Official Journal C 374 of the European Union

Volume 63 English edition Information and Notices 5 November 2020

Contents

II Information

INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2020/C 374/01 Non-opposition to a notified concentration (Case M.10003 — Alcentra/Brait/New Look Retail Holdings) (1) ...... 1

IV Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2020/C 374/02 Euro exchange rates — 4 November 2020 ...... 2

NOTICES CONCERNING THE EUROPEAN ECONOMIC AREA

EFTA Surveillance Authority

2020/C 374/03 State aid – Decision to raise no objections ...... 3

2020/C 374/04 State aid – Decision to raise no objections ...... 4

2020/C 374/05 State aid – Decision to raise no objections ...... 5

EEA Joint Committee

2020/C 374/06 Decisions of the EEA Joint Committee for which the constitutional requirements under Article 103 of the EEA Agreement have been fulfilled in 2019 and related Decisions ...... 6

EN (1) Text with EEA relevance. V Announcements

COURT PROCEEDINGS

EFTA Court

2020/C 374/07 Judgment of the Court of 16 July 2020 in Case E-7/19 Tak – Malbik ehf. v the Icelandic Road and Coastal Administration and Þróttur ehf. (Public Procurement – Directive 2014/24/EU – Public works contract – Public service contract) ...... 44

2020/C 374/08 Request for an Advisory Opinion from the EFTA Court by Norges Høyesterett dated 30 June 2020 in criminal proceedings against N (Case E-8/20) ...... 45

2020/C 374/09 Judgment of the Court of 16 July 2020 in Case E-8/19 Scanteam AS v The Norwegian Government, represented by the Ministry of Foreign Affairs (Public procurement – Directive 2014/24/EU – Definition of ‘contracting authority’ – Foreign mission of an EFTA State – Applicability of EEA law – Article 126 EEA – Geographic scope of the EEA Agreement) ...... 47

OTHER ACTS

European Commission

2020/C 374/10 Publication of a communication of approval of a standard amendment to a product specification for a name in the wine sector referred to in Article 17(2) and (3) of Commission Delegated Regulation (EU) 2019/33 ...... 48 5.11.2020 EN Offi cial Jour nal of the European Union C 374/1

II

(Information)

INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

EUROPEAN COMMISSION

Non-opposition to a notified concentration (Case M.10003 — Alcentra/Brait/New Look Retail Holdings)

(Text with EEA relevance)

(2020/C 374/01)

On 30 October 2020, the Commission decided not to oppose the above notified concentration and to declare it compatible with the internal market. This decision is based on Article 6(1)(b) of Council Regulation (EC) No 139/2004 (1). The full text of the decision is available only in English and will be made public after it is cleared of any business secrets it may contain. It will be available: — in the merger section of the Competition website of the Commission (http://ec.europa.eu/competition/mergers/cases/). This website provides various facilities to help locate individual merger decisions, including company, case number, date and sectoral indexes, — in electronic form on the EUR-Lex website (http://eur-lex.europa.eu/homepage.html?locale=en) under document number 32020M10003. EUR-Lex is the on-line access to European law.

(1) OJ L 24, 29.1.2004, p. 1. C 374/2 EN Offi cial Jour nal of the European Union 5.11.2020

IV

(Notices)

NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

EUROPEAN COMMISSION

Euro exchange rates (1) 4 November 2020

(2020/C 374/02)

1 euro =

Currency Exchange rate Currency Exchange rate

USD US dollar 1,1721 CAD Canadian dollar 1,5411 JPY Japanese yen 122,31 HKD Hong Kong dollar 9,0872 DKK Danish krone 7,4466 NZD New Zealand dollar 1,7541 GBP Pound sterling 0,89954 SGD Singapore dollar 1,5926 KRW South Korean won 1 327,24 SEK Swedish krona 10,3520 ZAR South African rand 18,8090 CHF Swiss franc 1,0675 CNY Chinese yuan renminbi 7,8038 ISK Iceland króna 164,10 HRK Croatian kuna 7,5530 NOK Norwegian krone 10,9583 IDR Indonesian rupiah 16 892,54 BGN Bulgarian lev 1,9558 MYR Malaysian ringgit 4,8853 CZK Czech koruna 26,781 PHP Philippine peso 56,717 HUF Hungarian forint 362,42 RUB Russian rouble 92,4670 PLN Polish zloty 4,5368 THB Thai baht 36,370 RON Romanian leu 4,8675 BRL Brazilian real 6,6760 TRY Turkish lira 9,9037 MXN Mexican peso 24,6474 AUD Australian dollar 1,6346 INR Indian rupee 87,1955

(1) Source: reference exchange rate published by the ECB. 5.11.2020 EN Offi cial Jour nal of the European Union C 374/3

NOTICES CONCERNING THE EUROPEAN ECONOMIC AREA

EFTA SURVEILLANCE AUTHORITY

State aid – Decision to raise no objections

(2020/C 374/03)

The EFTA Surveillance Authority raises no objections to the following state aid measure:

Date of adoption of the decision 20 July 2020 Case No 85362 Decision No 094/20/COL EFTA State Norway Title (and/or name of the beneficiary) COVID-19 Compensation scheme for operators of year- round, commercial, long-distance scheduled bus or passen­ ger boat services Legal basis The regulation on a temporary compensation scheme for operators of commercial bus and passenger boat routes with a loss in turnover caused by the COVID-19 outbreak Type of measure Scheme Objective To compensate beneficiaries for damages caused by the COVID-19 outbreak and the Norwegian authorities infection control measures, in order to ensure the continuity of year- round, commercial, long-distance bus and passenger boat services that do not receive compensation from local or other public authorities for public services obligations Form of aid Direct grants Budget NOK 100 million Duration 1.6.2020 – 31.8.2020 Economic sectors Land and sea transport sectors Name and address of the granting authority The Norwegian Railway Directorate Jernbanedirektoratet Postboks 16 Sentrum 0101 Oslo NORWAY

The authentic text of the decision, from which all confidential information has been removed, can be found on the EFTA Surveillance Authority’s website: http://www.eftasurv.int/state-aid/state-aid-register/decisions/ C 374/4 EN Offi cial Jour nal of the European Union 5.11.2020

State aid – Decision to raise no objections

(2020/C 374/04)

The EFTA Surveillance Authority raises no objections to the following state aid measure:

Date of adoption of the decision 17 July 2020 Case No 85378 Decision No 093/20/COL EFTA State Norway Title (and/or name of the beneficiary) The Full-Scale CCS Project Legal basis Support Agreements between the Ministry of Petroleum and Energy and Norcem AS, Fortum Oslo Varme AS and North­ ern Lights Type of measure Individual aid Objective Environmental protection Form of aid Direct grant Budget Investment aid (P85 estimate): Fortum Oslo Varme AS: NOK 4 365 million Norcem AS: NOK 3 141 million Northern Lights: NOK 8 169 million

Operating aid (P85 estimate): Fortum Oslo Varme AS: NOK 2 225 million Norcem AS: NOK 1 172 million Northern Lights: NOK 4 429 million Intensity >100 % Duration Until 2034 (estimate) Economic sectors Production of electricity, Steam and air conditioning supply, Extraction of crude petroleum and natural gas, Manufacture of refined petroleum products, Manufacture of articles of concrete, cement and plaster Name and address of the granting authority Ministry of Petroleum and Energy Postboks 8148 Dep N-0033 Oslo NORWAY

The authentic text of the decision, from which all confidential information has been removed, can be found on the EFTA Surveillance Authority’s website:

http://www.eftasurv.int/state-aid/state-aid-register/decisions/ 5.11.2020 EN Offi cial Jour nal of the European Union C 374/5

State aid – Decision to raise no objections

(2020/C 374/05)

The EFTA Surveillance Authority raises no objections to the following state aid measure:

Date of adoption of the decision 20 July 2020 Case No 85113 Decision No 095/20/COL EFTA State Norway Title COVID-19 – Increased initial depreciation for investments in assets in Asset Group D Legal basis Act No 14, 26.3.1999 (the Tax Act), as amended by Amendment 143 (2019-2020) Type of measure Scheme Objective To alleviate the liquidity shortage faced by many undertakings and provide a broad stimulus to the economy Form of aid Tax advantage Budget NOK 1 200 million Intensity 0,48 % Duration 20 July 2020 – 31 December 2020 Economic sectors All sectors that invest in assets in Asset Group D Name and address of the granting authority The Norwegian Tax Administration Postboks 9200, Grønland 0134 Oslo NORWAY

The authentic text of the decision, from which all confidential information has been removed, can be found on the EFTA Surveillance Authority’s website: http://www.eftasurv.int/state-aid/state-aid-register/decisions/ C 374/6 EN Offi cial Jour nal of the European Union 5.11.2020

EEA JOINT COMMITTEE

Decisions of the EEA Joint Committee for which the constitutional requirements under Article 103 of the EEA Agreement have been fulfilled in 2019 and related Decisions

(2020/C 374/06)

Since March 2000, Decisions of the EEA Joint Committee indicate in a footnote whether their date of entry into force depends on the fulfilment of constitutional requirements by any of the Contracting Parties. Such requirements were notified as regards the Decisions listed below. The Contracting Parties in question have now notified the other Contracting Parties that they have completed their internal procedures. The dates of entry into force of the Decisions are as indicated. In addition, certain Decisions of the EEA Joint Committee can only enter into force upon the fulfilment of constitutional requirements of the above-mentioned Decisions and are also listed

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

195/2015 10.7.2015 OJ L 8, 12.1.2017, p.32 Directive 2012/19/EU of the European Parliament 1.4.2019 and of the Council of 4 July 2012 on waste electri­ EEA Supplement No 3 cal and electronic equipment (WEEE) (recast) 12 January 2017, p. 27

93/2017 5.5.2017 OJ L 36, 7.2.2019, p. 44 Regulation (EC) No 713/2009 of the European Par­ 3.10.2019 liament and of the Council of 13 July 2009 estab­ EEA Supplement No 11, lishing an Agency for the Cooperation of Energy 7 February 2019, p. 53 Regulators

Regulation (EC) No 714/2009 of the European Par­ liament and of the Council of 13 July 2009 on conditions for access to the network for cross-bor­ der exchanges in electricity and repealing Regula­ tion (EC) No 1228/2003

Regulation (EC) No 715/2009 of the European Par­ liament and of the Council of 13 July 2009 on conditions for access to the natural gas transmis­ sion networks and repealing Regulation (EC) No 1775/2005 ( 3 ), as corrected by OJ L 229, 1.9.2009, p. 29 and OJ L 309, 24.11.2009, p. 87

Commission Regulation (EU) No 543/2013 of 14 June 2013 on submission and publication of data in electricity markets and amending Annex I to Regulation (EC) No 714/2009 of the European Par­ liament and of the Council

Directive 2009/72/EC of the European Parliament and of the Council of 13 July 2009 concerning common rules for the internal market in electricity and repealing Directive 2003/54/EC 5.11.2020 EN Offi cial Jour nal of the European Union C 374/7

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Directive 2009/73/EC of the European Parliament and of the Council of 13 July 2009 concerning common rules for the internal market in natural gas and repealing Directive 2003/55/EC Commission Decision 2010/685/EU of 10 Novem ber 2010 amending Chapter 3 of Annex I to Reg­ ulation (EC) No 715/2009 of the European Parlia­ ment and of the Council on conditions for access to the natural gas transmission networks Commission Decision 2012/490/EU of 24 August 2012 on amending Annex I to Regulation (EC) No 715/2009 of the European Parliament and of the Council on conditions for access to the natural gas transmission network

187/2017 22.9.2017 OJ L 174, 27.6.2019, Directive (EU) 2015/2302 of the European Parlia­ 1.2.2020 p. 59 ment and of the Council of 25 November 2015 on package travel and linked travel arrangements, EEA Supplement No 52, amending Regulation (EC) No 2006/2004 and 27 June 2019, p. 70 Directive 2011/83/EU of the European Parliament and of the Council and repealing Council Directive 90/314/EEC

20/2018 9.2.2018 OJ L 323, 12.12.2019, 39 Directive 2013/14/EU of the European Parliament 1.1.2020 and of the Council of 21 May 2013 amending EEA Supplement No 98, Directive 2003/41/EC on the activities and super­ 12 December 2019, vision of institutions for occupational retirement p. 36 provision, Directive 2009/65/EC on the coordina­ tion of laws, regulations and administrative provi­ sions relating to undertakings for collective invest­ ment in transferable securities (UCITS) and Directive 2011/61/EU on Alternative Investment Funds Managers in respect of over-reliance on credit ratings Directive 2014/91/EU of the European Parliament and of the Council of 23 July 2014 amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards deposi­ tary functions, remuneration polices and sanc­ tions, as corrected by OJ L 52, 27.2.2016, p. 37

21/2018 9.2.2018 OJ L 323, 12.12.2019, 41 Directive 2014/59/EU of the European Parliament 1.1.2020 and of the Council of 15 May 2014 establishing a EEA Supplement No 98, framework for the recovery and resolution of credit 12 December 2019, institutions and investment firms and amending p. 38 Council Directive 82/891/EEC, and Directives 2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and 2013/36/EU, and Regulations (EU) No 1093/2010 and (EU) No 648/2012 of the European Parliament and of the Council C 374/8 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

22/2018 9.2.2018 OJ L 323, 12.12.2019, Regulation (EU) No 910/2014 of the European Par­ 1.6.2019 p. 45 liament and of the Council of 23 July 2014 on electronic identification and trust services for elec­ EEA Supplement No 98, tronic transactions in the internal market and 12 December 2019, repealing Directive 1999/93/EC p. 41

62/2018 23.3.2018 To be Commission Delegated Regulation (EU) 2015/35 1.8.2019 published of 10 October 2014 supplementing Directive 2009/138/EC of the European Parliament and of the Council on the takingup and pursuit of the business of Insurance and Reinsurance (Solvency II), as corrected by OJ L 307, 25.11.2015, p. 31 Commission Delegated Regulation (EU) 2016/467 of 30 September 2015 amending Commission Delegated Regulation (EU) 2015/35 concerning the calculation of regulatory capital requirements for several categories of assets held by insurance and reinsurance undertakings Commission Delegated Regulation (EU) 2016/2283 of 22 August 2016 correcting the Ger­ man language version of Delegated Regulation (EU) 2015/35 supplementing Directive 2009/138/EC of the European Parliament and of the Council on the taking-up and pursuit of the business of Insur­ ance and Reinsurance (Solvency II) Commission Delegated Regulation (EU) 2017/669 of 16 December 2016 correcting the Bulgarian, Croatian, Czech, Estonian, French, Greek, Lithua­ nian, Maltese, Romanian, Slovak and Swedish lan­ guage versions of Delegated Regulation (EU) 2015/35 supplementing Directive 2009/138/EC of the European Parliament and of the Council on the taking-up and pursuit of the business of Insur­ ance and Reinsurance (Solvency II) Commission Implementing Regulation (EU) 2015/460 of 19 March 2015 laying down imple­ menting technical standards with regard to the pro­ cedure concerning the approval of an internal model in accordance with Directive 2009/138/EC of the European Parliament and of the Council Commission Implementing Regulation (EU) 2015/461 of 19 March 2015 laying down imple­ menting technical standards with regard to the pro­ cess to reach a joint decision on the application to use a group internal model in accordance with Directive 2009/138/EC of the European Parlia­ ment and of the Council 5.11.2020 EN Offi cial Jour nal of the European Union C 374/9

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Implementing Regulation (EU) 2015/462 of 19 March 2015 laying down imple­ menting technical standards with regard to the pro­ cedures for supervisory approval to establish spe­ cial purpose vehicles, for the cooperation and exchange of information between supervisory authorities regarding special purpose vehicles as well as to set out formats and templates for infor­ mation to be reported by special purpose vehicles in accordance with Directive 2009/138/EC of the European Parliament and of the Council Commission Implementing Regulation (EU) 2015/498 of 24 March 2015 laying down imple­ menting technical standards with regard to the supervisory approval procedure to use undertak­ ing-specific parameters in accordance with Direc­ tive 2009/138/EC of the European Parliament and of the Council Commission Implementing Regulation (EU) 2015/499 of 24 March 2015 laying down imple­ menting technical standards with regard to the pro­ cedures to be used for granting supervisory approval for the use of ancillary own-fund items in accordance with Directive 2009/138/EC of the European Parliament and of the Council Commission Implementing Regulation (EU) 2015/500 of 24 March 2015 laying down imple­ menting technical standards with regard to the pro­ cedures to be followed for the supervisory approval of the application of a matching adjustment in accordance with Directive 2009/138/EC of the European Parliament and of the Council Commission Implementing Regulation (EU) 2015/2011 of 11 November 2015 laying down implementing technical standards with regard to the lists of regional governments and local autho­ rities, exposures to whom are to be treated as expo­ sures to the central government in accordance with Directive 2009/138/EC of the European Parlia­ ment and of the Council Commission Implementing Regulation (EU) 2015/2012 of 11 November 2015 laying down implementing technical standards with regard to the procedures for decisions to set, calculate and remove capital add-ons in accordance with Direc­ tive 2009/138/EC of the European Parliament and of the Council Commission Implementing Regulation (EU) 2015/2013 of 11 November 2015 laying down implementing technical standards with regard to standard deviations in relation to health risk equal­ isation systems in accordance with Directive 2009/138/EC of the European Parliament and of the Council C 374/10 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Implementing Regulation (EU) 2015/2014 of 11 November 2015 laying down implementing technical standards with regard to the procedures and templates for the submission of information to the group supervisor and for the exchange of information between supervisory authorities in accordance with Directive 2009/138/EC of the European Parliament and of the Council Commission Implementing Regulation (EU) 2015/2015 of 11 November 2015 laying down implementing technical standards on the proce­ dures for assessing external credit assessments in accordance with Directive 2009/138/EC of the European Parliament and of the Council Commission Implementing Regulation (EU) 2015/2016 of 11 November 2015 laying down the implementing technical standards with regard to the equity index for the symmetric adjustment of the standard equity capital charge in accordance with Directive 2009/138/EC of the European Par­ liament and of the Council Commission Implementing Regulation (EU) 2015/2017 of 11 November 2015 laying down implementing technical standards with regard to the adjusted factors to calculate the capital require­ ment for currency risk for currencies pegged to the euro in accordance with Directive 2009/138/EC of the European Parliament and of the Council Commission Implementing Regulation (EU) 2015/2450 of 2 December 2015 laying down implementing technical standards with regard to the templates for the submission of information to the supervisory authorities according to Direc­ tive 2009/138/EC of the European Parliament and of the Council Commission Implementing Regulation (EU) 2015/2451 of 2 December 2015 laying down implementing technical standards with regard to the templates and structure of the disclosure of specific information by supervisory authorities in accordance with Directive 2009/138/EC of the European Parliament and of the Council Commission Implementing Regulation (EU) 2015/2452 of 2 December 2015 laying down implementing technical standards with regard to the procedures, formats and templates of the sol­ vency and financial condition report in accordance with Directive 2009/138/EC of the European Par­ liament and of the Council 5.11.2020 EN Offi cial Jour nal of the European Union C 374/11

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Implementing Regulation (EU) 2016/165 of 5 February 2016 laying down techni­ cal information for the calculation of technical pro­ visions and basic own funds for reporting with reference dates from 1 January until 30 March 2016 in accordance with Directive 2009/138/EC of the European Parliament and of the Council (Sol­ vency II) Commission Implementing Regulation (EU) 2016/869 of 27 May 2016 laying down technical information for the calculation of technical provi­ sions and basic own funds for reporting with refer­ ence dates from 31 March until 29 June 2016 in accordance with Directive 2009/138/EC of the European Parliament and of the Council on the taking-up and pursuit of the business of Insurance and Reinsurance Commission Implementing Regulation (EU) 2016/1376 of 8 August 2016 laying down techni­ cal information for the calculation of technical pro­ visions and basic own funds for reporting with reference dates from 30 June until 29 September 2016 in accordance with Directive 2009/138/EC of the European Parliament and of the Council on the taking-up and pursuit of the business of Insur­ ance and Reinsurance Commission Implementing Regulation (EU) 2016/1630 of 9 September 2016 laying down implementing technical standards with regard to the procedures for the application of the transi­ tional measure for the equity risk sub-module in accordance with Directive 2009/138/EC of the European Parliament and of the Council Commission Implementing Regulation (EU) 2016/1800 of 11 October 2016 laying down implementing technical standards with regard to the allocation of credit assessments of external credit assessment institutions to an objective scale of credit quality steps in accordance with Directive 2009/138/EC of the European Parliament and of the Council Commission Implementing Regulation (EU) 2016/1868 of 20 October 2016 amending and correcting Implementing Regulation (EU) 2015/2450 laying down implementing technical standards with regard to the templates for the sub­ mission of information to the supervisory autho­ rities according to Directive 2009/138/EC of the European Parliament and of the Council C 374/12 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Implementing Regulation (EU) 2016/1976 of 10 November 2016 laying down technical information for the calculation of techni­ cal provisions and basic own funds for reporting with reference dates from 30 September until 30 December 2016 in accordance with Directive 2009/138/EC of the European Parliament and of the Council on the taking-up and pursuit of the business of Insurance and Reinsurance Commission Delegated Decision (EU) 2015/1602 of 5 June 2015 on the equivalence of the solvency and prudential regime for insurance and reinsur­ ance undertakings in force in Switzerland based on Articles 172(2), 227(4) and 260(3) of Directive 2009/138/EC of the European Parliament and of the Council Commission Delegated Decision (EU) 2015/2290 of 12 June 2015 on the provisional equivalence of the solvency regimes in force in Australia, Ber­ muda, Brazil, Canada, Mexico and the United States and applicable to insurance and reinsurance under­ takings with head offices in those countries, as cor­ rected by OJ L 328, 12.12.2015, p. 126 Commission Delegated Decision (EU) 2016/309 of 26 November 2015 on the equivalence of the supervisory regime for insurance and reinsurance undertakings in force in Bermuda to the regime laid down in Directive 2009/138/EC of the European Parliament and of the Council and amending Com­ mission Delegated Decision (EU) 2015/2290 Commission Delegated Decision (EU) 2016/310 of 26 November 2015 on the equivalence of the sol­ vency regime for insurance and reinsurance under­ takings in force in Japan to the regime laid down in Directive 2009/138/EC of the European Parlia­ ment and of the Council

63/2018 23.3.2018 To be Commission Delegated Regulation (EU) 2016/438 1.1.2020 published of 17 December 2015 supplementing Directive 2009/65/EC of the European Parliament and of the Council with regard to obligations of deposi­ taries Commission Implementing Regulation (EU) 2016/1212 of 25 July 2016 laying down imple­ menting technical standards with regard to stan­ dard procedures and forms for submitting informa­ tion in accordance with Directive 2009/65/EC of the European Parliament and of the Council 5.11.2020 EN Offi cial Jour nal of the European Union C 374/13

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

92/2018 27.4.2018 To be Directive 2010/78/EU of the European Parliament 1.1.2020 published and of the Council of 24 November 2010 amend­ ing Directives 98/26/EC, 2002/87/EC, 2003/6/EC, 2003/41/EC, 2003/71/EC, 2004/39/EC, 2004/109/EC, 2005/60/EC, 2006/48/EC, 2006/49/EC and 2009/65/EC in respect of the powers of the European Supervisory Authority (European Banking Authority), the European Supervisory Authority (European Insurance and Occupational Pensions Authority) and the Euro­ pean Supervisory Authority (European Securities and Markets Authority), as corrected by OJ L 170, 30.6.2011, p. 43 and OJ L 54, 22.2.2014, p. 23

153/2018 6.7.2018 To be Decision (EU) 2017/899 of the European Parlia­ 1.1.2020 published ment and of the Council of 17 May 2017 on the use of the 470-790 MHz frequency band in the Union

158/2018 6.7.2018 To be Regulation (EU) 2017/1128 of the European Par­ 1.8.2019 published liament and of the Council of 14 June 2017 on cross-border portability of online content services in the internal market1, as corrected by OJ L 198, 28.7.2017, p. 42

215/2018 26.10.2018 To be Directive 2014/67/EU of the European Parliament 1.1.2020 published and of the Council of 15 May 2014 on the enforce­ ment of Directive 96/71/EC concerning the post­ ing of workers in the framework of the provision of services and amending Regulation (EU) No 1024/2012 on administrative co-operation through the Internal Market Information System (‘the IMI Regulation’)

242/2018 5.12.2018 To be Directive (EU) 2015/720 of the European Parlia­ 1.8.2019 published ment and of the Council of 29 April 2015 amend­ ing Directive 94/62/EC as regards reducing the consumption of lightweight plastic carrier bags

247/2018 5.12.2018 To be Directive 2014/51/EU of the European Parliament 1.8.2019 published and of the Council of 16 April 2014 amending Directives 2003/71/EC and 2009/138/EC and Reg­ ulations (EC) No 1060/2009, (EU) No 1094/2010 and (EU) No 1095/2010 in respect of the powers of the European Supervisory Authority (European Insurance and Occupational Pensions Authority) and the European Supervisory Authority (Euro­ pean Securities and Markets Authority) C 374/14 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

249/2018 5.12.2018 Not published in OJ Directive (EU) 2015/849 of the European Parlia­ 1.8.2019 ment and of the Council of 20 May 2015 on the EEA Supplement No 17, prevention of the use of the financial system for the 28 February 2019, p. 3 purposes of money laundering or terrorist finan­ cing, amending Regulation (EU) No 648/2012 of the European Parliament and of the Council, and repealing Directive 2005/60/EC of the European Parliament and of the Council and Commission Directive 2006/70/EC Commission Delegated Regulation (EU) 2016/1675 of 14 July 2016 supplementing Direc­ tive (EU) 2015/849 of the European Parliament and of the Council by identifying high-risk third countries with strategic deficiencies

250/2018 5.12.2018 Not published in OJ Regulation (EU) 2015/847 of the European Parlia­ 1.8.2019 ment and of the Council of 20 May 2015 on infor­ EEA Supplement No 17, mation accompanying transfers of funds and 28 February 2019, p. 6 repealing Regulation (EC) No 1781/2006

251/2018 5.12.2018 To be Commission Delegated Regulation (EU) 2018/105 1.8.2019 published of 27 October 2017 amending Delegated Regula­ tion (EU) 2016/1675, as regards adding Ethiopia to the list of high-risk third countries in the table in point I of the Annex Commission Delegated Regulation (EU) 2018/212 of 13 December 2017 amending Delegated Regu­ lation (EU) 2016/1675 supplementing Directive (EU) 2015/849 of the European Parliament and of the Council, as regards adding Sri Lanka, Trini­ dad and Tobago, and Tunisia to the table in point I of the Annex

252/2018 5.12.2018 To be Commission Delegated Regulation (EU) 1.8.2019 published 2018/1467 of 27 July 2018 amending Delegated Regulation (EU) 2016/1675 supplementing Direc­ tive (EU) 2015/849 of the European Parliament and of the Council, as regards adding Pakistan to the table in point I of the Annex

258/2018 5.12.2018 To be Directive (EU) 2015/1794 of the European Parlia­ 1.8.2019 published ment and of the Council of 6 October 2015 amending Directives 2008/94/EC, 2009/38/EC and 2002/14/EC of the European Parliament and of the Council, and Council Directives 98/59/EC and 2001/23/EC, as regards seafarers 5.11.2020 EN Offi cial Jour nal of the European Union C 374/15

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

18/2019 8.2.2019 OJ L 60, 28.2.2019, Regulation (EU) No 909/2014 of the European Par­ 1.1.2020 p 31 liament and of the Council of 23 July 2014 on improving securities settlement in the European EEA Supplement No 17, Union and on central securities depositories and 28 February 2019, p. 8 amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012, as corrected by OJ L 349, 21.12.2016, p. 8

19/2019 8.2.2019 To be Commission Implementing Regulation (EU) 1.1.2020 published 2016/911 of 9 June 2016 laying down implement­ ing technical standards with regard to the form and the content of the description of group financial support agreements in accordance with Directive 2014/59/EU of the European Parliament and of the Council establishing a framework for the recovery and resolution of credit institutions and investment firms Commission Delegated Regulation (EU) 2016/1712 of 7 June 2016 supplementing Direc­ tive 2014/59/EU of the European Parliament and of the Council establishing a framework for the recovery and resolution of credit institutions and investment firms with regard to regulatory techni­ cal standards specifying a minimum set of the information on financial contracts that should be contained in the detailed records and the circum­ stances in which the requirement should be imposed

20/2019 8.2.2019 To be Commission Delegated Regulation (EU) 2017/389 1.1.2020 published of 11 November 2016 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council as regards the parameters for the calculation of cash penalties for settlement fails and the operations of CSDs in host Member States Commission Delegated Regulation (EU) 2017/390 of 11 November 2016 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards on certain prudential requirements for central securities depositories and designated credit institutions offering banking-type ancillary ser­ vices, as corrected by OJ L 122, 17.5.2018, p. 35 Commission Delegated Regulation (EU) 2017/391 of 11 November 2016 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards further specifying the content of the reporting on internalised settlements, as corrected by OJ L 122, 17.5.2018, p. 36 C 374/16 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Delegated Regulation (EU) 2017/392 of 11 November 2016 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards on authorisation, supervisory and opera­ tional requirements for central securities deposi­ tories Commission Implementing Regulation (EU) 2017/393 of 11 November 2016 laying down implementing technical standards with regard to the templates and procedures for the reporting and transmission of information on internalised settlements in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2017/394 of 11 November 2016 laying down implementing technical standards with regard to standard forms, templates and procedures for authorisation, review and evaluation of central securities depositories, for the cooperation between authorities of the home Member State and the host Member State, for the consultation of authorities involved in the authorisation to pro­ vide banking-type ancillary services, for access involving central securities depositories, and with regard to the format of the records to be maintained by central securities depositories in accordance with Regulation (EU) No 909/2014 of the Euro­ pean Parliament and of the Council

21/2019 8.2.2019 OJ L 60, 28.2.2019, Regulation (EU) 2015/751 of the European Parlia­ 1.1.2020 p. 34 ment and of the Council of 29 April 2015 on inter­ change fees for card-based payment transactions EEA Supplement No 17, 28 February 2019, p. 11

37/2019 29.3.2019 OJ L 192, 18.7.2019, Commission Delegated Regulation (EU) 2019/397 1.1.2020 p. 47 of 19 December 2018 amending Delegated Regu­ lation (EU) 2016/2251 supplementing Regulation EEA Supplement No 57, (EU) No 648/2012 of the European Parliament and 18 July 2019, p. 10 of the Council as regards the date until which coun­ terparties may continue to apply their risk-manage­ ment procedures for certain OTC derivative con­ tracts not cleared by a CCP

38/2019 29.3.2019 OJ L 192, 18.7.2019, Commission Implementing Decision (EU) 1.1.2020 p. 48 2018/2030 of 19 December 2018 determining, for a limited period of time, that the regulatory EEA Supplement No 57, framework applicable to central securities deposi­ 18 July 2019, p. 11 tories of the United Kingdom of Great Britain and Northern Ireland is equivalent in accordance with Regulation (EU) No 909/2014 of the European Par­ liament and of the Council 5.11.2020 EN Offi cial Jour nal of the European Union C 374/17

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

75/2019 29.3.2019 To be Directive (EU) 2015/1535 of the European Parlia­ 1.12.2019 published ment and of the Council of 9 September 2015 lay­ ing down a procedure for the provision of informa­ tion in the field of technical regulations and of rules on Information Society services

78/2019 29.3.2019 OJ L 279, 31.10.2019, Regulation (EU) No 600/2014 of the European Par­ 3.12.2019 p. 143 liament and of the Council of 15 May 2014 on markets in financial instruments and amending EEA Supplement No 88, Regulation (EU) No 648/2012, as corrected by OJ 31 October 2019, p1 L 270, 15.10.2015, p. 4, OJ L 187, 12.7.2016, p. 30 and OJ L 278, 27.10.2017, p. 54 Regulation (EU) 2016/1033 of the European Par­ liament and of the Council of 23 June 2016 amend­ ing Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settle­ ment in the European Union and on central secu­ rities depositories Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU, as cor­ rected by OJ L 188, 13.7.2016, p. 28, OJ L 273, 8.10.2016, p. 35 and OJ L 64, 10.3.2017, p. 116 Directive (EU) 2016/1034 of the European Parlia­ ment and of the Council of 23 June 2016 amending Directive 2014/65/EU on markets in financial instruments

79/2019 29.3.2019 OJ L 321, 12.12.2019, Regulation (EU) No 575/2013 of the European Par­ 1.1.2020 p. 170 liament and of the Council of 26 June 2013 on EEA Supplement No 99, prudential requirements for credit institutions 12 December 2019, p. 1 and investment firms and amending Regulation (EU) No 648/2012, as corrected by OJ L 208, 2.8.2013, p. 68, OJ L 321, 30.11.2013, p. 6 and OJ L 20, 25.1.2017, p. 2 Regulation (EU) 2017/2395 of the European Par­ liament and of the Council of 12 December 2017 amending Regulation (EU) No 575/2013 as regards transitional arrangements for mitigating the impact of the introduction of IFRS 9 on own funds and for the large exposures treatment of cer­ tain public sector exposures denominated in the domestic currency of any Member State Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repeal­ ing Directives 2006/48/EC and 2006/49/EC, as corrected by OJ L 208, 2.8.2013, p. 73 and OJ L 20, 25.1.2017, p. 1 C 374/18 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

80/2019 29.3.2019 To be Commission Delegated Regulation (EU) 1.1.2020 published No 241/2014 of 7 January 2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to reg­ ulatory technical standards for Own Funds require­ ments for institutions Commission Delegated Regulation (EU) No 1151/2014 of 4 June 2014 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards on the information to be noti­ fied when exercising the right of establishment and the freedom to provide services Commission Delegated Regulation (EU) 2015/61 of 10 October 2014 to supplement Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to liquidity coverage requirement for Credit Institutions Commission Delegated Regulation (EU) 2015/62 of 10 October 2014 amending Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to the leverage ratio Commission Delegated Regulation (EU) 2015/488 of 4 September 2014 amending Delegated Regula­ tion (EU) No 241/2014 as regards own funds requirements for firms based on fixed overheads Commission Delegated Regulation (EU) 2015/585 of 18 December 2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for the specification of margin periods of risk Commission Delegated Regulation (EU) 2015/850 of 30 January 2015 amending Delegated Regula­ tion (EU) No 241/2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for Own Funds requirements for institutions Commission Delegated Regulation (EU) 2015/923 of 11 March 2015 amending Delegated Regulation (EU) No 241/2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to reg­ ulatory technical standards for own funds require­ ments for institutions 5.11.2020 EN Offi cial Jour nal of the European Union C 374/19

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Delegated Regulation (EU) 2016/98 of 16 October 2015 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards for specifying the general conditions for the functioning of colleges of supervisors Commission Delegated Regulation (EU) 2016/101 of 26 October 2015 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory tech­ nical standards for prudent valuation under Article 105(14), as corrected by OJ L 28, 4.2.2016, p. 17 Commission Implementing Regulation (EU) No 680/2014 of 16 April 2014 laying down imple­ menting technical standards with regard to super­ visory reporting of institutions according to Regulation (EU) No 575/2013 of the European Parliament and of the Council Commission Implementing Regulation (EU) No 710/2014 of 23 June 2014 laying down imple­ menting technical standards with regard to condi­ tions of application of the joint decision process for institution-specific prudential requirements according to Directive 2013/36/EU of the Euro­ pean Parliament and of the Council Commission Implementing Regulation (EU) No 926/2014 of 27 August 2014 laying down implementing technical standards with regard to standard forms, templates and procedures for noti­ fications relating to the exercise of the right of establishment and the freedom to provide services according to Directive 2013/36/EU of the European Parliament and of the Council Commission Implementing Regulation (EU) 2015/79 of 18 December 2014 amending Imple­ menting Regulation (EU) No 680/2014 laying down implementing technical standards with regard to supervisory reporting of institutions according to Regulation (EU) No 575/2013 of the European Parliament and of the Council as regards asset encumbrance, single data point model and validation rules Commission Implementing Regulation (EU) 2015/227 of 9 January 2015 amending Imple­ menting Regulation (EU) No 680/2014 laying down implementing technical standards with regard to supervisory reporting of institutions according to Regulation (EU) No 575/2013 of the European Parliament and of the Council C 374/20 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Implementing Regulation (EU) 2015/1278 of 9 July 2015 amending Implementing Regulation (EU) No 680/2014 lay­ ing down implementing technical standards with regard to supervisory reporting of institutions as regards instructions, templates and definitions16, as corrected by OJ L 210, 7.8.2015, p. 38 Commission Implementing Regulation (EU) 2016/99 of 16 October 2015 laying down imple­ menting technical standards with regard to deter­ mining the operational functioning of the colleges of supervisors according to Directive 2013/36/EU of the European Parliament and of the Council Commission Implementing Regulation (EU) 2016/100 of 16 October 2015 laying down imple­ menting technical standards specifying the joint decision process with regard to the application for certain prudential permissions pursuant to Reg­ ulation (EU) No 575/2013 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2016/313 of 1 March 2016 amending Implement­ ing Regulation (EU) No 680/2014 with regard to additional monitoring metrics for liquidity reporting Commission Implementing Regulation (EU) 2016/322 of 10 February 2016 amending Imple­ menting Regulation (EU) No 680/2014 laying down implementing technical standards with regard to supervisory reporting of institutions of the liquidity coverage requirement, as corrected by OJ L 95, 9.4.2016, p. 17 Commission Implementing Regulation (EU) 2016/428 of 23 March 2016 amending Imple­ menting Regulation (EU) No 680/2014 laying down implementing technical standards with regard to supervisory reporting of institutions as regards the reporting of the Leverage Ratio Commission Implementing Regulation (EU) 2016/1702 of 18 August 2016 amending Imple­ menting Regulation (EU) No 680/2014 as regards templates and instructions

81/2019 29.3.2019 To be Commission Delegated Regulation (EU) 1.1.2020 published No 183/2014 of 20 December 2013 supplement­ ing Regulation (EU) No 575/2013 of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms, with regard to regulatory technical standards for specifying the calculation of specific and general credit risk adjustments 5.11.2020 EN Offi cial Jour nal of the European Union C 374/21

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Delegated Regulation (EU) No 342/2014 of 21 January 2014 supplementing Directive 2002/87/EC of the European Parliament and of the Council and Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for the application of the calculation methods of capital adequacy requirements for financial conglomerates Commission Delegated Regulation (EU) No 523/2014 of 12 March 2014 supplementing Regulation (EU) No 575/2013 of the European Par­ liament and of the Council with regard to regula­ tory technical standards for determining what con­ stitutes the close correspondence between the value of an institution’s covered bonds and the value of the institution’s assets Commission Delegated Regulation (EU) No 525/2014 of 12 March 2014 supplementing Regulation (EU) No 575/2013 of the European Par­ liament and of the Council with regard to regula­ tory technical standards for the definition of mar­ ket Commission Delegated Regulation (EU) No 526/2014 of 12 March 2014 supplementing Regulation (EU) No 575/2013 of the European Par­ liament and of the Council with regard to regula­ tory technical standards for determining proxy spread and limited smaller portfolios for credit valuation adjustment risk Commission Delegated Regulation (EU) No 527/2014 of 12 March 2014 supplementing Directive (EU) No 2013/36/EU of the European Parliament and of the Council with regard to reg­ ulatory technical standards specifying the classes of instruments that adequately reflect the credit qual­ ity of an institution as a going concern and are appropriate to be used for the purposes of variable remuneration Commission Delegated Regulation (EU) No 528/2014 of 12 March 2014 supplementing Regulation (EU) No 575/2013 of the European Par­ liament and of the Council with regard to regula­ tory technical standards for non-delta risk of options in the standardised market risk approach, as corrected by OJ L 265, 5.9.2014, p. 32 Commission Delegated Regulation (EU) No 529/2014 of 12 March 2014 supplementing Regulation (EU) No 575/2013 of the European Par­ liament and of the Council with regard to regula­ tory technical standards for assessing the material­ ity of extensions and changes of the Internal Ratings Based Approach and the Advanced Mea­ surement Approach C 374/22 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Delegated Regulation (EU) No 530/2014 of 12 March 2014 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory tech­ nical standards further defining material exposures and thresholds for internal approaches to specific risk in the trading book Commission Delegated Regulation (EU) No 604/2014 of 4 March 2014 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory tech­ nical standards with respect to qualitative and appropriate quantitative criteria to identify cate­ gories of staff whose professional activities have a material impact on an institution’s risk profile Commission Delegated Regulation (EU) No 625/2014 of 13 March 2014 supplementing Regulation (EU) No 575/2013 of the European Par­ liament and of the Council by way of regulatory technical standards specifying the requirements for investor, sponsor, original lenders and origina­ tor institutions relating to exposures to transferred credit risk Commission Delegated Regulation (EU) No 1152/2014 of 4 June 2014 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory tech­ nical standards on the identification of the geogra­ phical location of the relevant credit exposures for calculating institution-specific countercyclical capital buffer rates Commission Delegated Regulation (EU) 2015/942 of 4 March 2015 amending Delegated Regulation (EU) No 529/2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council as regards regulatory technical stan­ dards for assessing the materiality of extensions and changes of internal approaches when calculat­ ing own funds requirements for market risk Commission Delegated Regulation (EU) 2015/1798 of 2 July 2015 correcting Delegated Regulation (EU) No 625/2014 supplementing Reg­ ulation (EU) No 575/2013 of the European Parlia­ ment and of the Council by way of regulatory tech­ nical standards specifying the requirements for investor, sponsor, original lenders and originator institutions relating to exposures to transferred credit risk 5.11.2020 EN Offi cial Jour nal of the European Union C 374/23

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Delegated Regulation (EU) 2016/861 of 18 February 2016 correcting Commission Dele­ gated Regulation (EU) No 528/2014 supplement­ ing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to reg­ ulatory technical standards for non-delta risk of options in the standardised market risk approach and correcting Commission Delegated Regulation (EU) No 604/2014 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards with respect to qualitative and appropri­ ate quantitative criteria to identify categories of staff whose professional activities have a material impact on an institution’s risk profile Commission Implementing Regulation (EU) No 1423/2013 of 20 December 2013 laying down implementing technical standards with regard to disclosure of own funds requirements for institutions according to Regulation (EU) No 575/2013 of the European Parliament and of the Council Commission Implementing Regulation (EU) No 591/2014 of 3 June 2014 on the extension of the transitional periods related to own funds requirements for exposures to central counterpar­ ties in Regulation (EU) No 575/2013 and Regula­ tion (EU) No 648/2012 of the European Parliament and of the Council Commission Implementing Regulation (EU) No 602/2014 of 4 June 2014 laying down imple­ menting technical standards for facilitating the convergence of supervisory practices with regard to the implementation of additional risk weights according to Regulation (EU) No 575/2013 of the European Parliament and of the Council Commission Implementing Regulation (EU) No 650/2014 of 4 June 2014 laying down imple­ menting technical standards with regard to the for­ mat, structure, contents list and annual publication date of the information to be disclosed by compe­ tent authorities in accordance with Directive 2013/36/EU of the European Parliament and of the Council

82/2019 29.3.2019 To be Regulation (EU) 2016/1014 of the European Par­ 1.1.2020 published liament and of the Council of 8 June 2016 amend­ ing Regulation (EU) No 575/2013 as regards exemptions for commodity dealers C 374/24 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Delegated Regulation (EU) No 1187/2014 of 2 October 2014 supplementing Regulation (EU) No 575/2013 of the European Par­ liament and of the Council as regards regulatory technical standards for determining the overall exposure to a client or a group of connected clients in respect of transactions with underlying assets Commission Delegated Regulation (EU) No 1222/2014 of 8 October 2014 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory tech­ nical standards for the specification of the metho­ dology for the identification of global systemically important institutions and for the definition of subcategories of global systemically important institutions Commission Delegated Regulation (EU) 2015/1555 of 28 May 2015 supplementing Regulation (EU) No 575/2013 of the European Par­ liament and of the Council with regard to regula­ tory technical standards for the disclosure of infor­ mation in relation to the compliance of institutions with the requirement for a countercyclical capital buffer in accordance with Article 440 Commission Delegated Regulation (EU) 2015/1556 of 11 June 2015 supplementing Reg­ ulation (EU) No 575/2013 of the European Parlia­ ment and of the Council with regard to regulatory technical standards for the transitional treatment of equity exposures under the IRB approach Commission Delegated Regulation (EU) 2016/709 of 26 January 2016 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory tech­ nical standards specifying the conditions for the application of the derogations concerning curren­ cies with constraints on the availability of liquid assets Commission Delegated Regulation (EU) 2017/72 of 23 September 2016 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards specifying conditions for data waiver permissions Commission Delegated Regulation (EU) 2017/180 of 24 October 2016 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards for benchmarking portfolio assessment standards and assessment-sharing procedures 5.11.2020 EN Offi cial Jour nal of the European Union C 374/25

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Delegated Regulation (EU) 2017/208 of 31 October 2016 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory tech­ nical standards for additional liquidity outflows corresponding to collateral needs resulting from the impact of an adverse market scenario on an institution’s derivatives transactions Commission Implementing Regulation (EU) No 945/2014 of 4 September 2014 laying down implementing technical standards with regard to relevant appropriately diversified indices according to Regulation (EU) No 575/2013 of the European Parliament and of the Council Commission Implementing Regulation (EU) No 1030/2014 of 29 September 2014 laying down implementing technical standards with regard to the uniform formats and date for the dis­ closure of the values used to identify global sys­ temically important institutions according to Reg­ ulation (EU) No 575/2013 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2015/233 of 13 February 2015 laying down implementing technical standards with regard to currencies in which there is an extremely narrow definition of central bank eligibility pursuant to Regulation (EU) No 575/2013 of the European Par­ liament and of the Council Commission Implementing Regulation (EU) 2015/2197 of 27 November 2015 laying down implementing technical standards with regard to closely correlated currencies in accordance with Regulation (EU) No 575/2013 of the European Par­ liament and of the Council Commission Implementing Regulation (EU) 2015/2344 of 15 December 2015 laying down implementing technical standards with regard to currencies with constraints on the availability of liquid assets in accordance with Regulation (EU) No 575/2013 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2016/200 of 15 February 2016 laying down implementing technical standards with regard to disclosure of the leverage ratio for institutions, according to Regulation (EU) No 575/2013 of the European Parliament and of the Council C 374/26 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Implementing Regulation (EU) 2016/818 of 17 May 2016 amending Implement­ ing Regulation (EU) No 1030/2014 laying down implementing technical standards with regard to the uniform formats and date for the disclosure of the values used to identify global systemically important institutions according to Regulation (EU) No 575/2013 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2016/1646 of 13 September 2016 laying down implementing technical standards with regard to main indices and recognised exchanges in accor­ dance with Regulation (EU) No 575/2013 of the European Parliament and of the Council on pru­ dential requirements for credit institutions and investment firms Commission Implementing Regulation (EU) 2016/1799 of 7 October 2016 laying down imple­ menting technical standards with regard to the mapping of credit assessments of external credit assessment institutions for credit risk in accor­ dance with Articles 136(1) and 136(3) of Regula­ tion (EU) No 575/2013 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2016/1801 of 11 October 2016 on laying down implementing technical standards with regard to the mapping of credit assessments of external credit assessment institutions for securitisation in accordance with Regulation (EU) No 575/2013 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2016/2070 of 14 September 2016 laying down implementing technical standards for templates, definitions and IT-solutions to be used by institutions when reporting to the European Bank­ ing Authority and to competent authorities in accordance with Article 78(2) of Directive 2013/36/EU of the European Parliament and of the Council Commission Implementing Decision 2014/908/EU of 12 December 2014 on the equivalence of the supervisory and regulatory requirements of certain third countries and terri­ tories for the purposes of the treatment of expo­ sures according to Regulation (EU) No 575/2013 of the European Parliament and of the Council Commission Implementing Decision (EU) 2016/230 of 17 February 2016 amending Imple­ menting Decision 2014/908/EU as regards the lists of third countries and territories whose supervi­ sory and regulatory requirements are considered equivalent for the purposes of the treatment of exposures according to Regulation (EU) No 575/2013 of the European Parliament and of the Council 5.11.2020 EN Offi cial Jour nal of the European Union C 374/27

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Implementing Decision (EU) 2016/2358 of 20 December 2016 amending Implementing Decision 2014/908/EU as regards the lists of third countries and territories whose supervisory and regulatory requirements are con­ sidered equivalent for the purposes of the treat­ ment of exposures according to Regulation (EU) No 575/2013 of the European Parliament and of the Council

83/2019 29.3.2019 To be Commission Delegated Regulation (EU) 1.1.2020 published No 524/2014 of 12 March 2014 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory tech­ nical standards specifying the information that competent authorities of home and host Member States supply to one another Commission Delegated Regulation (EU) 2016/822 of 21 April 2016 amending Delegated Regulation (EU) No 153/2013 as regards the time horizons for the liquidation period to be considered for the dif­ ferent classes of financial instruments Commission Delegated Regulation (EU) 2016/1608 of 17 May 2016 amending Delegated Regulation (EU) No 1222/2014 with regard to reg­ ulatory technical standards for the specification of the methodology for the identification of global systemically important institutions and for the definition of subcategories of global systemically important institutions Commission Delegated Regulation (EU) 2016/2251 of 4 October 2016 supplementing Regulation (EU) No 648/2012 of the European Par­ liament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards for risk- mitigation techniques for OTC derivative contracts not cleared by a central counterparty, as corrected by OJ L 29, 3.2.2017, p. 69 Commission Delegated Regulation (EU) 2017/323 of 20 January 2017 correcting Delegated Regula­ tion (EU) 2016/2251 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards for risk-mitiga­ tion techniques for OTC derivative contracts not cleared by a central counterparty Commission Delegated Regulation (EU) 2017/610 of 20 December 2016 amending Regulation (EU) No 648/2012 of the European Parliament and of the Council as regards the extension of the transitional periods related to pension scheme arrangements C 374/28 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Delegated Regulation (EU) 2017/979 of 2 March 2017 amending Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counter­ parties and trade repositories with regard to the list of exempted entities Commission Delegated Regulation (EU) 2017/1230 of 31 May 2017 supplementing Regulation (EU) No 575/2013 of the European Par­ liament and of the Council with regard to regula­ tory technical standards further specifying the additional objective criteria for the application of a preferential liquidity outflow or inflow rate for cross-border undrawn credit or liquidity facilities within a group or an institutional protection scheme Commission Implementing Regulation (EU) No 620/2014 of 4 June 2014 laying down imple­ menting technical standards with regard to infor­ mation exchange between competent authorities of home and host Member States, according to Directive 2013/36/EU of the European Parliament and of the Council Commission Implementing Regulation (EU) No 1317/2014 of 11 December 2014 on the extension of the transitional periods related to own funds requirements for exposures to central counterparties in Regulations (EU) No 575/2013 and (EU) No 648/2012 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2015/880 of 4 June 2015 on the extension of the transitional periods related to own funds require­ ments for exposures to central counterparties set out in Regulations (EU) No 575/2013 and (EU) No 648/2012 of the European Parliament and of the Council, as corrected by OJ L 244, 19.9.2015, p. 60 Commission Implementing Regulation (EU) 2015/2326 of 11 December 2015 on the exten­ sion of the transitional periods related to own funds requirements for exposures to central coun­ terparties set out in Regulation (EU) No 575/2013 and Regulation (EU) No 648/2012 of the European Parliament and of the Council 5.11.2020 EN Offi cial Jour nal of the European Union C 374/29

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Implementing Regulation (EU) 2016/892 of 7 June 2016 on the extension of the transitional periods related to own funds require­ ments for exposures to central counterparties set out in Regulation (EU) No 575/2013 and Regula­ tion (EU) No 648/2012 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2016/2227 of 9 December 2016 on the extension of the transitional periods related to own funds requirements for exposures to central counterpar­ ties set out in Regulations (EU) No 575/2013 and (EU) No 648/2012 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2017/461 of 16 March 2017 laying down imple­ menting technical standards with regard to com­ mon procedures, forms and templates for the con­ sultation process between the relevant competent authorities for proposed acquisitions of qualifying holdings in credit institutions as referred to in Arti­ cle 24 of Directive 2013/36/EU of the European Parliament and of the Council Commission Implementing Regulation (EU) 2017/954 of 6 June 2017 on the extension of the transitional periods related to own funds require­ ments for exposures to central counterparties set out in Regulations (EU) No 575/2013 and (EU) No 648/2012 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2017/1443 of 29 June 2017 amending Imple­ menting Regulation (EU) No 680/2014 laying down implementing technical standards with regards to supervisory reporting of institutions according to Regulation (EU) No 575/2013 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2017/1486 of 10 July 2017 amending Imple­ menting Regulation (EU) 2016/2070 as regards benchmarking portfolios and reporting instructions Commission Implementing Regulation (EU) 2018/634 of 24 April 2018 amending Implement­ ing Regulation (EU) 2016/1799 as regards the mapping tables specifying the correspondence between the credit risk assessments of external credit assessment institutions and the credit quality steps set out in Regulation (EU) No 575/2013 of the European Parliament and of the Council C 374/30 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Implementing Decision (EU) 2016/377 of 15 March 2016 on the equivalence of the regulatory framework of the United States of America for central counterparties that are authorised and supervised by the Commodity Futures Trading Commission to the requirements of Regulation (EU) No 648/2012 of the European Parliament and of the Council Commission Implementing Decision (EU) 2016/2269 of 15 December 2016 on the equiva­ lence of the regulatory framework for central coun­ terparties in India in accordance with Regulation (EU) No 648/2012 of the European Parliament and of the Council Commission Implementing Decision (EU) 2016/2274 of 15 December 2016 on the equiva­ lence of the regulatory framework for central coun­ terparties in New Zealand in accordance with Regulation (EU) No 648/2012 of the European Par­ liament and of the Council Commission Implementing Decision (EU) 2016/2275 of 15 December 2016 on the equiva­ lence of the regulatory framework for central coun­ terparties in Japan in accordance with Regulation (EU) No 648/2012 of the European Parliament and of the Council Commission Implementing Decision (EU) 2016/2276 of 15 December 2016 on the equiva­ lence of the regulatory framework for central coun­ terparties in Brazil in accordance with Regulation (EU) No 648/2012 of the European Parliament and of the Council Commission Implementing Decision (EU) 2016/2277 of 15 December 2016 on the equiva­ lence of the regulatory framework for central coun­ terparties in the Dubai International Financial Cen­ tre in accordance with Regulation (EU) No 648/2012 of the European Parliament and of the Council Commission Implementing Decision (EU) 2016/2278 of 15 December 2016 on the equiva­ lence of the regulatory framework for central coun­ terparties in the United Arab Emirates in accor­ dance with Regulation (EU) No 648/2012 of the European Parliament and of the Council

84/2019 29.3.2019 OJ L 235, 12.9.2019, Regulation (EU) 2017/1129 of the European Par­ 29.6.2019 p. 5 liament and of the Council of 14 June 2017 on the EEA Supplement No 73, prospectus to be published when securities are 12 September 2019, offered to the public or admitted to trading on a p. 1 regulated market, and repealing Directive 2003/71/EC 5.11.2020 EN Offi cial Jour nal of the European Union C 374/31

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

85/2019 29.3.2019 OJ L 279, 31.10.2019, Commission Delegated Regulation (EU) 3.12.2019 p. 149 2016/2020 of 26 May 2016 supplementing Reg­ EEA Supplement No 88, ulation (EU) No 600/2014 of the European Parlia­ 31 October 2019, p. 7 ment and of the Council on markets in financial instruments with regard to regulatory technical standards on criteria for determining whether deri­ vatives subject to the clearing obligation should be subject to the trading obligation Commission Delegated Regulation (EU) 2016/2021 of 2 June 2016 supplementing Regula­ tion (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instru­ ments with regard to regulatory technical standards on access in respect of benchmarks Commission Delegated Regulation (EU) 2016/2022 of 14 July 2016 supplementing Regu­ lation (EU) No 600/2014 of the European Parlia­ ment and of the Council with regard to regulatory technical standards concerning the information for registration of third-country firms and the format of information to be provided to the clients Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive Commission Delegated Regulation (EU) 2017/566 of 18 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the ratio of unexecuted orders to transactions in order to prevent disorderly trading conditions Commission Delegated Regulation (EU) 2017/567 of 18 May 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transpar­ ency, portfolio compression and supervisory mea­ sures on product intervention and positions Commission Delegated Regulation (EU) 2017/568 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the admission of financial instru­ ments to trading on regulated markets Commission Delegated Regulation (EU) 2017/569 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the suspension and removal of finan­ cial instruments from trading C 374/32 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Delegated Regulation (EU) 2017/570 of 26 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the determination of a material market in terms of liquidity in relation to notifications of a tempor­ ary halt in trading Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers Commission Delegated Regulation (EU) 2017/572 of 2 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on the specification of the offering of pre-and post-trade data and the level of disaggrega­ tion of data Commission Delegated Regulation (EU) 2017/573 of 6 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on requirements to ensure fair and non-discrimina­ tory co-location services and fee structures Commission Delegated Regulation (EU) 2017/574 of 7 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the level of accuracy of business clocks Commission Delegated Regulation (EU) 2017/575 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards con­ cerning the data to be published by execution venues on the quality of execution of transactions Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution 5.11.2020 EN Offi cial Jour nal of the European Union C 374/33

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Delegated Regulation (EU) 2017/577 of 13 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations Commission Delegated Regulation (EU) 2017/578 of 13 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards spe­ cifying the requirements on market making agree­ ments and schemes Commission Delegated Regulation (EU) 2017/579 of 13 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the direct, substantial and foreseeable effect of deri­ vative contracts within the Union and the preven­ tion of the evasion of rules and obligations Commission Delegated Regulation (EU) 2017/580 of 24 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the maintenance of relevant data relating to orders in financial instruments Commission Delegated Regulation (EU) 2017/581 of 24 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on clearing access in respect of trading venues and central counterparties Commission Delegated Regulation (EU) 2017/582 of 29 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards specifying the obligation to clear deriva­ tives traded on regulated markets and timing of acceptance for clearing Commission Delegated Regulation (EU) 2017/583 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on trans­ parency requirements for trading venues and invest­ ment firms in respect of bonds, structured finance products, emission allowances and derivatives C 374/34 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Delegated Regulation (EU) 2017/584 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying organisational requirements of trading venues Commission Delegated Regulation (EU) 2017/585 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the European Securities and Markets Authority and competent authorities Commission Delegated Regulation (EU) 2017/586 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the exchange of information between competent authorities when cooperating in super­ visory activities, on-the-spot verifications and investigations Commission Delegated Regulation (EU) 2017/587 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transac­ tion execution obligations in respect of certain shares on a trading venue or by a systematic inter­ naliser Commission Delegated Regulation (EU) 2017/588 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the tick size regime for shares, deposi­ tary receipts and exchange-traded funds Commission Delegated Regulation (EU) 2017/589 of 19 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the organisational require­ ments of investment firms engaged in algorithmic trading Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to com­ petent authorities 5.11.2020 EN Offi cial Jour nal of the European Union C 374/35

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Delegated Regulation (EU) 2017/591 of 1 December 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the application of position limits to commodity derivatives Commission Delegated Regulation (EU) 2017/592 of 1 December 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the criteria to establish when an activ­ ity is considered to be ancillary to the main business Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016 supplementing Direc­ tive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards spe­ cifying information to be notified by investment firms, market operators and credit institutions, as corrected by OJ L 292, 10.11.2017, p. 119 Commission Delegated Regulation (EU) 2017/1799 of 12 June 2017 supplementing Reg­ ulation (EU) No 600/2014 of the European Parlia­ ment and of the Council as regards the exemption of certain third countries central banks in their per­ formance of monetary, foreign exchange and finan­ cial stability policies from pre- and post-trade transparency requirements Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016 supplementing Direc­ tive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 supplementing Direc­ tives 2004/39/EC and 2014/65/EU of the Euro­ pean Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisi­ tion of a qualifying holding in an investment firm Commission Delegated Regulation (EU) 2017/2154 of 22 September 2017 supplementing Regulation (EU) No 600/2014 of the European Par­ liament and of the Council with regard to regula­ tory technical standards on indirect clearing arrangements Commission Delegated Regulation (EU) 2017/2194 of 14 August 2017 supplementing Regulation (EU) No 600/2014 of the European Par­ liament and of the Council on markets in financial instruments with regard to package orders C 374/36 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Delegated Regulation (EU) 2017/2417 of 17 November 2017 supplementing Regulation (EU) No 600/2014 of the European Par­ liament and of the Council on markets in financial instruments with regard to regulatory technical standards on the trading obligation for certain deri­ vatives Commission Delegated Regulation (EU) 2018/63 of 26 September 2017 amending Delegated Regu­ lation (EU) 2017/571 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers Commission Implementing Regulation (EU) 2016/824 of 25 May 2016 laying down imple­ menting technical standards with regard to the con­ tent and format of the description of the function­ ing of multilateral trading facilities and organised trading facilities and the notification to the Euro­ pean Securities and Markets Authority according to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instru­ ments Commission Implementing Regulation (EU) 2017/953 of 6 June 2017 laying down implement­ ing technical standards with regard to the format and the timing of position reports by investment firms and market operators of trading venues pur­ suant to Directive 2014/65/EU of the European Parliament and of the Council on markets in finan­ cial instruments Commission Implementing Regulation (EU) 2017/980 of 7 June 2017 laying down implement­ ing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on- site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU of the European Parlia­ ment and of the Council Commission Implementing Regulation (EU) 2017/981 of 7 June 2017 laying down implement­ ing technical standards with regard to standard forms, templates and procedures for the consulta­ tion of other competent authorities prior to grant­ ing an authorisation in accordance with Directive 2014/65/EU of the European Parliament and of the Council Commission Implementing Regulation (EU) 2017/988 of 6 June 2017 laying down implement­ ing technical standards with regard to standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State 5.11.2020 EN Offi cial Jour nal of the European Union C 374/37

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Implementing Regulation (EU) 2017/1005 of 15 June 2017 laying down imple­ menting technical standards with regard to the for­ mat and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments Commission Implementing Regulation (EU) 2017/1093 of 20 June 2017 laying down imple­ menting technical standards with regard to the for­ mat of position reports by investment firms and market operators Commission Implementing Regulation (EU) 2017/1111 of 22 June 2017 laying down imple­ menting technical standards with regard to proce­ dures and forms for submitting information on sanctions and measures in accordance with Direc­ tive 2014/65/EU of the European Parliament and of the Council Commission Implementing Regulation (EU) 2017/1944 of 13 June 2017 laying down imple­ menting technical standards with regard to stan­ dard forms, templates and procedures for the con­ sultation process between relevant competent authorities in relation to the notification of a pro­ posed acquisition of a qualifying holding in an investment firm in accordance with Directives 2004/39/EC and 2014/65/EU of the European Par­ liament and of the Council Commission Implementing Regulation (EU) 2017/1945 of 19 June 2017 laying down imple­ menting technical standards with regard to notifi­ cations by and to applicant and authorised invest­ ment firms according to Directive 2014/65/EU of the European Parliament and of the Council Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council, as corrected by OJ L 33, 7.2.2018, p. 5 Commission Delegated Directive (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, pro­ duct governance obligations and the rules applic­ able to the provision or reception of fees, commis­ sions or any monetary or non-monetary benefits C 374/38 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Implementing Decision (EU) 2017/2238 of 5 December 2017 on the equiva­ lence of the legal and supervisory framework applicable to designated contract markets and swap execution facilities in the United States of America in accordance with Regulation (EU) No 600/2014 of the European Parliament and of the Council Commission Implementing Decision (EU) 2017/2318 of 13 December 2017 on the equiva­ lence of the legal and supervisory framework in Australia applicable to financial markets in accor­ dance with Directive 2014/65/EU of the European Parliament and of the Council Commission Implementing Decision (EU) 2017/2319 of 13 December 2017 on the equiva­ lence of the legal and supervisory framework applicable to recognised exchange companies in Hong Kong Special Administrative Region in accordance with Directive 2014/65/EU of the European Parliament and of the Council Commission Implementing Decision (EU) 2017/2320 of 13 December 2017 on the equiva­ lence of the legal and supervisory framework of the United States of America for national securities exchanges and alternative trading systems in accor­ dance with Directive 2014/65/EU of the European Parliament and of the Council Commission Implementing Decision (EU) 2017/2441 of 21 December 2017 on the equiva­ lence of the legal and supervisory framework applicable to stock exchanges in Switzerland in accordance with Directive 2014/65/EU of the European Parliament and of the Council

98/2019 29.3.2019 To be Regulation (EU) 2015/759 of the European Parlia­ 1.11.2019 published ment and of the Council of 29 April 2015 amend­ ing Regulation (EC) No 223/2009 on European statistics

100/2019 11.4.2019 OJ L 192, 18.7.2019, Commission Delegated Regulation (EU) 2019/462 3.12.2019 p. 55 of 30 January 2019 amending Delegated Regula­ EEA Supplement No 57, tion (EU) 2017/1799 as regards the exemption of 18 July 2019, p. 22 the Bank of England from the pre- and post-trade transparency requirements in Regulation (EU) No 600/2014 of the European Parliament and of the Council

104/2019 11.4.2019 OJ L 192, 18.7.2019, Commission Delegated Regulation (EU) 2019/564 1.1.2020 p. 59 of 28 March 2019 amending Delegated Regulation EEA Supplement No 57, (EU) 2016/2251 supplementing Regulation (EU) 18 July 2019, p. 26 No 648/2012 of the European Parliament and of the Council as regards the date until which counter­ parties may continue to apply their risk-manage­ ment procedures for certain OTC derivative con­ tracts not cleared by a CCP 5.11.2020 EN Offi cial Jour nal of the European Union C 374/39

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

187/2019 10.7.2019 To be Commission Delegated Regulation (EU) 2016/778 1.1.2020 published of 2 February 2016 supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to the circumstances and conditions under which the payment of extraordin­ ary ex post contributions may be partially or entirely deferred, and on the criteria for the deter­ mination of the activities, services and operations with regard to critical functions, and for the deter­ mination of the business lines and associated ser­ vices with regard to core business lines Commission Delegated Regulation (EU) 2016/1401 of 23 May 2016 supplementing Direc­ tive 2014/59/EU of the European Parliament and of the Council establishing a framework for the recovery and resolution of credit institutions and investment firms with regard to regulatory techni­ cal standards for methodologies and principles on the valuation of liabilities arising from derivatives Commission Delegated Regulation (EU) 2017/867 of 7 February 2017 on classes of arrangements to be protected in a partial property transfer under Article 76 of Directive 2014/59/EU of the Euro­ pean Parliament and of the Council Commission Delegated Regulation (EU) 2018/344 of 14 November 2017 supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the criteria relating to the methodologies for valuation of difference in treat­ ment in resolution Commission Delegated Regulation (EU) 2018/345 of 14 November 2017 supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the criteria relating to the methodology for assessing the value of assets and liabilities of institutions or entities Commission Implementing Regulation (EU) 2018/308 of 1 March 2018 laying down imple­ menting technical standards for Directive 2014/59/EU of the European Parliament and of the Council with regard to formats, templates and definitions for the identification and transmission of information by resolution authorities for the purposes of informing the European Banking Authority of the minimum requirement for own funds and eligible liabilities C 374/40 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

190/2019 10.7.2019 OJ L 235, 12.9.2019, Regulation (EU) 2016/1011 of the European Par­ 18.12.2019 p. 9 liament and of the Council of 8 June 2016 on EEA Supplement No 73, indices used as benchmarks in financial instru­ 12 September 2019, ments and financial contracts or to measure the p. 5 performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Reg­ ulation (EU) No 596/2014

200/2019 10.7.2019 To be published Directive (EU) 2017/1132 of the European Parlia­ 1.2.2020 ment and of the Council of 14 June 2017 relating to certain aspects of company law (codification)

238/2019 27.9.2019 To be published Commission Delegated Regulation (EU) 2018/64 18.12.2019 of 29 September 2017 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to specifying how the cri­ teria of Article 20(1)(c)(iii) are to be applied for assessing whether certain events would result in significant and adverse impacts on market integ­ rity, financial stability, consumers, the real econ­ omy or the financing of households and businesses in one or more Member States Commission Delegated Regulation (EU) 2018/65 of 29 September 2017 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council specifying technical elements of the definitions laid down in paragraph 1 of Article 3 of the Regulation Commission Delegated Regulation (EU) 2018/66 of 29 September 2017 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council specifying how the nominal amount of financial instruments other than derivatives, the notional amount of derivatives and the net asset value of investment funds are to be assessed Commission Delegated Regulation (EU) 2018/67 of 3 October 2017 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to the establishment of the conditions to assess the impact resulting from the cessation of or change to existing benchmarks Commission Delegated Regulation (EU) 2018/1637 of 13 July 2018 supplementing Regu­ lation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory tech­ nical standards for the procedures and characteris­ tics of the oversight function Commission Delegated Regulation (EU) 2018/1638 of 13 July 2018 supplementing Regu­ lation (EU) 2016/1011 of the European Parliament and of the Council with 5.11.2020 EN Offi cial Jour nal of the European Union C 374/41

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

regard to regulatory technical standards specifying further how to ensure that input data is appropriate and verifiable, and the internal oversight and ver­ ification procedures of a contributor that the administrator of a critical or significant benchmark has to ensure are in place where the input data is contributed from a front office function Commission Delegated Regulation (EU) 2018/1639 of 13 July 2018 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards specifying further the elements of the code of conduct to be developed by administrators of benchmarks that are based on input data from contributors Commission Delegated Regulation (EU) 2018/1640 of 13 July 2018 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards specifying further the governance and control requirements for supervised contributors Commission Delegated Regulation (EU) 2018/1641 of 13 July 2018 supplementing Regu­ lation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory tech­ nical standards specifying further the information to be provided by administrators of critical or significant benchmarks on the methodology used to determine the benchmark, the internal review and approval of the methodology and on the pro­ cedures for making material changes in the meth­ odology Commission Delegated Regulation (EU) 2018/1642 of 13 July 2018 supplementing Regu­ lation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory tech­ nical standards specifying further the criteria to be taken into account by competent authorities when assessing whether administrators of significant benchmarks should apply certain requirements Commission Delegated Regulation (EU) 2018/1643 of 13 July 2018 supplementing Regu­ lation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory tech­ nical standards specifying further the contents of, and cases where updates are required to, the bench­ mark statement to be published by the administra­ tor of a benchmark Commission Delegated Regulation (EU) 2018/1644 of 13 July 2018 supplementing Regu­ lation (EU) 2016/1011 of the European C 374/42 EN Offi cial Jour nal of the European Union 5.11.2020

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Parliament and of the Council with regard to regulatory technical standards determining the minimum content of cooperation arrangements with competent authorities of third countries whose legal framework and supervisory practices have been recognised as equivalent Commission Delegated Regulation (EU) 2018/1645 of 13 July 2018 supplementing Regu­ lation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory tech­ nical standards for the form and content of the application for recognition with the competent authority of the Member State of reference and of the presentation of information in the notification to European Securities and Markets Authority (ESMA) Commission Delegated Regulation (EU) 2018/1646 of 13 July 2018 supplementing Regu­ lation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory tech­ nical standards for the information to be provided in an application for authorisation and in an appli­ cation for registration Commission Implementing Regulation (EU) 2016/1368 of 11 August 2016 establishing a list of critical benchmarks used in financial markets pursuant to Regulation (EU) 2016/1011 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2017/1147 of 28 June 2017 amending Imple­ menting Regulation (EU) 2016/1368 establishing a list of critical benchmarks used in financial mar­ kets pursuant to Regulation (EU) 2016/1011 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2017/2446 of 19 December 2017 amending Implementing Regulation (EU) 2016/1368 estab­ lishing a list of critical benchmarks used in financial markets pursuant to Regulation (EU) 2016/1011 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2018/1105 of 8 August 2018 laying down imple­ menting technical standards with regard to proce­ dures and forms for the provision of information by competent authorities to ESMA under Regula­ tion (EU) 2016/1011 of the European Parliament and of the Council 5.11.2020 EN Offi cial Jour nal of the European Union C 374/43

Decision Date of entry Date of adoption Publication reference Legal act(s) integrated number into force

Commission Implementing Regulation (EU) 2018/1106 of 8 August 2018 laying down imple­ menting technical standards with regard to tem­ plates for the compliance statement to be published and maintained by administrators of significant and non-significant benchmarks pursuant to Reg­ ulation (EU) 2016/1011 of the European Parlia­ ment and of the Council Commission Implementing Regulation (EU) 2018/1557 of 17 October 2018 amending Imple­ menting Regulation (EU) 2016/1368 establishing a list of critical benchmarks used in financial markets pursuant to Regulation (EU) 2016/1011 of the European Parliament and of the Council Commission Implementing Regulation (EU) 2019/482 of 22 March 2019 amending Commis­ sion Implementing Regulation (EU) 2016/1368 establishing a list of critical benchmarks used in financial markets pursuant to Regulation (EU) 2016/1011 of the European Parliament and of the Council

261/2019 25.10.2019 To be Commission Delegated Regulation (EU) 2018/72 1.1.2020 published of 4 October 2017 supplementing Regulation (EU) 2015/751 of the European Parliament and of the Council on interchange fees for card-based payment transactions with regard to regulatory technical standards establishing the requirements to be complied with by payment card schemes and processing entities to ensure the application of independence requirements in terms of account­ ing, organisation and decision-making process

271/2019 31.10.2019 To be Commission Implementing Decision (EU) 1.1.2020 published 2019/545 of 3 April 2019 amending Implementing Decision (EU) 2018/2030 determining, for a limited period of time, that the regulatory framework applicable to central securities depositories of the United Kingdom of Great Britain and Northern Ireland is equivalent in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council C 374/44 EN Offi cial Jour nal of the European Union 5.11.2020

V

(Announcements)

COURT PROCEEDINGS

EFTA COURT

JUDGMENT OF THE COURT of 16 July 2020 in Case E-7/19 Tak – Malbik ehf. v the Icelandic Road and Coastal Administration and Þróttur ehf. (Public Procurement – Directive 2014/24/EU – Public works contract – Public service contract)

(2020/C 374/07)

In Case E-7/19, Tak – Malbik ehf. v the Icelandic Road and Coastal Administration and Þróttur ehf – REQUEST to the Court under Article 34 of the Agreement between the EFTA States on the Establishment of a Surveillance Authority and a Court of Justice by the Public Procurement Complaints Committee (Kærunefnd útboðsmála) concerning the interpretation of Directive 2014/24/EU of the European Parliament and of the Council of 26 February 2014 on public procurement and repealing Directive 2004/18/EC, and in particular points (6), (7) and (9) of Article 2(1) thereof, the Court, composed of Páll Hreinsson, President, Per Christiansen, and Bernd Hammermann (Judge-Rapporteur), Judges, gave judgment on 16 July 2020, the operative part of which is as follows:

In circumstances such as those of the case in the main proceedings, there is no public works contract within the meaning of point (6) of Article 2(1) of Directive 2014/24/EU of the European Parliament and of the Council of 26 February 2014 on public procurement and repealing Directive 2004/18/EC. A public contract which has as its object the provision of services other than those referred to in point (6) of Article 2(1) of Directive 2014/24/EU, constitutes a public service contract within the meaning of point (9) of Article 2(1) thereof. 5.11.2020 EN Offi cial Jour nal of the European Union C 374/45

Request for an Advisory Opinion from the EFTA Court by Norges Høyesterett dated 30 June 2020 in criminal proceedings against N (Case E-8/20)

(2020/C 374/08)

A request has been made to the EFTA Court dated 30 June 2020 from Norges Høyesterett (the Supreme Court of Norway), which was received at the Court Registry on 2 July 2020, for an Advisory Opinion in criminal proceedings against N on the following questions:

Questions about the state of the law before 1 June 2012

Question 1: Is the term ‘sickness benefits’ in Article 4(1)(a) of Regulation No 1408/71 to be interpreted as encompassing a benefit such as the work assessment allowance (arbeidsavklaringspenger)?

Question 2: Is Article 22 of Regulation No 1408/71, or possibly Article 19, to be interpreted as conferring entitlement to receive cash benefits only when residing (bosetting) in an EEA State other than the competent State, or are shorter stays (opphold) such as in the present case also included?

Question 3: If shorter stays such as in the present case are also included, is Article 22 of Regulation No 1408/71 and its reference to authorisation from the competent institution, or possibly Article 19, to be interpreted as meaning that the competent State may make a person’s entitlement to be able to bring their work assessment allowance along subject to the condition that that person must have applied for and obtained authorisation to stay (oppholde seg) in another EEA State?

Question 4: Should Regulation No 1408/71 be found not to confer entitlement to bring work assessment allowance along during a stay in another EEA State, or possibly not without authorisation from the competent institution pursuant to national rules, must it also be determined whether the national rules come within the scope of other EEA rules?

Question 5: Do Articles 28 or 36 of the EEA Agreement apply in a situation where a national of an EEA State has a shorterleisure stay in another EEA State?

Question 6: If that question is answered in the affirmative, is it a restriction on free movement under Article 28 of the EEA Agreement or Article 36 that national law lays down the following conditions: — (i) that the benefit may be given only for a limited period of time which, according to administrative circulars, may not usually exceed four weeks per year; and — (ii) that the stay abroad is compatible with the performance of defined activity obligations and does not impede follow- up and control by the competent institution, and — (iii) that the person concerned must apply for and obtain authorisation from the competent institution (and compliance with the notification duty is controlled through the use of a notification form)?

Question 7: If the condition in (i) constitutes a restriction, can the condition be justified as a general safeguarding of the considerations underlying condition (ii), that is to say, ensuring performance of defined activity obligations and also follow-up and control?

Question 8: If condition (i) cannot be justified and conditions (ii) and (iii) constitute a restriction, can conditions (ii) and (iii) be justified on the basis of the same considerations?

Question 9: If conditions (ii) and (iii) can be justified, is it compatible with Articles 28 and 36 of the EEA Agreement for a person who has failed to apply for and obtain authorisation to bring benefits along to another EEA State and who provides the competent institution with incorrect information about the place of stay (oppholdssted) to be ordered to repay the benefit which was thus unlawfully acquired under national law?

Question 10: If that question is answered in the affirmative, is it compatible with Articles 28 and 36 of the EEA Agreement for the person concerned potentially to be subject to criminal sanctions for having provided incorrect information and thus having misled the competent institution into making unfounded payments?

Question 11: If question 5 is answered in the negative, do Articles 4 or6 of Directive 2004/38 apply in a situation where a national of an EEA State has a shorter leisure stay in another EEA State? In so far as Article 6 applies, does that provision impose obligations on the home State? If Articles 4 or 6 is applicable and may be relied on as against the home State, the same question as questions 6 to 10 are asked in so far as they fit. C 374/46 EN Offi cial Jour nal of the European Union 5.11.2020

Questions about the state of the law after 1 June 2012

Question 12: Is the term ‘sickness benefits’ in Article 3(1)(a) of Regulation No 883/2004 to be interpreted as encompassing a benefit such as a work assessment allowance?

Question 13: Is the term ‘staying’ in Article 21(1) of Regulation No 883/2004, which is defined as ‘temporary residence’ in Article 1(k), to be interpreted as encompassing each and every short-term stay in another EEA State not constituting residence, including stays such as in the present case?

Question 14: If that question is answered in the affirmative, is Article 21 of Regulation No 883/2004 to be interpreted as only covering situations where the medical diagnosis is given during the stay in the other EEA State, or also situations where – as in the present case – the diagnosis is recognised by the competent institution before departure?

Question 15: If Article 21 is applicable in a situation such as that in the present case, is that provision, including the condition ‘in accordance with the legislation it applies’, to be interpreted as meaning that the competent EEA State may maintain the following conditions: — (i) that the benefit may be given only for a limited period of time which, according to administrative circulars, may not usually exceed four weeks per year; and — (ii) that the stay abroad is compatible with the performance of defined activity obligations and does not impede follow- up and control by the competent institution, and — (iii) that the person concerned must apply for and obtain authorisation from the competent institution (and compliance with the notification duty is controlled through the use of a notification form)?

Question 16: If Article 21 precludes condition (i), but not (ii) and (iii), do (ii) and (iii) come within the scope of other EEA rules (see question 4 et seq.)? 5.11.2020 EN Offi cial Jour nal of the European Union C 374/47

JUDGMENT OF THE COURT of 16 July 2020 in Case E-8/19 Scanteam AS v The Norwegian Government, represented by the Ministry of Foreign Affairs (Public procurement – Directive 2014/24/EU – Definition of ‘contracting authority’ – Foreign mission of an EFTA State – Applicability of EEA law – Article 126 EEA – Geographic scope of the EEA Agreement)

(2020/C 374/09)

In Case E-8/19, Scanteam AS v The Norwegian Government, represented by the Ministry of Foreign Affairs – REQUEST to the Court under Article 34 of the Agreement between the EFTA States on the Establishment of a Surveillance Authority and a Court of Justice by the Complaints Board for Public Procurement (Klagenemnda for offentlige anskaffelser) concerning the interpretation of Directive 2014/24/EU of the European Parliament and of the Council of 26 February 2014 on public procurement and repealing Directive 2004/18/EC, as adapted to the Agreement on the European Economic Area, the Court, composed of Páll Hreinsson, President (Judge-Rapporteur), Per Christiansen and Bernd Hammermann, Judges, gave judgment on 16 July 2020, the operative part of which is as follows:

Directive 2014/24/EU of the European Parliament and of the Council of 26 February 2014 on public procurement is applicable to a procurement procedure undertaken by a foreign mission of an EFTA State in a third country, if the procurement is sufficiently closely linked to the EEA. C 374/48 EN Offi cial Jour nal of the European Union 5.11.2020

OTHER ACTS

EUROPEAN COMMISSION

Publication of a communication of approval of a standard amendment to a product specification for a name in the wine sector referred to in Article 17(2) and (3) of Commission Delegated Regulation (EU) 2019/33

(2020/C 374/10)

This communication is published in accordance with Article 17(5) of Commission Delegated Regulation (EU) 2019/33 (1).

COMMUNICATION OF APPROVAL OF A STANDARD AMENDMENT

‘NOORD-HOLLAND’

PGI-NL-A0966-AM04

Date of communication: 18 August 2020

DESCRIPTION OF AND REASONS FOR THE APPROVED AMENDMENT

1. Description of and reasons for the amendments to the product specification and the single document for PGI ‘Noord-Holland’

Description and reasons Description: Include the possibility to use an additional name, referring to a smaller area, together with the PGI province name. The production area remains unchanged. Reasons: To offer producers the possibility to also specify an additional name, referring to a smaller area, alongside the province name on the label, also strengthening regional focus. The amendment concerns point 9: Further conditions of the single document and the addition of the designations in the product specification. This also changes the numbering of the product specification. The following names are included: — West-Friesland — Gooi en Vechtstreek Update due to amendment of national legislation

Description and reasons Description: Under point 1.9 Traditional name with province name, the reference to national legislation has been replaced. Reasons: Due to the amendment to the Dutch Order on wine and olive oil that entered into force in September 2019, a minor correction has been made to the text under point 1.9 of the product specification. ‘Traditional name with province name’: the reference to the Order on wine and olive oil has been replaced. Old wording: ‘The requirements for the use of this name are laid down in the Order of the Minister for Economic Affairs of 5 June 2014 No WJZ/14070246 laying down rules concerning the marketing of wine and olive oil (Order on wine and olive oil).’

(1) OJ L 9, 11.1.2019, p. 2. 5.11.2020 EN Offi cial Jour nal of the European Union C 374/49

New wording: ‘The label of a wine complying with the rules in this product specification may state the PGI information using the traditional name ‘Landwijn Noord-Holland’ or the wording ‘Beschermde Geografische Aanduiding Noord-Holland’ [Protected Geographical Indication Noord-Holland].’ Update due to actual practice:

Description and reasons Description: Under point 1.10 Verification authority/verification procedure: The description of the procedure carried out by the control authority has been corrected to reflect practice. Reasons: To align the control requirements with practice, the wording of the text under point 1.10 of the product specification has been amended. The control authority may not supply a list with a limited number of labs and approve this list. Therefore this phrase has been deleted from the specification. Old wording: ‘An analysis is required for PGIs, companies themselves have samples analysed by certified laboratories (in the Netherlands or abroad), list of limited number of laboratories to be provided to and approved by the Netherlands Food and Consumer Product Safety Authority (NVWA) for each wine. The NVWA monitors this (via administrative checks) and takes counter- samples for analysis at the NVWA laboratory.’ New wording: ‘An analysis is required for PGIs, companies themselves have samples analysed by EU-certified laboratories (in the Netherlands or abroad). The NVWA monitors this (via administrative checks) and takes counter-samples for analysis at the NVWA laboratory.’

SINGLE DOCUMENT

1. Name of product ‘Noord-Holland’

2. Geographical indication type PGI – protected geographical indication

3. Categories of grapevine product 1. Wine 4. Sparkling wine 5. Quality sparkling wine 8. Semi-sparkling wine 9. Aerated semi-sparkling wine

4. Description of the wine(s)

Wine category 1: Wine

Organoleptic characteristics The white wines have a fresh acidity, a full fruity character and green aromas. The red wines are characterised by red fruit and a full fruity character.

Analytical characteristics The definitions set out in the EU Regulations/Dutch ministerial orders are applied to the following characteristics: — Maximum total alcoholic strength by volume — Maximum volatile acidity — Maximum total sulphur dioxide content — Maximum enrichment, deacidification and acidification following approval C 374/50 EN Offi cial Jour nal of the European Union 5.11.2020

General analytical characteristics

Maximum total alcoholic strength (% vol.)

Minimum actual alcoholic strength by volume (% vol.) 6,5

Minimum total acidity 59,85 milliequivalents per litre

Maximum volatile acidity (milliequivalents per litre)

Maximum total sulphur dioxide content (milligrams per litre)

Wine category 4: Sparkling wine

Organoleptic characteristics The white wines have a fresh acidity, a full fruity character and green aromas. The red wines are characterised by red fruit and a full fruity character.

Analytical characteristics The definitions set out in the EU Regulations/Dutch ministerial orders are applied to the following characteristics: — Maximum total alcoholic strength by volume — Maximum volatile acidity — Maximum total sulphur dioxide content — Maximum enrichment, deacidification and acidification following approval

General analytical characteristics

Maximum total alcoholic strength (% vol.)

Minimum actual alcoholic strength by volume (% vol.) 6,5

Minimum total acidity 59,85 milliequivalents per litre

Maximum volatile acidity (milliequivalents per litre)

Maximum total sulphur dioxide content (milligrams per litre)

Wine category 5: Quality sparkling wine

Organoleptic characteristics The white wines have a fresh acidity, a full fruity character and green aromas. The red wines are characterised by red fruit and a full fruity character.

Analytical characteristics The definitions set out in the EU Regulations/Dutch ministerial orders are applied to the following characteristics: — Maximum total alcoholic strength by volume — Maximum volatile acidity — Maximum total sulphur dioxide content — Maximum enrichment, deacidification and acidification following approval 5.11.2020 EN Offi cial Jour nal of the European Union C 374/51

General analytical characteristics

Maximum total alcoholic strength (% vol.)

Minimum actual alcoholic strength by volume (% vol.) 6,5

Minimum total acidity 59,85 milliequivalents per litre

Maximum volatile acidity (milliequivalents per litre)

Maximum total sulphur dioxide content (milligrams per litre)

Wine category 8: Semi-sparkling wine

Organoleptic characteristics The white wines have a fresh acidity, a full fruity character and green aromas. The red wines are characterised by red fruit and a full fruity character.

Analytical characteristics The definitions set out in the EU Regulations/Dutch ministerial orders are applied to the following characteristics: — Maximum total alcoholic strength by volume — Maximum volatile acidity — Maximum total sulphur dioxide content — Maximum enrichment, deacidification and acidification following approval

General analytical characteristics

Maximum total alcoholic strength (% vol.)

Minimum actual alcoholic strength by volume (% vol.) 6,5

Minimum total acidity 59,85 milliequivalents per litre

Maximum volatile acidity (milliequivalents per litre)

Maximum total sulphur dioxide content (milligrams per litre)

Wine category 9: Aerated semi-sparkling wine

Organoleptic characteristics The white wines have a fresh acidity, a full fruity character and green aromas. The red wines are characterised by red fruit and a full fruity character.

Analytical characteristics The definitions set out in the EU Regulations/Dutch ministerial orders are applied to the following characteristics: — Maximum total alcoholic strength by volume — Maximum volatile acidity — Maximum total sulphur dioxide content — Maximum enrichment, deacidification and acidification following approval C 374/52 EN Offi cial Jour nal of the European Union 5.11.2020

General analytical characteristics Maximum total alcoholic strength (% vol.) Minimum actual alcoholic strength by volume (% vol.) 6,5 Minimum total acidity 59,85 milliequivalents per litre Maximum volatile acidity (milliequivalents per litre) Maximum total sulphur dioxide content (milligrams per litre)

5. Wine making practices

a. Specific oenological practice Specific oenological practice White => harvesting, sorting, pressing, pre-fining, fermentation, fining/ageing, bottling Red => harvesting, sorting, crushing/destemming, primary fermentation, pressing, malolactic fermentation, fining/ ageing, bottling

b. Maximum yields White grapes 90 hectolitres per hectare Red grapes 75 hectolitres per hectare

6. Demarcated geographical area The Province of North Holland, demarcated by the constitutional provincial boundaries.

7. Main wine grapes variety(ies) Acolon Auxerrois B Bacchus B Baco noir Baron N Bianca B Birstaler muscat Bronner B Cabaret Noir N (VB-91-26-4) Cabernet Blanc B (VB-91-26-1) Cabernet Cantor N Cabernet Carbon N Cabernet Carol N Cabernet Cortis Cabernet Cubin Cabernet Dorio Cabernet Dorsa Cabernet Franc N 5.11.2020 EN Offi cial Jour nal of the European Union C 374/53

Cabernet Jura Cabernet Mitos Cabernet Sauvignon Cabertin N (VB-91-26-17) Calandro N Carmenere Chardonnay B Dakapo Domina N Dornfelder N Dunkelfelder N Excelsior Faber B Florental N Früburgunder N Gamaret N Gamay N Gewürztraminer Rs Golubok N Hegel Helios Hibernal B Huxelrebe B Hölder B Johanniter B Juwel B Kerner B Kernling B Landal N Léon millot N Maréchal Foch N Melody Merlot Merzling B Meunier N Monarch Morio muscat B Muscaris B Muscat Blanc Muscat Blue Müller thurgau B Orion B Ortega B C 374/54 EN Offi cial Jour nal of the European Union 5.11.2020

Palatina Phoenix B Pinot Gris G Pinot blanc B Pinot noir N Pinotin N Plantet N Polo Muscat B Portugiezer N Prior N Rayon d'or B Reberger Regent N Riechensteiner B Riesling B Rondo N Roter Elbling Rs Ruländer G Satin Noir N (VB-91-26-29) Sauvignac B (Cal 6-04) Sauvignon Blanc B Sauvignon Soyhieres B (VB-32-7) Scheurebe B Schönburger Rs Seyval B Siegerrebe Rs Silcher B Sirius Solaris Souvignier Gris St. Laurent Staufer Sylvaner B Syrah Tempranillo Villaris B Viognier B Würzer B Zweigeltrebe N

8. Description of the link(s) ‘Geographical area: description and climate’ In the south-east there are formations pushed up in the last Ice Age, consisting mainly of coarse and fine river sand (often gravelly) (='t Gooi). 5.11.2020 EN Offi cial Jour nal of the European Union C 374/55

Around Amsterdam there are scattered deposits of peat soil on clay. Along the coast, there are dune (sand) deposits often with bands of marine sand mixed with clay or peat (‘geest soils’). Besides dune sand, the island of Texel also has deposits of marine clay and sand with clay loam. The climate is characterised by: — Average precipitation of 868 mm/year — 1 707 hours of sunshine (average over Schiphol and De Kooy)/year — A mean temperature of 10,1 °C for the year and 16,6 °C in summer — A difference between day and night temperature in September of 7,4 °C ‘Causal link’ The climate makes it possible to achieve the indicated yields and maturity, producing a fresh, full-fruit wine with green notes, and red fruits in the case of the red wine.

9. Essential further conditions (packaging, labelling, other requirements) Legal framework: The Union rules Type of further condition: Exception concerning production in the defined geographical area Description of the condition: Nearby area involved in the production of wine As regards the production area for wine-making (vinification), all Dutch provinces are defined as ‘nearby’. When the base wine has been made in the PGI area or an area nearby, part of this base wine or the total volume may be bottled under contract as semi-sparkling or sparkling wine. This may take place outside the PGI area or area nearby and retain the PGI designation. In this case, the person bottling under contract must also be indicated, possibly using a code number (Bottled by … for…). Legal framework: The Union rules Type of further condition: Additional provisions relating to labelling Description of the condition: The following names of small areas falling within the PGI area of ‘Noord-Holland’ may be used together with the name of ‘Noord-Holland’ provided that at least 85 % of the grapes used come from this area: — West-Friesland — Gooi en Vechtstreek

Link to the product specification

https://www.rvo.nl/sites/default/files/2017/09/BGA%20Noord%20Holland%20productdossier%20v1.1.pdf

ISSN 1977-091X (electronic edition) ISSN 1725-2423 (paper edition)

EN