Caltech Catalog 2017-18
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2017–18 1 Caltech Catalog California Institute of Technology Pasadena, California 91125 (626) 395-6811 September 2017 The mission of the California Institute of Technology is to expand human knowledge and benefit society through research integrated with education. We investigate the most challenging, fundamental problems in science and technology in a singularly collegial, interdisciplinary atmosphere, while edu- cating outstanding students to become creative members of society. While every effort has been made to ensure that this catalog is accurate and up to date, it may include typographical or other errors. The Institute reserves the right to change its policies, rules, regulations, requirements for graduation, course offerings, and any other contents of this catalog at any time. You can view the Caltech Catalog online at catalog.caltech.edu. Please note that the con- tents of websites that link to online course entries are not part of the official catalog. Cover: Karl Wm. Klein CONTENTS 1. General Information 146 Energy Science and Technology 2 9 Introduction 146 Environmental Science 12 Historical Sketch and Engineering 20 Buildings and Facilities 149 Geological and Planetary 30 Libraries Sciences 31 Undergraduate Research 151 History and Philosophy 32 Student Life of Science 38 Student Health & 151 Humanities Counseling Services 151 Interdisciplinary Studies 40 Career Development Program 42 Caltech Alumni 153 Information Science and Association Technology 43 International Student 153 Materials Science Programs 154 Mathematics 43 Auditing Courses 155 Mechanical Engineering 43 Grades and Grading 156 Medical Engineering 48 Notices and Agreements 157 Microbiology 55 Code of Conduct 158 Neurobiology 57 Institute Policies 159 Physics 115 Student Affairs Policies 161 Social and Decision Neuroscience 2. Areas of Study and Research 162 Social Science 163 Systems Biology 117 Aerospace 121 Applied and 3. Information for Computational Undergraduate Students Mathematics 122 Applied Mechanics 165 Admission to the 123 Applied Physics Freshman Class 124 Astrophysics 168 Admission to Upper 127 Biochemistry and Classes by Transfer Molecular Biophysics 172 Study Abroad 128 Bioengineering 179 ROTC 129 Biology 179 Registration Regulations 131 Chemical Engineering 186 Scholastic Requirements 132 Chemistry 191 Undergraduate Expenses 134 Civil Engineering 195 Financial Aid 135 Computation and Neural 212 Prizes Systems 221 Graduation 136 Computer Science Requirements, All 139 Computing and Options Mathematical Sciences 140 Control and Dynamical Systems 140 Electrical Engineering Contents 4. Information for 536 Environmental Science Graduate Students and Engineering 542 Film 297 Graduate Policies and 542 Freshman Seminars Procedures 544 Geological and Planetary 3 312 General Requirements for Sciences Graduate Degrees 560 History 320 Graduate Expenses 570 History and Philosophy 322 Financial Assistance of Science 324 Prizes 575 Humanities 329 Special Regulations of 582 Interdisciplinary Studies Graduate Options Program 582 Information Science and 5. Courses Technology 583 Languages 419 General Information 587 Law 420 Aerospace 587 Materials Science 428 Anthropology 590 Mathematics 429 Applied and 598 Mechanical Engineering Computational 604 Medical Engineering Mathematics 606 Music 435 Applied Mechanics 608 Neurobiology 437 Applied Physics 609 Performing and Visual 442 Art History Arts 443 Astrophysics 611 Philosophy 448 Biochemistry and 613 Physical Education Molecular Biophysics 620 Physics 450 Bioengineering 629 Political Science 454 Biology 632 Psychology 467 Business Economics and 634 Social Science Management 639 Student Activities 469 Chemical Engineering 640 Writing 475 Chemistry 485 Civil Engineering 6. Trustees, Administration, 488 Computation and Neural and Faculty Systems 491 Computer Science 643 Officers 503 Computing and 643 Board of Trustees Mathematical Sciences 647 Administrative Officers 504 Control and Dynamical 649 Faculty Officers and Systems Committees 507 Economics 653 Staff of Instruction and 509 Electrical Engineering Research 520 Energy Science and 690 Officers and Faculty Technology 521 Engineering (General) 524 English 740 Index 536 English as a Second Language Contents ACADEMIC CALENDAR December 25-26 2017-18 Christmas (Institute holiday) December 27– 29 FIRST TERM 2017 Special release days 4 September 13–15 International student orientation SECOND TERM 2018 September 17–24 January 1 New student check-in and orientation New Year’s Day Observed (Institute for undergraduates holiday) September 18-22 January 3 New student check-in and orientation Beginning of instruction—8 a.m. for graduate students January 4 September 21 Undergraduate Academic Standards and Undergraduate Academic Standards and Honors Committee—9 a.m. Honors Committee—1 p.m. January 15 September 25 Martin Luther King Day (Institute Beginning of instruction—8 a.m. holiday) October 13 January 24 Last day for adding courses and remov- Last day for adding courses and remov- ing conditions & incompletes ing conditions & incompletes October 25–31 February 2–8 Midterm examination period Midterm examination period November 6 February 12 Midterm deficiency notices due—9 a.m. Midterm deficiency notices due—9 a.m. November 15 February 19 Faculty meeting—noon to 1 p.m. Presidents’ Day (Institute holiday) Last day for dropping courses, exercising pass/fail option, and changing sections February 21 Faculty meeting—noon to 1 p.m. November 16–December 1 Last day for dropping courses, exercising Registration for second term, 2017-18 pass/fail option, and changing sections November 23–24 February 22–March 9 Thanksgiving (Institute holiday) Registration for third term, 2017–18 December 1 March 9 Last day of classes Last day of classes Last day to register for second term, Last day to register for third term, 2017-18 without a $50 late fee 2017–18, without a $50 late fee December 2-5 March 10–13 Study period Study period December 6*– 8 March 14*–16 Final examinations, first term, 2017–18 Final examinations, second term, 2017–18 December 8 End of first term, 2017–18 March 16 End of second term, 2017–18 December 9–January 2 Winter recess March 17–April 1 Spring recess December 13 Instructors’ final grade reports due— 9 March 21 a.m. Instructors’ final grades due—9 a.m. *First due date for final examinations Academic Calendar THIRD TERM 2018 June 11 Instructors’ final grade reports due for April 2 seniors and graduate students—9 a.m. Beginning of instruction—8 a.m. June 13 April 3 Curriculum Committee—10 a.m. 5 Undergraduate Academic Standards and Faculty meeting—2 p.m.-3 p.m. Honors Committee—9 a.m. June 13*–15 April 20 Final examinations for undergraduates, Last day for adding courses and remov- third term, 2017–18 ing conditions and incompletes June 15 May 2-8 Commencement—10 a.m. End of third Midterm examination period term, 2017–18 May 11 June 20 Last day for admission to candidacy Instructors’ final grades due for under- for the degrees of Master of Science graduates—9 a.m. and Engineer, and for scheduling an examination for the degree of Doctor of June 27 Philosophy Undergraduate Academic Standards and Honors Committee—9 a.m. May 14 Midterm deficiency notices due—9 a.m. July 4 Last day for seniors to remove condi- Independence Day (Institute holiday) tions and incompletes September 3 May 23 Labor Day (Institute holiday) Last day for dropping courses, exercising pass/fail option, and changing sections SUMMER TERM 2018 May 24-June 8 June 18 Registration for first term, 2018–19, and Summer Term begins for summer research August 31 May 28 Summer Term ends Memorial Day (Institute holiday) FIRST TERM 2018–19 June 1 Last day of classes—seniors and gradu- September 19–21 ate students International student orientation Last day for presenting theses for the degrees of Doctor of Philosophy and September 23–30 Engineer New student check-in and orientation for undergraduates June 2–5 Study period for seniors and graduate September 24-28 students New student check-in and orientation for graduate students June 6*–8 Final examinations for seniors and grad- September 27 uate students, third term, 2017–18 Undergraduate Academic Standards and Honors Committee—1 p.m. June 8 October 1 Last day of classes—undergraduates Beginning of instruction—8 a.m. Last day to register for first term, 2018–19, without a $50 late fee June 9–12 Study period for undergraduates *First due date for final examinations Academic Calendar 6 A B C D E IMS S 10 INTERNATIONAL 1 11 SCHOLAR SVCS PAS ADE NA THEATER ARTS FIRE S TATION (TACIT) 15 BLDG 15 # 34 67 DE L MAR BLVD. 98 . 119 . ACADEMIC E AVE RY Lot 13 E 12 MEDIA Lot 10 V HOUSE 9 118 V A 120 A RE C YC LING Under R 70 N MUS IC C E NTE R E 117 LIGO 125 A Construction 2 T G 122 S I Lot 9 E Lot 8 116 H 71 H STRATEGIC C 99 I C SFCC 115 Structure COMMUNICATIONS Lot 12 M 114 1 68 West Moore Walk East Moore Walk PARKING 113 ALUMNI HOUS E Broad KECK CENTER S TEELE 112 123 BROAD Cafe’ 93 16 HOUS E Structure 97 96c ANNE NBE RG 4 111 127 94 96 Lot 11 MOORE PARKING 110 109 7 69 LIGO 6 6 E INS TE IN PAPE RS 90A BE C KMAN CENTRAL INS TITUTE UNDERGRAD 108 WATSON Annex 121 LABS ENGINEERING ADMISSIONS 107 135 (CES) & FIN. AID Beckman BE C KMAN Lawn Gene Pool AUD. 95 85 90 100 91 101 74 105 Structure 3 . E . 2 S HUMAN V E E 102 . 81 C A I V RESOURCES V E 82 220 R A PARKING N V 106 86 E S . A A NOYE S O ME AD TRANSPORT T E T N 124 84 N STEELE LAB N I R 103 E V & GROUNDS S 73 72 E I D L B O A l 104 T U l A A X T S L a L LL S A T BIOLOGY S HOPS L M K B L I O A I C - n L E H a C H W H 20 L K J ORGE NS E N T E m Lot 7 BECKMAN BEHAVIORAL O k BRAUN W 80 O SCHLINGER c O e LABS B MARKS P BRAUN HSE Lot 14 76 B 77 78 79 FAC ILITIE S 75 Ramo 89 Auditorium 83 88 S AN PAS QUAL S T.