SHIFTING GEARS Addressing the Collateral Impacts of Fishing Methods in U.S. Waters
Lance E. Morgan Ratana Chuenpagdee PEW SCIENCE SERIES PEW SCIENCE SERIES Public debate and policy decisions tives: first, to communicate the regarding management of natural results of sound scientific research resources should be guided by good science. on problems that are or will soon be at the Too often, they are not. In some cases, the forefront of environmental decision making problem is a lack of data. In others, it is the and debate; and second, to do so in a way tendency to sacrifice the dictates of good sci- that is readily comprehensible to policymak- ence to the exigencies of politics. In many ers, resource managers, the media and the instances, however, the problem is not the public. absence of scientific information or an The intent of the series is not to simplify unwillingness to pay attention to it. Rather, the scientific endeavor. Rather, it is to make it is that the available scientific data is fre- the fruits of that endeavor more accessible to quently unintelligible to decision makers as those people and institutions charged with well as those who shape public opinion. making decisions that will affect the future The goal of this series of publications health and, in some cases, very survival of is to bridge the gap that so often exists those natural systems upon which human between scientists working to illuminate the society depends. causes and consequences of specific environ- mental problems, and those individuals who Joshua Reichert are faced with making decisions about how Director to address these problems. Each of the series’ Environment Division reports is designed to accomplish two objec- Pew Charitable Trusts
ccccc SHIFTING GEARS Addressing the Collateral Impacts of Fishing Methods in U.S. Waters
Lance E. Morgan Ratana Chuenpagdee SHIFTING GEARS
Copyright © 2003 Lance E. Morgan and Ratana Chuenpagdee
All rights reserved under International and Pan American Copyright Conventions. No part of this book may be repro- duced in any form or by any means without permission in writing from the publisher: Island Press, 1718 Connecticut Ave., N.W., Suite 300, Washington, D.C. 20009.
The work on which these findings are based was initiated and sponsored by The Pew Charitable Trusts. The opinions expressed in this report are those of the authors and do not necessarily reflect the views of The Pew Charitable Trusts.
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Library of Congress Cataloging-in-Publication Data
Morgan, Lance. E. Shifting gears : addressing the collateral impacts of fishing methods in U.S. waters / Lance E. Morgan, Ratana Chuenpagdee. p. cm. — (Pew science series on conservation and the environment) Includes bibliographical references. ISBN 1-55963-659-9 (pbk.) 1. Fisheries—Gear selectivity. 2. Fisheries—Equipment and supplies—Environmental aspects. I. Ratana Chuenpagdee. II. Title. SH344.15.M67 2003 639.2’028’4—dc21 2003004095
Printed on recycled, acid-free paper.
Manufactured in the United States of America 10 9 8 7 6 5 4 3 2 1
ii SHIFTING GEARS
Contents
Acknowledgments ...... iv
A Note on Terminology...... iv
Executive Summary ...... v
Changing Perspectives ...... 1
Bycatch...... 6
Habitat Damage ...... 7
Fishing in the United States...... 9
Assessing Bycatch and Habitat Damage...... 14
Step 1: Literature Review and Data Compilation...... 14
Step 2: Expert Workshop—Rating of Fishing Gear Impacts ...... 14
Step 3: Survey Ranking of Bycatch and Habitat Damage...... 19
Results of Paired Comparison Survey...... 22
Formulating Policies Using the Severity Ranking of Collateral Impacts...... 25
Policy Recommendations ...... 26
Shifting Gears...... 27
Changing Fishing Practices...... 27
Promoting Gear Innovations ...... 29
Establishing Area-Based Restrictions...... 30
Supporting Future Studies ...... 31
Conclusion ...... 32
Literature Cited ...... 33
Appendix 1 Bycatch and Habitat Damage by Gear Class, as Summarized in Table 1 ...... 36
Appendix 2 “Shifting Gears” Expert Workshop Participants...... 41
About the Authors ...... 42
Photo Credits ...... 42
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Acknowledgments
This study was initiated by the staff of the Environment Program of the Pew Charitable Trusts, who recognize the critical role that fishing gear plays in the ongoing debate about the health of the marine environment, and believe that a scientifically based analysis of the varying impacts of fishing gear will provide a useful tool for the research community, resource managers, conservationists and policy makers to make more informed judgments about the use of such gear in the future. We would like to thank The Pew Charitable Trusts for their vision and financial support. We are indebted to Sara Maxwell for her dedication and tireless efforts; above all, she was always a joy to work with. We also would like to thank the experts who participated in our Seattle workshop, our survey respondents, and various colleagues who provided information. Much of the hard work was done by Rachel C. Atanacio, Katie Burdick, Bill Chandler, Peter Etnoyer, Hannah Gillelan, Tina Harcrow, Courtney Harris, Jessica Morgan, Elizabeth Petras, Laurie Sorabella, Kristin Stahl-Johnson, Chih-Fan Tsao, Anne Wakeford, Andrew C. Walker, and Ed Winn, and we gratefully acknowledge them. Jay Nelson, Elliott Norse, Daniel Pauly, and Diane Thompson provided valuable guidance and insight, and Christine McGowan provided editorial comments and advice in the production of the report. We also appreciate the improvements suggested by three anonymous reviewers.
A Note on Terminology
We avoid using the term “harvest” to refer to capture fisheries in the United States, adopting the view that in order to harvest a resource, one must first plant and care for the organism. Inaccurate use of this term, though commonplace, suggests that fisheries can be managed like cattle or crops, a view that does not adequately account for the enormous complexities in fisheries management. We have adopted the term “fishers” as a gender-neutral term for people in fishing occupations in general.
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EXECUTIVE SUMMARY seabird or the destruction of a deep-sea coral reef—alter marine food webs and damage habi- tats, reducing the ability of marine ecosystems How We Fish Matters to sustain fisheries. Fishers, scientists, and managers acknowl- With global reports of declining fisheries catch- edge that these problems exist, but the com- es, and with the disintegration of many local plexity of assessing ecological impacts associat- fishing communities here in the United States, ed with different gears—how we fish—has there is much debate about how best to man- long been a stumbling block to the serious age our fisheries. Traditionally, fisheries have consideration of gear impacts in fisheries man- been managed on a “numbers” basis, species- agement decisions. by-species. In what is referred to as “single- species management,” the focus is on how Severity Ranking of Collateral Impacts many fish can be removed before we cause By synthesizing existing information and using deleterious effects to future stocks. What is all expert knowledge, Shifting Gears documents too often lost in this assessment is the impact and ranks the collateral impacts of various fish- of how we fish—what gear we use, how it is ing gear classes. This ranking will help fishers, deployed, and its consequences for the health conservationists, scientists, managers, and poli- and sustainability of our marine species and cymakers in addressing the urgent need to • At least forty seabird ecosystems. reduce the impacts of fishing. species, including alba- While specific problems, such as the col- Although previous studies document the trosses and petrels in lapse of New England groundfish fisheries, are impacts associated with specific fishing gears, Alaska, are killed by widely covered by the media, the ongoing Shifting Gears is the first to integrate informa- pelagic longlines, with harm to non-target species and damage to tion on bycatch and habitat damage for all mortality rates high marine ecosystems caused by fishing is largely major commercial fishing gears, gauge the enough to cause popula- tion declines in at least overlooked. Currently, almost one-quarter of severity of these collateral impacts, and com- half of these species. global fisheries catches are discarded at sea, pare and rank the overall ecological damage of Streamer line usage is dead or dying, each year. Scientists estimate these gears. reducing this number. that 2.3 billion pounds of sea life were discard- While there has been clear documentation ed in 2000 in the United States alone. In addi- of collateral impacts in some fisheries, until bbbbbbbbb tion, many uncommon, threatened, or endan- now no scientific method has addressed what gered species, such as sharks, sea turtles, types of impacts are considered most harmful. seabirds, and marine mammals, are killed in It is difficult for any one sector of science or fishing operations. There is growing concern society to determine the answers to such ques- that fishing gears that contact the seafloor tions as which is more ecologically damaging, a damage the very habitats that marine life gear that kills endangered sea turtles or one depend on for their survival. that destroys a portion of a deep-sea coral for- These collateral impacts of fishing gears— est. Social science methods can help us answer whether the incidental take of an endangered such questions by integrating the knowledge-
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able viewpoints and values of fisheries and ecological impacts from bottom trawls, bot- marine professionals to fill gaps in current tom gillnets, dredges, and midwater (drift) ecological assessments. These answers, in gillnets relatively “high,” impacts from long- turn, provide enhanced understanding of col- lines, pots and traps relatively “moderate,” lateral impacts, which is needed for ecosys- and the impacts from hook and line, purse tem-based management. Ecosystem-based seines, and midwater trawls relatively “low.” management focuses on maintaining the In addition, these marine professionals con- health and viability of the ecosystems on sistently judged habitat impacts to be of which fish depend for their survival, rather greater ecological importance than bycatch than simply calculating, species-by-species, impacts. the number of fish that can be removed. The innovative “damage schedule” Toward Ecosystem-based Management approach used in this study combines existing Taking gear impacts into account is an information with the knowledgeable judg- important first step in the move toward ments of those involved in fisheries issues to ecosystem-based management. Shifting effort produce a ranking of the impacts of commer- from the gears deemed to have high impacts cial fishing gears. Using data compiled from to those with low impacts is one way to over 170 sources, an expert panel of fishers, improve fisheries management. Other meth- managers, and scientists reviewed impacts of ods for mitigating gear impacts include clos- ten commercial fishing gears widely used in ing areas to certain types of fishing and devel- the United States. The results of this work- oping new, less harmful fishing technologies shop were summarized and incorporated into or gear deployment practices. This report can an anonymous survey that was distributed to serve as the basis for future policies to reduce fishery management council members the impact of fisheries on marine life and (including fishers), scientists who served on their habitats. the National Research Council’s Ocean The time has come for fishery managers Studies Board or its study panels, and fishery and conservation organizations to add fishing specialists of conservation organizations. selectively, avoiding habitat damage, and pro- These professionals were asked to consider tecting marine biodiversity as important com- the suite of collateral impacts of various gear ponents in maintaining ocean ecosystems and classes in paired comparisons, each time healthy fisheries. The results of this report choosing which set of impacts they consid- demonstrate that people with diverse interests ered to be ecologically most severe. and experiences agree on the relative severity Contrary to general expectations, the of ecological damage caused by different fish- results of this survey show remarkable con- ing gears. This consensus ranking demon- sensus among the different groups: there was strates that common ground exists for better consistent agreement about which fishing management of the collateral impacts of fish- gears are the most and least damaging to ing gears. marine resources. The respondents rated the vi SHIFTING GEARS
Changing Perspectives cccccccc
umanity’s collective view of the ocean, collateral impacts, which are the focus of this Hour understanding of human influence report (see Box 1 for definitions of these on it, and the way we value marine life have terms), receive less attention for several reasons: changed dramatically over the past century. In few nonfishers observe fishing operations; very the late nineteenth century, the sea seemed so few people, including fishers and fishery man- bountiful that eminent British biologist agers, ever visit the seafloor; and as human Thomas Huxley (1883) declared, “I believe beings we tend to underestimate the adverse that...all the great sea-fisheries are inex- environmental effects of our actions, in part haustible...nothing we can do seriously affects because of the short history of our individual the number of fish.” But at the close of the experiences (i.e., shifting baselines; Pauly 1995, twentieth century, scientists had provided Dayton et al. 1998). This lack of awareness has unmistakable evidence that the sea is in trouble greatly slowed actions to curtail bycatch and (Norse 1993; Butman and Carlton 1995). The habitat damage caused by fishing. health of estuaries, coastal waters, and oceans has become an increasing global concern, and it is now clear that the largest threat to the sea’s biological diversity and productivity is fishing Box 1 Definitions (Jackson et al. 2001; Pauly et al. 2002; Dayton Collateral impact: et al. 2002). Unintentional or incidental damage to sea life or seafloor Humans have hunted marine animals for a habitat caused by fishing activities directed toward other types of sea life. Collateral impact includes bycatch and very long time, but the sea’s opacity made fish- habitat damage. ing very inefficient. Our earlier, limited tech- nology allowed many fish to escape and others Bycatch: The incidental catching and discarding of species alive, to remain undiscovered. But twentieth-century injured, or dead, while fishing. Three classes of bycatch innovations—larger boats, steel hulls, and pow- are as follows: erful engines; improved fishing gears; and 1. Economic bycatch—species discarded because they weather forecasting, navigation, and fish-find- are of little or no economic value (e.g., in poor condi- ing technologies—have “made the seas trans- tion or nonmarketable); parent” (Koslow et al. 2000; Roberts 2002). 2. Regulatory bycatch—marketable species discarded These innovations, coupled with an inex- because of management regulations (e.g., size limits, haustible demand for seafood, place almost all allocations, seasons); marine populations and habitats at risk. 3. Collateral mortality—species killed in encounters with Usually, the collapse of fisheries is attrib- fishing gears that are not brought on board the vessel. uted to overfishing, the taking of more individ- Habitat damage: uals than the remaining population can replace. Damage to living seafloor structures (e.g., corals, Fishery managers traditionally have paid less sponges, seagrasses) as well as alteration to the attention to the incidental, or collateral, geologic structures (e.g., boulders, cobbles, gravel, sand, impacts of fishing on nontarget species (those mud) that serve as nursery areas, refuges, and homes not actively sought by fishers) and on the habi- for fishes and organisms living on or near the seafloor. tat of both target and nontarget species. These
1 SHIFTING GEARS
There have been efforts to address the col- methods are banned not because they can lateral impacts of fishing, but they have been result in overfishing but because of the collat- insufficient to deal with the magnitude of eral impacts they cause. Restricting these these problems. Examples include the effort, methods was undoubtedly easier for Americans led by the United States in the 1980s, to ban because the restrictions had no substantial High Seas drift nets over a certain length— effect on U.S. fisheries. However, U.S. fisheries because of high mortality to marine mammals, cause significant bycatch and habitat damage seabirds, and sea turtles—and restrictions on that need to be addressed comprehensively. dynamite fishing and cyanide fishing on coral This report details the results of a study that reefs in areas of the Indo-West Pacific. These asked, “Which classes of commercial fishing gear used in the United States produce the most severe collateral impacts?” This question must be answered because Box 2 The Magnuson-Stevens Fishery the United States faces major challenges in Conservation and Management Act managing its fisheries. Federal fishery manage-
Passed in 1976, the Each of the eight regional ment derives from the Magnuson-Stevens Magnuson-Stevens Fishery fishery management councils Fishery Conservation and Management Act Conservation and Management has seven to twenty-one voting (FCMA) (Box 2). The 2002 report of the Act (FCMA) established control members representing a com- National Marine Fisheries Service (NMFS), of U.S. fishing resources out to bination of state and tribal National Ocean and Atmospheric 200 nautical miles from the management officials, the Administration, U.S. Department of U.S. coastline. The stated pur- regional director of NMFS, and Commerce, on the status of U.S. fish stocks poses of this law include devel- individuals who are knowledge- oping and conserving fishery able of fishery resources, nomi- revealed that 93 of 304 fully assessed stocks resources in U.S. waters, but it nated by state governors and either were overfished or were experiencing also was designed to appointed by the secretary of overfishing (another 655, or 68 percent, of Americanize these resources by the U.S. Department of U.S.-managed stocks were not assessed). News removing foreign fishing fleets. Commerce. The main function stories about overfishing have become routine In addition, the Act established of the councils is to prepare across the country, including the well-publi- regional fishery management fishery management plans and councils to advise the National subsequent amendments to be cized troubles of New England groundfish Marine Fisheries Service submitted to the Secretary of (e.g., Atlantic cod, haddock, yellowtail floun- regarding fishery regulations Commerce for approval and der) and West Coast rockfishes (e.g., bocaccio, within eight specified fishery implementation. These fishery canary rockfish, yelloweye rockfish). The col- management regions. management plans must take lapse of fish populations represents a serious In 1996, in response to into consideration social, eco- social and economic, as well as ecological, findings that had accumulated nomic, biological, and environ- problem for coastal communities. At the same over two decades, the FCMA mental factors associated with was substantially revised by the fisheries, while minimizing time, the United States is witnessing popula- Sustainable Fisheries Act. The bycatch to the extent practica- tion declines in many sea turtle, marine mam- amended law required the ble and designating essential mal, and seabird species that we do not harm regional fishery management fish habitat and methods to deliberately. These parallel declines are very councils and NMFS to improve reduce damage to it. Thus, likely linked to the ways we fish. the sustainability of fisheries by these conservation mandates A growing number of scientists (e.g., stopping overfishing, “rebuild- of the FCMA provide the foun- ing” stocks, reducing bycatch, dation for the implementation Dayton et al. 1995; Pitcher and Pauly 1998; and identifying and protecting of ecosystem-based manage- Pitcher et al. 1999; NRC 1999; Dayton et al. essential fish habitat. ment. 2002) recommends refocusing attention from
2 SHIFTING GEARS single-species management (which evaluates species—those targeted, their young, and other fish stocks one by one) to the protection and commercial and noncommercial species—as rebuilding of ecosystems, including species and well as the geologic and biological components their habitats. Considering the bigger picture of seafloor habitats (Figure 1). Altering food and managing fisheries with a broader range of webs by removing predators, prey, competitors, considerations is called ecosystem-based man- and alternative hosts of parasites, or affecting agement. habitats by removing structure-forming species Ecosystem-based management is needed on the seafloor, can result in unintended because the way people think about fish, and changes in populations and marine ecosystems the tools used to “manage” them, no longer (Estes et al. 1998; Pauly et al. 1998; Tegner adequately reflect what marine scientists know and Dayton 2000). Fishery management prin- about fish. The prevailing management para- cipally based on stock assessment cannot possi- digm focuses on avoiding overfishing by ask- bly predict these cascading effects. And fish- ing, “How many tons of a stock can be fished eries cannot be managed sustainably unless without diminishing future catch?” This fishery management deals successfully with the approach deals with fish populations one by collateral impacts of fishing gears. one, as if each fish population and fishery Ecosystem-based management is both fas- existed in isolation. But scientists have known cinating and challenging for several reasons. the flaws inherent in this approach for decades For one, ecosystem-based management involves (Larkin 1977; May et al. 1979). Fishing gears many more considerations than single-species are seldom selective. It affects a wide range of management. Moreover, our knowledge is not
Figure 1 Ecological Impacts of Fishing
Fishing reduces the abun- dance of target and non- target fish populations. Other non-target species can be injured or killed as bycatch. The physical impact of fishing gear on the seafloor harms habitats for important commercial species and other marine life. Together these impacts can lead to habitat dam- age, reduced biodiversity, changes in food webs, and reduced ecosystem function.
Adapted from Pauly et al 1998, and Dayton et al 2002.
3 SHIFTING GEARS
complete: scientists have not yet identified and understand the way different classes of fishing described all the species and processes that gears affect species that are not their intended drive marine ecosystem dynamics. Another targets, as well as the gears’ effects on the com- challenge is that “nature is variable, uncertain, position, structure, and functioning of marine unpredictable, and capricious” (Pimm 2001). ecosystems. Therefore, how we fish must be a In other words, it gives managers moving tar- central consideration in marine ecosystem-based gets. But the complexity and variability of management. marine ecosystems is no excuse for failing to A key stumbling block in assessing these make the transition from single-species man- collateral impacts has been an absence of ways agement to ecosystem-based management. The to compare classes of fishing gears. It is not continuing collapse of so many fisheries and inherently difficult to assess fisheries in terms the ongoing problems of bycatch and habitat of tons or dollars. But ecological assessments damage, which affect marine ecosystems more are more challenging. For instance, what bbbbbbbbb broadly, illustrate that single-species manage- would a thoughtful fishery manager consider ment has not worked. more harmful: a gear class that kills large num- • Bycatch of sharks and Ecosystem-based management aims to sus- bers of juvenile fishes before they are mar- finfish, species that asso- tain—and, where needed, restore—fisheries ketable, one that kills many uncommon ciate with the targeted and ecosystems, but it has yet to be imple- seabirds, one that lays flat whole forests of fish schools, occurs mented to any meaningful degree in the coral, or one that disturbs large areas of nurs- throughout U.S. waters. United States. An essential first step is for us to ery habitat for young fishes? Such comparisons
4 SHIFTING GEARS are crucial because different gears target the the consequences of fishing in terms of same species in the same places, and fishery bycatch and habitat damage. managers need information and tools to Similar methods have been applied to address their comparative ecological effects. environmental issues such as siting of poten- Many studies have summarized aspects of tially noxious facilities (Opaluch et al. bycatch or habitat alteration (Alverson 1993); comparison of the value of private 1998; Auster and Langton 1999; Hall 1999; goods (e.g., concert tickets, clothing, travel Johnson 2002; NRC 2002), but this report certificates) with that of public goods (park- uniquely considers these collateral impacts ing capacity, wildlife refuges, clean air) together in evaluating the overall ecological (Peterson and Brown 1998); and assessment effects of different classes of commercial of the health of the eastern Bering Sea fishing gears. ecosystem (Chuenpagdee and Vasconcellos Ideally, managers base their decisions on 2000). This report employs the damage the best available information, taking into schedule to incorporate individuals’ scienti- account underlying assumptions and accept- fic knowledge and subjective judgments able levels of uncertainty. In fishery manage- regarding habitat damage and bycatch asso- ment, uncertainty regarding gear-specific ciated with different classes of fishing gears. habitat damage and bycatch can be high, if This method is a simple and straightforward data are available at all, which makes deci- way to rank the adverse ecological effects of sion making difficult. As desirable as it is to gears used in U.S. commercial fisheries, maintain and expand data acquisition efforts providing a management tool for decision and scientific understanding, we need makers and others interested in marine means of interpreting and using existing ecosystem-based management. information. This is especially true where Application of the damage schedule in knowledge exists but has not been formal- this report involved three steps. First, we ized or standardized in the scientific litera- reviewed the literature and compiled infor- • Despite regulations, old ture. mation for commercial fisheries, fishing nets and cod ends are Bycatch and habitat damage reduce the gears, and their impacts on bycatch and dumped at sea, entan- value of marine ecosystems through direct habitats. Next, we conducted a workshop of gling marine mammals economic losses to fisheries, and harm fishers, fisheries specialists, scientists, and and damaging sensitive ecosystem integrity. The extent of these loss- managers, who used this information to rate seafloor organisms. es can be determined in different ways: by the level of bycatch and habitat damage for quantification of lost monetary value due to each fishing gear. We then used the gear rat- bbbbbbbbb changes in productivity or removal of ings from this expert workshop to design a species with monetary value, or by nonmon- questionnaire that we used to survey a broad etary measures of social well-being related to range of marine professionals to elicit their the resource (e.g., enjoyment of the act of judgments about the relative severity of fishing). Because we are still in our scientific bycatch and habitat damage caused by those infancy in determining the effects of fishing classes of fishing gears. The results of the on ecosystems (Hall 1999) and it is exceed- survey provide a ranking of the different ingly difficult—if not impossible—to place impacts of the fishing gears on bycatch and a monetary value on marine ecosystems, this habitat, and serve as the basis for the man- report uses a nonmonetary valuation agement implications and policy recommen- approach, the “damage schedule,” to assess dations found at the end of this report.
5 SHIFTING GEARS ccccccccc Bycatch coverage, not including fisheries with very large vessels, is limited (e.g., less than 1 percent Every year, fisheries in the United States discard observer coverage in the case of the Gulf of vast numbers of invertebrates, fish, sea turtles, Mexico shrimp fishery). The low rate of observ- sea birds, and marine mammals that were er coverage means that the only way to get over- caught unintentionally (Alverson 1998). Using all bycatch estimates is to extrapolate from small Alverson’s estimate that roughly 25 percent of samples to an entire fleet. These estimates also catch is discarded, Dayton and colleagues assume that fishers fish the same way whether (2002) estimated that in 2000, U.S. fisheries or not observers are on board and that species discarded 2.3 billion pounds (1.05 million met- are uniformly distributed—neither of which is ric tons) of sea life. In some fisheries, such as necessarily valid. the Gulf of Mexico shrimp fishery, it is estimat- Bycatch occurs because fishing gear does ed that there is nearly 10 lbs. of bycatch for not discriminate between the target species and every pound of shrimp landed (Alverson et al. those that live in close association with it. Many bbbbbbbbb 1994; Nance and Scott-Denton 1997). factors influence the severity of bycatch, includ- One of the most vexing issues is the scarcity ing the species’ pattern of distribution (e.g., • Bycatch of fishes and of valid bycatch estimates. Many estimates are patchiness or concentration in one area, season- invertebrates can out- based on fishers’ logbooks, but it is doubtful ality), predictability of behavior, and associa- weigh target species that they always report bycatch accurately. tions with other species, as well as the degree to (shrimp) by five, ten, or More often, bycatch is estimated from reports which fishers can control deployment of the twenty or more times. by onboard observers. Unfortunately observer gear (Hall 1996). With the possible exception of
6 SHIFTING GEARS harpooning, spearfishing, and hand-picking, Habitat Damage ccccccccc all classes of fishing gears result in some level of unintended catch. Perhaps more significant but even less Bycatch creates problems for both fish- understood than bycatch is the adverse effect ers and managers. Bycatch of species pro- of commercial fishing gears on benthic tected under the Marine Mammal Protect- (seafloor) habitats. The seafloor is, quite liter- ion Act of 1972 or the Endangered Species ally, a largely uncharted frontier for science, Act of 1973 can cause fisheries to be closed. yet it is crucial to the biological productivity In addition, regulatory bycatch—discards of the ocean. Only in recent years has science that occur because management regimes begun to comprehend the importance of the limit the types of fish a particular fisher can seafloor as fish habitat and the ecological land—leads to discarding of marketable implications of its disturbance by humans. species. For example, current regulations in Fishing gears that contact the seafloor Alaska prohibit fishers not licensed to fish disturbs geologic and biological structures. for Pacific halibut, salmon, herring, or cer- These gears plane off structures on soft tain crab species from retaining these areas of the ocean bottom, displace boulders, species. When a fishery exceeds its bycatch and harm bottom-dwelling organisms by limit for one of these species, it is closed for crushing them, burying them, or exposing the season (Pereyra 1996; Trumble 1996). In them to predators. The habitat damage 1994, the bycatch mortality of Pacific hal- caused by a particular gear depends on its ibut in Alaska equaled 19 percent of the total footprint—that is, whether the gear is towed allowable catch and 29 percent of commer- across the bottom and causes linear distur- cial landings (Trumble 1996). Because of bances or contacts the bottom only at regulatory bycatch closures, the overall 1995 restricted points. Type of habitat, duration groundfish catch reached only about two- of contact, and type, width, weight, and • Bottom trawls cause thirds of the total allowable catch. Excessive number of units employed all determine the damage to seafloor halibut bycatch also required fishers to forgo extent of adverse effects. The benthic ani- habitats including approximately 17,600 tons (16,000 metric mals most sensitive to fishing gears are those scarring of sandy- tons) of other flatfishes (e.g., sole) catch in that are erect and fragile, long-lived and bottom seafloors. 1994 (Stone and Bublitz 1996). slow-growing, or living in waters where It is clear that bycatch significantly severe natural disturbances are less common, bbbbbbbbb impacts individual species. In the United particularly below a depth of 350 feet (100 States in 2001, the federal government pro- meters). posed listing the smalltooth sawfish as Efforts to understand the role of the endangered under the Endangered Species seafloor are complicated by the fact that Act solely because of bycatch mortality many places were substantially altered before (Federal Register 2001). Other species scientific study began (Watling and Norse imperiled as a result of bycatch include the 1998; Thrush et al. 2001). The lack of a his- barndoor skate in the North Atlantic Ocean torical baseline makes it much more difficult and the leatherback sea turtle in the Pacific. to determine the significance of what we see Impacts to many other species, especially today. To paraphrase Dayton and colleagues non-target species, are not known, and even (1998), no matter how well one understands more problematic is the assessment of the present populations, any current program will ecosystem-wide consequences of bycatch. fail to discern the ghosts of missing animals.
7 SHIFTING GEARS
What scientists do know is that seafloor 283 species (worth $2,800 million) lived pri- communities support an extraordinary diversi- marily in association with the seafloor, whereas ty of life and much of the sea’s productivity. Of only 85 species (worth $630 million) lived pri- the more than 235,000 animal species known marily in the water column. Twelve other to live in the ocean, more than 98 percent are species (worth $189 million) moved between found in or on the ocean floor (Thurman and the two habitats. bbbbbbbbb Burton 2001). Many major marine species Another factor that can amplify habitat groups are exclusively or almost exclusively damage, bycatch, or both is the loss of fishing Physical and benthic as adults. These include sponges, gear, which can lead to ghost-fishing. This Biological corals, annelid worms, clams, oysters, sea slugs, occurs when lost gear continues to disturb the Habitat Impacts shrimps, lobsters, crabs, sea stars, rockfishes, and seafloor or catch organisms even though fishers The photo on this page other perch-like fishes. Not surprisingly, the are no longer able to recover the catch. shows the seafloor, undis- importance of the seafloor is reflected in statis- Because lost pelagic and midwater gear gradu- turbed, rich with life. On tics for commercial landings in the United ally gets heavier from encrusting organisms the next page is a photo States. In the year 2000, of 380 marine fish- and dying animals, it eventually sinks, and of the same location after eries listed in NMFS’ fishery landings database can damage the seafloor. Lost gear adds to the a dredge has left its foot- (on the Internet at http://www.st.nmfs.gov/), collateral impacts caused when it was in use. print.
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Fishing in the United States cccccccc
This report categorizes fishing gear according to Pacific tuna fishery. The ten classes of fishing ten classes commonly used in commercial cap- gear addressed in this report are used in differing ture fisheries in the United States. The ten gear degrees in all eight fishery management council classes considered are: dredges, bottom gillnets, (FMC) regions, and the same gear may target midwater and drift gillnets, hook and line, bot- different species in different regions (Figure 2). tom longlines, pelagic longlines, pots and traps, In general, fishing gears can be broadly clas- purse seine, bottom trawls, and midwater trawls. sified according to whether they target species The report does not address the different types associated with the seafloor (benthic) or those of handfishing (harpooning, spearfishing, and living in the water column (pelagic). Different diver collecting),1 nor does it include an assess- fishing gears are used to target different species ment of the country’s substantial recreational across diverse habitats. Each FMC has regional fisheries, although the latter also adversely affect differences in habitats and species which dictate marine populations and ecosystems (Dayton et in part how gears are modified and used, al. 2002). Neither did we consider destructive although many aspects of an individual gear’s fishing methods not used in the United States, usage are common to all target species and habi- such as chemical or dynamite fishing, nor inter- tats. Following on page 12 is a description of the national fisheries such as the Eastern Tropical ten major gear classifications used in this study
1 This gear class was initially included in our study, but removed from the list of gears (Figure 3). evaluated due to insufficient information on impacts associated with their use, and because suspected impacts are considered negligible.
9 SHIFTING GEARS
Figure 2 Landings by Gear Class in 2001 by Fishery Management Council Region
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Regional breakdown of com- pie chart shows percentage mercial fish landings in thou- landings by weight, total sand metric tons (MT) and dollar value for gear class in value (millions of dollars). millions, and highest value For each FMC region, the species for each gear class.
North Pacific – 1,530 MT ($666)
7% Gillnets – midwater
9% Other ($175; Pacific halibut) 16% Purse seineses ($102; pink salmonon)
63% Trawls – midwater 5% Trawls – bottomb ($237; walleye pollock) ($43; Pacific cod) U.S. REGI FISHE bbbbbbbbbbbbbbbbbbbbbbbbb MANAGE COUNC Pacific – 389 MT ($312)
17% Other ($149; albacore tuna) 4% Pots and traps ($79; Dungenes crab)
20% Trawls – midwater ($10; whiting)
48% Purse seine 11% Trawls – bottom ($32; market squid) ($42; ocean shrimp)
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Western Pacific – 9 MT ($40)
1% Other ($0.5; caridean shrimp)
3% Purse seines 1% Gillnets – bottom ($1; big-eye scad ‘akule’) ($0.3; big-eye scad ‘akule’)
63% Longlines – pelagic 32% Hook and line ($27; big-eye tuna) ($12; yellowfin tuna ‘ahi’)
10 SHIFTING GEARS
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New England – 286 MT ($639)
7% Dredges $109; sea scallops)
15% Pots and trap ($244; American lobster)
26% 33% Trawls – bottom ($147; goosefish)
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ONAL Mid-Atlantic – 379 MT ($348)
RY 14% Dredges ($125; sea scallops)
MENT 12% Other 8% Pots and traps ($80; quahog clams) CILS ($75; blue crabs)
6% Trawls – bottom 60% Purse seines ($41; sea scallops) ($27; Atlantic menhaden)
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South Atlantic – 85 MT ($167)
5% Hook and line ($17; king and cero mackerel)
23% Other 23% Pots and traps ($42; quahog clams) ($46; blue crab)
7% Other 20% Trawls – bottom 29% Purse seines ($59; shrimp) ($2; Atlantic menhaden) 3% – ts and traps blue crab)
13% Purse seine
*Quahog clams caught using a gear not assessed in this report.
Data from the fish landing statistics of NMFS, and augmented as needed for clarity, with state infor- mation. The PACFIN database for the Pacific FMC. The ADF&G database for Alaska. Data for Western Pacific FMC is available for Hawaii only, from Hawaii Division of Aquatic Resources statistics. No data is available for the Caribbean FMC. 11 SHIFTING GEARS
Figure 3 Descriptions of Fishing Gears bbbbbbbbbbbbbbbbbbbbbb
1 Dredges Gillnets 3 Midwater Gillnets and-line fisheries, monofilament (Including Scallop Dredges and A gillnet is a curtain-like panel (Including Drift Nets) or steel line is used. Hook-and- Hydraulic Clam Dredges) of netting that is suspended Midwater gillnets are most com- line fishing includes the use of Dredges are used to catch benth- vertically in the water by floats monly used to catch pelagic rod and reel or power-assisted ic species such as clams, scallops, along the top of the net and (water-column) fish species such reel (bandit rig), handline fishing oysters, blue crabs, sea urchins, weighted along the bottom as sharks, herring, mackerel, (no reel used), trolling, and jig sea cucumbers, and goosefish. (lead line). Because the mono- salmon, and swordfish. Midwater fishing, in which several hooks are They are towed behind a vessel, filament line used to make the gillnets are marked at the ends deployed from the base line in a sometimes in pairs. Dredges are net is transparent, organisms with buoys, but the nets are not cascade. Jigging is also used to defined by the width of the are unable to see the net, and anchored to the seafloor. catch schooling organisms such frame. Most dredges are thirteen they swim into it and become Midwater gillnets can be as much as flying squid. or fifteen feet (approximately four entangled, often by their gill as 1,200 feet (360 meters) long to four and one-half meters) wide cover (operculum). Two main and 12–50 feet (3.5–13 meters) and can weigh as much as 2,400 types of gillnets are in use: deep. Many net panels can be pounds, or 1,000 kilograms. The bottom gillnets and midwater tied together. Longlines dredge most commonly used in gillnets. A longline consists of a long the United States is the New 4 Hook and Line stationary line (usually con- Bedford style dredge, which con- 2 Bottom Gillnets (Including Trolling, Bandit Rigs, structed from thick monofila- sists of a large metal frame with a (Including Anchored or Handlines, and Jigging) ment or steel) to which shorter metal bag to hold the collected Set Gillnets) Hook-and-line fishing is used to lines with baited hooks (as many organisms. The frame and cutting Bottom gillnets are used to catch catch both pelagic species, such as 12,000 per line) are attached. bar ride along the surface of the benthic species such as sharks, as salmon, tunas, and swordfish, They are typically left in place seafloor, occasionally digging into goosefish, cod, pollock, and and benthic species, such as for periods ranging from several the bottom, while the bag drags flounder. These nets are either sablefish, snappers, groupers, hours to a couple of days. along behind, in contact with weighted and/or anchored to halibut, rockfishes, and cod. In Configuration of the lines, the seafloor. The front of the maintain contact with the sea- hook-and-line fishing, individual including the addition of floats frame is outfitted with a tickler floor. An individual gillnet can lines with baited hooks or lures or weights, can be tailored to chain, which triggers organisms be 350 feet (100 meters) long. are deployed from a vessel, much different target species and such as scallops to propel from Often, ten to twenty nets are as most recreational fishing is habitats. the seafloor so they are more tied together in a line. done. Hook sizes, sinkers, and easily captured. Rock chains are the weight and composition of used on rocky areas of seafloor lines vary, depending on target to prevent large boulders from species and rig. In most hook- entering the bag.
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1
12 9 SHIFTING GEARS
5 Bottom Longlines 8 Purse Seines bridle that connects to a foot The spread of trawl nets can be Bottom longlines are used to Purse seines are primarily used to rope on the bottom and a as much as 200 feet (55 meters) catch benthic species such as cod catch schooling pelagic species buoyed head rope to hold the wide and 40 feet (12 meters) (Pacific and Atlantic), rockfishes, such as squid, salmon, men- net mouth open. In a beam high. Trawls are used from shal- Pacific halibut, sablefish, and haden, sardine, and herring. This trawl, a wooden or metal beam, low depths of 50 feet (15 meters) groupers. Weights are added to gear operates with two boats per rather than doors, holds the inshore to extreme depths of the lines to allow them to rest on net. The main boat remains sta- mouth of the net open. Use of 6,000 feet (2 km) on the conti- or slightly above the seafloor. The tionary while a much smaller boat beam trawls is minimal in the nental slope. lines are marked with buoys on encircles the fish with a long net United States. the sea surface. that has floats on top. Once the 10 Midwater Trawls net is in place, the purse line is 9 Bottom Trawls Midwater trawls are used mostly 6 Pelagic Longlines pulled to close the bottom of the (Including Otter Trawls, Shrimp to catch pelagic and bentho- Pelagic longlines are used to net and capture the fish, which Trawls, and Beam Trawls) pelagic schooling species, such catch large pelagic species such are then hauled aboard Bottom trawls are used through- as pollock, hake, herring as tunas and swordfish. They are the larger vessel. out most of the United States to and Atlantic mackerel. free-floating, supported by large catch benthic species such as The most common midwater floats, and can be many miles shrimp, sole, cod, flounder, and trawls are similar to bottom trawls long. They can be set at depths rockfishes. Most bottom trawls but with lighter rigging, and larg- as great as 1,200 feet (360 Trawls are variations of the otter trawl. er net mouths, up to 330 feet meters). Trawls are a class of mobile fish- Typically, doors are designed to (100 meters). Despite their name, ing gear in which a large, bag- come into contact with the midwater trawls can be used 7 Pots and Traps like net is towed behind a ves- seafloor; however, newer designs close to the bottom and contact Pots and traps are used to catch sel. The cone-shaped net is wide skid across the seafloor with less the seafloor. whelks, prawns, crabs, lobster, at the mouth and narrows to contact. The groundline, which and fishes such as Pacific cod and create a “cod end.” The net is keeps the net in close contact Atlantic black sea bass. Frames held open by a solid beam, or with the seafloor, can be a are commonly made from wood, by the force of water pressure weighted chain or cable, some- aluminum, steel, or vinyl-covered against the doors, often made times modified with large, heavy wire and wrapped with nylon of wood or steel, that move discs and rollers designed to ride mesh or twine. Baited pots are upright through the water. Each over obstructions and keep the left in place for up to several door can weigh many thousands net belly from snagging and tear- days. Many pots can be connect- of pounds (as much as 6,000 ing on the seafloor. ed by a common line (e.g., trot kilograms). The net is attached line or set line), and they can to the doors by a weighted be set on the floor at a variety of depths, from very shallow to hundreds of meters.
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4
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13 SHIFTING GEARS ccccccccc Assessing Bycatch and Habitat Damage
The assessment of bycatch and habitat damage where these gears operate. The data were then involved three steps. standardized for reporting units—for instance, using tonnage or the number of individuals. Step 1: Literature Review This compilation was provided to the expert and Data Compilation workshop participants (see Box 3 for an exam- ple) and is summarized in Table 1. The first step in this project was to review the literature documenting the ecological effects of Step 2: Expert Workshop— the ten specified classes of fishing gear. The lit- Rating of Fishing Gear Impacts erature review focused on the largest fisheries, by landings and values, based on fishery statis- At a one-day workshop held in Seattle, tics kept by NMFS. We reviewed over 170 Washington, on March 23, 2002, we convened documents for relevant bycatch and habitat a group of thirteen fishery experts to rate information. Our review of the literature indi- bycatch and habitat damage for each of the cated that scientific knowledge of adverse ten classes of fishing gear. These experts were bbbbbbbbb effects vary considerably among gear classes. selected because of their familiarity with differ- For example, bottom trawls and dredges are ent fishing gear classes and their knowledge of relatively well studied in comparison with bycatch and habitat damage caused by these other gears. gears. They also represent a range of scientific We compiled the bycatch and habitat disciplines, technical expertise, and geographic impact information for the major fisheries regions. The participants included two natural
Box 3 Bycatch in the California Drift Gillnet Fishery for Swordfish
The drift gillnet fishery for swordfish and 1990 to 1998 (Rasmussen and Holts 2001; Target sharks, using mesh nets with a stretched see pie chart) and estimated mortality of 11% Discarded Retained diameter greater than fourteen inches, marine mammals, seabirds, and sea turtles invertebrates (nontarget) has existed off the West Coast of the (Julian and Beeson 1998). Observer cover- 8% 23% United States since 1977. Annually since age in this fishery ranges from about 13 1980, with the exception of a few years, to 18 percent, and information regarding either the California Department of Fish bycatch of nontarget fish is collected in and Game or NMFS has fielded an terms of number of individuals rather than observer program to record the fishery’s weight. Estimated annual mortality of catch, bycatch, and adverse effects on marine mammals from 1992 to 1994 was Discarded sharks Discarded finfish protected species. Data available at the 492.5; observed mortalities were marine 42% 16% time of the expert review described in this mammals – 219, sea turtles –19, and report included observed bycatch from seabirds –6 (Julian and Beeson 1998). BY INDIVIDUALS: SUM 101,639 1990–1998 (14% Observer Coverage) Species Observed in Bycatch: Marine Mammals • common dolphin • northern elephant seal • Dall’s porpoise • northern right whale dolphin • Risso’s dolphin • short-finned pilot whale • Pacific white-sided dolphin • Finfish • blue marlin • black marlin • sailfish • bay pipefish • blacksmith • bullet mackerel • California barracuda • California needlefish • common mola • jack mackerel • louvar • mobula • northern anchovy • oarfish • opah • Pacific bonito • Pacific hake • Pacific herring • Pacific mackerel • Pacific pomfret • Pacific sardine • remora • white seabass • yellowtail • Sharks and Rays • Pacific angel shark • prickly shark • salmon shark • six-gill shark • seven-gill shark • smooth hammerhead shark • soupfin shark • spiny dogfish shark • bat ray • big skate • manta • Pacific electric ray • pelagic stingray • round stingray • basking shark • white shark • megamouth shark • Seabirds and 14 Sea Turtles • leatherback sea turtles • loggerhead sea turtles • unrecorded seabird species SHIFTING GEARS
Table 1. Overview of Bycatch and Habitat Damage by Gear Class Note: See Appendix 1 for referenced literature.
1 Dredges
Habitat Damage Bycatch Dredging reduces habitat complexity, Dredges catch or damage organisms not Examples of Threats leading to long-term effects including targeted, especially sponges, bivalves, • Dredging for sea scallops and clams in decreased species richness and biomass aquatic vegetation, and bottom fishes. New England causes significant bycatch and increased presence of weedy species. These organisms often are uprooted from of small crabs and other bottom- Dredging damages organisms, reduces the seafloor and then crushed by the dwelling organisms, such as flounder. biomass and smothers submerged aquatic weight of the bag and are unlikely to sur- • Dredges catch endangered barndoor vegetation (SAV) and algae. On sand, vive if captured and discarded. Bag ring skates in the offshore Atlantic sea scal- mud, and silt bottoms, dredging smooths size can be regulated to reduce the num- lop fishery. bedforms, resuspends sediments reducing ber of unwanted organisms retained in the • Dredges cause severe habitat damage, the number of species living there as a bag. especially in areas of hard bottom and result of burial or smothering, and reduces gravel. An example is seen off Swan nutrients and microbial activity. Dredging Ghost-Fishing Island in New England, where the cover- of gravel, hard-bottom, and living habitats No effects are expected, given that age of living organisms attached to the reduces species living in the interstices of dredging gear is rarely lost, and if it is, it seafloor has been greatly reduced. the gravel and rocks, species attached to stops fishing. the seafloor, and habitat complexity. On oyster reefs dredging reduces reef height and decreases oyster resistance to low- oxygen. Dredging also damages shellfish found in and on top of soft bottoms.
2 Gillnets – Bottom (Anchored or Set)
Habitat Damage Ghost-Fishing In strong ocean currents or when being Gillnets often are intentionally placed near Examples of Threats hauled out of the water, bottom gillnets shipwrecks to take advantage of the fishes’ • In New England, gillnets cause bycatch may become tangled and snagged on attraction to these structures, resulting in of harbor porpoises, bottlenose and rocks and living organisms, such as corals the wrecks becoming covered with nets white-sided dolphins, pilot whales, har- and aquatic plants, breaking or uprooting which continue to catch fish that cannot be bor seals, gray seals, and harp seals. structures and organisms. Damage is high- recovered. The rate of continuous fishing • Shark bycatch occurs in gillnets through- er with mechanical hauling gear. by lost gillnets (ghost-fishing) depends on out U.S. waters. maintenance of a vertical profile, visibility • Thousands of seabirds, such as common Bycatch to fish (older nets become more visible as murres, as well as harbor porpoises, sea Gillnets are a nonselective type of gear, a result of encrustation by algae, etc.), and otters, and other marine mammals, are often catching a wide range of nontarget abundance of fish in the area where the caught in halibut fisheries off California. species. By extending vertically into the gillnet is lost. Lost nets can become tan- • Endangered and threatened sea turtles, water column, bottom gillnets cause gled on seafloor structures such as coral such as green, loggerhead, and Kemp’s bycatch of marine mammals, seabirds, sea heads and rocky outcroppings, damaging ridley turtles, commonly are caught in turtles, sharks, and finfishes. Occasionally, the seafloor and entangling organisms. southern gillnet fisheries, such as the benthic species such as crabs become Mid-Atlantic FMC monkfish fishery. entangled. In states where gillnets are • In the southeastern and western Pacific legal, regulations limit soak times and net Ocean and the Caribbean Sea, bottom mesh size to reduce bycatch of nontarget gillnets may snag on corals and sponges, and juvenile target species. causing them to break.
15 SHIFTING GEARS
3 Gillnets – Midwater and Drift
Habitat Damage Ghost-Fishing Because midwater gillnets rarely come into The rate of continuous fishing by lost gill- • High bycatch of sharks in midwater and contact with the seafloor, their effects on nets (ghost-fishing) depends on mainte- drift gillnets occurs in swordfish fisheries. habitat are minimal. nance of a vertical profile, visibility to fish • Threatened and endangered sea turtles, (older nets become more visible as a result such as green, olive ridley, and Bycatch of encrustation by algae, etc.), and abun- leatherback turtles, are caught in fisheries Gillnets are a nonselective type of gear, dance of fish in the area where the gill net is along the coast of California and in the often catching a wide range of nontarget lost. Lost nets can become tangled on South Atlantic FMC region. species. By maintaining a vertical profile in seafloor structures such as coral heads and • Marine mammals are frequently taken as the water column, drift gillnets cause rocky outcroppings damaging the seafloor bycatch in midwater and drift gillnets, bycatch of marine mammals, seabirds, sea and entangling organisms. including approximately 2,000 harbor por- turtles, sharks, and finfishes. In states where poises taken in New England and Mid- gill nets are legal, regulations limit soak Examples of Threats Atlantic FMC fisheries. times and net mesh size to reduce bycatch • In Alaska and Puget Sound, Washington, • Bycatch of juvenile swordfish and other of nontarget and juvenile target species. marbled murrelets and common billfishes occurs in Atlantic tuna and shark murres are entangled and killed in salmon fisheries. fisheries.
4 Hook and Line
Habitat Damage Bycatch Ghost-Fishing Hooks are often suspended in the water Bycatch of finfish and sharks occurs when Lost lines may affect habitat by entangling column and usually do not touch the either undersized individuals or nontarget and damaging structures. Lines may also seafloor. If they are set on or near the species are caught and discarded. As indi- entangle and kill a variety of marine life. seafloor, damage can occur from entangle- vidual lines are retrieved, unwanted catch ment, breakage, or minor degradation of can be quickly returned to the water, Examples of Threats seafloor organisms such as invertebrates increasing chances of survival; however, • Lost gear can become tangled on (corals, sponges, or gorgonians), and lines damage from hooking and handling and seafloor structures such as coral heads and sinkers may cause abrasions. stress caused by capture decrease chances and rocky outcroppings, damaging the of survival. seafloor and entangling organisms.
5 Longlines – Bottom
Habitat Damage which dive for the baited hooks as the Damage to habitat caused by bottom lines are released from the vessel. entangle benthic species such as corals longlines is limited because the gear is Seabirds may ingest these baited hooks and gorgonians, resulting in damage or small in weight and area. However, hauling and subsequently drown. Sharks and death. the lines from the bottom may cause the marine mammals are also caught when hooks to snag, and the lines may cause they mistake the bait for prey. When Examples of Threats abrasions or entangle rocks, coral, or hooks are hauled in individually, nontarget • Bycatch of seabirds in Alaska groundfish structural organisms such as sponges or catch may be released, but damage due longline fisheries resulted in thousands gorgonians. When lines are hauled mech- to hooks, handling, and stress of capture to tens of thousands of birds killed per anically, this damage is magnified. decreases survival. Mechanical hauling and year, prior to the incorporation of line-strippers prevent live release. streamer lines, a bycatch reduction Bycatch device. Bycatch of seabirds is a significant conse- Ghost-Fishing • Bottom longlines may damage corals, quence of bottom longline fisheries. Unknown bycatch impact; lost gear contin- such as gorgonian corals in Alaska, when Deployment of longlines attracts seabirds, ues to fish until bait is lost. Lost gear may hooks snag during hauling. 16 SHIFTING GEARS
6 Longlines – Pelagic
Habitat Damage Because pelagic longlines rarely come into Ghost-Fishing • Critically endangered leatherbacks and contact with the seafloor, their effect on Unknown bycatch impact, but lost gear other endangered and threatened sea habitats is minimal. continues to fish until bait is lost. Lost gear turtles are common bycatch in pelagic may entangle benthic species such as longline fisheries for swordfish and tunas Bycatch corals and gorgonians, resulting in dam- in both the Pacific and Atlantic fisheries. Bycatch of seabirds, sea turtles, sharks, age or death. • Bycatch of marine mammals occurs in and billfishes is a significant consequence most Atlantic pelagic longline fisheries, of pelagic longline fisheries. Deployment Examples of Threats including that for big-eye tuna, in which of longlines attracts seabirds, which dive • Blue, whitetip, and thresher sharks, and more than 150 pilot whales are estimat- for the baited hooks as the lines are other deep-ocean species often are ed to die every year. released from the vessel. Seabirds may caught on longlines set to catch tunas • Bycatch of marlin and other billfishes ingest these baited hooks and subse- and swordfish. occurs in Atlantic tuna and swordfish quently drown. Sharks, billfishes, sea tur- • At least forty seabird species, including fisheries. tles, and marine mammals are also caught albatrosses and petrels in Alaska, are when they mistake the bait for prey. When killed by pelagic longlines, with mortality hooks are hauled in individually, nontarget rates high enough to cause population catch may be released, but damage due declines in at least half of these species. to hooks, handling, and stress of capture Streamer line usage is reducing this decreases survival. Mechanical hauling and number. line-strippers prevent live release.
7 Pots and Traps
Habitat Damage Setting and hauling traps on SAV or living brought to the surface due to changes in by other animals in the pot, starvation, and substrates may cause damage and reduce pressure that can damage internal organs. disease. Delayed mortality may also occur available shelter and food. Trotline (setline) Marine mammals do become entangled in after escape from pots. traps tend to cause more damage during the marker lines connecting the pots to hauling than single pots. Pots are not the buoy. Examples of Threats always or necessarily stationary on the • Shellfishes and crabs may be caught in seafloor, and bouncing occurs in the pres- Ghost-Fishing lost gear. ence of large swells or strong tides. The effects of ghost-fishing by lost pots • Buoy lines of lobster pots in New Although each trap has a small footprint, and traps can be very significant. The level England entangle marine mammals, such large numbers of traps may have a consid- of impact depends on several factors, as the critically endangered Atlantic right erable cumulative effect. Reduction in bio- including number of lost pots, rate of loss, whale. mass or cover of SAV and algae has been density of pots in an area, bottom habitat • In the Caribbean, pots and traps are set documented. and location of the lost pots, change in on living organisms or substrates 40 per- number of animals caught by ghost pots cent of the time and may crush or dam- Bycatch over time, degradation rates of pots, sea- age these organisms. Nontarget bottom-dwelling species may son of loss, catchability of unbaited pots be affected when they are attracted to the (as well as the rebaiting of pots by dead bait. However, because organisms entering and dying animals), rates of ingress and the trap are enclosed and not entangled, egress by organisms, and mortality of ani- they can be easily and quickly discarded mals in lost pots. Mortality in pots when the pot is retrieved. Deeper dwelling depends on adverse environmental condi- organisms are more likely to die when tions (e.g., low oxygen), predation, injury
17 SHIFTING GEARS
8 Purse Seines
Habitat Damage Bycatch Purse seines used for salmon in Alaska con- Bycatch of sharks and finfishes, species that Examples of Threats tact the seafloor and may harm submerged associate with the targeted fish schools, • Shark bycatch in the Gulf of Mexico men- aquatic vegetation. In the Gulf of Mexico occurs throughout U.S. waters. haden fishery is equal to one-third of the menhaden fishery, there is frequent seafloor target catch for sharks in this region. contact, resulting in sediment resuspension Ghost-Fishing that may bury certain invertebrates. These No effects are expected, given that this type impacts are largely unknown. Effects on of gear is very rarely lost. other habitats are expected to be minimal.
9 Trawls – Bottom
Habitat Damage Bycatch Trawling reduces habitat complexity, species Bycatch varies seasonally, temporally, and by Examples of Threats richness and biomass, and increases the target species. Bottom trawls catch nontar- • Bottom trawls continue to drown sea tur- presence of weedy species by altering the get species, including fishes, marine mam- tles, especially leatherbacks and adult log- species composition (e.g., long-lived and mals, turtles, seabirds, and invertebrates, as gerheads, in the Gulf of Mexico and South fragile species are less likely to withstand the net sweeps across the ocean floor. Atlantic FMC region shrimp trawl fisheries, trawling). It reduces the biomass of SAV Because such large quantities of ocean life despite regulations requiring the use of through loss of rhizomes and smothering, are brought on board at once, the unwanted turtle excluder devices (TEDs). reduces coverage of organisms attached to organisms are often returned to the ocean • Shrimp trawls catch substantial numbers of the seafloor, smooths bedforms, and com- dead, having failed to recover from being shark pups and juveniles in shallow waters. presses sediments in sand and mud habitats. crushed in the net, or unable to recover • For every pound of shrimp caught in the Bottom trawling also resuspends sediment from being out of the water for the length Gulf of Mexico trawls, as much as 10 (turbidity), lowers the nutritive quality of of time it took to sort the catch. pounds of fishes and invertebrates are sediment, and reduces primary and micro- discarded, often dead or dying. bial production. Turbidity impedes the nor- Ghost-Fishing • Groundfish bottom trawls in New England mal functioning of benthic organisms’ feed- Despite regulations, old nets and cod ends catch significant numbers of endangered ing and respiratory structures, resulting in are dumped at sea. Lost trawl gear has low barndoor skates. hypoxia or anoxia. Turbidity may also ghost-fishing potential unless the net is sus- • Bottom trawls cause damage to bottom increase primary and microbial production in pended by floats. Buoyant trawl web masses habitats and have long-lasting effects on certain situations. On hard-bottom and living attract pelagic fishes and invertebrates, the organisms growing on gravel habitats habitats, trawling reduces the size and/or which in turn attract and entangle sea turtles in New England and in areas with deep- density of invertebrates such as sponges and and seals. sea corals and sponges in the north coral colonies. Trawling displaces boulders Pacific. and damages seafloor structures, reducing feeding and sheltering sites for marine life.
10 Trawls – Midwater
Habitat Damage Ghost-Fishing This gear is not configured to come into Despite regulations, old nets and cod ends Examples of Threats contact with the bottom. Seafloor contact are dumped at sea. Lost trawl gear has low • Habitat damage occurs when trawls con- that does occur is poorly studied. ghost-fishing potential unless the net is sus- tact the seafloor, as in the Bering Sea pended by floats. Buoyant trawl web masses pollock fishery. Bycatch attract pelagic fishes and invertebrates, • Because of its enormous scale, the Bering Because midwater trawls target very large which in turn attract and entangle sea turtles Sea pollock fishery has the largest total schools of fish, bycatch percentage is low, and seals. bycatch of any fishery, although the over- however the number of individuals in the all rate relative to targeted catch is small. bycatch is high.
18 SHIFTING GEARS scientists, one social scientist, five fishers, four ease of completion, and clarity of instructions. government officials, and one fishery specialist As seen in Box 5, two impact scenarios were from a conservation organization (see presented at a time and individuals were asked Appendix 2 for details). to select the scenario they considered to be Workshop participants reviewed and cate- more ecologically severe. Note that each impact gorized habitat impacts into two types: (1) scenario was presented without reference to the effects on non-living physical structures (e.g., gear causing adverse effects, to reduce biased boulders, cobbles, gravel, mud, or sand judgments. This is similar to the use of blind- seafloor), and (2) effects on seafloor organisms folds in food tests, in which respondents are (e.g., kelp, seagrasses, sponges, sea anemones, asked to indicate which beverage they prefer corals, etc.), and bycatch into five additional without knowing the brand names. groups: (1) shellfish and crabs, (2) finfish, (3) The survey package included the question- sharks, (4) marine mammals, and (5) seabirds naire, an introductory letter stating the purpose and sea turtles. Next, the workshop participants of the survey and emphasizing the confidential- rated the effects of each gear class, relative to ity and anonymity of the respondents’ answers, that of the others, for each bycatch group and instructions for completing the questionnaire, habitat type. They did this based on the results clear definitions of how specific terminology was of the literature review provided to them in used in the study, and a set of demographic advance of the workshop, their expert judgment, questions regarding respondents’ gender, age, and discussions with other experts at the work- education, occupation, and the like. In addition, shop. The consensus ratings of bycatch and respondents were asked to indicate whether habitat impacts resulting from the workshop are habitat damage or bycatch were more influential displayed in Box 4, and were used to develop in their decisions. • Threatened and endan- the impact scenarios in step 3. We identified three groups of potential gered sea turtles, such as survey respondents: (1) voting members of the green, olive ridley, and Step 3: Survey Ranking of Bycatch eight regional fishery management councils, leatherback turtles, are and Habitat Damage (2) scientists and experts who served on the caught in fisheries along National Research Council’s Ocean Studies the coast of California, In this step we designed a questionnaire and Board, or its study panels and (3) fishery special- and in the South surveyed individuals representative of the broad ists of marine-related conservation organizations. Atlantic and Gulf of spectrum of fishing and fishery management to The first group represented those with responsi- Mexico FMC regions. elicit their judgments concerning the severity bility and expertise in marine fishery manage- of bycatch and habitat impacts. The question- ment and those with experience in either com- bbbbbbbbb naire design followed the established method mercial or recreational fishing. The second of paired comparisons, detailed in Box 5. (See group represented those whose main role it is to also Chuenpagdee et al. 2001b). provide scientific advice to policy makers on For the questionnaire we used a set of marine-related issues. The third group represent- impact scenarios resulting from the expert work- ed marine scientists and fishery specialists from shop participants’ ratings of bycatch and habitat environmental organizations. For each of these impacts for the ten fishing gears (Box 4). three groups we compiled a list of potential Because of the similarity of their impacts, we respondents and then randomly selected ques- used one scenario to represent impacts from tionnaire recipients. midwater trawl, purse seine, and hook and line. We iteratively pre-tested and revised the draft questionnaire to improve comprehension,
19 SHIFTING GEARS
Dredges Gillnets – Bottom Gillnets – Midwater
Impacts on: Impacts on: Impacts on: LOW HIGH LOW HIGH LOW HIGH PHYSICAL PHYSICAL PHYSICAL STRUCTURE STRUCTURE STRUCTURE
SEAFLOOR SEAFLOOR SEAFLOOR ORGANISMS ORGANISMS ORGANISMS SHELLFISH SHELLFISH SHELLFISH & CRABS & CRABS & CRABS
FINFISH FINFISH FINFISH
SHARKS SHARKS SHARKS
MARINE MARINE MARINE MAMMALS MAMMALS MAMMALS
SEABIRDS SEABIRDS SEABIRDS & TURTLES & TURTLES & TURTLES
Box 4 Hook and Line Longlines – Bottom
Impacts on: Impacts on: LOW HIGH LOW HIGH Impact Rating PHYSICAL PHYSICAL STRUCTURE STRUCTURE
of Ten Fishing SEAFLOOR SEAFLOOR ORGANISMS ORGANISMS Gear Classes SHELLFISH SHELLFISH & CRABS & CRABS
as Agreed by FINFISH FINFISH
Thirteen Expert SHARKS SHARKS
MARINE MARINE Workshop MAMMALS MAMMALS SEABIRDS SEABIRDS Participants & TURTLES & TURTLES
Longlines – Pelagic Pots and traps Purse seines
Impacts on: Impacts on: Impacts on: LOW HIGH LOW HIGH LOW HIGH PHYSICAL PHYSICAL PHYSICAL STRUCTURE STRUCTURE STRUCTURE
SEAFLOOR SEAFLOOR SEAFLOOR ORGANISMS ORGANISMS ORGANISMS SHELLFISH SHELLFISH SHELLFISH & CRABS & CRABS & CRABS
FINFISH FINFISH FINFISH
SHARKS SHARKS SHARKS
MARINE MARINE MARINE MAMMALS MAMMALS MAMMALS
SEABIRDS SEABIRDS SEABIRDS & TURTLES & TURTLES & TURTLES
Trawls – Bottom Trawls – Midwater
Impacts on: Impacts on: LOW HIGH LOW HIGH PHYSICAL PHYSICAL STRUCTURE STRUCTURE
SEAFLOOR SEAFLOOR ORGANISMS ORGANISMS SHELLFISH SHELLFISH & CRABS & CRABS
FINFISH FINFISH
SHARKS SHARKS
MARINE MARINE MAMMALS MAMMALS
SEABIRDS SEABIRDS & TURTLES & TURTLES 20 SHIFTING GEARS
Box 5 Paired Comparison Method
The method of paired compar- ble paired comparisons: (x, y), (x, in Chuenpagdee and colleagues isons often is used to elicit sub- z), and (y, z). When pairs are pre- (2002) (importance of marine jective judgments when several sented to a sample of respon- resources in Mexico). complex objects or attributes are dents, it is assumed that each Application of the paired being compared, as in taste test- object has the same possibility of comparison method in this study ing or personnel evaluation being selected because all are resulted in a one-dimensional (David 1988). The presentation of paired an equal number of times scaling, in which all attributes choices as binary options (two (in this example, two times). The presented (e.g., bycatch or habi- choices at a time) not only simpli- paired comparison method tat damage) were equally weight- fies decision making for respon- results in an interval ranking, ed and only the final choice mat- dents but also follows the natural which is more informative than an tered (whether impact scenario A thought process people use to ordinal ranking (obtained from was more or less severe than make decisions on a daily basis direct ranking of the objects), as impact scenario B). (Opaluch et al. 1993). the distance between each object An example of a pair of The basic model for the is meaningful. Applications of the impacts presented in the ques- paired comparison method paired comparison method to tionnaire is shown below. involves all possible pair combi- marine environmental issues are nations for the objects. For exam- discussed in Chuenpagdee and ple, in the case of three objects, colleagues (2001a, b) (damage to x, y, and z, there are three possi- coastal resources in Thailand) and
An example of paired comparison from the questionnaire:
A B In your opinion, Impacts on: Impacts on: which of these sets LOW HIGH LOW HIGH PHYSICAL PHYSICAL of impacts, A or B, STRUCTURE STRUCTURE do you consider SEAFLOOR SEAFLOOR ORGANISMS ORGANISMS ECOLOGICALLY
SHELLFISH SHELLFISH MORE SEVERE? & CRABS & CRABS (please circle A or B)
FINFISH FINFISH
SHARKS SHARKS
MARINE MARINE MAMMALS MAMMALS
SEABIRDS SEABIRDS & TURTLES & TURTLES
21 SHIFTING GEARS
Results of Paired Comparison Survey comparing disparate elements because it is famil- A total of 70 respondents, including 24 each iar, simple, and straightforward (Gormley and from the fishery management council and conser- Weiner 1999). vation organization groups, and 22 from the Survey results showed that respondents con- Ocean Studies Board group, completed and sidered ecological impacts caused by bottom gears returned the survey, for an overall response rate of more severe than those caused by pelagic gears, 53 percent. Twenty-nine percent of the respon- suggesting that habitat damage weighed heavily in dents were female. The majority of respondents their decisions. This result is consistent with (about 60 percent) were between the ages of thir- respondents’ answers to the survey question ask- ty-five and fifty-four, and 65 percent of all ing whether bycatch or habitat damage was more respondents had postgraduate degrees. Forty per- influential in their decisions. Fifty-three percent cent of respondents identified themselves as biolo- of respondents indicated that habitat damage was gists or scientists, 17 percent as managers, 16 per- the most important criterion, 37 percent stated cent as university professors, 13 percent as fishers that they used both criteria equally, and only 10 or workers in fisheries-related businesses, 7 per- percent considered bycatch most important. cent as consultants or attorneys, and the other 7 Until now, there has been no thorough com- percent as other occupations. More than half of parative study of bycatch and habitat damage the respondents (58 percent) indicated that they caused by major commercial fishing gears that had experience onboard a commercial fishing ves- would allow managers to make consistent and sel. Except for the Caribbean and North Pacific rational decisions to reduce adverse effects of fish- Fishery Management Council regions, the distri- ing operations. The surprisingly strong consensus bution of respondents, based on their geographic in impact ranking among those who responded area of specialization and responsibility, was fairly provides a scientifically sound foundation for for- even (Table 2). We classified 36 percent of mulating potentially agreeable policies and can • A factor that can respondents as “national”; that is, their expertise complement other fishery management tools. amplify habitat dam- and knowledge were not specific to a particular This study also demonstrates the usefulness age, bycatch, or both is region. of the damage schedule approach in assimilating the loss of fishing gear, Analysis of the paired comparison responses large amounts of data of disparate types into a which can lead to provided an aggregated score of relative severity simplified, standardized form that allows for com- ghost-fishing. for the gear impact scenarios, normalized to a parison. The knowledge of the fishing communi- scale of 0–100, with 100 being most severe. Table ty, scientific expertise, individual judgment, and bbbbbbbbb 3 shows these scores by respondent group, along conservation concerns were successfully integrated with the ranking assigned to these scores (1–8, in this study, the outcome of which should serve with 1 the most severe impact and 8 the least to inform decision makers of the relative severity severe). Statistical analysis showed no significant of damage caused by commercial fishing gears. difference among the three groups of respondents, As demonstrated in this study, the significant suggesting strong agreement in the ranking of level of agreement among the three groups sug- impact scenarios among the fishery managers gests that well-informed people hold similar views (including fishers), scientists, and program staff of concerning the adverse effects of fishing on conservation organizations (Table 4). This finding ecosystems (Box 6). No less striking is the fact allowed aggregation of responses from all respon- that respondents were generally more concerned dents, resulting in severity ranking (damage with habitat damage than with bycatch. This schedule) of ecological impacts for the fishing finding has a strong policy implication for marine gears considered in this study (Figure 4). The ecosystem management, as discussed later in this ranking shown in Figure 4 is a powerful tool for report. 22 SHIFTING GEARS
Table 2. Number of Respondents by Occupation and Geographic Area of Specialization
Fisheries Fisheries Biologist/ Consultant/ Professor Other Total Region related managers Scientist Attorney
New England 1 1 – 1115 Mid-Atlantic 1 3 – 11– 6 South Atlantic 2 2 – 1117 Caribbean 1 ––1 –– 2 Gulf of Mexico 1 ––3 – 15 Western Pacific 3 1 – 22– 8 Pacific – 5 – 4 –– 9 North Pacific ––21–– 3 National ––914– 225 TOTAL 9 12 11 28 5 5 70 % TOTAL 13 17 16 40 7 7 100
Note: The region designated “national” includes respondents whose expertise and knowledge are not specific to a particular region.
bbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbb
Table 3 Relative Impact Scores and Corresponding Rankings Based on Three Respondent Groups
Fishery Management NRC – Ocean Studies Conservation Council Organizations
GEAR CLASS SCORE RANK SCORE RANK SCORE RANK Dredges 63 3 69 3 68 3 Gillnets – bottom 74 2 72 2 72 2 Gillnets – midwater 55 4 66 4 67 4 • In New England, gill- Longlines – bottom 36 6 29 7 24 7 nets cause bycatch of Longlines – pelagic 29 7 41 5 36 5 Pots and traps 42 5 37 6 36 5 harbor porpoises, bot- Trawls – bottom 90 1 89 1 95 1 tlenose and white-sided Trawls – midwater 6 8 6 8 2 8 dolphins, pilot whales,
No. of respondents 24 22 24 harbor seals, gray seals, and harp seals. Note: Rank 1 was assigned to the highest normalized score and rank 8 to the lowest score. One impact scenario was used to represent midwater trawls, purse seines, and hook and line gear classes. bbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbb bbbbbbbbb
Table 4 Kendall’s Tau Rank Correlation Coefficients
Fishery Management NRC – Ocean Studies Conservation Council Organizations
Fishery Management Council 1.000 –– NRC – Ocean Studies 0.817 1.000 – Conservation Organizations 0.873 0.971 1.000
Average coefficient 0.887
Note: All correlations are significant at alpha level 0.01.
23 SHIFTING GEARS
Figure 4 Severity Ranking Relative severity of fishing gear classes (Damage Schedule) of Ecological Impacts 100 for All Fishing Gears, Based on All Trawls — bottom (91) Respondents —
—
Box 6 Gillnets — bottom (73) Important Results — of This Study Dredges (67)