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Name of the AMC : Mirae Asset Investment Managers () Private Limited

All figures - Rs. in Lacs Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) A B A+B 1 2 JM Financial Services Limited 65.93 - 65.93 11,434.51 445.97 No 9,104.59 7,916.09 0.69 2 5 HDFC Bank Limited 108.24 - 108.24 16,839.27 8,889.71 No 30,912.59 26,978.43 1.60 3 6 SKP Securities Limited 14.43 - 14.43 1,367.59 874.94 No 2,203.19 1,908.60 1.40 4 7 SPA Capital Services Limited 17.49 - 17.49 969.33 -462.14 No 2,077.20 1,726.76 1.78 5 9 Way2Wealth Securities Private Limited 6.60 - 6.60 764.04 514.75 No 887.01 809.96 1.06 6 10 Bajaj Capital Ltd. 252.73 - 252.73 14,093.14 8,804.10 No 22,564.16 21,190.08 1.50 7 11SBICAP Securities Limited 2.75 - 2.75 448.13 370.57 No 330.42 422.26 0.94 8 14 Shubhangi Gopal Pai 2.05 - 2.05 341.53 324.02 No 227.52 309.91 0.91 9 16 Bluechip Corporate Investment Centre Ltd 19.21 - 19.21 2,269.94 1,739.34 No 3,293.27 3,264.52 1.44 10 17 Stock Holding Corporation of India Limited 21.07 - 21.07 1,249.06 670.33 No 2,353.49 2,088.82 1.67 11 18 Karvy Stock Broking Limited 187.06 - 187.06 12,877.97 8,103.60 No 19,726.40 16,913.39 1.31 12 19 Limited 12.84 - 12.84 8,904.84 7,551.84 No 2,292.88 6,601.85 0.74 13 20 ICICI Bank Limited 143.61 - 143.61 26,473.17 20,543.75 No 16,455.08 21,143.47 0.80 14 21 Tata Securities Limited 0.30 - 0.30 21,511.36 4.29 No 148.32 43.76 0.00 15 22 Hongkong & Shanghai Banking Corporation Ltd. - - - 7.00 7.00 No 23.89 35.46 5.07 16 30 Eastern Financiers Ltd. 29.41 - 29.41 3,052.25 2,374.76 No 2,308.80 2,495.57 0.82 17 32 RR Investors Capital Services Pvt Ltd. 7.69 - 7.69 360.88 140.18 No 1,149.34 944.57 2.62 18 39 Bluechip Capital Services Private Limited 15.59 - 15.59 928.32 469.75 No 1,231.23 1,187.70 1.28 19 55 Citibank N.A 556.17 - 556.17 52,189.61 32,348.22 No 73,787.58 67,021.33 1.28 20 58 IDBI Bank Ltd. 6.74 - 6.74 - - No - 1,359.15 - 21 60 INFINITY CAPITAL 0.16 - 0.16 11.08 10.08 No 30.43 31.23 2.82 22 88 Sadashiv Arvind Phene 0.01 - 0.01 8.68 7.67 No 1.77 6.21 0.72 23 98 Geojit Financial Services Ltd 25.34 - 25.34 4,560.17 3,815.87 No 3,365.38 3,610.76 0.79 24 133 Viral R Kothari 6.50 - 6.50 194.89 126.56 No 569.09 492.55 2.53 25 135 Bees Network Limited 0.49 - 0.49 33.00 7.19 No 53.56 32.71 0.99 26 155 NJ IndiaInvest Pvt Ltd 1,475.57 - 1,475.57 92,512.17 72,798.45 No 1,05,376.35 1,12,299.69 1.21 27 158 Mata Securities India Pvt. Ltd 3.48 - 3.48 5,449.07 2,210.31 No 2,464.02 2,797.11 0.51 28 162 Jignesh V Shah 0.35 - 0.35 49.42 38.64 No 30.70 38.31 0.78 29 163 Ramkumar H Barchha 0.52 - 0.52 84.30 84.30 No 41.65 69.11 0.82 30 164 Kotak Securities Ltd 19.10 - 19.10 1,129.20 -2,399.59 No 1,892.65 1,140.61 1.01 31 165 Zeenat S Jagani 3.12 - 3.12 308.37 236.36 No 300.16 307.70 1.00 32 166 Hexagon Capital Advisors Private Limited 8.45 - 8.45 968.13 443.66 No 874.47 867.83 0.90 33 167 Chandulal L Vasa - - - - - No - - - 34 183 Amitkumar D Mehta 0.63 - 0.63 85.62 83.98 No 39.55 73.16 0.85 35 186 Bonanza Portfolio Ltd 3.10 - 3.10 398.24 307.07 No 583.69 590.14 1.48 36 189 Ashutosh Financial Services Private Limited 0.93 - 0.93 168.46 130.56 No 94.89 121.20 0.72 37 203 Jayanta Ghosh 2.12 - 2.12 186.96 87.57 No 219.66 216.21 1.16 38 206 PLC Securities Ltd 0.03 - 0.03 9.56 9.16 No 6.82 7.85 0.82 39 262 A.G. Financial Services 6.89 - 6.89 330.06 156.38 No 570.18 506.38 1.53 40 266 P.H. Financial & Investment Consultants Pvt. Ltd. 0.24 - 0.24 1,355.79 119.21 No 145.32 119.59 0.09 41 307 Russell Credit Limited - - - - - No - - - 42 309 Blue Circle Financial Services 30.22 - 30.22 664.25 603.39 No 2,558.41 2,164.83 3.26 43 323 CREST FINSERV LIMITED 8.41 - 8.41 13,761.63 -601.71 No 1,005.74 514.11 0.04 44 342 Sykes & Ray Equities (I) Ltd. 10.12 - 10.12 1,952.21 1,092.00 No 1,276.65 1,470.46 0.75

1 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 45 353 DCB Bank Limited 0.91 - 0.91 119.69 99.65 No 144.54 151.96 1.27 46 354 Securities (India) Limited 0.08 - 0.08 0.35 -5.74 No 12.10 6.29 18.16 47 358 K Arun Kumar - - - - - No - - - 48 493 Mahesh G Gattani 1.43 - 1.43 206.24 141.55 No 109.02 143.23 0.69 49 507 Zen Securities Limited 29.08 - 29.08 1,498.73 981.35 No 2,753.24 2,614.75 1.74 50 633 Indusind Bank Ltd 1.50 - 1.50 126.71 -3.51 No 443.72 306.81 2.42 51 654 J R Laddha Financial Services (P) Ltd. 0.20 - 0.20 21.44 7.69 No 26.11 23.56 1.10 52 655 DMS Investment Advisory (P) Ltd. 25.84 - 25.84 1,713.58 1,367.64 No 2,186.61 2,218.03 1.29 53 703 Batlivala & Karani Securities India Pvt. Ltd. 1.07 - 1.07 19,480.59 425.59 No 877.95 476.28 0.02 54 784 G K Wealthcare LLP 0.71 - 0.71 108.66 98.60 No 51.75 84.89 0.78 55 821 Pawan Kumar Agrawal 0.31 - 0.31 69.91 61.06 No 39.30 57.07 0.82 56 839 Nayan Balmukund Saraiya 67.71 - 67.71 1,349.74 868.68 No 4,008.54 3,522.27 2.61 57 845 ICICI Securities Limited 1,066.75 - 1,066.75 80,622.16 55,364.56 No 93,465.56 92,496.22 1.15 58 864 Om Spectrum Financial Consultants Pvt. Ltd. 11.38 - 11.38 1,035.71 563.69 No 1,270.99 1,304.53 1.26 59 900 Wealth Managers (India) Private Limited 6.89 - 6.89 1,330.49 853.65 No 890.58 1,037.40 0.78 60 906 Naresh Popatrao Karpe 7.19 - 7.19 216.26 157.19 No 693.12 595.42 2.75 61 910 Oswal Dhan Private Limited 22.79 - 22.79 2,484.98 1,962.05 No 1,737.39 2,148.03 0.86 62 912 B D Shroff Securities Private Limited 0.19 - 0.19 43.30 35.95 No 30.99 27.53 0.64 63 930 Shree Sidvin Financial Services & Invest. Pvt. Ltd. 21.51 - 21.51 1,158.48 530.65 No 2,064.20 1,860.52 1.61 64 938 Sources Solutions India Pvt. Ltd. 42.21 - 42.21 793.58 533.86 No 2,257.72 1,926.91 2.43 65 940 Dalal & Broacha Stock Broking Pvt. Ltd. 1.00 - 1.00 265.65 196.71 No 285.06 311.89 1.17 66 941 Premin Securities 0.24 - 0.24 7.93 5.86 No 56.08 46.72 5.89 67 959 Kalyani Capital Services Pvt. Ltd. 15.16 - 15.16 1,249.24 776.90 No 1,191.43 1,161.57 0.93 68 962 Integrated Enterprises (India) Pvt Ltd 64.73 - 64.73 6,608.16 5,909.14 No 6,175.53 6,057.89 0.92 69 976 Ishwar Financial Services 4.50 - 4.50 234.92 191.84 No 398.34 378.45 1.61 70 988 Ganesh Shridhar Shanbhag 1.01 - 1.01 721.92 452.72 No 266.71 445.87 0.62 71 1006 M D Saraf Securities Private Ltd. 18.92 - 18.92 700.00 700.00 No 1,471.01 1,221.80 1.75 72 1016 Roopa Venkatkrishnan 19.48 - 19.48 - - No 1,614.31 35.10 - 73 1017 Rajbir Singh - - - - - No - - - 74 1037 VUK Finvest Consultants Pvt Ltd 5.74 - 5.74 106.70 91.28 No 478.69 392.38 3.68 75 1107 Bhavesh Mahavir Khetan 3.16 - 3.16 545.15 537.32 No 249.66 455.52 0.84 76 1142 Wealth First Advisors Pvt Ltd 61.62 - 61.62 2,829.20 1,659.26 No 4,829.02 4,197.59 1.48 77 1146 Dipak Kumar Das 19.22 - 19.22 511.90 447.69 No 1,767.91 1,369.02 2.67 78 1160 Prescient Financial Solutions 52.80 - 52.80 1,506.00 748.02 No 3,978.11 3,452.47 2.29 79 1173 Shivranjani Securities Company Pvt Ltd 25.76 - 25.76 4,415.02 3,037.83 No 3,202.68 4,379.92 0.99 80 1174 Nandkishor Yeshwant Sinari 0.01 - 0.01 2.75 2.75 No 10.37 9.31 3.39 81 1186 Money Options Services Pvt Ltd 6.83 - 6.83 274.94 208.68 No 534.55 486.26 1.77 82 1209 Standard Chartered Bank 0.78 - 0.78 400.14 159.34 No 454.52 446.43 1.12 83 1234 Gupta Capital Investment Centre 0.34 - 0.34 48.11 45.86 No 36.10 46.12 0.96 84 1235 Shenoy Investment & Financial Consultants Pvt Ltd 16.97 - 16.97 474.86 323.81 No 988.67 864.10 1.82 85 1238 Harley Securities Pvt Ltd 29.81 - 29.81 1,164.44 1,119.34 No 2,586.28 2,430.67 2.09 86 1239 Axiom Financial Services Pvt Ltd 10.86 - 10.86 743.50 348.43 No 928.66 862.57 1.16 87 1308 Almondz Global Securities Ltd 2.81 - 2.81 53.15 -74.78 No 473.67 282.23 5.31 88 1343 Chetan Manharlal Lapsiwala 0.67 - 0.67 54.67 38.52 No 88.62 90.29 1.65 89 1351 Dilipkumar Shashikant Vayeda 0.00 - 0.00 16.29 9.93 No 0.73 7.88 0.48 90 1389 Right Choice Securities Pvt Ltd 1.63 - 1.63 314.84 193.02 No 183.54 215.19 0.68 91 1390 Limited 1,284.49 - 1,284.49 86,574.68 56,571.36 No 1,08,343.28 1,01,490.99 1.17 92 1428 Poddar Financial Services 1.21 - 1.21 121.82 65.17 No 117.13 130.22 1.07

2 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 93 1435Security Investments Limited 3.29 - 3.29 682.91 529.77 No 459.62 613.97 0.90 94 1480 Raviraj Investments Corporate (India) Pvt Ltd 31.32 - 31.32 1,005.10 511.37 No 1,942.28 1,666.02 1.66 95 1503 Bharat Soneja - - - - - No - - - 96 1520 Hemant Satyavan Shah 0.53 - 0.53 31.50 28.45 No 62.00 67.24 2.13 97 1560 Purnima Securities Pvt Ltd 3.14 - 3.14 717.38 451.85 No 536.80 624.91 0.87 98 1563 Emkay Global Financial Services Limited 6.69 - 6.69 2,747.12 1,848.21 No 1,107.59 1,994.46 0.73 99 1566 Chaitanya Financial Consultancy Pvt Ltd 6.62 - 6.62 171.12 104.25 No 414.15 325.05 1.90 100 1567 Basic Financial Services Pvt Ltd 23.82 - 23.82 381.49 153.35 No 1,680.40 1,352.50 3.55 101 1598 Bhadresh Madhusudan Gandhi - - - - - No - - - 102 1622 Kumaraswamy C.V 1.59 - 1.59 441.99 299.15 No 178.59 245.90 0.56 103 1634 Asit Haresh Bhansali 0.76 - 0.76 219.65 147.87 No 107.90 136.97 0.62 104 1662 Priti Ajit Kucheria 2.29 - 2.29 910.92 661.34 No 471.30 728.72 0.80 105 1666 Safe Assets 10.09 - 10.09 1,539.26 1,119.77 No 948.92 1,356.15 0.88 106 1668 ECS Financial Services (India) Private Limited 9.35 - 9.35 541.98 370.13 No 835.78 783.45 1.45 107 1676 Right Returns 8.51 - 8.51 798.90 527.46 No 856.11 767.23 0.96 108 1678 Mangsidhesh Investments Pvt Ltd 39.43 - 39.43 1,003.71 835.77 No 2,414.01 2,187.25 2.18 109 1739 Jennifer Maria Mendes 0.01 - 0.01 0.69 0.69 No 1.72 0.93 1.35 110 1777 Vijay Financial Consultants Pvt Ltd 21.34 - 21.34 697.34 582.70 No 1,414.07 1,261.27 1.81 111 1837 Sangeeta Milind Chitnis 7.33 - 7.33 717.17 398.21 No 638.07 668.20 0.93 112 1847 Chandrakant Kashinath Amritkar 0.15 - 0.15 21.85 16.37 No 37.28 31.81 1.46 113 1849 Akshaya Budhraja 0.15 - 0.15 51.87 39.07 No 13.38 30.82 0.59 114 1851 Dhanesh M. Shah 4.60 - 4.60 619.05 618.08 No 340.10 535.51 0.87 115 1912 Anjali Investment & Consultants 0.89 - 0.89 122.62 100.01 No 99.74 123.83 1.01 116 1920 Hari Ghanashyam Kamat 0.20 - 0.20 61.00 49.77 No 22.96 47.52 0.78 117 1927 Kaajal Suresh Thadani - - - - - No - - - 118 1930 Vatsal Pravin Shah 0.39 - 0.39 45.37 34.49 No 71.41 60.12 1.33 119 1947 Akshaya Wealth Management (P) Ltd - - - - - No - - - 120 1964 Anil Khera 7.70 - 7.70 492.34 253.88 No 695.90 630.88 1.28 121 1976 Sandeep Shah 3.52 - 3.52 46.46 40.40 No 300.67 243.92 5.25 122 2023 Bharat Bhushan & Co. 1.40 - 1.40 249.50 95.45 No 173.49 188.87 0.76 123 2025 Suvridhi Capital Markets Private Ltd 8.41 - 8.41 810.68 451.16 No 843.10 889.82 1.10 124 2096 Jackson Consultants 2.32 - 2.32 280.05 260.05 No 173.49 224.34 0.80 125 2131 Kanga Financial Services Pvt Ltd 4.44 - 4.44 293.43 188.36 No 468.56 451.29 1.54 126 2198 Sonia Narang 0.07 - 0.07 3.89 3.64 No 7.87 7.39 1.90 127 2224 Ashwin Rasiklal Vajani 6.14 - 6.14 221.75 195.21 No 395.46 389.30 1.76 128 2238 Rajiv Suri 0.11 - 0.11 12.18 6.32 No 18.67 18.18 1.49 129 2276 Seema Ramesh Nainani 0.01 - 0.01 1.00 -1.17 No 1.34 - - 130 2282 Ramesh Valab Nainani (Huf) 23.51 - 23.51 1,314.77 977.56 No 2,005.68 1,943.65 1.48 131 2283 Tushar Jitendra Shah 0.38 - 0.38 76.54 68.23 No 61.12 99.07 1.29 132 2365 Hari Mohan Gupta 21.51 - 21.51 1,101.07 818.34 No 1,504.51 1,460.58 1.33 133 2380 Edge Corporate Services Pvt Ltd - - - - - No - - - 134 2401Sangam Investments - - - - - No - - - 135 2402 Farr Lapp Investments - - - - - No - - - 136 2403 Varsha Investments 9.07 - 9.07 367.36 199.55 No 691.82 628.11 1.71 137 2455 Shekhar Madhusudan Mahore - - - - - No - - - 138 2481 Rajinder Pal Singh Anand - - - - - No - - - 139 2487 Devendra Yeshwant Mhatre 0.87 - 0.87 89.21 26.87 No 114.28 100.49 1.13 140 2512 Rakesh Pasricha 7.65 - 7.65 563.25 492.34 No 639.43 649.52 1.15

3 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 141 2550 Shagun Sandeep Sutaria 0.01 - 0.01 2.50 1.30 No 0.91 1.17 0.47 142 2590 Prakash Mahendra Thakkar 4.90 - 4.90 42.08 -5.82 No 355.15 256.13 6.09 143 2595 Dhairav Janak Shroff 2.29 - 2.29 61.84 52.96 No 153.29 144.26 2.33 144 2640 Common Wealth - - - - - No - - - 145 2641 Guruvayoorappan Investments - - - - - No - - - 146 2647 Rajaram Management Services Pvt Ltd - - - - - No - - - 147 2648 & Co. Pvt Ltd 0.21 - 0.21 123.55 120.50 No 67.79 158.41 1.28 148 3033 Vivek Kumar 0.02 - 0.02 2.10 2.00 No 5.62 6.27 2.99 149 3063S.R. Investments 4.59 - 4.59 450.43 306.20 No 352.47 376.26 0.84 150 3069 Om Enterprises 0.96 - 0.96 219.07 167.94 No 190.27 249.20 1.14 151 3077 Paterson Securities Pvt Ltd 0.16 - 0.16 22.73 14.64 No 30.60 32.74 1.44 152 3082CRVJ Investment Consultants Pvt.Ltd. 7.82 - 7.82 327.68 142.34 No 820.36 700.73 2.14 153 3083 Quadratic Financial Services Pvt Ltd 7.60 - 7.60 1,356.20 838.00 No 1,136.41 1,470.69 1.08 154 3086 Asit C. Mehta Investment Intermediates Ltd 2.15 - 2.15 513.85 357.25 No 573.04 605.55 1.18 155 3087 Narnolia Financial Advisors Limited 5.46 - 5.46 383.00 239.01 No 559.16 528.41 1.38 156 3089 Colaco & Aranha - - - - - No - - - 157 3092 Think Financial & Insurance Cons Pvt Ltd 0.17 - 0.17 138.32 124.18 No 62.08 127.27 0.92 158 3267 Manu Financial Services 10.08 - 10.08 549.85 398.86 No 727.71 623.12 1.13 159 3276 Prabhudas Lilladher Pvt Ltd 4.54 - 4.54 322.57 189.61 No 729.14 621.15 1.93 160 3280 Sundaram Finance Limited 19.65 - 19.65 2,779.29 1,655.21 No 2,803.53 2,937.40 1.06 161 3284 SKM Management Services - - - - - No - - - 162 3296 Reliable Investments 5.67 - 5.67 612.78 601.37 No 443.69 540.19 0.88 163 3307 Disha Finance & Investment Pvt Ltd 46.14 - 46.14 1,011.82 750.95 No 2,629.40 2,319.74 2.29 164 3308Sach Investments - - - - - No - - - 165 3315 Dhaval Mahendra Desai 0.98 - 0.98 48.17 43.90 No 91.13 89.18 1.85 166 3350 Durga Financial Services Pvt Ltd 10.80 - 10.80 417.94 180.88 No 706.71 743.13 1.78 167 3485 Arun Vishwanath Lagu 57.58 - 57.58 1,125.15 547.35 No 4,566.14 3,955.44 3.52 168 3511 Wealthcare Securities Private Limited 32.13 - 32.13 2,567.73 1,076.01 No 2,534.97 2,447.15 0.95 169 3515 Sri Kotyark Investments 4.56 - 4.56 115.78 62.00 No 408.58 359.84 3.11 170 3524 JHAVERI SECURITIES LTD 24.55 - 24.55 1,638.94 776.79 No 2,084.54 1,942.73 1.19 171 3528 Power Pusher Financial Services LLP 13.71 - 13.71 783.81 589.54 No 983.90 962.88 1.23 172 3535Abm Investment 2.66 - 2.66 70.72 47.33 No 262.68 229.20 3.24 173 3543 AG 43.36 - 43.36 2,996.87 2,066.04 No 4,007.48 3,656.89 1.22 174 3677 Dhananjay Manohar Kale 13.24 - 13.24 737.27 528.69 No 1,060.76 1,090.02 1.48 175 3689 Yogesh Jayant Shah 4.95 - 4.95 565.60 137.49 No 568.28 511.88 0.91 176 3729 Jayesh Subhash Salvi 95.56 - 95.56 1,963.62 1,094.24 No 5,332.71 4,623.91 2.35 177 3821 Mukesh R Parikh 14.55 - 14.55 84.58 -39.41 No 918.75 612.27 7.24 178 3852 PTIC (P) Ltd 0.60 - 0.60 49.11 19.91 No 95.73 83.94 1.71 179 3858 Shreeji Kosh Services 2.98 - 2.98 111.54 79.52 No 380.22 329.36 2.95 180 3945 Kishore N.Kewalramani 30.87 - 30.87 1,860.01 1,021.74 No 2,172.94 2,038.48 1.10 181 3963 Vinit Chandulal Vasa 32.35 - 32.35 1,797.89 1,045.81 No 2,948.88 2,791.77 1.55 182 4042 Mahesh Sawaika 0.02 - 0.02 7.97 4.75 No 3.12 5.10 0.64 183 4159 Vinayak Dattatreya Joshi 0.87 - 0.87 175.96 167.16 No 92.54 156.07 0.89 184 4188 Holistic Investment Planners Pvt. Ltd. 0.74 - 0.74 73.24 56.87 No 98.05 111.72 1.53 185 4193 Millennium Finance Limited 26.69 - 26.69 603.74 158.14 No 1,953.77 1,230.47 2.04 186 4216 Shashank Jain - - - - - No - - - 187 4327 Sangeeta Satnalika - - - - - No - - - 188 4452 Krishna Manohar Pandhare 49.96 - 49.96 841.18 406.63 No 3,107.10 2,451.10 2.91

4 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 189 4461 Soba Infosec Pvt Ltd 0.02 - 0.02 8.90 7.53 No 2.93 7.37 0.83 190 4464 Vikram S.Bagadthey 0.01 - 0.01 11.94 10.75 No 2.03 10.69 0.90 191 4478 Anand Rathi Share And Stock Limited 53.24 - 53.24 8,859.32 2,760.26 No 6,404.03 5,811.96 0.66 192 4480 Union - - - 0.02 0.02 No 0.00 0.02 1.00 193 4481 Bank of India - - - - - No - - - 194 4483 UTI Infrastructure Technology And Services Ltd - - - 0.70 0.70 No 0.61 0.74 1.05 195 4484 Blue Chip Investments 125.18 - 125.18 2,837.08 2,144.42 No 8,183.69 7,052.62 2.49 196 4815 Abhinav Mehta 0.37 - 0.37 31.70 27.47 No 24.68 36.41 1.15 197 4829Gupta Investments 2.27 - 2.27 792.32 661.44 No 313.00 554.86 0.70 198 4843 TIPS 20.66 - 20.66 557.86 373.16 No 1,176.87 979.99 1.76 199 4968 Ramesh Chand Maloo 20.91 - 20.91 - - No 1,806.88 - - 200 5084 Dipankar Das 4.26 - 4.26 308.51 173.97 No 393.11 375.27 1.22 201 5205 Mukul Pravin Kulkarni 0.15 - 0.15 37.24 29.88 No 48.43 53.65 1.44 202 5207 Kumud Ketan Dedhia 9.98 - 9.98 265.43 74.04 No 1,011.92 842.89 3.18 203 5298 Deep Management & Eco Consultants Private Limited 11.22 - 11.22 219.23 152.88 No 966.61 812.84 3.71 204 5503 Mukesh Kumar.M - - - - - No - - - 205 5592 Darshan Services Private Limited - - - - - No - - - 206 5593 Merchant Investment Consultancy Private Limited 28.55 - 28.55 1,453.99 805.48 No 2,125.82 2,149.60 1.48 207 5596 Fortune Finsec Pvt Ltd 0.03 - 0.03 4.91 4.91 No 2.97 6.16 1.26 208 5599 Autus Wealth Management Private Limited 86.11 - 86.11 4,480.36 3,648.92 No 6,232.07 5,916.48 1.32 209 5603 Private Limited 0.41 - 0.41 295.27 212.11 No 86.63 187.07 0.63 210 5642 Suvarna Yogesh Shah 1.38 - 1.38 135.60 135.60 No 102.52 110.43 0.81 211 5776 Rikhav Suresh Desai 0.19 - 0.19 20.19 16.79 No 22.21 26.98 1.34 212 5882 Deepak 4.97 - 4.97 358.71 282.30 No 454.14 459.25 1.28 213 5889 Rajeev Murarka 0.05 - 0.05 20.44 20.44 No 9.69 20.00 0.98 214 5958 Surendra Kumar Dugar & Co - - - - - No - - - 215 5962 Sab Investments 1.31 - 1.31 5.53 - No 186.45 141.14 25.53 216 5975 Rohan Maurya 13.53 - 13.53 930.80 558.21 No 1,124.66 1,304.45 1.40 217 5990 Drumesh H.Pandya - - - - - No - - - 218 6083 Joseph Elias Menezes 17.53 - 17.53 1,063.28 873.67 No 1,694.91 1,654.50 1.56 219 6085 Anita Arun Lagu 0.04 - 0.04 6.16 6.16 No 6.73 3.58 0.58 220 6233 Jain Bros 0.09 - 0.09 7.61 5.55 No 26.41 22.72 2.98 221 6353 Safe Investment & Financial Services 5.28 - 5.28 919.66 811.03 No 526.02 747.18 0.81 222 6575 Ipcon Associates 1.98 - 1.98 108.38 95.14 No 176.63 177.83 1.64 223 6622 Goel Financial Consultants - - - - - No - - - 224 6714 Varughese Mathai.K 13.06 - 13.06 727.37 547.62 No 1,147.80 1,132.05 1.56 225 7007 Three Cheers - - - - - No - - - 226 7011 Arvind Financial Services - - - - - No - - - 227 7129 Tayal Capitals 36.87 - 36.87 755.58 355.69 No 2,505.15 2,101.00 2.78 228 7151 Gajendra Hiralal Jain - - - - - No - - - 229 7493 Prime Capital Services Private Ltd 33.59 - 33.59 6,027.32 5,770.53 No 2,728.62 4,860.19 0.81 230 7518 Prakash Investments 21.09 - 21.09 928.43 701.53 No 1,392.69 1,398.03 1.51 231 7632 Ketan Jayantilal Shah 0.01 - 0.01 8.61 7.44 No 1.91 5.60 0.65 232 7858 Madhuvan Securities Private Limited 0.11 - 0.11 13.52 13.40 No 14.25 17.34 1.28 233 7893 Ravindra Rajendra Oberoi 4.22 - 4.22 521.06 197.79 No 397.76 334.43 0.64 234 8181 Brain Point Investment Centre Pvt Ltd 343.72 - 343.72 26,928.88 13,229.53 No 21,787.31 21,486.32 0.80 235 8337 Navneet Kumar 9.34 - 9.34 457.70 -368.68 No 1,023.37 583.75 1.28 236 8418 - - - - - No - 0.01 -

5 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 237 8596 Kukku Consultants Private Limited 46.17 - 46.17 1,220.75 -115.13 No 2,769.74 2,167.50 1.78 238 8783 Bimal Mansukhlal Panchamia 15.91 - 15.91 526.18 379.58 No 1,035.90 1,005.22 1.91 239 9156 Gautam Rathore 0.54 - 0.54 11.54 11.24 No 47.89 43.69 3.79 240 9194 Indsec Securities And Finance Ltd. - - - - - No - - - 241 9270 Samruddhi Investment 15.07 - 15.07 598.91 430.19 No 1,404.68 1,278.77 2.14 242 9305 Nitin N Odhawani - - - - - No - - - 243 9308 Sanjay Mahendrakumar Nanavati 6.45 - 6.45 542.82 335.37 No 476.67 539.40 0.99 244 9342 Tamanna Varma 33.41 - 33.41 659.79 276.63 No 2,172.28 1,829.52 2.77 245 9348 Samsang Financial Consultants 6.31 - 6.31 693.23 459.39 No 614.83 683.93 0.99 246 9534 Shah Digpal Hemant 0.02 - 0.02 1.20 0.57 No 2.96 2.54 2.12 247 9760 - - - - - No - - - 248 9807 Indus Capital 167.99 - 167.99 3,811.74 2,222.50 No 10,120.84 8,519.82 2.24 249 9992 Prudent Corporate Advisory Services Ltd 476.03 - 476.03 35,069.33 25,858.11 No 39,023.01 41,585.56 1.19 250 10164 Jash Consultancy 0.10 - 0.10 1.77 1.77 No 12.28 9.97 5.63 251 10251 Akasa Securities & Financial Services Pvt. Ltd 0.46 - 0.46 5.05 -32.14 No 40.76 - - 252 10402 Finance Doctor Pvt. Ltd 1.69 - 1.69 256.80 255.69 No 163.76 216.64 0.84 253 10617 Subras Investments 14.34 - 14.34 709.78 -14.88 No 1,383.75 1,042.96 1.47 254 10831 Punit Fintrade Private Ltd. - - - 0.06 0.06 No 0.01 0.05 0.75 255 10836 Rushil Financial Services 0.80 - 0.80 313.13 211.50 No 124.58 171.48 0.55 256 10868 Padmanaban B 7.16 - 7.16 651.80 584.14 No 599.06 684.88 1.05 257 10882 Kooran Varghese Polson 3.03 - 3.03 345.61 196.09 No 275.07 279.68 0.81 258 11439 Leader Care Finance 18.31 - 18.31 467.00 348.97 No 1,308.57 1,193.77 2.56 259 11502 Subhas Chakraborty 0.05 - 0.05 2.02 2.02 No 4.88 4.71 2.33 260 11572 Rajendra Pachare 31.92 - 31.92 1,134.37 710.11 No 2,083.37 1,784.57 1.57 261 11660 Frontline Securities Ltd 0.04 - 0.04 - - No 3.63 2.70 - 262 11694 Aahlada Securities Pvt Ltd 0.30 - 0.30 34.40 10.53 No 34.58 28.59 0.83 263 11766 Capital League 67.19 - 67.19 3,872.65 1,407.06 No 7,880.26 6,565.70 1.70 264 11941 Darshan Mahendra Parekh 0.78 - 0.78 309.25 293.49 No 122.14 238.70 0.77 265 12143 Gunisetty Gnana Prasunamba - - - - - No - - - 266 12195 1.64 - 1.64 1,406.51 1,142.24 No 482.56 1,161.68 0.83 267 12201 Bahubali Mohanlal Shah 2.94 - 2.94 292.03 165.76 No 244.08 277.02 0.95 268 12298 Jayshree A Shah 2.01 - 2.01 585.66 421.60 No 251.44 410.14 0.70 269 12370 Deepak Kumar Bhardwaj 5.94 - 5.94 212.02 178.09 No 475.78 444.13 2.09 270 12371 Rachit Consultants 9.64 - 9.64 615.17 244.11 No 766.29 702.43 1.14 271 12417 Ashika Stock Broking Ltd. 4.91 - 4.91 283.43 205.96 No 429.62 422.63 1.49 272 12576 ITI Securities Broking Limited 1.10 - 1.10 260.46 165.64 No 246.19 274.34 1.05 273 12836 Rashmi Thukral 2.70 - 2.70 496.67 279.98 No 195.07 264.71 0.53 274 12899 Ramesh Chander Anand 0.01 - 0.01 1.17 1.17 No 4.38 3.79 3.24 275 12931 Kirti Tejas Merchant - - - - - No - - - 276 12992 Veena Chandra 1.23 - 1.23 18.86 10.96 No 126.96 102.33 5.42 277 13004 Sonal Rajesh Rawani 0.12 - 0.12 1.20 1.20 No 36.17 28.82 24.02 278 13376 Elite Wealth Advisors Limited 4.95 - 4.95 480.78 266.09 No 648.81 623.21 1.30 279 13549 HDFC Securities Ltd 148.77 - 148.77 24,277.01 19,403.43 No 23,390.58 22,460.06 0.93 280 13595 Wealth First Port Folio Managers Ltd 252.04 - 252.04 14,826.80 12,360.76 No 18,658.70 17,720.99 1.20 281 13831 The Saraswat Co-Operative Bank Ltd - - - - - No 1.33 1.05 - 282 13913 Porecha Global Securities Pvt Ltd 0.24 - 0.24 58.21 57.10 No 41.16 54.35 0.93 283 13996 Yashwant Amarsingh Rathod 37.26 - 37.26 1,142.22 839.43 No 2,895.25 2,531.95 2.22 284 14038 Yogendra Dilipbhai Doshi 3.28 - 3.28 196.95 127.11 No 357.37 359.42 1.82

6 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 285 14155 Dhruv Lalit Mehta 97.30 - 97.30 - - No 6,872.14 - - 286 14352 Boho Consultants Pvt Ltd 1.16 - 1.16 337.38 227.82 No 142.29 198.64 0.59 287 14545 Kaushikkumar Harmanbhai Patel 0.07 - 0.07 7.69 7.69 No 7.02 7.49 0.97 288 14565 Thakker Nikhil Vasudev - - - 0.64 0.64 No 0.48 0.77 1.21 289 14627 Paresh Gopal Bhide 10.33 - 10.33 222.10 183.81 No 596.52 555.94 2.50 290 14695 Jayakumari Ishwarlal Shah 0.07 - 0.07 4.25 0.05 No 14.06 11.88 2.80 291 14731 Janak Dulari 23.86 - 23.86 851.21 316.55 No 1,993.41 1,654.74 1.94 292 15078 Sharad Gupta 0.25 - 0.25 66.70 38.89 No 34.83 50.46 0.76 293 15110 Allegro Capital Advisors Pvt Ltd 2.71 - 2.71 877.02 813.89 No 351.13 445.03 0.51 294 15114 Arihant Capital Markets Limited 13.45 - 13.45 659.60 505.10 No 1,190.79 1,108.48 1.68 295 15220 Rohitashwa Kumbhkar 3.09 - 3.09 233.47 208.72 No 296.98 358.00 1.53 296 15251 Bharat Tokershi Gosar - - - - - No - - - 297 15423 Satyen Girish Vakil 1.67 - 1.67 57.54 55.20 No 117.44 113.47 1.97 298 15824 Suman Kumar Thakur 0.04 - 0.04 17.17 9.58 No 5.60 9.73 0.57 299 16011 A K Narayan 2.25 - 2.25 18.91 13.09 No 242.73 176.07 9.31 300 16321 Vision Ahead Services (Pvt) Ltd 0.03 - 0.03 0.12 -0.24 No 8.86 6.65 55.41 301 16404 Edelweiss Financial Services Limited 25.36 - 25.36 1,687.28 1,260.25 No 2,375.51 2,321.48 1.38 302 16699 Prakash Hariram Lohana 1.60 - 1.60 178.98 50.85 No 163.47 139.76 0.78 303 16845 Ashok Kumar Agarwal - - - - - No - - - 304 16853 Kalariya Ravi Keshavlal 0.06 - 0.06 3.16 1.99 No 5.95 4.98 1.57 305 17297 Invest Search 6.98 - 6.98 350.93 285.91 No 493.33 413.20 1.18 306 18741 Vcare Investment Services Pvt. Ltd. 81.69 - 81.69 2,149.40 1,368.88 No 4,943.78 4,222.70 1.96 307 18747 Palani Dhamodar 4.38 - 4.38 124.20 101.95 No 367.94 311.53 2.51 308 18870 Shifali Satsangee 3.19 - 3.19 988.36 906.25 No 306.10 933.69 0.94 309 18879 Pihas Mukesh Parikh 5.86 - 5.86 290.21 216.53 No 462.27 408.40 1.41 310 18919 Gada & Haria Financial Planners Private Limited 16.59 - 16.59 949.35 823.59 No 1,575.08 1,503.33 1.58 311 18941 Sachin Shashikant Parekh 10.42 - 10.42 553.48 344.23 No 1,024.40 965.29 1.74 312 19203 Abchlor Investment Advisors (P) Ltd 49.41 - 49.41 1,586.68 1,121.97 No 3,016.17 2,633.94 1.66 313 19343 Ashish Golechha 30.30 - 30.30 962.39 723.45 No 2,307.62 2,255.50 2.34 314 19969 Sunder Gopal Roy - - - - - No - - - 315 20669 Limited 86.54 - 86.54 10,922.93 7,169.48 No 13,677.88 13,172.44 1.21 316 20677 Relacs Investment & Financial Services Pvt Ltd 17.84 - 17.84 955.83 370.45 No 1,827.81 1,381.64 1.45 317 20721 Wiseinvest Advisors Pvt. Ltd. 14.52 - 14.52 1,553.07 1,426.93 No 1,596.55 1,726.67 1.11 318 20936 Ventura Securities Ltd 23.42 - 23.42 1,649.28 1,170.22 No 2,874.19 2,731.93 1.66 319 20943 Infinity Finserv (P) Ltd 1.70 - 1.70 227.22 206.41 No 128.50 178.11 0.78 320 21399 BFC Capital P Ltd 5.81 - 5.81 586.66 421.96 No 431.21 520.44 0.89 321 21896 Laxmi Narayan Gupta 1.73 - 1.73 130.68 111.71 No 205.59 207.62 1.59 322 22073 Investor Point 3.67 - 3.67 79.87 53.76 No 270.55 224.98 2.82 323 22193 The Ltd. - - - 5.05 -7.12 No 18.38 9.99 1.98 324 22304 Jainy Tejash Shah 0.87 - 0.87 85.90 85.12 No 73.63 69.11 0.80 325 22502 Iqbal Singh 4.20 - 4.20 113.05 -27.63 No 369.70 312.15 2.76 326 22556 Ranna Amit Thakkar 4.07 - 4.07 344.54 251.31 No 280.62 290.50 0.84 327 22621 Yezdi Framroz Langrana 0.22 - 0.22 29.30 29.30 No 31.53 31.97 1.09 328 22973 Trade Net Wealth Managers Pvt Ltd 6.92 - 6.92 392.84 321.93 No 464.80 408.23 1.04 329 23017 Limited 78.41 - 78.41 6,341.64 3,457.40 No 7,545.67 5,597.86 0.88 330 23125 Narendra Shrikisan Agrawal - - - - - No - - - 331 23696 P K Martin - - - - - No - - - 332 23999 Rajesh Kr Sodhani 23.32 - 23.32 670.36 341.29 No 1,582.16 1,396.90 2.08

7 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 333 24141 Moksh Consulting 24.42 - 24.42 3,637.94 2,044.93 No 2,415.65 2,627.92 0.72 334 24216 Invest & Prosper Financial Services 1.46 - 1.46 387.96 268.92 No 137.63 336.50 0.87 335 24394 Coolbrain Consultants Private Ltd. 70.23 - 70.23 968.63 643.18 No 3,998.67 3,090.05 3.19 336 24689 M/S Milestone Financial Consultants 0.09 - 0.09 23.61 20.89 No 30.21 35.42 1.50 337 25647 Snazzy Wealth Creators 7.21 - 7.21 197.43 -282.97 No 667.66 414.94 2.10 338 27210 GEPL CAPITAL PRIVATE LIMITED 1.26 - 1.26 362.79 124.36 No 368.63 412.12 1.14 339 27400 Diva Jyote Portfolios Private Limited 3.55 - 3.55 360.74 217.50 No 386.34 385.61 1.07 340 27842 Deepanshu Singhal 12.07 - 12.07 1,954.16 896.75 No 1,119.95 1,210.65 0.62 341 27988 Peakalpha Investment Services (P) Ltd., 18.35 - 18.35 5,334.32 4,783.06 No 1,975.14 4,047.56 0.76 342 28004 Investor Shoppe Consultancy Private Limited 71.83 - 71.83 1,108.16 863.53 No 4,191.98 3,575.85 3.23 343 28244 Nimish Kantilal Unadkat 8.47 - 8.47 575.53 422.62 No 926.19 1,006.81 1.75 344 28323 Asset Alliance Securities Private Limited 0.60 - 0.60 104.69 77.54 No 99.45 124.14 1.19 345 28400 Shriram Insight Share Brokers Ltd 4.53 - 4.53 600.20 473.77 No 456.39 443.11 0.74 346 28457 Verdant Financial Advisory Services Private Limited 1.78 - 1.78 139.96 20.26 No 202.04 179.76 1.28 347 28601 Mukesh Dokania 0.61 - 0.61 21.00 21.00 No 53.27 42.14 2.01 348 28958 Saksham Wealth Solutions Private Limited 0.09 - 0.09 27.43 22.58 No 14.89 25.13 0.92 349 29053 Gopal Chulani 50.95 - 50.95 346.12 -39.52 No 2,985.17 2,321.49 6.71 350 29235 Sukanta Bhattacharjee 0.05 - 0.05 11.42 5.12 No 6.32 8.19 0.72 351 29345 SMC Global Securities Limited 26.66 - 26.66 2,428.26 1,524.51 No 3,683.05 3,440.55 1.42 352 29727 Zeus Investment Solutions 0.03 - 0.03 10.99 9.98 No 7.20 10.08 0.92 353 29819 Pioneer Client Associates Private Limited 295.81 - 295.81 34,959.22 18,891.11 No 25,430.20 27,631.04 0.79 354 29860 Shrambal Consultants Private Limited 0.78 - 0.78 140.79 99.33 No 96.28 122.44 0.87 355 29886 Kartik Amrish Gandhi HUF 180.80 - 180.80 6,521.75 5,555.64 No 10,335.88 10,725.03 1.64 356 29889 Limited 3.60 - 3.60 318.85 124.85 No 835.19 668.09 2.10 357 29900 R.L.P. Securities Pvt. Ltd. 1.42 - 1.42 1,171.98 460.87 No 300.34 691.26 0.59 358 30061 Shri Ashutosh Securities Private Limited 0.32 - 0.32 166.23 142.95 No 73.34 134.05 0.81 359 30156 Mahindra & Mahindra Financial Services Limited 1.39 - 1.39 333.75 215.85 No 424.89 424.82 1.27 360 30242 Mukund Seshadri 6.36 - 6.36 1,963.28 1,077.85 No 880.97 1,109.45 0.57 361 30370 Om Apex Investment Services Private Limited 5.65 - 5.65 725.96 711.42 No 375.34 613.82 0.85 362 30544 K Sarath Kumar 3.54 - 3.54 451.31 253.72 No 323.53 332.34 0.74 363 30846 International Money Matters Private Limited 33.26 - 33.26 719.23 -738.92 No 3,822.02 2,717.53 3.78 364 31340 Wealth Creators . 0.05 - 0.05 - - No - 7.84 - 365 31388 Abacus Corporation Private Limited 12.03 - 12.03 91.63 50.20 No 865.33 405.46 4.42 366 31751 LKP Securities Limited 2.94 - 2.94 676.30 366.32 No 550.46 476.68 0.70 367 31899 Shagun Sutaria Stock Broking Private Limited 0.06 - 0.06 - - No 7.07 5.37 - 368 32205 Deepak Bakshi - - - - - No - - - 369 32281 Indira Jitendra Udani 3.23 - 3.23 60.20 54.94 No 231.73 195.12 3.24 370 32455 Arvinder Singh Bindra - - - - - No - - - 371 32652 Milind Khasnis 1.31 - 1.31 188.27 109.49 No 140.31 126.14 0.67 372 32848 Ace Wealth Management Private Limited 0.20 - 0.20 55.50 35.12 No 24.33 38.57 0.69 373 32972 Crescore Wealth Management Services Pvt. Ltd. 0.53 - 0.53 91.15 -9.60 No 152.55 113.51 1.25 374 33035 LIFE 6.16 - 6.16 1,120.31 621.49 No 468.89 635.23 0.57 375 33349 Shirish Shah 24.70 - 24.70 649.39 498.08 No 1,487.83 1,337.53 2.06 376 33422 Abhenav Khettry 15.14 - 15.14 764.51 452.65 No 1,127.61 1,088.89 1.42 377 33430 Sinhasi Consultants Private Limited 0.01 - 0.01 3.27 3.27 No 2.52 3.28 1.00 378 33684 SMR Consultancy Private Limited - - - - - No - - - 379 33752 S J Investment Services Pvt Ltd 241.23 - 241.23 4,386.53 2,756.74 No 14,062.69 11,396.91 2.60 380 33919 Vista Wealth Consultants Private Limited 13.78 - 13.78 1,737.67 1,287.21 No 1,415.70 1,811.90 1.04

8 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 381 34074 Harish S Kotian 31.28 - 31.28 760.03 742.83 No 2,146.24 1,936.18 2.55 382 34180 A R J Financial Consultants India Private Limited 41.06 - 41.06 1,333.49 464.62 No 2,982.32 2,434.64 1.83 383 34238 Tumma Balraj 12.97 - 12.97 887.78 417.51 No 1,013.93 940.78 1.06 384 34364 Catalyst Financial Planning - - - - - No - - - 385 34372 K Amruthnath Krishna Rao 47.91 - 47.91 2,275.65 1,545.79 No 3,026.95 2,951.19 1.30 386 34515 Comsol Financial Solutions Private Limited 0.44 - 0.44 80.32 75.07 No 47.63 88.42 1.10 387 34962 DSA Capital Services 3.09 - 3.09 110.54 95.01 No 180.31 184.23 1.67 388 34976 Hemant Suryakant Powale 57.10 - 57.10 1,336.73 802.28 No 3,883.33 3,355.20 2.51 389 35323 Limited - - - 1.22 1.22 No 1.85 1.90 1.56 390 35331 Sujata Kabraji 0.52 - 0.52 408.25 321.48 No 128.51 295.91 0.72 391 35783 25.31 - 25.31 3,103.61 2,582.42 No 2,218.96 2,403.40 0.77 392 36152 Vishal Bharat Modi 40.58 - 40.58 2,993.11 1,751.18 No 2,915.77 3,021.64 1.01 393 36190 Director General Posts - - - - - No - - - 394 36358 Ambit Capital Private Limited 0.55 - 0.55 467.13 59.17 No 259.22 153.22 0.33 395 36437 Shah & Shah Finsol Private Limited 202.42 - 202.42 6,514.99 2,679.17 No 11,437.22 10,122.61 1.55 396 36805 The Bank Limited - - - - - No - - - 397 36863 NDA Securities Limited 0.57 - 0.57 110.63 62.12 No 114.39 123.94 1.12 398 36894 Vivek Mahajan 2.80 - 2.80 39.70 16.61 No 346.08 274.19 6.91 399 37133 Milestone Portfolio Consultants Private Limited 14.66 - 14.66 637.10 392.49 No 1,111.82 992.28 1.56 400 37283 Shri Mahila Sewa Sahakari Bank Ltd. - - - - - No - - - 401 37827 Manjula S - - - - - No - - - 402 37958 Prokens Opesmetrics Pvt Ltd 15.75 - 15.75 982.39 343.35 No 1,367.84 1,308.67 1.33 403 38185 Yash Consultants - - - - - No - - - 404 39107 Net Brokers Private Limited 17.21 - 17.21 1,293.47 683.02 No 1,681.66 1,651.20 1.28 405 39461 Rajesh Kadam 0.16 - 0.16 89.67 27.68 No 27.10 40.53 0.45 406 39470 Prudent Bull Wealth Management Private Limited 0.16 - 0.16 44.60 23.91 No 21.07 23.67 0.53 407 40107 Urjita Financial Services Private Limited 13.33 - 13.33 685.99 532.70 No 907.98 913.51 1.33 408 40485 Poornima Jain 5.64 - 5.64 16.15 -194.28 No 310.90 130.18 8.06 409 40733 Karan Agarwal 1.17 - 1.17 393.44 311.04 No 125.49 280.04 0.71 410 41070 Ganesh S Zarkar 0.01 - 0.01 0.36 0.36 No 0.47 0.50 1.39 411 41132 Sanat Kacker 0.71 - 0.71 44.09 39.04 No 94.19 87.12 1.98 412 41137 Avanish K Shah 2.32 - 2.32 338.28 213.11 No 214.78 272.60 0.81 413 41216 Prasad R Sangam 1.86 - 1.86 151.21 106.51 No 209.94 241.31 1.60 414 41427 Imperial Prime Consultancy Private Limited 4.45 - 4.45 234.16 158.66 No 380.06 384.92 1.64 415 41541 Probin Agarwalla 1.66 - 1.66 188.62 163.65 No 109.25 136.07 0.72 416 41571 Jayasha Share Consultants 22.53 - 22.53 648.62 443.37 No 1,373.56 1,338.97 2.06 417 42937 Nand Kishore Kothari 26.65 - 26.65 1,817.20 1,310.71 No 2,204.19 2,189.02 1.20 418 42964 IFAN FINSERV PRIVATE LIMITED 17.98 - 17.98 296.56 163.26 No 1,628.62 826.66 2.79 419 44504 Niblick Capital Growth Private Limited 1.18 - 1.18 - - No 114.78 87.47 - 420 44580 D Muthukrishnan - - - - - No - - - 421 44882 Padam Singh Raj Purohit 0.00 - 0.00 - - No 0.08 0.06 - 422 45042 Domingo John Rohan Rebello - - - - - No - - - 423 45289 Profit Mantra - - - - - No - 0.64 - 424 45415 Jury Advisory Services Pvt Ltd 2.42 - 2.42 220.56 127.13 No 188.56 203.20 0.92 425 45422 Harsha Nandlal Parekh - - - - - No - - - 426 45990 Kshitiz Agarwal 0.04 - 0.04 14.62 12.13 No 7.72 15.00 1.03 427 46285 Prime Gold Wealth Management Services Pvt. Ltd. 31.82 - 31.82 1,270.69 852.33 No 2,046.43 2,108.61 1.66 428 46722 Value Invest Wealth Management (India) Pvt. Ltd. 18.73 - 18.73 1,278.55 520.95 No 1,669.08 1,608.11 1.26

9 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 429 47054 Invest 'N' Gain Financial Services 1.76 - 1.76 101.42 101.41 No 134.27 137.83 1.36 430 47282 Akta Associates 0.40 - 0.40 0.15 0.15 No 67.10 51.12 340.81 431 47293 Ask Wealth Advisors Private Limited 166.88 - 166.88 9,774.38 4,236.53 No 21,039.07 17,713.64 1.81 432 47351 Rahul Sethia 0.42 - 0.42 105.41 83.29 No 25.42 72.13 0.68 433 47471 Sapthagiri Portfolio Mgmt Private Limited 0.07 - 0.07 10.63 10.63 No 5.33 9.60 0.90 434 47791 IIFL SECURITIES LIMITED 35.45 - 35.45 3,470.95 2,496.76 No 4,584.34 4,681.29 1.35 435 47959 Girish Wani 13.50 - 13.50 612.20 483.01 No 1,130.06 1,041.73 1.70 436 47977 Solutions . 2.33 - 2.33 - - No - 190.69 - 437 48106 Lotus Knowlwealth Private Limited 3.91 - 3.91 375.95 323.13 No 324.82 320.14 0.85 438 48143 Jalan Financial Services 0.09 - 0.09 58.07 54.79 No 40.06 55.83 0.96 439 48991 Equations 0.10 - 0.10 83.25 62.35 No 15.14 45.61 0.55 440 49235 Clairvoyant Capital Services 24.96 - 24.96 1,254.03 535.31 No 2,106.57 1,883.47 1.50 441 49236 Cedrus Consultants Private Limited 6.95 - 6.95 543.86 368.71 No 576.26 649.44 1.19 442 49626 Salil B Kothari - - - - - No - - - 443 49675 Nikhil Jain 0.01 - 0.01 14.79 10.95 No 3.64 10.07 0.68 444 49705 Prakala Wealth Management Private Ltd 20.33 - 20.33 735.68 449.34 No 1,713.29 1,511.88 2.06 445 49884 Harshvardhan B Sekhsaria 10.30 - 10.30 1,371.71 892.75 No 918.98 1,152.68 0.84 446 50041 Unnati Capital Services Pvt Ltd 19.55 - 19.55 515.68 417.51 No 1,318.05 1,170.11 2.27 447 50106 Milestone Financial Advisory Pvt Ltd 46.76 - 46.76 2,864.87 1,648.90 No 3,519.78 3,291.92 1.15 448 50197 Bhavik Girish Dand 8.38 - 8.38 140.68 125.29 No 456.00 521.98 3.71 449 50636 Rajat Bhargava - - - 0.24 0.24 No 0.60 0.55 2.30 450 50760 Devavrat Parvate 0.61 - 0.61 77.28 68.11 No 70.80 93.23 1.21 451 50995 Deepam Marketing Enterprises (P) Ltd 0.64 - 0.64 89.77 -25.38 No 145.13 114.07 1.27 452 51053 Pegasus Advisory Private Limited 1.55 - 1.55 303.79 180.48 No 199.95 253.44 0.83 453 51268 Capital Builders 1.08 - 1.08 13.01 -13.29 No 112.64 88.56 6.81 454 51289 Affluenz Financial Services India Private Limited 0.11 - 0.11 22.83 6.73 No 25.60 19.91 0.87 455 51487 Assetz Premier Wealth Advisory Pvt Ltd 10.21 - 10.21 584.77 355.55 No 902.31 857.29 1.47 456 51526 Great Fortune Investments and Infrastructures Pvt.Ltd. 0.03 - 0.03 - -66.98 No 1.83 - - 457 51806 Priyanka Wealth Management Pvt Ltd 0.04 - 0.04 2.52 2.52 No 11.65 10.11 4.01 458 52000 BNP Paribas Wealth Management India Pvt Ltd 0.83 - 0.83 120.23 114.73 No 329.52 261.18 2.17 459 52018 Jignesh P.Shah 15.52 - 15.52 396.60 232.10 No 901.74 798.78 2.01 460 52416 Wealthcare Investment Services 25.20 - 25.20 595.22 548.50 No 2,094.65 1,822.62 3.06 461 52466 Mohit Beriwala 6.56 - 6.56 333.07 245.67 No 548.16 573.88 1.72 462 52825 Cholamandalam Securities Ltd 28.36 - 28.36 2,484.90 1,752.21 No 2,681.11 2,641.31 1.06 463 52872 Anandbir Singh - - - - - No 0.56 1.20 - 464 52880 Ramakrishna Kolluri 1.10 - 1.10 232.75 131.84 No 98.07 169.63 0.73 465 52902 Chirag Pvt Ltd 0.03 - 0.03 5.90 4.60 No 2.97 4.80 0.81 466 53308 Securities (India) Pvt Ltd 15.01 - 15.01 2,401.58 1,247.86 No 2,117.27 2,019.46 0.84 467 53378 Save & Prosper Securities Pvt Ltd 2.32 - 2.32 9.03 7.58 No 169.42 154.51 17.11 468 53668 Jain Consultancy - - - - - No - - - 469 53956 Securities India Pvt Ltd - - - 482.97 482.97 No 211.25 446.34 0.92 470 54332 Ishwar Chandra Baid - - - - - No - - - 471 54846 SVC CO OPERATIVE BANK LTD - - - - - No - - - 472 55274 Divitas Capital Advisors Pvt Ltd 3.31 - 3.31 587.80 -44.98 No 617.37 607.38 1.03 473 55372 KPW Insurance & Investment Consultants (Pvt.)Ltd 34.16 - 34.16 970.67 324.78 No 2,446.12 1,982.31 2.04 474 56033 Aadinath Investment 0.46 - 0.46 51.66 38.27 No 48.71 58.56 1.13 475 56421 KNS Consulting Pvt Ltd 28.07 - 28.07 3,316.20 2,250.43 No 2,107.19 2,206.84 0.67 476 56958 Raedan Securities LLP 4.00 - 4.00 181.26 80.90 No 447.72 378.11 2.09

10 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 477 57656 Ladderup Wealth Management Pvt Ltd 1.04 - 1.04 73.41 -9.99 No 236.24 171.28 2.33 478 57930 Right Horizons Financial Services Pvt Ltd 7.08 - 7.08 810.59 453.60 No 734.36 809.46 1.00 479 58331 Dolfin Investments 4.44 - 4.44 420.23 329.56 No 402.62 498.53 1.19 480 58607 Dalmia Advisory Services Pvt Ltd 1.65 - 1.65 301.77 205.99 No 184.62 234.19 0.78 481 58711 Master Capital Services Ltd 4.38 - 4.38 762.09 565.09 No 522.90 630.07 0.83 482 59563 IIFL Wealth Management Limited 374.06 - 374.06 - - No 30,405.13 1,819.14 - 483 59586 Sift Capital 147.19 - 147.19 6,973.18 3,984.71 No 9,708.86 9,092.11 1.30 484 59930 Allegiance Associates 0.06 - 0.06 13.87 9.87 No 11.05 13.19 0.95 485 60930 Money Honey Financial Services Pvt Ltd 33.53 - 33.53 1,334.39 1,010.45 No 2,409.36 2,276.95 1.71 486 60947 Santushti Capital LLP 12.30 - 12.30 628.69 291.05 No 858.66 747.66 1.19 487 61173 Mitul Pravinchandra Desai 0.09 - 0.09 14.56 14.05 No 11.76 16.73 1.15 488 61882 Sonic Investments 0.04 - 0.04 2.51 1.53 No 2.40 2.65 1.06 489 62757 Alpha Capital 20.78 - 20.78 2,239.23 1,168.09 No 3,110.13 2,987.24 1.33 490 63626 Wealthpoint Financial Resources Pvt Ltd 0.86 - 0.86 252.74 183.90 No 110.38 176.87 0.70 491 63643 VR Wealth Advisors Pvt Ltd 6.78 - 6.78 817.10 259.29 No 897.58 824.35 1.01 492 64502 Sejal Avanish Shah - - - - - No - - - 493 64606 AUM Capital Market Pvt Ltd 11.34 - 11.34 1,004.77 708.92 No 880.22 1,065.33 1.06 494 64609 FINE ADVICE PRIVATE LIMITED 36.98 - 36.98 1,565.84 542.88 No 2,580.53 2,338.72 1.49 495 64610 Axis Securities Limited 13.84 - 13.84 2,947.96 2,154.93 No 2,332.64 2,454.10 0.83 496 64917 Systematix Shares And Stocks (India) Ltd 4.80 - 4.80 415.44 97.82 No 530.58 421.95 1.02 497 65608 Pathik Shah 2.66 - 2.66 179.04 132.62 No 243.31 235.32 1.31 498 66560 M K Financials 2.48 - 2.48 270.97 256.79 No 173.17 212.93 0.79 499 66910 Ethix 0.42 - 0.42 83.54 82.69 No 43.00 63.94 0.77 500 67218 Ifast Financial India Pvt Ltd 79.44 - 79.44 3,818.32 1,644.49 No 7,551.62 6,387.21 1.67 501 68368 S S Broking House & Consultants Pvt Ltd 1.39 - 1.39 156.57 133.16 No 121.98 191.98 1.23 502 69252 LICHFL Financial Services Ltd 0.29 - 0.29 - - No 487.76 5,001.78 - 503 69583 Wealth India Financial Services Pvt Ltd 421.11 - 421.11 26,623.59 13,498.67 No 48,828.31 43,611.97 1.64 504 70565 Saksham Securities Pvt Ltd 0.07 - 0.07 6.03 6.03 No 4.96 6.34 1.05 505 70818 Blue Ocean Financial Services Pvt Ltd 6.20 - 6.20 56.10 42.64 No 537.10 421.76 7.52 506 70892 Edelweiss Broking Limited 47.87 - 47.87 5,183.59 2,954.88 No 6,434.05 5,724.34 1.10 507 71529 Gaindamull Hemraj Financial Services 0.94 - 0.94 166.93 111.75 No 97.79 122.52 0.73 508 72451 Muthoot Securities Ltd - - - 8,008.03 0.92 No 54.59 18.05 0.00 509 72870 Abhishek Sunil Gupta 6.44 - 6.44 372.75 199.22 No 522.17 499.69 1.34 510 73268 Naik Wealth Planners Pvt Ltd 344.69 - 344.69 9,629.40 6,021.42 No 22,623.75 19,733.38 2.05 511 73688 Sarsa Financial Advisory Services Ltd 7.54 - 7.54 376.08 165.06 No 656.40 552.23 1.47 512 73912 RB Wealth Insight Pvt Ltd 10.72 - 10.72 1,005.18 872.49 No 1,010.35 1,135.19 1.13 513 74263 Elite Portfolio Management - - - - - No - - - 514 74723 Pentagraph Partners 6.57 - 6.57 999.80 688.41 No 671.09 911.90 0.91 515 75320 Sapient Wealth Advisors And Brokers Pvt Ltd 73.32 - 73.32 15,103.18 4,857.84 No 6,934.35 13,497.06 0.89 516 75678 Growmore Financial Advisors 0.51 - 0.51 154.04 153.04 No 48.00 111.77 0.73 517 75718 Grow More Investment 0.01 - 0.01 1.25 1.25 No 1.15 1.06 0.85 518 76019 InvestAscent Wealth Advisors Pvt Ltd 0.23 - 0.23 10.30 6.27 No 32.25 29.57 2.87 519 76035 Ara Management Solutions Pvt Ltd 0.19 - 0.19 101.51 55.79 No 46.45 68.82 0.68 520 76122 Imperial India Investment Company 0.30 - 0.30 82.66 59.12 No 45.88 55.10 0.67 521 76123 Dhanvriddhi Finvest Services Pvt Ltd 0.16 - 0.16 12.79 -14.66 No 21.52 15.38 1.20 522 76506 Yogesh Shah Securities Pvt Ltd 0.10 - 0.10 25.54 21.69 No 10.51 17.41 0.68 523 76586 TG Financial Consultant 0.61 - 0.61 61.41 33.49 No 170.14 135.95 2.21 524 76793 KMP Consulting 3.48 - 3.48 40.83 26.21 No 321.29 262.82 6.44

11 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 525 77356 Globe Capital Market Ltd 1.49 - 1.49 282.16 207.69 No 305.60 344.37 1.22 526 77404 Limited 17.04 - 17.04 2,473.87 1,693.29 No 1,929.72 2,317.96 0.94 527 77441 Eureka Stock And Share Broking Services Ltd 0.33 - 0.33 70.46 54.25 No 75.22 80.13 1.14 528 77444 Sajag Securities Private Limited 10.70 - 10.70 627.77 195.27 No 1,003.81 829.06 1.32 529 77509 Gaurav Ganpule 4.85 - 4.85 566.72 560.83 No 360.13 441.40 0.78 530 77864 SKCL Wealth Management Pvt Ltd 0.58 - 0.58 5.85 5.20 No 139.90 110.35 18.86 531 77875 Sushil Financial Services Pvt Ltd 11.45 - 11.45 1,017.52 738.09 No 1,148.58 1,315.68 1.29 532 77926 Anjana Shah 0.06 - 0.06 4.02 2.69 No 5.81 5.44 1.35 533 78126 Genome Capital 0.26 - 0.26 0.54 -12.92 No 29.11 10.90 20.18 534 78432 Savitri Agrawal - - - - - No - - - 535 78494 Birendra Kumar - - - - - No - - - 536 78737 Intrust Advisors LLP 0.16 - 0.16 22.90 22.90 No 15.66 15.79 0.69 537 78740 Maarg Financial Planners Pvt Ltd 0.14 - 0.14 48.64 18.28 No 18.21 20.23 0.42 538 78933 Rajat Khanna - - - - - No - - - 539 79003 Etica Wealth Management Pvt Ltd 67.84 - 67.84 3,292.23 1,527.79 No 5,151.10 4,710.10 1.43 540 79036 Harjindarkaur Wadhawan 0.00 - 0.00 0.26 -0.09 No 0.72 0.47 1.83 541 79799 Jain Investment Planner Pvt Ltd 265.03 - 265.03 4,969.31 2,968.24 No 14,255.23 12,126.93 2.44 542 79846 K W Wealth Advisors Pvt Ltd 14.16 - 14.16 1,799.28 406.79 No 1,486.16 1,092.25 0.61 543 80121 VJB Financial Services Pvt Ltd 7.71 - 7.71 546.18 438.81 No 720.02 713.18 1.31 544 80125 Transcend Investment Advisors Pvt Ltd 14.16 - 14.16 1,467.86 981.79 No 1,340.71 1,115.77 0.76 545 80711 Parimal Sadashivrao Ade 0.22 - 0.22 136.98 107.89 No 33.37 96.61 0.71 546 80789 Credence Family Office Private Limited 2.86 - 2.86 126.35 38.79 No 394.57 304.93 2.41 547 80943 Saibal Biswas 13.82 - 13.82 1,052.72 590.95 No 1,612.58 1,815.10 1.72 548 81023 Jitendra Jaiswal 1.11 - 1.11 229.47 162.43 No 130.07 183.71 0.80 549 81042 Dhruv Rajesh Rawani 2.25 - 2.25 77.52 8.83 No 161.44 155.35 2.00 550 81194 S & A Wealth Managers 9.26 - 9.26 516.25 386.26 No 845.62 799.78 1.55 551 81289 Pace Stock Broking Services Pvt Ltd - - - - - No - - - 552 81294 Quant Capital Advisors Private Limited 0.05 - 0.05 1.00 0.48 No 11.65 1.15 1.16 553 81449 Trust-Plutus Wealth Managers (India) Pvt Ltd 42.77 - 42.77 3,597.07 1,723.71 No 7,128.78 6,287.54 1.75 554 81496 Insynch Wealth Management LLP 2.27 - 2.27 312.84 184.37 No 287.62 295.35 0.94 555 81652 Nilgiri Financial Consultants Ltd - - - - - No 0.00 - - 556 81655 Edge Wealth Management Services LLP 9.97 - 9.97 1,142.86 992.44 No 854.76 1,032.84 0.90 557 81656 Barrier Foils Private Limited - - - - - No 0.12 - - 558 81768 AUM Insure And Secure Pvt Ltd 7.92 - 7.92 711.87 295.91 No 653.64 724.06 1.02 559 81815 Wealth Managers United India Private Limited 0.02 - 0.02 - -13.79 No 137.93 29.29 - 560 82130 Ghalla Bhansali Stock Brokers Pvt Ltd 5.22 - 5.22 378.66 269.08 No 578.54 566.35 1.50 561 82161 Arthashastra Investment Managers Private Limited 13.61 - 13.61 1,053.73 830.10 No 1,046.05 1,323.06 1.26 562 82357 RBL Bank Limited 38.05 - 38.05 3,746.65 2,794.38 No 4,378.35 4,198.48 1.12 563 82408 JK Securities Pvt. Ltd. 0.15 - 0.15 12.50 12.18 No 14.51 17.20 1.38 564 82471 Aditya Vinayak Joshi 11.13 - 11.13 980.94 551.95 No 870.87 867.83 0.88 565 82588 Mentor Wealth Consultants Pvt Ltd 31.94 - 31.94 1,583.43 522.56 No 2,580.97 2,229.37 1.41 566 82601 Centrum Wealth Management Ltd 89.96 - 89.96 10,206.47 4,329.79 No 11,841.71 10,862.12 1.06 567 82850 Sarvodaya Finadvisory Services Pvt Ltd 1.02 - 1.02 - - No 169.13 175.49 - 568 82967 Mahodadhi Securities Pvt Ltd 2.61 - 2.61 194.75 32.60 No 315.90 269.95 1.39 569 82974 Cerebral Advisors 15.45 - 15.45 520.49 483.43 No 1,096.55 976.85 1.88 570 82992 Bodevision Finsec Consultants (P) Ltd 102.76 - 102.76 1,129.38 547.17 No 6,598.18 5,477.67 4.85 571 82995 Manthan Shah - - - - - No - - - 572 83013 WMG Advisory & Services Pvt Ltd 0.06 - 0.06 10.66 -36.77 No 33.74 9.22 0.86

12 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 573 83114 Sourendra Saha - - - - - No - - - 574 83166 Value Ethics Wealth Managers Pvt Ltd 0.35 - 0.35 298.82 207.74 No 93.69 201.13 0.67 575 83202 MFA Consulting Pvt. Ltd. 55.97 - 55.97 16,010.36 8,473.52 No 5,851.76 7,956.67 0.50 576 83313 Fermat Prime Advisors Pvt Ltd 0.23 - 0.23 76.40 41.32 No 41.45 43.49 0.57 577 83360 Utkarsh Wealth Advisors 3.04 - 3.04 299.80 211.93 No 368.00 372.07 1.24 578 83420 Chadha Investment Consultant Pvt Ltd 30.86 - 30.86 844.31 297.97 No 2,659.65 2,125.85 2.52 579 83432 Kalyani Ketan Rachchha 43.13 - 43.13 2,318.85 1,229.25 No 3,177.44 2,843.93 1.23 580 83676 FinEdge Advisory Pvt. Ltd. 1.89 - 1.89 87.50 53.63 No 199.42 172.28 1.97 581 83700 Pranjal Apoorva Wagh 0.02 - 0.02 1.90 1.50 No 5.67 4.84 2.55 582 83867 My True Value Capital Advisory LLP 1.16 - 1.16 2.55 1.99 No 97.93 2.12 0.83 583 83946 Keval Jaysinh Gemani - - - - - No - - - 584 84261 Hexagon Wealth Advisors 11.07 - 11.07 397.22 344.28 No 755.08 713.90 1.80 585 84328 Ultimate Wealth Managers Pvt Ltd 38.75 - 38.75 2,354.92 2,103.34 No 3,124.57 3,157.32 1.34 586 84334 AU Mutuals Financial Planners Pvt. Ltd. 0.17 - 0.17 23.40 15.15 No 23.23 29.13 1.24 587 84571 Prajakt Dilip Bhandare - - - 0.02 0.02 No 0.00 0.02 0.97 588 84838 Manoj D Shankar - - - - - No - - - 589 84894 Tata Capital Financial Services Ltd. 11.14 - 11.14 1,784.25 1,286.98 No 1,313.46 1,463.46 0.82 590 84967 .Com India Pvt Ltd 131.64 - 131.64 7,504.85 4,107.96 No 16,654.58 14,452.82 1.93 591 84998 I CAN Financial Solutions Pvt. Ltd. 41.66 - 41.66 1,902.88 1,041.92 No 3,596.67 3,274.26 1.72 592 85363 Jiten Arjun Karnani 1.65 - 1.65 596.68 377.89 No 206.11 418.55 0.70 593 85413 Sweety Dhaval Desai - - - - - No - - - 594 85460 KINJAL INVESTMENT CONSULTANCY 1.52 - 1.52 915.93 459.14 No 308.35 511.66 0.56 595 85592 WEALTHAPP SOLUTION PRIVATE LIMITED 4.39 - 4.39 89.89 19.50 No 372.42 282.38 3.14 596 85700 OMEGA FINANCIAL 0.36 - 0.36 237.53 186.13 No 42.68 158.32 0.67 597 85927 TCM Advisory Pvt Ltd 0.15 - 0.15 102.14 65.03 No 27.48 60.20 0.59 598 86076 Shashank Agarwal 14.22 - 14.22 810.12 378.93 No 1,219.87 1,026.38 1.27 599 86208 ROSY BLUE SECURITIES PVT. LTD. - - - - - No - - - 600 86257 AADI WEALTH MANAGEMENT (P) LTD. 1.45 - 1.45 50.04 26.71 No 179.92 140.91 2.82 601 86388 Aalps Investment Advisory 0.62 - 0.62 37.81 29.53 No 62.44 57.84 1.53 602 86499 M/s V.R. INVESTMENTS 0.80 - 0.80 135.31 102.05 No 92.18 133.34 0.99 603 86502 Anurag Bagrodia - - - - - No - - - 604 86558 BIG BULL CORPORATE ADVISORY (I) PVT. LTD . 0.48 - 0.48 50.77 48.54 No 40.49 51.35 1.01 605 86724 M Venkateswaran 12.11 - 12.11 481.80 346.15 No 1,212.56 1,024.91 2.13 606 86800 AUREUS INVESTMENT SOLUTIONS LLP 17.10 - 17.10 1,259.05 795.90 No 1,589.18 1,533.33 1.22 607 86871 RBM Investment Services 8.13 - 8.13 447.44 18.20 No 686.85 558.03 1.25 608 86901 OUTLOOK ASIA CAPITAL 50.70 - 50.70 975.66 286.65 No 3,204.18 2,649.70 2.72 609 86906 Avendus Wealth Management Pvt Ltd 33.50 - 33.50 1,383.70 228.24 No 3,864.48 3,195.66 2.31 610 87087 Deepesh Arora 0.22 - 0.22 68.44 66.41 No 24.32 55.84 0.82 611 87145 Enrichwise Consultancy Services Pvt Ltd 6.10 - 6.10 1,417.29 878.69 No 780.93 1,073.09 0.76 612 87332 Suraj Prakash - - - - - No - - - 613 87401 SIMPLICITY INVESTING ADVISORS INDIA PVT LTD 0.00 - 0.00 - - No 5.31 7.12 - 614 87527 CLAIRFIN CAPITAL SERVICES 27.93 - 27.93 1,384.34 977.21 No 2,150.02 1,962.95 1.42 615 87554 Motilal Oswal Wealth Management Ltd 47.24 - 47.24 7,535.19 5,345.77 No 5,621.13 6,894.38 0.91 616 87761 WealthDirect Portfolio Pvt Ltd 2.76 - 2.76 248.37 184.50 No 305.94 333.65 1.34 617 87977 L & T CAPITAL MARKETS LIMITED 61.11 - 61.11 6,980.22 3,891.99 No 7,520.87 7,285.46 1.04 618 87994 Krunal Yogesh Shah - - - - - No - - - 619 87995 Parth Shah 3.47 - 3.47 3.60 -146.88 No 276.17 194.11 53.92 620 88200 Wealthcube Endeavours LLP 56.97 - 56.97 2,693.27 1,642.89 No 3,459.87 3,429.83 1.27

13 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 621 88450 Ranjan Simanchal Panigrahi 10.88 - 10.88 72.97 72.97 No 907.76 722.24 9.90 622 88704 Blue Ocean Multi Client Family Office LLP 2.38 - 2.38 211.93 59.74 No 328.17 287.95 1.36 623 88852 Gitanjali Sutrave 7.91 - 7.91 458.38 -245.90 No 686.89 589.69 1.29 624 88970 Rajesh Kumar Bhutra 1.02 - 1.02 184.21 123.86 No 94.91 141.67 0.77 625 89299 Ami Vishal Dalal 0.33 - 0.33 104.48 58.77 No 29.64 55.08 0.53 626 89368 Plan Ahead Wealth Advisors Pvt. Ltd. 0.63 - 0.63 67.09 19.17 No 121.20 94.89 1.41 627 89485 BHARATHI SHARE BROKING PRIVATE LIMITED 1.89 - 1.89 - - No 441.98 336.35 - 628 89611 SMARTVALUE EQUISEARCH PVT LTD 1.99 - 1.99 342.85 156.32 No 304.51 337.55 0.98 629 89738 Nonie Kapoor 18.14 - 18.14 224.87 85.52 No 1,639.41 1,365.04 6.07 630 90064 Finanzindia 0.15 - 0.15 12.44 0.20 No 42.74 31.39 2.52 631 90538 ARK PRIMARY ADVISORS PRIVATE LIMITED 0.97 - 0.97 142.42 100.04 No 114.31 135.88 0.95 632 90539 Reliance Wealth Management Limited 4.24 - 4.24 2,172.43 88.34 No 531.29 180.64 0.08 633 90793 OCEAN CAPITAL MARKET LTD - - - - - No - - - 634 90796 SPA GLOBAL PVT LTD 7.24 - 7.24 1,317.60 9.99 No 845.33 614.32 0.47 635 90876 Lotus Mint Advisors Private Limited 9.36 - 9.36 953.75 279.03 No 845.83 840.78 0.88 636 91019 S V FINANCIAL SERVICES 0.02 - 0.02 64.15 45.13 No 5.45 38.52 0.60 637 91896 ADITYA BIRLA MYUNIVERSE LIMITED 21.57 - 21.57 1,349.82 674.15 No 2,760.82 2,421.84 1.79 638 92017 MUTUAL CAFE - - - - - No - - - 639 92387 Universal Financial Consultants 0.15 - 0.15 32.52 17.98 No 18.57 19.43 0.60 640 92525 BANCONUS FINANCIAL SOLUTIONS PRIVATE LIMITED 4.15 - 4.15 503.96 386.97 No 426.73 520.47 1.03 641 92709 Vinay O Rathi 2.62 - 2.62 197.41 186.23 No 243.13 294.75 1.49 642 93359 TBNG Capital Advisors Pvt Ltd 8.79 - 8.79 383.67 216.42 No 847.90 740.44 1.93 643 93500 SQUIRREL CONSULTING PVT LTD 0.06 - 0.06 141.98 137.48 No 19.84 114.09 0.80 644 93820 Gayetri Nidhi Shaha - - - - - No - - - 645 93828 Ritesh Tibrewal 0.02 - 0.02 19.55 15.08 No 2.81 13.74 0.70 646 93961 Rajesh Tuteja - - - - - No - - - 647 94012 ORANGE GLOBAL ADVISORY PVT LTD 2.11 - 2.11 181.98 105.80 No 249.87 218.07 1.20 648 94014 KRUSHNA FINSERV LLP 263.66 - 263.66 4,287.36 2,830.90 No 14,464.97 12,170.81 2.84 649 94348 Monetonic Financial Services Pvt. Ltd. 61.04 - 61.04 2,712.18 2,017.48 No 3,951.69 3,930.82 1.45 650 94355 RMS COLLECTIONS - - - - - No - - - 651 94634 Opulence Wealth Labs (P) Ltd 1.80 - 1.80 346.06 158.70 No 237.40 252.20 0.73 652 94862 Sunkersett Investment Intermediaries LLP 48.06 - 48.06 1,976.68 1,117.05 No 3,106.71 2,907.37 1.47 653 95024 INTEGRA WEALTH PLANNERS LLP 1.80 - 1.80 267.39 205.07 No 271.32 317.47 1.19 654 95073 Imperial Wealth Services 0.13 - 0.13 38.66 27.92 No 42.29 43.36 1.12 655 95221 SURAT COMMERCIAL PRIVATE LIMITED 1.69 - 1.69 355.46 248.02 No 187.34 249.01 0.70 656 95407 Rohit Anand Das - - - - - No - - - 657 95599 HM Mercantiles Pvt. Ltd 0.39 - 0.39 334.83 166.00 No 90.55 122.64 0.37 658 95731 6TH SENSE INVESTMENTS CONSULTANTS 11.37 - 11.37 228.99 123.82 No 725.33 644.00 2.81 659 95748 GOYAMA FINANCIAL SERVICES 0.37 - 0.37 50.41 44.16 No 37.90 50.38 1.00 660 95764 RACH INSURE INVEST 34.06 - 34.06 1,257.68 787.85 No 1,989.97 1,837.43 1.46 661 96039 MUTUALFUNDWALA 50.05 - 50.05 2,913.88 425.33 No 4,679.06 3,881.70 1.33 662 96040 BELLWETHER ADVISORS LLP 3.42 - 3.42 459.64 118.70 No 364.88 342.78 0.75 663 96137 Nestegg Wealth Solutions LLP 1.11 - 1.11 255.50 167.31 No 149.86 196.45 0.77 664 96139 Finnovators Solutions Pvt Ltd 19.40 - 19.40 425.65 342.39 No 1,415.59 1,276.65 3.00 665 96178 3I WEALTH ADVISORS LLP 0.12 - 0.12 58.74 53.00 No 17.68 48.09 0.82 666 96373 VSRK WEALTH CREATOR PVT LTD 6.51 - 6.51 820.62 552.70 No 561.86 603.80 0.74 667 96447 Ankit Aggarwal 4.32 - 4.32 348.46 233.61 No 412.55 325.66 0.93 668 96578 Immensus Wealth Management LLP 0.61 - 0.61 291.45 184.41 No 125.23 196.81 0.68

14 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 669 96623 Imperial Investment Consultancy Services Pvt. Ltd. 9.58 - 9.58 1,029.26 589.95 No 1,060.20 1,063.77 1.03 670 96933 ACE WEALTH MANAGERS 80.49 - 80.49 2,576.24 2,083.97 No 5,395.34 4,690.50 1.82 671 96994 Julius Baer Wealth Advisors (India) Private Limited 49.92 - 49.92 18,317.98 14,522.42 No 5,284.04 12,333.22 0.67 672 97116 SAURABH JAYANT SHAH HUF - - - - - No - - - 673 97237 EURASIA CAPITAL SERVICES 3.81 - 3.81 496.66 443.47 No 316.66 436.82 0.88 674 97272 CRYSTAL VISION WEALTH MANAGERS PRIVATE LIMITED 1.06 - 1.06 199.42 126.21 No 146.89 201.41 1.01 675 97274 MAVERICK CAPITAL ADVISORS PVT LTD - - - - - No - - - 676 97534 ICOACH FINANCIAL CONSULTANCY PRIVATE LIMITED 16.60 - 16.60 1,563.20 868.63 No 1,548.73 1,648.35 1.05 677 97658 BRIDGEMONTE ADVISORS PRIVATE LIMITED 2.78 - 2.78 121.09 -126.97 No 405.31 229.86 1.90 678 97751 Samir Vora 2.83 - 2.83 182.43 113.36 No 232.51 166.84 0.91 679 97776 Sandeep Gupta - - - - - No - - - 680 97797 Mani Sharma . 25.29 - 25.29 - - No - 2,086.06 - 681 97835 BEYOND LIFE FINANCIAL SERVICES LLP 154.23 - 154.23 5,081.48 3,357.40 No 10,200.37 9,407.76 1.85 682 98012 Purplepond Investment Advisory Private Limited 16.94 - 16.94 806.73 495.85 No 1,520.68 1,450.77 1.80 683 98133 Rupam Mahapatra 43.37 - 43.37 788.33 509.34 No 2,527.43 2,256.62 2.86 684 98157 Revant Sharma 1.73 - 1.73 64.96 -17.93 No 206.26 147.25 2.27 685 98730 SPECTRUM WEALTH SOLUTIONS 5.04 - 5.04 867.02 585.88 No 521.84 1,168.68 1.35 686 99075 Yatish Wealth Managers 0.00 - 0.00 2.50 2.50 No 0.36 1.80 0.72 687 99653 MEPHEZALEA ADVISORS LLP - - - - - No - - - 688 99699 KREDERE WEALTH PARTNER PVT LTD 7.20 - 7.20 1,203.33 517.14 No 704.97 742.46 0.62 689 99809 CHANDLER AND PRICE (I) PVT LTD - - - - - No - - - 690 99968 BNT Money 0.01 - 0.01 9.46 6.50 No 1.93 5.87 0.62 691 100284 AR WEALTH MANAGEMENT PRIVATE LIMITED 108.56 - 108.56 1,588.80 352.56 No 7,401.93 5,306.49 3.34 692 100604 ACE FNSUPERMARKET PVT. LTD. - - - - - No - - - 693 100762 ALMONDZ WEALTH ADVISORS LTD 10.02 - 10.02 759.34 520.43 No 1,398.50 1,441.09 1.90 694 100924 AM WEALTH MANAGERS PVT. LTD 102.63 - 102.63 7,334.59 3,639.09 No 9,730.40 9,196.28 1.25 695 101258 KANGAROO ADVISORS 7.47 - 7.47 268.11 107.55 No 597.53 471.01 1.76 696 101259 NAGDEV WEALTH PLANNING SERVICES LLP 7.58 - 7.58 441.07 279.62 No 587.21 573.17 1.30 697 101460 Pace Financial Advisors LLP 0.01 - 0.01 0.09 -0.40 No 0.86 0.41 4.55 698 101883 RISK AND ASSET MANAGEMENT SOLUTIONS 3.58 - 3.58 128.15 72.79 No 264.58 230.40 1.80 699 102054 PMPK WEALTH ADVISORS PVT LTD 10.00 - 10.00 670.73 483.18 No 990.66 928.59 1.38 700 102292 SILVERLINE WEALTH MANAGEMENT SERVICES - - - - - No - - - 701 102338 Verity Finsolutions Pvt. Ltd 21.45 - 21.45 1,725.79 640.78 No 1,835.38 1,559.80 0.90 702 102345 PW Fund Managers Private Limited 0.03 - 0.03 13.89 11.66 No 2.72 8.63 0.62 703 102486 Grow Rich Fintech LLP 37.66 - 37.66 385.65 145.23 No 1,898.45 1,613.39 4.18 704 102489 Complete Circle Consultants Pvt Ltd 13.54 - 13.54 2,854.56 2,422.36 No 1,230.66 2,219.91 0.78 705 102495 Meri Punji Imf Private Limited 11.91 - 11.91 488.69 214.53 No 1,291.19 1,082.00 2.21 706 102669 VETE ASSOCIATES Tax & Investments Consultants Pvt Ltd 71.66 - 71.66 1,919.88 1,017.69 No 4,639.39 4,001.16 2.08 707 102793 FINBUCKS Financial Management 2.44 - 2.44 269.29 104.26 No 362.78 334.55 1.24 708 103100 Globe Advisors 0.14 - 0.14 38.53 7.76 No 28.48 27.12 0.70 709 103121 LAKSHMIGAIN SECURITIES (P) LTD. 0.00 - 0.00 0.06 0.06 No 0.36 0.29 4.81 710 103168 FINWIZARD TECHNOLOGY PVT LTD 13.79 - 13.79 3,618.25 2,365.66 No 1,276.77 2,039.58 0.56 711 103393 SRI KRISHNA CAPITAL 4.60 - 4.60 250.14 241.88 No 428.54 429.61 1.72 712 103956 Blue Edge Associates LLP 106.81 - 106.81 12,477.78 6,120.92 No 9,132.81 9,579.02 0.77 713 104178 Somvrat Agrawal - - - - - No - - - 714 104410 Meghna Dhairav Shroff - - - - - No - - - 715 104453 TRINITAS WEALTH PLANNERS LLP 22.06 - 22.06 2,461.29 1,086.76 No 2,126.81 1,851.94 0.75 716 104669 MONEY PLANT CONSULTANCY 24.03 - 24.03 1,263.32 742.12 No 1,710.96 1,629.24 1.29

15 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 717 104917 HFI WEALTH CREATORS PVT LTD 30.53 - 30.53 2,798.29 1,603.23 No 3,416.33 3,504.09 1.25 718 104942 GENEXT WEALTH ADVISORS 3.85 - 3.85 573.50 359.70 No 289.28 335.28 0.58 719 105712 HORIZON INVESTMENTS 0.78 - 0.78 31.13 5.24 No 82.40 65.13 2.09 720 105768 SANCTUM WEALTH MANAGEMENT PRIVATE LIMITED 67.34 - 67.34 3,423.78 -727.03 No 11,077.44 7,464.54 2.18 721 105917 Growide Investment Consultancy Pvt. Ltd. 1.02 - 1.02 968.93 931.31 No 257.20 930.31 0.96 722 105920 Artham Finometry Private Limited 1.30 - 1.30 171.39 99.29 No 157.05 162.20 0.95 723 106923 WISE FINSERV PVT. LTD 1.97 - 1.97 228.60 191.95 No 193.35 219.44 0.96 724 107096 Augment Capital Advisors LLP 0.49 - 0.49 78.67 55.26 No 77.76 104.22 1.32 725 107330 Param Wealth Managers LLP 49.06 - 49.06 1,126.58 680.95 No 2,697.32 2,330.96 2.07 726 107656 Swan Investmentors Pvt Ltd 0.21 - 0.21 69.80 65.70 No 27.33 74.62 1.07 727 107778 MFA WEALTH SOLUTIONS PRIVATE LIMITED 8.59 - 8.59 2,381.52 1,505.82 No 906.79 1,405.26 0.59 728 107943 CITRINE FINANCIAL ADVISORS LLP 9.70 - 9.70 598.47 351.77 No 942.28 873.40 1.46 729 108607 Addon Wealth Consultancy (P) Ltd. 0.14 - 0.14 5.52 5.52 No 17.31 15.77 2.86 730 108734 Tandon And Mahindra Consultancy 0.31 - 0.31 - - No 37.36 28.40 - 731 108888 5AB ENTERPRISES 0.26 - 0.26 60.14 36.76 No 54.10 56.13 0.93 732 109818 GUARDIAN CAPITAL INVESTMENT ADVISORS PRIVATE LIMITED 0.00 - 0.00 0.78 -19.11 No 7.61 4.82 6.19 733 109893 THREE CUBE WEALTH ADVISORY LLP - - - - - No - - - 734 109950 Shalibhadra Master Investment Brokers LLP 62.42 - 62.42 1,876.49 932.83 No 3,521.43 3,045.40 1.62 735 110015 PUROHIT CONSULTANCY LLP 148.45 - 148.45 5,662.59 2,285.37 No 8,673.97 7,571.59 1.34 736 110027 Defmacro Software Pvt Ltd 4.48 - 4.48 707.64 628.80 No 366.04 577.37 0.82 737 110136 IDFC FIRST BANK LIMITED 69.28 - 69.28 7,843.82 6,518.57 No 5,910.01 6,816.51 0.87 738 110282 P And M Consultants Pvt Ltd 15.94 - 15.94 347.46 219.10 No 1,077.77 952.78 2.74 739 110284 Fortitude Securities Pvt.Ltd 10.45 - 10.45 262.79 228.85 No 1,029.75 878.85 3.34 740 110561 RM ASSET ADVISORS LLP 10.24 - 10.24 181.67 121.91 No 662.33 680.55 3.75 741 110706 FLEXI CAPITAL LLP 5.56 - 5.56 579.70 162.34 No 546.05 505.82 0.87 742 110937 ABSOLUTE GROWTH 0.43 - 0.43 0.20 0.20 No 32.93 25.27 126.36 743 110989 SLA FINSOL PRIVATE LIMITED 0.89 - 0.89 114.20 101.27 No 115.88 154.79 1.36 744 111054 MONEY BOLISM FINANCIAL SOLUTIONS PRIVATE LIMITED 1.38 - 1.38 455.62 308.10 No 296.77 420.71 0.92 745 111233 Nirmal Bang Wealth Solutions Private Limited 32.24 - 32.24 1,962.00 705.85 No 2,844.67 2,555.21 1.30 746 111569 Anand Rathi Wealth Services Limited 1,617.63 - 1,617.63 74,267.58 30,442.92 No 1,18,256.97 96,199.42 1.30 747 111727 3Q FINANCIAL CONSULTANTS LLP 0.04 - 0.04 14.00 -22.86 No 63.16 36.79 2.63 748 112333 CRESCAT ADVISORS LLP 69.42 - 69.42 2,565.18 2,078.84 No 4,434.12 4,058.92 1.58 749 112379 VINTRUST WEALTH MANAGERS LLP 1.12 - 1.12 73.15 73.15 No 68.11 61.53 0.84 750 112705 FINFIRST CAPITAL ADVISORS PRIVATE LIMITED 6.28 - 6.28 3,207.80 1,982.90 No 1,247.47 1,705.35 0.53 751 112717 CONSUULTME FINANCIAL SERVICES LLP 65.28 - 65.28 2,031.11 1,026.03 No 3,972.58 3,553.27 1.75 752 112744 FINCART INVESTMENT PLANNERS PRIVATE LIMITED 4.89 - 4.89 596.37 160.10 No 572.19 586.58 0.98 753 112749 BANAYANTREE SERVICES LIMITED 17.39 - 17.39 592.20 -387.52 No 1,494.10 1,005.66 1.70 754 112989 DSFS WEALTH MANAGEMENT LLP 2.02 - 2.02 145.32 138.13 No 170.39 174.46 1.20 755 113058 ACCORD FINANCIAL SERVICES LLP 81.81 - 81.81 2,806.34 1,523.51 No 5,553.34 4,834.63 1.72 756 113074 MIDAS FINSERVE PRIVATE LIMITED 12.55 - 12.55 992.64 552.12 No 893.78 1,046.07 1.05 757 113082 NEAM CAPS PRIVATE LIMITED 11.78 - 11.78 2,864.03 1,149.68 No 2,276.24 2,433.56 0.85 758 113345 MSM WEALTH CREATORS - - - - - No - - - 759 113576 ACE CAPITAL ADVISORS - - - - - No - - - 760 113880 ESGL CLIENTALLEY SOLUTIONS PRIVATE LIMITED 0.56 - 0.56 458.77 55.17 No 95.99 111.26 0.24 761 113944 THEFINANCIALMALL PRIVATE LIMITED 19.35 - 19.35 1,037.97 551.74 No 1,508.03 1,367.43 1.32 762 113948 HEMANT FINSERVE LLP 10.67 - 10.67 538.75 444.20 No 713.66 735.65 1.37 763 113968 MONEYGAIN CONSULTANTS PRIVATE LIMITED 31.53 - 31.53 1,336.64 510.05 No 2,374.52 1,938.87 1.45 764 115404 FIRST ADVISORS AND CONSULTANCY PRIVATE LIMITED 1.15 - 1.15 57.90 53.22 No 136.02 129.28 2.23

16 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 765 115486 ZVEST FINANCIAL SERVICES LLP 13.97 - 13.97 2,659.82 845.60 No 1,540.90 1,635.51 0.61 766 116356 SARTH WEALTH ADVISORS PRIVATE LIMITED 11.31 - 11.31 988.59 692.99 No 1,059.46 1,102.22 1.11 767 116461 CREDEL CAPITAL ADVISORS LLP 11.79 - 11.79 1,468.02 975.82 No 1,094.46 1,242.45 0.85 768 116464 Abhimanyu Kantilal Sharma - - - - - No - - - 769 116724 GANADEESHA FINANCIAL SOLUTIONS PVT LTD - - - - - No - - - 770 117143 FUNDCHOICE FINANCIAL SERVICES PVT LTD 1.02 - 1.02 50.44 42.64 No 123.16 102.07 2.02 771 117409 Greenback Capital LLP 2.35 - 2.35 500.82 365.83 No 340.84 426.10 0.85 772 117977 EMERGING FINCARE CONSULTANCY PRIVATE LIMITED 0.03 - 0.03 15.60 14.34 No 4.99 13.43 0.86 773 118293 Purushotham Reddy Pattubala 0.00 - 0.00 0.47 0.47 No 0.10 0.35 0.74 774 118681 Aditya Birla Finance Limited 58.42 - 58.42 1,20,056.46 6,242.51 No 9,997.05 11,937.46 0.10 775 118821 PAREKH INVESTMENT SERVICES - - - - - No - - - 776 119147 Sheetal Sitaram Upadhyay 13.20 - 13.20 641.96 275.94 No 771.41 882.80 1.38 777 119695 GUIDE AND GUARDIAN LLP - - - - - No - - - 778 120004 NNP FUNDS 3.27 - 3.27 7.96 -788.60 No 219.12 18.21 2.29 779 120049 VARDHANA FINANCIAL SOLUTIONS PRIVATE LIMITED 1.27 - 1.27 527.69 284.95 No 158.88 244.94 0.46 780 120116 TRANQUIL CAPITAL 27.49 - 27.49 2,532.38 1,321.32 No 2,537.11 2,510.49 0.99 781 120269 LADCO CREST WEALTH MANAGEMENT SERVICES LLP 2.66 - 2.66 231.39 169.67 No 206.08 230.88 1.00 782 120498 TAPARIA PRIVATE LIMITED - - - - - No - - - 783 120646 PROAFFLUENCE ADVISORY SERVICES PRIVATE LIMITED 3.98 - 3.98 402.94 147.73 No 434.28 378.62 0.94 784 120898 UNMAJ ASSOCIATES LLP - - - - - No - - - 785 121232 LTD - - - - - No - 3.59 - 786 121519 ADITYA & SONS 0.01 - 0.01 2.00 2.00 No 0.43 1.42 0.71 787 121996 PUNISKA INDUSTRIES PVT LTD - - - - - No - - - 788 122765 WC WALLET ADVISORY PRIVATE LIMITED 1.53 - 1.53 156.26 102.52 No 149.48 177.49 1.14 789 124108 FINWINGS WEALTH ADVISORS PRIVATE LIMITED 0.56 - 0.56 37.19 15.87 No 64.80 56.10 1.51 790 125855 Raunak Ramuka - - - - - No - - - 791 126827 SURVAM INVESTMENTS PRIVATE LIMITED 14.41 - 14.41 2,582.08 1,041.65 No 1,153.04 1,273.61 0.49 792 127058 JNV ADVISORS LLP 15.04 - 15.04 1,376.86 618.92 No 1,098.94 1,015.14 0.74 793 127385 MONEYMATICS FINANCIAL SERVICES LLP 175.26 - 175.26 2,962.45 2,095.10 No 10,265.18 8,662.75 2.92 794 127549 SRIVIDYA ENTERPRISES LLP - - - - - No - - - 795 128428 N Vijayakumar 2.39 - 2.39 1,123.43 1,055.06 No 334.48 1,049.79 0.93 796 131587 KONFIDO ADVISORS PRIVATE LIMITED 0.22 - 0.22 109.72 43.83 No 40.61 45.91 0.42 797 131903 UPMARKET FINANCIAL ADVISORY SERVICES LLP - - - - - No - - - 798 132017 Vogue Management Services Private Limited 13.96 - 13.96 725.16 267.65 No 954.86 828.49 1.14 799 132269 Aggregate Asset Advisors 8.45 - 8.45 1,129.87 153.72 No 863.35 1,011.49 0.90 800 132902 Quinstinct Advisory Pvt Ltd 13.34 - 13.34 1,410.49 675.95 No 1,575.46 1,580.01 1.12 801 133777 NARAIN FORTUNE INVESTMENT LLP 25.99 - 25.99 668.60 426.87 No 1,842.55 1,595.81 2.39 802 134063 TRUFID INVESTMENT ADVISORS PVT LTD 11.21 - 11.21 2,114.64 1,134.35 No 1,302.58 1,391.32 0.66 803 134141 SICOMORO ADVISORS PRIVATE LIMITED - - - - -57.33 No 63.07 66.64 - 804 134569 FOUNDATION WEALTH CAPITAL ADVISORS LLP 1.47 - 1.47 604.22 377.40 No 182.33 370.93 0.61 805 135280 ZUARI FINSERV LIMITED 0.64 - 0.64 114.40 93.85 No 89.91 100.18 0.88 806 136649 LA CREME DE LA CREME SERVICES LLP - - - - - No - - - 807 137949 MONEYPLUS FINANCIAL AND CONSULTANCY SERVICES LLP 0.38 - 0.38 37.90 35.75 No 69.54 68.54 1.81 808 138259 VALIDUS WEALTH MANAGERS PRIVATE LIMITED 13.29 - 13.29 2,516.63 1,860.13 No 1,613.42 2,034.97 0.81 809 138294 PROINVEST WEALTH MANAGERS PVT LTD 9.51 - 9.51 700.27 328.39 No 868.81 809.46 1.16 810 139809 BROKING LIMITED 0.48 - 0.48 68.73 59.13 No 74.43 74.15 1.08 811 139828 MARWAHA CONSULTANTS PVT LTD 2.30 - 2.30 244.56 67.78 No 128.82 115.97 0.47 812 140754 RPA FINANCIAL CONSULTANTS PRIVATE LIMITED 66.50 - 66.50 1,719.09 1,195.19 No 4,414.00 3,867.04 2.25

17 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 813 141573 SINHA SMART SOLDIER ADVISORY SERVICES PRIVATE LIMITED 0.04 - 0.04 42.38 27.85 No 6.26 26.12 0.62 814 141769 MUDRA CONSULTANCY GROUP PRIVATE LIMITED 0.21 - 0.21 37.35 15.40 No 64.73 61.18 1.64 815 141823 AYUSHMANN CAPITAL 0.06 - 0.06 13.50 4.17 No 6.87 6.61 0.49 816 143475 LIVRICH WEALTH SOLUTIONS 0.40 - 0.40 122.09 97.52 No 72.09 101.60 0.83 817 143583 LEGACY FINVEST PRIVATE LIMITED 0.40 - 0.40 196.84 124.32 No 79.54 125.08 0.64 818 144332 YES FINSERVE LLP 31.24 - 31.24 981.66 701.87 No 2,234.37 1,987.39 2.02 819 144870 FINFREEDOM33 WEALTH MANAGEMENT INDIA LLP 56.03 - 56.03 1,552.89 1,439.21 No 4,050.74 3,878.72 2.50 820 145064 Y S CAPITAL. 18.51 - 18.51 - - No - 1,940.52 - 821 146822 MOTILAL OSWAL FINANCIAL SERVICES LIMITED 51.08 - 51.08 5,964.54 3,676.31 No 5,254.77 5,463.71 0.92 822 146826 KRITIKA INVESTMENT AND INSURANCE MARKETING PRIVATE LIMITED 0.00 - 0.00 0.60 0.60 No 0.12 0.46 0.77 823 147149 MARWAHA FINANCIAL SERVICES PVT LTD 0.85 - 0.85 69.09 54.07 No 90.73 94.29 1.36 824 147908 MARWAHA HOLDINGS PRIVATE LIMITED - - - - - No - - - 825 148616 EQUIRUS WEALTH PRIVATE LIMITED 11.29 - 11.29 1,919.56 1,034.32 No 1,557.85 1,573.87 0.82 826 150027 VISION LADDER LLP 7.72 - 7.72 979.17 580.06 No 646.36 1,291.95 1.32 827 154182 REGIS AND SAVOY CAPITAL - - - - - No - - - 828 155237 UVA WEALTH MANAGERS PRIVATE LIMITED 7.64 - 7.64 622.98 519.90 No 584.45 594.50 0.95 829 155319 DBS BANK INDIA LIMITED 10.28 - 10.28 3,668.00 2,769.80 No 1,395.61 2,386.63 0.65 830 155415 INDUS CAPITAL 6.67 - 6.67 777.56 653.80 No 607.05 727.92 0.94 831 155991 Dhiraj Mohanlal Modi 0.12 - 0.12 53.87 23.74 No 14.13 18.36 0.34 832 156289 FORTUNE FINSERVE LLP 37.64 - 37.64 946.82 614.53 No 2,342.86 2,021.14 2.13 833 156386 DEGREE 212 CONSULTANCY SERVICES PVT LTD 9.58 - 9.58 1,576.60 815.68 No 1,055.61 1,235.66 0.78 834 156449 MALOO INVESTWISE PRIVATE LIMITED - - - 2,012.18 1,553.59 No 70.51 2,195.58 1.09 835 156461 Sewa Kaur Saini - - - - - No - - - 836 156540 INVESTPRO FINANCIAL SERVICES PRIVATE LIMITED 0.11 - 0.11 - - No 7.46 14.34 - 837 157305 JRL CAPITAL PRIVATE LIMITED 3.25 - 3.25 1,287.72 686.68 No 613.70 649.68 0.50 838 157363 PRIME WEALTH SOLUTIONS 5.88 - 5.88 627.02 443.95 No 509.72 606.12 0.97 839 159576 ATOMPRIVE FINANCIAL SERVICES PRIVATE LIMITED 7.34 - 7.34 1,957.13 382.38 No 1,340.30 1,721.71 0.88 840 161147 ABACUS MUTUAL 10.54 - 10.54 1,927.42 1,589.70 No 819.50 1,524.61 0.79 841 163753 SUJASH WEALTH CONSULTANTS LLP 28.25 - 28.25 768.96 229.19 No 1,765.27 2,127.17 2.77 842 163765 M P MEHTA FINSERV LLP 7.65 - 7.65 607.83 9.11 No 638.93 1,447.66 2.38 843 164952 PINE WEALTH MANAGEMENT PRIVATE LIMITED 1.20 - 1.20 1,235.79 825.70 No 244.96 842.29 0.68 844 168005 INCRED CAPITAL INCLUSION ADVISORY SERVICES PRIVATE LIMITED 0.00 - 0.00 2,465.97 1,704.83 No 77.41 940.76 0.38 845 168440 IIFL WEALTH FINANCE LIMITED - - - 2,44,339.22 10,895.02 No 914.26 27,507.98 0.11 846 168625 MANGAL DEEP FINANCIAL SERVICES . 0.01 - 0.01 - - No - 2,008.95 - 847 168722 DILZER CONSULTANTS PVT LTD 0.00 - 0.00 320.58 234.47 No 55.82 373.03 1.16 848 169285 STARLIGHT WEALTH ADVISORS LLP 0.00 - 0.00 127.06 34.20 No 28.67 200.05 1.57 849 169520 PRANITYA WEALTH ADVISORS LLP - - - 948.78 766.57 No 72.53 690.77 0.73 850 169849 AEVITAS CAPITAL PRIVATE LIMITED - - - - - No - - - 851 OD106170 Ajay Khurana - - - - - No - - - 852 OD3078 Barjeel Geojit Financial Services LLC 14.68 - 14.68 1,625.85 1,389.73 No 1,589.64 1,733.35 1.07 853 678 The Limited - - - 0.05 0.05 No 0.01 0.04 0.72 854 893 IDBI Capital Markets & Securities Limited 0.16 - 0.16 26.69 20.65 No 19.57 25.06 0.94 855 3845 The South Ltd - - - 0.57 0.45 No 0.68 0.44 0.77 856 5957 Aditya Birla Money Ltd 0.17 - 0.17 9.46 6.87 No 23.43 22.23 2.35 857 7860 R.N.Mittal & Co 0.00 - 0.00 0.10 0.10 No 0.03 0.07 0.72 858 8812 Monarch Networth Capital Limited 2.44 - 2.44 216.10 149.95 No 320.10 380.90 1.76 859 19897 - - - - - No - - - 860 21199 UCO Bank - - - 0.02 0.02 No 0.03 0.09 5.71

18 Sr. No. ARN Name of the ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows Net Inflows Whether the Averge Assets under AUM as on Ratio of AUM to paid during paid during Expenses paid distributor is an Management for FY 2019- 31-Mar-2020 gross inflows FY 2019-20 FY 2019-20 during FY 2019-20 associate or 20 (AUM as on group company March 31, of the sponsors of 2020/Gross the Mutual Fund Inflows for FY 2019-20) 861 25845 Direct Investments 0.06 - 0.06 31.24 27.93 No 6.88 21.88 0.70 862 28003 - - - - - No - - - 863 30588 Tamilnad Mercantile Bank Ltd. - - - 1.32 0.32 No 2.83 2.13 1.62 864 31000 Gita Bhargava 3.43 - 3.43 541.19 323.82 No 437.48 495.43 0.92 865 31184 - - - - - No - - - 866 33764 Religare Finvest Limited 0.08 - 0.08 6.04 6.04 No 12.09 9.62 1.59 867 33794 Oriental Bank Of Commerce - - - - - No - - - 868 33964 Uae Exchange & Finance Limited 0.00 - 0.00 0.34 -1.16 No 0.63 0.57 1.69 869 36031 - - - - - No - - - 870 38847 Swastika Investmart Limited 0.22 - 0.22 18.99 15.22 No 25.73 27.46 1.45 871 39091 - - - - - No - - - 872 39103 HDFC Sales Private Limited - - - - - No - 0.13 - 873 39247 V N S Finance & Capital Services Limited 0.01 - 0.01 0.65 0.60 No 0.36 0.47 0.73 874 45888 Shriram Fortune Solutions Ltd. 0.46 - 0.46 39.81 26.29 No 101.65 90.03 2.26 875 53552 The Cosmos Co-Operative Bank Ltd - - - 0.09 0.09 No 0.13 0.13 1.46 876 53588 Deepa Mehra 0.17 - 0.17 89.77 82.32 No 23.10 68.30 0.76 877 54840 Artha Yantra Corporation Pvt Ltd - - - 0.86 0.85 No 13.99 11.01 12.83 878 58314 IndiaNivesh Securities Limited 1.22 - 1.22 117.14 79.78 No 238.65 207.02 1.77 879 64301 NKGSB Co-op Bank Ltd - - - - - No - - - 880 66006 TJSB Sahakari Bank Ltd - - - 0.07 0.07 No 0.04 0.06 0.83 881 71722 Abira Management Services Ltd 0.01 - 0.01 1.58 1.49 No 0.95 1.20 0.76 882 77543 Dealmoney Securities Pvt Ltd 7.21 - 7.21 156.19 -32.58 No 696.30 466.21 2.98 883 81649 3.52 - 3.52 0.06 0.06 No 280.05 187.34 3,122.26 884 87155 INNOVAGE FINTECH PRIVATE LIMITED 1.35 - 1.35 167.66 121.40 No 148.30 167.56 1.00 885 94798 Moneyfrog Consultants Pvt Ltd 1.48 - 1.48 122.80 56.18 No 180.36 167.86 1.37 886 107006 MONEYVIEW SOLUTIONS PRIVATE LIMITED - - - - - No - - - 887 107383 INVESTO CAFE - - - - - No - - - 888 109940 Paisabazaar Marketing And Consulting Private Limited - - - - - No - - - 889 112358 SHEPARD TECHNOLOGIES PRIVATE LIMITED 0.09 - 0.09 20.42 12.91 No 26.65 25.89 1.27 890 115287 PROVIDENTIAL ADVISORY SERVICES PRIVATE LIMITED 1.40 - 1.40 285.86 177.81 No 199.67 251.90 0.88 891 115473 EQUITAS LIMITED 0.27 - 0.27 44.62 37.24 No 36.93 42.76 0.96 892 115637 MYWISH MARKETPLACES PRIVATE LIMITED 0.33 - 0.33 58.29 35.69 No 43.77 50.66 0.87 893 115858 GSA WEALTH CONSULTING SERVICES PVT LTD - - - 3.25 -1.14 No 2.64 1.55 0.48 894 116600 ACCELYST SOLUTIONS PRIVATE LIMITED - - - - - No - - - 895 118850 GOODWILL WEALTH MANAGEMENT PVT LTD 0.50 - 0.50 59.17 42.79 No 36.68 37.59 0.64 896 121231 UTKARSH SMALL FINANCE BANK LTD - - - - - No - - - 897 124591 AU SMALL FINANCE BANK LIMITED 0.04 - 0.04 7.62 6.46 No 7.57 8.82 1.16 898 140795 SUGAL AND DAMANI UTILITY SERVICES PVT LTD - - - - - No - - - 899 146406 CHUKNOO AND CO 0.03 - 0.03 3.90 3.51 No 7.04 7.26 1.86 900 147697 GERA WEALTH CREATORS PVT LTD 12.10 - 12.10 564.71 422.23 No 1,276.73 1,155.64 2.05 901 159464 CR CASHRICH FINTECH PRIVATE LIMITED 0.03 - 0.03 20.07 18.43 No 6.94 21.29 1.06 902 159953 TURTLEMINT MUTUAL FUNDS DISTRIBUTORS PRIVATE LIMITED 0.17 - 0.17 57.02 54.39 No 19.04 46.73 0.82 903 162173 GODDARD TECHNICAL SOLUTIONS PVT LTD - - - - - No - - -

19