UNITED STATES INTERNATIONAL TRADE COMMISSION WASHINGTON, D.C.
Before The Honorable Charles E. Bullock Chief Administrative Law Judge
IN THE MATTER OF Investigation No. 337-TA-816 CERTAIN WIPER BLADES
RESPONDENTS' JOINT PREHEARING STATEMENT
Pursuant to Ground Rule 8.1 (Order No. 2), Respondents Corea Autoparts Producing
Corp., PIAA Corp. USA and CAP America, Inc. (collectively, "CAP Respondents") and ADM21
Co., Ltd., ADM21 Co. (North America), Ltd., Cequent Consumer Products, Inc., RainEater, LLC
and Daewoo International Corp. (collectively with CAP Respondents, "Respondents") hereby
submit this Prehearing Statement with respect to the hearing in this Investigation.
HEARING WITNESSES
Pursuant to Ground Rule 8.1(a), Respondents identify the following witnesses expected
to appear at the hearing, their addresses, whether they are fact or expert witnesses, and a brief
outline of each witness' expected testimony. A copy of the curriculum vitae for each of
Respondents' expert witnesses is attached hereto as Exhibits A to D.
NAME ADDRESS FACT/ OUTLINE OF EXPERT TESTIMONY
Gregory W. Davis 143 Clarmarc Dr., Expert Non-Infringement of Accused Frankenmuth, MI 48374 Wiper Blades Of The CAP Respondents; Lack of Domestic Industry (Technical Prong) Donald F. Angi 1840 Wexport Lane, Expert Invalidity of the '988 Patent Commerce Township, MI 48382 NAME ADDRESS FACT/ OUTLINE OF EXPERT TESTIMONY
Walter Cempura 1757 Manse Road, Expert Non-Infringement of Accused Waterford, MI Wiper Blades Of The ADM 48328 Respondents; Invalidity of the '218 and '905 Patents; Lack of Domestic Industry (Technical Prong) James Malackowski 200 W. Madison, 37th Expert Lack of Domestic Industry Floor, Chicago, IL (Economic Prong) And 60606 Remedy Paul Wozniak 3255 W. Hamlin, Fact The prior art status of the TAU Rochester Hills, MI wiper blade 48309 Mercedes Benz USA, c/o The Corporation Fact The prior art status of the LLC, Bernhard Glaser Trust Company GWB1 820 Bear Tavern Road West Trenton, New Jersey 08628 Michael Antino c/o Birch Stewart Fact The prior art status of the 95 Kolasch & Birch LLP Saver blade 8810 Gatehouse Road, Suite 100 East Falls Church, VA 22042 WorkTools, Inc., Brad 20755 Plummer Street, Fact The prior art status of the 95 Golstein Chatsworth, CA 91311 Saver blade C.B. Lee Incheon City, Num Fact The prior art status of the 95 Dang District, South Saver blade Korea Albert Lee 4665 Hollins Ferry Fact The prior art status of the 95 Road, Halethorpe, MD Saver blade 21227 Richard Kehne 1213 East 25th Street, Fact The prior art status of the 95 Baltimore, MD 21218 Saver blade Stephen Lee 38144 Hot Springs Fact The prior art status of the 95 Avenue, Canyon Saver blade Country, CA 91351 Richard Black c/o Birch Stewart Fact The prior art status of the 95 Kolasch & Birch LLP Saver blade 8810 Gatehouse Road, Suite 100 East Falls Church, VA 22042
2 NAME ADDRESS FACT/ OUTLINE OF EXPERT TESTIMONY
I.K. Kim 742-6 Wonsi-Dong, Fact Chairman of ADM21, non- Danwon-Gu infringement, invalidity, Ansan-Si, Gyeonggi-Do unclean hands Korea, 425-090 Jeff Ginsberg 1 Broadway Fact Unclean Hands New York, NY 10004 R. Scott Roe 200 Park Avenue Fact Unclean Hands New York, NY 10166 Leonardo Scuderi 6925 Rock Canyon, El Fact Unclean Hands Paso, TX 79912, USA Anita Barlow 6007 Winnequah Road, Fact Unclean Hands Monona, WI 53716
This list of live witnesses at trial will be reduced based on the agreement between the
Private Parties and the Staff attorney. There has been an agreement to admit deposition
testimony in leiu of live testimony for a number of witnesses including the following: Bernhard
Glaser, Michael Antino, Brad Golstein, Richard Kehne, Stephen Lee, Richard Black, Albert Lee.
Respondents reserve the right to call other rebuttal witnesses as necessary.
LIST OF EXHIBITS
Respondents' Exhibit List including its Direct, Physical, and Rebuttal exhibits is attached
hereto as Exhibit E. The Joint Exhibit List is also attached hereto as Exhibit F. Respondents
expressly reserve their rights to identify additional exhibits and to withdraw exhibits.
Respondents also expressly reserve their rights to use exhibits listed on the joint, direct and
rebuttal exhibit lists, exhibits on any other parties' exhibit lists, newly produced information and
any additional documents.
LIST OF PROPOSED STIPULATIONS
Complainant and Respondents have entered into the following stipulations related to
importation:
3 Exhibit No. Description CX-0905 Joint Stipulation of Importation--ADM, 12/7/12 CX-0906 Joint Stipulation of Importation--Cequent, 12/7/12 CX-0907 Joint Stipulation of Importation--Daewoo, 12/7/12 CX-0908 Joint Stipulation of Importation--RainEater, 12/7/12 CX-0909 Joint Stipulation of Importation--CAP and CAP America, 12/10/12 CX-0910 Joint Stipulation of Importation--PIAA, 12/10/12
Subject to objections, the parties have also exchanged and stipulated to a list of deposition designations that may be introduced in lieu of live testimony.
PROPOSED AGENDA FOR PRE-HEARING CONFERENCE
1. Resolution of pending motions, if any;
2. Resolution of outstanding objections;
3. Stipulations;
4. Establish Witness Order
5. Allocation of hearing time between Complainant, Respondents and Staff.
ESTIMATED SCHEDULE AND DURATION FOR COMPLAINANT'S WITNESSES
Counsel for Complainant and Counsel for Respondents have conferred, pursuant to
Ground Rule 8.1(e), as to the estimated dates and length of testimony of their live witnesses at the hearing. The parties continue to confer on this information. As a result, these entries are subject to modification and supplementation. Respondents' proposed hearing order of examination follows Ground Rule 10.1, and accommodates all experts' schedule conflicts. The
Proposed Hearing Order of Witnesses with Date and Estimated Times is attached as Exhibit G.
Respondents reserve the right to call other rebuttal witnesses as necessary.
4 Dated: September 10, 2013 Respectfully submitted,
/s/Michael L. Doane V. James Adduci, II Michael L. Doane Deborah S. Strauss Katherine R. Lahnstein ADDUCI, MASTRIANI & SCHAUMBERG, L.L.P. 1133 Connecticut Avenue, NW Washington, DC 20036 Telephone: (202) 467-6300 Facsimile: (202) 466-2006
Mark A. Cantor Marc Lorelli John M. Halan John P. Rondini BROOKS KUSHMAN P.C. 1000 Town Center, 22nd Floor Southfield, Michigan 48075 Telephone: (248) 358-4400 Facsimile: (248) 358-3351
Counsel for Respondents Corea Autoparts Producing Corporation CAP America, Inc. and PIAA Corporation USA
/s/Craig D. Leavell Craig D. Leavell Kirkland Ellis LLP 300 N. LaSalle Street Chicago, IL 60654 Telephone (312) 862-2000 Fax: (312) 862-2200
Counsel for Respondents ADM21 Co., Ltd. ADM 21 Co. (North America) Ltd., Cequent Consumer Products, Inc., Daewoo International Corp., and RainEater, LLC
5 CERTIFICATION OF GOOD FAITH EFFORTS TO SETTLE
Pursuant to Ground Rule 8.1(f), Respondents certify that they have made good faith and honest efforts to settle the remaining issues in this Investigation.
Date: September 10, 2013 Respectfully submitted,
/s/Michael L. Doane V. James Adduci II Michael L. Doane Adduci, Mastriani & Schaumberg LLC Washington, D.C. 20036 Telephone: (202) 467-6300 Facsimile: (202) 466-2006
Marc Lorelli BROOKS KUSHMAN P.C. 1000 Town Center, 22nd Floor Southfield, Michigan 48075 Telephone: (248) 358-4400 Facsimile: (248) 358-3351
Counsel for Respondents Corea Autoparts Producing Corporation CAP America, Inc. and PIAA Corporation USA
/s/Craig D. Leavell Craig D. Leavell Kirkland Ellis LLP 300 N. LaSalle Street Chicago, IL 60654 Telephone (312) 862-2000 Fax: (312) 862-2200
Counsel for Respondents ADM21 Co., Ltd. ADM 21 Co. (North America) Ltd., Cequent Consumer Products, Inc., Daewoo International Corp., and RainEater, LLC
COREA702713
6
EXHIBIT A
RX-0780.002
Gregory W. Davzs, Ph.D., P.E. Department of Mechanical Engineering Kettering University formerfy known as GMI Engineering & Management Institute 1700 University Ave. Flint, MI 48504 (810) 309-9886:’[email protected]
Education o Ph. D. in Mechanical Engineering, The University of Michigan, Ann Arbor, 1991 o Master of Science in Mechanical Engineering, Oakland University, 1986 0 Bachelor of Science in Mechanical Engineering, The University of Michigan, Ann Arbor, 1982
Professional Experience Fall I 99 7 Professor gf Mechanical Engineering Q Director-Advanced Engine Research to Present Laborato[y{AERL1, Kettering University. Responsibilities include leading and coordinating automotive engineering curriculum including faculty and graduate research. Teaching graduate and undergraduate mechanical engineering courses along with directing all research and development activities in the AERL. Additional responsibilities include developing and teaching Automotive Engineering laboratories and curriculum. Serve as faculty advisor to the SAE Student Branch and Clean Snowmobile Challenge where we have developed alternative vehicles, including extensive modifications of the Powertrain and Body/Chassis systems.
Fall 2009 Instructor Continuing Professional Development Proggams. Teach continuing to Present education short courses for industrial clients. Courses include, “Introduction to Heat Transfer with Applications Related to Vehicle Passenger Compartment Cooling,” and “Application of Fluid Mechanics to Vehicle Cooling Systems.”
Spring 2003 Instructor SAE Continuing Professional Develogrnent Programs. Teach and to Present co-teach continuing education short courses directed to automotive powertrain, exterior body systems, and aerodynamic considerations for SAE at its headquarters and at company locations.
Summer 1991 Engineering Consultant. As a licensed Professional Engineer in the State of To Present Michigan (35473), I am actively engaged in a variety of engineering consultations with govemment and industrial clients. RX-0780.003
Winter 1995 Director Master o_f Automotive Engineering Program fl Associate Professor I0 Fall 1 99 7 Mechanical Engineering Department, Lawrence Technological Universigy. Coordinated and taught graduate and undergraduate mechanical engineering courses. Faculty advisor to the FutureCar Program where we developed alternative vehicles capable of achieving dramatically higher fuel economy and lower emissions. This was accomplished through extensive Powertrain and BodyfChassis modifications to an existing vehicle including the windshield, hood and wiper systems. Laboratory manager for the Vehicle Dynamics Laboratory. Master of Automotive Engineering program accomplishments include a complete restructuring of the program, moving from a “lockstep” model to a more traditional prerequisite model to better meet the needs of students. Advisor for 145 graduate and undergraduate project students.
Fat’! 1992 Lecturer Whiting School Evening Programs i_n Engineering Q Applied Science to WI 1995 Johns Hopkins University. Taught heat transfer courses in the undergraduate program .
Summer 1991 Assistant Professor Mechanical Engineering Department, United States Naval to WI I995 Academy. Coordinated and taught courses in the fluid and thermal sciences areas of mechanical engineering. Past Chairman (1994) of the dept. curriculum development committee. Laboratory manager for the Internal Combustion Engines and Power Systems laboratories. Faculty advisor for the USNA Society of Automotive Engineers (SAE). Project director for the following student projects: 1991-5 Hybrid Electric Vehicle (HEV) Challenge Vehicles, 1996 Formula. The Hybrid Vehicles were developed by extensively modifying the Powcrtrain and Body!Chassis systems.
Fall 1986 Ph.D. Candidate Q Graduate % College pf Engrg, LL pf Michigan, E to Summer Arbor. Successfully defended Ph.D. dissertation (July 1991). Thesis: 1991 "Comprehensive Diagnostic Software for Engine Cycle Analysis". Minority Engineering Program Office Engineering tutor. Taught courses in Mechanical Engineering.
Winter I 988 Engineering Co-Op., Advanced Engineering, AC-Rochester Div., General to Fall I 988 Motors Corp. Developed interface for IC engine model & used model to conduct parametric studies of the influence of EGR on emissions, valve timing effects, etc.
Spring 1 98 7 Consulting Engineer & Partner. lntellec Systems, E Part-time computer to I 999 software engineer. Past work includes development of Exam Generator and Inventory Control System (Detroit Edison Co., U of Michigan-Hospitals).
Summers I 986 Summer Intern, Advanced g Plant Engineering, AC-Rochester Div., GM. to I98 7 Developed computer-aided locator for a manufacturing plant. Developed combustion model to predict flame temperature, pressure, and resultant NO}: formation in a SI engine. RX-0780.004
Winter I985 Graduate Research Asst. with Drs. Bhatt and Wedekind School o_f Engineering, to Spring Oakland Universigg. Developed & utilgd computer-aided data acquisition 1 986 control and analysis software for residential heating system research.
Summer 1982 Associate Engineer, Production Degt., Q Clair Power Plant Detroit Edison Q to Winter Responsible for operation and maintenance of two 150 MW turbo—generating 1985 units. Promoted to Plant Thermal Performance Engineer; duties included performance testing, analyzing results, and conducting monthly plant & area staff meetings.
Winter 1979 Engineering Technician Testing Q Evaluation Section Motor Vehicle to WI1980 Emissions. Lab., EPA. Supervised testing, collected & analyzed data, and drove vehicle tests.
Awards and Honors Patents o FUEL CONSERVATION SYSTEMS AND METHODS, Jeffrey N. Yu, James W. Hill, Gregory W. Davis, U.S. Patent Application 12/497507, Allowance Date 3/19/2011
Teaching Awards o 2004 Outstanding Teacher Award—Kettering University, a 1995 U. S. Naval Academy Mechanical Engineering Department Teaching Excellence Award, a 1994 SAE International Ralph R. Teetor Educational Award in Recognition of Significant Contributions to Teaching, Research and Student Development, 9 Outstanding Teaching Assistant Fellowship (U of Michigan, 1990), 9 Minority Engineering Program Tutor (U of Michigan, 1990), o Letters of Commendation from College of Engineering Dean for Excellence in Teaching (U of Michigan, 1990)
Professional Society Honors 9 2009 Small Engine Technology Conference, SAE and SAE of Japan, Certificate of Appreciation for significant contributions at the SETC conference, a 2006 SAE Intemational Outstanding Section Member Award—Mid—Michigan Section in Recognition of Extraordinary Achievement by a Mid-Michigan Section Member, o 2006 American Society of Mechanical Engineers (ASME) recognition of long term membership 0 2002 SAE International Award for Excellence in Oral Presentation- Powertrain & Fluid Systems Conference, o 1994 SAE Baltimore Section Recognition of Service Award for Outstanding Leadership as Section Activities Chair
Advisory Boards & Directorships 0 Elected to the SAE International Board of Directors (2007-2010), RX-0780.005
Member of the Advisory Board, National Institute for Advanced Transportation Technology, Center for Clean Vehicle Technology, University of Idaho-Moscow, (2007- Present), O» Chair, SAE International Engineering Education Board (2002 -2005), 6 Member, SAE International Education Board (2010-2013), 0 Director, SAE Intemational Publications Board (2005-2008)
Professional Society Membership & Activities Tau Beta Pi, Pi Tau Sigma, American Society of Engineering Educators (Author and Reviewer), American Society of Mechanical Engineers (Author and Reviewer), Triangle Fraternity, Trustee and Vice-President-Triangle Fraternity Education Foundation (2001-2003), Institution of Mechanical Engineers (Reviewer- Journal of Automobile Engineering) Society of Automotive Engineers: 6 Board of Directors (Director, 2007-2010); Education Board (Chair, 2002-2005; Member, 1994-present); Publications Board (Director, 2005-2008); University Programs Committee (Chair, 1998-2004, 2011-2014; member, 1994-2009), SAE Faculty Adviser (1992—95, 1998—present); Member of Teetor and Excellence in Engineering Education Award Committees; Clean Snowmobile Challenge Faculty Advisor (2000-present), A World in Motion Program Office (Member, 2003-2009); Student Relations Chairman (1995-96), Project Director for the 1991-5 Hybrid Electric Vehicle Challenges, and the 1996 Formula Competition, FutureCar Faculty Advisor (1996-97), Gd-O60-O-ttfiocoo Ethanol Challenge Faculty Advisor (1998-2000), Technical Paper Reviewer and Session Moderator
Professional Consulting: The following list summarizes my testimony with regard to professional consulting for engineering litigations since 2008. O Consulting Expert, Brinks Hofer Gilson & Lione, P. C., April 2011 to May 201 I
0 Hired on behalf of the Respondents PROGRESSIVE CASUALTY INSURANCE COMPANY in the matter of
'' INNOVATIVE GLOBAL SYSTEMS, LLC V ONSTAR, LLC ET AL E.D. TEXAS, CASE NO. 6: l0—CV-00574 O Consulting Expert, Brooks & Kushman, P. (3., September 2008 to April 2009
0 Hired on behalf of the Complainant Ford Motor Corporation I CERTAINA UTOMA 1"]VB PARTS, Inv. No. 337-TA-651, before the Honorable Theodore R. Essex of the United States International Trade Commission, Washington, D.C. 6 Consulting Expert, Brinks Hofer Gilson & Lione, P. (1., January 2006 to October 2008 RX-0780.006
o Hired on behalf of the Respondents ZF Friedrichshafen AG, ZF Meritor LLC, and ArvinMeI1'tor, Inc. in the matter of Eaton Corporation v. ZF Meritor, LLC, et al, Case No. 03-74844, U.S. District Court, Eastern District of Michigan
Pubh'cations(Last ten years):
Technical and Text Books 0 Davis, G. W., “Using E85 in Vehicles,” Chapter 9, Alcoholic Freels, CRC Press Taylor & Francis Group, ISBN-10 0-8493-3944—8, ISBN-13 978-0-8493-3944-8, Minteer, S. Editor, 2006 (Invited Chapter). 0 Hoff, C. J., and Davis, G. W., “Introduction to Automotive Powertrains,” Kettering University, 2000.
Refereed and Reviewed Publications 0 Baker, A., and Davis, G. W., “Development of the Kettering University Snowmobile for the 2009 SAE Clean Snowmobile Challenge,” Technical Paper No. 200932-017?! 20097177, Society of Automotive Engineers, 2009.
Davis, G. W., Wilson, F., Schiekel, 33., Baker, A., “Development of Clean Snowmobile Technology for Operation on High-Blend Ethanol for the 2008 Clean Snowmobile Challenge,” Technical Paper No. OSSETC-0045/2008-32-0053, Society of Automotive Engineers, 2008.
Davis, G. W., “Demonstrating the Use of High-Blend Ethanol (B85) in Snowmobiles,” BS2008-54189, Proceedings ofEnergy Sustainability 2008, August 10-I4, 2008, Jacksonville, Florida USA-
Davis, G. W., and Hoff, C., “Promoting Professional Development in Undergraduate Engineering Using Laboratory Team Projects: A Case Study," Proceedings of the 2008 American Society of Engineering Educators Conference, AC 2008-2369, June, 2008.
Davis, G. W., Sanger, .l., Sehickel B., and Muxlow 1., “Development of Snowmobile Technology for Operation on High-Blend Ethanol," 2007-32-01 l4(SAE), Society of Automotive Engineers, 200766l4(JSAE), Japanese SAE, 2007.
Davis, G. W., and Hoff, C., “Using the SAE Collegiate Design Series to Provide Research Opportunities for Undergraduates,” Proceedings of the 200'? American Society of Engineering Educators Conference, 2007-2879, June, 2007.
Swartz, C., et al, Davis, G. W.,” Development of Clean Snowmobile Technology for the 2006 SAE Clean Snowmobile Challenge,” Paper No. 2006-32-0051, Society of Automotive Engineers, 2006.
Davis, G. W., Grobelny, A. E., and Stimpson, J. C., “Testing of a Conventional Two- Strokc Snowmobile Engine using Ethanol—Blended Fuels,” 4“! Annual International Energy Conversion Engineering Conference, A[AA—2006—62923, June, 2006. RX-0780.007
6 Hoff, C., and Davis, G. W., “Using the SAE Collegiate Design Series to Provide Hands- on Team Project Experience for Undergraduates,” Proceedings of the 2006 American Society of Engineering Educators Conference, 2006-2130, June, 2006.
Kampman, E., Davis, G. W., Taylor, J., Schwulst, K., “Kettering University’s Design of an Automotive Based Four-Stroke Powered Clean Snowmobile,” SAE Technical Publication 2002- 01 -2757, Published in the SAE 2002 Transactions-Journal of Engine 5, 2002.
Invited Presentations 0 Davis, G. W.,” A World In Motion: The Design Experience,” 5th Annual ASEE Global Colloquium on Engineering Education, Invited Keynote speaker for the Primary and Secondary Education Session, American Society of Engineering Educators, Rio De Janeiro Brazil, October, 2006.
Davis, G. W., “Development of Kettering University’s Clean Snowmobile for High- Blend Ethanol Fuels,” Invited Lecture, State of Michigan Ethanol Coalition of Michigan, Lansing, MI, September 24, 2003
Davis, G. W., “What Ethanol Can Do for my Engine,” Invited Lecture, National Alternative Fueled Vehicle (AFV) Day Odyssey, Ann Arbor, MI, Apr. 11, 2002.
Davis, G. W., “The Use and Value of Spark-Ignited Engine Testing in the Undergraduate Curriculum,” Invited Lecture, Loyola-Marymount University, Los Angeles, CA, Mar. 12, 2002.
Conference Presentations 0 Baker, A., and Davis, G. W., “Development of the Kettering University Snowmobile for the 2009 SAE Clean Snowmobile Challenge,” Small Engine Technology Conference, Society of Automotive Engineers, Penang, Malaysia, Nov. 2-5, 2009.
Davis, G. W., and Hoff, C., “Using Professional Engineering Standards as a Resource for lmproving Undergraduate Education,” Poster Presentation, 2009 Annual ASEE Global Colloquium on Engineering Education, Budapest, Hungary, October 12- 15, 2009
Davis, G. W., and Hoff, C., “Promoting Professional Development in Undergraduate Engineering Using Laboratory Team Projects: A Case Study,” Th ASEE Global Colloquium on Engineering Education, American Society of Engin eering Educators, Cape Town, South Africa, Oct. 19-23, 2008.
Klieman, Ross, Davis, G. W., A. “Development of Clean Snowmobile Technology for Operation on High—Blend Ethanol for the 2008 Clean Snowmobile Challenge,” Small Engine Technology Conference, Society of Automotive Engineers, Milwaukee WI, Sep, 9- 11, 2008.
Davis, G. W., “Demonstrating the Use of High-B lend Ethanol (E85) in Snowmobiles,” BS2008-S4189, Energy Sustainability 2008, ASME, August 10-14, 2008, Jacksonville, Florida USA. RX-0780.008
Davis, G. W., and Hoff, C., “Promoting Professional Development in Undergraduate Engineering Using Laboratory Team Projects: A Case Study,” 7th Annual ASEE Global Colloquium on Engineering Education, poster presentation, American Society of Engineering Educators, S. Africa, October, 2008.
Schickel B., Sanger, 1., and Davis, G. W., “Development of Snowmobile Technology for Operation on High-Blend Ethanol,” Small Engine Technology Conference, Japan, 2007.
Davis, G. W., and Hoff, C., “Using the SAE Collegiate Design Series to Provide Research Opportunities for Undergraduates,” 2007 American Society of Engineering Educators Conference, 2007-2879, June, 2007.
Davis, G. W.,” Using BioDiesel Blended Fuels in Un-Modified On-Road Vehicles.” Alternative Fuels & Vehicles National Conference + Expo, Anaheim, Ca., April 2, 2007.
Davis, G. W., “Using the SAE Collegiate Design Series to Provide Hands-on Team Project Experience for Undergraduates,” Poster presentation, 5th Annual ASEE Global Colloquium on Engineering Education, American Society of Engineering Educators, Rio De Janeiro Brazil, October, 2006.
Sanger, .l., Davis, G. W.,” Development of Clean Snowmobile Technology for the 2006 SAE Clean Snowmobile Challenge,” , SAE Small Engine Technology Conference, Paper No. 2006-32-0051, Society of Automotive Engineers, November, 2006.
Davis, G. W., “Using the SAE Collegiate Design Series to Provide Hands-on Team Project Experience for Undergraduates,” 2006 American Society of Engineering Educators Conference, June, 2006.
Grobelny, A. E., and Davis, G. W., “Testing of a Conventional Two-Stroke Snowmobile Engine using Etharlol-Blended Fuels,” 4” Annual International Energy Conversion Engineering Conference, June, 2006.
Conference Session Organizationflvloderafion 0 Session Co-Chair, “Materials”, Small Engine Technology Conference, Society of Automotive Engineers, Linz, Austria, September 26-30, 2010.
Session Co-Chair, Small Engine Technology Conference, Society of Automotive Engineers, Penang, Malaysia, Nov. 2-5, 2009.
Panel Member, “Small Fry: Future Prospects for Light-Duty Biodiesel,” Alternative Fuels & Vehicles National Conference + Expo, Anaheim, Ca., April 2, 2007. Session Chair, “Novel Energy Conversion Systems,” 55—FREPS-9, 3rd Annual International Energy Conversion Engineering Conference, August, 2005.
Panel Member, “Advancing the Choice 2005: Current Issues in Alternative Fuels,” Greater Lansing Area Clean Cities, Lansing, MI, Apr. 2, 2005.
EXHIBIT B
RX-0746.002
Donald F. Angi
[email protected] 1840 Wexport Lane Commerce Township, MI 48382-4865 Cell: (248) 773-1338 Fax: (248) 779-7113
Professional Experience ASMO Detroit Inc. Small Motors Division of Denso International America Engineering Director – Small Motor Engineering Dec. 3, 2007 to Present Organizational Development & Body Components Group • Responsible for the development and the implementation of systems, policies and procedures to enhance the development of all ASMO products marketed in North America • Responsible for the management of the motor development for body component applications including: o Power Seats; Power Windows; Slide Door Closure Systems & Pinch Sensors; Sunroof Motors; Electric Power Steering; Electric Throttle Control
Achievements: ¾ Successfully developed standard practices within the company which included a new associate training program ¾ Successfully worked with Tier 1 suppliers to develop the body component systems for numerous OEM including: o Toyota, GM, Chrysler, Honda, Nissan & Kia
Wiper and Washer Systems – Toyota Application Group • Responsible for the management of the engineering team for the development, design, customer liaison work and future implementation strategies for Toyota NA vehicle platform wiper / washer systems
Achievements: ¾ Successfully awarded the 2012 Toyota Avalon wiper / washer systems ¾ Successfully maintained all current wiper / washer business with Toyota NA
General Motors Corporation Body Exterior – Wiper Systems – 2007 Technical Integration Engineer – Wiper and Washer Systems Feb. 1, 2007 to Nov. 30, 2007 • Responsible for the development and the implementation of future wiper and washer systems strategies. • Responsible for the mentoring and training of platform wiper engineers to increase their design capabilities and their understanding of product function.
Achievements: ¾ Successfully led the Global Strategy Leadership Team activities for wiper & washer systems
Delco Products Division, GMC / ITT Automotive / Valeo Electrical Systems
Wiper Systems: 1989 to 2006 Engineering Manager for the Auburn Hills Validation Laboratory 2004 to 2006 • Responsible for the management of the validation group (up to 24 people) for wiper/washer and EMC validation activities for all NA customers.
Achievements: ¾ Developed and managed the $1 million departmental budget RX-0746.003
¾ Recognized as a specialist in wiper and washer systems ¾ Supervised the engineering team to validate multiple wiper / washer systems for our OEM customers ¾ Led the Valeo EMC lab team to achieve A2LA accreditation ¾ Formed the North America Lab Synergy network within Valeo for establishing standardized test methods, procedures and training methods worldwide ¾ Executed the transfer of DV testing responsibility and test facilities to the Valeo manufacturing Mexican plant sites
Engineering Manager for GM Wiper / Washer Applications Group 1999 – 2001 & 2001 - 2004 • Responsible for all GM vehicle platform development programs from 2001 to 2004 • Responsible for the GM Truck and Small Car vehicle platform development programs from 1999 to 2001 • Managed and directed the application engineering group to develop wiper / washer systems for all awarded GM vehicle platform business.
Achievements: ¾ Led the application group to design and implement front and rear wiper / washer systems for numerous GM platforms o GMX222, GMX320; GMX295; GMT265; GMX020; GMT360; GMT355; GMT360 GWM; GMT800 GWM ¾ Managed the R&D efforts to develop the GMT900 front and rear wiper systems… resulting in business award ¾ Negotiated SSTS requirements to assure the appropriate product was being developed and validated ¾ Led the application group to execute warranty reduction plans for GM platforms o As a result, the GM J-car platform surpassed the agreed upon world class warranty targets ¾ Participated in and led problem resolution teams to resolve development issues o GMX295 flat blade wipe quality; GMX320 wiper blade lateral play; GMT265 rear washer system hose routing; GMT355 washer reservoir redesign (after program responsibility was transferred from Isuzu to GM); Reduction of the global wiper motor noise level (motor whine)
Program Manager for the Isuzu/GM GMT355 Truck Wiper Program 2001 • Responsible for the timing, financial results, customer liaison work and internal coordination for the GM GMT355 wiper / washer product development activities.
Achievements: ¾ Successfully negotiated program and design requirements with Isuzu R&D personnel ¾ Managed the prototype build process to deliver the required components to Isuzu for vehicle builds with minimal issues and delays ¾ Managed the program responsibility transition from Isuzu (Japan) to GM (USA) in terms of program status
System / Application Engineer for GM Truck Group Vehicle Wiper Systems 1993 – 1999 • Responsible for the development, design and release, customer liaison work and the development of future implementation strategies for all GM Large Truck vehicle platform wiper / washer systems: o C/K, GMT800, P Truck, Medium Heavy Duty Trucks, G-Van, GMT-600
Achievements: ¾ Led the GM Truck Cross Functional Team to resolve program development and cross platform issues ¾ Implemented new wiper arm design to reduce / eliminate wiper blade “chatter” for 1995 C/K truck ¾ Designed and implemented front & rear wiper / washer system for numerous GM vehicle programs o 1996 GMT600; 1999 GMT800; 2000 GMT800 ¾ Developed and implemented wiper wet-arm features into GM truck platforms ¾ Promoted and implemented the integral filter grommet for washer system pump filtration
Senior Test Engineer for GM Lansing Automotive Division (LAD) Wiper Systems 1989 - 1993 • Responsible for the development and the execution of the wiper/washer system validation for GM LAD vehicle platform programs.
Achievements: ¾ Developed and executed the wiper / washer validation programs for the 1992 N / L platform ¾ Developed and executed the integral plenum front wiper / washer validation program for the 1994 J-car platform and the subsequent modular front wiper and washer system for the 1995 J-car platform
Air Management Systems: 1982 to 1989 System Applications Engineer for Electric Engine Cooling Products 1982 – 1985 & 1987 – 1989 RX-0746.004
• Responsible for the development, design and release, customer liaison work and the development of future implementation strategies of electric engine cooling fan assemblies for: o GM Buick and Oldsmobile vehicle platforms (1982 to 1985) o GM BOC (Buick, Olds, Cadillac) and LAD (Lansing Automotive Division) vehicle platforms (1987 to 1989)
Achievements: ¾ Developed and implemented a dual engine cooling fan configuration for GM 1985 C-car platforms ¾ Developed and implemented the first dual pusher / puller engine cooling fan configuration for GM vehicles (1986 E/K Platform) ¾ Developed and implemented a new isolation grommet for reduced noise and vibration transmission into the vehicle body structure ¾ Developed and implemented tapered magnets in the cooling fan motors to reduce overall motor noise ¾ Developed and implemented the vehicle series / parallel electrical control scheme for the E/K and C platforms ¾ Submitted patent application for a new engine cooling fan design which increased operating efficiency and reduced operating noise levels
Development Engineer for the PMDC Brushless Blower Motor 1985 to 1987 • Responsible for the development, design and release, customer liaison work and the development of future implementation strategies of the HVAC PMDC brushless blower motor for the GM 1989 F-Car.
Achievements: ¾ Awarded two (2) patents for brushless blower motor development work – one for an open-loop control scheme and a second for load proportional cooling scheme for the integral motor control electronics ¾ Submitted two (2) additional patent applications for the armature winding scheme and for the sound level control ¾ Developed and book-shelved the inside-out brushless blower motor design fro the GM 1989 F-car platform ¾ Increased the brushless blower efficiency through maximizing the electronics trigger magnet to hall sensor relationship
Engine Controls, RFI / EMC and S&V Laboratories: 1978 to 1982 Test Engineer • Development of tests, test equipment, procedures and execution of validation tests for electric motor products including RFI / EMC and Sound & Vibration (S&V) related activities.
Achievements: ¾ Awarded patent on a new suppression network relative to RFI / EMC development work
Work - Study Cooperative Programs: 1971 to 1978 Student / Employee • Participated in two (2) cooperative work – study curriculums that included work assignments throughout Product Engineering, Process Engineering, Manufacturing and Finance Departments.
Achievements: ¾ Successfully developed, designed and prototyped a stepper motor actuator for the idle speed control application for combustion engine air / fuel ratio control as a fulfillment of the undergrad thesis requirement for the GMI curriculum.
Education Master of Science in Management Science - University of Dayton School of Engineering - 1987 Bachelor of Science in Electrical Engineering - General Motors Institute (now Kettering University) – 1978
Patents Patents Received:
1) Electric Motor having Radio Frequency Interference Suppression; # 4,329,605; Issued May 11, 1982 2) Brushless Blower Motor with Load Proportional Cooling for Control Circuitry; # 4,659,951; Issued April 17, 1987 3) Open Loop Brushless Motor Control System; # 4,665,350; Issued May12, 1987
EXHIBIT CC
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WALTER MICHAEL CEMPURA 1757 Manse Road Waterford, MI. 48328 Cell Phone: (248) 790-2138 [email protected] CORE COMPETENCIES Project/Program Management Value Stream Mapping Research & Development Computational Flow Dynamics (CFD) Plastics/Rubber/Metals Applications GD&T, DVP&R Consultant and manager skills Statistical Process Control Lean Manufacturing/5S Toyota Production Systems (TPS) TQM, DFSS, APQP, FMEA, FEA Sales, marketing & program development Cost Estimation Six-Sigma Green Belt Trained
PROFESSIONAL EXPERIENCE FORTUNE Personnel Consultants, Troy, MI Professional Staffing Organization Executive Recruiter- December 2007 to Present • Successfully secured business contracts with new corporate clients each month resulting in an average of 4 new recruiting jobs per month. • Direct consultant to corporate hiring authorities regarding salary negotiations, behavioral evaluation of candidates, problem solving techniques, and credential qualification. • Recruited professionals in industries: Medical Device, Automotive, Electronics, Surgical Instruments, Fire & Safety, Defense, and Alternative Energy • Partner with clients and work closely with candidates to understanding their backgrounds, skills and goals.
BRYANT BUREAU, Roseville, MI. Professional Staffing Organization Executive and Technical Recruiter- December 2006 to November 2007 • Recruiting technical and executive candidates, specializing in various industries such as: Medical, Aerospace/Defense, Automotive, and Consumer Products.
TRICO PRODUCTS CORPORATION, Brownsville, TX. / Rochester Hills, MI. International Windshield Wiper System Manufacturer with annual revenue over $300 million. Global Project Development Engineer- August 2003 to October 2006 • Created corporate product development standards for global facilities resulting in standard cost savings across all products. • Corporate auditor of business operations responsible for adherence to QS9000 / TS16949 quality systems. • Lead and participated in multiple successfully completed cost and continuous improvement projects. • Successfully procured product design software improving spring component design quality by 10% and new product design efficiency by 50%. • Championed new products (windshield wiper arm assemblies/components) from R&D, concept and patent stages thru testing, development and production release via Advanced Product Quality Planning (APQP). • Procedural instructor for equipment operation and software programs. • Review program objectives, schedule and risks with leadership, customer, suppliers and other stakeholders to gain approval and buy-in. Business Unit Product Development Engineer- January 2000 to July 2003 • Negotiated improved wiper-system quality business, resulting in $1 million unbudgeted sales. • Established ability to comply with customer specific design requirements in light of quality, cost and weight targets. • Managed $500,000 to $3.5 million new product projects from concept thru production. • Design, develop, and validate windshield wiper arms, blades, linkages and associated components in accordance with Transplant, SAE, FMVSS, and EEC guidelines. RX-0766.003
• Clients associated with projects include Mazda, DCX, Nissan, Honda, and Ford Product Launch Engineer- August 1996 to December 1999 • Assigned/Oversaw/Directed 23 department-specialized individuals to cross-functional team necessary to assure that the product satisfy the customer utilizing APQP. • Orchestrated early completion of DCX product programs within budget targets by utilizing effective cross- functional team management skills. • Provided high-level program management support by directing all aspects of projects involving management and oversight of budgets, quality compliance, product design and development, product testing, logistics, and administrative actions. • Successfully completed (on-time and within budget) multiple product programs via 144-step program management system (APQP) and cross-functional team management. • Establish program plans including definition of scope, milestones, deliverables, work breakdown structures, resources, schedules, and reviews. • Single-point client and internal contact for all product procurement and implementation stages of programs. • Coordinate with functional managers to build teams and define roles & responsibilities.
WILTON PACKAGING PRODUCTS, Winchester, TN. Manufacturer of extruded plastic strapping products. Engineering Manager- 1995 to 1996 • Directed and supervised production facility maintenance staff. • Contracted, negotiated, and procured successful refurbishment of facility capital equipment within budget. • Successfully established and implemented production equipment Preventative Maintenance Program.
5 RUBBER CORPORATION (Standard Products), Griffin, GA. Manufacturer of extruded rubber sealing products. Project/Process Engineer- 1994 to 1995 • Planned and implemented new products while focusing in continuous improvement. • Designed, developed, and optimized tooling and processes.
TOYODA GOSEI MISSOURI CORPORATION, Perryville, MO. Manufacturer of interior and exterior molded and extruded plastic automotive parts. Project Engineer- 1991 to 1994 • Successfully managed Toyota product programs from conception to customer production demand level, while effectively employing Toyota Production System training. • Instructor of operating procedures. • Developed theoretical/practical engineering and program management skills in Inazawa, Japan based facilities.
EDUCATION M.B.A., Technology Management, University of Phoenix, Troy, MI., 2003 B.S., Industrial Technology, Eastern Illinois University, Charleston, IL. 1990
COMMUNITY INVOLVEMENT Habitat for Humanity of Oakland County, Volunteer. Project Management Institute, Member. Knights of Columbus, Membership Director Our Lady of the Lakes Church, Catechist Cub Scout Den Leader
HONORS & AWARDS The Charles C. Gates Award for Excellence. U.S. Patent: Unique Style of Connection for Windshield Wiper Arm and Blade.
EXHIBIT D
RX-1586.0001
August 5, 2013
JAMES E. MALACKOWSKI CURRICULUM VITAE
James E. Malackowski is the Chairman and Chief Executive Officer of Ocean Tomo, LLC, an integrated Intellectual Capital Merchant Banc™ firm providing an industry leading array of financial products and services related to intangible assets. Ocean Tomo offerings include expert testimony, valuation, strategy, research, ratings, investments, risk management and transactions. Ocean Tomo assists clients – corporations, law firms, governments and institutional investors – in realizing Intellectual Capital Equity® value broadly defined. Subsidiaries of Ocean Tomo include: Ocean Tomo Capital, LLC -- publisher of the Ocean Tomo 300® Patent Index (NYSE: OTPAT). Ocean Tomo is the founder of the Intellectual Property Exchange International, Inc. where Mr. Malackowski serves as Co-Chairman.
Mr. Malackowski is a founding and continuous member of the IP Hall of Fame Academy. He has been recognized annually since 2007 by leading industry publications as one of the fifty most influential people in intellectual property and /or one of the ‘World’s 300 Leading IP Strategists’. In 2011 Mr. Malackowski was selected by the World Economic Forum as one of less than twenty members of the Network of Global Agenda Councils to focus on questions of IP policy. In 2013 he was inducted into the Chicago Area Entrepreneurship Hall of Fame by the Institute for Entrepreneurial Studies at the University of Illinois at Chicago College of Business Administration.
Prior to forming Ocean Tomo, he served as a finance and investment advisor working with one of the Nation’s oldest investment banks as well as one of Chicago’s largest private equity firms. He began his career spending fifteen years as a management consultant and forensic accountant focused on intangible assets. In this capacity Mr. Malackowski served numerous roles as a founding principal including Chief Executive Officer of his firm, growing the practice to the nation’s largest before its sale.
Mr. Malackowski has advised clients and counsel on business valuation issues as well as all phases of the technology transfer process. He has substantial experience as a Board Director for leading technology corporations and research organizations as well as companies with critical brand management issues. He is Past President of The Licensing Executives Society International, Inc. as well as its largest chapter, LES USA & Canada, Inc. Today, Mr. Malackowski focuses his non-for-profit efforts with organizations leveraging science and innovation for the benefit of children, including those located in lesser developed countries. He is a Director of the Ann & Robert H. Lurie Children’s Hospital of Chicago Research Center and has served since 2002 as a Trustee or Director of Invent Now, Inc., an organization providing summer enrichment programs for more than 90,000 students annually. He is the Founder of the Chicago based Center for Applied Innovation (CAI), an Illinois non-for-profit corporation created to manage education, public policy outreach and related economic activity around applied technology and intellectual property rights.
Mr. Malackowski is a frequent speaker on emerging technology markets and related financial measures. He has addressed mass media audiences including Bloomberg Morning Call, Bloomberg Evening Market Pulse, Bloomberg Final Word, CNBC Closing Bell, CNBC On the Money, CNBC Street Signs, CBS News Radio and Fox Business National Television as well as other recognized news-based internet video channels. Mr. Malackowski has also appeared as a judge on PBS’s Everyday Edisons.
200 West Madison, 37th Floor Chicago, Illinois 60606 312.327.4400 www.oceantomo.com RX-1586.0002
On more than forty occasions, Mr. Malackowski has served as an expert in Federal Court or the International Trade Commission on questions relating to intellectual property economics, including the subject of business valuation, reasonable royalty, lost profits, price erosion, commercial success, corrective advertising, Hatch Waxman Act market exclusivity, and the equities of a potential injunction. As an inventor, Mr. Malackowski has eighteen issued U.S. patents. He is a frequent Adjunct Instructor for graduate studies on IP management and markets and a Summa Cum Laude graduate of the University of Notre Dame majoring in accountancy and philosophy. Mr. Malackowski is Certified in Financial Forensics, a Certified Licensing Professional and a Registered Certified Public Accountant in the State of Illinois.
PRINCIPAL Co-Founder, Chairman and Chief Executive Officer, Ocean Tomo, LLC, July 1, EXPERIENCE 2003 to present. Mr. Malackowski is responsible for all aspects of the firm’s merchant banking practice.
Founder and Co-Chairman, The Intellectual Property Exchange International, Inc. Mr. Malackowski guided initial product development of IPXI and oversees planning for market launch of the exchange in 2012. See www.ipxi.com.
President and Chief Executive Officer, IP Equity Management, LLC, doing business as Duff & Phelps Capital Partners, March 1, 2002 to June 30, 2003. The firm’s intellectual property structured finance efforts were consolidated with Ocean Tomo on July 1, 2003.
Principal and Founder, VIGIC Services, LLC, July 1, 2000 to February 28, 2002. Mr. Malackowski identified and evaluated intellectual capital based private equity investment opportunities and served as an advisor to four completed transactions.
Principal and co-Founder, IPC Group LLC, August 1, 1988 – June 30, 2000. Mr. Malackowski also held the offices of President and CEO and was a Board member / chairman of the firm. Along with four co-founders, Mr. Malackowski grew IPC Group to become the largest professional services firm specializing in intellectual property valuation and strategy consulting. IPC Group was sold in 1999 later changing its name to InteCap.
Executive Consultant, Peterson & Co. Consulting, Chicago, June 3, 1985 – July 30, 1988. Mr. Malackowski began with Peterson as a Staff Consultant and was the firm’s quickest promotion to both Senior Consultant and Executive Consultant. Mr. Malackowski helped to establish the firm’s intellectual property litigation and valuation practice. Peterson & Co. was sold to Saatchi & Saatchi PLC in 1988.
Chairman and CEO, JEMAN Technologies, Inc. 1995 – 1999. Mr. Malackowski led the company’s efforts to develop new technologies related to wireless direct response services. JEMAN was sold to ewireless, Inc. in 1999 as part of a venture transaction funded by Bedrock Capital Partners and Tredegar Investments.
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NON-PROFIT AND Mr. Malackowski has been active in The Licensing Executives Society (LES) ASSOCIATION locally, nationally and internationally. LES is the premiere global professional EXPERIENCE association of technology transfer and intellectual asset management professionals with more than 11,000 members in more than 32 countries.
Mr. Malackowski is Past President of LES The Licensing Executives Society International, LLC, where his experience included the following positions:
President and Member of the Board (2011 - 2012) President Elect and Member of the Board (2010 - 2011) Secretary and Member of the Board (2007 - 2010) Member and Permanent Alternate, Board of Delegates (1992 - 2005) Past Chair, Membership, Investment, Education, Long-range Planning and Global Technology Impact Forum Committees.
Mr. Malackowski's term as President of LESI has been recognized for creation of the LESI Global Technology Impact Forum and concurrent Invent For Humanity™ Technology Transfer Exchange Fair; formalizing the National Presidents' Council; establishing the position of a permanent Executive Director; and, restructuring the leadership of LESI committees utilizing a Chair, Past Chair, Chair Elect ladder combined with functional responsibilities for committee Vice Chairs. This later organizational stamp is based largely on Mr. Malackowski's experience as President of LES USA & Canada described below where he led a restructuring of the Board from a regional to a functional focus for each officer and Trustee. As with his tenure at his national Society discussed below, Mr. Malackowski led a financial turn-around returning LESI to positive cash flow following its only two years of loss.
Mr. Malackowski is also Past President of The Licensing Executives Society (USA and Canada), Inc. where he held numerous offices in the organization including:
President and Member of the Board (2001 – 2002). Mr. Malackowski presided over a restructuring of the LES Board and a financial turn-around returning the organization to positive cash flow following its only two years of loss. International Vice President and Member of the Board (2000) Treasurer and Member of the Board (1996 -- 1999) Trustee and Member of the Board (1992 – 1996) Chair, Annual Meeting in Miami Beach (1998) and the Summer Meeting in Chicago (1997)
Mr. Malackowski is the youngest President to hold office at LES USA & Canada as well as at LES International.
In 2007, Mr. Malackowski was the Founding Chair of the Board of Governors for what is now Certified Licensing Professionals, Inc., administrator of the
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Certified Licensing Professional (CLP) program for professionals in the fields of licensing, business development and commercialization of intellectual property. More than 1,000 individuals involved in patenting, marketing, valuation, IP law, negotiation, and intellectual asset management have earned the CLP certification. CLP, Inc. is a 501(c)(6) organization whose mission is to elevate the licensing profession through knowledge and standards.
Mr. Malackowski extends significant time to non-profit activities directed towards a further understanding of the economic importance of innovation and intellectual property, in both the United States and developing economies. These efforts include:
Member, World Economic Forum Network of Global Agenda Councils (2011 - 2012) Director, International Intellectual Property Institute, Washington D.C., (2002 - 2007) Resident Advisor, U.S. Information Agency, (1999) Resident Advisor, U.S. Department of Commerce Commercial Law and Development Program (1997) Founder and Chairman, The Center for Applied Innovation, Inc. (2004 - )
In addition to his University instruction described herein, Mr. Malackowski focuses his non-for-profit efforts with those organizations leveraging science and innovation for the benefit of children.
Director, Children’s Research Fund (2013); Co-Chair Annual Fund Campaign (2013) Director, Invent Now, Inc. (2006 - ); Trustee and Director, National Inventors Hall of Fame, Inc. (2001 - 2006); and, Member, NIHF Board Finance Committee (2006 - ). These organizations provide summer enrichment programs for more than 90,000 students annually including Camp Invention™ for kids in grades 1-6 (and their parents and teachers); Collegiate Inventors Competition™ for college students (and their mentors); and, Club Invention™ for kids in grades 1-6 (and their parents and teachers). President’s Council, Chicago Museum of Science and Industry (2005 - 2011) including participation on the Education Advisory Committee (2007 - 2009) and the Alternative Revenue Committee (2008 - 2011) Director, Ann & Robert H. Lurie Children’s Hospital of Chicago Research Center (2009 - ) including participation on the Technology Transfer Advisory Committee (2009- ) and the Strategic Planning Resources Committee (2011- )
Mr. Malackowski is the Founder of the Center for Applied Innovation, a Chicago based non-for-profit with both local and international programs. CAI was created to manage education, public policy outreach and related economic activity around applied technology and intellectual property (IP) rights in the State of Illinois and around the world.
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CAI created and patented the first commoditized contract for technology licensing, the Unit License Right™. This innovation has been licensed to the Chicago-based Intellectual Property Exchange International. Under Mr. Malackowski’s continued leadership as Chairman, CAI organizes the Invent for Humanity™ Technology Transfer Exchange Fair (InventforHumanity.org) launched in January, 2012, in Geneva, Switzerland. Invent for Humanity showcases field-ready, sustainable innovations, known as “appropriate technologies”, leveraging the experience of licensing professionals to match and structure the actual transfer of such technology to meet recognized needs of emerging market economies.
Mr. Malackowski’s association and non-profit activities are informed in part by his participation in the Harvard Business School Executive Education Program on Governing for Nonprofit Excellence, November 2000.
RELATED Berg Pharma, LLC, Member, Board of Advisors (2012 - ). OFFICES Curious Networks, Inc., Director, (1999 - 2000), Co-Chair of the Board’s Strategic Partnership Committee. Mr. Malackowski led the company’s first and second round of venture funding.
ewireless, Inc. (f/k/a JEMAN Holdings, Inc. d/b/a Cellular Linking), Director, (1995-1999, 2000-2002)
Ford Global Technologies, Inc., Ford Motor Company, Director (1997 - 2001). Mr. Malackowski advised Ford Motor Company on the original business strategy which led to the formation of FGTI. FGTI was the largest known technology management company in the United States during Mr. Malackowski’s term.
Infocast, Corporation (OTC BB: IFCC.OB), Director (2001-2002). Member of the Audit and Compensation Committees. Mr. Malackowski led the transition of the company’s senior management team and continued U.S. based funding efforts.
Insignis, Inc., Director (2000 - 2002) Mr. Malackowski led the company’s first round of venture funding. Insignis is a Chicago based provider of institutional financial data services.
Solutionary, Inc., Director (2000 - 2013). Arranged and advised on Solutionary’s asset acquisition of S3Networks effective August 31, 2001 and sale to strategic buyer in 2013. Member of the Board’s Compensation Committee.
TuShare, LLC, Advisor (2012 - )
422, Inc., Director (2002 - 2003)
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EDUCATION AND University of Notre Dame, B.B.A., Bachelor of Business Administration with CERTIFICATION majors in Accountancy and Philosophy. Graduated Summa Cum Laude, 1985.
Registered Certified Public Accountant, State of Illinois Certificate Number 41,187 issued January 16, 1986; License No. 239.007831; Expires September 30, 2015.
Certified Licensing Professional, Certificate Number 1606 issued July 1, 2008; Expires June 30, 2014.
Certified in Financial Forensics, American Institute of Certified Public Accountants, Certificate Number 391 issued July 31, 2008; Expires December 31, 2014.
UNIVERSITY John Marshall Law School, Intellectual Property Damages (1992 - 1994) INSTRUCTION DePaul University, Intellectual Property Entrepreneurial Finance (2003)
The George Washington University Law School, Intellectual Property Management (2004)
The University of Chicago Graduate School of Business, Intellectual Property Investment (2004 - 2006)
Indiana University Kelly School of Business, Intellectual Property Finance (2005)
University of Notre Dame, Mendoza College of Business, Adjunct Instructor:
MBA Interterm Intensives, Intellectual Property Based Market Transactions, Valuation and Trading (Fall 2006, Fall 2008) MBA Executive Program, Course MBAE 70639, Intellectual Property, (Spring Semester 2008) MBA Program, Litigation Support and Valuation (Spring 2009)
University of California at Berkeley Haas School of Business, Innovation Markets (2008)
Chicago-Kent College of Law, Adjunct Professor of Law, IP Financial Markets and Legal Principals (Fall 2008).
Rutgers Professional Science Master’s Program, Adjunct Instructor, Fundamentals of Intellectual Property (Summer 2011).
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Northwestern University Kellogg School of Management, MGMT 441-61 and MGMT 441-76 Intellectual Property Management, Clinical Professor James G. Conley (Fall 2012 and Spring 2013)
University of Texas McCombs School of Business, MBA Course: Open Innovation, Professor Sirkka Jarvenpaa (Spring 2013)
ACTIVE American Institute of Certified Public Accountants (1985 -) MEMBERSHIPS The Economic Club of Chicago (1990 -) The Licensing Executives Society (1988 - ) Young Presidents’ Organization (2006 - )
RECOGNITION Individually, Mr. Malackowski has been recognized for his expertise as well as AND AWARDS his work in developing markets for intellectual property transfer including:
Inductee, Chicago Area Entrepreneurship Hall of Fame as selected by the Institute for Entrepreneurial Studies at the University of Illinois at Chicago College of Business Administration, (2013; 28th Year of Program) Named as 1 of 50 Individuals, Companies and Institutions that Framed the First 50 Issues of IAM Magazine, November / December 2011. “IP Personalities of 2008”, IAM blog by Joff Wild, Editor “World’s 300 Leading IP Strategists”, IAM Magazine (2012-2013) “World’s 250 Leading IP Strategists”, IAM Magazine (2009-2011) “50 Under 45”, IP Law & Business™ (2008) “The Most Influential People in IP”, Managing Intellectual Property™ (2007) Member, IP Hall of Fame Academy (2007- ) Mediator and Arbitrator, World Intellectual Property Organization, (1994)
Ocean Tomo as a firm has been likewise recognized for its accomplishments including:
Ocean Tomo was honored in 2011 with the “Best of Chicago Award in Investment Advisory Services” by the U.S. Commerce Association (USCA). In addition to Mr. Malackowski, Ocean Tomo as a firm was named as 1 of 50 Individuals, Companies and Institutions that Framed the First 50 Issues of IAM Magazine, November / December 2011 and the only firm other than Microsoft (2 of 50 mentions) to be recognized multiple times (5 of 50 mentions). The firm’s Chicago office was presented the 2011 Alfred P. Sloan Awards for Business Excellence in Workplace Flexibility after having been finalist for scoring in the top 20% of all firm’s measured nationally. Ocean Tomo was recognized in 2010 by Corporate Voices for Working Families for its work-life balance as part of the National Workplace Flexibility Campaign published by USA Today.
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Ocean Tomo was recognized as a juried Finalist for the Illinois Technology Association 2010 CityLIGHTS Award for raising the stature of the Illinois technology industry. Selected as case study organization for Haas School of Business, University of California, Berkeley (2009) Selected as case study organization for Harvard Business School MBA Program (2008) Ocean Tomo was named one of 20 small and mid-sized firms recognized as the “Best Places to Work in Illinois” by Best Companies Group in a competition sponsored by the Illinois Chamber of Commerce and the Illinois State Council Society for Human Resource (2007) Ocean Tomo Auctions received the 2006 Chicago Innovation Award for most innovative new product or service introduced between January 1, 2005, and July 31, 2006, that uniquely satisfied unmet needs in the marketplace. The award was presented by Kuczmarski & Associates and the Chicago Sun-Times. Ocean Tomo Auctions was awarded the Department of Commerce Technology Administration & National Knowledge & Intellectual Property Management 2006 Innovator of the Year Award. Ocean Tomo was recognized as a “Top Ten IP Newsmakers of 2006” by IP Law & Business, Almanac 2006.
Numerous authors and graduate business programs have written case studies about Ocean Tomo and its affiliates including:
Chesbrough, Henry, Open Business Models: How to Thrive in the New Innovation Landscape, Copyright 2006. Harvard Business School Case Study Houle, David, The Shift Age, Copyright 2007. Houle, David, Entering the Shift Age, Copyright 2013. Kuczmarski, Thomas D., Dan Miller and Luke Tanen, Innovating Chicago-Style: How Local Innovators Are Building The National Economy, Copyright 2012. University of California Business School Case Study
RELATED U.S. “The Determination of a Reasonable Royalty: Hypothetical Negotiation v. SPEECHES AND A General License Agreement”, The Licensing Executives Society, Chicago PUBLICATIONS Chapter, December 8, 1987.
“The Business Economics of Technology Development”, The Licensing Executives Society, New England Chapter, February 9, 1988.
“The Importance of Protecting Intellectual Property Through Corporate Transition”, Licensing Executives Society, National Meeting, October 18, 1989, Moderator.
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“Valuation of Intellectual Property Rights”, The Chicago Bar Association, March 6, 1990.
“Dispute Resolution -- There Are Alternatives!”, Licensing Executives Society, National Meeting, October 22, 1990.
“How to Value a License”, Adding to the Bottomline Through Licensing, LES / John Marshall Law School, November 1, 1990.
“An Advanced Discussion on Licensing and Patent Damages”, Licensing Executives Society, National Meeting, October 28, 1992.
“An Advanced Discussion on Patent Damages”, Licensing Executives Society, National Meeting, October 18, 1993.
Royalty Provisions in Technology License Agreements, Technology Transfers, American Conference Institute, November 15 & 16, 1993.
“Commercializing Technology and the Intellectual Property Quality Management Imperative”, Technology Transfer, American Conference Institute, June 20 & 21, 1994.
“How to Accurately Value Software”, The Software Protection and Litigation Institute, July 28 & 29, 1994.
“IP Damages Advanced Case Studies”, Licensing Executives Society, National Meeting, October 19, 1994.
“Preparation and Presentation of Damages by Outside Consultants”, AIPLA Mid-Winter Meeting, February 1, 1995
“Damages Discovery - An Expert's Perspective”, Intellectual Property Law Association, New York, December 15, 1995.
“Pre-Litigation Damages Techniques: Patents and More”, The Intellectual Property Strategist, March, 1996.
“Corporate Exposures to Copyright, Patent, Trademark, and Trade Secret Claims”, Digital Bullets - Digital Shields: A Financial Perspective, American Conference Institute, New York, March 5, 1996.
“IP Management and Taxation - How companies are proactively managing IP assets to maximize shareholder value, including measuring contribution of IP protection to corporate value”, American Bar Association, Virginia, April 11, 1996.
“Effectively Select & Use Experts in Trademark & Copyright Cases”, AIPLA Spring Meeting, Boston, May 1, 1996.
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“The Industry-University Interface: Mechanisms For Technology Transfer”, 1996 AUTM Central Region / Licensing Executives Society Chicago Chapter, Chicago, July 21, 1996.
“Valuing Health Care Technologies”, Licensing Executives Society Winter Meeting, South Carolina, March 13, 1997.
“Creative Marketing & Packaging - How to Differentiate Yourself in a Competitive Market”, CTIA Annual Meeting, Atlanta, February 23, 1998.
“Intellectual Property Valuation: The Latest Techniques from Boardroom and Courtroom”, Patent Law Association of South Florida Annual Meeting, Fort Lauderdale, October 22, 1998.
“The Aftermath of Rite-Hite v. Kelly”, 16th Judicial Conference of the U.S. Court of Appeals for the Federal Circuit, Washington D.C., April 6, 1999.
“Expert Admissibility After Daubert”, Wisconsin Academy of Trial Lawyers, Milwaukee, December 3, 1999.
“Intellectual Property Strategic Planning: a Corporate Perspective”, Research Directors Association of Chicago, Winter Meeting, January 10, 2000.
“Intellectual Property Asset Management: Linking IP and Corporate Strategy”, 44th Annual Conference on Developments in Intellectual Property Law, John Marshall Law School, Chicago, February 25, 2000.
“Boost Your Client’s Intellectual Capital IQ: Get Top Management Involved”, Corporate Legal Times, October 2000, p. 104.
“Strategic and Financial Opportunities for Privately Held and Public Middle Market Companies: Building Shareholder Value”, The Standard Club, Chicago, October 5, 2000.
“Commercializing Intellectual Capital Through Venture Funding”, LESI Expanded Board of Directors Meeting and Seminar, Delray Beach, Florida, January 26, 2001; LES Chicago Meeting, May 10, 2001.
“New Paths to Growth: Joint Ventures and Accessing Equity Capital”, Panel Presentation and Discussion, LaSalle Street Project Economic Summit, Chicago, May 10, 2001.
ViewPoints, The Newsletter of the Licensing Executives Society (U.S.A. and Canada), Inc., President’s Column: Vol. VIII No. 5, Nov. / Dec. 2001, “President Changes the Way LES Does Business”; Vol. VIV No. 1, Jan. / Feb. 2002, “It’s Time To Count Our Intellectual Assets”; Vol. VIV No. 2; Vol. VIV No. 3, May / June 2002, “Mid-Year Review”; Vol. VIV No. 4, July / August 2002, “Ethical Issues Related To Intellectual Property”.
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“Venture Investment Grounded In Intellectual Capital”, From Ideas To Assets: Investing Wisely in Intellectual Property, Edited by Bruce Berman, John Wiley & Sons, Inc., 2002.
“Current Issues in Accounting for Intangibles”, Congressional Economic Leadership Institute, Panel Presentation and Discussion with Steven H. Wallman, Former Commissioner, United States Securities and Exchange Commission, Washington, DC, May 1, 2002.
“Intellectual Capital Based Corporate Carve-outs: Strategy, Structure and Funding”, James E. Malackowski and Suzanne Harrison, The LESI Guide to Licensing Best Practices, Edited by Robert Goldscheider, John Wiley & Sons, Inc., 2002.
“Intellectual Property Finance: Securitization to Venture Capital”, American Bar Association Intellectual Property Law Conference, Philadelphia, June 28, 2002.
“The IIPI Roundtable: The New Emphasis on Patent Value – Opportunities and Challenges”, Washington DC, July 22, 2002.
“Moving Technology from University to Marketplace: Business Creation and the Venture Capital Community, Licensing Executives Society Annual Conference, Chicago, September 24, 2002.
“Presidents’ Forum on Intellectual Property: A Leadership Discussion with The Licensing Executives Society, the American Intellectual Property Law Association, the Association of University Technology Managers, the Intellectual Property Owners Association, The National Inventors Hall of Fame, and BIO”, Licensing Executives Society Annual Conference, Chicago, September 24, 2002.
“Extracting Value From Your Intellectual Asset Portfolio: Ensuring ROI from IP and Technology Assets”, World Research Group, November 22, 2002, Chicago, Illinois.
“Licensing”, American Intellectual Property Law Association 2003 Mid-Winter Institute, Marco Island, Florida, January 22 – 25, 2003.
“Cashing in on Chicago: A Closer Look at Liquidity in the Heartland”, The Executives’ Club of Chicago, Panel Discussion, February 11, 2003.
Conference Chair and Speaker, “Optimizing Valuation & Value Realization of your IP/Intellectual Assets”, World Research Group, Las Vegas, February 27- 28, 2003.
Live Webcast, “Turning Your Intellectual Property into Cash”, Ernst & Young Business Insights, April 28, 2003.
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Intermediate PDS Workshop: Application of Private Equity and Leveraged Finance Investing to Intellectual Property, LES / AUTM Summer Meeting, Philadelphia, May 8, 2003.
World Research Group, Advanced Intellectual Property Structured Finance, Conference Co-Chair Person, New York City, June 29-30, 2003.
The Conference Board, The 2003 Conference on Intellectual Asset Management & Value Reporting, “Application of Private Equity and Leveraged Finance Investing to Intellectual Property”, Chicago, June 4, 2003.
Intellectual Property and Information Technology for Investment Funds, “Intellectual Capital Equity Management”, Panel Discussion Sponsored by Schulte Roth & Zabel, New York City, June 18, 2003.
Chicago Capital Access Forum III, “Private Investors: The Case for Domestic Emerging Market Investments”, Panel Discussion, Chicago, June 26, 2003.
Pension Consultants’ Forum, “Extracting Value from Private Equity Investing”, World Research Group, Chicago, July 22, 2003.
Midwest Intellectual Property Institute, “Intellectual Capital Equity Management”, Minneapolis, September 19, 2003.
“Intellectual Asset Strategies”, Add-On Seminar at the 2003 Licensing Executives Society Annual Meeting, San Diego, September 25, 2003.
“Leveraging Intellectual Property”, Keynote Speaker, Thomson Financial Thought Leadership Forum, New York, October 8, 2003.
“Beyond Licensing: Innovative Techniques for Extracting Value”, Advanced Forum on Licensing Intellectual Property, San Francisco, December 9, 2003.
Intellectual Asset Management, Column: IP Merchant Banker, Douglas R. Elliott & James E. Malackowski, Issue 01, “Challenges of the Fifth Epoch”, July / August 2003; Issue 02, “What the Market Fortells”, September / October 2003; Issue 03, “Economics, Ethos and Intellectual Ethics”, December / January 2004; Issue 04, “Patent Predictions – facts or fictions?”, February / March 2004; “Wealth management in the age of patents”, June / July 2004; “Patent pools – the 80% solution”, August / September 2004.
“Intellectual Capital Equity Management: IP as an Asset Class”, Minnesota State Bar Association Continuing Legal Education, Minneapolis, January 15-16, 2004.
“Understanding the Motivations Behind an IP Structured Finance Transaction”, “Analyzing the Anatomy of A Patent-Based Structured Finance Transaction”, World Research Group, New York, January 21-22, 2004.
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“Managing Your Intellectual Property”, Investment Banking for Women / Minority Owned Business Enterprises, Annual Forum, Conference Co- Chairperson, Chicago, March 3-5, 2004.
“Private Equity: Investor Capital for Mature Businesses”, DreamMakers Forum 2004, Santa Barbara, California, March 7 – 10, 2004.
“IP Finance: Convergence of IP Valuation and Value Creation”, World Research Group 2nd Annual Strategies and Solutions for Optimizing IP Valuation & Value Creation, Chicago, March 23 – 24, 2004.
“Leveraging the Value of Intellectual Property”, Creating, Managing & Valuing an Intellectual Property Portfolio, Vedder Price Conference Series, Chicago, April 28, 2004.
“Federal Circuit Damages Decision Emphasizes the Importance of Sound Economic Models”, IP Review, McDermott Will & Emery, with Robert M. Hess, Spring 2004.
“Intellectual Property Merchant Banking: Leveraging Corporate Intangible Assets”, The Licensing Executives Society (U.S.A. & Canada), Inc., Fairfield- Westchester Counties Chapter, June 23, 2004.
“Intellectual Property Financing and Securitization: Conclusions and Future Implications for Financing the IP Market”, New York, New York, July 21, 2004.
“Emerging Financial Concepts in IP Asset Management”, Mining Patent Portfolios, Seattle, Washington, September 13, 2004.
“Intellectual Property Investment”, National Institutes of Health, Commercialization Assistance Program, Larta Institute, Chicago, November 12, 2004.
“Using Intellectual Property to Grow”, The Beacon, Chicagoland Entrepreneurial Center, Volume 3, Issue 4, December 10, 2004.
“Techniques for Assessing the Value of Your IP Portfolio”, The Wall Street Transcript Intellectual Property Conference, New York, January 27, 2005.
“The Tipping Point: Assessing Major Challenges and Growth Opportunities in IP Finance”, Moderator, The 3rd Annual Advancing IP Structured Finance World Research Group Conference”, New York, February 3, 2005.
“Commerce One IP Auction”, Optimizing IP Valuation and Value Creation, World Research Group Conference, Miami, March 30-31, 2005.
“Intellectual Capital Equity Management: IP As An Asset Class”, Minnesota Continuing Legal Education Conference, Minneapolis, May 12, 2005.
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“Techniques for Evaluating IP Potential”, Life for After Rembrandts, Law Seminars International, Chicago, Illinois, August 4, 2005.
Keynote Address, 2nd Annual Intellectual Property Financing and Securitization Summit, New York, September 26, 2005.
“The Power of Intellectual Property in Private Equity Deals”, Association for Corporate Growth and The Licensing Executives Society Connecticut Chapters, Greenwich, Connecticut, October 6, 2005.
“Maximizing the Value of Distressed Debt Backed by Intellectual Property”, Financial Research Associates Distressed Debt Summit 2005, New York, October 7, 2005.
“To Sell or Not to Sell”, Licensing in the Boardroom 2005, a supplement to Intellectual Asset Management magazine, 2005.
Patent Auctions & Marketplaces: Leveraging Value from Under-employed Technologies, IP Master Class Presentation, Washington DC, January 10, 2006.
“Risky Business: Overlooking Patents as Financial Assets”, Making Innovation Pay, Edited by Bruce Berman, Published by John Wiley & Sons, Inc., 2006.
“The State of Development & Current Trends in IP Structured Finance” and “The Tipping Point: Assessing Major Challenges, Growth Opportunities and Future Trends in IP Finance”, Moderator, The 4th Annual Summit on IP Structured Finance, New York, March 22-23, 2006.
“Generating Revenue From Your Inventions”, IIR 2nd Annual Summit on IP Rights for Financial Services, New York, April 25-26, 2006.
“A Behind the Scenes Look at the Patent Bazaar: How Companies and Industry Are Buying and Selling Patents”, Innovators in IP Litigation, IP Law & Business, San Jose, California, May 17, 2006.
“Patent Markets and Their Impact to R&D Strategy”, Industrial Research Institute Annual Meeting, May 21-24, 2006, Colorado.
USC Gould School of Law 2006 Intellectual Property Institute; Featured Speaker, “A Final Word”; Panelist, “Patent Trolls: The Good, the Bad and the Ugly”; May 23, 2006, Los Angeles.
“Patent Auctions: Past, Present & Future”, The 50th Annual Conference on Developments in Intellectual Property Law, John Marshall Law School Center for Intellectual Property Law, May 25-26, 2006, Chicago. Speech published as “The Intellectual Property Marketplace: Past, Present and Future”, 5 J. Marshall Rev. of Intell. Prop. L. 605, (2006)
“Patent Auctions: Risky Endeavor or Legitimate Market Opportunity?”, Strafford Legal Teleconference Presentations, June 8, 2006.
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The Intellectual Property Investment Summit: Connecting Investors with Strategic Intellectual Property Opportunities, Presented by the Center for Applied Innovation, Summit Co-Chairperson, June 15, 2006, Chicago.
Innovative Structures for Acquiring Intellectual Property: The Benefits, Challenges and Process, LSI Law Seminars International, Program Co-Chair, July 17, 2006, Chicago.
“Licensing and Intellectual Property”, Chicago Regional Independent Inventor’s Conference, Presented by the United States Patent and Trademark Office, Northwestern University School of Law, and the National Inventors Hall of Fame Foundation, July 28-29, 2006, Chicago.
“Reinventing the IP Marketplace – The Exclusive Ocean Tomo Patent Auction Case Study”, IP Licensing Summit: Practical Strategies to Maximize Revenue in Today’s Challenging Intellectual Property Marketplace, August 21-23, 2006, New York.
“Unlocking the Value of Intellectual Property Rights”, Conference of the International Bar Association, September 20, 2006, Chicago.
“This Too Shall Pass”, Americas IP Focus 2006, Managing Intellectual Property Rights, Copyright, Euromoney Institutional Investor, PLC, 2006.
“Developing Markets for Intellectual Assets and Technology”, 21st Annual Intellectual Assets and Technology Law Institute, October 5 & 6, 2006, Irving, Texas.
“Patent Damages” and “Patent Reform Efforts: An Update and Review”, The Sedona Conference Patent Litigation VII, October 12-13, 2006, Sedona, Arizona.
“Patent Auctions”, 44th Annual Intellectual Property Law Conference, The Center for American and International Law, November 9-10, 2006, Plano, Texas.
“The Future of Developing IP Markets”, 3rd Annual Monetization of Intellectual Property & Intangible Assets, Strategic Research Institute, November 16-17, 2006, Boston.
“The IP Transactional Landscape”, Economics of IP Based Transactions, National Knowledge & Intellectual Property Management Taskforce Series Program, November 29-30, 2006, Washington, D.C.
Keynote Presentation, The Business of Intellectual Property Conference, Tech Council of Maryland, Rockville, Maryland, January 10, 2007.
Luncheon Speaker, Corporate Intellectual Property Roundtable, Georgia State University College of Law, Atlanta, January 24, 2007.
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“Patent Markets”, American Intellectual Property Law Association, 2007 Mid- Winter Institute, New Orleans, January 24-27, 2007.
“Assessing the Real Value of Your IP Portfolio” and “Growing IP Impact on Public and Semi-Public Markets”, The 5th Annual Summit on Monetizing, Financing & Securitizing IP, New York, January 30-31, 2007.
“Ocean’s 300”, Moderator, World Intellectual Property Review 2007, pp. 16-20.
"The Intellectual Property Marketplace: Emerging Transaction and Investment Vehicles", Co-author with Cardoza, Gray and Conroy, The Licensing Journal, Aspen Publishers, Vol. 27, No. 2, pages 1 - 11, February 2007.
“The Importance of Emerging Intellectual Property Market Opportunities to the City of Chicago”, Keynote Speaker, Notre Dame Club of Chicago Meeting, Chicago, March 8, 2007.
“The Intellectual Property Marketplace”, Harvard Business School Club of New York, New York, April 12, 2007.
Keynote Address, BRICs & Mortar: Technological Drivers in Booming Economies of Brazil, Russia, India and China, Northwestern University Journal of Technology & Intellectual Property Second Annual Symposium, Chicago, April 13, 2007.
“Innovation Measurement: The Economic Impact of Patent Value”, Co-author with Barney, Cardoza, Walker and Gray, Submission to United States Department of Commerce Economics and Statistics Administration, Pursuant to Notice in the Federal Register, Vol. 72, No. 71, 18627, May 11, 2007.
“Objective Patent Valuation”, Business Meeting, Association of Corporate Patent Counsel, Newport, Rhode Island, June 27, 2007.
“Intellectual Property Exchange Chicago”, a two day symposium presented by The National Knowledge & Intellectual Property Management Taskforce and The Center for Applied Innovation, Moderator and Speaker, July 17 – 18, 2007, Chicago.
“Start-up Stories: Tales from the Front Line”, TiE Midwest, August 1, 2007, Chicago.
Keynote Address, Notre Dame Financial Executives Alumni Conference, September 21, 2007, South Bend, Indiana.
“The Birth of an IP Marketplace”, Missouri Bar Association Seminar, November 2, 2007, St. Louis, Missouri.
“Market Forces and IP”, The Giles S. Rich American Inn of Court, Howard University, January 17, 2008.
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“Market for Technology: Challenges and Opportunities”, Panel Discussion on Impediments to Technology Markets, Duke University’s Fuqua School of Business, February 20, 2008.
“IP Markets – An Intangible Walk Down Wall Street”, Keynote Address, Securities Industry and Financial Markets Association, March 11, 2008, New York.
“Patent Valuation, Is there One or Many?”, Mini-Plenary Session of the High Tech Sector, The Licensing Executives Society International Annual Meeting, May 7, 2008, Chicago.
“What is Patent Quality – A Merchant Banc’s Perspective”, with Jonathan A. Barney, les Nouvelles, June 2008, p. 123 – 134.
“Intangibles in the Firm and Financial Markets”, Intangible Assets: Measuring and Enhancing Their Contribution to Corporate Value and Economic Growth, The National Academies, Washington DC, June 23, 2008.
“Developing IP Markets: Opportunity for the Financial Services Industry”, Keynote Address, The 5th Annual Patents & The Financial Services Industry Symposium, New York, July 29, 2008.
“New Trends in Monetizing IP Rights: Trolls, Licensing and Securitization”, Managing Intellectual Property Webinar, September 3, 2008.
“Magnificent Mile – Shopping for the Ideal IP Expert”, DRI Intellectual Property Litigation Seminar, September 4-5, 2008, Chicago.
From Assets to Profits: Competing for IP Value and Return, Contributing Author, Edited by Bruce Berman, John Wiley & Sons, November 2008.
Ocean Tomo: The New Kid on the (Auction) Block is All Grown Up, Institute for Law and Technology, 46th Annual Conference on Intellectual Property Law, November 10 – 11, 2008, Plano, Texas.
Federal Trade Commission: The Evolving Intellectual Property Marketplace, Keynote Address, Public Hearings, April 17, 2009, Washington, DC.
“Protecting and Commercializing New Ideas”, CoreNet Global Chicago Chapter Meeting, Chicago, May 13, 2009.
“The Future of the IP Marketplace”, Moderator and Plenary Speaker, IP Markets 2009, Chicago, July 23, 2009.
“Staying Ahead of the Curve – Strategic Intelligence, Value Assessments and Monetization in a Highly Competitive Economy”, The 6th Annual Patents & The Financial Services Industry Conference, New York City, July 28-29, 2009.
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“Helping Companies in a Down Economy: Strategic Planning for Identifying and Valuing Your IP”, American Bar Association Annual Meeting, Chicago, July 31, 2009.
“Managing IP During Uncertain Times”, NanoBusiness Alliance Conference, Chicago, September 8, 2010.
National Economic Framework for Intellectual Property Based Commerce, A Research Report by the National Knowledge & Intellectual Property Management Taskforce, Net Worth Press, 2009.
“The Role of IP in Tough Economic Times and How to Use it to Your Advantage: Corporate Recovery and Restructuring”, Licensing Executives Society Annual Meeting, San Francisco, October 19, 2009.
“Global IP Market Development”, 11th Annual Utah IP Summit, Salt Lake City, February 13, 2010.
“Law, Economics, Business and Policy Implications for Innovation and Competition of Diverse Business Models for Using Patents”, Stanford University Hoover Institution Annual Conference, Stanford, California, June 25, 2010.
“Establishing an Objective Value of IP”, IPO Annual Meeting, Atlanta, September 14, 2010.
“Intellectual Property and the Marketplace: Hot Topics Impacting the Role of Patents, Trademarks and Copyrights in Today’s Business World”, Vedder Price Illinois Continuing Legal Education Forum, Chicago, October 6, 2010.
“IP Essentials for the Chief Executive Officer”, Illinois Technology Association, Chairman’s Dinner Keynote Speaker, Chicago, October 20, 2010.
“Valuation of IP in Emerging Market Platforms”, 2010 IP Damages Institute, CalCPA Education Foundation, Los Angeles, November 8, 2010.
“Shifting Sands: What is Discoverable and Admissible for Damages, Willfulness and Other Purposes”, Intellectual Property Owners Association CLE Roundtable, Washington, DC, March 21, 2011.
“Intellectual Property: From Asset to Asset Class”, Intellectual Property Strategies for the 21st Century Corporation, Bryer, Lebson & Asbell Editors, John Wiley & Sons, Inc., 2011.
“The Next Big Think in Monetizing IP: A Natural Progression to Exchange- Traded Units”, Ian D. McClure co-author, LANDSLIDE, A Publication of the ABA Section of Intellectual Property Law, Volume 3, Number 5, May/June 2011, pp. 32-37.
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“Risk Management Strategies to Defend Against Patent Trolls and the New Trend in Patent Royalty Trusts”, 2011 Congress on Patent Strategies for the Financial Services Industry, New York, September 19-20, 2011.
“Patent Quality and its Impact on Valuation”, Licensing Executives Society United States and Canada, Inc., Annual Meeting, San Diego, October 17, 2011.
Introduction, “LESI Global Technology Impact Forum (GTIF) Creates Tech Transfer Platform”, les Nouvelles, Journal of the Licensing Executives Society International, Volume XLVII No. 2, June 2012.
Panelist, “IP Monetization”, McDermott Will & Emery 2012 Intellectual Property Symposium, Chicago, June 14, 2012.
Keynote Address, Northwestern Law Fifth Annual Conference on Entrepreneurship and Innovation, Chicago, June 14, 2012.
“IP Market Development”, 38th Annual Intellectual Property Law Summer Institute, Sponsored by the Intellectual Property Law Section of the State Bar of Michigan, Traverse City, Michigan, July 21, 2012.
“An Investors’ Perspective on IP”, CenterForce IP Strategy Summit, New York City, New York, November 13, 2012.
“Investing in IP”, DealFlow Media Webinar, January 10, 2013.
“Evolving IP Marketplace”, American Intellectual Property Law Association, Mid-Winter Meeting, Tampa, Florida, February 1, 2013.
“An Inventor’s Walk Down Wall Street”, PatCon 3 at Illinois Institute of Technology Chicago-Kent School of Law, Chicago, April 12, 2013.
Report on Judge Rader Comments at the 2013 LESI Annual Conference, LES Global News, Vol. XLVIII No. 2, June 2013.
“Strategic Insights”, Plenary Panel Discussion, IPBC 2013, IP Business Congress, Boston, June 9, 2013.
“IP and Antitrust”, Panel Discussion, McDermott 2013 IP Symposium, June 13, 2013, Chicago.
IP Investments and Markets Presented by the Center for Applied Innovation, Panelist on IP Marketplace, Chicago, June 25-26, 2013.
INTERNATIONAL “Taxation Issues when Licensing with the U.S.”, Licensing Executives Society SPEECHES AND International, South Africa Conference, January 28, 1996. PUBLICATIONS
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“Intellectual Property Damages: Advanced Case Studies”, Licensing Executives Society Annual Meeting, Puerto Rico, September 30, 1996.
“License Agreement Royalty Audits: Untapped Riches Or Fool's Gold?”, Licensing Executives Society Annual Meeting, Puerto Rico, October 1, 1996
“Valuation of IPR”, Conference on Appeals Related to Intellectual Property, Bucharest, Romania, November 20, 1997.
“Avaliacao e Contabilizacao de Propriedade Intellectual – Metodologia e Aspectos Fiscais”, XIX Seminario Nacional de Propriedade Intellectual, Rio de Janeiro, Brazil, August 16, 1999.
“Avaliacao e Contabilizacao de Propriedade Intelectual”, Conferencia pela Consulate General of the United States of America, Sao Paolo, Brazil, August 18, 1999.
“Avaliacao e Contabilizacao de Propriedade Intelectual”, Conferencia pela Consulate General of the United States of America, Curitiba, Brazil, August 20, 1999.
“IP Valuation Trends”, Licensing Add-on Seminar, LESI Annual Conference, Krasnapolsky, Amsterdam, Netherlands, May 21, 2000.
“Intellectual Property from a Board Room Window”, Plenary Session II LESI Strategies, LESI Annual Conference, Krasnapolsky, Amsterdam, Netherlands, May 23, 2000.
“Due Diligence in an Intellectual Capital Focused Investment”, LES Annual Conference Add-on Session, Toronto, September 14, 2000.
“What’s New in Intellectual Property Asset Management”, Panel Discussion, 8th Annual Intellectual Property Law Institute, State Bar of Georgia, Puerto Vallarta Mexico, November 15, 2002.
“Les brevets en tant qu’actifs economiques: comment les exploiter au mieux” and “Brevets et financement: couvrir les couts, trouver des investisseurs”, Un System Du Brevet Competitif Pour L’Europe, sponsored by the European Patent Office, Brussels, May 3-4, 2006.
“What is Patent Quality?”, Co-author with Jonathan A. Barney, Paper Presented to the Colloquium on a Comprehensive Approach to Patent Quality, Federation Internationale Des Conseils En propriete Industrielle, Amsterdam, June 8-9, 2007.
“Fostering Innovation with Seed Money and Venture Capital”, Licensing Executives Society International Annual Conference, Zurich, June 19, 2007.
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“Legal Problems Arising from Auctioning of IPR”, Bi-Annual International Forum, Association Internationale Pour La Protection De La Propriete Intellectuelle, October 6, 2007.
“IP Auctions”, Plenary Address, The Licensing Executives Society Annual Meeting, October 16, 2007, Vancouver, Canada.
“IP Valuation for IPO’s”, Warsaw Stock Exchange Executive Conference, June 27, 2008, Warsaw, Poland.
“IP As A Business Tool”, Licensing Executives Society International Conference, January 29-30, 2009, New Delhi, India.
“Global IP Market Development”, Keynote Address, The Licensing Executives Society Australia and New Zealand, April 2-4, 2009, Camberra, Australia.
“Global IP Market Development”, The Licensing Executives Society Philippines, June 8, 2009, Manila, Philippines. Entwicklung einer Infrastruktur im Blickpunkt, Der Intellectual Property Exchange, IP Manager: Journal for the Knowledge Economy, 01/2009.
“Global IP Market View”, Division des Analyses Economiques et des Statistiques, Organization de Cooperation et de Developpement Economiques, January 8, 2010, Paris, France.
“Global IP Market View”, BusinessEurope Patents Working Group Meeting, The Confederation of European Business a.l.a.b.l., January 28, 2010, Brussels, Belgium.
“Global IP Market View”, Inaugural Annual Conference, LES Turkey, January 29, 2010, Istanbul, Turkey.
“Commercialization Strategies for Industrial Property Assets”, LES Brazil Annual Congress, January 28, 2011, Rio de Janeiro, Brazil.
“Developing Commercial IP Markets”, LES Arab Countries and Abu Dhabi Higher Colleges of Technology Seminar, October 12, 2011, Abu Dhabi, UAE.
“Asian IP Market Development”, LES Asia Pacific Meeting, LES Singapore, November 9-10, 2011, Singapore.
“Patent Auctions & Technology in an Emerging Global Economy”, LES Philippines, November 16, 2011, Manila.
“Tech Transfer for Humanitarian Purpose”, LESI Annual Conference, April 2, 2012, Auckland.
Moderator, “New Challenges in ICT: How to Compete Using IP Assets”, LES Pan European Meeting, Rome, June 12, 2012.
21 RX-1586.0022
Workshop Panelist, “Accelerate Licensing & Avoid Litigation: Effective Use of Transparency, Investors & Risk Management Tools”, LES Pan European Meeting, Rome, June 12, 2012.
Keynote Speech, “Research Trends Around the Globe on Licensing”, LES Asia Pacific Regional Conference, Tokyo, Japan, September 3, 2012.
“Investing in IP and Developing IP Monetization and Risk Markets: U.S. Perspective”, LES Scandinavia Annual Meeting, Helsinki, Finland, September 12, 2012.
“El Mercado Global De Tecnologia”, LESI Innovation Tour, LES Mexico and Asociacion Mexicana de Directivos de la Investigation Aplicada y el Desarrollo Tecnologico, A.C., Mexico City, Mexico, September 21, 2012.
Research Handbook on Intellectual Property Licensing, Forward, Jacques de Werra, University of Geneva, Editor, Edward Elgar Publishing, 2012.
“Markets for Humanitarian Technology Transfer” and “Adoption by Resolution of LESI IP Business Principles”, LESI Global Technology Impact Forum, Geneva, Switzerland, January 22, 2013.
Forward, Research Handbook on Intellectual Property Licensing, Edited by Jacques de Werra, Edward Elgar Publishing Limited, 2013.
“IP Market Development” / “Simplicity in Global IP Valuation”, LESI Annual Conference, Rio de Janeiro, Brazil, April 10, 2013.
TELEVISION, RADIO Bloomberg Morning Call with Brian Sullivan, “Patent Auctions”, March 3, AND EDITORIAL 2006.
CNBC Closing Bell, “Patents for Purchase”, Interview with Maria Bartilomo, April 4, 2006.
CNBC On the Money, “Patents for Sale”, Interview and Report by Scott Wapner, April 7, 2006.
Bloomberg Morning Call with Brian Sullivan, “Ocean Tomo 300 Index” and “Fall Intellectual Property Auction”, September 13, 2006.
CBS WBBM-AM News Radio with Andy Giersher, Noon Business Hour, “New Stock Market Index”, December 2, 2006 plus repeats.
Bloomberg Evening Market Pulse with Pimm Fox, “Stock Selections with Strong Patents”, January 9, 2007.
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Judge, Everyday Edisons: Ordinary People, Extraordinary Ideas, a Public Broadcasting System documentary series, 2nd Season, to be aired 2008.
Bloomberg Final Word with Brian Sullivan, “Changes in IP Laws Affect Stock Price”, March 10, 2008.
FOX Business National, “Investing in Patents”, June 5, 2008.
“It’s the auto technology, Congress”, The Detroit News, detnews.com, December 2, 2008.
FOX Business National, “Capturing Value from IP During a Recession”, January 12, 2009.
FOX Business National, “The Value of Technology and Patents in a Chrysler Bankruptcy”, May 1, 2009.
FOX Business National, “Exchange Looks to Value Patents”, October 5, 2009.
TV Tokyo, “IP Markets, October 4, 2010.
FOX Business National, “Patent Litigation Trends”, October 4, 2010.
CNBC Street Signs, “Patent-Palooza”, July 26, 2011.
CNBC Street Signs, “Patent Battleground”, August 15, 2011.
CNBC Street Signs, “IPXI: Trading Patents in 2012”, December 14, 2011.
CEO IntroNet, May 16, 2012.
CNBC Street Signs, “Research In Motion’s Patent Portfolio, May 30, 2012.
Crain’s Chicago Business, Chicago Business Video, “Preview of the Eureka Index”, April 25, 2013.
CNBC Street Signs, “Valuing Intangible Assets”, August 5, 2013.
EXPERT 01 Communique Laboratory, Inc. v. Citrix Systems, Inc. & Citrix Online, LLC TESTIMONY Civil Action 1:06-CV-0253 (N.D. Ohio) United States District Court for the District of Massachusetts Deposition Testimony
Advanced Technology Materials, Inc. v. Praxair, Inc., Civil Action No.03 CV 5161 (RO) United States District Court for the Southern District of New York Deposition Testimony
23 RX-1586.0024
A.I.T. Industries, Inc., f/k/a Photocentron, Inc. v. Yordan Vurich and Opti-Vue, Inc. Civil Action No.94-C-5196 Deposition Testimony
Allan Stimmel v. Eugene Weiner, Kurt Gutfreund and M & L International, Inc. Civil Action No. 89 C 6510 (ACW) United States District Court for the Northern District of Illinois, Eastern Division Deposition Testimony
Altana Pharma AG and Wyeth v. Teva Pharmaceuticals USA, Inc. and Teva Pharmaceuticals Industries Ltd., et. al. Civil Action No. 04-2355 United States District Court for the District of New Jersey Deposition Testimony
Analog Devices, Inc. v. Christopher Michalski, Kiran Karnik and Maxim Integrated Products, Inc. Case 01 CVS 10614 State of North Carolina Superior Court Division, County of Guilford Deposition Testimony
Andrx Pharmaceuticals, LLC v. GlaxoSmithKline, PLC and SmithKline Beecham Corporation Case No. 05-23264-CIV-Graham/O’Sullivan United States District Court for the Southern District of Florida Deposition Testimony
Applied Medical Resources Corporation v. Gaya Limited AAA Case No. 50 133T00316 06 Arbitration Testimony
Arthur Takeall v. PepsiCo, Inc. Civil Action S92-766 United States District Court for the District of Maryland Deposition Testimony
Ashley Furniture Industries v. Laura Ashley Holdings Plc and Laura Ashley, Inc. AAA File No. 51 133 Y 01056 08 American Arbitration Association Arbitration and Deposition Testimony
Atlantic Richfield Company, Chevron U.S.A., Inc., Exxon Corporation, Mobil Oil Corporation, Shell Oil Products Company and Texaco Refining & Marketing, Inc. v. Unocal Corporation and Union Oil Company of California and Union Oil Company of California v. Atlantic Richfield Company, Chevron U.S.A., Inc., Exxon Corporation, Mobil Oil Corporation, Shell Oil Products Company and Texaco Refining & Marketing, Inc. Civil Action No. CV-95-2379 KMW(JRx)
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Trial and Deposition Testimony
Avery Dennison Corp. et al v. FLEXcon Company, Inc. Civil Action No. 96-C 4820 United States District Court for the Northern District of Illinois, Eastern Division Deposition Testimony
Bath & Body Works Brand Management, Inc. v. Summit Entertainment, LLC Case No. 11 Civ 1594 (GBD) United States District Court for the Southern District of New York Deposition Testimony
Beloit Corp v. Voith, Inc. & J.M. Voith GmbH Civil Action No. 92 C 0168 C United States District Court for the Western District of Wisconsin Trial and Deposition Testimony
Board of Trustees of the Leland Stanford Junior University and Litton Systems, Inc. v. Tyco International LTD., Tyco International, Inc., Tyco Telecommunications, Inc, Tyco Networks, Inc., Lucent Technologies, Inc., Agere Systems, Inc., JDS Uniphase Corporation, Ciena Corporation, Pirelli S.p.A., Ericsson, Inc., Telefonaktiebolaget Lm Ericsson and Ericsson Microelectronics Ab, Optoelectronic Products. Case No. Cv-00-10584-TJH (RCx) United States District Court for the Central District of California – Western California Deposition Testimony
Bracco Diagnostics, Inc. v. Amersham Health Inc., Amersham Health AS, Amersham plc and Amersham Health Inc. v. Bracco Diagnostics, Inc. Civil Action No. 03-6025 United States District Court for the District of New Jersey Trial and Deposition Testimony
Brian D. Zdeb, et al v. Baxter International, Inc. Civil Action No. 91-L-8726 Appellate Court of Illinois, First District, Sixth Division Trial and Deposition Testimony
Briggs & Stratton Corporation v. Kohler Company Case No. 05-C-0025-C United States District Court for the Western District of Wisconsin Deposition Testimony
Bristol-Myers Squibb Company v. Apotex Inc. and Apotex Corp. Civil Action No. 3:10-cv-05810 (MLC) United States District Court for District of New Jersey Deposition Testimony
25 RX-1586.0026
Brocade Communications Systems, Inc. and Foundry Networks, LLC v. A10 Neworks, Inc. et al. Case No. 10-cv-03428 LHK United States District Court for the Northern District of California San Jose Division Trial and Deposition Testimony
Callpod, Inc. v. GN Netcom, Inc. et al. Case No. 06-CV-4961 United States District Court for the Northern District of Illinois Eastern Division Deposition Testimony
CareFusion 303 v. Sigma International Case No 10cv0442 DMS (WMC) United States District Court for the Northern District of California Trial and Deposition Testimony
Carter Bryant v. Mattel, Inc. and Consolidated Actions United States District Court for the Central District of California Southern Division Case No. CV 04-9049-DOC (RNBx) Consolidated with Nos. CV 04-9059 and CV 05-2727 Trial and Deposition Testimony
Catalina Marketing Corp. v. Advanced Promotion Technologies, Inc. Civil Action No. CV 93-4741 WJR (Sx) Deposition Testimony
Caterpillar Inc. v. International Truck & Engine Corp., Siemens Diesel Systems Technology, LLC, Sturman Industries, Inc., Sturman Engine Systems, LLC, Oded E. Sturman and Carol K. Sturman United States District Court for the District of South Carolina, Columbia Division Case No. 3:03-1739-17 Deposition Testimony
CEATS, Inc. v. Continental Airlines, Inc., AeroSvit Airlines, CJSC, Air China, Ltd., Air Europa Lineas Aereas, SAU, AirTran Airways, Inc., Alaska Airlines, Inc., Horizon Air Industries, Inc., All Nippon Airways Co., Ltd., Aerovias Del Contenente Americano SA, Brendan Airways, LLC, Caribbean Airlines, Ltd., Delta Air Lines, Inc., EgyptAir Airlines, Co., Frontier Airlines, Inc., JetBlue Airways Corporation, Malaysia Airline System Berhad, Qatar Airways Company QCSC, Alia Royal Jordanian, PLC, TAM, SA, Thai Airways International Public Co., Ltd., United Air Lines, Inc., US Airways, Inc., Virgin America, Inc. Case No. 6:10-cv-120 LED United States District Court for the Eastern District of Texas Tyler Division Trial and Deposition Testimony
26 RX-1586.0027
CEATS, Inc. v. Granada Theater, Live Nation Worldwide, Inc., Ticketmaster, LLC, Tickets.com, Inc., Ticket Software, LLC, Ticket Network, Inc., TicketsNow.com, Inc., TNow Entertainment Group, Inc., Concur Technologies, Inc. Case No. 6:10-cv-120 LED United States District Court for the Eastern District of Texas Tyler Division Trial and Deposition Testimony
Ciba Specialty Chemicals Corporation v. Hercules Inc. and Cytec Industries, Inc. Civil Action No. 04-293 United States District Court for the District of Delaware Deposition Testimony
Comair Rotron, Inc. v. Matsushita Electric Corporation of America, et al. - New Jersey Action Civil Action No. 85-4308 (HLS) Trial and Deposition Testimony
Commonwealth Scientific and Industrial Research Organization v. Lenovo (United States) et al. United States District Court for the Eastern District of Texas Tyler Division Case No. 6:09-cv-00399-LED Deposition Testimony
Computer Generated Solutions, Inc. v. Peter Loral, Loral Incorporated, PJK, Inc. and Belle Loral, LLC Civil Action No. 97 Civ. 6298 (MBM) Deposition Testimony
Construction Technology, Inc. v. Cybermation, Inc. et al. Civil Action No. 91 Civ. 7474 (JSM) United States District Court for the Southern District of New York Trial and Deposition Testimony
Cordis Corporation v. SciMed Life Systems, Inc. Case No. CV 4-96-261 United States Court for the District of Minnesota Deposition Testimony
C.R. Bard v. M3 Systems Civil Action No. 93 C-4788 Trial Testimony
Curtis Amplatz and Carina Royalty, LLC v. AGA Medical Corporation Court File No. 27-CV-10-27664 State of Minnesota District Court, County of Hennepin, Fourth Judicial District Trial Testimony
DaiNippon Screen Mfg., Co. Ltd. et al. v. Scitex Corp. Ltd. et al.
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Case No. C 96-3296 FMS United States District Court for the Northern District of California Arbitration and Deposition Testimony
Digital-Vending Services International, Inc. v. The University of Phoenix, Inc. et al. Civil Action No. 2:09-cv-00555 United States District Court for the Eastern District of Virginia Deposition Testimony
Design Solange, Ltd., Inc. v. Lane Bryant, Inc. Civil Action No. 94 CIV 1299 (JFK) United States District Court for the Southern District of New York Trial and Deposition Testimony
Durel Corporation v. Osram Sylvania, Inc. Civil Action No. 95-1750 PHx (EHC) United States District Court for the District of Arizona Trial and Deposition Testimony
Dynetix Design Solutions, Inc. v. Synopsys, Inc. and Does 1-50 Case No. 5:11-cv-05973-PSG United States District Court for the Northern District of California Deposition Testimony
Dyson, Inc. v. Bissell Homecare, Inc. Case No. 10-cv-08126 United States District Court for the Northern District of Illinois Eastern Division Deposition Testimony
Edward K. Isbey, Jr. v. Cooper Companies, Inc. Civil Action No. 89-CVS-3776 Supreme Court of North Carolina Deposition Testimony
Ellison v. The Chicago Heart Association Civil Action No. 92-K-706 Deposition Testimony
Enterasys Networks, Inc. v. Extreme Networks, Inc. Civil Action No. 07-C-0229-C United States District Court for the Western District of Wisconsin Trial and Deposition Testimony
Escada Beaute, et al. v. The Limited Inc. et al. Civil Action No. 92-CIV-7530 (LLS) United States District Court for the Southern District of New York Trial and Deposition Testimony
Esquel Enterprises, Ltd., v. TAL Apparel Limited and TALTECH Limited
28 RX-1586.0029
Civil Action No. C04-974Z United States District Court for the Western District of Washington at Seattle Deposition Testimony
Express, LLC v. Fetish Group, Inc. Civil Action No. CV05-2931 SWV (JTLx) United States District Court for the Central District of California Western Division Deposition Testimony
Extreme Networks, Inc. v. Enterasys Networks, Inc. Civil Action No. 07-C-0229-C United States District Court for the Western District of Wisconsin Trial and Deposition Testimony
Faye Fish Estate et al. v. Beech Aircraft et al. Civil Action No. 631333 Deposition Testimony
FidoPharm, Inc. & Omnipharm, Ltd. v. Cheminova, Inc. A/S AAA Case No. 50 503 T 00266 12 American Arbitration Association Hearing Testimony
Footstar, Inc. et al v. Kmart Corporation Chapter 11 Case No. 04-22350 (ASH) United States Bankruptcy Court for the Southern District of New York Deposition Testimony
Fortune Dynamic, Inc. v. Victoria’s Secret Stores Brand Management, Inc. Case No.: CV07-02-962 United States District Court for the Central District for the State of California Deposition Testimony
Fractus, S.A. v. Samsung Electronics Co. Ltd.; et al (including LG Electronics, Inc. and related parties) Civil Action No. 6:09cv203 United States District Court for the Eastern District of Texas Tyler Division Deposition Testimony
Fujitsu Ltd. v. Tellabs, Inc. et al. Case No. 1:09-cv-04530 United States District Court for the Northern District of Illinois Eastern Division Deposition Testimony
General Mills, Inc. and General Mills IP Holdings II, LLC v. Fage Dairy Industry, S.A., Fage USA Dairy Industry, Inc. and Fage USA Holdings, Inc. United States District Court for the Northern District of New York Deposition Testimony
29 RX-1586.0030
Georgia-Pacific Corp. v. United States Gypsum Co. and L&W Supply Co. Civil Action No. 94-989-RRM United States District Court for the District of Delaware Trial Testimony
Gibson Guitar Corp. v. Heritage Guitar, Inc. and Lasar Music Corp. Civil Action No. 3-90-0009 Deposition Testimony
Gilberto Arvelo v. American International Insurance Civil Action No. 93-1287 United States District Court for the District of Puerto Rico Deposition Testimony
Government Employees Insurance Company v. Google, Inc. and Overture Services, Inc. United States District Court, Eastern District of Virginia, Alexandria Division Civil Action No: 1:04cv507 Deposition Testimony
Group One v. Hallmark Civil Action No. 97-1224-CV-W-1 United States District Court for the Western District of Missouri, Western Division Deposition Testimony
Hitachi, Ltd. v. Samsung Display Devices Co., Ltd. and Samsung Display Devices Co., Inc. and Samsung Electronics Co., Ltd. and Samsung Electronics America Inc. and Office Depot Civil Action No. 97-1988-A United States District Court for the Eastern District of Virginia Deposition Testimony
Hoechst Celanese Corporation v. Chase Plastic Services and Kevin P. Chase Civil Action No. 94-75361 Trial and Deposition Testimony
Hoechst Celanese Corporation v. Nylon Engineering Resins, Inc. Civil Action No. 94-346-CIV-FTM-24D United States District Court for the Middle District of Florida Trial Testimony iHance, Inc. v. Eloqua Limited and Eloqua Corporation Case No. 2;11-CV-257-MSD-TEM United States District Court for the Eastern District of Virginia Norfolk Division Deposition Testimony
Immunocept, LLC, Patrice Anne Lee, and James Reese Matson v. Fullbright & Jaworski, LLP Cause No. A 05 CA 334 SS
30 RX-1586.0031
United States District Court of Texas, Austin Division Deposition Testimony
In Re Gabapentin Patent Litigation MDL Docket No. 1384 (FSH) Master Civil Action No. 00-2931 (FSH) On behalf of Defendants Teva Pharmaceutical Industries Ltd. and IVAX Corporation and related parties United States District Court for the District of New Jersey Deposition Testimony
In the Matter of Certain Electronic Devices with Graphics Data Processing Systems, Components Thereof, and Associated Software Investigation No. 337-TA-813 On behalf of Respondent Apple Inc. United States International Trade Commission Deposition Testimony
In the Matter of Certain Semiconductor Chips with Minimized Chip Package Size and Products Containing Same (III) Investigation No. 337-TA-630 On behalf of Respondents Acer, Nanya and Powerchip United States International Trade Commission Hearing and Deposition Testimony
In the Matter of Certain Short-Wavelength Light Emitting Diodes, Laser Diodes, and Products Containing Same Investigation No. 337-TA-640 On behalf of Respondent Panasonic United States International Trade Commission Deposition Testimony
In the Matter of Certain Wiper Blades Investigation No. 337-TA-816 On behalf of Respondents United States International Trade Commission Deposition Testimony
InLine Connection, Corp v. AOL Time Warner, Inc. and American Online, Inc Civil Action 02-272 United States District Court for the District of Delaware Deposition Testimony
InLine Connection, Corp v. Earthlink, Inc. Civil Action 02-477 United States District Court for the District of Delaware Deposition Testimony
Innovention Toys, LLC v. MGA Entertainment, Inc., Wal-Mart Stores, Inc. and Toys ‘R Us, Inc.
31 RX-1586.0032
Civil Action No. 07-6510 United States District Court for the Eastern District of Louisana Trial and Deposition Testimony
InterDigital Technology Corporation v. Motorola, Inc. Civil Action No. 94-73 United States District Court for the District of Delaware Trial and Deposition Testimony
Isogon Corporation v. Amdahl Corporation Civil Action No. 97 CIV 6219 (SAS) United States District Court for the Southern District of New York Deposition Testimony
J.M. Voith GmbH v. Beloit Corp. Civil Action No. 93C-0902C United States District Court for the Western District of Wisconsin Trial Testimony
J.M. Voith GmbH v. Beloit Corp. Civil Action No. 93C-0905C United States District Court for the Western District of Wisconsin Trial and Deposition Testimony
Jamdat Mobile, Inc. v. JAMSTER International Sarl, Ltd; JAMBA! GMBH; and Verisign, Inc. Civil Action No. CV05-3945 PA (FMOx) Deposition Testimony
Jenner & Block LLP v. Parallel Networks, LLC and EpicRealm Licensing LP JAMS Arbitration No. 1310019934 Arbitration and Deposition Testimony
John W. Evans, et al. v. General Motors Corporation Docket # X06-CV-94-0156090S Superior Court of Connecticut Judicial District of Waterbury Deposition Testimony
Joy Recovery Technology Corp. v. The Penn Central Corp. and Carol Cable Company, Inc., aka General Cable Industries, Inc. Civil Action No. 93 C 0992 Deposition Testimony
K-Tube Corp. v. Sterling Stainless Tube Corp. et al. Case No. CV 90 1653 JLQ (M) Trial and Deposition Testimony
Kay-Cee Enterprises, Inc. v. Amoco Oil Company Civil Action No. 97-2406 (JWL) United States District Court for the District of Kansas
32 RX-1586.0033
Trail and Deposition Testimony
Kennecott Corporation v. Kyocera International Civil Action No. 80-0516 R (M) United States District Court for the Southern District of California Deposition Testimony
Kimberly-Clark Corporation v. Cardinal Health 200, LLC Civil Action No. 1:10 CV-0034-CAP United States District Court Northern District of Georgia, Atlanta Division Deposition Testimony
Kinetic Concepts, Inc., KCI Licensing, Inc., KCI USA, Inc. and Wake Forest University Health Services v. Bluesky Medical Group, Inc., Richard Weston, Medela AG, Medela, Inc., and Patient Care Systems, Inc. Civil Action SA-03-CA-0832-RG United States District Court Western District of Texas San Antonio Division Trial and Deposition Testimony
Kinetic Concepts, Inc., KCI Licensing, Inc., KCI USA, Inc. and Wake Forest University Health Services v. Bluesky Medical Group, Inc. and Smith & Nephew, Inc. Case No. SA:08-CV-00102-WRF United States District Court Western District of Texas San Antonio Division Preliminary Injunction Hearing, Trial and Deposition Testimony
Kinetic Concepts, Inc., KCI Licensing, Inc., KCI USA, Inc., KCI Medical Resources, Medical Holdings Limited, KCI Manufacturing and Wake Forest University Health Sciences v. Convatec, Inc., Boehringer Wound Systems, LLC and Boehringer Technologies, LP Civil Action No. 1:08-CV-00918-WO-LPA United States District Court for the Middle District of North Carolina Deposition Testimony
Kruse Technology Partnership v. Caterpillar, Inc. Case No. CV 04-10435 United States District Court for the Central District of California Deposition Testimony
Keurig, Inc. v. Kraft Foods Global, Inc., Tassimo Corp., and Kraft Foods Inc. C.A. No. 07-17 (GMS) United States District Court for the District of Delaware Deposition Testimony
Leo Pharma A/S v. Tolmar, Inc. et al. United States District Court for District of Delaware C.A. No. 10-269 (SLR) Deposition Testimony
Lincoln Electric Company, et al. v. National Standard, LLC
33 RX-1586.0034
No. 1:09-cv-01886-DCN United States District Court of Ohio Eastern Division Deposition Testimony
LNP Engineering Plastics, Inc. and Kawasaki Chemical Holding Co., Inc. v. Miller Waste Mills, Inc. trading as RTP Company Civil Action No. 96-462 (RRM) United States District Court for the District of Delaware Trial Testimony
Lucent Technologies Inc. v. Extreme Networks, Inc. Civil Action No. 03-508 (JJF) United States District Court for the District of Delaware Trial and Deposition Testimony
Lunar Corp. & The UAB Research Foundation v. EG&G Astrophysics Research Corp. Civil Action No. 96-C-199-S Trial Testimony
Matsushita Electric Industrial Co., Ltd. v. MediaTek, Inc., Oppo Digital., and Micro-Star International Computer Corp. Case No. C05-03148 MMC United States District Court for the Northern District of California San Francisco Division Deposition Testimony
McKinley v. Zdeb Civil Action No. 99-S-1178 United States District Court for the District of Colorado Fact Deposition Testimony
Medgraph, Inc. v. Medtronic, Inc. Case No. 6:09-cv-06610-DGL-MWP United States District Court for the Western District of New York Rochester Division Deposition Testimony
Medtronic Xomed, Inc. v. Gryus ENT LLC Case No.: 3:04CV400-J-32 MCR United States District Court for the Middle District of Florida Jacksonville Division Deposition Testimony
MEI, Inc. v. JCM American Corp & Japan Cash Machine Co. Ltd. United States District Court for the District of New Jersey Civil Action No. 09-00351 Deposition Testimony
Message Phone, Inc. v. SVI Systems, Inc. and Tharaldson Properties
34 RX-1586.0035
Civil Action No. 379CV-1813H Trial Testimony
MGA Entertainment, Inc. and Isaac Larian v. Hartford Insurance Company of the Midwest, Harford Fire Insurance Company, The Hartford Financial Services Group and Does 1 through 10. Case No. CV 08-0457 DOC (RNBx) United States District Court for the Central District of California Southern Division Deposition Testimony
Military Professional Services, Inc. v. BancOhio National Bank Civil Action No. 91-5032 Deposition Testimony
Minebea Co., Ltd., Precision Motors Deutsche Minebea GmbH, and Nippon Miniature Bearing Corp. v. George Papst, Papst Licensing GmbH, and Papst Licensing Verwaltungsgesellschaft MIT Beschrankter Haftung Civil Action No. 97-CV-590 (PLF) Trial and Deposition Testimony
Mitek Surgical Products, Inc. v. Arthrex, Inc. Case No. 1:96CV 0087S United States District Court for the District of Utah, Central Division Deposition Testimony
Money Suite Company v. Insurance Answer Center, LLC; Answer Financial, Inc.; AllState Insurance Company; Esurance Insurance Services, Inc. United States District Court Central District of California Southern Division Deposition Testimony
Motorola, Inc. v. InterDigital Technology Corporation Civil Action No. 93-488 United States District Court for the District of Delaware Trial and Deposition Testimony
Nellcor Puritan Bennett, LLC v. CAS Medical Systems, Inc. Case No. 2:11-CV-15697 United States District Court for the Eastern District of Michigan Southern Division Deposition Testimony
Nomadix, Inc. v. Hewlett-Packard Company, et al. Civil Action No. CV09-08441 DDP(VBKx) United States District Court for the Central District of California Western Division Deposition Testimony
Nomix Corporation v. Quikrete Companies, Inc. Civil Action No. H88-463-AHN
35 RX-1586.0036
Trial and Deposition Testimony
Orthofix, Inc., et al v. EBI Medical Systems, Inc., et al. Civil Action No. 95-6035 (SMO) United States District Court for the District of New Jersey Trial and Deposition Testimony
Pharmacia & Upjohn Company, LLC v. Sicor Inc. and Sicor Pharmaceuticals, Inc. Civil Action No. 04-833 (KAJ) United States District Court for the District of Delaware Deposition Testimony
Picker International, Inc. v. Mayo Foundation, et al. Case No. 95-CV-2028 United States District Court for the Northern District of Ohio, Eastern Division Trial and Deposition Testimony
Penda Corporation v. United States of America and Cadillac Products, Inc. Case No. 473-89-C United States Court of Federal Claims Trial and Deposition Testimony
Praxair, Inc. and Praxair Technology, Inc. v. ATMI, Inc. and Advanced Technology Materials, Inc. Civil Action No. 03-1158-SLR United States District Court District of Delaware Deposition Testimony
The Procter & Gamble Company v. Paragon Trade Brands, Inc. Civil Action No. 94-16-LON United States District Court for the District of Delaware Trial and Deposition Testimony
QR Spex, Inc. and Thomas G. Swab v. Motorola, Inc. and Frog Design, Inc. Civil Action No 03-6284 JFW (FMOx) United States District Court for the Central District of California Deposition Testimony
Qualcomm, Inc. v. InterDigital Communications Corporation Case No. 93-1091G (LSP) Deposition Testimony
Quickie, LLC v. Medtronic, Inc. Civil Action No. 02 CV 1157 (GEL) United States District Court for the Southern District of New York Deposition Testimony
Remcor v. Scotsman/Booth Civil Action No. 93 C 1822
36 RX-1586.0037
United States District Court for the Northern District of Illinois, Eastern Division Deposition Testimony
Remcor v. Servend Civil Action No. 93 C 1823 United States District Court for the Northern District of Illinois, Eastern Division Deposition Testimony
Research Corporation Technologies, Inc. v. Hewlett-Packard Company Civil Action No. CIV 95-490-TUC-JMR United States District Court for the District of Arizona Deposition Testimony
Rommy Hunt Revson v. The Limited, Inc. et al. Civil Action No. 90-3840 (MGC) Deposition Testimony
Ronald A. Katz Technology Licensing, LP v. Ameren Corporation; Union Electric Company; Central Illinois Public Service Company; Cilcorp, Inc.; Central Illinois Light Company Case No. 07-4955 RGK (FFMx) United States District Court for the Central District of California Deposition Testimony
Ronald A. Katz Technology Licensing, LP v. AOL, LLC, CompuServe Interactive Services and Netscape Communications Corporation CV 07-2134 RGK (FFMx) United States District Court for the Central District of California Deposition Testimony
Ronald A. Katz Technology Licensing, LP v. Cablevision Systems Corporation et. al. Case No. 2:07-ML-01816 / 02314 RGK-FFM United States District Court for the Central District of California Deposition Testimony
Ronald A. Katz Technology Licensing, LP v. Charter Communications, Inc.; Charter Communications Holding Company, LLC; Charter Communications Operating, LLC; and Charter Communications Entertainment I, LLC CV 07-2134 RGK (FFMx) United States District Court for the Central District of California Deposition Testimony
Ronald A. Katz Technology Licensing, LP v. CIGNA Corporation, CIGNA Health Corporation, CIGNA HealthCare of Delaware, Inc., Tel-Drug of Pennsylvania, LLC and Tel-Drug, Inc. CV 07-2192 RGK (FFMx) United States District Court for the Central District of California
37 RX-1586.0038
Deposition Testimony
Ronald A. Katz Technology Licensing, LP v. Comcast Corporation, Sirius-XM Radio, Inc., et al. NO. 2:07-ML-01816-C RGK (FFMx) United States District Court for the Central District of California Deposition Testimony
Ronald A. Katz Technology Licensing, LP v. DHL Holdings (USA) Inc., DHL Express (USA), Inc., and Sky Courier, Inc. Case No. 07-ml-01816-B RGK (FFMx) United States District Court for the Central District of California Deposition Testimony
Ronald A. Katz Technology Licensing, LP v. Fifth Third Bankcorp, Fifth Third Bank, Fifth Third Bank (Central Ohio) Case No. 07-4960 RGK (FFMx) United States District Court for the Central District of California Deposition Testimony
Ronald A. Katz Technology Licensing, LP v. Time Warner Cable Inc., Time Warner NY Cable LLC and Time Warner Entertainment Company, L.P. CV 07-2134 RGK (FFMx) United States District Court for the Central District of California Deposition Testimony
Ronald A. Katz Technology Licensing, LP v. United States Cellular Corporation, TDS Telecommunications Corporation and TDS Metrocom, LLC Case No.07-ML-01816-B-RGK (FFMX) United States District Court for the Central District of California Deposition Testimony
Rosetta Stone Ltd. v. Google Inc. Civil Action No. 1:09 CV 736 GBL / JFA United States District Court for the Eastern District of Virginia Deposition Testimony
RWM Kinetic Enterprises, Inc. and Thomas J. Ring v. Kinetic Concepts, Inc. and KCI Therapeutic Services, Inc. Case No. SA-96-CA-603-OG United States District Court for the Western District of Texas San Antonio Division Trial Testimony
Saxon Innovations, LLC v. Nokia Corp, et al. (including Samsung Electronics, Co. and related parties) Civil Action No. 6:07-cv-490-LED-JDL United States District Court for the Eastern District of Texas Tyler Division Deposition Testimony
38 RX-1586.0039
Semiconductor Energy Laboratory Co., Ltd. v. Samsung Electronics Co., Ltd., S-LCD Corporation, Samsung Electronics America, Inc. Samsung Telecommunications America, LLC Civil Action No. 3:09-cv-00001 United States District Court for the Western District of Wisconsin Deposition Testimony
Silicon Image, Inc. v. Analogix Semiconductor, Inc. Case No. C 07-00635 JCS United States District Court for the Northern District of California, San Francisco Division Deposition Testimony
Site Microsurgical Systems v. The Cooper Companies Civil Action S92-766 Deposition Testimony
SmartPhone Technologies, LLC v. Research In Motion Corp. et. al (on behalf LG Electronics, Inc. and LG Electronics USA, Inc.) Civil Action No. 6:10cv74-LED United States District Court Eastern District of Texas Tyler Division Deposition Testimony
St. Clair Intellectual Property Consultants v. Fuji Photo Film Co., Ltd., Fuji Photo Film U.S.A., Inc., Fujifilm America, Inc., et al. Civil Action No. 03-241 JJF United States District Court for the District of Delaware Trial and Deposition Testimony
STMicroelectronics, Inc. v. SanDisk Corp. C.A. No. 4:05CV44 United States District Court of Texas Sherman Division Deposition Testimony
STMicroelectronics, Inc. v. SanDisk Corp. C.A. No. 4:05CV45 United States District Court of Texas Sherman Division Deposition Testimony
Takata Corp. v. Allied Signal, Inc. and Breed Technologies, Inc. Civil Action CV-95-1750 Deposition Testimony
Technol Medical Products, Inc., et al v. Robert Busse & Co., Inc. Civil Action No. 3:94-CV-2284-X Deposition Testimony
Tekmira Pharmaceuticals Corporation and Protiva Pharmaceuticals, Inc. v. Alnylam Pharmaceuticals, Inc. and AlCana Technologies, Inc. Civil Action No. 11-1010-BLS2
39 RX-1586.0040
Massachusetts Superior Court for Suffolk County Deposition Testimony
Therma-Tru Corporation v. Caradon Peachtree, Inc. Civil Action No. 95-CV-75534-DT Deposition Testimony
Toro Company v. MTD Products Inc., MTD Consumer Group Inc., and Cub Cadet LLC Civil Action No 10-cv-007-JNE-TNL United States District Court for the District of Minnesota Deposition Testimony
Valmet Paper Machinery, Inc. and Valmet-Charlotte, Inc. v. Beloit Corporation Civil Action No. 93-C-587-C United States District Court for the Western District of Wisconsin Trial and Deposition Testimony
Volterra Semiconductor Corporation v. Primarion, Inc., Infineon Technologies AG and Infineon Technologies North America Corporation Case No. C 08-05129 CRB United States District Court for the Northern District of California San Francisco Division Deposition Testimony
Wang Laboratories, Inc. v. America Online, Inc. and Netscape Communications Corporation Civil Action No. 97-1628-A United States District Court for the Eastern District of Virginia Deposition Testimony
Wang Laboratories, Inc. v. FileNet Corporation Civil Action No. 94-12141-RCL Deposition Testimony
Waukesha Cherry-Burrell v. Wrightech Corporation Civil Action No. 96-CV-00384 Deposition Testimony
Zenith Electronics LLC v. Vizio, Inc.; Westinghouse Digital Electronics LLC, et al. No. 5:06CV246-DF United States District Court for the Eastern District of Texas Texarkana Division Deposition Testimony
PATENTS Inventor, United States Patent No. 5,752,186, Access Free Wireless Telephony Fulfillment Service System, May 12, 1998.
40 RX-1586.0041
Inventor, United States Patent No. 5,867,780, Access Free Wireless Telephony Fulfillment Service System, February 2, 1999.
Inventor, United States Patent No. 6.397,057, System and Method of Providing Advertising Information to a Subscriber Through a Wireless Device, May 28, 2002.
Inventor, United States Patent No. 6,411,803, System and Method of Providing Service Information to a Subscriber Through a Wireless Device, June 25, 2002.
Inventor, United States Patent No. 6,769,767, Eyewear with Exchangeable Temples Housing a Transceiver Forming Ad Hoc Networks with Other Devices, August 3, 2004.
Inventor, United States Patent No. 6,839,556, System and Method of Providing Information to a Subscriber through a Wireless Device, January 4, 2005.
Inventor, United States Patent No. 6,911,172, Method of Manufacturing Eyewear, June 28, 2005.
Inventor, United States Patent No. 6,929,365, Eyewear with Exchangeable Temples Housing Bluetooth Enable Apparatus, August 16, 2005.
Inventor, United States Patent No. 7,181,200, Method of Providing Information to a Telephony Subscriber, February 20, 2007.
Inventor, United States Patent No. 7,353,202, System and Method of Risk Minimization and Enhanced Returns In An Intellectual Capital Based Venture Investment, April 1, 2008.
Inventor, United States Patent No. 7,769,685, System and Method of Risk Minimization and Enhanced Returns In An Intellectual Capital Based Venture Investment, August 3, 2010.
Inventor, United States Patent No. 7,813,716, Method of Providing Information to a Telephony Subscriber, October 12, 2010.
Inventor, United States Patent No. 7,885,897, Intellectual Property Trading Exchange and a Method for Trading Intellectual Property Rights, February 8, 2011.
Inventor, United States Patent No. 7,930,231, System and Method of Risk Minimization and Enhanced Returns In An Intellectual Capital Based Venture Investment, April 19, 2011.
Inventor, United States Patent No. 7,987,142, Intellectual Property Trading Exchange, July 26, 2011.
41 RX-1586.0042
Inventor, United States Patent No. 8,041,341, System of Providing Information to a Telephony Subscriber, October 18, 2011.
Inventor, United States Patent No. 8,180,711, Intellectual Property Trading Exchange, May 15, 2012.
Inventor, United States Patent No. 8,255,932, System and Method for Managing Intellectual Property-Based Risks, January 15, 2013.
CONTACT James E. Malackowski Chairman and Chief Executive Officer Ocean Tomo, LLC 200 West Madison 37th Floor Chicago, Illinois 60606
312-327-4410 Direct 312-327-4401 Facsimile 312-560-8500 Personal [email protected]
42
EXHIBIT E1 Respondents Exhibit List 1-31-2013
Chief Administrative Law Judge Bullock,
Per Order No. 59, Respondents hereby submit their remaining rebuttal exhibits and witness statements. We note here that the majority of Respondents’ rebuttal exhibits, addressing noninfringement and/or a lack of domestic industry, were submitted to your chambers on January 18, 2013. Such exhibits are indicated by a “NI” and/or a “LDI” in the “Purpose For Which the Exhibit May be Offered Into Evidence” column in the attached exhibit list.
Dated: February 1, 2013 Respectfully Submitted
/s/ Craig D. Leavell______Kirkland & Ellis LLP 300 N. LaSalle Street Chicago, IL 60654 Tel: (312) 862-2000 Fax: (312) 862-2200
Counsel for Respondents ADM21 Co., Ltd., ADM 21 Co. (North America) Ltd., Cequent Consumer Products, Inc., Daewoo International Corp., and RainEater, LLC
/s/_Marc Lorelli______Marc Lorelli Brooks Kushman 1000 Town Center, 22nd Floor Southfield, MI 48075-1238 Tel: (248) 358-4400 Fax: (248) 358-3351
Counsel for Respondents Corea Autoparts Producing Corporation d/b/a CAP America, CAP America, Inc., and PIAA Corporation USA
1 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0001/ C LDI, NI, No Sponsoring JX-0029C Daewoo Response to First Amended Complaint - INV Witness Necessary Moved to Joint Exhibit List RX-0002 C ADM0017961-18012 LDI, NI, RainEater INV Corporate Witness; Lance Thorton RainEater Response to Complaint RX-0003 C ADM0018013-064 LDI, NI, Cequent Corporate INV Witness Cequent Response to Complaint RX-0004 C ADM0018065-116 LDI, NI, I.K. Kim; ADM INV Corporate Witness ADM Response to Complaint RX-0005 / C LDI, NI, RainEater JX-0031C INV Corporate Witness; RainEater Response to First Amended Complaint - Lance Thorton Moved to Joint Exhibit List RX-0006 C LDI, NI, Cequent Corporate INV, UH Witness Cequent Response to First Amended Complaint
1 INV = Invalidity, NI = Noninfringement and/or Related Issues of Lack of Domestic Industry, LDI = Lack of Domestic Industry, UH = Unclean Hands
2 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0007 / C LDI, NI, I.K. Kim; ADM JX-0032C ADM Response to First Amended Complaint - Moved INV, UH Corporate Witness to Joint Exhibit List RX-0008 BLLC0181486-782 INV, NI Bosch Corporate Witness, Thomas Kotlarski, No sponsoring witness necessary File History for U.S. Patent No. 6,523,218 RX-0009 BLLC0181783-182111 INV, NI Bosch Corporate Witness, Peter DeBlock, No sponsoring witness necessary File History for U.S. Patent No. 6,611,988 RX-0010 BLLC0016005-370 INV, NI Bosch Corporate Witness, Peter DeBlock, No sponsoring witness necessary File History for U.S. Patent No. 6,944,905 RX-0011 ADM0018117-18246 Order No. 51 Initial Determination Granting INV, LDI No Sponsoring Respondent's Motion for Summary Determination of Witness Necessary Invalidity of Certain Asserted Claims of U.S. Patent Nos. '988, '926' '698
3 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0012 ADM0018247-257 Order No. 52 Initial Determination Granting NI, INV No Sponsoring Respondent's Pylon Motion for Summary Determination Witness Necessary of Non-Infringement of All Asserted Claims of U.S. '988, '905, '926, '321, '520 RX-0013 ADM0018258-60 LDI Bosch Corporate Witness; Malackowski; No Bosch Group Company History as found at Sponsoring http://www.bosch.com/en/com/bosch_group/history/co Witness Necessary mpany-history.html (Malackowski Report Ex. 16) RX-0014 C ADM0018261-71 Excerpts from the Deposition Transcript of Frank LDI Katzenmeier Katzenmeier (Vol. II) p. 346-381 (Malackowski Report Ex. 17) RX-0015 C LDI Bosch Corporate Witness; Malackowski BLLC0982676-715 2011 Bosch in North America Presentation RX-0016 ADM0018272-312 LDI Bosch Corporate Witness; Bosch in North America Brochure as found at Malackowski Malackowski (Malackowski Report Ex. 18) RX-0017 C ADM0018313-16 LDI Martin Excerpts from the Deposition Transcript of Martin Kashnowski Kashnowski (Vol. 1) p. 237-248
4 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0018 C ADM0018317-350 LDI Bosch Corporate Bosch's Objections and Responses to RainEaters Second Witness Set of Interrogatories (Nos. 7-63) RX-0019 C ADM0018351-55 LDI Malackowski; Excerpts from the Deposition of Frank Katzenmeier Katzenmeier (10-CV-01930) p. 13-15 (Malackowski Report Ex. 24) RX-0020 C ADm0018356-59 LDI Malackowski; Excerpts from the Deposition of Frank Katzenmeier Katzenmeier (Vol. II) p. 330-337 (Malackowski Report Ex. 25) RX-0021 C ADM0018360-63 LDI Malackowski; Excerpts from the Deposition of Frank Katzenmeier Katzenmeier (Vol. II) p. 402-409 (Malackowski Report Ex. 26) RX-0022 ADM0018364-74 LDI Bosch Corporate Witness; Malackowski, No Sponsoring Printout of Assignment status for asserted patents from Witness Necessary USPTO.gov (Malackowski Report Ex. 27) RX-0023 / BLLC0182123-132 NI, INV, Malackowski, JX-0002 (Certified) LDI Kotlarski, Cempura, Dubowsky, Bosch Corporate witness, U.S. Patent No. 6,611,988 - Moved to Joint Exhibit List No Sponsoring
5 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
Witness Necessary
RX-0024 / BGMBH0182113-122 NI, INV, Malackowski, JX-0001 (Certified) LDI Kotlarski, Cempura, Dubowsky, Bosch Corporate witness, No Sponsoring Witness Necessary U.S. Patent No.6,523,218 - Moved to Joint Exhibit List RX-0025 BLLC0057712-720 LDI Malackowski, Kotlarski, Cempura, Dubowsky, Bosch Corporate witness U.S. Patent No. 6,553,607 RX-0026 BLLC0057721-729 NI, INV, Malackowski, LDI Kotlarski, Cempura, Dubowsky, Bosch Corporate witness, No Sponsoring Witness Necessary U.S. Patent No. 6,676,434
6 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0027 BLLC0057737-749 LDI Malackowski, Kotlarski, Cempura, Dubowsky, Bosch Corporate witness, No Sponsoring Witness Necessary U.S. Patent No. 6,836,926 RX-0028 / BLLC0057750-759 NI, INV, Malackowski, JX-0003 LDI Kotlarski, Cempura, Dubowsky; Bosch Corporate witness, No Sponsoring Witness Necessary U.S. Patent No. 6,944,905 - Moved to Joint Exhibit List RX-0029 BLLC0057760-766 LDI Malackowski, Kotlarski, Cempura, Dubowsky; Bosch Corporate witness, No Sponsoring Witness Necessary U.S. Patent No. 6,973,698
7 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0030 / ADM0017929-40 NI, INV, Malackowski, JX-0004 LDI Kotlarski, Cempura, Dubowsky; Bosch Corporate witness, No Sponsoring Witness Necessary U.S. Patent No. 7,293,321 - Moved to Joint Exhibit List RX-0031/ ADM0005921-930 NI, INV, Malackowski, JX-0005 LDI Kotlarski, Cempura, Dubowsky; Bosch Corporate witness, No Sponsoring Witness Necessary U.S. Patent No. 7,523,520 - Moved to Joint Exhibit List RX-0032 / C BLLC1019398 LDI Bosch Corporate JX-0033C Witness; Bosch profit and loss statement Excel spreadsheet - Malackowski Moved to Joint Exhibit List RX-0033 ADM0018375-407 LDI Bosch Corporate Witness; Bosch in North America Brochure (Malackowski Malackowski Report Ex. 40)
8 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0034 / C BLLC1020128 LDI Bosch Corporate JX-0034C Witness; Bosch profit and loss statement Excel spreadsheet - Malackowski Moved to Joint Exhibit List RX-0035 C ADM0018408-556 NI, INV, Bosch Corporate LDI Witness; Bosch's Objections and Responses to PIAA First Set of Malackowski Interrogatories (Malackowski Report Ex. 43) RX-0036 / C BLLC1025675 LDI Bosch Corporate JX-0035C Witness; “Assets for CC981541” Excel spreadsheet - Moved to Malackowski Joint Exhibit List RX-0037 / C BLLC0160115-132 LDI Bosch Corporate JX-0036C Witness; Plymouth Engineering Technical Center Power Point - Malackowski Moved to Joint Exhibit List RX-0038 C ADM0018557-561 LDI Malackowski; Excerpts from the Deposition of Frank Katzenmeier Katzenmeier (Vol. II) p. 442-453 (Malackowski Report Ex. 46) RX-0039 / C BLLC1020150 LDI Bosch Corporate JX-0037C Witness; “Summary Hours vs Project” Excel spreadsheet - Malackowski Moved to Joint Exhibit List
9 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0040 / C BLLC1020136-143 LDI Bosch Corporate JX-0038C Witness; Bosch Power Point Presentation - Moved to Joint Malackowski Exhibit List RX-0041 C ADM0018562-565 LDI Malackowski; Excerpts from the Deposition of Frank Katzenmeier Katzenmeier (10-CV-01930) (Malackowski Report Ex. 49) RX-0042 C ADM0018566-574 LDI Malackowski; Excerpts from the Deposition of Martin Kashnowski Kashnowski (Vol. I) p. 242-268 (Malackowski Report Ex. 50) RX-0043 C ADM0018575-78 LDI Malackowski; Excerpts from the Deposition of Frank Katzenmeier Katzenmeier (Vol. II) p. 382-389 (Malackowski Report Ex. 51) RX-0044 / C LDI, NI, I.K. Kim; ADM JX-0039C INV, UH Corporate ADM's Seventh Supplemental Responses to Bosch's Witness; First Set of Interrogatories (Nos. 13,15,16,18) - Moved Malackowski to Joint Exhibit List RX-0045 / C Daewoo's Second Supplemental Objections and LDI, NI, Daewoo Corporate JX-0040C Responses to Bosch's First set of Interrogatories (Nos. INV Witness; 1-3, 9, 10, 12, 13, 15-17, 31-35) - Moved to Joint Malackowski Exhibit List RX-0046 C ADM0018579-616 Scan Top's Response to Bosch;s First Set of LDI, NI, Scan Top Interrogatories (Nos. 1-33) Corporate
10 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
INV Witness; Malackowski
RX-0047 C ADM0018617-655 LDI, NI, Danyang Corporate INV Witness; Danyang Response to Bosch;s First Set of Malackowski Interrogatories (Nos. 1-33) RX-0048 / C BLLC0185987-6000 LDI Kashnowski;Bosch JX-0041C Corporate Witness; Robert Bosch GmbH License Agreement in German w/ Malackowski Translation - Moved to Joint Exhibit List RX-0049 C ADM0018656-660 LDI Malackowski, Excerpts from the Deposition of Martin Kashnowski Kashnowski (Vol. I) p. 85-96 (Malackowski Report Ex. 62) RX-0050 / C BGMBH0005402-26 LDI Kashnowski;Bosch JX-0042C Corporate Witness; Bosch / Federal-Mogul Cross License - Moved to Joint Malackowski Exhibit List RX-0051 ADM0018661-663 LDI Malackowski, No sponsoring witness Capital IQ Product Tearsheet for Federal Mogul necessary Corporation
11 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0052 ADM0018664-65 LDI Malackowski, No sponsoring witness Federal Mogul Wiper Website (Malackowski Report necessary Ex. 65) RX-0053 C BLLC0185925-36 LDI Kashnowski; Bosch Corporate Witness; Malackowski Bosch / Jamak Settlement Agreement RX-0054 ADM0018666 Capital IQ Product Tearsheet for Jamak Fabrication-Tex LDI Malackowski Ltd. RX-0055 / C BLLC0185937-53 LDI Kashnowski; JX-0043C Bosch Corporate Witness; Bosch / Old World Settlement Agreement - Moved to Malackowski Joint Exhibit List RX-0056 ADM0018667-68 LDI Malackowski, No sponsoring witness necessary Capital IQ Tearsheet for Old World Industries, LLC RX-0057 ADM0005856-860 LDI Bosch Corporate Witness; No U.S. Patent No. 6,292,974 Sponsoring
12 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
Witness Necessary
RX-0058 BLLC0057730-36 LDI Bosch Corporate Witness; No Sponsoring Witness Necessary U.S. Patent No. 6,813,803 RX-0059 ADM0005921-930 LDI, INV, Bosch Corporate NI Witness; No Sponsoring Witness Necessary U.S. Patent No. 7,451,520 RX-0060 C BLLC0185954-66 LDI Kashnowski; Bosch Corporate Witness; Malackowski Bosch / Pennzoil-Quaker State Settlement Agreement RX-0061 C ADM0018669-73 LDI Kashnowski; Excerpts from the Deposition of Martin Kashnowski Malackowski (Vol. I) p. 69-76 (Malackowski Report Ex. 74) RX-0062 C ADM0018674-77 LDI Malackowski; Eric Excerpts from the Deposition of Eric Lim 18-21 and Lim 106-109 (Malackowski Report Ex. 75)
13 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0063 / C BLLC0185975-86 LDI Kashnowski; JX-0044C Bosch Corporate Witness; Bosch / Transbec Settlement Agreement - Moved to Malackowski Joint Exhibit List RX-0064 ADM0018678-80 LDI Malackowski, No sponsoring witness website: http://winplus.com/usa/community/about-the- necessary company/#more-232 (Malackowski Report Ex. 77) RX-0065 ADM0018681-83 LDI Malackowski, No sponsoring witness website:http://winplus.com/wipers/products/aquablade necessary (Malackowski Report Ex. 78) RX-0066 C ADM0018684-688 LDI Kashnowski; Bosch Corporate Witness; Excerpts from the Deposition of Martin Kashnowski Malackowski (Vol. I) p. 69-80 (Malackowski Report Ex. 79) RX-0067 ADM0018689-91 LDI Malackowski, No sponsoring witness Capital IQ Product Tearsheet for Pennzoil-Quaker State necessary Company (Malackowski Report Ex. 80) RX-0068 ADM0018692-828 Robert Bosch GmbH 2007 annual Report (Malackowski LDI Kashnowski; Report Ex. 81) Bosch Corporate
14 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
Witness; Malackowski
RX-0069 / C LDI CAP Corporate JX-0045C CAP's Second Supplemental Responses to Bosch's Witness Interrogatory No. 16 - Moved to Joint Exhibit List RX-0070 C ADM0018829-36 LDI Kashnowski; Bosch Corporate Excerpts from the Deposition of Martin Kashnowski Witness; (Vol. I) p. 58-60 and 229-240 (Malackowski Report Ex. Malackowski 83) RX-0071 / C RainEater's Response to Bosch's First Set of LDI Malackowski JX-0046C Interrogatories (Nos. 1-33) - Moved to Joint Exhibit List RX-0072 / C Cequent's Responses to Bosch's First Set of LDI Malackowski JX-0047C Interrogatories (Nos. 1-33) - Moved to Joint Exhibit List RX-0073 / C LDI CAP Corporate JX-0048C CAP's Response to Bosch's First Set of Interrogatories - Witness Moved to Joint Exhibit List RX-0074 C ADM0018837-40 LDI Dubowsky; Excerpts from the Expert Report of Dr. Steven Malackowski; Dubowsky p. 8-9 (Malackowski Report Ex. 87) RX-0075 C ADM0018841-44 LDI Kashnowski; Excerpts from the Deposition of Martin Kashnowski Malackowski (Vol. I) p.21-28 (Malackowski Report Ex. 88)
15 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0076 C ADM0018845-19116 INV Cempura 9-14-2012 Expert Report of Walter Cempura RX-0077 ADM0019117-18 INV Cempura CV of Walter Cempura RX-0078 ADM0019119-21 INV Cempura List of Materials Considered RX-0079 ADM0019122-29 INV Cempura; No sponsoring witness necessary Certified Translation of Patent Application S61-215149 RX-0080 ADM0019130-135 INV Cempura; No sponsoring witness necessary Certified Translation of Patent Application S56-139651 RX-0081 ADM0016216-240 INV Cempura; No sponsoring witness necessary World Patent - WO 99/02383 RX-0082 ADM0016259-276 INV Cempura; No sponsoring witness necessary World Patent - WO 99/12784 RX-0083 ADM0016259-276 INV Cempura; No World Patent - WO 99/10212 sponsoring witness
16 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
necessary
RX-0084 C BGMBH00005193-94 INV, LDI Cempura; Bosch Corporate Witness Technical Drawings of Bosch Wiper Blades RX-0085 C ADM0019136-483 INV, LDI Bosch Corporate Bosch's Fifth Supplemental Response to ADM's Witness; Cempura Interrogatory Nos. 10, 12-33, 44, 47, 50 RX-0086 C ADM0019484-492 INV Bosch Corporate Bosch's Seventh Supplemental Response to ADM's Witness; Cempura Interrogatory Nos. 3 &34 RX-0087 C ADM0019493-97 INV Bosch Corporate Bosch's Response to ADM's Fourth Set of Witness; Cempura Interrogatories Nos. 66-67 RX-0088 C ADM0019498-529 INV Bosch Corporate Bosch's Third Supplemental Responses to CAP's Witness; Cempura Interrogatory Nos. 1, 2, 4, 5, 7, 8, 11, 13, 26, 27, 32, 36, 46, 47, 49, and 50 RX-0089 ADM0019530-655 NI, INV Bosch Corporate witness; Cempura; Angi; Dubowsky; No sponsoring Order No. 45 Construing the Terms of the Asserted witness necessary Claims and Patents at Issue
17 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0090 ADM0019656-91 INV Angi 09-14-2012 Angi Expert Report RX-0091 ADM0019692-94 INV Trico Corporate Photos of Trico Triple Action Universal Blade (Trico Witness; Wozniak; Dep. Ex. 14) Cempura
RX-0092 ADM0019695-699 NI, INV Cempura; Angi; Dubowsky; No sponsoring witness Notice of Errata to Order No. 45 necessary
RX-0093 SAME AS RX-0011 Order No. 51: Initial Determination Granting NI, INV Cempura; Angi; Respondents' Motion for Summary Determination of Dubowsky; No Invalidity of Certain Asserted Claims of U.S. Patent sponsoring witness Nos. 6,611,988; 6,553,607; 6,836,926; and 6,973,698. necessary
RX-0094 / NI, INV I.K. Kim; ADM JX-0049C Corporate Witness; Diagram of XF2 components - Moved to Joint Exhibit Cempura ADM0005846 List RX-0095 / NI, INV I.K. Kim; ADM JX-0050C Corporate Witness; Diagram of XF4 components - Moved to Joint Exhibit Cempura ADM0006716 List
18 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0096 C NI, INV I.K. Kim; ADM Corporate Witness; Cempura ADM0005485 Technical drawing of XF4 RX-0097 / C NI, INV I.K. Kim; ADM JX-0051C Corporate Witness; Technical Drawing of XF4 connector - Moved to Joint Cempura ADM0002134 Exhibit List RX-0098 / NI, INV I.K. Kim; ADM JX-0052C Corporate Witness; Diagram of XF6 components - Moved to Joint Exhibit Cempura ADM0007123 List RX-0099 C NI, INV I.K. Kim; ADM Corporate Witness; Cempura ADM0014867-81 GF1 technical drawings RX-0100 ADM0019700-702 INV Angi CV of Donald Angi RX-0101 ADM0019703-704 INV Angi List of Materials Considered RX-0102 C ADM0019705-50 NI Cempura 10-10-2012 Rebuttal Report of Walter Cempura RX-0103 ADM0019751 List of Materials Considered in 10-10-2012 Cempura NI Cempura Report
19 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0104 ADM0019752-54 NI Cempura; No sponsoring witness necessary Webster's II New College Disctionary, 3rd Ed. RX-0105 C ADM0019755-772 INV, NI, Bosch Corporate 2012-02-10 Bosch's Responses to Pylon's First Set of LDI Witness RFAs, Nos. 1-62 [CBI] RX-0106 C ADM0019773-80 INV, NI, Bosch Corporate 2012-04-02 Bosch's Responses to Saver & API's First LDI Witness Set of RFAs, Nos. 1-18 RX-0107 C ADM0019781-94 INV, NI, Bosch Corporate 2012-04-25 Bosch's Responses to Pylon's Second Set of LDI Witness RFAs, Nos. 64-103 [CBI] RX-0108 C ADM0019795-98 INV, NI, Bosch Corporate 2012-05-21 Bosch's Responses to Pylon's Third Set of LDI Witness RFAs, No. 104 RX-0109 C ADM0019799-813 INV, NI, Bosch Corporate 2012-06-29 Bosch's Responses to ADM's First Set of LDI, UH Witness RFAs, Nos. 1-54 RX-0110 C ADM0019814-17 INV, NI, Bosch Corporate 2012-07-19 Bosch's Objs & Resps to Pylon's 4th Set of LDI Witness RFAs RX-0111 ADM0019818-67 2011-12-12 Bosch's Responses to Pylon's First Set of INV, NI, Bosch Corporate RFPs, Nos. 1-73 Witness
20 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
LDI
RX-0112 ADM0019868-923 INV, NI, Bosch Corporate 2011-12-14 Bosch's Responses to ADM's First Set of LDI, UH Witness RFPs, Nos. 1-80 RX-0113 ADM0019924-29 INV, NI, Bosch Corporate 2011-12-14 Bosch's Responses to Pylon's Second Set of LDI Witness RFPs, Nos. 74-75 RX-0114 ADM0019930-97 INV, NI, Bosch Corporate 2011-12-19 Bosch's Responses to CAP's First Set of LDI Witness RFPs, Nos. 1-100 RX-0115 ADM0019998-20055 INV, NI, Bosch Corporate 2011-12-27 Bosch's Responses to Alberee & API LDI Witness Korea's First Set of RFPs, Nos. 1-74 RX-0116 ADM0020056-64 INV, NI, Bosch Corporate 2012-01-23 Bosch's Responses to ADM's Second Set of LDI, UH Witness RFPs, Nos. 81-86 RX-0117 ADM0020065-69 INV, NI, Bosch Corporate 2012-01-23 Bosch's Responses to CAP's Second Set of LDI Witness RFPs, No. 101 RX-0118 ADM0020070-84 INV, NI, Bosch Corporate 2012-02-02 Bosch's Responses to CAP's Third Set of LDI Witness RFPs, Nos. 102-116
21 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0119 ADM0020085-91 INV, NI, Bosch Corporate 2012-02-20 Trico's Responses to ADM's First Set of LDI, UH Witness RFPs, Nos. 1-7 RX-0120 ADM0020092-99 INV, NI, Bosch Corporate 2012-04-11 Bosch's Responses to CAP's Fourth Set of LDI Witness RFPs, Nos. 117-121 RX-0121 ADM0020100-104 INV, NI, Bosch Corporate 2012-04-25 Bosch's Responses to CAP's Fifth Set of LDI Witness RFPs, No. 122 RX-0122 ADM0020105-09 INV, NI, Bosch Corporate 2012-05-03 Bosch's Responses to CAP's Sixth Set of LDI Witness RFPs, Nos. 123-124 RX-0123 ADM0020110-17 INV, NI, Bosch Corporate 2012-05-21 Bosch's Responses to Pylon's Third Set of LDI Witness RFPs, Nos. 76-78 RX-0124 ADM0020118-78 INV, NI, Bosch Corporate 2012-05-24 Bosch's First Supplemental Responses to LDI, UH Witness ADM's First Set of RFPs, Nos. 1-76 RX-0125 ADM0020179-86 INV, NI, Bosch Corporate 2012-06-06 Bosch's First Supplemental Responses to LDI, UH Witness ADM's Second Set of RFPs, Nos. 83-85 RX-0126 ADM0020187-228 INV, NI, Bosch Corporate 2012-06-06 Bosch's First Supplemental Responses to LDI Witness Pylon's Second Set of RFPs
22 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0127 ADM0020229-312 INV, NI, Bosch Corporate 2012-06-06 Bosch's Supplemental Responses to CAP's LDI Witness First-Fourth & Sixth Set of RFPs RX-0128 ADM0020313-320 INV, NI, Bosch Corporate 2012-08-06 Bosch's Objs & Resps to CAP's 7th Set of LDI Witness RFPs RX-0129 ADM0020321-326 INV, NI, Bosch Corporate 2012-08-24 Bosch's Objs & Resps to CAP America's LDI Witness 1st RFPs RX-0130 C ADM0020327-370 2011-12-14 Bosch's Responses to ADM's First Set of INV, NI, Bosch Corporate Interrogatories, Nos. 1-56 [CBI]: Response to LDI, UH Witness Interrogatory No. 4. RX-0131 C ADM0020371-461 2012-02-17 Bosch's Third Supplemental Responses to INV Bosch Corporate ADM's First Set of Interrogatories, Nos. 2,7-8,10: Witness Response to Interrogatory No. 7 RX-0132 ADM0020462-20901 INV. NI ADM Corporate Witness, CAP Corporate Witness, Bosch Corporate Witness Transcript from Markman Hearing RX-0133 Photo of TAU blade INV Trico corporate witness ADM0020902
23 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0134 Photo of TAU blade INV Trico corporate ADM0020903 witness RX-0135 Photo of TAU blade with arrow INV Trico corporate ADM0020904 witness RX-0136 ADM0000838-875 NI I.K. Kim, ADM Corporate Witness ADM Catalog RX-0137 C ADM0020905-09 UH Bosch Corporate Bosch's Second Supplemental Response to ADM's Witness Fourth Set of Interrogatories No. 19 (Nevada Litigation) RX-0138 ADM0020910-11 UH IK Kim AAPEX 2011 Attendee Registration RX-0139 ADM0020912-13 UH Anita Barlow; No Anita Barlow LinkedIn Profile - Ex. 5 to ADMs Motion sponsoring witness for Leave to Amend its Response to the Complaint to necessary Add a Defense of Unclean Hands RX-0140 C ADM0020914-19 UH, INV, Bosch Corporate Bosch's Third Supplemental Response to ADM's First NI Witness Set of Interrogatories (No. 1) (Nevada Litigation) RX-0141 ADM0020920-944 8/6/2012 Application for Issuance of Subpoena Ad UH Jeff Ginsberg Testificandum to Ginsberg RX-0142 BARLOW000061-62 UH Jeff Ginsberg, 12/16/2011 Email and attachments between Jeff Anita Barlow Ginsberg and Anita Barlow regarding Deposition
24 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0143 BARLOW000014-18 12/16/2011 Email and attachments between Jeff UH Jeff Ginsberg, Ginsberg and Anita Barlow regarding Declaration Anita Barlow drafted for Barlow RX-0144 BARLOW000019-60 UH Jeff Ginsberg, 11/28/2011 Email and Attachments Sent form Ginsberg Anita Barlow to Barlow RX-0145 ADM0020945-46 UH Jeff Ginsberg; No Jeff Ginsberg Profile - Ex. 10 to 2012-08-29 ADM's sponsoring witness Opposition to Jeff Ginsberg's Motion to Quash necessary Subpoena AD Testificandum RX-0146 ADM0020947 UH Scott Roe; No R. Scott Roe Profile - Ex. 11 to 2012-08-29 ADM's sponsoring witness Opposition to Jeff Ginsberg's Motion to Quash necessary Subpoena AD Testificandum RX-0147 ADM0020948-56 2010 AAPEX Exhibitor Regulations - Ex. 15 to 2012- UH IK Kim, Michael 08-29 ADM's Opposition to Jeff Ginsberg's Motion to Kim, Jeff Ginsberg Quash Subpoena AD Testificandum RX-0148 ADM0020957-58 Photographs of XF 4 Blade - Ex. 2 of 2012-09-25 NI Walt Cempura ADM Motion for Partial Summary Determination RX-0149 ADM0020959-60 Photographs of XF 6 Blade - Ex. 3 of 2012-09-25 ADM NI Walt Cempura Motion for Partial Summary Determination RX-0150 ADM0020961-62 Photographs of GF 1 Blade - Ex. 4 of 2012-09-25 NI Walt Cempura ADM Motion for Partial Summary Determination
25 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0151 WT23 INV Golstein, Work Tools Corporate Witness, Antino Letter from Golstein to Antino re Wiper RX-0152 SAVER2000049-55 INV Golstein, Work Tools Corporate Wiper Frame 22 Inch Engineering Drawing and Witness, Antino technical description from WorkTools Inc. RX-0153 SAVER2000056 INV Golstein, Work Tools Corporate Wiper Frame 22 Inch Drawing Engineering Drawing- Witness, Antino Antino Deposition Exhibit 2 RX-0154 ADM0020963-72 INV. Golstein, Work Tools Corporate Witness, Antino, No sponsoring witness necessary U.S. Patent No. 5,724,700 RX-0155 ADM0020973-81 INV. Golstein, Work Tools Corporate Witness, Antino, No sponsoring witness necessary U.S. Patent No. 5,715,563
26 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0156 ADM0020982-21036 INV Golstein, Work Tools Corporate Letter from Lahnstein to Worktools re Subpoena with Witness attachment of Subpoena RX-0157 ADM0021037-38 INV. Saver/Alberee Corporate Witness; Photos of Saver Blade as found at Exhibit 9 of 2012-11- Albert Lee, C.B. 29 Respondents' Opposition to Bosch's Motion for Lee Summary Determination Regarding Saver Prototype RX-0158 SAVER2000060-76 INV Saver/Alberee Corporate Witness; Albert Lee, C.B. Lee Engineering Drawing of Saver Blade RX-0159 CBLEE00003-5 INV Saver/Alberee Corporate Witness; C.B. Lee Copy of Passport C. Lee- Deposition Exhibit RX-0160 CBLEE00001-2 INV Saver/Alberee Corporate Witness; Korean Certificate of Entry and Exit for C.B. Lee with C.B. Lee Translation RX-0161 SAVER2000001-3 INV Saver/Alberee Photos of Saver Blades Corporate Witness;
27 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
Albert Lee, C.B. Lee
RX-0162 SAVER200004 INV Saver/Alberee Corporate Witness; Albert Lee, C.B. Lee Pressure Map for Saver Blade RX-0163 SAVER200005-31 INV Saver/Alberee Corporate Witness; Albert Lee, C.B. Lee Photos of Saver Blades RX-0164 SAVER200032 INV Saver/Alberee Corporate Witness; Albert Lee, C.B. Lee Pressure Map for Saver Blade RX-0165 SAVER2000033-48 INV Saver/Alberee Corporate Witness; Albert Lee, C.B. Lee Photos of Saver Blades RX-0166 SAVER2000049-53 INV Saver/Alberee Technical Drawings of Saver Blades
28 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
Corporate Witness; Albert Lee, C.B. Lee
RX-0167 SAVER2000054-55 INV Saver/Alberee Corporate Witness; Albert Lee, C.B. Lee Tensile properties document from Saver Production RX-0168 SAVER2000056 INV Saver/Alberee Corporate Witness; Albert Lee, C.B. Lee Technical Drawing for 22 Inch Wiper Frame RX-0169 ADM0017951-53 INV Golstein, Work Tools Corporate Witness, No sponsoring witness necessary U.S. Design Patent No. Des. 400,490 RX-0170 BLLC0057721-729 INV Kotlarski, No sponsoring witness secessary U.S. Patent No. 6,675,434
29 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0171 BLLC0057737-749 INV DeBlock, No sponsoring witness necessary U.S. Patent No. 6,836,926 RX-0172 ADM0021039-61 INV Saver/Alberee Saver First Supplemental Response to Bosch First Set of Corporate Witness Interrogatories RX-0173 ADM0017457-460 INV Cempura, No sponsoring witness necessary U.S. Patent No. 4,296,522 RX-0174 ADM0017799-814 INV Cempura, No sponsoring witness necessary U.S. Patent No. 5,946,764 RX-0175 ADM0017643-651 INV Cempura, No sponsoring witness necessary U.S. Patent No. 5,383,249 RX-0176 ADM0005856-60 INV Cempura, No sponsoring witness necessary U.S. Patent No. 5,546,627
30 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0177 / ADM0000514-519 INV Cempura, No JX-0053 sponsoring witness necessary U.S. Patent No. 3,418,679 - Moved to Joint Exhibit List RX-0178 ADM0016175-191 INV Cempura, No sponsoring witness necessary WO9801327 RX-0179 ADM0016144-74 INV Cempura, No sponsoring witness necessary WO9532112 RX-0180 INV Cempura, No sponsoring witness necessary German Design Patent No. M9065408 RX-0181 BGMBH0004573-599 INV Cempura, No BGMBH0004600 sponsoring witness necessary German Design Patent No. 49811393 RX-0182 BGMBH0004601-619 INV Cempura, No BGMBH0004620 sponsoring witness necessary German Design Patent No. 49811460
31 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0183 BGMBH0004544 INV Cempura, No sponsoring witness necessary German Design Patent No. 49811352 RX-0184 BGMBH0004621-653 INV Cempura, No BGMBH0004654 sponsoring witness necessary German Design Patent No. 49811366 RX-0185 BGMBH0004696-752 INV Cempura, No BGMBH0004753 sponsoring witness necessary German Design Patent No. 49905236 RX-0186 BGMBH0004545-571 INV Cempura, No BGMBH0004572 sponsoring witness necessary German Design Patent No. 49811369 RX-0187 BGMBH0004695 INV Cempura, No sponsoring witness necessary German Design Patent No. 49905235 RX-0188 BGMBH0004866-4901 INV Cempura, No BGMBH0004902 sponsoring witness necessary German Design Patent No. 40002144
32 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0189 INV Cempura, No sponsoring witness necessary German Design Patent No. 40002145 RX-0190 BGMBH0004754-786 INV Cempura, No BGMBH0004787 sponsoring witness necessary German Design Patent No. 40002146 RX-0191 BGMBH0004903-934 INV Cempura, No BGMBH0004935 sponsoring witness necessary German Design Patent No. 40002518 RX-0192 BGMBH0004976 INV Cempura, No sponsoring witness necessary German Design Patent No. 40004426 RX-0193 / ADM0008487-498 INV Angi, No JX-0054 sponsoring witness necessary U.S. Patent No. 6,266,843 - Moved to Joint Exhibit List RX-0194 ADM0008447-451 INV Angi, No sponsoring witness necessary U.S. Patent No. 4,416,032
33 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0195 ADM0017549-554 INV Angi, No sponsoring witness necessary U.S. Patent No. 4,802,257 RX-0196 ADM0017474-478 INV Angi, No sponsoring witness necessary U.S. Patent No. 4,324,019 RX-0197 ADM0017381-389 INV Angi, No sponsoring witness necessary U.S. Patent No. 3,838,475 RX-0198 / ADM0008397-402 INV Angi, No JX-0055 sponsoring witness necessary U.S. Patent No. 3,192,551 - Moved to Joint Exhibit List RX-0199 ADM0017736-39 INV Angi, No sponsoring witness necessary U.S. Patent No. 5,606,766 RX-0200 ADM0008394-96 INV Cempura, No sponsoring witness necessary U.S. Patent No. 3,088,155
34 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0201 ADM0000520-24 INV Cempura, No sponsoring witness necessary U.S. Patent No. 3,818,536 RX-0202 / ADM0017398-403 INV Cempura, No JX-0056 sponsoring witness necessary U.S. Patent No. 3,881,214 - Moved to Joint Exhibit List RX-0203 ADM0017831-840 INV Cempura, No sponsoring witness necessary U.S. Patent No. 6,000,093 RX-0204 ADM0017841-847 INV Cempura, No sponsoring witness necessary U.S. Patent No. 6,026,537 RX-0205 ADM0008499-507 INV Cempura , No sponsoring witness necessary U.S. Patent No. 6,279,191 RX-0206 ADM0017875-878 INV Cempura, No sponsoring witness necessary U.S. Patent No. 6,292,974
35 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0207 ADM0008508-513 INV Cempura, No sponsoring witness necessary U.S. Patent No. 6,295,690 RX-0208 ADM0017220-229 INV Cempura, No sponsoring witness necessary 2003/0014828 RX-0209 ADM0016435-474 INV Cempura, No sponsoring witness necessary WO 01/62561 RX-0210 ADM0016216-240 INV Cempura, No sponsoring witness necessary WO 99/02383 RX-0211 ADM0016241-258 INV Cempura, No sponsoring witness necessary WO 99/10211 RX-0212 ADM0016259-276 INV Cempura, No sponsoring witness necessary WO 99/12784
36 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0213 / ADM0000400-404 INV Cempura, No JX-0057 sponsoring witness necessary GB 1,447,724 - Moved to Joint Exhibit List RX-0214 ADM0016136-38 INV Cempura, No sponsoring witness necessary S56–139651 RX-0215 ADM0008369-370 INV Cempura, No sponsoring witness necessary U.S. Patent No. 2,697,241 RX-0216 ADM0017235-239 INV Cempura, No sponsoring witness necessary U.S. Patent No. 2,782,445 RX-0217 ADM0008376-379 INV Cempura, No sponsoring witness necessary U.S. Patent No. 2,782,447 RX-0218 ADM0008380-384 INV Cempura, No sponsoring witness necessary U.S. Patent No. 2,782,449
37 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0219 ADM0000422-425 INV Cempura, No sponsoring witness necessary U.S. Patent No. 2,814,820 RX-0220 ADM0017253-257 INV Cempura, No sponsoring witness necessary U.S. Patent No. 2,847,694 RX-0221 ADM0000492-493 INV Cempura, No sponsoring witness necessary U.S. Patent No. 2,861,289 RX-0222 ADM0017260 INV Cempura, No sponsoring witness necessary U.S. Patent No. 2,897,530 RX-0223 ADM0008385-389 INV Cempura, No sponsoring witness necessary U.S. Patent No. 2,901,761 RX-0224 ADM0008390-393 INV Cempura, No sponsoring witness necessary U.S. Patent No. 3,006,018
38 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0225 ADM0000494-503 INV Cempura, No sponsoring witness necessary U.S. Patent No. 3,116,510 RX-0226 ADM0000504-513 INV Cempura, No sponsoring witness necessary U.S. Patent No. 3,176,336 RX-0227 ADM0000552-556 INV Cempura, No sponsoring witness necessary U.S. Patent No. 3,224,028 RX-0228 ADM0000557-559 INV Cempura, No sponsoring witness necessary U.S. Patent No. 3,296,647 RX-0229 / ADM0000272-278 INV Cempura, No JX-0058 sponsoring witness necessary U.S. Patent No. 3,317,945 - Moved to Joint Exhibit List RX-0230 / ADM0000514-519 INV Cempura, No JX-0053 sponsoring witness necessary U.S. Patent No. 3,418,679 - Moved to Joint Exhibit List
39 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0231 ADM0000279-286 INV Cempura, No sponsoring witness necessary U.S. Patent No. 3,605,168 RX-0232 ADM0000426-431 INV Cempura, No sponsoring witness necessary U.S. Patent No. 4,126,911 RX-0233 ADM0017487-493 INV Cempura, No sponsoring witness necessary U.S. Patent No. 4,400,845 RX-0234 ADM0000312-322 INV Cempura, No sponsoring witness necessary U.S. Patent No. 4,490,880 RX-0235 ADM0017520-527 INV Cempura, No sponsoring witness necessary U.S. Patent No. 4,561,143 RX-0236 ADm0017528-535 INV Cempura, No sponsoring witness necessary U.S. Patent No. 4,570,284
40 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0237 ADM0017536-540 INV Cempura, No sponsoring witness necessary U.S. Patent No. 4,583,259 RX-0238 ADM0017541-548 INV Cempura, No sponsoring witness necessary U.S. Patent No. 4,590,638 RX-0239 ADM0017560-568 INV Cempura, No sponsoring witness necessary U.S. Patent No. 4,852,206 RX-0240 ADM0017587-591 INV Cempura, No sponsoring witness necessary U.S. Patent No. 5,042,106 RX-0241 ADM0000432-440 INV Cempura, No sponsoring witness necessary U.S. Patent No. 5,048,146 RX-0242 ADM0017606-610 INV Cempura, No sponsoring witness necessary U.S. Patent No. 5,138,739
41 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0243 ADM0017617-624 INV Cempura, No sponsoring witness necessary U.S. Patent No. 5,218,735 RX-0244 ADM0017625-631 INV Cempura, No sponsoring witness necessary U.S. Patent No. 5,283,925 RX-0245 / ADM0000254-64 INV Cempura, No JX-0059 sponsoring witness necessary U.S. Patent No. 5,325,564 - Moved to Joint Exhibit List RX-0246 ADM0017643-651 INV Cempura, No sponsoring witness necessary U.S. Patent No. 5,383,249 RX-0247 ADM0017652-657 INV Cempura, No sponsoring witness necessary U.S. Patent No. 5,392,489 RX-0248 ADM0017658-663 INV Cempura, No sponsoring witness necessary U.S. Patent No. 5,463,790
42 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0249 ADM0017664-668 INV Cempura, No sponsoring witness necessary U.S. Patent No. 5,485,650 RX-0250 ADM0000441-484 INV Cempura, No sponsoring witness necessary U.S. Patent No. 5,564,157 RX-0251 ADM0000323-326 INV Cempura, No sponsoring witness necessary U.S. Patent No. 5,572,764 RX-0252 ADM0017954-960 INV Cempura, No sponsoring witness D417,180 necessary RX-0253 INV Cempura, No sponsoring witness DE1028896 necessary RX-0254 INV Cempura, No sponsoring witness DE19736368 necessary RX-0255 ADM0016277-303 INV Cempura, No sponsoring witness WO 00/34090 necessary
43 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0256 ADM0016408-434 INV Cempura, No sponsoring witness WO 01/49537 necessary RX-0257 ADM0000237-243 INV Cempura, No sponsoring witness GB 939,404 necessary RX-0258 ADM0016075-78 INV Cempura, No sponsoring witness GB 1,055,006 necessary RX-0259 ADM0016124-131 INV Cempura, No sponsoring witness GB 2,346,318 necessary RX-0260 ADM0015994-16000 INV Cempura, No sponsoring witness FR 2073561 necessary RX-0261 ADM0008341-360 INV Cempura, No sponsoring witness FR 2804393 necessary RX-0262 ADM0016241-258 INV Cempura, No sponsoring witness PCT/DE98/01893 necessary RX-0263 BGMBH0004866-4901 INV Cempura, No BGMBH0004902 Germany 40002144 sponsoring witness
44 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
necessary RX-0264 ADM0016136-38 INV Cempura, No sponsoring witness JP 56-139651 necessary RX-0265 ADM0016139-43 INV Cempura, No sponsoring witness JP 61-215149 necessary RX-0266 ADM0016139-43 INV Cempura, No sponsoring witness JP 61215149 necessary RX-0267 ADM0000405-411 INV Cempura, No sponsoring witness GB 2106775 necessary RX-0268 ADM0016124-131 INV Cempura, No sponsoring witness GB 2346318 necessary RX-0269 ADM0017220-229 INV Cempura, No sponsoring witness 2003/0014828 necessary RX-0270 ADM0000557-559 INV Cempura, No sponsoring witness U.S. Patent No. 3,296,647 necessary
45 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0271 / ADM0000272-278 INV Cempura, No JX-0058 sponsoring witness U.S. Patent No. 3,317,945 - Moved to Joint Exhibit List necessary RX-0272 ADM0017404-415 INV Cempura U.S. Patent No. 3,881,324 RX-0273 ADM0008425-430 INV Cempura, No sponsoring witness U.S. Patent No. 3,885,265 necessary RX-0274 ADM0008431-438 INV Cempura, No sponsoring witness U.S. Patent No. 4,342,129 necessary RX-0275 ADM0017601-605 INV Cempura, No sponsoring witness U.S. Patent No. 5,133,104 necessary RX-0276 ADM0017652-657 INV Cempura, No sponsoring witness U.S. Patent No. 5,392,489 necessary RX-0277 ADM0008468-475 INV Cempura, No sponsoring witness U.S. Patent No. 5,933,910 necessary RX-0278 ADM0008476-480 INV Cempura, No sponsoring witness U.S. Patent No. 5,970,569 necessary
46 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0279 ADM0008481-486 INV Cempura, No sponsoring witness U.S. Patent No. 6,055,697 necessary RX-0280 ADM0017879-884 INV Cempura, No sponsoring witness U.S. Patent No. 6,295,690 necessary RX-0281 ADM0008514-518 INV Cempura, No sponsoring witness U.S. Patent No. 6,308,373 necessary RX-0282 ADM0017941-950 INV Cempura, No sponsoring witness U.S. Patent No. 7,523,519 necessary RX-0283 ADM0021062-21101 Respondents Alberee Products, Inc. D/B/A Saver INV Saver/Alberee Automotive Products, Inc.’S First Supplemental Corporate Witness; Response To Robert Bosch LLC’s First Set Of Antino Interrogatories (No. 24 ) With Exhibits A-E RX-0284 BLLC0163108-24 INV, NI Bosch Corporate Witness Bosch presentation describing flat blades RX-0285 ADM0021102 Drawing From Merkel Deposition (Merkel Deposition INV, NI Merkel Exhibit 90) RX-0286 ADM0021126 Drawing From Merkel Deposition (Merkel Deposition INV, NI Merkel Exhibit 91)
47 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0287 BLLC0015221-24 DI, INV Kashnowski Document describing 2008 Frost and Sullivan Award RX-0288 BLLC0956359 DI, INV Kashnowski Printout from Autonews.com describing PACE award RX-0289 BLLC0015215 Article from justauto.com describing Automechanika DI, INV Kashnowski award RX-0290 BLLC0186261-311 DI, INV Kashnowski “Wiper Blade Report Out” document RX-0291 C ADM0021103 Exhibit 47 from 10/21/2011 deposition of Peter INV DeBlock DeBlock - Drawing made by Peter DeBlock RX-0292 C ADM0021104-08 Exhibit 54 from 10/21/2011 deposition of Peter INV DeBlock DeBlock - marked copy of U.S. Patent No. 2,901,761 RX-0293 C ADM0021109-11 Exhibit 55 from 10/21/2011 deposition of Peter INV DeBlock DeBlock - marked copy of U.S. Patent No. 3,088,155 RX-0294 C Exhibit 60 from 10/21/2011 deposition of Peter INV DeBlock ADM0021112-23 DeBlock - marked copy of U.S. Patent No. 6,266,843 RX-0295 INV DeBlock TRICO012198-99 Trico Unimax Advertisement RX-0296 / C INV, NI, Mathias Budweg, JX-0060C LDI No sponsoring Designations from 3/1/2012 Deposition Transcript of witness necessary Mathias Budweg - Moved to Joint Exhibit List
48 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0297 / C INV, NI, Anita Barlow, No JX-0061C LDI sponsoring witness Designations from 3/2/2012 Deposition Transcript of necessary Anita Barlow - Moved to Joint Exhibit List RX-0298 C INV, NI, Steven Dubowsky, LDI No sponsoring Designations from 3/2/2012 Deposition Transcript of witness necessary Steven Dubowsky RX-0299 C INV, NI, Wolfgang Leutsch, LDI No sponsoring Designations from 4/19/2012 Deposition Transcript of witness necessary Wolfgang Leutsch RX-0300 / C INV, NI, Wilfred Merkel, JX-0062C LDI No sponsoring Designations from 4/20/2012 Deposition Transcript of witness necessary Wilfred Merkel - Moved to Joint Exhibit List RX-0301 C INV, NI, Thomas Kotlarski, LDI No sponsoring Designations from 4/26/2012 Deposition Transcript of witness necessary Thomas Kotlarski RX-0302 / C INV, NI, Peter De Block, No JX-0063C LDI sponsoring witness Designations from 5/10/2012 Deposition Transcript of necessary Peter De Block - Moved to Joint Exhibit List
49 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0303 / C INV, NI, Frans Breesch, No JX-0064C LDI sponsoring witness Designations from 5/11/2012 Deposition Transcript of necessary Frans Breesch - Moved to Joint Exhibit List RX-0304 / C INV, NI, Johannes Fehrsen, JX-0065C LDI No sponsoring Designations from 5/14/2012 Deposition Transcript of witness necessary Johannes Fehrsen Vol. I - Moved to Joint Exhibit List RX-0305 / C INV, NI, Johannes Fehrsen, JX-0065C LDI No sponsoring Designations from 5/15/2012 Deposition Transcript of witness necessary Johannes Fehrsen Vol. II - Moved to Joint Exhibit List RX-0306 C INV, NI, Martin LDI Kashnowski, No sponsoring witness Designations from 6/5/2012 Deposition Transcript of necessary Martin Kashnowski Vol. I RX-0307 C INV, NI, Martin LDI Kashnowski, No sponsoring witness Designations from 6/6/2012 Deposition Transcript of necessary Martin Kashnowski Vol. II RX-0308 C INV, NI, Frank Designations from 6/20/2012 Deposition Transcript of LDI Katzenmeier, No Frank Katzenmeier Vol. I
50 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
sponsoring witness necessary
RX-0309 C INV, NI, Frank LDI Katzenmeier, No sponsoring witness Designations from 6/21/2012 Deposition Transcript of necessary Frank Katzenmeier Vol. II RX-0310 C INV, NI, Adriaan LDI Swanepoel, No sponsoring witness Designations from 6/26/2012 Deposition Transcript of necessary Adriaan Swanepoel Vol. I RX-0311 C INV, NI, Adriaan LDI Swanepoel, No sponsoring witness Designations from 6/27/2012 Deposition Transcript of necessary Adriaan Swanepoel Vol. II RX-0312 C INV, NI, Steven Dubowsky, LDI No sponsoring Designations from 10/15/2012 Deposition Transcript of witness necessary Steven Dubowsky RX-0313 C INV, NI, Bruce Green, No Designations from 10/23/2012 Deposition Transcript of LDI sponsoring witness Bruce Green
51 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
necessary
RX-0314 C INV, NI, Jeff Stec, No LDI sponsoring witness Designations from 10/24/2012 Deposition Transcript of necessary Jeff Stec RX-0315 C INV, NI, Donald Angi LDI (ASMO Detriot) , No sponsoring Designations from 2/29/2012 Deposition Transcript of witness necessary Donald Angi (ASMO Detriot) RX-0316 C INV, NI, Paul Wozniak LDI (Trico) , No sponsoring witness Designations from 3/13/2012 Deposition Transcript of necessary Paul Wozniak (Trico) RX-0317 / C INV, NI, Harry Zechman JX-0066C LDI (Stoner) , No sponsoring witness Designations from 3/14/2012 Deposition Transcript of necessary Harry Zechman (Stoner) - Moved to Joint Exhibit List RX-0318/ C INV, NI, Brad Golstein, No JX-0067C LDI sponsoring witness Designations from 4/10/2012 Deposition Transcript of necessary Brad Golstein - Moved to Joint Exhibit List
52 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0319 / C INV, NI, Michael Antino, JX-0068C LDI No sponsoring Designations from 7/27/2012 Deposition Transcript of witness necessary Michael Antino - Moved to Joint Exhibit List RX-0320 / C INV, NI, Stephen Lee, No JX-0069C LDI sponsoring witness Designations from 7/31/2012 Deposition Transcript of necessary Stephen Lee - Moved to Joint Exhibit List RX-0321 / C INV, NI, Rick Black, No JX-0070C LDI sponsoring witness Designations from 8/3/2012 Deposition Transcript of necessary Bruce Kehne - Moved to Joint Exhibit List RX-0322 C INV, NI, Rick Black, No LDI sponsoring witness Designations from 8/17/2012 Deposition Transcript of necessary Rick Black RX-0323 C INV, NI, C.B. Lee, No LDI sponsoring witness Designations from 8/24/2012 Deposition Transcript of necessary C.B. Lee RX-0324 C INV, NI, Ford Corporate LDI Witness, No sponsoring witness Designations from 8/24/2012 Deposition Transcript of necessary Ford Corporate Witness
53 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0325 C INV, NI, Trico Corporate LDI Witness, No sponsoring witness Designations from 9/7/2012 Deposition Transcript of necessary Trico Corporate Witness RX-0326 / C INV, NI, Victor Grillo Jr., JX-0086C LDI No sponsoring Designations from 9/7/2012 Deposition Transcript of witness necessary Victor Grillo Jr. - Moved to Joint Exhibit List RX-0327 C INV, NI, Peter De Block, No LDI sponsoring witness Designations from 10-20-2011 Deposition Transcript necessary for Peter De Block RX-0328 C INV, NI, Peter De Block, No LDI sponsoring witness Designations from 10-21-2011 Deposition Transcript necessary for Peter De Block RX-0329 / C INV, NI, Jeffrey Ginsburg, JX-0085C LDI No sponsoring Designations from 12-19-2011 Deposition Transcript witness necessary for Jeffrey Ginsburg - Moved to Joint Exhibit List RX-0330 C INV, NI, Martin Designations from 10-27-2011 Deposition Transcript LDI Kashnowski, No for Martin Kashnowski sponsoring witness
54 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
necessary
RX-0331 C INV, NI, Frank LDI Katzenmeier, No sponsoring witness Designations from 10-13-2011 Deposition Transcript necessary for Frank Katzenmeier RX-0332 C INV, NI, Thomas Kotlarski, LDI No sponsoring Designations from 10-20-2011 Deposition Transcript witness necessary for Thomas Kotlarski RX-0333 C INV, NI, Thomas Kotlarski, LDI No sponsoring Designations from 10-21-2011 Deposition Transcript witness necessary for Thomas Kotlarski RX-0334 / C INV, NI, Scott Roe, No JX-0084C LDI sponsoring witness Designations from 12-15-2011 Deposition Transcript necessary for R. Scott Roe- Moved to Joint Exhibit List RX-0335 / C INV, NI, Michael Striker, JX-0083C LDI No sponsoring Designations from 9-30-2011 Deposition Transcript for witness necessary Michael Striker - Moved to Joint Exhibit List
55 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0336 C INV, NI, Bernhard Glaser, LDI No sponsoring Designations from 9-30-2011 Deposition Transcript for witness necessary Bernhard Glaser RX-0337 C INV, NI, CAP Corporate Corea Autoparts Producing Corporation (CAP) LDI Witness Response to Complaint RX-0338 / C Confidential Exhibit 1 to Corea Autoparts Producing INV, NI, CAP Corporate JX-0027C Corporation (CAP) Response to Complaint - Moved to LDI Witness Joint Exhibit List RX-0339 / C Corea Autoparts Producing Corporation (CAP) and INV, NI, CAP Corporate JX-0028C CAP America Inc. Response to First Amended LDI Witness Complaint - Moved to Joint Exhibit List RX-0340 C Confidential Exhibit 1 to Corea Autoparts Producing INV, NI, CAP Corporate Corporation (CAP) and CAP America Inc. Response to LDI Witness First Amended Complaint RX-0341 C INV, NI, PIAA Corporate LDI Witness PIAA Corporation USA Response to Complaint RX-0342 / C INV, NI, PIAA Corporate JX-0026C Confidential Exhibit 1 to PIAA Corporation USA LDI Witness Response to Complaint - Moved to Joint Exhibit List RX-0343 C PIAA Corporation USA Response to First Amended INV, NI, PIAA Corporate Complaint
56 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
LDI Witness
RX-0344 C INV, NI, PIAA Corporate Confidential Exhibit 1 to PIAA Corporation USA LDI Witness Response to First Amended Complaint RX-0345 INV, NI, Bosch Corporate LDI Witness, No sponsoring witness necessary File History for U.S. Patent No. 6,676,434 RX-0346 / INV, NI, Bosch Corporate JX-0009 LDI Witness, No sponsoring witness File History for U.S. Patent No. 7,293,321 - Moved to necessary Joint Exhibit List RX-0347 / INV, NI, Bosch Corporate JX-0010 LDI Witness, No sponsoring witness File History for U.S. Patent No. 7,523,520 - Moved to necessary Joint Exhibit List RX-0348 INV, NI, Greg Davis LDI CV of Gregory W. Davis, Ph.D., P.E.
57 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0349 INV, NI, Greg Davis List of Materials Considered – Opening Expert Report LDI of Gregory Davis RX-0350 INV, NI, Greg Davis List of Materials Considered – Rebuttal Expert Report LDI of Gregory Davis RX-0351 C INV Greg Davis 9-14-2012 Opening Expert Report of Gregory Davis RX-0352 C NI, LDI Greg Davis 10-10-2012 Rebuttal Expert Report of Gregory Davis RX-0353 C 8-1-2011 Correspondence from Richard Cowell to Marc INV, NI Bosch Corporate Lorelli regarding Bosch Wiper Blade Samples available Witness for Inspection RX-0354 C 12-19-2011 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To Corea Autoparts Producing Corporation’s LDI Witness First Set Of Interrogatories (Nos. 1-13) RX-0355 12-19-2011 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To Corea Autoparts Producing Corporation’s LDI Witness First Set Of Requests For Production Of Documents (Nos. 1-100) RX-0356 12-20-2011 Complainant Robert Bosch LLC’s INV, NI, Bosch Corporate Identification Of Expert Witnesses Including Attached LDI Witness Exhibits
58 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0357 C 1-13-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To Cap’s Second Set Of Interrogatories LDI Witness (Nos. 14-27) RX-0358 C 1-18-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To CAP’s Third Set Of Interrogatories (No. LDI Witness 28) RX-0359 1-23-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To Corea Autoparts Producing Corporation’s LDI Witness Second Set Of Requests For Production Of Documents (No. 101) RX-0360 C 1-23-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To CAP’s Fourth Set Of Interrogatories LDI Witness (Nos. 29-33) RX-0361 2-2-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To Corea Autoparts Producing Corporation’s LDI Witness Third Set Of Requests For Production Of Documents (Nos. 102-116) RX-0362 C 2-6-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To Cap’s Fifth Set Of Interrogatories (Nos. LDI Witness 34-36) RX-0363 C 2-10-2012 Robert Bosch LLC’s Amended Objections INV, NI, Bosch Corporate And Responses To CAP’s Fourth Set Of Interrogatories LDI Witness (No. 32)
59 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0364 C 2-11-2012 Letter from Huiya Wu to John Halan INV, NI, Bosch Corporate regarding Bosch’s responses to CAP’s production LDI Witness requests RX-0365 C 2-17-2012 Robert Bosch LLC’s First Supplemental INV, NI, Bosch Corporate Responses To Corea Autoparts Producing Corporation’s LDI Witness First Set Of Interrogatories (Nos. 1, 2, 4, 5, And 8-11) RX-0366 C 2-17-2012 Robert Bosch LLC’s First Supplemental INV, NI, Bosch Corporate Responses To Corea Autoparts Producing Corporation’s LDI Witness Second Set Of Interrogatories (Nos. 14, 15, 19 And 23) RX-0367 C 2-17-2012 Robert Bosch LLC’s First Supplemental INV, NI, Bosch Corporate Objections And Responses To Corea Autoparts LDI Witness Producing Corporation’s Third Set Of Interrogatories (No. 28) RX-0368 C 3-12-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To PIAA Corporation USA’s First Set Of LDI Witness Interrogatories (Nos. 1-36) RX-0369 3-15-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To PIAA Corporation USA’s First Requests LDI Witness For Entry Upon Land Or Other Property (Nos. 1–14) RX-0370 C 3-16-2012 Robert Bosch LLC’s Verification of INV, NI, Bosch Corporate Objections And Responses To PIAA Corporation LDI Witness USA’s First Set Of Interrogatories (Nos. 1-36)
60 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0371 C 3-22-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To CAP’s Sixth Set Of Interrogatories (Nos. LDI Witness 37–47) RX-0372 4-3-2012 Complainant Robert Bosch LLC’s INV, NI, Bosch Corporate Identification Of Expert Witnesses Including Attached LDI Witness Exhibits RX-0373 C 4-11-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To Corea Autoparts Producing Corporation’s LDI Witness Fourth Set Of Requests For Production Of Documents (Nos. 117–121) RX-0374 C 4-11-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To Cap’s Seventh Set Of Interrogatories LDI Witness (Nos. 48–50) RX-0375 C 4-25-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To Corea Autoparts Producing Corporation’s LDI Witness Fifth Set Of Requests For Production Of Documents (No. 122) RX-0376 C 4-25-2012 Robert Bosch LLC’s First Supplemental INV, NI, Bosch Corporate Objections And Responses To CAP’s Fifth Set Of LDI Witness Interrogatories (No. 36) RX-0377 C 4-30-2012 Robert Bosch LLC’s Responses And INV, NI, Bosch Corporate Objections To Respondent Corea Autoparts Producing LDI Witness Corporation’s Notice Of Deposition Under Fed. R. Civ. P. 30(B)(6) Of Robert Bosch LLC
61 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0378 5-3-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To Corea Autoparts Producing Corporation’s LDI Witness Sixth Set Of Requests For Production Of Documents (Nos. 123–24) RX-0379 C 5-3-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To CAP’s Eighth Set Of Interrogatories (No. LDI Witness 51) RX-0380 6-6-2012 Robert Bosch LLC’s Supplemental Objections INV, NI, Bosch Corporate And Responses To Corea Autoparts Producing LDI Witness Corporation’s First, Second, Third, Fourth And Sixth Sets Of Requests For Production Of Documents (Nos. 3-7, 12-13, 16, 26-28, 33, 35-36, 38-40, 42-43, 45-48, 52-53, 57-58, 65, 68, 74, 76, 84, 87-90, 92, 94-97, 100, 101, 102-107, 110, 112, 114, 116, 117-121, 123-124) RX-0381 C 6-8-2012 Robert Bosch LLC’s Second Supplemental INV, NI, Bosch Corporate Objections And Responses To Corea Autoparts LDI Witness Producing Corporation’s Interrogatories Nos. 6, 16 RX-0382 C 6-18-2012 Robert Bosch LLC’s Amended And First INV, NI, Bosch Corporate Supplemental Objections And Responses To PIAA LDI Witness Corporation USA’s First Set Of Interrogatories (Nos. 13, 21-22, 24-25, 27-28, 33) RX-0383 C 6-20-2012 Robert Bosch LLC’s Third Supplemental INV, NI, Bosch Corporate Objections And Responses To Corea Autoparts LDI Witness Producing Corporation’s Interrogatory Nos. 1, 2, 4, 5, 7,
62 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
8, 11, 13, 26, 27, 32, 36, 46, 47, 49, 50 RX-0384 C 7-13-2012 Robert Bosch LLC’s Supplemental INV, NI, Bosch Corporate Objections And Response To Corea Autoparts LDI Witness Producing Corporation’s Interrogatory No. 34 RX-0385 8-6-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To Corea Autoparts Producing Corporation’s LDI Witness Seventh Set Of Requests For Production Of Documents (Nos. 125–128) RX-0386 C 8-6-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To CAP’s Tenth Set Of Interrogatories (No. LDI Witness 76) RX-0387 C 8-9-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To Corea Autoparts Producing Corporation’s LDI Witness Eleventh Set Of Interrogatories (Nos. 77–83) RX-0388 C 8-23-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To Cap America’s First Set Of LDI Witness Interrogatories (Nos. 1–9) RX-0389 C 8-24-2012 Robert Bosch LLC’s Supplemental INV, NI, Bosch Corporate Responses To Corea Autoparts Producing Corporation’s LDI Witness Interrogatories (Nos. 6, 7, 10–11, 14, 18–21, 23–25, 52, 62, 67–75, 77–80, 82) RX-0390 C 8-24-2012 Robert Bosch LLC’s Supplemental INV, NI, Bosch Corporate Objections And Responses To PIAA Corporation
63 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
USA’s First Set Of Interrogatories (Nos. 3, 6) LDI Witness
RX-0391 C 8-24-2012 Robert Bosch LLC’s Objections And INV, NI, Bosch Corporate Responses To CAP America’s Second Set Of LDI Witness Interrogatories (Nos. 10–12) RX-0392 8-24-2012 Robert Bosch LLC Objections And INV, NI, Bosch Corporate Responses To CAP America, Inc.’s First Set Of LDI Witness Requests For Production Of Documents (Nos. 1–3) RX-0393 INV, NI, Bosch Corporate 8-24-2012 Kashnowski Verification of Bosch LLC LDI Witness Interrogatory Responses RX-0394 INV, NI, Bosch Corporate 8-24-2012 Katzenmeier Verification of Bosch LLC LDI Witness Interrogatory Responses RX-0395 CAP’s Answer and Affirmative Defenses to Robert INV, NI, CAP Corporate Bosch LLC Complaint – D. Nev. Case No. 2:10-cv- LDI Witness 1924 RX-0396 4-4-2011 Plaintiff Robert Bosch LLC’s Response To INV, NI, Bosch Corporate Defendant Corea Autoparts Producing Corporation LDI Witness d/b/a CAP America’s First Set Of Requests For Production (Nos. 1-3) RX-0397 C 4-4-2011 Plaintiff Robert Bosch LLC’s Responses To INV, NI, Bosch Corporate Defendant Corea Autoparts Producing Corporation LDI Witness d/b/a CAP America’s First Set Of Interrogatories (Nos.
64 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
1-9) RX-0398 C 4-29-2011 Plaintiff Robert Bosch LLC’s First INV, NI, Bosch Corporate Supplemental Responses To Defendant Corea Autoparts LDI Witness Producing Corporation d/b/a CAP America’s First Set Of Interrogatories (Nos. 3, 4, 7) RX-0399 5-2-2011 Plaintiff Robert Bosch LLC’s Response To INV, NI, Bosch Corporate Defendant Corea Autoparts Producing Corporation LDI Witness d/b/a CAP America’s Second Set Of Requests For Production (Nos. 1-25 [38-62]) RX-0400 C 5-2-2011 Plaintiff Robert Bosch LLC’s Responses To INV, NI, Bosch Corporate Defendant Corea Autoparts Producing Corporation LDI Witness d/b/a CAP America’s Second Set Of Interrogatories (Nos. 10-11) RX-0401 C 6-16-2011 Plaintiff Robert Bosch LLC’s Second INV, NI, Bosch Corporate Supplemental Response To Defendant Corea Autoparts LDI Witness Producing Corporation d/b/a CAP America’s First Set Of Interrogatories (No. 2) RX-0402 6-30-2011 Plaintiff Robert Bosch LLC’s Response To INV, NI, Bosch Corporate Defendant Corea Autoparts Producing Corporation LDI Witness d/b/a CAP America’s Third Set Of Requests For Production (Nos, 26-48 [88-110]) RX-0403 8-17-2011 Plaintiff Robert Bosch LLC’s Response To INV, NI, Bosch Corporate Defendant Corea Autoparts Producing Corporation LDI Witness d/b/a CAP America’s Fourth Set Of Requests For
65 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
Production (Nos. 41-47 [111-117]) RX-0404 C 11-21-2011 Plaintiff Robert Bosch LLC’s Second INV, NI, Bosch Corporate Supplemental Response To Defendant Corea Autoparts LDI Witness Producing Corporation d/b/a CAP America’s First Set Of Interrogatories (Nos. 1, 3, 4, 6) And First Supplemental Response To Interrogatory No. 5 – Case No. 11-cv-14019-JAC-MAR RX-0405 C 12-5-2011 Plaintiff Robert Bosch LLC’s Response To INV, NI, Bosch Corporate Defendant Corea Autoparts Producing Corporation LDI Witness d/b/a CAP America’s First Set Of Requests For Admission (Nos. 1-67) – Case No. 11-cv-14019-JAC- MAR RX-0406 Subpoena - Exhibit 1 from Deposition of Brad Golstein INV Brad Golstein (April 10, 2012) RX-0407 WT 1 WorkTools Document - Exhibit 2 from Deposition of INV Brad Golstein Brad Golstein (April 10, 2012) RX-0408 WT 23-24 WorkTools Document - Exhibit 3 from Deposition of INV Brad Golstein Brad Golstein (April 10, 2012) RX-0409 WT 5-22 WorkTools Document - Exhibit 4 from Deposition of INV Brad Golstein Brad Golstein (April 10, 2012) RX-0410 WT 25-43 Licensing agreement between JAMAK and WorkTools INV Brad Golstein - Exhibit 7 from Deposition of Brad Golstein (April 10, 2012)
66 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0411 WT 3 Silver award from the IDSA for windshield wiper - INV Brad Golstein Exhibit 8 from Deposition of Brad Golstein (April 10, 2012) RX-0412 Document obtained from the Syracuse Library - Exhibit INV Brad Golstein 9 from Deposition of Brad Golstein (April 10, 2012) RX-0413 Business Week article - Exhibit 10 from Deposition of INV Brad Golstein Brad Golstein (April 10, 2012) RX-0414 SAVER2000060-70 INV Albert Lee, C.B. Drawings - Exhibit A.Lee 1 from Deposition of Albert Lee Lee (Aug. 23, 2012) RX-0415 SAVER2000071-75 INV Albert Lee, C.B. Drawings - Exhibit A.Lee 2 from Deposition of Albert Lee Lee (Aug. 23, 2012) RX-0416 SAVER2000049-55 INV Albert Lee, C.B. Wiper Frame 22-Inch Details - Exhibit Antino 1 from Lee Deposition of Albert Lee (Aug. 23, 2012) RX-0417 / SAVER2000056 Wiper Frame 22-Inch Revision - Exhibit Antino 2 from INV Albert Lee, C.B. JX-0025C Deposition of Albert Lee (Aug. 23, 2012) - Moved to Lee Joint Exhibit List RX-0418 CBLEE00001-02 Certificate of Entry & Exit - Exhibit BOSCH 218 from INV C.B. Lee Deposition of C.B. Lee (Aug. 24, 2012) RX-0419 CBLEE00003-05 Photocopy of Passport - Exhibit C.B. Lee1 from INV C.B. Lee Deposition of C.B. Lee (Aug. 24, 2012)
67 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0420 Subpoena and Protective Order - Exhibit BOSCH 203 INV Stephen Lee from Deposition of Stephen Lee (July 31, 2012) RX-0421 C BGMBH0005819-5838 INV, NI Bosch Witness, Variflex Memo – Exhibit 5from Deposition of Kotlarski Thomas Kotlarski (April 26, 2012) RX-0422 C BGMBH0006039-6067 INV, NI Bosch Witness, Meeting Minutes – Exhibit 6from Deposition of Thomas Kotlarski Kotlarski (April 26, 2012) RX-0423 C BOS_GMBH0003457 INV, NI Bosch Witness, End Clip Drawings – Exhibit 11from Deposition of Thomas Kotlarski Kotlarski (April 26, 2012) RX-0424 C BOS_GMBH0003434- INV, NI Bosch Witness, 3587 Variflex Document – Exhibit 12from Deposition of Thomas Kotlarski Kotlarski (April 26, 2012) RX-0425 C BOS_GMBH0000987- INV, NI Bosch Witness, 989 Kotlarski Letter – Exhibit 13from Deposition of Thomas Kotlarski Kotlarski (April 26, 2012) RX-0426 INV, NI Bosch Witness, U.S.P.N. 5,493,750 – Exhibit 15from Deposition of Thomas Kotlarski Kotlarski (April 26, 2012) RX-0427 INV, NI Bosch Witness, Bosch Schematic – Exhibit 88from Deposition of Wilfried Merkel Merkel (April 20, 2012)
68 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0428 INV, NI Bosch Witness, DE 19,854,307 – Exhibit 89from Deposition of Merkel Wilfried Merkel (April 20, 2012) RX-0429 INV, NI Bosch Witness, Sketch on Yellow Paper – Exhibit 90from Deposition of Wilfried Merkel Merkel (April 20, 2012) RX-0430 INV, NI Bosch Witness, Sketch on Yellow Paper – Exhibit 91from Deposition of Wilfried Merkel Merkel (April 20, 2012) RX-0431 INV, NI Bosch Witness, U.K. Patent Document No. 1447724 – Exhibit 6from Peter DeBlock Deposition of DeBlock (May 10, 2012) RX-0432 BLLC0110436-446 INV, NI Bosch Witness, U.S.P.N. 6,523,218 – Exhibit 7from Deposition of Peter DeBlock DeBlock (May 10, 2012) RX-0433 INV, NI Bosch Witness, JP139651 – Exhibit 8 from Deposition of DeBlock Peter DeBlock (May 10, 2012) RX-0434 C 2-6-2012 Robert Bosch LLC’s Objections And INV, NI Bosch Witness, Responses To Cap’s Fifth Set Of Interrogatories (Nos. Peter DeBlock 34-36) – Exhibit 12from Deposition of DeBlock (May 10, 2012) RX-0435 U.S.P.N. 5,325,564 – Exhibit 15from Deposition of INV, NI Bosch Witness, DeBlock (May 10, 2012)
69 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
Peter DeBlock
RX-0436 C 12-27-2011 Robert Bosch LLC’s Objections And INV, NI Bosch Witness, Responses To Alberee Products, Inc. and API Korea Peter DeBlock Co., Ltd.’s First Set Of Interrogatories (Nos. 1-23) – Exhibit 17from Deposition of DeBlock (May 10, 2012) RX-0437 C BLLC0111650- Declaration of Johannes Fehrsen – May 2012 Fehrsen INV, NI Johannes Fehrsen BLLC0111653 Deposition Exhibit 1 RX-0438 C BLLC0111691- Variflex Drawings – May 2012 Fehrsen Deposition INV, NI Johannes Fehrsen BLLC0111692 Exhibit 2 RX-0439 C BLLC0111687 - 690 Variflex Notes – May 2012 Fehrsen Deposition Exhibit INV, NI Johannes Fehrsen 3 RX-0440 C BLLC0111693 - 695 INV, NI Johannes Fehrsen 4/9/92 letter – May 2012 Fehrsen Deposition Exhibit 4 RX-0441 C TRICO-ITC 0000158 - INV, NI Johannes Fehrsen 160 4/9/92 letter – May 2012 Fehrsen Deposition Exhibit 5 RX-0442 C BGMBH 0005819 - 838 8/7/09 Variflex Memorandum – May 2012 Fehrsen INV, NI Johannes Fehrsen Deposition Exhibit 6 RX-0443 C TRICO-ITC 0010067 - Variflex Document – May 2012 Fehrsen Deposition INV, NI Johannes Fehrsen 070 Exhibit 7 RX-0444 C BOS GMBH 0000135 - Meeting Minutes – May 2012 Fehrsen Deposition INV, NI Johannes Fehrsen 138 Exhibit 8
70 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0445 C TRICO-ITC 0000208 6/2/92, Variflex meeting notes – May 2012 Fehrsen INV, NI Johannes Fehrsen Deposition Exhibit 9 RX-0446 C BOS GMBH 0000922 - INV, NI Johannes Fehrsen 923 3/2/93 fax – May 2012 Fehrsen Deposition Exhibit 10 RX-0447 C BOS_GMBH0000667 - INV, NI Bosch Corporate 669 Witness Notes – May 2012 Fehrsen Deposition Exhibit 11 RX-0448 C BGMBH 0008188 Drawing diagram – May 2012 Fehrsen Deposition INV, NI Johannes Fehrsen Exhibit 12 RX-0449 C BOS GMBH 0000614 - INV, NI Johannes Fehrsen 625 8/19/93 fax – May 2012 Fehrsen Deposition Exhibit 13 RX-0450 C BGMBH 0005802 - 818 Variflex Memorandum – May 2012 Fehrsen Deposition INV, NI Johannes Fehrsen Exhibit 14 RX-0451 C BOS_GMBH0000634 - INV, NI Bosch Corporate 662 Meeting minutes – May 2012 Fehrsen Deposition Witness Exhibit 15 RX-0452 C TRICO-ITC 0008040 - Description of Terms in Variflex Design Program INV, NI Johannes Fehrsen 044 Output, – May 2012 Fehrsen Deposition Exhibit 16 RX-0453 C TRICO-ITC 0008060 - INV, NI Johannes Fehrsen 066 2/18/93 fax – May 2012 Fehrsen Deposition Exhibit 17 RX-0454 C TRICO-ITC 0016223 - 7/19/95 meeting minutes – May 2012 Fehrsen INV, NI Johannes Fehrsen 226 Deposition Exhibit 18
71 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0455 C TRICO-ITC 0009780 INV, NI Johannes Fehrsen 5/31/95 fax – May 2012 Fehrsen Deposition Exhibit 19 RX-0456 C TRICO-ITC 0005234 - Variflex Design Manual – May 2012 Fehrsen INV, NI Johannes Fehrsen 316 Deposition Exhibit 20 RX-0457 C TRICO-ITC 0005317 - Variflex Theoretical Principles – May 2012 Fehrsen INV, NI Johannes Fehrsen 459 Deposition Exhibit 21 RX-0458 C TRICO-ITC 0010925 - Introduction to Variflex – May 2012 Fehrsen INV, NI Johannes Fehrsen 942 Deposition Exhibit 22 RX-0459 C TRICO-ITC 0011896 - INV, NI Johannes Fehrsen 898 11/19/99 fax – May 2012 Fehrsen Deposition Exhibit 23 RX-0460 C TRICO-ITC 0004664 - Follow-up to meeting, minutes, 1/31/96 – May 2012 INV, NI Johannes Fehrsen 665 Fehrsen Deposition Exhibit 24 RX-0461 C TRICO-ITC 0010669 - 1/18/96 letter – May 2012 Fehrsen Deposition Exhibit INV, NI Johannes Fehrsen 674 25 RX-0462 C TRICO-ITC 0011691 Manufacturing Process Flow for Beam Blade – May INV, NI Johannes Fehrsen 2012 Fehrsen Deposition Exhibit 26 RX-0463 C TRICO-ITC 0012149 - 10/9/98 meeting minutes – May 2012 Fehrsen INV, NI Johannes Fehrsen 150 Deposition Exhibit 27 RX-0464 C TRICO-ITC 0011934 - 11/9/98 letter – May 2012 Fehrsen Deposition Exhibit INV, NI Johannes Fehrsen 948 28 RX-0465 C TRICO-ITC 0011899 - 11/19/99 memorandum – May 2012 Fehrsen Deposition INV, NI Johannes Fehrsen 902 Exhibit 29
72 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0466 C BLLC 0990560 - 585 7/12/01 letter – May 2012 Fehrsen Deposition Exhibit INV, NI Johannes Fehrsen 30 RX-0467 C BOS_GMBH 0000001 - 9/13/01 letter – May 2012 Fehrsen Deposition Exhibit INV, NI Johannes Fehrsen 003 31 RX-0468 C BOS_GMBH 0000007 - Response to 9/13/01 letter – May 2012 Fehrsen INV, NI Johannes Fehrsen 009 Deposition Exhibit 32 RX-0469 C TRICO-ITC 0012047 - 5/27/03 letter – May 2012 Fehrsen Deposition Exhibit INV, NI Johannes Fehrsen 052 33 RX-0470 C BOS_GMBH 0000010 - 8/20/03 letter – May 2012 Fehrsen Deposition Exhibit INV, NI Johannes Fehrsen 011 34 RX-0471 C BOS_GMBH 0000012 - Response to 8/20/03 letter – May 2012 Fehrsen INV, NI Johannes Fehrsen 021 Deposition Exhibit 35 RX-0472 / C TRICO-ITC 0002199 - Memorandum – May 2012 Fehrsen Deposition Exhibit INV, NI Johannes Fehrsen JX-0024C 207 36 - Moved to Joint Exhibit List RX-0473 C BGMBH 0007694 - 724 6/13/96 fax, plus attachment – May 2012 Fehrsen INV, NI Johannes Fehrsen Deposition Exhibit 37 RX-0474 C TRICO-ITC 0002168 - 9/1/92 Technical Information on Variflex – May 2012 INV, NI Johannes Fehrsen 170 Fehrsen Deposition Exhibit 38 RX-0475 / C TRICO-ITC 0003819 - Letter report from Adriaan Swanepoel – May 2012 INV, NI Johannes Fehrsen JX-0023C 823 Fehrsen Deposition Exhibit 39 - Moved to Joint Exhibit List RX-0476 C BGMBH 0005819 - 838 8/7/90 memorandum – June 2012 Swanepoel INV, NI Adriaan Swanepoel Deposition Exhibit 1
73 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0477 C TRICO-ITC 0011899 - 11/19/99 memorandum – June 2012 Swanepoel INV, NI Adriaan Swanepoel 902 Deposition Exhibit 2 RX-0478 C TRICO-ITC 0005234 - Variflex Design Manual – June 2012 Swanepoel INV, NI Adriaan Swanepoel 316 Deposition Exhibit 10 RX-0479 C TRICO-ITC 0005317 - Variflex Theoretical Principles, April 1998 – June 2012 INV, NI Adriaan Swanepoel 459 Swanepoel Deposition Exhibit 11 RX-0480 C BGMBH 0005802 - 818 Memorandum, "Variflex in relation to the Bosch Wiper INV, NI Adriaan Swanepoel Blade 12 Specification," – June 2012 Swanepoel Deposition Exhibit 12 RX-0481 C BOS_GMBH 0000614 – 8/19/93 fax – June 2012 Swanepoel Deposition Exhibit INV, NI Adriaan Swanepoel 625 13 RX-0482 C BOS_GMBH0000646- Variflex Document – June 2012 Swanepoel Deposition INV, NI Adriaan Swanepoel BOS_GMBH0000647 Exhibit 14 RX-0483 C BOS_GMBH 0000657 - Variflex Design Versions – June 2012 Swanepoel INV, NI Adriaan Swanepoel 656 Deposition Exhibit 15 RX-0484 C TRICO-ITC 0009780 5/21/95 fax – June 2012 Swanepoel Deposition Exhibit INV, NI Adriaan Swanepoel 16 RX-0485 C BGMBH 0011984 - 035 Variflex Design Procedure Manual, First Edition, June INV, NI Adriaan Swanepoel 1995 – June 2012 Swanepoel Deposition Exhibit 17 RX-0486 C TRICO-ITC7 10925 - Introduction to Variflex – June 2012 Swanepoel INV, NI Adriaan Swanepoel 10942 Deposition Exhibit 18 RX-0487 C TRICO-ITC 0004664 - Invitation, Variflex Wiper Blade - Patent Situation – INV, NI Adriaan Swanepoel 665 June 2012 Swanepoel Deposition Exhibit 19
74 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0488 C TRICO-ITC 0018723 - Laboratory notebook – June 2012 Swanepoel INV, NI Adriaan Swanepoel 868 Deposition Exhibit 20 RX-0489 C TRICO-ITC 0010669 - 1/18/96 letter – June 2012 Swanepoel Deposition INV, NI Adriaan Swanepoel 674 Exhibit 21 RX-0490 Photograph of Exhibit 3 wiper blade – June 2012 INV, NI Adriaan Swanepoel Swanepoel Deposition Exhibit 22 RX-0491 Photograph of Exhibit 4 wiper blade – June 2012 INV, NI Adriaan Swanepoel Swanepoel Deposition Exhibit 23 RX-0492 Photograph of Exhibit 5 wiper blade – June 2012 INV, NI Adriaan Swanepoel Swanepoel Deposition Exhibit 24 RX-0493 Photograph of Exhibit 6 wiper blade – June 2012 INV, NI Adriaan Swanepoel Swanepoel Deposition Exhibit 25 RX-0494 Photograph of Exhibit 7 wiper blade – June 2012 INV, NI Adriaan Swanepoel Swanepoel Deposition Exhibit 26 RX-0495 Photograph of Exhibit 8 wiper blade – June 2012 INV, NI Adriaan Swanepoel Swanepoel Deposition Exhibit 27 RX-0496 Photograph of Exhibit 9 wiper blade – June 2012 INV, NI Adriaan Swanepoel Swanepoel Deposition Exhibit 28 RX-0497 U.S. Patent Number 5,325,564 – June 2012 Swanepoel INV, NI Adriaan Swanepoel Deposition Exhibit 29 RX-0498 INV Gregory Davis, No EP0646507 sponsoring witness
75 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
necessary
RX-0499 INV Gregory Davis, No sponsoring witness necessary U.S.P.N. 3,083,394 RX-0500 INV Gregory Davis, No sponsoring witness necessary U.S.P.N. 5,493,750 RX-0501 INV Gregory Davis, No sponsoring witness necessary DE19752505176 RX-0502 INV Gregory Davis, No sponsoring witness necessary Certified English translation of DE19752505176 RX-0503 INV Gregory Davis, No sponsoring witness necessary DE8616349 RX-0504 INV Gregory Davis, No Certified English translation of DE8616349 sponsoring witness
76 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
necessary
RX-0505 INV Gregory Davis, No sponsoring witness necessary GB 2,102,281 RX-0506 INV Gregory Davis, No sponsoring witness necessary DE2313939 RX-0507 INV Gregory Davis, No sponsoring witness necessary DE M9605408 RX-0508 INV, NI Gregory Davis, No sponsoring witness necessary DE19802451 RX-0509 C SAVER2000001– INV Albert Lee, C.B. SAVER2000076 Photos and Schematics of Various Wiper Blades and/or Lee components RX-0510 C Designations of Deposition Transcript of Thomas INV, NI Thomas Kotlarski, Kotlarski (July 23, 2009) No sponsoring
77 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
witness necessary
RX-0511 C BOS_LLC0816242 Exhibit 14 attached to Deposition Transcript of Thomas INV, NI Thomas Kotlarski Kotlarski (July 23, 2009) RX-0512 C INV, NI Thomas Kotlarski, No sponsoring Designations of Deposition Transcript of Thomas witness necessary Kotlarski (April 26, 2012) RX-0513 U.S.P.N. 5,493,750 – Exhibit 15 attached to Deposition INV Thomas Kotlarski Transcript of Thomas Kotlarski (April 26, 2012) RX-0514 C INV, NI Wilfried Merkel, No sponsoring Designations of Deposition Transcript of Wilfried witness necessary Merkel (July 22, 2009) RX-0515 / C BOS_LLC0870262-264 Exhibit 6 attached to Deposition Transcript of Wilfried INV, NI Wilfried Merkel JX-0022C Merkel (July 22, 2009) - Moved to Joint Exhibit List RX-0516 / C INV, NI Wilfried Merkel, JX-0082C No sponsoring Designations of Deposition Transcript of Wilfried witness necessary Merkel (April 20, 2012) - Moved to Joint Exhibit List RX-0517 / C INV Johannes Fehrsen, JX-0080C No sponsoring Designations of Deposition Transcript of Johannes witness necessary Fehrsen (May 15, 2012) - Moved to Joint Exhibit List
78 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0518 BLLC0111691-92 Variflex documents - Exhibit 2 attached to Deposition INV Johannes Fehrsen Transcript of Johannes Fehrsen (May 15, 2012) RX-0519 C TRICO-ITC0009780 Letter from A.R. Swanepoel to Robert Bosch GmbH INV Johannes Fehrsen attn Mr. Kotlarski dated 5-31-1995 - Exhibit 19 attached to Deposition Transcript of Johannes Fehrsen (May 15, 2012) RX-0520 C INV Adriaan Swanepoel, No sponsoring witness Designations of Deposition Transcript of Adriaan necessary Swanepoel (June 26, 2012) RX-0521 / C INV, NI Peter De Block, No JX-0079C sponsoring witness Designations of Deposition Transcript of Peter De necessary Block (October 20, 2011) - Moved to Joint Exhibit List RX-0522 / C INV, NI Peter De Block, No JX-0078C sponsoring witness Designations of Deposition Transcript of Peter De necessary Block (May 10, 2012) - Moved to Joint Exhibit List RX-0523 - C INV, NI Paul Wozniak, No JX-0077C sponsoring witness Designations of Deposition Transcript of Paul Wozniak necessary (March 13, 2012) - Moved to Joint Exhibit List
79 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0524 C TRICO-ITC0018552 INV, NI Wozniak Photo - Wozniak Dep. Exhibit 8 RX-0525 C TRICO-ITC0013630 INV, NI Wozniak Trico Schematic - Wozniak Dep. Exhibit 40 RX-0526 C TRICO-ITC0013690-693 INV, NI Wozniak Trico Schematics - Wozniak Dep. Exhibit 39 RX-0527 C BGMBH0000647 INV, NI Fehrsen, Swanepoel Variflex document RX-0528 C BOS_GMBH0000988- INV, NI Thomas Kotlarski 989 Bosch Schematics RX-0529 C BGMBH0005256-5258 INV, NI Bosch Corporate Letter from JH Romm (AMIC) to Robert Bosch GmbH Witness dated 9-13-2001 RX-0530 C BGMBH0005262-5264 INV, NI Bosch Corporate Letter from Robert Bosch GmbH to AMIC attn Mr. Witness Romm dated 2-28-2002 RX-0531 C BGMBH0011984-12035 INV, NI Fehrsen, Swanepoel AMIC Variflex 1995 Design Manual RX-0532 BGMBH0001127–34 INV, NI Bosch Corporate Office Action dated Feb. 4, 2002 at 1–8 ('988 file Witness, No history) sponsoring witness
80 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
necessary
RX-0533 BGMBH0001078–80 INV, NI Bosch Corporate Witness, No sponsoring witness Response to Office Action dated May 1, 2002 at 4–6 necessary ('988 file history) RX-0534 BGMBH0001061–66 INV, NI Bosch Corporate Witness, No sponsoring witness Office Action dated Aug. 12, 2002 at 2–7 ('988 file necessary history) RX-0535 INV, NI, Dr. Steven LDI Dubowsky, No sponsoring witness Designations from Expert Report of Dr. Steven necessary Dubowsky (Sept. 14, 2012) RX-0536 / INV, NI, Dr. Steven JX-0021 Exhibits 13A-B attached to Expert Report of Dr. Steven LDI Dubowsky Dubowsky - Moved to Joint Exhibit List RX-0537 INV, NI, Dr. Steven Exhibits 16A attached to Expert Report of Dr. Steven LDI Dubowsky Dubowsky
81 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0538 INV, NI, Dr. Steven Exhibits 18 attached to Expert Report of Dr. Steven LDI Dubowsky Dubowsky RX-0539 INV, NI, Dr. Steven Exhibits 19A-D attached to Expert Report of Dr. Steven LDI Dubowsky Dubowsky RX-0540 INV, NI, Dr. Steven Exhibits 20A-D attached to Expert Report of Dr. Steven LDI Dubowsky Dubowsky RX-0541 INV, NI, Dr. Steven Exhibits 20E-I attached to Expert Report of Dr. Steven LDI Dubowsky Dubowsky RX-0542 INV, NI, Dr. Steven Exhibits 22 attached to Expert Report of Dr. Steven LDI Dubowsky Dubowsky RX-0543 INV, NI, Dr. Steven Exhibits 25 attached to Expert Report of Dr. Steven LDI Dubowsky Dubowsky RX-0544 / INV, NI, Dr. Steven JX-0020 Exhibits 30A-D attached to Expert Report of Dr. Steven LDI Dubowsky Dubowsky - Moved to Joint Exhibit List RX-0545 INV, NI, Bosch Corporate LDI Witness, No Designations from the Markman Hearing Transcript sponsoring witness
82 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
necessary
RX-0546 C INV, NI, Martin LDI Kashnowski, No sponsoring witness Designations of Deposition Transcript of Martin necessary Kashnowski (June 5, 2012) RX-0547 Exhibit 29 attached to Deposition Transcript of Martin INV, NI, Martin Kashnowski (June 5, 2012) - Drawing: Profile of a LDI Kashnowski Table RX-0548 INV, NI, Martin Exhibit 30 attached to Deposition Transcript of Martin LDI Kashnowski Kashnowski (June 5, 2012) - Drawing: Top of Table RX-0549 INV, NI, Martin Exhibit 31 attached to Deposition Transcript of Martin LDI Kashnowski Kashnowski (June 5, 2012) - Drawing RX-0550 / C INV, NI Frans Breesch, No JX-0076C sponsoring witness Designations from Deposition Transcript of Frans necessary Breesch (May 11, 2012) - Moved to Joint Exhibit List RX-0551 C BLLC000041 INV, NI Bosch Corporate Witness Detail View of Fiesta/Volt Product
83 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0552 INV Walter Cempura, No sponsoring witness necessary DE 1430589 RX-0553 INV Walter Cempura, No sponsoring witness necessary DE 1505357 RX-0554 INV Walter Cempura, No sponsoring witness necessary DE 1505397 RX-0555 INV Walter Cempura, No sponsoring witness necessary DE 19627115 RX-0556 INV Walter Cempura, No sponsoring witness necessary EP 0316114 RX-0557 INV Walter Cempura, No sponsoring witness necessary FR 1239780
84 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0558 INV Walter Cempura, No sponsoring witness necessary FR 2222853 RX-0559 INV Walter Cempura, No sponsoring witness necessary FR 2222855 RX-0560 INV Walter Cempura, No sponsoring witness necessary FR 2679185 RX-0561 INV Walter Cempura, No sponsoring witness necessary GB 1055006 RX-0562 / INV Walter Cempura, JX-0019 No sponsoring witness necessary GB 1429820 - Moved to Joint Exhibit List RX-0563/ INV Walter Cempura, JX-0018 No sponsoring witness necessary GB 1447724 - Moved to Joint Exhibit List
85 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0564 INV Walter Cempura, No sponsoring witness necessary WO 95/32112 RX-0565 INV Walter Cempura, No sponsoring witness necessary WO 98/01327 RX-0566 INV Saver Corporate Saver’s Supplemental Response to Bosch’s Witness Interrogatory No. 24 RX-0567 INV, NI, Bosch Corporate Commission Investigative Staff's Opening Claim LDI Witness Construction Brief RX-0568 BLLC0016201–03 INV, NI, Bosch Corporate LDI Witness, No sponsoring witness Office Action dated June 23, 2004 at 4-6 of US Pub. necessary 2003/0014828 prosecution history RX-0569 BLLC0016266–68 INV, NI, Bosch Corporate LDI Witness, No sponsoring witness Office Action dated Dec. 10, 2004 at 6-8 of US Pub. necessary 2003/0014828 prosecution history
86 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0570 BLLC0016296, INV, NI, Bosch Corporate BLLC0016308 LDI Witness, No sponsoring witness Request for Reconsideration dated April 15, 2005 at 3, necessary 15 of US Pub. 2003/0014828 prosecution history RX-0571 BLLC0016340 INV, NI, Bosch Corporate LDI Witness, No sponsoring witness Examiner's Amendment dated May 5, 2005 at 2 of US necessary Pub. 2003/0014828 prosecution history RX-0572 BLLC00181584 INV, NI, Bosch Corporate LDI Witness, No sponsoring witness Interview Summary dated Sept. 25, 2002 of '218 patent necessary prosecution history RX-0573 BLLC00181764–66 INV, NI, Bosch Corporate LDI Witness, No sponsoring witness Examiner's Amendment dated Sept. 26, 2002 at 2-4 of necessary '218 patent prosecution history RX-0574 INV Walter Cempura, No sponsoring witness necessary US 2,596,063
87 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0575 C INV, NI, Frank LDI Katzenmeier, No sponsoring witness Designations of Deposition Transcript of Katzenmeier necessary (June 20, 2012) RX-0576 INV Jeffrey Stein, No sponsoring witness necessary WO 00/38962 RX-0577 INV Jeffrey Stein, No sponsoring witness necessary US 5,970,570 RX-0578 INV Jeffrey Stein, No sponsoring witness necessary US 6,675,433 RX-0579 INV Jeffrey Stein, No sponsoring witness necessary WO 00/50276 RX-0580 INV Jeffrey Stein, No sponsoring witness necessary UK Patent No. 2313042 A
88 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0581 INV Jeffrey Stein, No sponsoring witness necessary WO 00/38964 RX-0582 INV Jeffrey Stein, No sponsoring witness WO 00/48877 necessary RX-0583 INV Jeffrey Stein, No sponsoring witness US 3,641,614 necessary RX-0584 INV Jeffrey Stein, No sponsoring witness GB 2005532 necessary RX-0585 INV Jeffrey Stein, No sponsoring witness US 6,499,181 necessary RX-0586 INV Jeffrey Stein, No sponsoring witness US 6,550,096 necessary RX-0587 INV Jeffrey Stein, No sponsoring witness US 6,449,797 necessary RX-0588 C Dubowsky Deposition INV, NI Dr. Steven Exhibit No. 128 from Deposition of Steven Dubowsky
89 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
Exhibit No. 128 (October 16, 2012) Dubowsky
RX-0589 Dubowsky Deposition INV, NI Dr. Steven Exhibit No. 129 Exhibit No. 129 from Deposition of Steven Dubowsky Dubowsky (October 16, 2012) RX-0590 Dubowsky Deposition INV, NI Dr. Steven Exhibit No. 130 Exhibit No. 130 from Deposition of Steven Dubowsky Dubowsky (October 16, 2012) RX-0591 Dubowsky Deposition INV, NI Dr. Steven Exhibit No. 131 Exhibit No. 131 from Deposition of Steven Dubowsky Dubowsky (October 16, 2012) RX-0592 Dubowsky Deposition INV, NI Dr. Steven Exhibit No. 132 Exhibit No. 132 from Deposition of Steven Dubowsky Dubowsky (October 16, 2012) RX-0593 Dubowsky Deposition INV, NI Dr. Steven Exhibit No. 133 Exhibit No. 133 from Deposition of Steven Dubowsky Dubowsky (October 16, 2012) RX-0594 Dubowsky Deposition INV, NI Dr. Steven Exhibit No. 134 Exhibit No. 134 from Deposition of Steven Dubowsky Dubowsky (October 16, 2012) RX-0595 Dubowsky Deposition INV, NI Dr. Steven Exhibit No. 135 Exhibit No. 135 from Deposition of Steven Dubowsky Dubowsky (October 16, 2012)
90 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0596 Dubowsky Deposition INV, NI Dr. Steven Exhibit No. 136 Exhibit No. 136 from Deposition of Steven Dubowsky Dubowsky (October 16, 2012) RX-0597 / Dubowsky Deposition INV, NI Dr. Steven JX-0017C Exhibit No. 137 Exhibit No. 137 from Deposition of Steven Dubowsky Dubowsky (October 16, 2012) - Moved to Joint Exhibit List RX-0598 Dubowsky Deposition INV, NI Dr. Steven Exhibit No. 138 Exhibit No. 138 from Deposition of Steven Dubowsky Dubowsky (October 16, 2012) RX-0599 Dubowsky Deposition INV, NI Dr. Steven Exhibit No. 139 Exhibit No. 139 from Deposition of Steven Dubowsky Dubowsky (October 16, 2012) RX-0600 Dubowsky Deposition INV, NI Dr. Steven Exhibit No. 140 Exhibit No. 140 from Deposition of Steven Dubowsky Dubowsky (October 16, 2012) RX-0601 Dubowsky Deposition INV, NI Dr. Steven Exhibit No. 141 Exhibit No. 141 from Deposition of Steven Dubowsky Dubowsky (October 16, 2012) RX-0602 Dubowsky Deposition INV, NI Dr. Steven Exhibit No. 142 Exhibit No. 142 from Deposition of Steven Dubowsky Dubowsky (October 16, 2012) RX-0603 C BGMBH0008065 - 8080 INV, NI Bosch Corporate Witness Variflex Development Report
91 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0604 Excerpts from the Rebuttal Expert Report of Dr. Steven INV Steven Dubowsky Dubowsky regarding the ’434 patent RX-0605 Exhibits to the Rebuttal Expert Report of Dr. Steven INV Steven Dubowsky Dubowsky regarding the ’434 patent RX-0606 INV, NI, Bosch Corporate LDI Witness, No Markman Hearing Transcript (pp. 164-166) containing sponsoring witness Bosch’s discussion regarding “pointing toward” necessary limitation RX-0607 INV, NI, Bosch Corporate LDI Witness Portions of Bosch’s Opening Claim Construction Brief RX-0608 INV, NI, Bosch Corporate LDI Witness Portions of Bosch’s Rebuttal Claim Construction Brief RX-0609 INV, NI, Bosch Corporate Bosch’s Markman Hearing Presentation slides regarding LDI Witness the ’434 patent RX-0610 INV, NI, Bosch Corporate Bosch’s Markman Hearing Presentation slides regarding LDI Witness the ’321/’520 patents RX-0611 INV, NI, Bosch Corporate Bosch’s Markman Hearing Presentation slides regarding LDI Witness the ’988 patent
92 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0612 INV, NI, Bosch Corporate Bosch’s Markman Hearing Presentation slides regarding LDI Witness the ’218 patent RX-0613 INV, NI, Bosch Corporate Bosch’s Markman Hearing Presentation slides regarding LDI Witness the ’905 patent RX-0614 INV, NI, Bosch Corporate LDI Witness Bosch’s Markman Tutorial Presentation RX-0615 Excerpts from Dr. Steven Dubowsky’s Expert Report INV, NI Steven Dubowsky dated September 14, 2012 – pp. 47-49 RX-0616 Excerpts regarding the ’434 patent from the exhibits INV, NI Steven Dubowsky attached to Dr. Steven Dubowsky’s Expert Report dated September 14, 2012 RX-0617 C BOS_LLC0816238 INV, NI Bosch Corporate Witness Variflex Manufacturing Steps Document RX-0618 / Exhibit 25 to Dr. Dubowsky’s infringement report INV, NI Steven Dubowsky JX-0016 containing infringement chart of CAP’s CF4 Wiper Blade for U.S. Patent No. 7,293,321 - Moved to Joint Exhibit List RX-0619 / Exhibit 28 to Dr. Dubowsky’s infringement report INV, NI Steven Dubowsky JX-0015C containing infringement chart of CAP’s CF4 Wiper Blade for U.S. Patent No. 7,523,520 - Moved to Joint
93 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
Exhibit List RX-0620 / INV, NI, Bosch Corporate JX-0006 LDI Witness Jeffrey Appendix A to Robert Bosch LLC Complaint Under Stein, No Section 337 – Inv. No. 337-TA-816 – Certified sponsoring witness Prosecution History of U.S. Patent No. 6,523,218 - necessary Moved to Joint Exhibit List RX-0621 INV, NI, Bosch Corporate Appendix B to Robert Bosch LLC Complaint Under LDI Witness Jeffrey Section 337 – Inv. No. 337-TA-816 – Copies of Patents Stein, No and Technical References Mentioned in the Prosecution sponsoring witness History of the 6,523,218 Patent necessary RX-0622 INV, NI, Bosch Corporate LDI Witness Jeffrey Appendix C to Robert Bosch LLC Complaint Under Stein, No Section 337 – Inv. No. 337-TA-816 – Certified sponsoring witness Prosecution History of U.S. Patent No. 6,553,607 necessary RX-0623 INV, NI, Bosch Corporate Appendix D to Robert Bosch LLC Complaint Under LDI Witness Jeffrey Section 337 – Inv. No. 337-TA-816 – Copies of Patents Stein, No and Technical References Mentioned in the Prosecution sponsoring witness History of the 6,553,607 Patent necessary RX-0624 / Appendix E to Robert Bosch LLC Complaint Under INV, NI, Bosch Corporate JX-0007 Section 337 – Inv. No. 337-TA-816 – Certified Witness Jeffrey
94 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
Prosecution History of U.S. Patent No. 6,611,988 - LDI Stein, No Moved to Joint Exhibit List sponsoring witness necessary RX-0625 INV, NI, Bosch Corporate Appendix F to Robert Bosch LLC Complaint Under LDI Witness Jeffrey Section 337 – Inv. No. 337-TA-816 – Copies of Patents Stein, No and Technical References Mentioned in the Prosecution sponsoring witness History of the 6,611,988 Patent necessary RX-0626 INV, NI, Bosch Corporate LDI Witness Jeffrey Appendix G to Robert Bosch LLC Complaint Under Stein, No Section 337 – Inv. No. 337-TA-816 – Certified sponsoring witness Prosecution History of U.S. Patent No. 6,675,434 necessary RX-0627 INV, NI, Bosch Corporate Appendix H to Robert Bosch LLC Complaint Under LDI Witness Jeffrey Section 337 – Inv. No. 337-TA-816 – Copies of Patents Stein, No and Technical References Mentioned in the Prosecution sponsoring witness History of the 6,675,434 Patent necessary RX-0628 INV, NI, Bosch Corporate LDI Witness Jeffrey Appendix I to Robert Bosch LLC Complaint Under Stein, No Section 337 – Inv. No. 337-TA-816 – Certified sponsoring witness Prosecution History of U.S. Patent No. 6,836,926 necessary
95 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0629 INV, NI, Bosch Corporate Appendix J to Robert Bosch LLC Complaint Under LDI Witness Jeffrey Section 337 – Inv. No. 337-TA-816 – Copies of Patents Stein, No and Technical References Mentioned in the Prosecution sponsoring witness History of the 6,836,926 Patent necessary RX-0630 / INV, NI, Bosch Corporate JX-0008 Appendix K to Robert Bosch LLC Complaint Under LDI Witness Jeffrey Section 337 – Inv. No. 337-TA-816 – Certified Stein, No Prosecution History of U.S. Patent No. 6,944,905 - sponsoring witness Moved to Joint Exhibit List necessary RX-0631 INV, NI, Bosch Corporate Appendix L to Robert Bosch LLC Complaint Under LDI Witness Jeffrey Section 337 – Inv. No. 337-TA-816 – Copies of Patents Stein, No and Technical References Mentioned in the Prosecution sponsoring witness History of the 6,944,905 Patent necessary RX-0632 INV, NI, Bosch Corporate LDI Witness Jeffrey Appendix M to Robert Bosch LLC Complaint Under Stein, No Section 337 – Inv. No. 337-TA-816 – Certified sponsoring witness Prosecution History of U.S. Patent No. 6,973,698 necessary RX-0633 Appendix N to Robert Bosch LLC Complaint Under INV, NI, Bosch Corporate Section 337 – Inv. No. 337-TA-816 – Copies of Patents LDI Witness Jeffrey and Technical References Mentioned in the Prosecution Stein, No History of the 6,973,698 Patent sponsoring witness
96 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
necessary RX-0634 / INV, NI, Bosch Corporate JX-0009 Appendix O to Robert Bosch LLC Complaint Under LDI Witness Jeffrey Section 337 – Inv. No. 337-TA-816 – Certified Stein, No Prosecution History of U.S. Patent No. 7,293,321 - sponsoring witness Moved to Joint Exhibit List necessary RX-0635 INV, NI, Bosch Corporate Appendix P to Robert Bosch LLC Complaint Under LDI Witness Jeffrey Section 337 – Inv. No. 337-TA-816 – Copies of Patents Stein, No and Technical References Mentioned in the Prosecution sponsoring witness History of the 7,293,321 Patent necessary RX-0636 / INV, NI, Bosch Corporate JX-0010 Appendix Q to Robert Bosch LLC Complaint Under LDI Witness Jeffrey Section 337 – Inv. No. 337-TA-816 – Certified Stein, No Prosecution History of U.S. Patent No. 7,523,520 - sponsoring witness Moved to Joint Exhibit List necessary RX-0637 INV, NI, Bosch Corporate Appendix R to Robert Bosch LLC Complaint Under LDI Witness Jeffrey Section 337 – Inv. No. 337-TA-816 – Copies of Patents Stein, No and Technical References Mentioned in the Prosecution sponsoring witness History of the 7,523,520 Patent necessary RX-0638 C INV Trico corporate witness Photo of TAU blade
97 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0639 C INV Trico corporate witness Photo of TAU blade RX-0640 C INV Trico corporate witness Photo of TAU blade with arrow RX-0641 INV, NI, Jeffrey Stein LDI CV of Dr. Jeffrey L. Stein RX-0642 INV, NI, Jeffrey Stein List of Materials Considered –Expert Report of Dr. LDI Jeffrey L. Stein RX-0643 WO0102224 – publication of PCT application number INV, NI Gregory Davis PCT/DE/99/01880 RX-0644 INV, NI Gregory Davis, No sponsoring witness necessary DE 198 02 451 RX-0645 BGMBH0005194-5198 INV Bosch Corporate Witness Bosch schematics RX-0646 BGMBH0005265-66 INV Bosch Corporate Witness 9-20-2003 Letter from JH Romm to Bosch
98 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0647 BGMBH0005267-76 INV Bosch Corporate 2-20-2004 Letter from Bosch to JH Romm including Witness attachment RX-0648 INV, NI Bosch Corporate Witness, No sponsoring witness necessary U.S.P.N. 3,427,637 RX-0649 INV, NI Bosch Corporate Witness, No sponsoring witness necessary U.S.P.N. 4,543,682 RX-0650 C INV, NI, Thomas Kotlarski, LDI No sponsoring Designations from Deposition of Thomas Kotlarski (7- witness necessary 23-2009) in Bosch v. Pylon D. Del. litigation RX-0651 C INV, NI, Thomas Kotlarski Exhibit 7 from the Deposition of Thomas Kotlarski (7- LDI 23-2009) in Bosch v. Pylon D. Del. litigation RX-0652 C INV, NI, Thomas Kotlarski Exhibit 8 from the Deposition of Thomas Kotlarski (7- LDI 23-2009) in Bosch v. Pylon D. Del. litigation
99 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0653 C INV, NI, Thomas Kotlarski Exhibit 9 from the Deposition of Thomas Kotlarski (7- LDI 23-2009) in Bosch v. Pylon D. Del. litigation RX-0654 C INV, NI, Thomas Kotlarski Exhibit 10 from the Deposition of Thomas Kotlarski (7- LDI 23-2009) in Bosch v. Pylon D. Del. litigation RX-0655 C INV, NI, Thomas Kotlarski Exhibit 11 from the Deposition of Thomas Kotlarski (7- LDI 23-2009) in Bosch v. Pylon D. Del. litigation RX-0656 C INV, NI, Thomas Kotlarski Exhibit 12 from the Deposition of Thomas Kotlarski (7- LDI 23-2009) in Bosch v. Pylon D. Del. litigation RX-0657 C INV, NI, Thomas Kotlarski Exhibit 13 from the Deposition of Thomas Kotlarski (7- LDI 23-2009) in Bosch v. Pylon D. Del. litigation RX-0658 C INV, NI, Thomas Kotlarski Exhibit 14 from the Deposition of Thomas Kotlarski (7- LDI 23-2009) in Bosch v. Pylon D. Del. litigation RX-0659 C INV, NI, Steven Dubowsky, LDI No sponsoring Designations from Deposition of Steven Dubowsky (9- witness necessary 1-2010) in Bosch v. Old World Industries, Inc. RX-0660 C Designations from Deposition of Steven Dubowsky INV, NI, Steven Dubowsky, (10-9-2009) in Bosch v. Pylon D. Del. litigation No sponsoring
100 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
LDI witness necessary
RX-0661 C INV, NI, Wilfried Merkel, LDI No sponsoring Designations from Deposition of Wilfried Merkel (7-22- witness necessary 2009) in Bosch v. Pylon D. Del. litigation RX-0662 C INV, NI, Wilfried Merkel Exhibit 4 from the Deposition of Wilfried Merkel (7-22- LDI 2009) in Bosch v. Pylon D. Del. litigation RX-0663 INV, NI, Wilfried Merkel Exhibit 5 from the Deposition of Wilfried Merkel (7-22- LDI 2009) in Bosch v. Pylon D. Del. litigation RX-0664 C INV, NI, Wilfried Merkel Exhibit 6 from the Deposition of Wilfried Merkel (7-22- LDI 2009) in Bosch v. Pylon D. Del. litigation RX-0665 C INV, NI, Wilfried Merkel Exhibit 13 from the Deposition of Wilfried Merkel (7- LDI 22-2009) in Bosch v. Pylon D. Del. litigation RX-0666 C INV, NI, Wilfried Merkel Exhibit 14 from the Deposition of Wilfried Merkel (7- LDI 22-2009) in Bosch v. Pylon D. Del. litigation RX-0667 C INV, NI, Wilfried Merkel Exhibit 15 from the Deposition of Wilfried Merkel (7- LDI 22-2009) in Bosch v. Pylon D. Del. litigation
101 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0668 C INV, NI, Wilfried Merkel Exhibit 16 from the Deposition of Wilfried Merkel (7- LDI 22-2009) in Bosch v. Pylon D. Del. litigation RX-0669 C INV, NI, Wilfried Merkel Exhibit 17 from the Deposition of Wilfried Merkel (7- LDI 22-2009) in Bosch v. Pylon D. Del. litigation RX-0670 / C INV, NI, Adriaan JX-0074C LDI Swanepoel, No Designations from Deposition of Adriaan Swanepoel (7- sponsoring witness 15-2009) in Bosch v. Pylon D. Del. litigation - Moved necessary to Joint Exhibit List RX-0671 / C INV, NI, Johannes Fehrsen, JX-0075C Designations from Deposition of Johannes Fehrsen (6- LDI No sponsoring 5-2009) in Bosch v. Pylon D. Del. litigation - Moved to witness necessary Joint Exhibit List RX-0672 INV, NI, Adriaan Swanepoel Exhibit 1 from the Deposition of Adriaan Swanepoel (7- LDI 15-2009) in Bosch v. Pylon D. Del. litigation RX-0673 INV, NI, Adriaan Swanepoel Exhibit 2 from the Deposition of Adriaan Swanepoel (7- LDI 15-2009) in Bosch v. Pylon D. Del. litigation RX-0674 INV, NI, Adriaan Swanepoel Exhibit 3 from the Deposition of Adriaan Swanepoel (7- LDI 15-2009) in Bosch v. Pylon D. Del. litigation
102 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0675 INV, NI, Adriaan Swanepoel Exhibit 4 from the Deposition of Adriaan Swanepoel (7- LDI 15-2009) in Bosch v. Pylon D. Del. litigation RX-0676 INV, NI, Adriaan Swanepoel Exhibit 5 from the Deposition of Adriaan Swanepoel (7- LDI 15-2009) in Bosch v. Pylon D. Del. litigation RX-0677 INV, NI, Adriaan Swanepoel Exhibit 6 from the Deposition of Adriaan Swanepoel (7- LDI 15-2009) in Bosch v. Pylon D. Del. litigation RX-0678 INV, NI, Adriaan Swanepoel Exhibit 7 from the Deposition of Adriaan Swanepoel (7- LDI 15-2009) in Bosch v. Pylon D. Del. litigation RX-0679 INV, NI, Adriaan Swanepoel Exhibit 8 from the Deposition of Adriaan Swanepoel (7- LDI 15-2009) in Bosch v. Pylon D. Del. litigation RX-0680 INV, NI, Adriaan Swanepoel Exhibit 9 from the Deposition of Adriaan Swanepoel (7- LDI 15-2009) in Bosch v. Pylon D. Del. litigation RX-0681 / C Exhibit 2 from the Deposition of Johannes Fehrsen (6-5- INV, NI, Johannes Fehrsen JX-0014C 2009) in Bosch v. Pylon D. Del. litigation - Moved to LDI Joint Exhibit List RX-0682 C INV, NI, Johannes Fehrsen Exhibit 4 from the Deposition of Johannes Fehrsen (6-5- LDI 2009) in Bosch v. Pylon D. Del. litigation
103 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0683 C INV, NI, Johannes Fehrsen Exhibit 8 from the Deposition of Johannes Fehrsen (6-5- LDI 2009) in Bosch v. Pylon D. Del. litigation RX-0684 INV, NI, Johannes Fehrsen Exhibit 12 from the Deposition of Johannes Fehrsen (6- LDI 5-2009) in Bosch v. Pylon D. Del. litigation RX-0685 INV, NI, Johannes Fehrsen Exhibit 13 from the Deposition of Johannes Fehrsen (6- LDI 5-2009) in Bosch v. Pylon D. Del. litigation RX-0686 C INV, NI, Johannes Fehrsen Exhibit 14 from the Deposition of Johannes Fehrsen (6- LDI 5-2009) in Bosch v. Pylon D. Del. litigation RX-0687 INV, NI, Johannes Fehrsen Exhibit 15 from the Deposition of Johannes Fehrsen (6- LDI 5-2009) in Bosch v. Pylon D. Del. litigation RX-0688 C INV, NI, Johannes Fehrsen Exhibit 17 from the Deposition of Johannes Fehrsen (6- LDI 5-2009) in Bosch v. Pylon D. Del. litigation RX-0689 C INV, NI, Johannes Fehrsen Exhibit 18 from the Deposition of Johannes Fehrsen (6- LDI 5-2009) in Bosch v. Pylon D. Del. litigation RX-0690 C INV, NI, Johannes Fehrsen Exhibit 19 from the Deposition of Johannes Fehrsen (6- LDI 5-2009) in Bosch v. Pylon D. Del. litigation
104 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0691 C INV, NI, Johannes Fehrsen Exhibit 20 from the Deposition of Johannes Fehrsen (6- LDI 5-2009) in Bosch v. Pylon D. Del. litigation RX-0692 C INV, NI, Johannes Fehrsen Exhibit 21 from the Deposition of Johannes Fehrsen (6- LDI 5-2009) in Bosch v. Pylon D. Del. litigation RX-0693 C INV, NI, Johannes Fehrsen Exhibit 22 from the Deposition of Johannes Fehrsen (6- LDI 5-2009) in Bosch v. Pylon D. Del. litigation RX-0694 INV, NI, Bosch Corporate LDI Witness, No Portions of the Trial Transcript from Robert Bosch LLC sponsoring witness v. Pylon Manufacturing Corporation, D. Del. Case No. necessary 08-542 RX-0695 Trial Exhibits 246-247 from Robert Bosch LLC v. INV, NI, Steven Dubowsky Pylon Manufacturing Corporation, D. Del. Case No. 08- LDI 542 RX-0696 Trial Exhibits 252-253, 260-267 from Robert Bosch INV, NI, Wilfried Merkel LLC v. Pylon Manufacturing Corporation, D. Del. Case LDI No. 08-542 RX-0697 Trial Exhibits 254-259 from Robert Bosch LLC v. INV, NI, Thomas Kotlarski Pylon Manufacturing Corporation, D. Del. Case No. 08- LDI 542
105 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0698 Trial Exhibits 179-189 from Robert Bosch LLC v. INV, NI, Johannes Fehrsen Pylon Manufacturing Corporation, D. Del. Case No. 08- LDI 542 RX-0699 Exhibits 16A-C attached to Expert Report of Dr. Steven NI Steven Dubowsky Dubowsky RX-0700 Exhibits 19A-F attached to Expert Report of Dr. Steven NI Steven Dubowsky Dubowsky RX-070 / Exhibits 22A-F attached to Expert Report of Dr. Steven NI Steven Dubowsky JX-0013 Dubowsky - Moved to Joint Exhibit List RX-0702 / Exhibit 28 attached to Expert Report of Dr. Steven NI Steven Dubowsky JX-0012 Dubowsky - Moved to Joint Exhibit List RX-0703 / C INV Albert Lee, No JX-0073C sponsoring witness Designations from the 8/23/2012 Deposition Transcript necessary of Albert Lee - Moved to Joint Exhibit List RX-0704 C Exhibit 20C to Robert Bosch LLC Complaint Under NI Bosch Corporate Section 337 – Inv. No. 337-TA-816 – Identification of Witness Bosch Licensees Under Each of the Asserted Patents RX-0705 / C Exhibit 20C to Robert Bosch LLC First Amended NI Bosch Corporate JX-0011C Complaint Under Section 337 – Inv. No. 337-TA-816 – Witness Identification of Bosch Licensees Under Each of the Asserted Patents - Moved to Joint Exhibit List
106 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0706 INV Gregory Davis, No sponsoring witness necessary U.S.P.N. 2,924,840 RX-0707 INV Gregory Davis, No sponsoring witness necessary U.S.P.N. 4,296,521 RX-0708 INV Jeffrey Stein, No sponsoring witness necessary EP 1256496 RX-0709 INV Jeffrey Stein, No sponsoring witness necessary GB 1425568 RX-0710 BOS_GMBH0000554 - INV, NI Bosch Corporate 556 Witness Internal Bosch Variflex Memo RX-0711 TRICO-ITC0018569 Technical Drawing of Trico TAU wiper blade (Trico INV Wozniak Ex. 24) RX-0712 TRICO-ITC0018575 Trico Technical Drawing INV Wozniak
107 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0713 U.S.P.N. 4,045,838 INV No sponsoring witness necessary RX-0714 EP 0528643 INV No sponsoring witness necessary RX-0715 EP 0594451 INV No sponsoring witness necessary RX-0716 U.S.P.N. 5,145,274 INV No sponsoring witness necessary RX-0717 U.S.P.N. 2,974,341 INV No sponsoring witness necessary RX-0718 U.S.P.N. 4,300,259 INV No sponsoring witness necessary RX-0719 U.S.P.N. 4,980,944 INV No sponsoring witness necessary RX-0720 U.S.P.N. 3,179,969 INV No sponsoring witness necessary RX-0721 U.S.P.N. 3,845,519 INV No sponsoring witness necessary RX-0722 U.S.P.N. 5,553,962 INV No sponsoring witness necessary RX-0723 MB13-MB77 Mercedes September 1999 press release for CL500 INV, NI Mercedes Corporate Witness
108 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0724 C Witness Statement of In Kyu Kim NI, INV, In Kyu Kim UH, LDI RX-0725 C Witness Statement of Leonardo Scuderi UH Leonardo Scuderi
RX-0726 C Witness Statement of Walt Cempura NI, INV Walt Cempura
RX-0727 C Witness Statement of Don Angi INV Don Angi
RX-0728 C Witness Statement of Paul Wozniak INV Paul Wozniak
RX-0729 C Witness Statement of Anita Barlow UH Anita Barlow
RX-0730 C Witness Statement of Gregory Davis INV, NI, Gregory Davis LDI RX-0731 C Witness Statement of Jeffrey Stein INV Jeffrey Stein
RX-0732 ADM Dep Exhibit 54 - “Declaration of Anita Barlow,” UH Anita Barlow, dated November 29th, 2011 Jeffrey Ginsberg RX-0733 ADM Dep Exhibit 52 - Barlow 1-13, email exchange UH Anita Barlow between Anita Barlow and Sarah Taylor RX-0734 C Designations from 11-18-2011 Deposition Transcript INV Bernhard Glaser for Bernhard J. Glaser
109 Respondents Exhibit List 1-31-2013
Exhibit No. Confidential Bates numbers Descriptive Title Purpose Sponsoring Status Of (C) For Which Witness Receipt the Exhibit into May be Evidence Offered Into Evidence1
RX-0735 C Rebuttal Witness Statement of James Malackowski LDI James Malakowski
RX-0736 C Rebuttal Witness Statement of Wlater Cempura NI Walter Cempura
RX-0737 C Rebuttal Witness Statement of In Kyu Kim NI In Kyu Kim
RX-0738 ADM0021147-87 CV of James Malackowski LDI Malackowski
RX-0739 ADM0021188-93 List of Materials Considered from Expert Report of LDI Malackowski James Malackowski RX-0740 ADM0021194-96 Capital IQ Tearsheet for Robert Bosch, LLC LDI Malackowski, No sponsoring witness necessary RX-0741 Rebuttal Witness Statement of Gregory W. Davis NI Davis
110 Respondents Exhibit List 1-31-2013
Exhibit No. Bates numbers Description Purpose Sponsoring Witness Status
RDX-0001 – Demonstratives in connection with the INV, NI, LDI Walter Cempura RDX-0300 witness statements of Walter Cempura
RDX-0301 – Demonstratives in connection with the INV, NI, LDI Gregory Davis RDX-0600 witness statements of Dr. Gregory Davis
RDX-0601 – Demonstratives in connection with the INV Donald Angi RDX-0800 witness statement of Donald Angi
RDX-0801 – Demonstratives in connection with the INV Jeffrey Stein RDX-0950 witness statement of Jeffrey Stein
RDX-0951 – Demonstratives in connection with the INV Chun Bai Lee RDX-0975 witness statement of Chun Bai Lee and Albert Lee RDX-0976 – Demonstratives in connection with the INV Albert Lee RDX-0999 witness statement of Albert Lee
RDX-1000- Demonstratives in connection with the LDI James Malackowski 1199 witness statement of James Malackowski
RDX-1200- Demonstratives in connection with the INV, NI, UH, LDI In Kyu Kim 1225 witness statement of In Kyu Kim
RDX-1226- Demonstratives in connection with the UH Leonardo Scuderi 1250 witness statement of Leonardo Scuderi
RDX-1251- Demonstratives in connection with the INV Paul Wozniak 1260 witness statement of Paul Wozniak
111 Respondents Exhibit List 1-31-2013
RDX-1261- Demonstratives in connection with the UH Anita Barlow 1270 witness statement of Paul Wozniak
112 Respondents Exhibit List 1-31-2013
Exhibit No. Bates numbers Description Purpose Sponsoring Witness Status
RPX-0001 CF4 Wiper Blade – Physical Sample NI CAP Corporate Witness
RPX-0002 CF4 Wiper Blade – Physical Sample NI CAP Corporate Witness
RPX-0003 CF4 PTB Wiper Blade – Physical Sample NI CAP Corporate Witness
RPX-0004 CF4 PTB Wiper Blade – Physical Sample NI CAP Corporate Witness
RPX-0005 CF4 I&L Wiper Blade – Physical Sample NI CAP Corporate Witness
RPX-0006 CF4 I&L Wiper Blade – Physical Sample NI CAP Corporate Witness
RPX-0007 MA3 Wiper Blade – Physical Sample NI CAP Corporate Witness
RPX-0008 MA3 Wiper Blade – Physical Sample NI CAP Corporate Witness
RPX-0009 CMF1 Wiper Blade – Physical Sample NI CAP Corporate Witness
RPX-0010 CMF1 Wiper Blade – Physical Sample NI CAP Corporate Witness
113 Respondents Exhibit List 1-31-2013
Exhibit No. Bates numbers Description Purpose Sponsoring Witness Status
RPX-0011 CMF2 Wiper Blade – Physical Sample NI CAP Corporate Witness
RPX-0012 CMF2 Wiper Blade – Physical Sample NI CAP Corporate Witness
RPX-0013C WorkTools’ Wiper Blade Frame – INV Chun Bai Lee / Albert Physical Sample (CONFIDENTIAL) Lee
RPX-0014C Saver Generation 2 Wiper Blade – INV Chun Bai Lee / Albert Physical Sample (CONFIDENTIAL) Lee
RPX-0015C Saver Generation 3 Wiper Blade – INV Chun Bai Lee / Albert Physical Sample (CONFIDENTIAL) Lee
RPX-0016C Saver Generation 4 Wiper Blade – INV Chun Bai Lee / Albert Physical Sample (CONFIDENTIAL) Lee
RPX-0017 Saver Generation 5 Wiper Blade (’95 INV Chun Bai Lee / Albert Saver Blade) – Physical Sample Lee
RPX-0018 Trico Wiper Blades – Physical Sample – INV Paul Wozniak Wozniak Deposition Exhibit 8 RPX-0019 WT_P1 WorkTools Wiper Blade – Golstein INV Brad Golstein Deposition Exhibit 5 RPX-0020 WT_P2 WorkTools Wiper Blade – Golstein INV Brad Golstein Deposition Exhibit 6A RPX-0021 WT_P3 WorkTools Wiper Blade Center Connector INV Brad Golstein – Golstein Deposition Exhibit 6B
114 Respondents Exhibit List 1-31-2013
Exhibit No. Bates numbers Description Purpose Sponsoring Witness Status
RPX-0022 BGMBHP0000009 1998/99 - Aerotwin Prototype INV/NI Bosch Witness Merkel
RPX-0023 Dubowsky CF4 Wiper Blade NI Steven Dubowsky Deposition Exhibit 139 RPX-0024 Dubowsky Exhibit No. 143 from Deposition of Steven NI Steven Dubowsky Deposition Exhibit Dubowsky (October 16, 2012) 143 RPX-0025 Dubowsky Wiper Blade Part NI Steven Dubowsky Deposition Exhibit 146 RPX-0026 Dubowsky Wiper Blade NI Steven Dubowsky Deposition Exhibit 147 RPX-0027 Breesch Deposition Wiper Blade NI Frans Jacques Breesch Exhibit 4 RPX-0028 Breesch Deposition Wiper Blade NI Frans Jacques Breesch Exhibit 5 RPX-0029 Breesch Deposition Wiper Blade NI Frans Jacques Breesch Exhibit 6 RPX-0030 Exhibit TRICO 11 NI, INV Paul Wozniak from Wozniak Deposition Samples of Trico Wiper Blades from 1961 RPX-0031 NI I.K. Kim XF1 Blade (Physical) RPX-0032 NI I.K. Kim XF2 Blade (Physical) RPX-0033 NI I.K. Kim XF4 Blade (Physical)
115 Respondents Exhibit List 1-31-2013
Exhibit No. Bates numbers Description Purpose Sponsoring Witness Status
RPX-0034 NI I.K. Kim XF6 Blade (Physical) RPX-0035 NI I.K. Kim GF1 Blade (Physical) RPX-0036 NI I.K. Kim GF5 Blade (Physical) RPX-0037 NI I.K. Kim XF1 Blade (Physical) RPX-0038 NI I.K. Kim XF2 Blade (Physical) RPX-0039 NI I.K. Kim XF4 Blade (Physical) RPX-0040 NI I.K. Kim XF6 Blade (Physical) RPX-0041 NI I.K. Kim GF1 Blade (Physical) RPX-0042 NI I.K. Kim GF5 Blade (Physical) RPX-0043 Trico Triple Action Universal Blade INV Wozniak (TAU) RPX-0044 CF4 Wiper Blade – Physical Sample (Post NI CAP Corporate Filing) Witness
RPX-0045 MA3 Wiper Blade – Physical Sample NI CAP Corporate (Post Filing) Witness
RPX-0046 CMF2 Wiper Blade – Physical Sample NI CAP Corporate (Post Filing) Witness
116
EXHIBIT E2 RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0742 U.S. Patent No. 6,675,434 INV/NI/LDI No sponsoring witness necessary
RX -0743 U.S. Patent No. 6,836,926 INV/NI/LDI No sponsoring witness necessary
RX-0744 U.S. Patent No. 6,973,698 INV/NI/LDI No sponsoring witness necessary
RX-0745 C June 3, 2013 Supplemental Report of Donald Angi INV Angi
RX-0746 CV of Don Angi INV Angi
RX-0747 List of Materials Considered in Supplemental Angi Report INV Angi
RX-0748 C Ford Production, Wiper Blade Documents, Sept. 1998 (Ex. 3 INV Angi; no to Angi 6/3/13 Report) sponsoring witness necessary
1 INV = Invalidity, NI = Noninfringement and/or Related Issues of Lack of Domestic Industry, LDI = Lack of Domestic Industry, UH = Unclean Hands
*Certain exhibits listed in Respondents’ exhibit list dated February 1, 2013 may be appropriately modified in order to accommodate the expanded scope of the hearing. RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0749 C Ford Production Wiper Blade Documents Feb. 1999 (Ex. 4 to INV Angi; no Angi 6/3/13 Report) sponsoring witness necessary
RX-0750 TRICO-ITC0018876-80 Photo of wiper blade (Ex. 110 to Angi 6/3/13 Report) INV Angi; Trico Corporate Witness’ no corporate witness necessary RX-0751 TRICO-ITC0018886 Photo of wiper blades INV Angil; Davis; Trico Corporate Witness; no sponsoring witness necessary
RX-0752 U.S. Patent No. 2,046,495 INV Angi; no sponsoring witness necessary
RX-0753 U.S. Patent No. 4,083,642 INV Angi; no sponsoring witness necessary RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0754 U.S. Patent No. 4,094,038 INV Angi; no sponsoring witness necessary
RX-0755 U.S. Patent No. 5,807,016 INV Angi; no sponsoring witness necessary
RX-0756 German Design Patent DE19729865 INV Angi; no sponsoring witness necessary
RX-0757 U.S. Patent No. 4,866,812 INV Angi; no sponsoring witness necessary
RX-0758 World Patent WO 99/02382 INV Angi; no sponsoring witness necessary RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0759 TRICO-ITC0018869- Trico technical documents and blades INV Angi; Trico 18904 Corporate Witness
RX-0760 C June 24, 2013 Angi Supplemental Rebuttal Expert Report LDI/NI Angi
RX-0761 C June 3, 2013 Steven Dubowsky Supplemental Expert Report INV/LDI/NI Dubowsky; no and Exhibits sponsoring witness necessary
RX-0762 U.S. Patent App. Ser. No 08/331,705 NI/LDI Angi; no sponsoring witness necessary
RX-0763 List of materials considered in 6/24/13 Angi Supplemental LDI/NI Angi; no Rebuttal Expert Report sponsoring witness necessary
RX-0764 C June 3, 2013 Supplemental Expert Report of Walter Cempura INV Cempura
RX-0765 C June 24, 2013 Supplemental Rebuttal Expert Report of Walter NI Cempura Cempura RX-0766 CV of Walter Cempura INV/LDI Cempura RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0767 Supplemental Expert Report Materials Considered List for INV/LDI Cempura Cempura RX-0768 C June 24, 2013 Supplemental Expert Report of Dr. Steven NI/INV Cempura; no Dubowsky and Exhibits sponsoring witness necessary
RX-0769 April 18, 2013 Commission Opinion NI/INV Cempura; no sponsoring witness necessary
RX-0770 Order No. 69: Construing the Terms of U.S. Patent Nos. NI/INV Cempura; no 6,836,926 and 6,973,698 sponsoring witness necessary
RX-0771 Deposition Excerpts from Peter Saevels (10-03-2012) NI Cempura
RX-0772 C ADM0005507 Technical Drawing of Blade Part (ADM005504-17) NI Cempura
RX-0773 BLLC1011551 Video NI Cempura
RX-0774 C ADM0007476 Commercial Invoice NI Cempura
RX-0775 C ADM0004215 ADM illustrations of adapter for side-lock arm NI Cempura RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0776 C BGMBH0005019-5117 Technical Drawing INV/NI Cempura
RX-0777 C BGMBH0009510-9519 Technical Drawing INV/NI Cempura
RX-0778 JP-S56-139654 (Saito) (Exhibit 4 to Cempura 6/3/13 report INV/NI Cempura with translation) RX-0779 Excerpts from Deposition of K.J. Nam Vol. I NI Cempura
RX-0780 Gregory Davis CV (Ex. 1 to 6/3/13 Report) INV Davis
RX-0781 Gregory Davis 6/3/13 Materials considered list (Ex. 2 to INV Davis 6/3/13 Report) RX-0782 PCT DE9901880 Claim 1 (Ex. 3 to Davis 6/3/13 Report) INV Davis; no sponsoring witness necessary
RX-0783 European Patent Office Communications to Bosch GmbH INV Davis; no regarding Application No. 99 941 410.6 (Ex. 4 to Davis sponsoring 6/3/13 Report) witness necessary
RX-0784 Bosch GmbH Communication to European Patent Office INV Davis; no regarding Application No. 99 941 410.6 New (Ex. 5 to Davis sponsoring 6/3/13 Report) witness necessary RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0785 Translation of German Application No. 2505176 A1 (Ex. 7 to INV Davis; no Davis 6/3/13 Report) sponsoring witness necessary
RX-0786 C BGMBH0008379-8405 Clean Variflex testing and technical documents (Ex. 8 to INV Davis; no Davis 6/3/13 Report) sponsoring witness necessary
RX-0787 List of Materials Considered for June 24, 2013 Davis Expert NI/LDI Davis Report (Ex. 1 to Davis 6/24/13 Report) RX-0788 Webpage from Bosch Auto Parts on Icon Wiper Blades at NI/LDI Davis; no http://www.boschautoparts.com/WiperBlades/Pages/Icon.aspx sponsoring (Ex. 2 to Davis 6/24/13 Report) witness necessary
RX-0789 XSENSOR brochure regarding X3 Wiper Blade System (Ex. NI/LDI Davis; no 3 to Davis 6/24/13 Report) sponsoring witness necessary
RX-0790 Exhibit 9 to Oct. 20, 0211 DeBlock Deposition INV Davis; DeBlock RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0791 C TRICO-ITC0012565-87 Nissan Design Specification (marked as Trico Dep. Ex. 30 at INV Davis; Trico Mar. 13, 2012 Trico Deposition of Wozniak) Witness; Wozniak
RX-0792 C TRICO-ITC0013957 Ford Specification (marked as Trico Dep. Ex. 31 at Mar. 13, INV Davis; Trico 2012 Trico Deposition of Wozniak) Witness; Wozniak
RX-0793 C TRICO-ITC0010322-26 Toyota Wiper Blade Specification (marked as Trico Dep. Ex. INV Davis; Trico 42 at Mar. 13, 2012 Trico Deposition of Wozniak) Witness; Wozniak
RX-0794 CAP 417714-26 Document from the Korean National Institute of Technology INV Davis; no and Quality in 1997 sponsoring witness necessary
RX-0795 C BGMBH0012019 AMIC document INV Davis
RX-0796 BOS_GMBH006430 Force Distribution Curve (marked as DeBlock Dep. Ex. 14) INV Davis
RX-0797 Bosch German Patent Application 2,313,939 INV Davis; no sponsoring witness necessary RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0798 U.S. Patent No. 4,063,328 INV Davis; no sponsoring witness necessary
RX-0799 C TRICO-ITC0018872 Technical Drawing of Side Lock Wiper Blade (marked as El- INV Davis; Trico Hayek, Francois, Trico Dep. Ex. 106, Sept. 7, 2012) witness; Wozniak
RX-0800 C Trico Build of Materials (marked as El-Hayek, Francois, INV Davis; Trico Trico Dep. Ex. 112, Sept. 7, 2012) witness; Wozniak
RX-0801 Infringement Chart for U.S. Patent No. 6,836,926 CAP CF4 INV Davis Mighty Storm Guard Blade (Complaint Ex. 51D) RX-0802 C BGMBH0010218 Photo of Bosch Blade Davis; no sponsoring witness necessary
RX-0803 C TRICO-ITC0018904 Schematic drawing of the Trico Heavy Duty Wiper Arm INV Davis; Trico Technical Drawing (marked as El-Hayek, Francois, Dep. Ex. witness; 101, Sept. 7, 2012) Wozniak RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0804 C TRICO-ITC0018519-23 Trico Truck Wiper Blade and Arm Application Chart (marked INV Davis; Trico as ADM Dep. Ex. 35 at dep of Wozniak, Paul,, Mar. 13, witness; no 2012) sponsoring witness necessary
RX-0805 TRICO-ITC0018524-544 Windshield Wiper Blades, Arms and Refills (marked as ADM INV Davis; Trico Dep. Ex. 36 at dep of Wozniak, Paul, Mar. 13, 2012) witness; Wozniak
RX-0806 German Patent Application No. DE 19814610 INV Davis; no sponsoring witness needed
RX-0807 BLLC0000001-314 U.S. Patent Application 09/445,046 INV/NI/ Davis; no LDI sponsoring witness needed
RX-0808 U.S. Patent No. 4,028,770 INV/NI/ LDI Davis; no sponsoring witness needed
RX-0809 U.S. Patent No. 4,807,326 INV/NI/ LDI Davis; no sponsoring witness needed RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0810 BOS_GMBH0000135- 1992 agreement between AMIC and Bosch INV/NI Davis; Merkel 138 RX-0811 BLLC0870224-252 Memo regarding Bosch GmbH and AMIC employees INV Davis; Merkel (produced as part of a 2,913 page doc) RX-0812 BOS_GMBH000072-107 South African provisional applications ZA91/6473 and INV Davis; 92/0354 Swanepoel
RX-0813 C BGMBH0008355-8405 Bosch GmbH memorandum INV Davis; (produced as part of larger Swanepoel doc 8349-8471) RX-0814 C TRICO-ITC00002624-25 Letter from A. Swanepoel to Fehrsen RE Variflex Beam INV Davis; Design 01/05/1993 Swanepoel; Fehrsen
RX-0815 C BOS_GMBH0000922- March 1993 Bosch request to AMIC to design a Variflex INV Davis; 923 wiper blade having a constant width Swanepoel; Fehrsen
RX-0816 C TRICO-ITC0002617-23 Fax to Fehrsen RE Variflex Design with Constant Width INV Davis; 02/18/1993 Swanepoel; Fehrsen
RX-0817 C BGMBH0008612-22 1995 Bosch memo including data from AMIC regarding a INV Davis; (produced as part of larger Variflex wiper blade design. Swanepoel; doc 8472-8680) Fehrsen RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0818 C TRICO-ITC0012190-93 Schematics for the Unimax wiper blade INV Davis; Wozniak; Trico witness
RX-0819 1987 Design News journal regarding the Trico Unimax wiper INV Davis; blade (Exhibit 3 to Trico Subpoena) Wozniak; Trico witness; no sponsoring witness necessary
RX-0820 BGMBG0005925-30 Testing by Bosch GmbH INV Davis; Wozniak; Trico witness; no sponsoring witness necessary
RX-0821 C TRICO-ITC0012195-96 Load distribution analysis testing performed by Trico in 1985 INV Davis; Wozniak; Trico witness
RX-0822 Ford Document regarding 1-Piece Wiper Design (marked as INV Davis; Ford Doman Deposition Ex. 5) witness RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0823 C BGMBH0010390-10402 Product Development Technology Review INV Davis; Doman; Tzau; Ford witness
RX-0824 C Photos (marked as Doman/Ford Deposition Ex. 7) INV Davis; Doman; Ford witness
RX-0825 C 1-Piece Wiper Blade Deflected Shape with Uniform Pressure INV Davis; Doman; Distribution (marked as Doman/Ford Dep. Ex. 8) Ford witness
RX-0826 C 1997 My F-Series Wiper Blade Pressure Distribution Charts INV Davis; Doman; (marked as Doman/Ford Dep. Ex. 9) Ford witness
RX-0827 Windshield Wiper Performance Improvement One Piece INV Davis; Doman; Wiper Concept 11/9/99 (marked as Doman/Ford Dep. Ex. 2) Ford witness
RX-0828 Excerpts from Tamara Neven Deposition 10-03-2012 NI Davis; Neven
RX-0829 C BLLC0094736 (produced Bosch marketing document titled “The Patented Bosch Flat NI Davis as part of larger doc Blade Advantage” 94723-58) RX-0190 German Design Patent DE400002146 – with translation INV/NI Cempura; no sponsoring witness necessary RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0830 Raineater Web Pages INV/NI Cempura; no sponsoring witness necessary
RX-0831 ‘607 Markman slides INV/NI Cempura; no sponsoring witness necessary
RX-0832 Declaration of Martin Kashnowski 10-25-2011 INV/NI Cempura; Kashnowski
RX-0833 BLLC0994384-85 Press Release INV/NI Kashnowski; no sponsoring witness necessary; Cempura
RX-0834 BLLC0030375-76 Document titled “Introducing Bosch Evolution Wiper Blades” NI/INV Cempura; Kashnowski; Katzenmeier; no sponsoring witness necessary RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0835 BLLC0274164-185 Mercedes-Benz Bosch Wiper Blade Promotion dated 08-31- NI/INV Cempura; 2006 Kashnowski; Katzenmeier; no sponsoring witness necessary
RX-0836 Declaration of Frank Katzenmeier INV/NI Katzenmeier; Cempura
RX-0837 Claim Chart for U.S. Patent No. 6,553,607 Bosch ICON INV/NI Cempura Wiper Blade RX-0838 BLLC0261931 Bosch Evolution Wiper Blade Photo INV/NI Cempura; no sponsoring witness necessary; Katzenmeier; Kashnowski
RX-0839 Transcript from Technology Hearing taking place 03-27-2012 INV/NI No sponsoring witness necessary; Cempura
RX-0840 Hand Drawing (Dubowsky Dep. Ex. 158) INV/NI Dubowsky RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0841 C BLLC1020159-99 Chart (Dubowsky Dep. Ex. 163) INV/NI Dubowsky; no sponsoring witness necessary
RX-0842 Oversized Technical Drawing (Trico Deposition Ex. 102) INV/NI Trico Witness; No sponsoring witness necessary
RX-0843 C TRICO-ITC0018895 Bill of Material (Trico Dep. Ex. 103)
RX-0844 C TRICO-ITC0018890 Bill of Material (Trico Dep. Exhibit 104)
RX-0845 C Trico Invoice for Ford CL-9000 (Trico Dep. Ex. 105)
RX-0846 Technical Drawing (Trico Dep. Ex. 107)
RX-0847 C TRICO-ITC0018874 Sales Report (Trico Dep. Ex. 108)
RX-0848 C TRICO-ITC0018896 Sales Report (Trico Dep. Ex. 109)
RX-0849 C Product Structure Inquiry 65-220GM (Trico Dep. Ex. 112)
RX-0850 TRICO-ITC0018876 Photo of Trico Wiper Blade (Trico Dep. Ex. 113) RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0851 Photo of Packaging (Trico Dep. Ex. 114)
RX-0852 Trico Heavy Duty Wiper Product Catalog (Trico Dep. Exhibit 116) RX-0853 USPN 4,343,063 INV, NI
RX-0854 USPN 5,970,569 INV, NI
RX-0855 USPN 6,305,066 INV, NI
RX-0856 USPN 6,874,195 INV, NI
RX-0857 U.S. Patent Publication No. 2012/0311807 INV, NI
RX-0858 C Exhibits 18 and 19 to Complainant Robert Bosch LLC’s INV, NI Dr. Steven Opening Claim Construction Brief (3/5/2012) Dubowsky, Frank Katzenmeier
RX-0859 Bosch’s Markman Hearing Presentation slides regarding the INV, NI Bosch Witness ’607 patent RX-0860 Bosch’s Markman Hearing Presentation slides regarding the INV, NI Bosch Witness ’988 patent RX-0861 Bosch’s Markman Hearing Presentation slides regarding the INV, NI Bosch Witness ’926 patent RESPONDENTS’ SUPPLEMENTAL EXHIBIT LIST
Exhibit No. Confidential Bates numbers Descriptive Title Purpose For Which Sponsoring Status Of (C) the Exhibit May be Witness Receipt Offered Into into Evidence1 Evidence
RX-0862 Bosch’s Markman Hearing Presentation slides regarding the INV, NI Bosch Witness ’698 patent RX-0863 Bosch’s Markman Hearing Presentation slides regarding the INV, NI Bosch Witness ’434 patent RX-0864 C BOS_GMBH0000545- Testing Specification dated 9/23/1993 INV, NI Bosch Witness 548 RX-0865 C BOS_GMBH0003457 End Clip Drawings – Exhibit 11 from Deposition of Kotlarski INV, NI Bosch Witness, (April 26, 2012) Thomas Kotlarski RX-0866 C BOS_GMBH0003434- Variflex Document – Exhibit 12 from Deposition of Kotlarski INV, NI Bosch Witness, 3587 (April 26, 2012) Thomas Kotlarski RX-0867 C BOS_GMBH 0000614 – 8/19/93 fax – June 2012 Swanepoel Deposition Exhibit 13 INV, NI Adriaan 625 Swanepoel RX-0868 C BOS_LLC0816242 Exhibit 14 attached to Deposition Transcript of Thomas INV, NI Thomas Kotlarski (July 23, 2009) Kotlarski RX-0869 BOS_GMBH0000987-989 Kotlarski Letter and Attached Schematics INV, NI Bosch Witness, Thomas Kotlarski RX-0870 USPN 6,292,974 INV, NI
RX-0871 USPN 6,055,697 INV, NI
RX-0872 WO 01/02224 INV, NI