2020-2021 in Accordance with Sebi Circular No
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Principal Asset Management Pvt. Ltd. DISCLOSURE OF COMMISSION PAID TO DISTRIBUTORS FOR F.Y.2020-2021 IN ACCORDANCE WITH SEBI CIRCULAR NO. CIR/IMD/DF/13/2011 DATED AUGUST 22, 2011 AND CIR/IMD/DF/21/2012 DATED SEPTEMBER 13, 2012 All figures - Rs. in Lacs Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets AUM as on Ratio of Aum to paid during paid during Expenses paid during distributor is an under 31-Mar-2021 Gross Inflows FY 2020-21 FY 2020-21 FY 2019-20 associate or group Management for compnay of the FY 2020-21 sponsors of the Mutual Fund A B A+B 1 2 JM Financial Services Limited 89.61 0 89.61 736.97 -2,547.92 No 7,780.28 7,728.67 10.49 2 5 HDFC Bank Limited 87.76 0 87.76 787.02 -1,626.68 No 8,610.57 9,686.94 12.31 3 6 SKP Securities Limited 2.99 0 2.99 148.60 82.74 No 339.97 480.76 3.24 4 7 SPA Capital Services Limited 3.61 0 3.61 42.15 -29.39 No 398.53 449.51 10.67 5 9 Way2Wealth Securities Private Limited 4.99 0 4.99 104.48 -30.47 No 551.31 653.95 6.26 6 10 Bajaj Capital Ltd. 53.45 0 53.45 746.92 -1,009.05 No 5,027.91 5,407.76 7.24 7 11 SBICAP Securities Limited 1.49 0 1.49 7.26 -10.51 No 127.91 149.13 20.54 8 14 Shubhangi Gopal Pai 1.12 0 1.12 1.06 -17.08 No 84.30 100.27 94.15 9 16 Bluechip Corporate Investment Centre Private limited 12.07 0 12.07 90.34 -207.28 No 2,432.41 2,803.91 31.04 10 17 Stock Holding Corporation of India Limited 3.86 0 3.86 37.54 -44.56 No 455.73 516.48 13.76 11 18 Karvy Stock Broking Limited 100.23 0 100.23 1,289.36 -1,969.74 No 9,807.19 10,350.53 8.03 12 19 Axis Bank Limited 1.41 0 1.41 142.07 56.33 No 686.91 942.52 6.63 13 20 ICICI Bank Limited 1.44 0 1.44 15.92 -102.44 No 1,214.63 1,462.13 91.86 14 21 Tata Securities Limited 0.16 0 0.16 0.83 -2.06 No 116.52 138.01 166.57 15 22 Hongkong & Shanghai Banking Corporation Ltd. 0.06 0 0.06 0.03 0.03 No 23.43 29.26 1,097.99 16 30 Eastern Financiers Ltd. 24.82 0 24.82 935.92 531.65 No 1,713.64 2,509.33 2.68 17 32 RR Investors Capital Services Pvt Ltd. 6.39 0 6.39 36.15 -287.61 No 1,397.27 1,541.68 42.65 18 37 Lakshminarayanan Kumaar 2.93 0 2.93 82.09 -7.76 No 218.14 254.42 3.10 19 39 Bluechip Capital Services Private Limited 9.97 0 9.97 378.41 -4.42 No 782.58 939.03 2.48 20 55 Citibank N.A 79.22 0 79.22 396.07 -6,565.98 No 10,567.93 9,266.67 23.40 21 57 Lalit Kumar 0.03 0 0.03 0.61 0.18 No 16.04 19.73 32.08 22 58 IDBI Bank Ltd 6.25 0 6.25 86.43 -189.42 No 2,154.68 2,425.82 28.07 23 60 INFINITY CAPITAL 0 0 0 0 0 No 0 0 0 24 88 Sadashiv Arvind Phene 0 0 0 0 0 No 0 0 0 25 98 Geojit Financial Services Ltd 9.27 0 9.27 157.11 -62.91 No 852.62 1,009.71 6.43 26 132 Devang Suryakant Desai 0.04 0 0.04 0.03 -0.48 No 18.51 21.24 609.49 27 133 Viral R Kothari 1.01 0 1.01 4.50 -28.26 No 74.00 76.21 16.94 28 135 Bees Network Limited 0.07 0 0.07 0.48 -0.15 No 11.53 14.22 29.62 29 155 NJ IndiaInvest Pvt Ltd 188.90 0 188.90 2,501.69 -3,883.38 No 22,369.76 25,198.63 10.07 30 158 Mata Securities India Pvt. Ltd 0.07 0 0.07 5.60 4.80 No 22.44 31.26 5.58 31 162 Jignesh V Shah 0.04 0 0.04 0 -2.41 No 11.91 12.07 0 32 163 Ramkumar H Barchha 3.99 0 3.99 12.92 -31.68 No 329.66 353.57 27.37 33 164 Kotak Securities Ltd 7.61 0 7.61 89.28 -246.64 No 842.56 867.16 9.71 34 165 Zeenat S Jagani 4.95 0 4.95 59.34 1.82 No 461.76 558.77 9.42 35 166 Hexagon Capital Advisors Private Limited 0.02 0 0.02 5.00 -4.83 No 7.64 5.04 1.01 36 167 Chandulal L Vasa 0 0 0 0 0 No 0 0 0 37 172 ALLEGIANCE WORKMATE PRIVATE LIMITED 0.00 0 0.00 0.01 0.01 No 0.54 0.67 50.33 38 183 Amitkumar D Mehta 0.13 0 0.13 0.28 -10.70 No 19.09 17.89 63.91 39 186 Bonanza Portfolio Ltd 1.65 0 1.65 14.61 -83.65 No 196.40 184.25 12.61 40 189 Ashutosh Financial Services Private Limited 1.69 0 1.69 98.41 86.29 No 123.99 200.38 2.04 41 203 Jayanta Ghosh 0.30 0 0.30 2.24 -2.13 No 28.57 33.77 15.08 42 206 PLC Securities Ltd 0.01 0 0.01 0 0 No 4.63 4.95 0 43 209 Ritesh D Sheth 0.10 0 0.10 2.38 -2.07 No 44.68 53.62 22.49 44 234 Diwakar B Desai 0.11 0 0.11 1.16 -1.57 No 51.66 62.26 53.79 45 244 Vishvambhar C S Kenkare 0 0 0 0 0 No 0 0 0 46 262 A.G. Financial Services 0.04 0 0.04 5.01 -1.17 No 6.37 5.92 1.18 47 307 Russell Credit Limited 0 0 0 0 0 No 0 0 0 48 309 Blue Circle Financial Services 0 0 0 0 0 No 0 0 0 49 323 CREST FINSERV LIMITED 0.00 0 0.00 0 -0.67 No 1.24 1.31 0 50 337 Rajesh R Mehta 0.57 0 0.57 9.89 -4.35 No 80.39 94.79 9.58 51 342 Sykes & Ray Equities (I) Ltd. 1.34 0 1.34 92.73 -0.09 No 111.38 165.71 1.79 52 353 DCB Bank Limited 0.24 0 0.24 1.28 -19.05 No 150.42 178.28 139.48 53 354 Standard Chartered Securities (India) Limited 0.25 0 0.25 0.49 -17.61 No 304.17 362.93 744.46 54 418 Sandeep J Shukla 0 0 0 0 0 No 0 0 0 55 492 Anil B Parikh 2.66 0 2.66 97.92 29.39 No 205.11 270.63 2.76 56 493 Mahesh G Gattani 0 0 0 0 0 No 0 0 0 57 507 Zen Securities Limited 1.69 0 1.69 14.06 -31.30 No 152.88 169.67 12.07 58 633 Indusind Bank Ltd 0.58 0 0.58 8.88 -39.19 No 141.00 153.79 17.31 59 654 J R Laddha Financial Services (P) Ltd. 0.09 0 0.09 1.11 1.11 No 9.48 12.49 11.30 60 655 DMS INVESTMENT SERVICES PRIVATE LIMITED 0.00 0 0.00 0 -0.08 No 0.69 0.83 0 61 678 The Karur Vysya Bank Limited 0 0 0 0 0 No 0 0 0 62 690 Chirag Kailaschandra Shah 0.02 0 0.02 0 0 No 4.15 5.17 0 63 703 Batlivala & Karani Securities India Pvt. Ltd. 0.93 0 0.93 0 -170.52 No 108.99 19.72 0 64 784 G K GLOBAS LLP 0 0 0 0 0 No 0 0 0 65 796 Thousand Lights Investments Pvt. Ltd. 0.01 0 0.01 0.00 -1.80 No 23.37 28.21 12,008.41 66 811 Manju Kumari 0 0 0 0 0 No 0 0 0 67 821 Pawan Kumar Agrawal . 0 0 0 0 0 No 0 0 0 68 839 Nayan Balmukund Saraiya 1.03 0 1.03 86.63 0.44 No 115.74 135.76 1.57 69 845 ICICI Securities Limited 186.49 0 186.49 3,990.82 -2,632.25 No 16,249.49 18,171.51 4.55 70 866 Francis Michael Clement D'Cruz 0.01 0 0.01 0.00 0.00 No 3.83 4.71 1,174.08 71 868 Joseph Pearl Stanley 0.78 0 0.78 67.38 2.51 No 71.02 81.84 1.21 72 900 Wealth Managers (India) Private Limited 0.09 0 0.09 1.37 -0.76 No 65.59 82.07 59.80 73 906 Naresh Popatrao Karpe 0.85 0 0.85 23.20 -9.56 No 114.19 135.44 5.84 74 910 Oswal Dhan Private Limited 0.00 0 0.00 0.14 0.14 No 8.56 10.34 74.58 75 912 B D Shroff Securities Private Limited 0.16 0 0.16 0.01 -2.05 No 81.17 98.61 15,627.77 76 930 Shree Sidvin Financial Services & Invest.