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Format for Furnishing Information to AMFI on Comm Disc-FY 2020-21 Name of the AMC : Union Asset Management Company Private Limited All figures ‐ Rs. in Lacs Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid during distributor is an Management for FY 31‐Mar‐2021 Gross Inflow FY 2020‐21 FY 2020‐21 FY 2020‐21 associate or group 2020‐21 compnay of the sponsors of the Mutual Fund A B A+B 12JM Financial Services Limited 0.07 ‐ 0.07 10.04 0.71 No 7.30 14.92 1.49 2 5 HDFC Bank Limited* ‐ 3.54 3.54 ‐ ‐ No ‐ ‐ 0.00 3 6 SKP Securities Limited 0.27 ‐ 0.27 9.14 ‐0.36 No 19.14 26.13 2.86 4 7 SPA Capital Services Limited 0.00 ‐ 0.00 ‐ ‐0.03 No 0.24 0.06 0.00 5 9 Way2Wealth Securities Private Limited 0.05 ‐ 0.05 7.40 0.74 No 3.57 9.51 1.28 6 10 Bajaj Capital Ltd. 0.51 ‐ 0.51 47.02 3.81 No 44.10 91.00 1.94 7 11 SBICAP Securities Limited ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 8 14 Shubhangi Gopal Pai ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 9 16 Bluechip Corporate Investment Centre Private limited 0.06 ‐ 0.06 9.49 0.61 No 7.56 11.69 1.23 10 17 Stock Holding Corporation of India Limited 0.90 ‐ 0.90 179.58 6.78 Associate 75.77 99.92 0.56 11 18 Karvy Stock Broking Limited 3.05 ‐ 3.05 755.29 34.15 No 225.24 534.37 0.71 12 19 Axis Bank Limited ‐ ‐ ‐ ‐ ‐3.22 No 154.98 140.29 0.00 13 20 ICICI Bank Limited ‐ ‐ ‐ ‐ ‐0.07 No 0.19 ‐ 0.00 14 21 Tata Securities Limited 0.00 ‐ 0.00 0.85 0.03 No 0.08 0.31 0.37 15 22 Hongkong & Shanghai Banking Corporation Ltd. ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 16 30 Eastern Financiers Ltd. 0.14 ‐ 0.14 16.19 0.32 No 8.61 12.23 0.76 17 32 RR Investors Capital Services Pvt Ltd. 0.01 ‐ 0.01 ‐ ‐ No 0.41 0.50 0.00 18 37 Lakshminarayanan Kumaar 0.02 ‐ 0.02 19.80 1.96 No 5.97 21.11 1.07 19 39 Bluechip Capital Services Private Limited ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 20 55 Citibank N.A ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 21 57 Lalit Kumar ‐ ‐ ‐ ‐ ‐ No 0.94 1.16 0.00 22 58 IDBI Bank Ltd ‐ ‐ ‐ 4.00 0.40 No 0.29 3.99 1.00 23 60 INFINITY CAPITAL ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 24 88 Sadashiv Arvind Phene 0.06 ‐ 0.06 ‐ ‐ No 3.08 3.78 0.00 25 98 Geojit Financial Services Ltd 0.99 ‐ 0.99 156.44 6.12 Associate 74.91 125.16 0.80 26 132 Devang Suryakant Desai ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 27 133 Viral R Kothari ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 28 135 Bees Network Limited ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 29 155 NJ IndiaInvest Pvt Ltd 6.98 ‐ 6.98 1,436.23 35.23 No 778.48 1,162.73 0.81 30 158 Mata Securities India Pvt. Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 31 162 Jignesh V Shah ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 32 163 Ramkumar H Barchha ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 33 164 Kotak Securities Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 34 165 Zeenat S Jagani ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 35 166 Hexagon Capital Advisors Private Limited ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 36 167 Chandulal L Vasa ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 37 172 ALLEGIANCE WORKMATE PRIVATE LIMITED ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 38 183 Amitkumar D Mehta ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 39 186 Bonanza Portfolio Ltd 0.05 ‐ 0.05 1.35 ‐0.39 No 3.59 2.34 1.74 40 189 Ashutosh Financial Services Private Limited ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 41 203 Jayanta Ghosh ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 42 206 PLC Securities Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 43 209 Ritesh D Sheth ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 44 234 Diwakar B Desai ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 45 244 Vishvambhar C S Kenkare ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 46 262 A.G. Financial Services ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 47 307 Russell Credit Limited ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 48 309 Blue Circle Financial Services ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 49 323 CREST FINSERV LIMITED ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 50 337 Rajesh R Mehta ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 51 342 Sykes & Ray Equities (I) Ltd. ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 52 353 DCB Bank Limited ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 1 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid during distributor is an Management for FY 31‐Mar‐2021 Gross Inflow FY 2020‐21 FY 2020‐21 FY 2020‐21 associate or group 2020‐21 compnay of the sponsors of the Mutual Fund 53 354 Standard Chartered Securities (India) Limited ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 54 418 Sandeep J Shukla ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 55 492 Anil B Parikh ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 56 493 Mahesh G Gattani ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 57 507 Zen Securities Limited 0.01 ‐ 0.01 1.24 0.12 No 3.07 4.29 3.45 58 633 Indusind Bank Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 59 654 J R Laddha Financial Services (P) Ltd. ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 60 655 DMS INVESTMENT SERVICES PRIVATE LIMITED ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 61 678 The Karur Vysya Bank Limited ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 62 690 Chirag Kailaschandra Shah ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 63 703 Batlivala & Karani Securities India Pvt. Ltd. 0.45 ‐ 0.45 13,074.35 ‐1.64 No 571.47 ‐ 0.00 64 784 G K GLOBAS LLP ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 65 796 Thousand Lights Investments Pvt. Ltd. ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 66 811 Manju Kumari ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 67 821 Pawan Kumar Agrawal . ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 68 839 Nayan Balmukund Saraiya ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 69 845 ICICI Securities Limited 1.59 ‐ 1.59 272.96 11.61 No 135.64 257.12 0.94 70 866 Francis Michael Clement D'Cruz ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 71 868 Joseph Pearl Stanley ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 72 900 Wealth Managers (India) Private Limited ‐ ‐ ‐ ‐ ‐0.13 No 1.68 1.66 0.00 73 906 Naresh Popatrao Karpe ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 74 910 Oswal Dhan Private Limited ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 75 912 B D Shroff Securities Private Limited ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 76 930 Shree Sidvin Financial Services & Invest. Pvt. Ltd. ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 77 938 Sources Solutions India Pvt. Ltd. ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 78 940 Dalal & Broacha Stock Broking Pvt. Ltd. ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 79 941 Premin Securities ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 80 950 Hemant Dattatraya Dighe ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 81 952 Kedar Dattatraya Borgaonkar ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 82 959 Kalyani Capital Services Pvt. Ltd. ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 83 962 Integrated Enterprises (India) Pvt Ltd 0.31 ‐ 0.31 41.37 3.69 No 15.95 45.37 1.10 84 976 Ishwar Financial Services ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 85 988 Ganesh Shridhar Shanbhag ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 86 1006 M D Saraf Securities Private Ltd. ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 87 1017 Rajbir Singh ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 88 1022 Quantum Information Services Private Limited ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 89 1037 VUK FINVEST PRIVATE LIMITED 5.40 ‐ 5.40 272.96 9.57 No 374.54 472.87 1.73 90 1107 Bhavesh Mahavir Khetan ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 91 1132 VGP Portfolio ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 92 1133 PhillipCapital (India) Pvt Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 93 1142 Wealth First Advisors Pvt Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 94 1146 Dipak Kumar Das ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 95 1160 PRESCIENT FINANCIAL SERVICES ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 96 1173 Shivranjani Securities Company Pvt Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 97 1174 Nandkishor Yeshwant Sinari ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 98 1186 Money Options Services Pvt Ltd ‐ ‐ ‐ 0.04 0.00 No 0.00 0.04 0.99 99 1209 Standard Chartered Bank ‐ ‐ ‐ ‐ ‐0.58 No 1.56 ‐ 0.00 100 1234 Gupta Capital Investment Centre ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 101 1235 SHENOY INVESTMENT SERVICES PRIVATE LIMITED ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 102 1238 Harley Securities Pvt Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 103 1239 Axiom Financial Services Pvt Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 104 1308 Almondz Global Securities Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 105 1335 Simpson & General Finance Company Limited ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 106 1343 Chetan Manharlal Lapsiwala ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 107 1350 Rajesh Chandak ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 108 1351 Dilipkumar Shashikant Vayeda ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 2 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid during distributor is an Management for FY 31‐Mar‐2021 Gross Inflow FY 2020‐21 FY 2020‐21 FY 2020‐21 associate or group 2020‐21 compnay of the sponsors of the Mutual Fund 109 1379 Anita Investment Agencies ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 110 1389 Right Choice Securities Pvt Ltd ‐ ‐ ‐ ‐ ‐0.05 No 0.22 ‐ 0.00 111 1390 Kotak Mahindra Bank Limited* 0.00 4.99 4.99 0.19 ‐14.77 No 65.55 0.54 2.80 112 1409 Navdeep Singh ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 113 1428 Poddar Financial Services ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 114 1435 Security Investments Limited ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 115 1480 Raviraj Investments Corporate (India) Pvt Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 116 1487 SFIC Fiscal Services Pvt Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 117 1493 Janak Merchant Securities Pvt Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 118 1503 Bharat Soneja ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 119 1513 Krishan Murari Gupta ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 120 1520 Hemant Satyavan Shah ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 121 1560 Purnima Securities Pvt Ltd 0.44 ‐ 0.44 204.99 20.50 No 43.23 205.51 1.00 122 1563 Emkay Global Financial Services Limited 0.97 ‐ 0.97 152.48 13.02 No 83.63 195.38 1.28 123 1566 CHAITANYA FINANCIAL SERVICES PRIVATE LIMITED 2.01 ‐ 2.01 185.12 11.86 No 158.20 251.96 1.36 124 1567 Basic Financial Services Pvt Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 125 1598 Bhadresh Madhusudan Gandhi ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 126 1630 Madhuri Sundararajan ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 127 1632 D Sundararajan ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 128 1634 Asit Haresh Bhansali ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 129 1662 Priti Ajit Kucheria ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 130 1666 Safe Assets ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 131 1668 ECS Financial Services (India) Private Limited 0.00 ‐ 0.00 ‐ ‐ No 0.24 0.29 0.00 132 1669 Ruby Financial Services Pvt Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 133 1676 Right Returns ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 134 1678 Mangsidhesh Investments Pvt Ltd ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 135 1739 Jennifer Maria Mendes ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 136 1777 VIJAY INVESTEDGE PRIVATE LIMITED ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 137 1820 Right Choice Investment Shoppe ‐ ‐ ‐ ‐ ‐ No ‐ ‐ 0.00 138 1821 U.R.
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