Commission and Expenses Paid to The
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Disclosure of Commission & Expenses paid to the distributors and Additional Disclosures for the period 01 April 2017 - 31 March 2018 Total Amount Ratio of AUM to gross inflows paid Gross Inflows Distributor is an Associate or Group company Net Inflows (in Average Asset (AUM as on 31 Mar 2018 / Gross Sr. No. ARN-CODE Name of the ARN Holder (Rs. in lakhs) (in Lakhs) of the sponsor(s) of the mutual fund Lakhs) (in Lakhs) Inflows for FY ) 1 ARN-0001 BNP Paribas 0.04 0.15 No -0.38 6.39 42.20 2 ARN-0002 JM Financial Services Limited 16.92 88,627.74 No -13,299.72 20,452.64 0.09 3 ARN-0003 Aditya Birla Money Mart Ltd 15.27 0.00 No 0.00 0.00 0.00 4 ARN-0004 Cholamandalam Distribution Services Limited 3.14 0.00 No 0.00 0.00 0.00 5 ARN-0005 HDFC Bank Limited 205.69 39,045.29 No -7,375.18 19,663.43 0.43 6 ARN-0006 SKP Securities Limited 2.58 96.53 No 48.25 258.04 2.94 7 ARN-0007 SPA Capital Services Limited 4.77 57,820.47 No -30.43 1,650.85 0.01 8 ARN-0009 Way2Wealth Securities Private Limited 4.14 153.15 No -165.53 742.12 4.25 9 ARN-0010 Bajaj Capital Ltd. 60.35 10,810.71 No -7,352.45 7,626.70 0.42 10 ARN-0011 SBICAP Securities Limited 0.60 25.43 No 4.66 89.48 3.70 11 ARN-0014 Shubhangi Gopal Pai 0.29 0.36 No -2.25 29.88 80.22 12 ARN-0016 Bluechip Corporate Investment Centre Ltd 10.58 104.58 No -195.36 1,712.89 15.12 13 ARN-0017 Stock Holding Corporation of India Limited 0.94 11.88 No -12.89 139.90 11.04 14 ARN-0018 Karvy Stock Broking Limited 30.85 925.33 No -577.27 4,841.93 4.83 15 ARN-0019 Axis Bank Limited 6.13 17,823.57 No -379.29 1,617.19 0.08 16 ARN-0020 ICICI Bank Limited 11.77 288.12 No -559.83 2,285.47 7.34 17 ARN-0021 Tata Securities Limited 3.77 503,781.87 No -525.82 8,050.92 0.00 18 ARN-0022 Hongkong & Shanghai Banking Corporation Ltd. 2,076.23 312,479.89 Yes 7,555.23 364,440.85 1.24 19 ARN-0030 Eastern Financiers Ltd. 7.21 93.90 No -130.38 1,017.44 9.98 20 ARN-0032 RR Investors Capital Services Pvt Ltd. 7.57 5,112.42 No -211.77 1,264.73 0.18 21 ARN-0039 Bluechip Capital Services Private Limited 1.56 119.44 No 103.60 200.97 2.45 22 ARN-0052 Rayomand Kaikhushru Madan 0.00 0.00 No 0.00 0.00 0.00 23 ARN-0054 Satish Durgadas Soni 0.00 0.00 No -0.42 0.47 0.00 24 ARN-0055 Citibank N.A 3.07 229.16 No -210.62 453.64 1.65 25 ARN-0057 Lalit Kumar 0.05 0.22 No -0.47 11.92 54.07 26 ARN-0058 IDBI Bank Ltd 11.13 163.96 No -193.73 1,688.94 9.53 27 ARN-0060 INFINITY CAPITAL 2.09 24.25 No -318.37 422.14 10.56 28 ARN-0088 Sadashiv Arvind Phene 0.00 0.00 No 0.00 0.00 0.00 29 ARN-0098 Geojit Financial Services Ltd 4.91 316.40 No -15.98 558.99 1.83 30 ARN-0133 Viral R Kothari 0.17 1.26 No -9.81 30.21 19.89 31 ARN-0135 Bees Network Limited 0.16 2.04 No -1.23 26.76 12.27 32 ARN-0145 DSP Merrill Lynch Limited 0.81 23.26 No -172.49 788.13 29.30 33 ARN-0155 NJ Indiainvest Pvt Ltd 27.90 510.84 No -1,718.95 3,734.05 6.61 34 ARN-0158 Mata Securities India Pvt. Ltd 1.16 64,517.61 No 885.03 2,659.40 0.02 35 ARN-0162 Jignesh V Shah 0.05 0.00 No -4.04 9.80 0.00 36 ARN-0163 Ramkumar H Barchha 0.09 0.00 No -2.30 16.83 0.00 37 ARN-0164 Kotak Securities Ltd 2.49 84.84 No -1.75 382.15 4.59 38 ARN-0165 Zeenat S Jagani 0.93 26.38 No -26.25 128.58 4.24 39 ARN-0166 Hexagon Capital Advisors Private Limited 0.00 0.00 No 0.00 0.47 0.00 40 ARN-0167 Chandulal L Vasa 0.43 0.47 No -5.43 93.59 186.09 41 ARN-0183 Amitkumar D Mehta 0.33 0.00 No -10.83 62.67 0.00 42 ARN-0186 Bonanza Portfolio Ltd 0.42 4.92 No -20.72 52.57 8.77 43 ARN-0189 Ashutosh Financial Services Private Limited 0.10 0.20 No -5.72 16.48 66.44 44 ARN-0203 Jayanta Ghosh 0.17 5.02 No 3.46 22.25 5.01 45 ARN-0206 PLC Securities Ltd 10.03 60.71 No -1,132.27 1,316.98 4.49 46 ARN-0209 Ritesh D Sheth 0.12 0.46 No -9.68 24.28 46.86 47 ARN-0244 Vishvambhar C S Kenkare 0.00 0.00 No 0.00 0.00 0.00 48 ARN-0262 A.G. Financial Services 0.40 0.00 No -7.46 65.42 829,044.15 49 ARN-0266 P.H. Financial & Investment Consultants Pvt. Ltd. 0.00 0.00 No 0.00 0.00 0.00 50 ARN-0307 Russell Credit Limited 0.14 0.00 No 0.00 19.05 0.00 51 ARN-0309 Blue Circle Financial Services 0.00 0.00 No 0.00 0.00 0.00 52 ARN-0323 Tullett Prebon (India) Limited 0.01 0.00 No -0.96 2.61 0.00 53 ARN-0342 Sykes & Ray Equities (I) Ltd. 0.06 0.63 No -0.78 16.34 25.48 54 ARN-0353 DCB Bank Limited 16.33 3,769.59 No -1,713.86 3,296.97 0.52 55 ARN-0354 Standard Chartered Securities (India) Limited 1.73 15.08 No -57.71 318.47 18.63 56 ARN-0358 K Arun Kumar 0.04 0.00 No -15.92 4.94 0.00 57 ARN-0493 Mahesh G Gattani 0.01 0.00 No -1.23 1.81 0.00 58 ARN-0506 Poonawalla Shares & Securities Pvt. Ltd 0.00 0.00 No 0.00 0.00 0.00 59 ARN-0507 Zen Securities Limited 0.04 1.81 No -0.97 13.41 7.47 60 ARN-0603 Sridharan Narasimachari Kilpakkam 0.12 0.34 No -2.62 21.71 57.14 61 ARN-0633 Indusind Bank Ltd 2.22 37.87 No -331.41 414.20 8.24 62 ARN-0654 J R Laddha Financial Services (P) Ltd. 5.25 257.82 No 1.14 1,312.86 5.08 63 ARN-0655 DMS Investment Advisory (P) Ltd. 0.00 0.20 No 0.00 0.22 1.06 64 ARN-0693 Siddharam Gurusiddappa Kolkur 0.00 0.00 No 0.00 0.16 0.00 65 ARN-0703 Batlivala & Karani Securities India Pvt. Ltd. 0.94 28,220.94 No -9.49 2,796.60 0.01 66 ARN-0749 Satya Prakash 0.00 0.00 No 0.00 0.29 0.00 67 ARN-0783 Lakshmi Enterprises 0.00 0.00 No 0.00 0.00 0.00 68 ARN-0784 G K Wealthcare LLP 0.00 0.00 No 0.00 0.00 0.00 69 ARN-0796 Thousand Lights Investments Pvt. Ltd. 0.08 0.00 No -3.55 16.65 0.00 70 ARN-0821 Pawan Kumar Agrawal 0.00 0.00 No 0.00 0.00 0.00 71 ARN-0839 Nayan Balmukund Saraiya 0.18 0.64 No -3.43 17.00 25.20 72 ARN-0845 ICICI Securities Limited 61.09 14,405.50 No -935.79 9,865.53 0.63 73 ARN-0864 Om Spectrum Financial Consultants Pvt. Ltd. 1.04 1.99 No -223.20 156.43 56.44 74 ARN-0866 Francis Michael Clement D'Cruz 0.04 0.97 No -1.08 5.60 5.52 75 ARN-0900 Wealth Managers (India) Private Limited 0.98 936.67 No 843.02 191.26 1.10 76 ARN-0906 Naresh Popatrao Karpe 0.11 5.63 No -7.66 11.89 1.66 77 ARN-0910 Oswal Dhan Private Limited 0.17 4.06 No -4.12 29.03 6.52 78 ARN-0912 B D Shroff Securities Private Limited 0.96 16.24 No -1.35 167.18 10.29 79 ARN-0930 Shree Sidvin Financial Services & Invest. Pvt. Ltd. 0.01 0.00 No -0.52 1.73 0.00 80 ARN-0938 Sources Solutions India Pvt. Ltd. 1.24 1.83 No -11.03 117.13 60.08 81 ARN-0940 Dalal & Broacha Stock Broking Pvt. Ltd. 0.00 0.00 No -0.32 1.25 0.00 82 ARN-0941 Premin Securities 0.00 0.00 No 0.00 0.96 0.00 83 ARN-0952 Kedar Dattatraya Borgaonkar 0.15 3.86 No -13.08 28.58 5.34 84 ARN-0959 Kalyani Capital Services Pvt.