Topology with Biological Applications

John M. Sullivan

Institut fur¨ Mathematik, Technische Universitat¨ Berlin Berlin Mathematical School

Geometry and Shape Analysis in Biological Sciences IMS, NUS, Singapore 2017 June 13 Berlin opportunities

International graduate school Courses in English at three universities www.math-berlin.de

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 2 / 39 Bending Energy: Lipid Vesicles and Sphere Eversions Geometric energies for surfaces

Symmetric quadratic function of principal curvatures ZZ   E := a + bK + c(H H )2 dA − 0

Gauß–Bonnet says RR K = const. thus irrelevant for variational problems If symmetric and fixed area

1 ZZ W := H2 dA 4π elastic bending energy for surfaces Scale-invariant, even Mobius-invariant¨

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 3 / 39 Bending Energy: Lipid Vesicles and Sphere Eversions Lipid bilayer membranes

Lipid vesicles as models of cell membranes Hydrophobic tails hidden by hydrophilic heads Fluid surface of lipid (surfactant) molecules: free to shear

Images from NASA Ames and Vrije Univ. Amsterdam Minimize W (or perhaps RR (H H )2 if sides differ) − 0 John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 4 / 39 Bending Energy: Lipid Vesicles and Sphere Eversions Physical constraints

Fixed volume enclosed Fixed surface area Fixed ∆A = RR H dA

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 5 / 39 Bending Energy: Lipid Vesicles and Sphere Eversions Toroidal vesicles

Studied by Xavier Michalet (now UCLA) Agree with W-minimizing simulations

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 6 / 39 Bending Energy: Lipid Vesicles and Sphere Eversions Higher-genus vesicles

Again studied by Michalet Demonstrate Mobius¨ invariance

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 7 / 39 Bending Energy: Lipid Vesicles and Sphere Eversions Lipid membranes as tubes

Work with Sahraoui Cha¨ıeb (now KAUST)

Pearling by changing H0 or ∆A

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 8 / 39 Bending Energy: Lipid Vesicles and Sphere Eversions CMC trinoid pump

3-parameter family of 3-ended CMC surfaces

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 9 / 39 Sphere Eversion Minimax Sphere Eversion

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 10 / 39 Sphere Eversion Sphere eversion

Turn a sphere inside out Mathematical rules Not too hard (embedded) Not too easy (hole or crease) Possible [Smale 1959] But no explicit eversion for many years [Phillips 1966] Must have quadruple point [BanMax 1981] Simplest sequence of events [Morin 1992] Usually work from half-way model Suffices to simplify this to round sphere

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 11 / 39 Sphere Eversion Minimax eversion

Energy k for surface with k-tuple point ≥ Spheres critical for W known [Bryant] Lowest saddle at W = 4 Use this as halfway model for eversion [Kusner]

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 12 / 39 Geometric Theory

Geometric properties of knotted space curve determined by knot type or implied by knottedness (e.g. Fary/Milnor:´ TC > 2πbr 4π) ≥ Optimal shape for a given knot usually by minimizing geometric energy

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 13 / 39 Ropelength Ropelength

Definition Thickness of space curve = 2 reach = diameter of largest embedded normal tube Ropelength = length / thickness

Positive thickness implies C1,1 Definition Gehring thickness = minimum distance between components

works with Milnor’s homotopy

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 14 / 39 Ropelength Ropelength

Inventiones 150 (2002) pp 257–286, arXiv:math.GT/0103224 with Jason Cantarella, Rob Kusner Results Minimizers exist for any link type Some known from sharp lower bounds Simple chain = connect sum of Hopf links Middle components stadium curves: not C2

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 15 / 39 Ropelength Minimizers

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 16 / 39 Ropelength Lower bounds

Geom. & Topol. 10 (2006) pp 1–26, arXiv:math.DG/0408026 with Elizabeth Denne and Yuanan Diao

Theorem K knotted = ropelength 15.66 (within 5% for trefoil) ⇒ ≥

Proof uses essential alternating quadrisecants:

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 17 / 39 Ropelength Quadrisecant

Line intersecting a curve four times Every knot has one (Pannwitz – 1933 Berlin)

Three order types

simple flipped alternating

Theorem (Denne thesis) Every knot has an essential alternating quadrisecant

(Essential means no disk in R3 r K spans secant plus arc of K.)

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 18 / 39 Ropelength criticality Criticality

Balance Criterion: tension vs. contact force Characterizes ropelength-critical links by force balance

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c c C1 1 2 C2

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 19 / 39 Ropelength criticality Criticality papers

Gehring case – no curvature bound Geom. & Topol. 10 (2006) pp 2055–2115, arXiv:math.DG/0402212 with Jason Cantarella, Joe Fu, Rob Kusner, Nancy Wrinkle

Ropelength case – with curvature bound Geom. & Topol. 18 (2014) pp 1973–2043, arXiv:1102.3234 with Cantarella, Fu, Kusner

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 20 / 39 Ropelength criticality Kuhn–Tucker

Minimization problem n Given f , gi : R R, (i = 1,..., m), minimize f (p) s.t. gi(p) 0. → ≥ Definition p is a constrained critical point for minimizing f if for any tangent vector v at p with f , v < 0 we have g , v < 0 for some active g . ∇ ∇ i i p is balanced if f = nonnegative combination of active g . ∇ ∇ i Theorem (Modified Kuhn–Tucker) p is constrained-critical balanced. ⇐⇒

Only involves derivatives of f and gi at p (linear functions). Linear algebra Farkas alternative ∼ John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 21 / 39 Ropelength criticality Infinite dimensions

Strategy: combine Clark’s theorem on derivatives of min-functions with our version of K–T that applies to: X vector space (of variations), Y compact space (of active constraints), C(Y) = continuous functions , C∗(Y) = Radon measures . { } { } Theorem (CFKSW’06) For any linear f : X R and g: X C(Y), t.f.a.e.: → → Balanced: nonneg. Radon meas. µ on Y s.t. f (ξ) = R g(ξ) dµ. ∃ Y Strongly critical: ε > 0 s.t. ∃ f (ξ) = 1 = y (gξ)y ε. − ⇒ ∃ ≤ −

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 22 / 39 Ropelength criticality The clasp

Clasp: one rope attached to ceiling, one to floor Again with semicircles?

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 23 / 39 Ropelength criticality The Gehring clasp

Gehring clasp has unbounded curvature (is C1,2/3 and W2,3−ε) Half a percent shorter than naive clasp

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 24 / 39 Ropelength criticality The Gehring clasp

Gehring clasp has unbounded curvature (is C1,2/3 and W2,3−ε) Half a percent shorter than naive clasp

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 25 / 39 Ropelength criticality Example Tight Link

Critical Borromean rings – IMU logo maximal (pyritohedral) symmetry, each component planar piecewise smooth (42 pieces in total) some described by elliptic integrals

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 26 / 39 Ropelength criticality Borromean Rings

Uses clasp arcs and circles; 0.08% shorter than circular Curvature < 2 everywhere = also ropelength-critical ⇒

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 27 / 39 Ropelength criticality The tight clasp

Tight clasp slightly longer Kink (arc of max curvature) at tip

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 28 / 39 Ropelength criticality The tight clasp

Tight clasp slightly longer Kink (arc of max curvature) at tip

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 29 / 39 Ropelength criticality Other ways to find critical points

Symmetric criticality for tight knots Cantarella, Ellis, Fu, Mastin: JKTR, 2014

Gordian split link Coward, Hass: Pacific J, 2015

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 30 / 39 Ropelength criticality Biological applications

Knotted DNA Great source of motivation for geometric knot theory Are tight shapes correlated with ensemble average shapes?

Image from Andrzej Stasiak, EPFL

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 31 / 39 Ropelength criticality Periodic links

Links in 3-torus Closed and infinite components when lifted to R3 Not enumerated yet Can extend ropelength criticality theory Work with Myf Evans ++

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 32 / 39 Ropelength criticality Periodic links

Singly periodic case Links in solid torus S1 D2 × Diagrams in annulus Enumeration of small knots extended to links by Franziska Schlosser¨ Stress/strain relationship as we vary periodicity

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 33 / 39

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Our next example is a variation on the “simple clasp” which we considered previously in [4, Section 9]. This clasp is a system of two interlooped ropes as in Figure 4 (left), one anchored to the floor and one to the ceiling. We studied the problem of minimizing the total length subject to the Gehring condition that the two strands are everywhere separated by at least unit distance, that is, that the link-thickness is at least 1. In fact, we considered the entire family of “⌧ –clasp” problems, 0 ⌧ 1, in which the   four ends of the two ropes are no longer vertical but make an angle of arcsin ⌧ with the horizontal. (Thus the case ⌧ 1 is the basic clasp described above.) In each case we D described in detail a critical configuration (a “Gehring clasp”) that we conjectured to be minimizing. Surprisingly, for ⌧ 1 the Gehring clasp is a C 1 curve with unbounded D curvature (that is, not C 1;1 ). Here we consider the analogous problem in the more physically realistic setting of the present paper where the constraint is Thi 1. Where the Gehring ⌧ –clasp would have curvature greater than 1= , our –critical ⌧ –clasp now has a kinked arc. Note that the struts in these critical clasps always connect one component to the other. Thus

eometry & opology, Volume 18 (2014) G T Ropelength criticality Rainbow loom bands

“Brunnian link making device and kit”

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 35 / 39 Ropelength criticality Doubly periodic links

Links in thickened torus T2 I × Links in thickened surfaces equivalent to Kaufmann’s virtual knots

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 36 / 39 Ropelength criticality Triply periodic links

Chiral rod packing Π+ becomes close to helical

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 37 / 39 Ropelength criticality Periodic entangled structures

Entanglement at mesoscale Important in physics of soft materials Can lead to exotic macroscopic properties Like negative Poisson ratio

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 38 / 39 Ropelength criticality Periodic entangled structures

Keratin filaments in skin cells under expansion (Evans)

John M. Sullivan (TU Berlin) Topology with Biological Applications 2017 June 13 39 / 39