes-placed Adorydar (Alydar); graded stakes winner and sire Adcat (Storm Cat); and stakes-placed Adoryphar (Lyphard), who is the second dam of Grade 1 winner and millionaire Rutherienne. The colt’s winning dam Adorahy (Rahy) has produced six winners, topped by Icabad Crane. The Jump Start gelding is classic- placed, a five-time stakes winner and 16-time stakes performer ($580,895).

Weanling Sales 2010-2012

The most striking aspect of the New York-bred weanling market during the 2010-2012 window is a triple-digit increase in the number of individuals changing hands at auction. Up 37% from 46 in 2010 to 63 in 2011, that number nearly doubled again in 2012 to 122, for a two-year gain of 165%. As mentioned above, Fasig-Tipton’s addition of its inaugural Saratoga Mixed Sale in October 2012 helped bring the greater numbers into play.

From 2010-2011, as with the two-year-olds and yearlings, there was a dramatic bump in weanling sales, with the average price rising 26% to $37,521 in 2011 (from $29,772 in 2012) and the median increasing by a whopping 111% to $20,000 (from $9,500). In 2012 there was a correction, as the weanling average declined to $24,612 and the median dipped to $14,750. Again, it appears that the new Fasig-Tipton October sale, which may take a couple of years to catch on, is largely responsible. While the New York-bred weanlings at the October sale outperformed the general weanling population at that individual sale, they underperformed their New York-bred counterparts at other sales, going for an average price of $16,256 and a $12,500 median. This sale will, however, be one to watch in years to come.

Again we saw a significant increase in the number of top-shelf individuals in the weanling population in the two-year window. The number of six-figure weanlings went from two to six in 2011; in 2012 there were five.

Chart III. New York-Bred Weanlings at Auction 2010-2012

Weanlings 2012 Weanlings 2011 Weanlings 2010 (Change from 2010) (Change from 2010) No. Sold 122 (+165%) 63 (+37%) 46 Total Sales $3,002,700 (+119%) $2,363,800 (+73%) $1,369,500 Average $24,612 (-17%) $37,521 (+26%) $29,772 Median $14,750 (+55%) $20,000 (+111%) $9,500 Top Seller $175,000 $280,000 $300,000 # $100K and over 5 6 2

Top Achiever: Book 2 of the Keeneland November breeding stock sale saw three six- figure New York-bred weanlings go through the auction ring, led by a $175,000 colt bred by SF Bloodstock LLC from the first crop of Grade 1 winner Super Saver. Hip 1139, consigned, like the top yearling, by Craig and Holly Bandoroff’s Denali Stud, was purchased by WEF Stable. The colt is the first foal out of Broadway Hennessey, a Kentucky-bred juvenile stakes winner ($99,870) and 4 1/2-furlong track- record-setter at Golden Gate Fields (51.70).

Regional Breeding and Racing Programs in Other States – 2012

By Sarah Mace

OVERVIEW

Savvy breeders and owners perform rigorous comparisons of regional breeding and racing programs when making decisions about where to breed and race. Determining factors include incentive awards and racing opportunities, as well as the overall health and stability of each program. Breeders, who operate on three-to-five-year business plans, abhor uncertainty.

Industry analysts and stakeholders alike agree that with the advent of revenue from the Aqueduct VLTs for its breeding and racing programs, New York is currently in an enviable position, able to offer meaningful incentive awards, abundant restricted and open racing opportunities and, at the NYRA tracks, the most generous purse structure in the country.

A look at 2012 developments in states where proximity or program has a current or potential impact on New York breeding and racing should be set against the following backdrop:

1. New York was one of only two top-ten breeding states to record an increase in number of mares covered by stallions in 2012. New York saw a 43.1% increase in the Report of Mares Bred (RMB) statistics* as reported by The Jockey Club as of October 14, 2012. The other state to record an increase, Florida, recorded a 6.75% increase.

State/Province 2011 2012 Pct. 2011 2012 Pct. Stallions Stallions Change Mares Mares Change Bred Bred* Kentucky 228 224 -1.8 15,714 15,361 -2.2 Florida 116 126 8.6 2,876 3,070 6.7 California 176 166 -5.7 2,446 2,406 -1.6 Louisiana 181 144 -20.4 2,674 2,072 -22.5 New York 51 60 17.6 1,147 1,641 43.1 Ontario 71 66 -7.0 1,396 1,288 -7.7 Pennsylvania 77 74 -3.9 1,188 1,061 -10.7 New Mexico 118 109 -7.6 1,066 983 -7.8 Oklahoma 98 93 -5.1 982 911 -7.2 Indiana 79 74 -6.3 898 865 -3.7

*NOTE: The RMB statistics from The Jockey Club do not reflect the number of mares bred to out-of-state sires and thus do not predict the foal crop. A significant number of mares who will produce New York-bred foals are bred to out-of-state sires. See Fund reports on mares bred elsewhere in this report.

2. Growth in handle, etc. at NYRA outpaced the national trends in 2012. According to Equibase, handle on all races in the United States rose 1 percent to $10.9 billion in 2012, from $10.8 billion in 2011. The $232 million handle increase on NYRA’s races was more than double the $103 million industry-wide handle increase reported by Equibase.

2012 2011 % change

Racing Days 245 240 +2.1% Estimated Attendance 1,783,538 1,809,865 -1.5% On-Track Handle (incl. simulcast races) $674,894,316 $625,306,557 +7.9% On-Track Handle (NYRA races only) $381,114,842 $351,835,640 +8.3% Total Handle (incl. simulcast races) $2,496,498,959 $2,233,402,711 +11.8% Total Handle (NYRA races only) $2,202,719,485 $1,959,931,791 +12.4% NYRA Rewards $259,575,083 $222,667,859 +16.6%

Kentucky

For sheer volume and scale of breeding activity, no other state or province in North America can come close to Kentucky. Kentucky stands the most stallions by far and, in 2012, the number of mares bred in the state was more than five times the nearest rival (Florida).

That being said, the Thoroughbred industry in Kentucky has undergone a phase of contraction in the past few years in keeping with a national downward trend. In 2009, there were 10.6% fewer mares bred in Kentucky than in 2008; from 2009 to 2010 there was as 9.2% decrease, and from 2010 to 2011 another 9.2% drop. The declines in Kentucky (and nationwide) somewhat leveled out in 2012, with 2.2% fewer mares bred in the state compared with 2011.

Breeders’ awards from the Kentucky Thoroughbred Breeders Fund (KBIF, established 2005) have remained stable in recent years, as they are financed by a large share (80%) of the receipts collected from the 6% sales tax on the fees paid for breeding a stallion to a mare in Kentucky.* On the other hand, this tax raises the cost for breeders of doing business in the state. Though the percentages and caps of breeders awards are lower than in New York, KBIF bonuses are paid on KY-breds not just in Kentucky, but throughout the U.S. and in Group stakes worldwide. New revenue for breeders is also being generated by Instant Racing.

Owner bonuses in Kentucky**, which are distributed by the Kentucky Thoroughbred Development Fund (KTDF), have declined in recent years (from $15 million in 2008 to $10 million in 2011, the most recent year on record) because the revenue source, on-track pari-mutuel wagering, has also declined. There may be an effort in 2013 to place a tax on advance-deposit wagering in the state, which would increase KTDF money. There are no stallion awards in Kentucky.

* KY Breeders Awards: 10% of winning purse for MSW & ALW with a max of $3,000/race; 10% of winning purse for STK with a max of $4,000/race; G1 receives $7,500, G2 & G3 receive $5,000. KY Derby & Oaks receive $50,000. $200,000 is divided among the 20 claiming horses in the state with the most wins. The KBIF requires that owners board mares in Kentucky from the time of breeding until the birth of the foal.

** Owner Bonuses: 65% for 1st, 20% for 2nd, 10% for 3rd and 5% for 4th

Florida

Florida, the second most active state/province in North America by RMB statistics, is, as noted, the only state other than New York to show an increase in the RMB statistics in 2012 over last year – up 6.75%. (New York was up 43.1%; see chart above.) The number of Florida stallions increased last year to 126 (up 10).

The 2012 RMB statistics for Florida represent a comeback after a period of significant decline in the State. From 2008 to 2009, the number of mares bred in Florida dropped 24.0%, from 2009 to 2010 fell another 23.9%, and from 2010 to 2011 declined by 6.5%.

Awards from the breeders' incentive program (breeder awards and a Florida-Bred Stakes Program) are paid out by the Florida Thoroughbred Breeders’ & Owners’ Association (FTBOA) and are modest compared to those in New York.* Revenue comes from a percentage of the combined on-track and intertrack pari-mutuel handle and a percentage of income from the outgoing interstate simulcasts. Although Florida does have gaming, racino money is not used for incentive awards.

There are no stallion awards in Florida, but there is a Florida Stallion Stakes Series at Calder consisting of three races for colts and three for fillies. Owner awards vary by Florida track (Calder, Gulfstream and Tampa).

The most recent year available for awards statistics from Florida is 2010:

Florida-bred Incentives by Year FLORIDA FL-BRED BREEDER/STALLION OWNER TOTAL YEAR RESTRICTED OWNER AWARDS AWARDS DISTRIBUTIONS STAKES (FOAs) 2010 $5,378,415 $5,766,300 $3,905,057 $15,049,772 2009 $5,040,460 $6,400,000 $2,885,900 $14,326,360 2008 $5,831,962 $6,142,000 $2,714,185 $14,688,147 2007 $6,376,352 $5,867,000 $3,306,000 $15,549,352 2006 $6,507,984 $6,107,500 $3,223,500 $15,838,984 2005 $6,298,295 $5,667,500 $3,526,100 $15,491,895 * FOAs for 2008 and 2009 are estimated. The Division of Business and Professional Regulation no longer reports annual figures.

One important development in the State’s racing program is that its flagship racetrack, Gulfstream Park in Hallandale Beach, has filed for "year-round racing," expanding beyond its current four-month racing schedule to a total of 153 race days, beginning in July 2013. This effort to increase racetrack handle in the state also comes with a plan for the launch of an ambitious development project at Gulfstream in April 2013 that will include two trackside hotels and two new grandstand sections.

*Awards are structured as follows: 1st (10%, $10,000 cap), 2nd (3%, $3,000 cap) or 3rd (2%, $1,500 cap)

Pennsylvania

With slots added in 2006 and an awards incentive program for breeders, owners and stallion owners that is comparable to New York in terms of percentages, near-neighbor Pennsylvania is important to watch, especially as a destination state for many New York- based mares several years ago when business was fleeing New York.

The recent history of the Pennsylvania breeding and racing programs has been tumultuous and should serve as an object lesson. In 2004, in emulation of 2001 legislation in New York, Pennsylvania approved slots and set the percentage of slots revenue to horse racing at 12% from racetrack casinos and 6% from non-track casinos to be paid into the Race Horse Development Fund (RHDF). When the slots came on line 2006, breeders from other states, including New York, were quick to take advantage and relocate mares.

In January 2010 however, the RHDF took a huge hit when 34% of its revenue was shifted by the state into the general fund. That percentage of diverted money was reduced to 17% in July 2010.

This problem of funds being diverted suddenly from racing and breeding is compounded by the fact that the remaining revenue stream for the RHDF has also declined, with little growth in revenue or a decline at the state’s racetrack casinos due to competition both in- State and out-of-State. In the second half of 2012, revenue from slots paid to the RHDF dropped by $6.36 million (4.6%).

All of these developments have negatively impacted purses at the state's six racetracks and Pennsylvania breeding incentives. Under the original program, the RBM statistics from The Jockey Club rose an astonishing 31.5% from 2007 to 2008 and another 29.6% from 2008 to 2009. Following a 3.8% decline in 2010, the RMB for 2011 dropped by 23.0%. In 2012, that figure fell by another 10.7%.

The shift of the 17% of revenue into the general fund is set to expire in June 2013. A coalition representing Pennsylvania owners, breeders and horsemen has been formed to lobby lawmakers to honor the sunset provision. New York should watch this development closely.

Ontario

Breeding and racing in Ontario is also suffering vicissitudes due to circumstances beyond its control. In 2012, the Ontario provincial government announced that, effective March 31, 2013, it was ending the “Slots at Racetracks” program – a major source of revenue for Woodbine and Mohawk racetracks and their purses.

Under the “Slots at Racetracks” program, the horse-racing industry received 20% of the slots revenue, intended to offset any potential erosion of wagering on racing caused by the slots. In the minds of many, the end of the program spelled the end of breeding and racing in the province.

In January 2013, the Woodbine Entertainment Group (WEG) reached an agreement with the government for racing to continue until at least 2014. The agreement involves a 14.7% reduction in racing dates (to 133 days from 156), a provision for the government to cover racetrack operating losses, and diversion of the racetrack share of pari-mutuel revenue to purses. There is no guarantee of government assistance after the expiration of the agreement or integration at this point into the gaming strategy of the Ontario Lottery and Gaming Corporation (OLG).

This agreement only serves as an interim measure in the eyes of all parties involved. Ontario Horse Racing Industry Association (OHRIA) president Sue Leslie said, "While this announcement ensures racing for the next two years at WEG, it does not deal with the five-year breeding cycle and the investments made by breeders, horse owners, and racetrack operators all across this Province" (emphasis added). WEG chairman Jim Lawson added, " It's clear to us that this is only a short-term fix, and sustainability can only be achieved by the integration of horse racing into the province's gaming strategy.”

Maryland

Maryland saw some interesting developments in 2012 that could give a struggling state with a long breeding and racing heritage a much higher profile in the near future.

Slots (up to five lottery licenses)* were approved in Maryland relatively late in the game, in 2008. Neither Pimlico nor Laurel Park was able to secure a slots license, but the racing industry was allotted 7% from VLTs for purses ($100 million annual cap) and 2.5% for racetrack capital improvements ($40 million annual cap).

Even so, the breeding industry in the state has been in a two-decade slide exacerbated by migration to neighboring VLT states where slots came online earlier. The number of registered Maryland-breds dropped from 1,709 in 1991 to 1,212 in 2000. The number plummeted to just 373 in 2011. This 78% downturn came during a period when the North American foal crop declined by 37%.

On the racing front, a dispute between the horsemen and the Maryland Jockey Club (which manages Laurel and Pimlico racetracks for owner the Stronach Group) has recently led to last-minute 12-month extensions to keep racing afloat. Purse money has also had to be diverted to the Racetrack Facility Renewal Account.

Several positive developments for Maryland transpired in 2012 and early this year:

• The November 2012 election saw the passage of a referendum (“Question 7”) authorizing a sixth casino license in Prince George's County, centrally located between Washington and Baltimore. New legislation also provides for an increase in the total number of VLTs in the state, the introduction of table games, and 24- hour gaming. These provisions should lead to a jump in VLT revenue. Though the percentage of VLT revenue for purses will drop under the new legislation to 6% ($100 million annual cap) and the percentage to the Racetrack Facility Renewal Account will drop to 1% ($20 million annual cap), distributions will be extended from eight years to 16 years, and overall revenue should rise. According to the Maryland Department of Legislative Services, the Racetrack Facility Renewal Account could earn $13.4 million in fiscal year 2013, $25.5 million in fiscal year 2015, and $29.2 million in fiscal year 2017.

• On December 14, horse owners and trainers announced a 10-year deal with the Maryland Jockey Club guaranteeing 146 days of live racing in 2013 and a minimum of 100 days in each of the subsequent nine years. Horsemen can also subsidize additional racing dates. With the agreement came some additional incentives, including $50,000 purse premiums on thirteen open stakes at the Laurel Winter meet beginning in January 2013, and bonuses for winning runners for the next six months (Owner, 17.5%; Loyalty, 12.5%; Breeder, 17.5%; Stallion, 8.75%).

• The Maryland governor called on the Maryland horse-racing industry to work on a long-term plan for sustainability leading to the formation of a Task Force on Revitalizing Maryland's Thoroughbred Breeding Industry in January 2013. The recommendations at the first meeting were to increase incentives to owners, breeders and stallion owners; pay those bonuses back through third place; and implement a restricted-race program.

A newfound stability for the racing program, infusion of more VLT revenue, a new incentive awards program, and restricted racing could well provide the foundation for a revitalized breeding and racing industry in the State.

Alan Foreman, general counsel to the Maryland THA, said, “I think Maryland is going to become the centerpiece of racing in the Mid-Atlantic. We'll have long-term stability, a very attractive purse structure, and some of the best racing surfaces in the country. It's also going to be attractive to breeders. Even in tough times, our (simulcast) signal has been strong in the winter in the national marketplace. The Pimlico meet is strong. All the elements are there.”

* Hollywood Casino Perryville, Casino at Ocean Downs, and “Maryland Live! Casino” were built after passage of the casino measure. Two others, one in Baltimore and another at a state park in western Maryland, have not yet been built.

Conclusion

Other states competing with New York for quality breeding and racing stock actively seek to stem contraction, restore stability, and improve racing opportunities to better compete with the Empire State. Every region taking positive action to improve the racing and breeding environment did so in cooperation with their respective political leaders. Such cooperation in New York helped put this State’s equine industry in the lead during 2012.

2012 Statistics by State

In NA Worldwide

State Starters Earned Avg/Strtr State Starters Earned Avg/Strtr

AL 47 $365,854 $7,784 AL 47 $365,854 $7,784 AR 497 $4,937,346 $9,934 AR 506 $5,086,883 $10,053 AZ 419 $3,513,896 $8,386 AZ 419 $3,513,896 $8,386 CA 4403 $67,177,482 $15,257 CA 4475 $67,784,992 $15,147 CO 220 $1,425,487 $6,479 CO 221 $1,432,203 $6,481 DE 2 $10,400 $5,200 DE 2 $10,400 $5,200 FL 6854 $136,023,007 $19,846 FL 7375 $142,503,062 $19,322 GA 37 $367,495 $9,932 GA 37 $367,495 $9,932 IA 570 $8,600,478 $15,089 IA 571 $8,615,275 $15,088 ID 175 $1,116,211 $6,378 ID 175 $1,116,211 $6,378 IL 1597 $30,355,272 $19,008 IL 1609 $30,432,446 $18,914 IN 1142 $16,115,730 $14,112 IN 1149 $16,151,888 $14,057 KS 83 $504,317 $6,076 KS 83 $504,317 $6,076 KY 18859 $477,947,437 $25,343 KY 22238 $546,550,373 $24,577 LA 4297 $52,314,902 $12,175 LA 4314 $52,575,458 $12,187 MA 65 $726,922 $11,183 MA 66 $727,032 $11,016 MD 1428 $29,543,011 $20,688 MD 1474 $30,164,761 $20,465 MI 401 $4,655,969 $11,611 MI 403 $4,659,632 $11,562 MN 427 $4,844,149 $11,345 MN 427 $4,844,149 $11,345 MO 9 $34,945 $3,883 MO 9 $34,945 $3,883 MS 10 $20,659 $2,066 MS 10 $20,659 $2,066 MT 29 $80,121 $2,763 MT 30 $80,121 $2,671 NC 26 $219,649 $8,448 NC 37 $340,213 $9,195 ND 54 $119,650 $2,216 ND 54 $119,650 $2,216 NE 244 $1,620,092 $6,640 NE 244 $1,620,092 $6,640 NJ 646 $11,683,627 $18,086 NJ 647 $11,683,627 $18,058 NM 1605 $19,346,866 $12,054 NM 1606 $19,348,610 $12,048 NY 3355 $77,501,038 $23,100 NY 3493 $79,330,326 $22,711 OH 590 $6,268,250 $10,624 OH 600 $6,324,934 $10,542 OK 1344 $14,410,021 $10,722 OK 1349 $14,430,619 $10,697 OR 292 $1,358,265 $4,652 OR 292 $1,358,265 $4,652 PA 2605 $58,551,330 $22,477 PA 2680 $60,176,826 $22,454 SC 44 $370,153 $8,413 SC 44 $370,153 $8,413 SD 14 $15,363 $1,097 SD 14 $15,363 $1,097 TN 19 $112,911 $5,943 TN 19 $112,911 $5,943 TX 1672 $16,111,838 $9,636 TX 1680 $16,232,798 $9,662 UT 13 $53,339 $4,103 UT 13 $53,339 $4,103 VA 588 $12,411,864 $21,109 VA 627 $12,935,616 $20,631 VT 1 $0 $0 VT 1 $0 $0 WA 974 $7,329,544 $7,525 WA 976 $7,341,982 $7,523 WI 2 $2,005 $1,003 WI 2 $2,005 $1,003 WV 1180 $16,070,589 $13,619 WV 1185 $16,114,229 $13,599 WY 2 $2,333 $1,167 WY 2 $2,333 $1,167

NY Thoroughbred Breeding and Development Fund Scholarship Winners 2012

Fund Exec. Director Tracy Egan presents a scholarship “check” to Erin Pollot, Paige Montayne, Juan Guerra, Kate Jones, Alexa Ravit and Brooke Burke.

One of the Fund’s duties under statute is to encourage interest among young people in the Thoroughbred industry and agriculture in general. Thus, the Board of Directors of the NYTBDF decided to provide scholarships to students who are hoping to pursue careers in the Thoroughbred breeding or racing industries.

The six winners of the NYTBDF Thoroughbred scholarships were announced at Saratoga Race Course on Friday, July 27th. Track announcer Tom Durkin announced their names following the second race during a presentation ceremony in the winner’s circle. At least one of the scholarship students hopes Durkin will be saying her name at some future date: Erin Pollot, a second-year student at Morrisville State College majoring in Equine Studies, plans on becoming a professional jockey. Pollot, who grew up ten minutes from Finger Lakes Race Track, “would love” to ride close to home as well as at the famed Saratoga Race Course. Kate Jones, also a Morrisville student, expects to help New York breeders upon graduation by assisting with the broodmare band or stallion shed at one of the state’s Thoroughbred farms.

Both Cornell University students hail from Long Island. Juan Guerra (Far Rockaway) and Alexa Ravit (Bellmore) both aspire to improve the safety of horses on New York tracks, and both were inspired to purse equine careers by 2003 NY Horse of the Year and Kentucky Derby winner Funny Cide.

Guerra, who came to Long Island from El Salvador when he was nine years old, says he connected with the gutsy gelding because “we were both from New York and he was such a good racehorse.”

Ravit hopes to find a slot in New York’s racing industry where she can “make a difference in the public’s perception of our sport.” Already familiar with the challenges faced by the racing industry, Ravit said she supports having one horse-racing governing body to provide industry leadership and enforce uniform medication rules at every racing venue in the US.

SUNY Cobleskill students Paige Montayne and Brooke Burke say their education has definitely given them a leg up in the industry. Burke says she hopes to “continue giving horses the care they need to grow and go on to the next step in their lives, whether it’s for racing, performance or reproduction.”

Montayne, who is from Ballston Spa in Saratoga County, has already worked her way up to become shed-row foreman for outstanding trainer Chad Brown, who hails from Mechanicville in Saratoga County.

Brown, who also attended Cobleskill before completing his studies at Cornell University, knows the school turns out graduates that have the ability to meet his high standards. Montayne hopes to become good enough to one day have her own string of horses at Saratoga, but she believes she will have to hone her skills out-of-State or even in Europe before owners will entrust her with bloodstock good enough to race at her home county’s race track.

The NYTBDF will pay the state colleges $2,500 to go towards tuition costs for each of the scholarship winners, and believes they have all demonstrated the desire to pursue a career in the state’s Thoroughbred breeding or racing industries.

\

NEW YORK-BRED GRADE/GROUP-1 WINNERS OVER THE PAST 30 YEARS

1981 – Fio Rito, 6 y.o. h, G1 and G2 wins 1982 – Cupecoy's Joy, 3 y.o. f, 2 G1 wins 1984 – At the Threshold, 3 y.o. c, 2 G1 wins, G2 win, G3 win Win, 4 y.o. g, G1 and 3 G2 wins 1985 – Win, 5 y.o. g, G1 and G2 wins 1987 – Grecian Flight, 3 y.o. f, G1 and G2 wins 1991 – , 3 y.o. c, G1 win in Ireland 1992 – Saratoga Dew, 3 y.o. f, 2 G1 wins and G2 win Thunder Rumble, 3 y.o. c, G1 and G2 wins 1995 – Perfect Arc, 3 y.o. f, G1 and 2 G2 wins 1997 – Victory Speech, 4 y.o. c, G1 win 1998 – Lucky Roberto, 2 y.o. c, G1 win 1999 – Circle of Life, 2 y.o. f, G1 win 2000 – Critical Eye, 3 y.o. f, G1 and G3 wins 2001 – Critical Eye, 4 y.o. f, G1 and G2 wins 2002 – Carson Hollow, 3 y.o. f, G1 and G3 wins 2003 – Funny Cide, 3 y.o. g, 2 G1 wins Buy the Sport, 3 y.o. f, G1 win Whitmore's Conn, 5 y.o. h, G1 and G2 wins 2004 – Funny Cide, 4 y.o. g, G1 and 2 G3 wins Friends Lake, 3 y.o. c, G1 win 2005 – Commentator, 4 y.o. g, G1 win Acey Deucey, 3 y.o. f, G1 and G2 wins 2006 – Fleet Indian, 5 y.o. m, 2 G1, 1 G2, and 2 G3 wins Behaving Badly, 5 y.o. m, G1, G2, and 2 G3 wins 2008 – Commentator, 7 y.o. g, G1 win Bustin Stones, 4 y.o. c, G1 and G2 wins 2010 – Franny Freud, 3 y.o. f, G1 and G2 wins Rightly So, 4 y.o. f, G1 and G3 wins Haynesfield, 4 y.o. c, G1 and G2 wins A Shin Forward, 5 y.o. h, G1 and G3 wins in Japan 2011 – Weemissfrankie, 2 y.o. f, 2 G1 wins Giant Ryan, 5 y.o. h, G1 and G2 wins Mission Approved, 7 y.o. h, G1 win 2012 ‒ Willy Beamin, 3 y.o. g, G1 win The Lumber Guy, 3 y.o. c, G1 and G2 wins Dayatthespa, 3 y.o. f, G1 and 2 G3 wins Next Question, 4 y.o. g, G1 win Unbridled Command, 3 y.o. c, G1 and G3 wins

New York-Bred Lifetime Leading Earners

Domestic and Foreign Racing Through Dec. 31, 2012

HORSE NAME STARTS WINS 2NDS 3RDS EARNINGS Funny Cide 38 11 6 8 $3,529,412 A Shin Forward 30 6 3 3 $3,416,216 Say Florida Sandy 98 33 17 12 $2,085,408 Commentator 24 14 1 4 $2,049,845 60 15 10 9 $1,824,011 L'Carriere 23 8 4 3 $1,726,175 Fleet Indian 19 13 0 1 $1,704,513 100 21 18 16 $1,636,737 Saint Lyphard 28 6 3 3 $1,607,833 Fourstars Allstar 59 14 14 9 $1,596,760 Win 44 14 10 3 $1,408,980 Friendly Island 19 8 3 2 $1,369,714 Grecian Flight 40 21 6 3 $1,320,215 Haynesfield 19 10 2 1 $1,319,481 Pastry Chef 47 3 8 9 $1,298,071 Victory Speech 27 9 2 5 $1,289,020 Fit for a Queen 51 13 14 9 $1,226,429 Irish Linnet 62 19 16 10 $1,220,180 Lottsa Talc 65 21 10 12 $1,206,248 King the Fact 32 5 5 4 $1,198,300 Get Serious 41 14 2 5 $1,123,611 Naughty New Yorker 67 12 10 10 $1,089,884 Critical Eye 38 14 4 3 $1,060,984 Capades 27 11 9 2 $1,051,006 Thunder Rumble 19 8 0 1 $1,047,552 Queen Alexandra 46 19 8 5 $1,034,144 Get Serious 34 13 2 2 $1,017,091 West Virginia 29 7 6 5 $1,010,938 More to Tell 85 18 16 16 $995,804 J'ray 26 9 8 1 $969,843 Tinchen's Prince 95 14 21 14 $953,463 Ballindaggin 14 4 2 3 $946,894 Wanderkin 99 21 14 21 $937,517 Excellent Tipper 70 12 12 10 $925,498 By the Light 20 10 3 3 $885,632 Gold and Roses 45 10 12 6 $877,966

Promoting Respect for Thoroughbreds Throughout Their Lives

It’s no secret that one of the public-relations problems facing the Thoroughbred industry is the public perception that racehorses are treated as disposable. Before we can correct the perception we must change the reality.

The fact is that the Thoroughbred industry in New York is once again setting the example for other states to encourage proper aftercare and create demand for Off-Track Thoroughbreds in second careers. Those new careers lighten the load on “rescue organizations,” which try to provide permanent homes for retired racehorses, an endeavor that requires constant fundraising.

TAKE2 Second Career Thoroughbred Program fosters demand for OTTBs in the show ring by providing prize money. The program was launched in 2012 by The New York Thoroughbred Horsemen's Association, the New York Racing Association and the New York Thoroughbred Breeders, Inc. to develop second-career opportunities for Thoroughbreds who have been retired from racing. The program is designed to highlight the success of Thoroughbreds as show horses, and to reward those who compete on Thoroughbreds with awards and prize money in restricted divisions. You can learn more at www.nytha.com and can locate shows offering TAKE2 classes.

Finger Lakes Casino and Racing has a nationally acclaimed retraining center on site for Thoroughbreds looking for a second career. Their success stories include broodmares, show horses, eventers and trail horses. Learn more at their website: www.fingerlakestap.org

The NYTBDF offered support for OTTBs in 2012 through promotional sponsorships for events conducted by:

• Finger Lakes Thoroughbred Adoption Program • The Saratoga Horse Show • ReRun NY (website: www.rerun.org) • Renaissance Horse Show for Off Track Thoroughbreds • Equine Advocates

Below: Horses Warming Up Before the Renaissance Horse Show for Off Track Thoroughbreds in Glenville, Schenectady County

2012 Fund Advertising and Promotion Report

In response to suggestions from stakeholders that we expand our advertising reach beyond the traditional racing and breeding publications, the Fund advertised in some new venues this year. Here’s a look at the mix of the new and the tried-and-true.

NEW • NBC Sports • NYRA in-house and simulcast signal • MSG • Racing Programs • Sirius and XM Radio • YES Network • Equine Magazines Online • TDN Online

TRADITIONAL • BloodHorse Magazine • Thoroughbred Times • Daily Racing Form • National Museum of Racing Guidebook

Driving demand for NY-breds is an important part of the Fund’s promotional duties. Therefore, video commercials aimed at an audience composed of fans, handicappers, owners and trainers while they’re enjoying the sport, make a lot of sense.

In 2012, NBC Versus rebranded itself as NBC Sports Network just in time for the lead-up to the Summer Olympics. With so many picking up the habit of catching sports coverage on the new network, the NYTBDF advertised during its “Summer at Saratoga” broadcasts* from Saratoga Racecourse, including airings during coverage of the historic Travers Stakes, the , Adirondack, and Alabama.

Those and other commercials were aired on NYRA’s in-house system on-track and during simulcasts to other tracks.

MSG+ Channel carried NYTBDF commercials during Thoroughbred Weekly, which is available in 11.5 million households in NYC and its suburbs, Connecticut and northern New Jersey.

______* Viewed by 3.8 million viewers the previous summer

This promotion included a NY-Bred Spotlight in which hosts Jason Blewitt and Eric Donovan talk over video of the stretch drive of an outstanding performance by a NY-bred the previous week. That was topped by a 30-second commercial adjacency. This agreement included awareness outreach via the running of 15-second promos on the Madison Square Garden Marquee!

Additionally, Fund ads appeared in NYRA racing programs on its biggest race days, including Day, when more than 85,000 people were on track to watch the Test of Champions.

Sirius and XM radio air “Down the Stretch” with race caller Dave Johnson and writer/handicappers David Grening and Bill Finley. This program features 90-second commercials as well as their selection of the “NY-Bred of the Month.”

Fund commercials aired on the YES Network and WFAN Radio leading up to the Belmont Stakes and during the nation’s premier race meet at Saratoga. Host Mike Francesa always has something to say about horse racing and every other sport under the sun. Because he owns NY-breds himself, Francesa is the perfect voice to talk about the relevance of horse racing to sports fans.

Website Support for Ads

Both radio and TV commercials include the Fund’s website address (www.nybreds.com), allowing us to invite listeners and viewers to our website, where they can read a targeted message.

For example, if a Francesa fan visited the sight, they would see a headline in red that reads “A Message for Mike Francesa Fans” that links to the following message from the Fund’s Executive Director:

Hi and thanks for listening to the Fund ads on Sports Radio 66. If you follow the NY Giants or NY Mets on WFAN, you already know what it’s like to root for great athletes. Here at the NY Thoroughbred Breeding and Development Fund, we like to say that owning a NY-bred is like owning a share of your own athlete. (Okay, Tom Gallo of Parting Glass Racing Partnerships said it first, but it’s such a universal truth, we gotta go with it!)

You and the coach manage this athlete and enter him in spots where he’ll earn you a share of the purse money. You’ll scream as your horse reaches the head of the pack heading for home as if Eli Manning just launched a Hail Mary pass from the 30 with the game on the line and the clock counting down.

There’s no thrill like the thrill of winning in the game of racing! Don’t believe me? When you run into Bill Parcells this summer at Saratoga, ask him about his emotions last Thursday when his NY-bred, Saratoga Snacks, returned from a long layoff to win a six-furlong allowance race at Belmont Park in a sizzling 1:09 and change. That horse is surely stakes-bound!

And when you own a registered NY-bred, you can win more than the winner’s share of the generous purse, because you’ll receive an owner’s bonus when he finishes first through third in certain open-company races.

So please roam our website and learn more about the incentive programs that encourage people like you to buy, race or breed quality NY-breds. Take the edge offered by the programs of the NY Thoroughbred Breeding and Development Fund, and “Get with the Program.”

While you’re at it, read our Mission Statement in the middle of the homepage to remind yourself that when you spend your green on a registered NY-bred, it helps the State’s horse farmers preserve the Empire State’s green space.

If you have more questions, please call our office during the week at 518-580- 0100 or e-mail us at [email protected]. Online Magazines

The Fund made use of online ad placement during 2012 to take advantage of the thousands of daily visitors to The BloodHorse, Thoroughbred Times and Daily Racing Form.

Additionally, the Fund advertises in TDN.com. The Thoroughbred Daily News has nearly 10,000 subscribers and is read by “every commercial owner and breeder in the world,” according to publisher Sue Finley. Each time a NY-bred wins a stakes race or finishes first, second or third in a graded stakes race, an “adlet” appears bearing the legend “NY- Breds Start with a Bigger Advantage”. The reader clicks on the ad to link to the Fund’s webpage and learn more about why every racing stable should be stocked with NY-breds.

Print

What follows are some examples of print ads that appeared during 2012. They include ads directed at industry participants as well as those for informing the public about the Fund and its mission to use monetary incentives to promote the breeding of quality Thoroughbreds and help encourage preservation of the state’s irreplaceable farm land.

Authority Mission Statement and Performance Measurements

Name of Public Authority:

New York State Thoroughbred Breeding and Development Fund Corporation

Public Authority’s Mission Statement:

To promote by monetary incentives the responsible breeding of quality Thoroughbred racehorses in keeping with the founding legislation to preserve New York’s irreplaceable farm land.

List of Performance Goals:

Promotion of Responsible Breeding

• Visit all NYS Thoroughbred breeding farms at least once annually to collect data pertinent to our state-bred Registry.

• Utilize the Fund’s field identification team to make note of any farm conditions that constitute or would contribute to equine abuse or neglect, in order to enable the Fund to notify the proper authorities of serious cases, and in other cases educate farm owners to take necessary corrective measures.

• Continue to increase awareness among stakeholders that the Fund sets the example in demonstrating lifelong respect for Thoroughbreds by encouraging Fund participants to support various rescue and retraining groups, and by highlighting the accomplishments of off-track Thoroughbreds through the posting of articles, videos and the like.

• NYS Registry of NY-Bred Thoroughbred Horses: Ensure that all proposed NY-bred horses meet all requirements of the Fund, as well as applicable equine-health-related statutory or regulatory requirements.

• Certify all qualified horses as NY-bred within two weeks of the completion of payment, the necessary paperwork, and the Jockey Club registration of each horse.

Equine Research

• The Fund is required by statute to contribute 2% of its annual revenue to the Harry M. Zweig Memorial Fund for Equine Research at Cornell University.

Equine Education

The Fund will support programs that teach youth about Thoroughbred racehorses and educate them about the respectful treatment of Thoroughbreds in general.

Communication with Stakeholders

Keep stakeholders informed about industry trends, changes in the awards program, and the accomplishments of NY-breds through such means as letters included with awards checks, messages posted on the Fund website, and personal meetings and conversations with the Executive Director.

Promotion of Quality Thoroughbred Racehorses

• Awards Program: Distribute performance-based awards to Thoroughbred breeders, stallion owners, and racehorse owners.

• Maintain the Fund’s awards system, with assistance from the Jockey Club, to ensure the accuracy and integrity of awards calculations.

• Allocate funds for the enrichment of purses for NY-bred races in NYS.

• Use advertising and articles to enhance demand for NY-breds by highlighting their on- track performance and the enhanced profit potential that comes with owning and racing NY-breds.

Respect for All Thoroughbred Horses

• Provide support for deserving organizations dedicated to ensuring the health, safety, and respectful treatment of Thoroughbreds.

Efficient Administration of the Fund

• Efficiently and effectively administer the Fund within statutory cost ceilings.

• Streamline operations consistent with an adequate system of internal controls through the periodic review and revision of processes and staffing.

• Ensure compliance with all regulatory filing and reporting requirements of other NYS control agencies

Improvements to Fund Accounting Practices

The Fund made large strides in 2012 in bringing its accounting practices in line with modern accounting standards. The improvements detailed below add transparency for oversight by our Board of Directors, staff, and auditors.

Improvements came in terms of: • Structure • Efficiencies • Control

Structure was imposed at the journal entry level to define standard and non- standard entries, at the general ledger account level to define frequency of reconciliations, and at the statement level to impose monthly reviews by the Executive Director.

Efficiencies were achieved internally and externally. Internal efficiencies were achieved through the leveraging of Quick Books’ check-printing capabilities for the accounts payables, as well as the reconciliations of several cash accounts.

External efficiencies were achieved with Bank of America through the employment of a zero-balance accounting structure whereby a master account is established to fund all sub-accounts, which are daily swept of cash, thereby eliminating the necessity for internally created bank transfers. Further, Bank of America’s automatic reporting of returned checks was implemented to advise the Registrar when necessary follow-up is required. The Jockey Club was employed to change the award system to enable the printing of award checks on laser stock paper, with electronic signatures.

This, coupled with the timely processing of data from the Jockey Club, greatly decreased the time required to create award checks. For example, the 2011 6th- period award checks were mailed on February 2, 2012, whereas the 6th-period 2012 award checks were mailed on January 9, 2013.

Controls over cash were improved through the monthly reconciliation of all cash accounts, as well as use of the award signature stamp meter to support approval of all manually created award checks.

Control over award amounts is achieved through the review and approval by the Executive Director of a sampling of awards for each period.

Control of the 1099 generation process was implemented at the macro level and the micro level. The accumulation of cash paid in 2012 per the award check registers was used to validate the total of the 1099s. A sampling of six [6] 1099s confirmed that the amount reported equaled the checks in the check registers.

In addition to the structure, efficiencies, and controls that were implemented, decisions to outsource both the payroll process and the 1099 generation process proved invaluable in affording the time required to conduct a revenue review and begin the review of the award system, slated for a re-write in 2013-2014.

NYS Thoroughbred Breeding and Development Fund Corporation

Summary Profit and Loss Statement for the Year Ended December 31, 2012

Note: The numbers presented below are preliminary and are presented on an accrual basis. The financial records have not yet been closed for fiscal year 2012. This is unaudited financial information. The Annual Report will be updated with audited financial data by March 31, 2013.

Revenue/Expense Item 2012 Preliminary Actual

Revenues: Handle Revenue $ 7,062,000.00 Breakage Revenue 564,000.00 VLT Revenue - FLRA 2,010,000.00 VLT Revenue - Resort World/Aqueduct 7,006,000.00 Interest 10,000.00 Total Revenues $16,652,000.00

Expenses: Awards: Breeders Awards $ 9,518,000.00 Stallion Awards 2,208,000.00 Owner Awards 1,204,000.00 Total Awards $12,930,000.00 Other Expenses: Bad Debt Expense - Suffolk $ Bankruptcy 130,000.00 Purse Enrichment - FLRA 1,090,000.00 Purse Enrichment - NYRA 727,000.00 Breakage to FLRA 152,000.00 Promotional Expenses 6% 591,000.00 Administrative Expenses 5% 702,000.00 Cornell-Zweig (*2%) 330,000.00 Total Other Expenses $ 3,722,000.00

Total Expenses $16,652,000.00

Net Income $ -

New York State Thoroughbred Breeding & Development Fund Corp.

Investment Policy

A/O 12/31/08

In 1983, in accordance with the requirements of Chapter 383 of the Law of 1983 (Public Authorities Law), the Fund duly adopted the following resolution.

RESOLVED that, in accordance with requirements of Chapter 838, Section 25 of the Laws of 1983, the New York State Thoroughbred Breeding & Development Fund Corporation, a public benefit corporation, hereby approves and adopts the following investment guidelines:

A) All funds of the corporation available for investment shall be deposited in interest-bearing accounts or certificates of deposits with banks in New York State for the shortest possible period and at the highest available interest rate; or in United States Treasury short-term bills or notes at the highest available rate.

B) There shall be no other form of investment.

C) Certificates of deposit shall be fully secured.

D) The independent auditors of the corporation shall annually review and examine the corporation's investments, and shall immediately report to the directors of the corporation any variance from the foregoing requirements.

Requirements and Regulations

for the

New York-Bred Registry

New York State Thoroughbred Breeding and Development Fund Corp. 1 Broadway Center Suite 601 Schenectady, NY 12305 Tracy Egan, Executive Director

Interpretation The rules in this article shall be administered by the Fund and questions of interpretation and intent shall be determined by the Fund.

Administration Procedures for establishing compliance with or satisfaction of such rules shall be established by the Fund and administered by its Executive Director.

Registration and de-registration No horse shall be considered a “New York-bred” Thoroughbred unless such horse is so registered by the Fund. Should the Fund be satisfied that grounds exist to cancel or void a registration, it may so determine and order any monies of the Fund due any person as a result of such questionable registration held and, if paid, to be returned to the Fund for proper disposition. In addition, pending such determination, the Fund shall be empowered to order retention of such monies as may be payable as a result of any questionable registration, for proper disposition, upon its final determination.

Sanctions For good cause shown, the Fund may order that any individual shall be disqualified from participating as a beneficiary of such Fund for such time as it may determine appropriate.

New York-bred (a) Definitions - as used in this article, the following terms shall mean: 1. Fund: The New York State Thoroughbred Breeding & Development Fund 2. Thoroughbred: A horse registered or qualified for registration as a Thoroughbred by the Jockey Club 3. Horse: Except when from the context it appears otherwise, shall mean horse, stallion, mare, gelding, ridgling, colt, or filly 4. Foal: The offspring of a sire and dam, having been born 5. Foaled: Born 6. Sire: The male parent of a horse 7. Dam: The female parent of a horse 8. Breeder: The owner of the mare (dam) at the time it foals a New York-bred 9. “New York Stallion”: A Thoroughbred stallion standing in New York State and registered with the Fund in accordance with the law

For requirements and regulations regarding your foals, please contact our offices.

For foals of 1996 and beyond (1995 and subsequent breeding seasons), for a foal to qualify as a registered New York-bred, the dam of such foal must:

A. Be continuously in residence in the State of New York from no later than 90 days after her last cover in the year of conception and thereafter remain in residence until foaling in New York State; or

B. Foal in the State of New York and be bred back to a registered New York stallion and thereafter remain in New York for a continuous period of 90 days after giving birth to such foal.

These simple rules effectively create two categories of mares – resident mares and transient or “visiting” mares – and should more participation in the Fund program more attractive for prospective breeders and owners.

Farms in 2012

For many Thoroughbred farm owners, 2012 was either the signal for startup and expansion or a time to cut their losses.

New York welcomed 18 new farm owners and witnessed 30 farms close down. Several of the State’s 271 farms demonstrated their optimistic outlook by expanding. The Executive Director and Field inspectors saw barns expand, new fencing go up around fresh pastures, and fertilizer being laid down over hay fields.

New York State Farm Directory A listing of the nearly 300 farms in the New York-breds community

ALBANY COUNTY Banahan Farms Farm Address: 231 Rupert Rd. Bethlehem, NY 12054 Farm Phone #: (518) 858-6296 Farm Owner(s): William Banahan Owner’s Phone #: (518) 858-5952

Equine Clinic at Oakencroft Farm Address: 880 Bridge St. Ravena, NY 12143 Farm Phone #: (518) 767-2906 Farm Owner(s): F. Richard Lesser Owner’s Phone #: (518) 767-2906 E-Mail Address: [email protected]

Overtime Farm Farm Address: 902 CR 402 Westerlo, NY 12193 Farm Phone #: (518) 966-4965 Farm Owner(s): Michael B. Sherr Owner’s Phone #: (518) 966-4965

Shadowbrook Farm Farm Address: 326 Canady Hill Rd. Berne, NY 12023 Farm Phone #: (518) 872-9907 Farm Owner(s): Debbie Smith Owner’s Phone #: (518) 365-2662

Sunny Crest Farm Farm Address: 154 Bullock Rd. Slingerlands, NY 12159 Farm Phone #: (518) 439-6520 Farm Owner(s): William Barone & Nicolena Barone

T & B Horse Farm Farm Address: 1068 Ravine Rd. Berne, NY 12023 Farm Phone #: (518) 872-2984 Farm Owner(s): William Brooking Sr. & Kristin Richwagen

Usher Farm Farm Address: 100 Lewis Rd. Altamont, NY 12009 Farm Phone #: (518) 861-6399 Farm Owner(s): Richard & Kathleen Usher

Broome County Hilltop Stables Farm Address: 172 Shaver Hill Rd. Deposit, NY 13754 Farm Phone #: (607) 467-4792 Farm Owner(s): Richard & Linda Ray

Cayuga County Hallett’s Belgians and Thoroughbreds Farm Address: 11935 Pople Rd. Cato, NY 13033 Farm Phone #: (315) 626-3275 Farm Owner(s): Allen Hallett & Karen Hallett

Chemung County Longford Farm Farm Address: 15 Longford Farm Rd. Elmira, NY 14941 Farm Phone #: (607) 734-3534 Farm Owner(s): Dan Burke

Chenango County Double M Quarterhorse Farm Address: 289 Collyer Rd. Green, NY 13778 Farm Phone #: (607) 656-9178 Farm Owner(s): Michelle DeMello

Rhapsody Farm Farm Address: 144 Old Co. Rd. 16 Plymouth, NY 13832 Farm Phone #: (607) 334-8315 Farm Owner(s): Elaine Peck

Sandy Way Farm LLC Farm Address: 310 North Rd. Greene, NY Farm Phone #: (718) 501-3345 Farm Owner(s): Angelo Katrakazos E-Mail Address: [email protected]

Stratton Farms Farm Address: 133 South Washington Rd. Oxford, NY 13830 Farm Phone #: (607) 843-6362 Farm Owner(s): William & Sharon Stratton

Clinton County Breezy View Farm LLC Farm Address: 8979 State Rt. 9 Chazy, NY 12921 Farm Phone #: (518) 846-8809 Farm Owner(s): John & Ronda O’Hagan

Conroy Farm Farm Address: 30 Conroy Rd. West Chazy, NY 12922 Farm Phone #: (518) 566-9117 Farm Owner(s): Peggy Conroy

Columbia County Blue Apple Farm Farm Address: 48 County Rt. 14 Hudson, NY 12534 Farm Phone #: (518) 828-5022 Farm Owner(s): Buzz & Karen Sheak

Buckridge Farm Farm Address: 513 Eichybush Rd. Kinderhook, NY 12106 Farm Phone #: (518) 392-5841 Farm Owner(s): Amy & Jodi Boll E-Mail Address: [email protected]

Eddybrook Farm Farm Address: 4103 State Rt. 66 Valatie, NY 12184 Farm Phone #: (518) 392-7052 Farm Owner(s): Dale & Warren Thiel

Gallagher’s Stud Farm Address: 349 Leggett Rd. Ghent, NY 12075 Farm Phone #: (518) 393-4110 Farm Owner(s): Marlene Brody E-Mail Address: [email protected]

Higher Ground LLC Farm Address: State Rt. 9 Hudson, NY 12532 Farm Phone #: (860) 990-1175 Farm Owner(s): Heather Larson

In Front Training Center Farm Address: 149 Arch Bridge Rd. Ghent, NY 12075 Farm Phone #: (518) 672-7672 Farm Owner(s): Michael Schrader Website: www.infronttraining.com

J and D Farm Farm Address: 460 Silvernails Rd. Pine Plains, NY 12567 Farm Phone #: (518) 398-7899 Farm Owner(s): James Taylor & Deborah Bolstad Owner’s Phone #: (518) 828-7739

Kinderfield Farm Farm Address: 974 Old Post Rd. Kinderhook, NY 12106 Farm Phone #: (518) 758-2249 Farm Owner(s): Tina Worsfold

Nursemare Farm Farm Address: 1597 State Rt. 9 Stuyvesant, NY 12532 Farm Phone #: (518) 799-6874 Farm Owner(s): Debra Pease

Pine Ridge Farm Farm Address: P.O. Box 171 Old Chatham, NY 12136 Farm Phone #: (518) 392-6214 Farm Owner(s): Martin Zaretsky

Sequel Stallions New York Farm Address: 217 Maple Lane Hudson, NY 12534 Farm Phone #: (518) 537-8090 Farm Owner(s): Becky Thomas

Shook Farm Farm Address: 52 Damita Rd. Hudson, NY 12534 Farm Phone #: (518) 828-6972 Farm Owner(s): Patricia & Walter Shook

Snowberry Farm Farm Address: 33 Scott Rd. Hudson, NY 12534 Farm Phone #: (518) 851-7102 Farm Owner(s): Becky Schroder

Vinery Stallions (Hudson) Farm Address: 5 Sugar Lane Poughquag, NY 12570 Farm Phone#: (518) 851-6616 Farm Owner(s): Tom Ludt Website: www.vinery.com

Waldorf Farm Farm Address: P.O. Box 959 North Chatham, NY 12132 Farm Phone #: (518) 527-4143 Farm Owner(s): Dr. Jerry Bilinski E-Mail Address: [email protected]

Delaware County Harper Hill Farm Farm Address: 1050 Harper Rd. Harpersfield, NY 13786 Farm Phone #: (607) 278-5224 Farm Owner(s): Sharon Pick

Sparling Farm Farm Address: 2445 MacGribbon Hollow Rd. Walton, NY 13856 Farm Phone #: (607) 865-4083 Farm Owner(s): Wayne Sparling

Dutchess County Barely Able Farm Farm Address: 176 North White Rock Rd. Holmes, NY 12531 Farm Phone #: (845) 855-5535 Farm Owner(s): Patty Calandro

Berkshire Stud Farm Address: Carpenter Hill Rd. Pine Plains, NY 12567 Farm Phone #: (518) 398-5365 Farm Owner(s): Dr. D. Koch

Buttonwood Farm Farm Address: State Rt. 9G Rhinebeck, NY 12572 Farm Phone #: (845) 876-2404 Farm Owner(s): Albert Fried

Cedar Ridge Farm Farm Address: 8032 Rt. 82 Pine Plains, NY 12567 Farm Phone #: (518) 398-6594 Farm Owner(s): Gary & Sue Lundy

Crescent Brook Farm Farm Address: 171 Blue Hill Rd. Hopewell Junction, NY 12533 Farm Phone #: (845) 226-4302 Farm Owner(s): Debbie & Dr. Mark T. Jordan, DVM

Delehanty Stock Farm Farm Address: RR 1 Box 396, County Rd. 83 Amenia, NY 12501 Farm Phone #: (845) 373-8505 Farm Owner(s): Frank Stella

Dutchess Views Farm Farm Address: 189 Johnnie Cake Hollow Rd. Pine Plains, NY 12567 Farm Phone #: (518) 398-5666 Farm Owner(s): Michael Lischin E-Mail Address: [email protected]

Edition Farm Farm Address: 90 Spooky Hollow Rd. Hyde Park, NY 12538 Farm Phone #: (845) 266-9989 Farm Owner(s): Vivian Molloy

Indigo Farm Farm Address: 436 Bangall-Amenia Rd. Stanfordville, NY 12581 Farm Phone #: (845) 266-8578 Farm Owner(s): Jan Durrschmidt

Jack’s On the Hill Farm Farm Address: 409 Overbrook Rd. Millbrook, NY 12545 Farm Phone #: (917) 731-0322 Farm Owner(s): Morris Regan

Julfran Farm Farm Address: P.O. Box 935 Wappinger Falls, NY 12590 Farm Phone #: (914) 469-7899 Farm Owner(s): Greg Garofalo

Keane Stud Farm Address: 217 Depot Rd. Amenia, NY 12501 Farm Phone#: (845) 373-9601 Farm Owner(s): Dr. Win Stevens E-Mail Address: [email protected]

MDS Farm Farm Address: 3411 State Rt. 199 Pine Plains, NY 12567 Farm Phone#: (518) 398-1254 Farm Owner(s): Mark Spitzer

Moles Hill Farm Farm Address: 132 Taylor Rd. Amenia, NY 12501 Farm Phone #: (860) 248-0391 Farm Owner(s): Gary Olsen

Monhill Farm Farm Address: 1431 County Rt. 83 Pine Plains, NY 12567 Farm Phone #: (914) 489-6859 Farm Owner(s): Dr. Bernardo Mongil, DMV

Netherbloom Farm Farm Address: 1180 Netherwood Rd. Salt Point, NY 12578 Farm Phone #: (845) 266 3490 Farm Owner(s): Sunny Comfort

Netherwood Farm Farm Address: City Rt. 41 Hyde Park, NY 12525 Farm Phone #: (845) 266-3774 Farm Owner(s): Bob Smith

Parker Lightfield Farm LLC Farm Address: 82 Killearn Rd. Millbrook, NY 12545 Farm Phone #: (845) 677-4409 Farm Owner(s): Diane & Harris Parker

Pegasus Farm Farm Address: 2699 State Rt. 22 Dover Plains, NY 12644 Farm Phone #: (845) 877-3147 Farm Owner(s): Thomas Dushas

Regan @ Julfran Farm Farm Address: P.O. Box 935 Wappinger Falls, NY 12590 Farm Phone #: (845) 661-0705 Farm Owner(s): Jeff Regan (lessee)

Silvernails Farm Farm Address: 460 Silvernails Rd. Pine Plains, NY 12567 Farm Phone #: (518) 398-7899 Farm Owner(s): Donna Sammons Owner’s Phone #: (518) 965-1314

Tatra Farm Farm Address: 239 Schultzville Rd. Clinton Corners, NY 12514 Farm Phone #: (845) 266-3101 Farm Owner(s): Patricia Garthwaite

Ten Mile River Farm Farm Address: 89 Leedsville Rd. Amenia, NY 12501 Farm Phone #: (845) 373-9874 Farm Owner(s): Cinthia & Brian Hawks

Thorndale Farm Farm Address: State Rt. 44 Millbrook, NY 12545 Farm Phone #: (845) 677-3087 Farm Owner(s): John Eaton

Victory Lane Farm Farm Address: 511 Tower Hill Rd. Millbrook, NY 12545 Farm Phone #: (914) 456-7048 Farm Owner(s): Dawn Hew

Vinery at Sugar Maple Farm Address: 5 Sugar Lane Poughquag, NY 12570 Farm Phone #: (845) 724-3500 Farm Owner(s) Howard Kaskel Website: www.vinery.com

Wynwell Farm Farm Address: 12 Gardiner Hollow Rd. Poughquag, NY 12570 Farm Phone #: (845) 724-4129 Farm Owner(s): Cyndi Sheils

Erie County Hogan Farm Farm Address: 2644 Pleasant Ave. Hamburg, NY 14075 Farm Phone #: (716) 627-2443 Farm Owner(s): Elizabeth Hogan

Reading Farm Farm Address: 1662 Reading Rd. West Falls, NY 14170 Farm Phone #: (716) 652-1669 Farm Owner(s): Linda J. Reading

Essex County Glen Laer Farm Farm Address: 47 Pendergast Farm Way Lake Placid, NY 12946 Farm Phone #: (518) 891-3532 Farm Owner(s): Scott Van Laer

Genesee County Harmons Farm Farm Address: 3660 Oatka Trail LeRoy, NY 14482 Farm Phone #: (585) 732-8384 Farm Owner(s): Daniel & Donna Harmon

Greene County Carapan Farm LLC Farm Address: 718 Red Mill Rd. Freehold NY 12431 Farm Phone #: (518) 966-5451 Farm Owner(s): Ed & Diane Gregory

Herkimer County Ends Well Farm Address: 387 Fishing Rock Rd., Newport, NY 13416 Farm Phone #: (315) 891-3333 Farm Owner(s): Edwin Schatzel & Sandra Schatzel

Peaceful Meadows Farm Address: 146 Victor Rd. Poland, NY 13431 Farm Phone #: (315) 845-8288 Farm Owner(s): Cynthia Kearns

Lewis County Delmation Farm Farm Address: 6016 John St. Constableville, NY 13325 Farm Phone #: (315) 397-2887; Cell: (315) 731-7474 Farm Owner(s): Duane C. DeLair

Livingston County Apache Stables (North) Farm Address: 8592 Picket Line Rd. Mount Morris, NY 14830 Farm Phone #: (585) 820-9334 Farm Owner(s): Tim Moriarity

Carlland Stables Farm Address: 4047 S. Avon Rd. Avon, NY 14414 Farm Phone #: (585) 226-6651 Farm Owner(s): Susan Carlson

Foggy Bottom Farm Farm Address: 4437 Lima Rd. Geneseo, NY 14454 Farm Phone #: (585) 243-2788 Farm Owner(s): Beverly Least

Hidden Brook Farm Address: 3822 River Rd. Piffard, NY 14533 Farm Phone #: (585) 737-0883 Farm Owner(s): Joseph Bucci

Posner Farm Farm Address: 6009 S. Lima Rd. Avon, NY 14414 Farm Phone #: (585) 346-5054 Farm Owner(s): Rebecca & Nathan Posner

Riverside Farm Farm Address: 3150 Chandler Rd. Piffard, NY 14533 Farm Phone #: (585) 746-6897 Farm Owner(s): Robert Donnan

Madison County Avandelle Farm Farm Address: 2030 Chard Rd. Cazenovia, NY 13035 Farm Phone #: (315) 655-2427 Farm Owner(s): Jennifer Gurney

Cazenovia College Farm Address: 4460 Woodfield Rd. Cazenovia, NY 13035 Farm Phone #: (315) 655-7294 Website: www.cazenovia.edu

Five Roses Farm Farm Address: 3284 Eagleville Rd. Eaton, NY 13334 Farm Phone #: (315) 684-7157 Farm Owner(s): Dr. C. D. Cranwell E-Mail Address: [email protected]

Marshall Farm Farm Address: 1978 New Rd. Chittenango, NY 13037 Farm Phone #: (315) 687-5064 Farm Owner(s): James O. Marshall

Monroe County Cheese and Quaker Farm Farm Address: 345 Quaker Meeting House Rd. Honeoye Falls, NY 14472 Farm Phone #: (585) 624-5982 Farm Owner(s): Christopher Roncone

Donegan Farm Farm Address: 7 Wisner Rd. Rochester, NY 14622 Farm Phone #: (585) 342-8684 Farm Owner(s): David Donegan

Dukes Farm Farm Address: 341 Ballantyne Rd. Chili Center, NY 14514 Farm Phone #: (585) 241-9902; Cell: (585) 469-1547 Farm Owner(s): Harris Dukes

Heberle Stables Farm Address: 751 Browncroft Blvd. Rochester, NY 14625 Farm Phone #: (585) 317-7276 Farm Owner(s): Heather Heberle

Runway Farms Farm Address: 3400 County Line Rd. Holley, NY 14470 Farm Phone #: (585) 474-8803 Farm Owner(s): Nicholas P. Bergquist

Spencer Hill Farm Farm Address: 3221 Brockport-Spencerport Rd. Spencerport, NY 14559 Farm Phone #: (585) 415-3169 Farm Owner(s): Michael Progno

Stable 54 Farm Address: 54 Dewy St. Churchville, NY 14428 Farm Phone #: (585) 293-3301 Farm Owner(s): Richard Sideh

Montgomery County Covertdale Farm Farm Address: 538 Paris Rd. Fort Plain, NY 13339 Farm Phone #: (518) 933-3541 Farm Owner(s): Duane & Peggy Sprague

Featherwood Farm Farm Address: 806 Queen Anne Rd. Amsterdam, NY 12010 Farm Phone #: (518) 843-6848 Farm Owner(s): Sherry Jerome

Hayes Farm Farm Address: 418 Langley Rd. Amsterdam, NY 12010 Farm Phone #: (914) 673-0626 Farm Owner(s): Lynda Hayes

Jonkers Farm Farm Address: 628 Beech Rd. Sharon Springs, NY 13459 Farm Phone #: (518) 231-2493 Farm Owner(s): Matt Jonkers & Brenda Wallace

Kiernan Farm Farm Address: 310 Peck Rd. Delanson, NY 12053 Farm Phone #: (518) 705-2822 Farm Owner(s): Owen Kiernan

Meadow View Thoroughbred LLC Farm Address: 143 W. Ames Rd. Canajoharie, NY 13317 Farm Phone #: (518) 673-2975 Farm Owner(s): Judy & Ed Orton

Misty Mountain Farm Farm Address: 6145 State Rt. 10 Cobleskill, NY 12043 Farm Phone #: (518) 234-7118 Farm Owner(s): Peter Putriment

Old Sharon Stable Farm Address: 667 Old Sharon Rd. Canajoharie, NY 13317 Farm Phone #: (518) 708-4411 Farm Owner(s): Nancy Blencoe

Smoke House Farm Farm Address: 113 Sunday School Dr. Fultonville, NY 12072 Farm Phone #: (581) 791-9112 Farm Owner(s): Smitty Gayheart

Sundial Farm Farm Address: 802 Queen Anne Rd. Amsterdam, NY 12010 Farm Phone #: (518) 842-8906 Farm Owner(s): Robert Hoyt

Nassau County Blue Streak Stables Farm Address: 55 Piping Rock Rd. Upper Brookville, NY 11545 Farm Phone #: (516) 626-6725 (Cell) Farm Owner(s): William Niarakis

Fast Break Farm Farm Address: 716 Chicken Valley Rd. Locust Valley, NY 11560 Farm Phone #: (516) 759-6364 Farm Owner(s): Stacey & Tom Purchase

J P Racing Farm Address: 324 Calf Farm Rd. Millneck, NY 11765 Farm Phone: (516) 922-9644 Farm Owner(s): Ralph & Pam Bianculli

La Famiglia Farm Address: 97 Pound Hollow Rd. Old Brookville, NY 11545 Farm Phone #: (516) 759-2620 Farm Owner(s): Joe Lostritto

Murdoc Development LLC Farm Address: 1 Titus Path Jericho, NY 11753 Farm Phone #: (516) 364-1796 Farm Owner(s): Carole A. Murray

Oneida County Oriskany Creek Farm Farm Address: 7580 Old Bristol Rd. Clinton, NY 13323 Farm Phone #: (315) 859-1442 Farm Owner(s): Rebecca Czarnocki

Twin Creeks Farm Farm Address: 6575 Irish Rd. Marcy, NY 13403 Farm Phone #: (315) 865-4915 Farm Owner(s): Sandee Schultz

Onondaga County Chase Hill Farm Farm Address: 7111 Chase Rd. Fabius, NY 13063 Farm Phone #: (315) 391-2990 Farm Owner(s): William Johnson

Gold Finch Farm Farm Address: 3061 West Lake Rd. Skaneateles, NY 13152 Farm Phone#: (315) 243-0584 Farm Owner(s): Charlotte Crill Website: www.Gffpasos.com

Whitehall Farm Farm Address: 2607 Cherry Valley Tpk. Marcellus, NY 13180 Farm Phone #: (315) 673-2916 Farm Owner(s): Michael & Patricia Palenscar

Ontario County Andiamo Farm Farm Address: 1276 Malone Rd. Victor, NY 14564 Farm Phone #: (585) 415-1152 Farm Owner(s): Karen & Paul Barrow

Broken Fence Farm Farm Address: 4380 Rt. 21 South Canandaigua, NY 14424 Farm Phone #: (585) 943-2746 Farm Owner(s): Bruce D. Anderson

Burnett Farm Farm Address: 6105 Rt. 20/5 Canandaigua, NY 14424 Farm Phone #: (585) 393-9535 Farm Owner(s): Glen Burnett

Cheshire Ridge Farm LLC Farm Address: 7709 State Rt. 20A Bloomfield, NY 14469 Farm Phone #: (585) 303-5058 Farm Owner(s): Wendi & Jeff Shenkel

Circle K Farm Farm Address: 1008 Larue Rd. Clifton Springs, NY 14432 Farm Phone #: (302) 210-4861 Farm Owner(s): Dean Kisielewski E-Mail Address: [email protected]

Cobblestone Farm Farm Address: 1061 Co. Rd. 27 Clifton Springs, NY 14432 Farm Phone #: (315) 462-7101 Farm Owner(s): Greg & Christine Nunn

D’Alessandro Racing Stable Farm Address: 6353 Boughton Hill Rd. Victor, NY 14564 Farm Phone #: (585) 924-4127 Farm Owner(s): Ralph & Annie D’Alessandro

Finish Line Farm Farm Address: 1654 New Michigan Rd., Farmington, NY 14425 Farm Phone #: (585) 919-9170 Farm Owner(s): Ken and Lesley Friedman

Four Way Farm Farm Address: 5322 State Route 96 Farmington, NY 14425 Farm Phone #: (315) 521-5538 Farm Owner(s): Everett L. Estabrooks

Fox Run Farm Farm Address: 1780 Payne Rd. Farmington, NY 14425 Farm Phone #: (585) 738-3159 Farm Owner(s): Robert & Francis Ubbink

Headstream Farm Farm Address: 5559 Rossier Rd. Canandaigua, NY 14424 Farm Phone #: (585) 394-8564 Farm Owner(s): Richard Strickland

Hope Springs Farm Farm Address: 4145 County Rd. 17 Gorham, NY 14561 Farm Phone #: (585) 526-0200 Farm Owner(s): Harold & Stephanie Berge

Hurd Farm Farm Address: 1814 New Michigan Rd. Farmington, NY 14452 Farm Phone #: (585) 721-5595 Farm Owner(s): Holmes

Legend Land Farm Address: 4463 Mt. Payne Rd. Shortville, NY 14548 Farm Phone #: (585) 289-8207 Farm Owner(s): Tammy L. Jacobs

Perty Numbers Acres Farm Address: 3552 Route 96 Shortsville, NY 14548 Farm Phone #: (585) 905-8168 Farm Owner(s): Oscar Barrera, Jr.

Q. B. Ten Farm Farm Address: 1231 Route 28 Shortsville, NY 14548 Farm Phone #: (585) 289-3011 Farm Owner(s): Tim Murphy

R and R Farm Farm Address: 1111 County Rt. 8 Farmington, NY 14425 Farm Phone #: (585) 289-3711 Farm Owner(s): Michael Lecesse

Sharp Farm Farm Address: 429 Fishers Rd. Fishers, NY 14453 Farm Phone #: (585) 924-3174 Farm Owner(s): Eric Sharp

Shetron Farm Farm Address: 4017 Miner Rd. Manchester, NY 14504 Farm Phone #: (585) 317-8892 Farm Owner(s): John Shetron

Torelli Farm Farm Address: 1943 Petit Rd. Clifton Springs, NY 14432 Farm Phone #: (585) 506-7663 Farm Owner(s): Stacy A. Torelli

Turetsky Farm Farm Address: 2126 Route 96 Clifton Springs, NY 14432 Farm Phone #: (315) 415-3550 Farm Owner(s): Judy Turetsky

Ubbink Farms Farm Address: 1230 Everson Rd. Clifton Springs, NY 14432 Farm Phone #: (315) 462-6071 Farm Owner(s): Stephen & Aline Ubbink

Valentine Thoroughbreds Farm Address: 1308 Payne Rd. Farmington, NY 14425 Farm Phone #: (585) 455-4019 (Sal Iorio Cell) Farm Owner(s): Mark Valentine

Whispering Wind Farm Farm Address: 400 Cline Rd. Victor, NY 14564 Farm Phone #: (585) 943-0259 Farm Owner(s): Mike Schoenerman

Orange County Blue Chip Farms LLC Farm Address: 807 Hoagerburg Rd. Wallkill, NY 12589 Farm Phone #: (845) 895-3930 Farm Owner(s): Thomas R. Grossman E-Mail Address: [email protected]

Clover Hill Farm Farm Address: 567 Plains Rd. Wallkill, NY 12589 Farm Phone #: (845) 851-8018 Farm Owner(s): Marcy Brennen

Distasio Farm Farm Address: 155 Conklintown Rd. Chester, NY 10918 Farm Phone #: (845) 469-1963 Farm Owner(s): Christine & Richard DiStasio

Djonbolic Farm Farm Address: 238 Konefal Ave., Pine Bush, NY 12566 Farm Phone #: (845) 649-2244 Farm Owner(s): Cazim Djonbolic

Four Seasons Farm Farm Address: P.O. Box 275 Lybolt Rd. Bullville, NY 10915 Farm Phone #: (845) 361-0845 Farm Owner(s): John R. Michelotti

Hidden Lake Farm LLC Farm Address: 1541 W. State Highway 211 Otisville, NY 10963 Farm Phone #: (845) 386-4490 Farm Owner(s): Chris Bernhard

Kaz Hill Farm Farm Address: 34 Mt Joy Rd. Middletown, NY 10940 Farm Phone #: (845) 692-0864 Farm Owner(s): Peter Kazamias

Mandas Farm Farm Address: 51 County Rt. 49 Middletown, NY 10940 Farm Phone #: (845) 341-0154 Farm Owner(s): Nicholas Mandas

Meadow Hill Lane Farm Farm Address: 100 Meadow Hill Lane Pine Bush, NY 12566 Farm Phone #: (845) 744-8603 Farm Owner(s): Joseph Szymczal

Misty Evening Farm Farm Address: 116 Dickerson Ave. Montgomery, NY 12549 Farm Phone #: (845) 361-4029 Farm Owner(s): Kathleen Herbert & Chris Herbert

Spirit Horse Farm, Inc. Farm Address: 282 Rt. 416 Montgomery, NY 12549 Farm Phone #: (845) 494-6356 Farm Owner(s): Diane Cardinale

Stonehenge Farm Farm Address: 52 Reiss Rd. Middletown, NY 10940 Farm Phone #: (845) 355-6264 Farm Owner(s): Dr. Larry Sautter & Barbara Sautter

Surreywood Farm Farm Address: 96 Conklintown Rd. Goshen, NY 10924 Farm Phone #: (845) 325-9982 Farm Owner(s): John & Becky Torres

Tender Loving Care Farm Farm Address: 319 Ridgebury Rd. Slate Hill, NY 10973 Farm Phone #: (845) 355-4311 Farm Owner(s): Betty Moscatelli

Tomorrow Bloodstock Farm Address: 95 Burlingham Rd. Thompson Ridge, NY 10985 Farm Phone #: (845) 361-2078 Farm Owner(s): Albert & Cheyenne Martin E-Mail Address: [email protected]

Winbak Farm of NY Farm Address: 1200 County Rd. 17 Walden, NY 12586 Farm Phone #: (845) 778-5421 Farm Owner(s): Joe Thompson E-Mail Address: [email protected]

Orleans County Oak Orchard Farms Farm Address: 12054 Ridge Rd. Medina, NY 14103 Farm Phone #: (716) 830-5862 Farm Owner(s): Timothy Tompkins

Pepper Farm Farm Address: 3711 Tut Hill Rd. Albion, NY 14411 Farm Phone #: (585) 589-6297 Farm Owner(s): Dr. Carol Pepper

Stonefield Stable Farm Address: 2157 Peter Smith Rd. Kent, NY 14477 Farm Phone #: (585) 503-9132 Farm Owner(s): Peter Colon

Otsego County Centennial Farm Farm Address: P.O. Box 33 Gilbertsville, NY 13776 Farm Phone #: (607) 783-2696 Farm Owner(s): Albert Geldmacher

Julieacres Farm Address: 234 Gregory Rd. Garratsville, NY 13342 Farm Phone #: (607) 965-8833 Farm Owner(s): Henry & Connie Gregory

Leatherstocking Equine Center Farm Address: 117 Co. Hwy 17 New Berlin, NY 13411 Farm Phone #: (607) 847-9990 Farm Owner(s): William Johnson DVM E-Mail Address: [email protected]

Milfer Farm Farm Address: 1287 County Hwy 3 Unadilla, NY 13849 Farm Phone #: (607) 369- 9408 Farm Owner(s): Jonathan H.F. Davis, DVM E-Mail Address: [email protected]

North Road Farm Farm Address: 460 North Rd. Jefferson, NY 12093 Farm Phone #: (607) 652-3188 Farm Owner(s): Ben Buck

North Winds Stables Farm Address: 158 Pratt Rd. Hartwick, NY 13348 Farm Phone #: (607) 965-6030 Farm Owner(s): Kelly & Steven Gyure

Quiet Time Farm Farm Address: 2296 Co Hwy 33 Cooperstown, NY 13326 Farm Phone #: (607) 547-8192 Farm Owner(s): Tom Selover

Putnam County Akindale Farm Farm Address: Quaker Hill Rd. Pawling, NY 12564 Farm Phone #: (845) 855-1262 Farm Owner(s): William Hettinger Estate

Glynwood Farm Farm Address: 302 Glynwood Rd. Cold Spring, NY 10556 Farm Phone #: (914) 403-0171 Farm Owner(s): Glynwood Center, Inc.

Rennselaer County B & B Thoroughbreds Farm Address: 5086 State Rt. 203 Nassau, NY 12123 Farm Phone #: (518) 766-4615 Farm Owner(s): Bob & Barbara Sullivan

Cobble Creek Farm Farm Address: 10 Mitchell Rd. Hoosick Falls, NY 12090 Farm Phone #: (518) 892-4661 Farm Owner(s): Jerry Herron

Fawnridge Farm Farm Address: 367 Dusenberry Hill Rd. East Nassau, NY 12062 Farm Phone: (518) 766-5984 Farm Owner(s): JoAnn Finley

Grayson Family Farm Farm Address: 109 Fox Hollow Rd. Petersberg, NY 12138 Farm Phone: (518) 779-1436 Farm Owner(s): Herb Borchers

The New Hill Farm Farm Address: 80 Hewitts Rd. Hoosick Falls, NY 12090 Farm Phone: (518) 577-2198 Farm Owner(s): Lilly Holzer

Saratoga County Advantage Training Center Farm Address: 154 Blanchard Rd. Gansevoort, NY 12831 Farm Phone #: (518) 330-5853 Farm Owner(s): April Tschan

Austro Farm Farm Address: 1201 Peaceable St. Ballston Spa, NY 12020 Farm Phone#: (518) 822-6478 Farm Owner(s): Mike Austro

Beals Farm Farm Address: 80 Van Ness Rd. Stillwater, NY 12170 Farm Phone #: (518) 928-9331 Farm Owner(s): Peter Beals

Birsh Family Farm Farm Address: 2404 State Highway 67 Galway, NY 12010 Farm Phone#: (518) 882-9542 Farm Owner(s): Philip S. Birsh

Blue Chip Stock @ Questroyal N. Farm Address: 59 Dunn Rd. Stillwater, NY 12170 Farm Phone#: (518) 695-5667 Farm Owner(s) Harry L. Landry E-Mail Address: [email protected]

Cornell Crest Farm Farm Address: 421 Wall St. (Co. Rt. 40) Schuylerville, NY 12871 Farm Phone #: (518) 695-3869 Farm Owner(s): Ann & Ken Cornell

Fedwell Farm Farm Address: 100 Denton Rd. Saratoga Springs, NY 12866 Farm Phone #: (518) 587-5042 Farm Owner(s): Jayme & John Jayko

Finally Home Farm Farm Address: 356 Rugg Rd. Schuylerville, NY 12871 Farm Phone #: (518) 695-3744 Farm Owner(s): Dr. Steven Sedrish DVM & Dr. Tracy Bartick DVM

Five Oaks Farm Farm Address: 100 Denton Rd. Saratoga Springs, NY 12866 Farm Phone #: (518) 580-9590 Farm Owner(s): Thomas Mina

Goodwin Farm Farm Address: 76 Medbury Rd. Porters Corners, NY 12859 Farm Phone#: (518) 893-7634 Farm Owner(S): Jerry Price

Grandchester Meadows Farm Farm Address: 2160 Rowley Rd. Ballston Spa, NY 12020 Farm Phone#: (518) 583-9385 Farm Owner(s): Dennis Brida

Havens Oak Farm Farm Address: 46 Reynolds Rd. Fort Edward, NY 12828 Farm Phone#: (518) 747-3887 Farm Owner(s): James Hooper

Hebert Farm Farm Address: 319 Co. Rd. 68 Saratoga Springs, NY 12866 Farm Phone#: (518) 583-4355 Farm Owner(s): William Hebert

Hessenhof Farm Farm Address: 4887 State Rt. 50 Gansevoort, NY 12831 Farm Phone #: (518) 761-6805 Farm Owner(s): John & Heike Brooking

Highcliff at Mill Creek Farm Farm Address: 2 Turner Rd. Stillwater, NY 12170 Farm Phone#: (518) 573-2304 Farm Owner(s): Suzie O’Cain & C. Lynwood O’Cain DVM E-Mail Address: [email protected] .3 Hi Tail Farm Farm Address: 93 Louden Rd. Saratoga Springs, NY 12855 Farm Phone#: (518) 587-7775 Farm Owner(s): Betty Powell

Hidden Springs Ranch Farm Address: 185 Washburn Rd. Saratoga Springs, NY 12866 Farm Phone#: (518) 879-9057 Farm Owner(s): Jennifer Breslin

Irish Century Hill Farm Farm Address: 281 Burke Rd. Stillwater, NY 12170 Farm Phone #: (518) 584-4058 Farm Owner(s): Laurie & Rick Burke

Lakeview Stable Farm Address: 323 Fitch Rd. Saratoga Springs, NY 12866 Farm Phone #: (518) 281-4188 Farm Owner(s): Anthony DePaula

Liberty Hill Farm Farm Address: 923 State Rt. 32 N Schuylerville, NY 12871 Farm Phone#: (518) 507-6288 Farm Owner(s): Tim Burns

McMahon of Saratoga Thoroughbreds Farm Address: 180 Fitch Rd. Saratoga Springs, NY 12866 Farm Phone #: (518) 587-3426 Farm Owner(s): Joe McMahon E-Mail Address: [email protected]

Mill Creek Farm Farm Address: 2 Turner Rd. Stillwater, NY 12170 Farm Phone #: (518) 584-9457 Farm Owner(s): Tim Little & Ann Morgan E-Mail Address: [email protected]

Morning Sun Farm Farm Address: 59 Wilton Rd. Greenfield Center, NY 12833 Farm Phone#: (518) 893-7721 Farm Owner(s): Michael & Debra Divitto

Northway Farm Farm Address: 129 Granczniak Rd. Stillwater, NY 12170 Farm Phone #: (518) 664-4430 Farm Owner(s): Richard Lugovich, Sr.

Peacefields Farm Address: 141 Haas Rd. Schuylerville, NY 12871 Farm Phone #: Louis Ferrari Farm Owner(s): (518) 695-9446 / (518) 435-5695

Questroyal North Farm Address: 50 Dunn Rd. Stillwater, NY 12170 Farm Phone #: (518) 541-3280 Farm Owner(s): Barry Ostrager

Rainbow Fields Farm Farm Address: 9 Taylor Rd. Gansevoort, NY 12831 Farm Phone #: (518) 587-1767 Farm Owner(s): Richard Zwirn

Rojan Farm Farm Address: 169 Beaver St. Schuylerville, NY 12871 Farm Phone #: (518) 695-4607 Farm Owner(s): Ellen Bongard

Sandcastle Farm Farm Address: 258 Ruggles Rd. Saratoga Springs, NY 12866 Farm Phone #: (518) 587-0844 Farm Owner(s): Pam Losert

Saratoga Glen Farm Farm Address: 100 Deuel Rd. Schuylerville, NY 12871 Farm Phone #: (518) 423-2028 Farm Owner(s): Dan & Cathy Barraclough

Seven Furlong Farm Farm Address: 959 State Rt. 50 Ballston Lake, NY 12019 Farm Phone#: (518) 384-1225 Farm Owner(s): Tracy Egan

Sherrard Farm Farm Address: 165 Old Post Rd. Saratoga Springs, NY 12866 Farm Phone#: (518) 222-0343 Farm Owner(s): Jan Sherrard

Sickle Pond Farm Farm Address: 234 Blizzard Rd. Stillwater, NY 12345 Farm Phone #: (518) 664-6242 Farm Owner(s): Emma Bell

Skyview Farm Farm Address: 247 Co. Rd. 68 Saratoga Springs, NY 12866 Farm Phone#: (518) 584-8883 Farm Owner(s): Tom McTygue

Song Hill Farm Farm Address: 290 County Rd. 75 Stillwater, NY 12866 Farm Phone #: (516) 446-0220 Farm Owner(s): H. James Bond

Stepwise Farm Farm Address: Fitch Rd. Saratoga Springs, NY 12866 Farm Phone #: (518) 587-7839 Farm Owner(s): Dr. William Wilmot DVM & Joan Taylor

Stone Bridge Farm Farm Address: 245 Purinton Rd. Gansevoort, NY 12831 Farm Phone #: (518) 747-0686 Farm Owner(s): Jeffery Tucker E-Mail Address: [email protected]

Stone Church Farm Farm Address: 756 Stone Church Rd. Middle Grove, NY 12850 Farm Phone#: (518) 583-4817 Farm Owner(s) Marguerite &

Stonecroft Farm Farm Address: 22 Rt. 423 Stillwater, NY 12170 Farm Phone#: (518) 664-8370 Farm Owner(s): Marsha Himler E-Mail Address: [email protected]

Stonegate Stables LLC Farm Address: 106 Reynolds Rd. Fort Edwards, NY 12828 Farm Phone #: (518) 746-7433 Farm Owner(s): William Johnson Website: www.stonegateracingstables.com

Sun Valley Farm Farm Address: 393 Brownell Rd. Ballston Spa, NY 12020 Farm Phone #: (518) 885-7582 Farm Owner(s): Jacques Boisvert

The Run at Saratoga Farm Address: 139 Hathaway Rd. Schuylerville, NY 12871 Farm Phone #: (518) 695-6374 Farm Owner(s): David & Carol Cummings

Top Rail Farm Farm Address: 20 Hutchins Rd. Saratoga Springs, NY 12866 Farm Phone #: (518) 210-4322 Farm Owner(s): Dr. Stowe Burke DVM

Trade Wind Farm Farm Address: 394 Riverview Rd. Rexford, NY 12148 Farm Phone #: (518) 373-9723 Farm Owner(s): Thomas D’Ambra

Valletta Farm Farm Address: 2154 Rowley Rd. Malta, NY 12020 Farm Phone #: (518) 339 5398 Farm Owner(s): Jennifer Wilhelm

Win A Maker Farm Farm Address: 20 Gansevoort Rd. Gansevoort, NY 12831 Farm Phone #: (518) 321-0339 Farm Owner(s): Paula Marone

Schenectady County Princetown Farm Farm Address: 406 Maben Rd. Duanesburg, NY 12056 Farm Phone #: (518) 526-1992 Farm Owner(s): Gary Zarr

Schoharie County Cobleskill College Farm Address: 181 Saratoga Ave. Cobleskill, NY 12043 Farm Phone #: (518) 255-5814 Farm Owner(s): SUNY Cobleskill Contact Person: Therese M. Garufi

Hickory Knoll Thoroughbreds, Inc. Farm Address: 124 Hub Shutts Rd. Cobleskill, NY 12043 Farm Phone #: (518) 234-3154 Farm Owner(s): Stephanie & Terry Forsyth

Nolan Farm Farm Address: 296 Knowles Rd. Preston Hollow, NY 12469 Farm Phone #: (518) 239-6512 Farm Owner(s): John Nolan

North Road Farm Farm Address: 460 North Rd. Jefferson, NY 12093 Farm Phone #: (607) 652-3188 Farm Owner(s): Ben Buck

Peekskill Farm Farm Address: 249 Hanson Crossing Rd. Sharon Springs, NY 12043 Farm Phone #: (518) 665-8371 Farm Owner(s): David Fabbricante

Quiet Oaks Farm Farm Address: 1253 Oak Hill Rd. Esperance, NY 12066 Farm Phone #: (518) 875-9228 Farm Owner(s): Frank & Kerri Maner

Star Lily Stables Farm Address: 10071 State Rt. 7 Worcester, NY 12197 Farm Phone #: (413) 441-4584 Farm Owner(s): Lynda Gross

St. Lawrence County New Life Farm Farm Address: 72 Peason Rd. Canton, NY 13617 Farm Phone #: (315) 212-4226 Farm Owner(s): Donna Lynn

Ridgeview Farm Farm Address: 280 Tiernan Ridge Rd. Chase Mills, NY 13629 Farm Phone #: (315) 384-4153 Farm Owner(s): Denise Dorey & David Ramsbell

Stuben County Blazejewski Farm Farm Address: 4512 City Rt. 82 Woodhull, NY 14898 Farm Phone #: (607) 458-5579 Farm Owner(s): Maryann Blazejewski

Suffolk County At Liberty Farm Farm Address: 6 Callahan Rd. Fort Salonga, NY 11768 Farm Phone #: (631) 292-2182 Farm Owner(s): Arlene Coulaz

Desmond Farm Farm Address: 272 Railroad Ave. Center Moriches, NY 11934 Farm Phone #: (631) 678-2796 Farm Owner(s): Jerry Desmond

Dream Come True Farm Farm Address: 147 Eastport Manor Rd. Manorville, NY 11946 Farm Phone #: (631) 325-7725 Farm Owner(s): Anthony DeRosa

Mallazzo Farm Farm Address: 1484 Motor Parkway Hauppauge, NY 11749 Farm Phone #: (631) 838-5400 Farm Owner(s): Helen Mallazzo

Millstone Farm Farm Address: 479 Merchants Path Wainscott, NY 11975 Farm Phone #: (631) 537-1253 Farm Owner(s): John & Christina Rogers

Mil-Ridge Farm Farm Address: 451 Edwards Ave. Calverton, NY 11933 Farm Phone #: (516) 835-2562 Farm Owner(s): Jeffrey Miloski & Robin Gibbs

My Meadowview Farm Farm Address: 846 Seven Pond Towd Rd. Watermill, NY 11976 Farm Phone #: (631) 726-6316 Farm Owner(s): Leonard Riggio

Serendipity Stable Farm Address: 849 Suffolk Ave. Brentwood, NY 11717 Farm Phone #: (516) 659-7296 Farm Owner(s): Dana Vincent E-Mail Address: [email protected]

Sullivan County Cohn Farm Farm Address: 117 Radcliff Rd. Ferndale, NY 12734 Farm Phone #: (845) 292-1842 Farm Owner(s): Edward Cohn

Skytop Farm Farm Address: 736 County Rt. 93 Roscoe, NY 12776 Farm Phone #: (607) 498-4275 Farm Owner(s): Frank & Peg Ariosta

Tioga County Babcock Farm Farm Address: 627 H Babcock Rd. Nichols, NY 13812 Farm Phone #: (607) 699-3193 Farm Owner(s): Dale Babcock

Mix Farm Farm Address: 25 Potts Rd. Owego, NY 13827 Farm Phone #: (607) 237-3390 Farm Owner(s): Chris Mix

Rogers Farm Farm Address: 2145 Valley Rd. Owego, NY 13827 Farm Phone #: (607) 687-3781 Farm Owner(s): Frank Rogers

Struble Stable Farm Address: 4400 State Rt. 38 B Newark Valley, NY 13811 Farm Phone #: (607) 744-0924 Farm Owner(s): Erica Struble

Tompkins County Cayuga Valley Farm Farm Address: 88 Hillview Rd. Spencer, NY 14883 Farm Phone #: (607) 279-3432 Farm Owner(s): Allen S. Becker

Ivy League Farm Farm Address: 2130 Ellis Hollow Rd. Ithaca, NY 14850 Farm Phone #: (607) 539-7848 Farm Owner(s): Patricia Purdy & Chris Purdy

Ulster County Anjes Farm Farm Address: 526 Tongore Rd. Stone Ridge, NY 12484 Farm Phone #: (845) 687-4402 Farm Owner(s): Donald Schupak

Farm at Saugerties Farm Address: 1480 Rt. 32 Saugerties, NY 12477 Farm Phone #: (845) 399-9930 Farm Owner(s): Tammy Candlin

Frosty Acres Farm Address: 67 Tait Rd. Hardenburg, NY 12455 Farm Phone #: (845) 586-1911 Farm Owner(s): Denise & Eric Organ

J M Stables Farm Address: 957 Kings Highway Saugerties, NY 12477 Farm Phone #: (914) 264-9540 Farm Owner(s): Joe Marino & John Marino

Majestic Views Farm International Farm Address: 60 Shaft Rd. Gardiner, NY 12525 Farm Phone #: (845) 255-2357 Farm Owner(s): Dan Henry

Rockmount Equestrian Center Farm Address: 825 Churchland Ct. Saugerties, NY 12477 Farm Phone #: (845) 264-5547 Farm Owner(s): Sean Finn

Springtown Farm Farm Address: 211 Springtown Rd. New Paltz, NY 12561 Farm Phone #: (845) 706-1445 Farm Owner(s): Christina Pappalardo

Tamarack Manor Farm Address: 109 John’s Estate Rd. Pine Bush, NY 12566 Farm Phone #: (845) 744-2863 Farm Owner(s): Heidi & Bernie White

Warren County Chestertown Farm Farm Address: 935 Friends Lake Rd. Chestertown, NY 12817 Farm Phone #: (518) 494-3345 Farm Owner(s): Mary & Chester Broman

Pucker Ridge Farm Farm Address: 83 Pucker St. Warrensburg, NY 12885 Farm Phone #: (518) 623-2533 Farm Owner(s): Lois Engel

Rydin Hi Ranch Farm Address: Horicon Rd. Co. Rt. 30A South Horicon, NY 12985 Farm Phone #: (518) 494-2742 Farm Owner(s): Andy & Susan Beadnell

Washington County Blue Stone Farm Farm Address: 60 English Rd. Cambridge, NY 12816 Farm Phone #: (518) 677-8265 Farm Owner(s): Mia & Tom Gallo

Broadway Thoroughbreds Farm Address: 82 Giles Rd. Cambridge, NY 12816 Farm Phone #: (518) 366-8399 Farm Owner(s): Mary Lennon

Fort Christopher Farm Farm Address: 3093 County Rt. 46 Fort Edward, NY 12828 Farm Phone@: (518) 746-1055 Farm Owner(s): Chris Shelli E-Mail Address: [email protected]

H H Farm Farm Address: 2709 Washington County Rd. 46 Ft. Edward, NY 12828 Farm Phone #: (518) 692-8685 Farm Owner(s): Ann Hayes & Joan Harris

Hickory Hill Farm Farm Address: 373 CR 42 Fort Edward, NY 12828 Farm Phone #: (518) 747-6977 Farm Owner(s): Michelle & Todd Graves

Legends Farm Farm Address: 25 Stump Church Rd., Greenwich, NY 12834 Farm Phone #: (518) 692-2000 Farm Owner(s): Dr. Kurt Legends DVM

Olivia Racing Stables Farm Address: 2074 State Rt. 4 Fort Edward, NY 12828 Farm Phone#: (973) 271-5443 Farm Owner(s): Anthony J. Olivia, Jr.

River Zone Farm Farm Address: 68 Fort Miller Rd. Greenwich, NY 12834 Farm Phone#: (518) 695-6014 Farm Owner(s): Mara Holcomb

Rocky Top Acres Farm Address: 19 Rock City Rd. Hudson Falls, NY 12839 Farm Phone #: (518) 747-6506 Farm Owner(s): Hank Freeburn

Rowland Farm Farm Address: 2 Swamp Rd. Fort Edward, NY 12828 Farm Phone #: (518) 207-6533 Farm Owner(s): Kelly Rowland

S K Farm Farm Address: 1150 Mahaffy Rd. Fort Edward, NY 12828 Farm Phone #: (518) 260-1479 Farm Owner(s): Sandra & Kerry Metivier

Sky Band Farm Farm Address: 313 Center Cambridge Rd. Valley Falls, NY 12185 Farm Phone#: (781) 828-1589 Farm Owner(s): Pat Meadow

Seldom Still Farm Farm Address: RR Box 77 , NY 12832 Farm Phone#: (518) 642-1007 Farm Owner(s): Laura & Dr. John McDermott DVM

Shamrock Hill Farm Farm Address: State Rt. 4 Ft Edward, NY 12828 Farm Phone #: (518) 686-6233 Farm Owner(s): Cheryl Prudhomme & Dr. Michael Gallivan

Summit View Farm Farm Address: 32 Freeman Rd. Greenwich, NY 12834 Farm Phone #: (518) 692-7247 Farm Owner(s): Glen DiSanto

Whipstick Farm Farm Address: 600 West Valley Rd. South Argyle, NY 12054 Farm Phone#: (518) 439-2665 Farm Owner(s): Jane Elletson

Wayne County Albright Thoroughbreds LLC Farm Address: 5340 Albright Rd. Ontario, NY 14519 Farm Phone #: (617) 686-3381 Farm Owner(s): Holly Perini

Oak Run Farm Farm Address: 897 Turner Rd. Macedon, NY 14502 Farm Phone #: (315) 573-3414 Farm Owner(s): Marialice & Dan Coffey

Quiet Hill Farm Farm Address: 259 State Rt. 88 Newark, NY 14513 Farm Phone #: (585) 905-1814 Farm Owner(s): Susan C. Lockhart

Stiehler Farms Farm Address: 7546 Lonesome Rd. Williamson, NY 14589 Farm Phone #: (585) 748-0983 Farm Owner(s): Rachael & Brett Stiehler

Westchester County Stonewall Farm Farm Address: 159 Mahopac Ave. Granite Springs, NY 10527 Farm Phone #: (914) 248-5538 Farm Owner(s): Barry K. Schwartz

Sunnyfield Farm Farm Address: 787 S. Bedford Rd. Bedford, NY 10506 Farm Phone #: (914) 234-7814 Farm Owner(s): Joanne Nielsen

Wyoming County Brymor Thoroughbreds Farm Address: 1093 French Rd. Attica, NY 14011 Farm Phone #: (585) 591-6888 Farm Owner(s): Brian Moran

Yates County Just Us Racing Farm Address: 1047 Hadsell Rd. Middlesex, NY 14507 Farm Phone #: (845) 820-2091 Farm Owner(s): Paul Friscia & Debra Bostic

Smartlee Farms Farm Address: 5353 Arnold Rd. Rushville, NY 14544 Farm Phone #: (585) 554-3594 Farm Owner(s): David Smart

Torrey Ridge Farm Farm Address: 1072 Rt. 14 Penn Yan, NY 14527 Farm Phone #: (315) 536-8223 Farm Owner(s): Allison & David Firmstone