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Commission to Distributors for FY 2019-20 Website Name of the AMC : Mirae Asset Investment Managers (India) Private Limited All figures - Rs. in Lacs Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) A B A+B 1 2 JM Financial Services Limited 65.93 - 65.93 11,434.51 445.97 No 9,104.59 7,916.09 0.69 2 5 HDFC Bank Limited 108.24 - 108.24 16,839.27 8,889.71 No 30,912.59 26,978.43 1.60 3 6 SKP Securities Limited 14.43 - 14.43 1,367.59 874.94 No 2,203.19 1,908.60 1.40 4 7 SPA Capital Services Limited 17.49 - 17.49 969.33 -462.14 No 2,077.20 1,726.76 1.78 5 9 Way2Wealth Securities Private Limited 6.60 - 6.60 764.04 514.75 No 887.01 809.96 1.06 6 10 Bajaj Capital Ltd. 252.73 - 252.73 14,093.14 8,804.10 No 22,564.16 21,190.08 1.50 7 11SBICAP Securities Limited 2.75 - 2.75 448.13 370.57 No 330.42 422.26 0.94 8 14 Shubhangi Gopal Pai 2.05 - 2.05 341.53 324.02 No 227.52 309.91 0.91 9 16 Bluechip Corporate Investment Centre Ltd 19.21 - 19.21 2,269.94 1,739.34 No 3,293.27 3,264.52 1.44 10 17 Stock Holding Corporation of India Limited 21.07 - 21.07 1,249.06 670.33 No 2,353.49 2,088.82 1.67 11 18 Karvy Stock Broking Limited 187.06 - 187.06 12,877.97 8,103.60 No 19,726.40 16,913.39 1.31 12 19 Axis Bank Limited 12.84 - 12.84 8,904.84 7,551.84 No 2,292.88 6,601.85 0.74 13 20 ICICI Bank Limited 143.61 - 143.61 26,473.17 20,543.75 No 16,455.08 21,143.47 0.80 14 21 Tata Securities Limited 0.30 - 0.30 21,511.36 4.29 No 148.32 43.76 0.00 15 22 Hongkong & Shanghai Banking Corporation Ltd. - - - 7.00 7.00 No 23.89 35.46 5.07 16 30 Eastern Financiers Ltd. 29.41 - 29.41 3,052.25 2,374.76 No 2,308.80 2,495.57 0.82 17 32 RR Investors Capital Services Pvt Ltd. 7.69 - 7.69 360.88 140.18 No 1,149.34 944.57 2.62 18 39 Bluechip Capital Services Private Limited 15.59 - 15.59 928.32 469.75 No 1,231.23 1,187.70 1.28 19 55 Citibank N.A 556.17 - 556.17 52,189.61 32,348.22 No 73,787.58 67,021.33 1.28 20 58 IDBI Bank Ltd. 6.74 - 6.74 - - No - 1,359.15 - 21 60 INFINITY CAPITAL 0.16 - 0.16 11.08 10.08 No 30.43 31.23 2.82 22 88 Sadashiv Arvind Phene 0.01 - 0.01 8.68 7.67 No 1.77 6.21 0.72 23 98 Geojit Financial Services Ltd 25.34 - 25.34 4,560.17 3,815.87 No 3,365.38 3,610.76 0.79 24 133 Viral R Kothari 6.50 - 6.50 194.89 126.56 No 569.09 492.55 2.53 25 135 Bees Network Limited 0.49 - 0.49 33.00 7.19 No 53.56 32.71 0.99 26 155 NJ IndiaInvest Pvt Ltd 1,475.57 - 1,475.57 92,512.17 72,798.45 No 1,05,376.35 1,12,299.69 1.21 27 158 Mata Securities India Pvt. Ltd 3.48 - 3.48 5,449.07 2,210.31 No 2,464.02 2,797.11 0.51 28 162 Jignesh V Shah 0.35 - 0.35 49.42 38.64 No 30.70 38.31 0.78 29 163 Ramkumar H Barchha 0.52 - 0.52 84.30 84.30 No 41.65 69.11 0.82 30 164 Kotak Securities Ltd 19.10 - 19.10 1,129.20 -2,399.59 No 1,892.65 1,140.61 1.01 31 165 Zeenat S Jagani 3.12 - 3.12 308.37 236.36 No 300.16 307.70 1.00 32 166 Hexagon Capital Advisors Private Limited 8.45 - 8.45 968.13 443.66 No 874.47 867.83 0.90 33 167 Chandulal L Vasa - - - - - No - - - 34 183 Amitkumar D Mehta 0.63 - 0.63 85.62 83.98 No 39.55 73.16 0.85 35 186 Bonanza Portfolio Ltd 3.10 - 3.10 398.24 307.07 No 583.69 590.14 1.48 36 189 Ashutosh Financial Services Private Limited 0.93 - 0.93 168.46 130.56 No 94.89 121.20 0.72 37 203 Jayanta Ghosh 2.12 - 2.12 186.96 87.57 No 219.66 216.21 1.16 38 206 PLC Securities Ltd 0.03 - 0.03 9.56 9.16 No 6.82 7.85 0.82 39 262 A.G. Financial Services 6.89 - 6.89 330.06 156.38 No 570.18 506.38 1.53 40 266 P.H. Financial & Investment Consultants Pvt. Ltd. 0.24 - 0.24 1,355.79 119.21 No 145.32 119.59 0.09 41 307 Russell Credit Limited - - - - - No - - - 42 309 Blue Circle Financial Services 30.22 - 30.22 664.25 603.39 No 2,558.41 2,164.83 3.26 43 323 CREST FINSERV LIMITED 8.41 - 8.41 13,761.63 -601.71 No 1,005.74 514.11 0.04 44 342 Sykes & Ray Equities (I) Ltd. 10.12 - 10.12 1,952.21 1,092.00 No 1,276.65 1,470.46 0.75 1 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 45 353 DCB Bank Limited 0.91 - 0.91 119.69 99.65 No 144.54 151.96 1.27 46 354 Standard Chartered Securities (India) Limited 0.08 - 0.08 0.35 -5.74 No 12.10 6.29 18.16 47 358 K Arun Kumar - - - - - No - - - 48 493 Mahesh G Gattani 1.43 - 1.43 206.24 141.55 No 109.02 143.23 0.69 49 507 Zen Securities Limited 29.08 - 29.08 1,498.73 981.35 No 2,753.24 2,614.75 1.74 50 633 Indusind Bank Ltd 1.50 - 1.50 126.71 -3.51 No 443.72 306.81 2.42 51 654 J R Laddha Financial Services (P) Ltd. 0.20 - 0.20 21.44 7.69 No 26.11 23.56 1.10 52 655 DMS Investment Advisory (P) Ltd. 25.84 - 25.84 1,713.58 1,367.64 No 2,186.61 2,218.03 1.29 53 703 Batlivala & Karani Securities India Pvt. Ltd. 1.07 - 1.07 19,480.59 425.59 No 877.95 476.28 0.02 54 784 G K Wealthcare LLP 0.71 - 0.71 108.66 98.60 No 51.75 84.89 0.78 55 821 Pawan Kumar Agrawal 0.31 - 0.31 69.91 61.06 No 39.30 57.07 0.82 56 839 Nayan Balmukund Saraiya 67.71 - 67.71 1,349.74 868.68 No 4,008.54 3,522.27 2.61 57 845 ICICI Securities Limited 1,066.75 - 1,066.75 80,622.16 55,364.56 No 93,465.56 92,496.22 1.15 58 864 Om Spectrum Financial Consultants Pvt. Ltd. 11.38 - 11.38 1,035.71 563.69 No 1,270.99 1,304.53 1.26 59 900 Wealth Managers (India) Private Limited 6.89 - 6.89 1,330.49 853.65 No 890.58 1,037.40 0.78 60 906 Naresh Popatrao Karpe 7.19 - 7.19 216.26 157.19 No 693.12 595.42 2.75 61 910 Oswal Dhan Private Limited 22.79 - 22.79 2,484.98 1,962.05 No 1,737.39 2,148.03 0.86 62 912 B D Shroff Securities Private Limited 0.19 - 0.19 43.30 35.95 No 30.99 27.53 0.64 63 930 Shree Sidvin Financial Services & Invest. Pvt. Ltd. 21.51 - 21.51 1,158.48 530.65 No 2,064.20 1,860.52 1.61 64 938 Sources Solutions India Pvt. Ltd. 42.21 - 42.21 793.58 533.86 No 2,257.72 1,926.91 2.43 65 940 Dalal & Broacha Stock Broking Pvt. Ltd. 1.00 - 1.00 265.65 196.71 No 285.06 311.89 1.17 66 941 Premin Securities 0.24 - 0.24 7.93 5.86 No 56.08 46.72 5.89 67 959 Kalyani Capital Services Pvt.
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