Bi-Annual Environmental Monitoring Report

Project Number: TA8706-UZB February 2018

Uzbekistan: CAREC Corridor 2 (Pap-- Andijan) Railway Electrification Project

Prepared by Temir Yullari for the Asian Development Bank.

This Bi-Annual Environmental Monitoring Report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section of this website.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

TABLE OF CONTENTS

GLOSSARY ...... 4 1. INTRODUCTION ...... 5 2. PROJECT DESCRIPTION ...... 6 2.1 Existing situation ...... 6 2.2 Current status of the Project ...... 9 3. LEGAL FRAMEWORK AND INSTITUTIONAL ORGANIZATION ...... 9 3.3. Legal framework and permissions ...... 9 3.4. Institutional Organization ...... 11 4. ENVIRONMENTAL MANAGEMENT ...... 11 4.3. Implementation of CAP ...... 11 4.1.1. Construction of new 6,7 km alignment ...... 11 4.1.2. Construction of third floor in Andijan-1 Depot ...... 17 4.2. Environmental Monitoring ...... 17 5. INFORMATION DISCLOSURE, CONSULTATION, AND PARTICIPATION ...... 18 6. GRIEVANCE REDRESS MECHANISM ...... 18 7. SUMMARY ...... 19 7.1 CAP IMPLEMENTATION AND NEXT STEPS ...... 19 7.2. EMP IMPLEMENTATION ...... 19 8. ATTACHMENTS ...... 25 ATTACHMENT 1. License on usage sand and gravel from authorized deposit in Namangan Province ...... 25 ATTACHMENT 2. Picture of meetings of UTY’s environmental specialist with population of Kizil Ravat and Yoshlik villages ...... 27 ATTACHMENT 3. Information list distributed among people in the project area ...... 28 ATTACHMENT 4. Results of baseline noise level measurements and air quality ...... 30 ATTACHMENT 5. Certificate of Kokand Sanitarian Epidemiological Station ...... 36



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LIST OF ABBREVIATIONS

ADB – Asian Development Bank CAP - Corrective Action Plane CMR - Cabinet of Ministers EHS - Environmental, Health and Safety Guidelines EIA – Environmental Impact Assessment EMP – Environmental Management Plan EMR – Environmental Monitoring Report ES - Environmental Specialist GRM – Grievance Redress Mechanism HH – Household IEE – Initial Environmental Examination IFC - International Financial Corporation LARP – Land Acquisition and Resettlement Plan MAC - Maximum Allowance Concentrations PCB - Polychlorinated Biphenyl PIU – Project Implementation Unit PMC – Project Management Consultant PPE - Personal Protective Equipment PPTA – Project Preparatory Technical Assistance RCA - Rural Citizen Assemblies RD - Ruling Document RoW - Right of Way RUz - Republic of Uzbekistan SEC - Statement on Environmental Consequences SEE - State Environmental Expertise SES – Sanitary and Epidemiological Services SPS - Safeguard Policy Statement SSEMP - Site Specific Environmental Management Plan TA – Technical Assistance UTY - Uzbekistan Temir Yullari

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GLOSSARY

Glavgosexpertisa State Department responsible for Conducting Environmental Expertise Under SNPC Khokim Governor of administrative unit Khokimiyat Regional government authority KMK National acronym for Construction norms and regulations Makhalla A community of neighbors, which is based on full independence and self-governance. SanR&N Sanitary - epidemiological norms and regulations ZEP National acronym for Statement on Environmental Consequences

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1. INTRODUCTION

1. The Government of Uzbekistan has signed a Loan Agreement with ADB for the electrification of the railway line Pap – Namangan - Andijan. The proposed project will electrify the missing 145.2 km of non-electrified track linking major cities in the populous Fergana Valley with Tashkent. This will facilitate direct and efficient operation of both freight and passenger train services and thereby promote economic and social development of the Fergana Valley. 2. ADB has provided a technical assistance for the Project preparation in accordance with ADB requirements. Along with this, the national feasibility study are being developed by national design institute Boshtransloyiha (BTL). 3. The Project will be implemented within a period of three years starting from May 2017. Preparation and planning activities was carried out during 2016-2017. The estimated completion date is June 2020 and the financial closing date is December 2020. 4. The project will have two outputs: (i) Output 1: Railway infrastructure along the Pap-Namangan-Andijan line upgraded. This includes electrification of 145.2 km of the single-track main railway line to 27.5 kilovolts alternating current (including the electrification of the locomotive depot in Andijan and a spur line to Uchkurgan), construction of 2 traction substations and dispatcher points, purchase of maintenance equipment and machinery, modernization of signaling and communications facilities, and construction of external power supply facilities which will transmit electricity from the main grid to the traction substations. The project will build upon another initiative being taken by UTY and the government to realign 6,7 km of the railway line to bypass a section of the line that currently traverses the territory of the Kyrgyz Republic. The construction of this bypass will not be considered part of the ADB-financed project, but rather as an associated facility. UTY and the government confirmed that the development of the bypass was not done in anticipation of ADB’s financing of the project.

(ii) Output 2: Safety of railway operations improved. With the project, it is expected that train frequencies and speeds will increase. In addition, the presence of the power lines may pose additional risks of electrocution. To offset any potential negative impacts, the project will support UTY in (i) conducting an assessment of the existing and anticipated safety situation to the general public including children, (ii) supporting the development of practical countermeasures, and (iii) training of staff to plan future railway developments in the safest manner.

5. Initial Environmental Examination (IEE) was conducted for the Project which consisted of Initial examination of electrified part of railway (145,2 km) and due diligence for the realigning 6,7 km. Based on the results of due diligence assessment of new 6.7 km a Corrective Actions Plan (CAP) was developed in order to bring environmental performance at construction site in compliance with ADB SPS (2009) requirements. 6. Supervision Consultant for this project took up its duties in December 2017. It is planning that preparation of tender documents for Contractor will be completed in first quarter of 2018. 7. This environmental monitoring report provides information on status of the CAP implementation for the period July-December 2017 and next steps for full implementation activities indicated in the CAP. Next bi-annual EMR will include information on CAP implementation for the new part of alignment and Environmental Management Plan (EMP) implementation for existing part.

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2. PROJECT DESCRIPTION

2.1 Existing situation 41. Pap-Namangan-Andijan railway line under consideration runs through the territory of two provinces of Ferghana Valley of Uzbekistan – Namangan (Pap, Chust, Namangan, Chortoq, Khakkulabad districts) and Andijan (Figure 1). Namangan’s part of the road is about 112 km, while Andijan’s part is about 33 km. The railway line runs through the territory of settlements and agricultural lands. The main settlements that are crossed by the railroad are: Pap city, Namangan, Chortoq, , Haqqulobod, Paytug, Qurgan Yer, and Andijan city. 42. The existing railway line is a single-track line, and the length of the section to be electrified is 145.2 km. The railway line meets the requirements of Category III Railway Lines Code for lines with a speed of up to 120 km/h, but current maximum speed of trains on Pap- Namangan-Andijan does not exceed 60 km/h. 43. A small section (6.7 km) of the project electrification will be over tracks that are being constructed by the government to bypass the existing tracks travelling through neighboring Kyrgyz Republic. The construction of this bypass is outside the project scope and is being conducted by the government and UTY regardless of ADB finance for the electrification project. This construction was initiated without anticipation of ADB financing the project. There is also an existing facility outside of the project scope, comprising the building and maintenance activities at the Andijan Depot (Figure 3). 44. For associated facilities a due diligence assessment was conducted and a corrective action plan was developed within the IEE (August, 2017 and the latest updated version in February, 2018). Audit of operations was conducted for existing facilities, namely Andijan depot building itself. General information about project components and required actions are included in Table 1. Figure 2 also presents information about project components and associated facilities.

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Figure 1: Ferghana Valley railway lines map

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Figure 2: Pap-Namangan-Andijan railway track section layout

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Table 1: Information about project components, associated and existing facilities Classification Proposed investment Approach

Part of project • Catenary system for the Full Initial Environmental Examination scope existing track, 6,7 km (IEE) (regardless bypass and within Andijan + funding sources) Depot. 2 Environmental Monitoring Plans • 2 traction substations (EMP) • Signaling, telecommunications and SCADA • External power supply Associated • 6.7 km new alignment - Due diligence assessment and facilities (not in construction Corrective Action Plan project scope but • Andijan depot: construction needed for the additional floor project) Existing • Andijan Depot: building Audit of operations and Corrective facilities (not in improvement and Action Plan project scope and maintenance already existent) Source: IEE for the project PNA Electrification, 2017

2.2 Current status of the Project

45. At the time of writing this report construction works on 6,7 km bypass were suspended. Some works were carried out until September 2017. Particularly, the following works were implemented on 6,7 km bypass (Figure 4): • Ditch cut was prepared on the site from the point where 6,7 km beginning (PK1259) until Kizil Ravat settlement (PK1270) in ; • Some preparation works have been started on agriculture lands in . 46. The works were suspended until all necessary permissions related to the environmental and resettlement issues will be obtained and necessary requirements will be implemented.

3. LEGAL FRAMEWORK AND INSTITUTIONAL ORGANIZATION

3.3. Legal framework and permissions

8. The ADB Safeguards Policy Statement (SPS) 2009 sets out policy principles and outlines the delivery for ADB’s safeguards policy in relation to environmental safeguards. The ADB has adopted sets of specific safeguards requirements that borrowers/clients are required to meet in addressing environmental and social impacts and risks. ADB staff will ensure that borrowers’ clients comply with these requirements during project preparation and implementation.

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9. In accordance with ADB SPS (2009), the Project belongs to category B, therefore initial environmental examination (IEE), which was based on data from the feasibility study, preliminary design, site visits and interviews with technical experts, as well as primary and secondary data including thus the feedback received during the public disclosure process was conducted for the project. As it was mentioned above, due diligence and environmental audit were conducted for the project associated facilities (6,7 km bypass) and existing part (locomotive depo in Andijan). 10. In compliance with Appendix 2 of the Cabinet Ministers’ Decree of the RUz No. 491, (December 2001), project belongs to Category 1 respect to their environmental impact (high impact risk). Prior to construction such projects require to conduct an Environmental Impact Assessment and get an Environmental Appraisal from the State Nature Protection Committee (SNPC) of Uzbekistan at the national level. It should be noted that the national Environmental Assessment covered all project’s components and associated facilities (electrification of existing railway and construction and electrification of new alignment). 11. The Environmental Appraisal for the project was obtained in November 4, 2016. The Appraisal endorses the Environmental Assessment and provides several conditions needed to be implemented by the Implementation Agency during the construction phase and before the project commencement. The Appraisal is presented in Attachment 1. 12. The Environmental Appraisal lists the following issues which have to be reflected during the next stage of national Environmental Assessment: • development of norms of all kind of environment impacts of designing works; • development of plan – schedule of conducting step by step technical and biological re-cultivation of disturbed lands, approved by provincial committee on nature protection; • cutting trees in the buffer line railway track, which should be approved by provincial committees for nature protection in a fixed legislative order with indicating compensation amounts (in accordance with Resolution of Cabinet of Ministries of the Republic of Uzbekistan No. 290 dated 20.10.2014); • way of treatment of generated waste waters (from rehabilitated stations); • development actions for birds’ protection.

13. The Table 1 in IEE (dated from February 2018) lists permissions from national agencies needed to be received prior commencement of civil works and prior the project operation (Table 2): Table 2: List of necessary approvals and permissions # Name of the document Time of receiving Responsible permission entity 1 Permission/license for using existing Prior commencement of Contractor borrow pits or opening new ones the construction works 2 Permission on cutting trees Prior commencement of Contractor the construction works 3 Statement on Environmental Prior commencement of UTY Consequences for each stations electrified railway

14. Obtaining the permissions is mandatory condition not only for existing railway but for the new bypass as well. Since this part of the project (6,7 km bypass) are being implemented by UTY, responsible entity is UTY itself. 15. For the construction activity significant amount of gravel, sand and soil will be used. Gravel and sand are supplied from LLC “Namangan Karyer” located in Namangan province.

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The mining of these materials are being conducted from certified deposit based on a license received from State Commission of RUz on Providing rights to use sites for mining under the Cabinet Minister of the Republic of Uzbekistan. The license was issued in June 28, 2013 and valid until June 28, 2018. Scanned form of the license is provided in Attachment 1. 16. 3 sites for development of borrow pits for soil extraction were identified by “O’ZGASHKLITI”. Currently NOKS is working on receiving all necessary permissions from relevant agencies (land cadaster, nature protection committee and etc.) 17. In accordance with national legislation, a permission for cutting trees has to be obtained from national environmental committee “Goskomekologya”, district branches. However, almost all trees which will be cut for construction of the bypass belong to households, farmers (Uchkurgan and Uychi districts) and forestry (Uchkurgan district). Compensations for these trees are included in total amount which will be paid to affected people and forestry administration in accordance with national regulations. Information on completed and planning payment are presented in the UTY’s Monitoring Reports for September and October 2017. 18. To make sure that all cut trees are paid to the relevant parties, PIU’s environmental specialist will review 6,7 km bypass route together with representative of “Goskomekologya” and will receive confirmation that all trees are accounted.

3.4. Institutional Organization

19. The Project Implementation Unit at UTY is responsible for implementation of EMP to comply with ADB’s safeguards requirements and environmental national regulations. For this, PIU qualified full-time safeguard staff has hired who is assisted by the national Environmental Specialist (ES) of the Construction Supervision Consultant (CSC) in overseeing the implementation of EMP. 20. NOKS (Department of Capital Construction) under UTY is responsible for CAP implementation. UTY-E environmental specialist monitors CAP’s implementation as well and conducts measurements of water, air quality as it is indicated in CAP.

4. ENVIRONMENTAL MANAGEMENT

4.3. Implementation of CAP

4.1.1. Construction of new 6,7 km alignment

47. Corrective Action Plan (Table 13, IEE (November 2017)) indicates several actions which have to be undertaken in order to bring environmental performance on this associated part of the project to the compliance with ADB SPS (2009) requirements. The CAP considered requirements of National environmental assessment which highlighted several requirements mandatory for implementation before commencement of civil works, during construction and before operation. Requirements related to this part of the project are followings: • development of plan – schedule of conducting step by step technical and biological re-cultivation of disturbed lands, approved by provincial committee on nature protection; • cutting trees in the buffer line railway track, which should be approved by provincial committees for nature protection in a fixed legislative order with indicating compensation amounts (in accordance with Resolution of Cabinet of Ministries of the Republic of Uzbekistan No. 290 dated 20.10.2014);

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48. Since construction works have not been completed, re-cultivation plan of disturbed lands have not been developed yet. UTY plans to monitor implementation of this measure at the later stages of the project. 49. Situation with permission for cutting trees was described in previous chapter. In case of identification non accounted trees during joint examination of the project route by UTY’s environmental specialist and representative of Goskomekologiya, the necessary payment will be paid in accordance with national legislation. 50. The route passes mostly through agricultural lands and some parts of residential area (Kizil Ravat village in Uychi district and Yoshlik village district), which requires land acquisition and resettlement activities. As per national regulation, RoW for new alignment may vary from 12 meters up to 25 meters1. The width of ROW depends on technological specification of particular part of railway and soil conditions.

1 Draft LARP (2016) ** Government requirement KMK 2.10.08-97, 1997, Table 2

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Figure 3: New 6,7 km alignment

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51. As per national Environmental Assessment and calculations conducted within IEE preparation, noise level in the settlements located along to new 6,7 km will significantly increase. Taking in consideration, that baseline noise level varies from 41 up to 49 dB during the day time (standard is 55 dB), the implementation of mitigation measures is required for these settlements. Based on the results of noise modelling, installation of acoustic screens and greening in buffer zone between railway and houses were recommended in IEE (Table 12, IEE (2018)). In this report the results of noise level calculation are presented in Table 2. 52. As shown in the table, for P1-P5 (Figure 4) noise level will not exceed standard – 55 dB because running railway in cutting. For P7-P8 the anticipated noise level will exceed standard on 1-2 dB. In accordance with national regulations2, greening of area adjusted to railway also can serve as a sound consumption barrier. A green stripe width of 10 meters can reduce noise level up to 5 dB. Therefore, implementation of greenings of the area adjusted to railway for the rest receptors will decrease noise level until acceptable 55 dB.

Figure 4: Location of houses in Section A - Kyzyl Ravat settlement (P1-P5)

2 Construction Norms and Rules 2.01.08-96 “Protection from noise”, Table 33

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Table 2: Results of noise level calculations

Poin Recept Distance Expecting noise Expecting noise Expecting noise Type of Noise level after Noise level t or from railway level, Leqv, dB level, Leqv, dB level, Leqv, dB proposing mitigation after mitigation axis, m mitigation measure, 60 km/h, measure, 50 115 km/h 60 km/h 50 km/h measure dB km/h, dB 1 2 3 4 5 6 7 8 9 51/28 (from entrance to P-1 House tunnel/ 51 45 43.4 No needs from alignment axis

P-2 House 36 / 34 53 47.4 45.8 No needs

P-3 House 42 /41 51.5 45 44.3 No needs

P-4 House 43 /33 68 62.4 44 No needs

P-5 House 41 51.7 46 44 No needs

P-7 House 139 64 58 56 Greening

P-8 House 136 64 58 57 Greening

P-9 House 28 73 67 66 Acoustic barrier 54 52

P-10 House 31 73 67 65 Acoustic barrier 53 51.4

P-11 House 42 71 65 64 Acoustic barrier 51 49.5

P-13 Office 73 68 62 60.4 No needs

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53. In accordance with modelling (which was done for surface railway alignment), after project commissioning equivalent noise level will reach 66,7 dB (standards 55 dB). However, the current design of railway alignment considers construction of gallery type, which means that section A-B of railway (Figure 5) will be underground. It means, that noise level will significantly decrease. The only entrance into gallery may generate noise level, which may exceed standards. However, to reduce expected noise level at the entrance point into the gallery, it was decided to install monolithic fence instead lattice fence which is usually used for safety purposes. Therefore, noise level at this site will comply with standards. 54. In term of vibration, which will also increase comparing with existing zero baseline, using of special seals for rails, thickness of the embankment should ensure acceptable level of vibration. In general, monitoring of noise level will be undertaken during project operation phase and additional mitigation measures will be implemented as requested.

Figure 5: Section A-B of 6,7 km with gallery type of alignment 55. Installation of acoustic screens for the part of railway countered in blue in the Figure 6 is included in the detail design. The length of the barriers will be not less than 200 meters (both sides of railway – total 400 meters). A distance between barriers and railway (noise source) should be 6 meters. For the remaining locations - P3 and gas station greening as mitigation measure is included in the design.

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Figure 6: Location of P2-P8 points in Yoshlik village (in blue – proposing acoustic barrier)

56. During conduction Public Consultation within IEE, inhabitants from Kizil Ravat raised the concern about quality of roads which will be used for construction of the alignment. Currently designs of 12 temporary by-pass roads were developed in order to avoid deterioration of roads used by community. Currently for all these roads necessary documentation for temporary land acquisition and compensation payment are being prepared. All compensation payments for bypasses will be completed before construction launching. 57. During a visit of ADB’s mission to the project site in June 2017, necessity in conduction additional public consultation in the project area, particularly with citizens in Kizil Ravat whose houses will remain along railway after project implementation were highlighted. To follow up these comments, UTY environmental specialist conducted several meetings with inhabitants from Kizil Ravat and Uychi. More information conducted Public Consultation is presented in Chapter 5 of this report “Information disclosure”. 58. CAP also stated on necessity to establish effective GRM at the project level. The mechanism already has been established at the 6,7 km bypass. More information is provided in Chapter 6.

4.1.2. Construction of third floor in Andijan-1 Depot 59. During environmental audit of Andijan-1 depot, oil spills were observed on the railway track. The special plan on oil management is being developed by Andijan-1 depot engineers.

4.2. Environmental Monitoring 60. CAP also states on necessity to conduct an environmental monitoring of air quality in residential areas and water quality during construction period. With this purposes, UTY has concluded agreement with Central sanitarian epidemiological station (SES) under the UTY on conduction baseline measurements and continuously environmental monitoring of air, water quality and noise level in the Kizil Ravat and Yoshlik villages. Kokand branch of SES will implement this monitoring.

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61. Results of baseline environmental monitoring are presented in Tables 3 and 4. Measured noise level and concentration of NO2, CO and dust did not exceed norms.

Table 3: Results of baseline noise measurements Point Date of Noise Level, dB Standard, dB measurement P1 Uychi district 27 November, 2017 48 55 P6 Uchkurgan 27 November, 2017 43 55 district Source: Kokand branch of Sanitarian Epidemiological Station, 2017 62. Further monitoring of noise level and air pollutants during construction works will be conducted in accordance with CAP.

Table 4: Results of baseline noise measurements

3 3 3 Point Date of NO2, mg/m CO, mg/m Dust, mg/m measure ment Actual Standard Actual Standard Actual Standard

P6 30 - 0.04 2 5 0.03 0.15 Uchkurgan November district , 2017 Source: Kokand branch of Sanitarian Epidemiological Station, 2017

5. INFORMATION DISCLOSURE, CONSULTATION, AND PARTICIPATION 63. During preparation of IEE, number of consultations were held in the project provinces to introduce project inhabitants with the project, main anticipating impacts on environment and proposing mitigation measures. In addition, GRM was discussed with people. During the meeting information flyer with brief information about the project, GRM procedure and contact information were distributed among participants. 64. Additional set of meetings were conducted by UTY’s environmental specialist during 26-28 September in Kizil Ravat and Yoshlik villages. Representatives of households located next to the proposing railway alignment and makhalla’s leaders were consulted on the project. Some questions raised by citizens were related to such environmental impacts as noise during operation and dust during construction periods. UTY’s environmental specialist provided information about planning mitigation measures on noise and dust control, environmental monitoring program and GRM functioning. 65. UTY’s environmental specialist shared with consulted people with office and personal phone numbers in order to keep feedback.

6. GRIEVANCE REDRESS MECHANISM 66. In accordance with ADB SPS (2009), Grievance Redress Mechanism (GRM) should be established after the project effectivity. The IEE (August, 2017) provides details description of GRM mechanism within the project.

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67. From UTY side more than 15 logbooks for registration complaints will be placed in each railway station at the direction Pap-Namangan-Andijan. Additional two books will be placed in Kizil Ravat and Yoshlik villages. The format of logbook was discussed with ADB consultants. It is agreed that all types of complaints (verbal, written, electronic, by phone) will be registered in logbook and drawn up in proper way. The next environmental monitoring reports will provide information on received complaints and how they were resolved. 68. UTY’s environmental specialist keeps in touch with local authority in Uychi and Uchkurgan districts (makhalla committees), land cadaster and khokimiyats. For the reporting period complaints related to the environmental issues were not received. All received appeals were related to land acquisition and compensation payment issues.

7. SUMMARY

7.1 CAP IMPLEMENTATION AND NEXT STEPS 69. Based on information provided in below section Corrective Actions Plan was updated with indication measures undertaken during the reporting period. Status of CAP implementation is provided in the Table 3.

Next steps:

1. Preparation of bidding documents for Construction Contractor – Q1 2018 2. Conduct joint inventory with representatives of Goskomekologiya to ensure that all trees accounted – Q-1, 2018 3. Conduct of air and water quality and noise level measurements – in accordance with CAP 4. Accelerate introducing updated oil management practice in Andijan -1 Depot - Q-1, 2018 5. Ensure proper functioning of GRM - Q-1, 2018

7.2. EMP IMPLEMENTATION

70. To comply with ADB SPS requirements and EMP (IEE, December 2018), bidding documents for both contracts (railway electrification and construction of external power supply) have to include EMP. After bidding completion, awarded contractors will responsible for preparation of Site Specific EMPs (SSEMPs), topic specific environmental management plans and implementation of EMP/SSEMP.

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Table 5: Corrective Action Plan (updated as of December, 2017)

Identified issue Action Responsible Implementation Status of implementation of period recommended actions 6,7 km of new road Absence of official permission on 1. Obtain permission of cutting 1-2 Department of 1. One month from All trees belong to farmers, forestry and cutting trees and no trees from Goskompriroda capital construction official submission households. Compensation payments compensation payment for (NOKS) under UTY of IEE by IA to ADB were calculated and 70% have been paid already cut trees 2. Pay compensations for cut trees 1-2 PIU monitor Additional survey will be conducted by implementation 2. Two months from PIU env.specialist and representative of submission this Goskomekologiya report Absence of the 1. Submit permission / 1. NOKS submit 1. One month from Gravel and sand are used from the permission/agreements with agreement to PIU permission submission of IEE certified carrier. NOKS is working on local agencies on usage carriers to ADB getting official permissions for 3 soil for soil 2. Ensure usage only 2. NOKS’s and PIU’s extraction borrow pits from relevant authorized carriers during experts conduct 2. Continuously agencies construction stage monitoring during construction Poor GRM at the construction Develop and implement GRM 1. NOKS develop and Two weeks after GRM for the project during construction site for this part the project PIU monitor submission the IEE and operating periods are discussed with report population of Kizil Ravat and Yoshlik settlements. Logbooks are placed in Uychi and Uchkurgan railway stations, and Kizil Ravat and Yoshlik makhalla committees. Office and personal phone number of UTY’s environmental experts was shared with citizens of these two settlements Possible impact on structures Before commencing physical Contractor Before starting PIU’s environmental specialist together integrity work Contractor should carry construction works with PMC’s environmental specialist will out inventory of housing on each site conduct inventory of building located in structure and provide first row to the alignment reinforcement as needed and specify which are the sensitive houses. Any damage caused by the construction work should

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be compensated by the contractor. Deterioration of local roads due 1. Revise access road to 1-2. NOKS revise access 1. One month after Design of 12 bypasses was approved by to movement of heavy construction sites and optimize road direction submission of this “Uzdavrloyiha” – design institute. The techniques their direction in order to report temporary road will go through minimize impact on public agricultural land roads Documents on temporary land 2. Ensure that impacted roads 1-2. PIU monitors 2. Upon completion acquisition and compensation payment are rehabilitated repairing roads civil works are being prepared, updates are included in LARP monitoring report

Dust pollution during 1. Contractor implement Start within 2 weeks Agreement between UTY and Central Continue existing practice. construction after submission SES is concluded. Baseline Based on the results of 2. NOKS’s and PIU’s this report and measurements have been done. Further environmental monitoring experts conduct continue through measurements will be done on monthly additional measures need to be monitoring whole period of the base after the construction works implemented: project construction commissioning. • apply watering of construction sites during the windy weather inside settlements in dry season; • Cover all piles of soil, sand and gravel that will not be used within the next 24 hours to prevent dust generation; • Cover transported bulk materials; • Avoid earth works during windy weather.

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Exceeding noise level limits in 1. Contractor implement Agreement between UTY and Central • residential areas Inform community about SES is concluded. Baseline 2. NOKS’s and PIU’s planning with usage of measurements have been done. Further experts conduct heavy machinery at least measurements will be done on monthly monitoring two days in advance; base after the construction works • Avoid usage of heavy commissioning. machinery after 18:00; During construction phase based on • Make a technological break results of environmental monitoring for 15-20 min after two additional measures could be hours of working heavy implemented for noise protection machinery; • Avoid usage of two heavy machineries at the same time; • Use temporary acoustic barrier with height 3 meters for the construction sites, close to houses P1-P5; • Conduct monitoring of noise level in front of houses P9-P13 and in case of increasing standards use acoustic barrier. Possible impact of vibration on 1. Contractor implement Visual monitoring will be conducted by • people and houses integrity Conduct baseline visual PMU’s and PMC environmental 2. NOKS conduct and monitoring of condition of specialist before commissioning PIU monitoring of structures/houses located construction works along railway to evaluate measures further impact on structural implementation integrity of buildings/houses • In points P-5, P-9 and P-10 use only one type of machinery within 20 meters for that houses

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• avoid using more than 2 bulldozers at the same time closer than 30 meters to the house P-9. Environmental monitoring are Establish env. monitoring 1. NOKS hires Kokand One months after Agreement between UTY and Central not conducted system through: Sanitarian official submission SES is concluded. Baseline Epidemiological Station of IEE by IA to ADB measurements have been done. Further (i) monitoring of air quality to conduct monitoring measurements will be done on monthly (dust, NOx, SO ) at the 2 base after the construction works construction sites next to 2. PIU monitors results commissioning. residential areas (monthly) –

houses P1-P5, P9-P13. Limits for pollutants3: dust 0.5 mg/m3 – mg/m3, NO – 0.25 mg/m3, 3 NO2 – 0.06 mg/m , SO2 – 0.2 mg/m3, (ii) noise level monitoring at the construction sites in points P1- P5, P9-P13 (weekly and per complaints from residents). Standards – 70 dB (iii) vibration level monitoring at the construction sites in points P1-P5, P9-P13. Standards is 72 dB. (iii) water bodies at the point where railway track crosses the river /canals/ drainage (oil residual, turbidity, BOD, COD). Standards4: oil residuals – 0.05 mg/l, turbidity – 0.25 mg/l, BOD – 3 mgO2/L, COD – 15 mg/l

3 SanR&N RUz No.0179-04. List of Maximum Allowable Concentrations (MACs) of pollutants in ambient air of communities in the Republic of Uzbekistan including Annex 1 4 Handbook for Environmentalist, 2010

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Noise from railway operation will Install acoustic barriers and NOKS is responsible for During construction For Kizial Ravat settlements close type exceed acceptable standards greenings as it is inclusion construction of phase. Acoustic tunnel (gallery) will be used which recommended in para 155- acoustic barrier and barriers should be significantly decrease level of noise. 156 5 and indicated in Figure greening activities in the completed upon Monolithic fence will be established at the 16a project design new part of railway entrance point to the tunnel will be PIU monitors inclusion commencement For the houses in Yoshlik village, and construction of greening and construction acoustic acoustic barriers barriers are included in the project design. Environmental monitoring includes monitoring of noise level as well

Depot Andijan-1 Spills of oil within territory of 1. Develop and implement 1-2. NOKS implements 1. One month for The special plan on oil management is depot practice on preventing soil development being developed by Andijan-1 depot pollution by oil practice and engineers 2. Clean up the territory of continuously depot from oil spills implement 2. Three months after submission of this report

5 Admissible noise level into the living area, both inside and outside the buildings (SanR&N No.0267-09)

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8. ATTACHMENTS

ATTACHMENT 1. License on usage sand and gravel from authorized deposit in Namangan Province

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ATTACHMENT 2. Picture of meetings of UTY’s environmental specialist with population of Kizil Ravat and Yoshlik villages

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ATTACHMENT 3. Information list distributed among people in the project area

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ATTACHMENT 4. Results of baseline noise level measurements and air quality

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35

ATTACHMENT 5. Certificate of Kokand Sanitarian Epidemiological Station

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2020 yil ,.26, aPil*lgacha amaI qiladi

r,0'zstandaft,r agentlifli, Nam*ngfrn viloyati davlat sanitnriya- i:picieirrioiogiya nazoiati nrafkazinin$ sinov laboratoriyalari rnajmuasi fflriciik ;ja j+ylashgan nanzili: 160000, Narnangan viloyati, Nanranfan shahri, Shohltiioltorl ko'chasi, 26-uy) 0'zbekiston Respublikasi Milliy akkreditatsiya iiairnicla Q'z DSt lS0/lEC 17025:2007 stanciarti talablariga nruvofiq texnik

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Alihreditatsiya doi rasi ush b u guvohn oma$n i I ova qilin gan,

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38